# Opposition Brief — United States v. Messino

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1998
- **Citation:** 524 U.S. 937

## Text

Supreme Coust, U.S

No. 97-1641

In The
Supreme Court of the United States

October Term, 1997

¢

UNITED STATES OF AMERICA,

Petitioner,

PAUL MESSINO, ET AL.

+

On Petition For A Writ Of Certiorari
To The United States Court Of Appeals
For The Seventh Circuit

¢

RESPONDENTS’ BRIEF IN OPPOSITION

+

loserH R. Lopez

53 W. jackson Blvd.
Chicago, IL 60604
(312) 853-3566
Attorney for Respondent
Paul Messino

GeRARDO S. GUTIERREZ
53 W. Jackson Bivd.
Chicago, IL 60604
(312) 251-1115
Attorney for Respondent
Chris B. Messino

Marc WituiaM Martin

Counsel of Record

53 W. Jackson Blvd.,
Suite 1420

Chicago, IL 60604

(312) 726-9015

Attorney for Respondent

Christopher Richard Messino

Douctas P. ROLLER

321 S. Plymouth Ct.,
Suite 950

Chicago, IL 60604

(312) 337-6368

Attorney for Respondent

Clement Messino

LE LAW BRIEF PRINTING CO. (800) 225-6964
R CALL COLLECT (402) 342-2831

QUESTION PRESENTED

Should this Honorable Court deny certiorari to
review the Seventh Circuit’s decision reversing the
respondent's convictions because the district court failed
to provide adequate notice of jury selection procedures,
necessary for the intelligent exercise of peremptory chal-
lenges, when the issue of inadequate notice of jury selec-

tion procedures arises infrequently, is fact-intensive and
the courts of appeal that have encountered this particular
issue have uniformly reversed, thereby negating the
claim of a circuit split?

TABLE OF CONTENTS

Page
CEPR AEe FRO EES 60's. 6nd db ce duamseeisiasbnne i
pr 8 es: Re ene Orr pen re ii
pes 6 ge es tf ere rer re iii
SEAR Ee GOP EEE GRE se 6 oo kine dds ep evcicseses 1
REASONS FOR DENYING THE WRIT............. 13
CRP IOS ois iis bedenccedckaseucdseasss base 25

ae

:
:

ili

TABLE OF AUTHORITIES

Page

Arizona v. Fulminante, 499 U.S. 279 (1991) ........ 18, 22

Ballard v. United States, 329 U.S. 187 (1946).......... 19
Bank of Nova Scotia v. United States, 487 U.S. 250

OARS SIE SoU STS pee natty ae Re er tee ee 19, 21

Batson v. Kentucky, 476 U.S. 79 (1986) ....12, 16, 17, 18, 22

Brecht v. Abrahamson, 507 U.S. 619 (1993)......... 18, 19
Carr v. Watts, 597 F.2d 830 (2nd Cir. 1997) .......... 21
Chapman v. California, 386 U.S. 18 (1967) ............ 18
Connecticut v. Johnson, 460 U.S. 73 (1983)............ 24

Getter v. Wal-Mart Stores, 66 F.3d 1119 (10th Cir.

Gomez v. United States, 490 U.S. 858 (1989) ...18, 19, 21

Gulf, Colorado & Santa Fe Railway Co. v. Shane, 157

8 RBS a ee pee rede re Pe
Harrison v. United States, 163 U.S. 140 (1896) ........ 18
Holland v. Illinois, 493 U.S. 474 (1990) ............... 22
Johnson v. United States, 117 S.Ct. 1544 (1994)........ 21
Kirk v. Raymark Industries, Inc., 61 F.3d 147 (3rd

St PEW ais 6 Wasa Wo ba a GhAa 6 ima Roca aeawes 18, 20
Knox v. Collins, 928 F.2d 657 (5th Cir. 1991) ......... 20

Lewis v. United States, 146 U.S. 370 (1892)........... 18

iv

TABLE OF AUTHORITIES - Continued

Page
McDonough Power Equipment, Inc. v. Greenwood,
PG 0st OU EE TED sb bb Sodas 3c Co taeda ee cin eae 23
Olympia Hotels Corp. v. Johnson Wax Dev. Corp., 908
Pate SOS AFUE Mir TE ip 0 hawks Ka ve caebaes 11
Pointer v. United States, 151 U.S. 396 (1894).......... 22
Rosales-Lopez v. United States, 451 U.S. 182 (1981).... 22
Rose: o. CARre, S75 US. Be CRs cies eve ck b a he ance 18
Ross v. Oklahoma, 487 U.S. 81 (1988)................. 15
Sullivan v. Louisiana, 508 U.S. 275 (1993)............. 18
Swain v. Alabama, 380 U.S. 202 (1965) ............ 11, 18
United States v. Annigoni, 96 F.3d 1132 (9th Cir.
gg Mere ieee ct N eRe as eee ee A NER Tuk ONA 18, 20
United States v. Bentley-Smith, 2 F.3d 1368 (5th Cir
ec) eT ee ee ey rey erie a eT nr Cerise 18
United States v. Broussard, 987 F.2d 215 (5th Cir.
1993), abrogated on other grounds by J.E.B. v. Ala-
pas, Sis Ui. Bae Ce 5k a os cerca een awe canes 20
United States v. Bryant, 991 F.2d 171 (5th Cir. 1993) .... 15
United States v. Dennis, 737 F.2d 617 (7th Cir. 1984) .... 15
United States v. Farmer, 923 F.2d 1557 sceoesh Cir.
gt SP ee ere er Ce ry They ee fe oy ee eee re gee 15
United States v. Horsman, 114 F.3d 822 (8th Cir.
SOF os oe 55 Fh Aas bio EER A Re er a aes 14
United States v. Johnson, 584 F.2d 148 (6th Cir. 1978) .... 21

a eet enema Batt OER

Sac REPRE ORFS ATTRIB rENE on

on ee ees

TABLE OF AUTHORITIES - Continued
Page

United States v. Love, 134 F.3d 595 (4th Cir. 1998) ....15

United States v. McIntyre, 997 F.2d 687 (10th Cir.
SOPRA GS are Cod ene ies wages us Cys 4 ie bso kuSe beg eae 14

United States v. Olano, 507 U.S. 725 (1993)....22, 23, 25

United States v. Ricks, 776 F.2d 455 (4th Cir. 1985),
amended on rehearing en banc, 802 F.2d 731 (1986)
ERE ee TEC eC CE Ee PEC PC ey 10, 14, 16

United States v. Rubin, 327 F.3d 49 (2nd Cir. 1994)....14
United States v. Rucker, 557 F.2d 1046 (4th Cir. 1977) .... 21

United States v. Ruuska, 883 F.2d 262 (3rd Cir.
55 GN a ae ese a oad as 18, 20

United States v. Sams, 470 F.2d 751 (5th Cir. 1972)...14, 16

United States v. Schneider, 111 F.3d 197 (1st Cir.
EDGE eae NG a EA Gh Da aE TO ONES ERK ESR EU REREE RS LTE TE 20

United States v. Taylor, 92 F.3d 1313 (2nd Cir. 1996) .... 20
United States v. Turner, 558 F.2d 535 (9th Cir. 1977) 14, 16
United States v. Underwood, 122 F.3d 389 (7th Cir.

SPN ero dVa ease eu b avian lec akstees baeeenen ss passim
United States v. Underwood, 130 F.3d 1225 (7th Cir.

SE ag caw ksenkcce ince 18S s kee ees be knee 13, 16
United States v. Widgery, 778 F.2d 325 (7th Cir.

PN ks Shere ha VES eA RAAT owes CORR CSRS 15
United States v. Young, 470 U.S. 1 (1985)............. 24

Vasquez v. Hillery, 474 U.S. 254 (1986) ............... 19

vi

TABLE OF AUTHORITIES - Continued

Page

STATUTES
a RP BREE oh ds hoy ak kes ek 18, 22, 23, 24
OTHER AUTHORITIES
Federal Rules of Criminal Procedure

ee a Cie eck ee Oe ee eA 18,22; 23, 24
United States Constitution
| RINNE Pn oa ee ark CRM LS oe RNa Es 23

Cae - Pa Se i ae Rs i ak ok 23

STATEMENT OF THE CASE

1. “[U]nique facts” arose during jury selection. See
United States v. Underwood, 122 F.3d 389, 398 (7th Cir.
1997) (Flaum, J., concurring); Petition for Writ of Cer-
tiorari (“Pet.”) App. 23a. The resporidents’ trial attorneys
were materially misled as a result of the district judge’s
“unique procedural protocol during selection,” and his
unintentional but misleading description of the jury
selection process. Underwood, 122 F.3d at 397; Pet. App.
19a. Defense counsels’ misunderstanding — found to be
reasonable by the Seventh Circuit - precluded the know-
ing and intelligent exercise of peremptory challenges. The
jury selection thus resulted in a trial lawyer’s worst
nightmare: being saddled with a jury different from the
one believed to have been picked.

In its certiorari petition, the government fails to
quote entirely, or describe adequately, the district judge’s
explanation of -his jury selection method. Before jury
selection, the following colloquy occurred:

THE COURT: What I do, we will go through
the questions. You can write your strikes on a
piece of paper and come back here. We will do
the strikes in chambers so that the jurors don’t
know which particular attorney struck which
particular jurors. My Clerk will go back out
there and simply read off their names, tell them
to pick up their cards, and tell them to report
back to the jury room.

MR. MARTIN [counsel for Christopher Richard
(“Dick”) Messino]: Do you put them-all in a
box?

THE COURT: What I am going to do is to put
them all in the box. Since I plan on four to six
alternates — is this case still going nine weeks?

MR. SCHNEIDER [AUSA]: Judge, I think eight
might be a nice number. Maybe a little more.
Once you get up that far, it is hard to project.

THE COURT: I think six alternates. I am going
to put them aH in the box. Since there are more
strikes than defendants, I assume that every-
body gets one, and then on the remaining three,
you can reach some type of agreement. We will
put 34 in the box in the first two rows. Then the first
18 that are left will be the jury, the fist [sic] 12 being
the jury, and the next 6 being the alternates.

MR. LOEB [counsel for Donald Southern]: We
will only strike once, since we have people left
over?

THE COURT: Yes. You are going to have peo-
ple left over. We will do it in the manner in
which they are called. Then let’s assume you
don’t use all of your strikes, for one reason or
another or the government doesn’t, there will be
people left over. So it will be on my Clerk’s list
as she calls them. /t will be the first 18. The first 12
will be the jury, and the next 6 the alternates, in the
manner in which they are called.

2/13 Tr. 10-11 (emphasis added).

After the venire entered the courtroom, the clerk
called 38 persons, who filled the jury box and pews in the
order called. 2-13 Tr. 24-25. Although not acknowledged
or discussed in the certiorari petition, the ensuing voir
dire was atypical due to the high number of potential
jurors who said that they could not be fair. In all, the

district court excused 27 venire persons for cause. See
2/13 Tr. 30-199.

Each time the court excused a prospective juror for
cause, another venire person was beckoned from outside
the original pool of 38. Upon a potential juror being
excused for cause, the already-seated potential jurors did
not move up a seat; nor did any replacement potential
juror take a seat at the end of the pool. Rather, the
replacement juror took the seat vacated by the excused
juror, and was immediately questioned by the court. 2/13
Tr. 30, 32, 57-58, 59-60, 61, 64, 65, 69-70, 77, 95, 101-102,
105-106, 116-117, 127, 128-129, 131, 135, 142, 144-45, 149,
154-55, 157-60, 162, 174, 177, 183 and 197-99.

When 38 venire persons had been questioned with-
out being excused for cause, the parties exercised
peremptory challenges.! 2/13 Tr. 206. After reciting the
names of venire persons challenged by each side, the
district court began announcing the composition of the
jury. 2/13 Tr. 206-07, 27-28. When the court named Pam-
ela Boucher —- a women who said during voir dire she was
against drugs, but thought she “would be okay,” 2/13 Tr.
187 -— as the ninth trial juror, a defense attorney inter-
rupted:

MR. LOEB: We have got her as an alternate
according to the way they are sitting now.

THE COURT: No, it is according to this list.

1 The district court rejected Dick Messino’s pretrial motion
requesting allotment of three peremptory challenges for each
trial defendant. R. 551. Therefore, the seven trial defendants
jointly exercised ten peremptory challenges for the petit jury
and two for the alternates.

2/13 Tr. 207. (The referenced list had not been distributed
or made available to counsel.)

Before the jury was sworn, and immediately after the
trial court finished naming the petit jurors, defense coun-
sel objected to the jury’s composition. See 2/13 Tr.
207-213; R. 795. Based upon the court's initial instructions
and the visual scenario created by replacement potential
jurors taking the seat of excused jurors and being imme-
diately questioned, all defense counsel believed that
replacement venire persons were just that, i.e., that they
assumed the position, for selection purposes, of the
excused venire person. 2/13 Tr. 207-13; R. 795. No defense
counsel understood otherwise; no defense counsel
thought that the replacement venire persons would take a
place after the surviving members of the initial pool of
38.2 Id.

The defense attorneys, however, were mistaken about
the manner in which the district court actually selected
the jury. It turned out that the replacement jurors moved
to the end of the pool instead of replacing the excused
prospective juror whose seat the replacement filled. The
Seventh Circuit described the misunderstanding as fol-
lows:

2 Potential juror Christine Miller failed to return on time
after lunch. Tr. 92. The district court initially suggested waiting
until she arrived. Tr. 92. Attorney Loeb proposed carrying on
with jury selection, stating that if she failed to come back, “you
can replace her with the next in line.” Tr. 92. The court asked
whether this was agreeable, and did not clarify the rank of
replacement jurors.

Underwood, 122 F.3d at 395; Pet. App. 13a-14a (emphasis

When the judge excused one of the 38 for cause,
the judge’s clerk would call the name of a
reserve juror as a replacement. Instead of cross-
ing out the name of the excused juror and filling
in the replacement juror’s name on his list, the
judge put the replacement juror’s name at the
end of his jury list. For example, when the judge
excused the second juror called, the first of the
38 jurors he excused, the judge called the name
of a replacement juror and asked the replace-
ment to take the vacated seat (the second seat in
the jury box). However, instead of putting the
replacement juror’s name second on his list,
which would have been consistent with where
he seated the replacement juror, he put the name
39th on his list, after the names of the first 38
jurors called. According to the defendant’s
(mis)understanding of the judge’s method, this
replacement juror would have been number 2 on
the judge’s list. Because so many potential jurors
were excused for cause, there was a large dis-
crepancy between the first twelve names on the
judge’s list, and the first twelve names defense
counsel thought would be on that list.

original).

3 The following illustrates the discrepancies between the
court’s and the respondents’ understanding of the ordering of

the 38 surviving venire members:

Ordering According
to Court's List

‘

Understanding

Sandra Lazar 1. Sandra Lazar

2. Manserrat Ramos 2. Gilberto Guevara*

Ordering According to Court's
Oral Instructions and Defense

As made known in the district court and accepted
on appeal. defense counsel exercised their peremptory

3. Randall E. Ekvall
4. Christine Miller

5. Walter Whitfield

6. Patricia Hargrave
7. Leon Scott

8. Dennis Tuholski

9. Donice Reeves

10. John Katalinich

11. Thomas McInerney
12. Robert Harris

13. Ann Devereaux
14. Jack Hareland

15. Nancy Bubula

16. Michelle Jansen
17. Alan Kanter

18. Pamela Boucher
19. Barbara Resnick
20. Gary Francisco

21. John Royer

22. Mohammad Suleman
23. Gilberto Guevara
24. Susan Edwards
25. Richard Kuhn

26. Maria Flores

27. Gwendolyn Johnson
28. Gertrude Burton
29. Luis Galvan

30. Michelle McCain
31. Delores Preber
32. Eileen Adler

33. Joseph Sinopoli
34. John Hollandsworth
35. Veronica Horak
36. Robin Strickland
37. Joyce Agins

38. Rose Migacz

* Bol

RL Sa SE RI Toe eT eT

38.
d = Replacement juror not among original pool of 38.

Manserrat Ramos
Randall F. Ekvall
Christine Miller
Walter Whitfield
Patricia Hargrave
Leon Scott

Dennis Tuholski
Susan Edwards
Richard Kuhn
Maria Flores
Gwendolyn Johnson
Gertrude Burton
Luis Galvan
Donice Reeves
John Katalinich
Michelle McCain
Thomas McInerney
Robert Harris
Delores Preber
Eileen Adler

Ann Devereaux
Joseph Sinopoli
John Hollandsworth
Veronica Horak
Jack Hareland
Nancy Bubula
Michelle Jansen
Robin Strickland
Alan Kanter

Joyce Agins
Pamela Boucher
Barbara Resnick
Gary Francisco
Rose Migacz

John Royer
Mohammad Suleman

challenges in accordance with their expectations and
beliefs regarding jury selection. The defense opted not to
employ peremptory challenges against certain venire per-
sons who were visually seated at the end of the surviving
pool of 38. 2/13 Tr. 207-12; R. 795. Defense counsel did
not make challenges they ordinarily would have, believ-
ing that the non-preferred venire persons would consti-
tute one of the six alternate jurors, or would not make it
to the petit jury, given the possibility of mutual strikes
(two occurred here) or the government not exercising all
its peremptory challenges. Id. In fact, some defense attor-
neys sought to use peremptory challenges to excuse
jurors toward the end of the pool, but were convinced
otherwise based upon the universal defense assumption
that the jurors at the end of the pool would not be on the
petit jury. 2/13 Tr. 209-10; R. 795.

Upon learning that the replacement jurors did not
replace previously excused jurors, but went to the end of
the line, defense counsel immediately voiced surprise,
dismay and objection. 2/13 Tr. 207-13. See Underwood, 122
F.3d at 394-95 n. 8; Pet. App. 1la-13a. Defense counsel
initially did not ask to redo the jury selection; rather, they
asked the court to assemble the jury in accordance with
their understanding. 2/13 Tr. 210-13. The court refused,
stating that the jury would be selected pursuant to a list
the court possessed. Id. Defense counsel, however, did
not have this list. 2/13 Tr. 209-11. After the court made it
clear that it would not constitute the jury in line with
defense expectations, motions for mistrial were made and
denied. 2/13 Tr. 212-13. Thus, contrary to the assertion in
the certiorari petition, Pet. at 7, a request to reorder the
jury was not the “sole request” of defense counsel.

The respondents’ misapprehension about the selec-
tion process resulted in a trial before an adjudicatory
body not of their knowing choosing. Aside from the
respondents’ overall jury selection choices being mate-
rially affected,* two jurors who decided the respondents’
fate, Pamela Boucher and Mohammad Suleman, were
identified as being objectionable when the jury selection
error emerged. 2/13 Tr. 209-10; Underwood, 122 F.3d at
395; Pet. App. 14a (“Relying on their erroneous belief
about the judge’s list, defense counsel opted not to chal-
lenge two particular potential jurors on the belief that
they were too far down the list to make it onto the petit
jury and if anything, would be mere alternates. These two
jurors, however, were among the first twelve on the
judge’s list, and sat as jurors at trial.”). Two other pro-
spective jurors, Delores Preber and Eileen Adler, who the
defense believed would be jurors based upon the order in
which they were questioned served as alternates.

2. Seven defendants went to trial. Three were
acquitted based upon the testimony of many of the same
witnesses who testified against the respondents. The four

+ Given the court’s questioning all possible potential jurors
before the exercise of strikes, the respondents necessarily
exercised their joint peremptory challenges with an eye toward
shaping the jury from the entire 38-member universe. The
ordering of potential jurors was, therefore, essential to the
knowing and intelligent exercise of strikes. Underwood, 122 F.3d
at 396-97 & id. at 399 (Flaum, J., concurring); Pet. App. 17a &
23a. Because the first juror excused for cause was the second one
questioned, and because so many potential jurors were excused
for cause, the error here permeated the entire selection process.

respondents were convicted. While the government con-
tends, that the conspirators acquired and resold “hun-
dreds of kilograms of cocaine,” see Pet. 3-4, the district
judge found the convicted defendants responsible for 80
kilograms. E.g., R. 907; 8/17 Tr. 5-9, 21-24.

At trial, the respondents disputed “whether the gov-
ernment met its burden to prove a single conspiracy
instead of multiple conspiracies,” an issue deemed
“close” by the Seventh Circuit, but undecided. Under-
wood, 122 F.3d at 391; Pet. App. 4a. In addition, Dick
Messino advanced a defense of withdrawal from the con-
spiracy before the onset of the statute of limitations.
Dick’s withdrawal defense derived support from a slew
of government witnesses. See United States v. Christopher
Richard Messino, No. 95-3052, Individual Brief at 4-7 (7th
Cir.).

3a. Reversing the convictions of the four respon-
dents, the Seventh Circuit panel, Judge Eschbach writing,
found that “the defendants’ rights to the intelligent use of
their peremptory strikes were impaired [since] [t]he
judge’s prefatory description of his method of jury order-
ing did not comport with the method he actually used.”
Id. at 391; Pet. App. 14a. The court determined defense
counsels’ interpretation of the judge’s prefatory remarks

° The certiorari petition notes that Dick Messino and
Clement Messino were at one time police officers. Pet. at 3.
Dick’s status as a police officer has little to do with this case.
While the charged conspiracy allegedly commenced in the early
1980’s, Dick was a patrolman for approximately one year in the
1960's. Tr. 3977, 4019-20.

10

— that the potential jurors would be ordered in the man-
ner in which they were seated — to be reasonable, and
“bolstered by the visual impact of the order in which the
jurors were seated and questioned during voir dire.” Id.
at 395; Pet. App. 15a. The court rejected the government’s
contention that defense counsel were aware of the judge’s
selection method, labeling the argument as bordering on
“meretricious.” Underwood, 122 F.3d at 397; Pet. App. 18a.
The court ruled that the district court’s misleading
description “failed to provide adequate notice necessary
for the defendants to intelligently exercise their peremp-
tory challenges.” Id. at 396; Pet. App. 15a.

In reaching this conclusion, the court did not find the
judge’s jury selection method improper, as long as the
parties had adequate notice of the method used. Id. at
396; Pet. App. 16a. However, in the absence of notice, so
observed the court, the ability to exercise the statutory
right to peremptory challenges may be significantly
impaired, even if the defendants possess the full allot-
ment of challenges. Id. (citing United States v. Ricks, 776
F.2d 455 (4th Cir. 1985), amended on rehearing en banc, 802
F.2d 731 (1986).) The court illuminated how the error
hampered intelligent exercise of peremptory challenges:

Where, as here, a defendant is faced with more
objectionable jurors than he has peremptory
strikes, he must make intelligent use of those
strikes by considering strategic factors such as
the strength of his objection to a potential juror
and the likelihood that she will serve on the
petit jury instead of as a mere alternate (or not
at all) . . . The court’s misleading description
here caused defendants’ incorrect predictions of
the likelihood that each potential juror would be

11

the “first twelve” and thus sit on the petit jury.
Because defendants had inadequate notice of the
judge’s actual method of ordering potential
jurors, their strategic decisions based on a
juror’s likelihood of sitting on the petit jury
were completely subverted. When strategy takes
a back seat to chance in this manner, the result
can hardly be considered the intelligent exercise
of peremptory challenges to which a defendant
is entitled.

Underwood, 122 F.3d at 396-97; Pet. App. 17a (emphasis
original).

Noting that issues of entitlement to a particular type
of tribunal generally are not subject to harmless error
analysis, the court held that the error necessitated rever-
sal irrespective of prejudice. Id. at 392; Pet. App. 6a
(citing Swain v. Alabama, 380 U.S. 202, 219 (1965); Olympia
Hotels Corp. v. Johnson Wax Dev. Corp., 908 F.2d 1363, 1369
(7th Cir. 1990).) Absent discerning a circuit split, the
panel joined other circuits that have considered a harm-
less error analysis inappropriate when the defendant's
statutory right to peremptory challenge was denied or
impaired. The court nonetheless recognized that “not all
restrictions on the right to peremptory challenge consti-
tute the denial or impairment of the right,” and shared
the concurring judge’s concerns about a vroad automatic
reversal rule. Underwood, 122 F.3d at 392 n. 3; Pet. App.
7a. To ameliorate against routine reversal, the panel pro-
posed employing a narrow definition of “denial or
impairment.” Id.

b. Ina concurring opinion, Judge Flaum questioned
Swain’s most sweeping rhetoric. Id. at 398; Pet. App. 23a.

12

Nonetheless, Judge Flaum believed reversal necessary
because the defendants were materially misled about the
jury selection procedure. Id. Judge Flaum observed that
the violation of Rule 24 of the Federal Rules of Criminal
Procedure was not merely technical, since, as Judge
Eschbach’s opinion demonstrated, the defendants had
inadequate notice of the jury selection method, thereby
subverting strategic jury selection choices. Id. at 398-99;
Pet. App. 22a-23a. Judge Flaum regarded it critical for the
defense to understand which peremptory strikes were
being exercised against whom. Id. at 399; Pet. App. 23a.

The concurring judge also understood that this case
did “not involve considerations that might warrant more
forgiving appellate treatment.” Id. Unlike the present
case, future claims regarding the denial of peremptory
challenges more likely would involve Batson v. Kentucky,
476 U.S. 79 (1986), situations. Underwood, 122 F.3d at 399
(Flaum, J., concurring); Pet. App. 24a-25a. Suggesting that
loss of a peremptory may not be the type of structural
defect that always necessitates reversal, Judge Flaum
found this case to be a tiger of a different stripe:

[Because it is notoriously difficult to estimate
the effect of a juror on the outcome of a trial,
questions of jury selection tend to defy harm-
less-error analysis. The prospect that the loss of
peremptory challenges will inevitably be con-
sidered harmless should cause a court to swal-
low hard before abandoning a rule of automatic
reversal. In the instant case, however, we face
no such dilemma. No countervailing constitu-
tional imperative led the district court to
impinge upon the defendants’ right to the <xer-
cise of their peremptories; there simply (and

PORE eT Sad LO

ee

13

unfortunately) was a critical miscommunication
between the bench and bar. Given the signifi-
cance of the error that occurred here and the
lack of any compelling reason to afford
expanded latitude to the trial court, this case does
not present an occasion to examine whether the
denial of peremptory challenges should ever be sub-
ject to harmless-error review.

Id. at 399; Pet. App. 25a-26a (emphasis added).

4. The government petitioned for rehearing, and
suggested rehearing en banc. While a vote of the active
members of the Seventh Circuit was requested, a majority
voted to deny rehearing en banc, and all of the judges on
the original panel voted to deny the petition for rehear-
ing. United States v. Underwood, 130 F.3d 1225 (7th Cir.
1997); Pet. App. 27a. Judge Easterbrook, joined by Chief
Judge Posner and Judges Manion and Evans, dissented
from the denial of rehearing en banc. Judge Easterbrook’s
dissenting opinion is discussed throughout the certiorari
petition.

REASONS FOR DENYING THE WRIT

1. In an effort to attain this Court’s certiorari juris-
diction, the government raises a circuit-split banner. The
cry of dissension, however, rests upon an chimerical
foundation. The issue before the Seventh Circuit was
whether the district court’s failure to provide accurate
notice of jury selection procedures, necessary for the
intelligent exercise of peremptory challenges, warranted
reversal. Courts of appeal that have confronted this issue

“—

14

have uniformly found reversal appropriate. See United
States v. Ricks, 776 F.2d 455, 458-61 (4th Cir. 1985) (nine
defense attorneys reasonably believed that the jury
would be selected from the top of a jury selection list and
concentrated their strikes there, but the court selected
jurors from below the top; reversal ordered since the
practical effect of defense counsels’ belief concerning jury
selection “was to frustrate the exercise of their peremp-
tory strikes”), amended on rehearing en banc, 802 F.2d 731
(1986); United States v. Turner, 558 F.2d 535 (9th Cir. 1977)
(reversal ordered where absent supplying the defendant
with adequate notice of the particular jury selection sys-
tem employed, the district court precluded the exercise of
a peremptory challenge on grounds that the defendant's
acceptance of a jury panel constituted use of a challenge);
United States v. Sams, 470 F.2d 751 (5th Cir. 1972) (in line
with local custom, defense counsel attempted to exercise
a back strike which a visiting judge prohibited; court of
appeals reversed for a new trial, finding that defense
counsel lacked notice of the jury selection system, and
that the court abused its discretion by impeding the exer-
cise of peremptory challenges when it refused to allow
back strikes).

The government does not present good reason to
disturb this unbroken line of precedent. Cases cited by
the government do not raise an authentic conflict. Indeed,
none involved a district court providing inadequate
notice of its jury selection method. United States v. Hors-
man, 114 F.3d 822, 825 (8th Cir. 1997), Getter v. Wal-Mart
Stores, 66 F.3d 1119, 1122 (10th Cir. 1995), United States v.
Rubin, 37 F.3d 49, 54 (2nd Cir. 1994), United States v.
McIntyre, 997 F.2d 687, 697-98 (10th Cir. 1993), United

———eSwm

15

States v. Bryant, 991 F.2d 171, 174 (5th Cir. 1993), and
United States v. Farmer, 923 F.2d 1557, 1566 & n. 20 (11th
Cir. 1991), all entailed appellants arguing that the district
court had erroneously failed to excuse a juror for cause,
thereby forcing use of a peremptory challenge. In none of
the cases did the questioned juror sit on the jury. From
the context of review of a state court conviction, Ross v.
Oklahoma, 487 U.S. 81 (1988), teaches that forcing use of a
peremptory challenge does not mandate reversal absent a
showing that the jurors who sat were biased. Obviously,
this case is not a Ross case, and the government does not
so contend in its certiorari petition (only citing Ross for
the proposition that peremptory challenges are not con-
stitutionally mandated). See Pet. at 16 n. 8.

The government also cites United States v. Love, 134
F.3d 595 (4th Cir. 1998), to support the existence of sup-
posed intra-circuit conflicts. See Pet. at 12 n. 5. However,
the Fourth Circuit in Love expressly addressed its prior
decision in Ricks and found it to be distinguishable since
the Love district judge “explained the jury selection pro-
cedure in accurate terms in advance of trial.” Love, 134
F.3d at 602 n. 2.

Nor did the Seventh Circuit’s decision here deviate
from prior Seventh Circuit cases, as claimed by the gov-
ernment. See Pet. at 11 n. 4. In United States v. Widgery,
778 F.2d 325 (7th Cir. 1985), the appellate court affirmed
where the trial judge had answered a jury question absent
conferring with the defense. (Widgery nevertheless recog-
nized that “[s]ometimes it is so difficult to tell whether
the violation of a rule has injured the defendant, and so
likely that the violation did, that the violation cannot be
harmless error.” Id. at 329.) In United States v. Dennis, 737

16

F.2d 617 (7th Cir. 1984), the defendant merely protested
the trial judge’s requiring defense counsel to confer about
the jury selection in the courtroom. Clearly, this case
presents radically different facts and legal issues.

As there is no bona fide inter-circuit or intra-circuit
conflict on the particular issue decided by the court
below, the petition for certiorari should be denied.

2. This case does not present an appropriate vehicle
to consider the question presented by the government.
Notwithstanding claims to the contrary, the particular
fact-specific issue here simply does not recurrently arise.
This Court can safely presume-that district judges ordi-
narily provide sufficient notice of jury selection pro-
cedures, and then select juries in accordance with their
explanations. The infrequency of the issue here is also
evident from the small number and wide temporal dis-
tance between cases in which inadequate notice of jury
selection procedures has arisen, i.e., Sams (1972), Turner
(1977), Ricks (1985) and Underwood (1997).

Additional reasons bode against a grant of certiorari.
The court of appeals did not act in gross deviation of
established precedent. Indeed, this is not a forced-use
case in which the court of appeals digressed from Ross.
Nor does this case implicate Batson concerns in which
reversal may be more debatable since the district court is
afforded some “margin of error.” See Underwood, 122 F.3d
at 399 (Flaum, J., concurring); Pet. App. 24a-26a (“this
case does not present an occasion to examine whether the
denial of peremptory challenges should ever be subject to
harmless-error review” since the error here was signifi-
cant, and not allayed by compelling reasons to give the

I ee GRO ine sete ter.

17

district court expanded latitude). Accepting the govern-
ment’s position here could actually jeopardize Batson and
its progeny since the rule that racially motivated peremp-
tory challenges require reversal could fall by the wayside
if all jury selection errors are branded “harmless.”

Both before the Seventh Circuit panel and in its peti-
tion for rehearing, the government vigorously argued
that no error occurred. The government has now aban-
doned the point. Under this Court’s Rule 14(1)(a), all
questions subsumed within the question presented are
fair game. Thus, while we steadfastly maintain that error
occurred, analysis of the question presented could require
this Court to embark upon a fact-resolution journey, par-
sing and interpreting the particular district judge’s oral
explanations of his jury selection method, and even
assessing the veracity and reasonableness of defense
counsel.® Such fact-specific inquiries typically are not the
function of this Court. Moreover, if this Court found that
no error occurred — a contention we resolutely dispute -
then the question framed by the government would not

© In the court of appeals, the government contended that
the district court’s statement “we will do it in the manner in
which they are called,” 2/13 Tr. 11, provided the defense with
notice of the jury selection procedure employed. Before this
Court, therefore, could be questions of whether defense counsel
acted unreasonably in failing to discern the actual jury selection
method based upon the quoted statement. This Court could also
have to consider whether the statement “we will do it in the
manner in which they are called” excluded the idea that
replacement prospective jurors would take a position at the end
of the pool, or eviscerated the district judge’s prior direction
that “the first 18 that are left [in the jury box] will be the jury.”
2/13 Tr. 10.

18

even be before the Court. For these reasons as well,
certiorari should be denied.

3a. The government argues that the Seventh Circuit
ignored Rule 52(a) of the Federal Rules of Criminal Pro-
cedure and 28 U.S.C. § 2111. However, the court of
appeals adhered to the longstanding principle that
impairment of the peremptory challenge right is revers-
ible error without a showing of prejudice, a rule that has
roots in Swain v. Alabama, 380 U.S. 202, 219 (1965), Lewis v.
United States, 146 U.S. 370, 376-78 (1892), Harrison v.
United States, 163 U.S. 140, 142 (1896), Gulf, Colorado &
Santa Fe Railway Co. v. Shane, 157 U.S. 348, 351 (1895), has
been held to endure Batson, see United States v. Annigoni,
96 F.3d 1132, 1141 (9th Cir. 1996) (en banc), Kirk v. Raymark
Industries, Inc., 61 F.3d 147, 158 (3rd Cir. 1995), United
States v. Bentley-Smith, 2 F.3d 1368, 1375 n. 7 (5th Cir.
1993), United States v. Ruuska, 883 F.2d 262, 268 (3rd Cir.
1989), and is consistent with Gomez v. United States, 490
U.S. 858 (1989).

There is nothing incompatible between harmless
error analysis and the per se reversal rule employed in
this case. In Brecht v. Abrahamson, 507 U.S. 619 (1993), this
Court identified a “spectrum” between trial errors -
errors that occur during presentation of the case to the
jury and are amenable to harmless error analysis since
they may be quantitatively assessed in the context of
other evidence for outcome-determinative effect - and
“structural defects in the constitution of the trial mecha-
nism, which defy analysis by ‘harmless-error’ standards.”
See also Sullivan v. Louisiana, 508 U.S. 275 (1993); Arizona v.
Fulminante, 499 U.S. 279 (1991); Rose v. Clark, 478 U.S. 570,
578 (1986); Chapman v. California, 386 U.S. 18, 23 and n. 8

19

(1967). In the latter instance, Brecht approved the auto-
matic reversal remedy since such errors “infect the entire
trial process.” Brecht, 507 U.S. at 629-30.

Similarly, in Bank of Nova Scotia v. United States, 487
U.S. 250 (1988), this Court recognized that there are a
class of cases that do not require “a particular assessment
of the prejudicial impact of the errors . . . because the
errors are deemed fundamental.” Id. at 256. As examples,
this Court cited Vasquez v. Hillery, 474 U.S. 254 (1986), and
Ballard v. United States, 329 U.S. 187 (1946), and reconciled
these cases by noting that “[t]he nature of the violation
allowed a presumption that the defendant was preju-
diced, and any inquiry into harmless error would have
required unguided speculation.” Nova Scotia, 487 U.S. at
257.

Or, as stated in Gomez v. United States, 490 U.S. 858
(1989), a case involving jury selection error:

The Government concedes, as it must, that
errors occurring during jury selection may be
grounds for reversal of a conviction . . . Yet it
argues that any error in these cases was harm-
less because petitioners allege no specific preju-
dice as a result of the Magistrate’s conducting
the voir dire examination . . . We find no merit
to this argument. Among those basic fair trial
rights that “ ‘can never be treated as harmless’ is
a defendant’s right to an impartial adjudicator,
be it judge or jury.”

Id. at 826.

20

In view of all this, there is nothing exceptional about
the idea that impairment of the right to intelligent exer-
cise of peremptory challenges, affecting the very compo-
sition and structure of the adjudicatory body, is
unamenable to harmless error analysis and presump-
tively prejudicial.? The Seventh Circuit’s decision to
reverse was not erroneous, and was within the main-
stream of the law.®

7 The following factors underscore this conclusion: the
consequences of jury selection error of the type here do not
occur during the evidentiary presentation of the case, but
manifest themselves as an ongoing feature of the trial; the error
is incapable of being quantitatively assessed in the context of
other evidence; the error does not lend itself to determining
whether the judgment was substantially swayed by it; there is
no measuring what effect the desired (but excluded) jurors
would have had on deliberations; and there is no telling how
unwanted jurors influenced deliberations. See Annigoni, 96 F.3d
at 1144-45.

8 See United States v. Schneider, 111 F.3d 197, 204 (1st Cir.
1997) (“In a number of cases involving interference with
peremptory challenges, the reviewing court has treated proof of
prejudice as unnecessary.”); United States v. Taylor, 92 F.3d 1313,
1325 (2nd Cir. 1996) (“Defendants correctly assert that if their
right to exercise peremptory challenges has been denied or
impaired, they need not show that the jury was biased in order
to obtain a new trial.”); Kirk v. Raymark Industries, Inc., 61 F.3d
147, 160 (3rd Cir. 1995) (“[A] showing of prejudice is not
required to reverse a verdict after demonstrating that a
statutorily-mandated, peremptory challenge was impaired.”);
United States v. Broussard, 987 F.2d 215, 221 (5th Cir. 1993),
abrogated on other grounds by J.E.B. v. Alabama, 511 U.S. 127 (1994)
(“The denial or impairment of the right to exercise peremptory
challenges is reversible error without a showing of prejudice.”);
Knox v. Collins, 928 F.2d 657, 661 (5th Cir. 1991) (same); Ruuska,
883 F.2d at 268 (“We read the long line of Supreme Court

os

21

Johnson v. United States, 117 S. Ct. 1544 (1994), does
not foreclose application of the rule that some errors, not
amenable to harmless error analysis, are presumptively
prejudicial. To be sure, Johnson observed that none of the
“structural” error cases cite? by the petitioner were direct
federal appeals. But this does not correlate into the prop-
osition that some cases do not require “a particular
assessment of the prejudicial impact of the errors
. . . because the errors are deemed fundamental.” Nova
Scotia, 487 U.S. at 256. Indeed, Gomez was a direct federal
appeal in which this Court ruled the jury selection error
presumptively prejudicial.

Moreover, johnson did not discard the “structural
error” concept. While not needing to decide the question,
Johnson seemingly harmonized structural error with
harmless error doctrine:

But even though the error be “plain,” it must
also “affec[t] substantial rights.” It is at this
point that petitioner’s argument that the failure
to submit an element of the offense to the jury is

authority that culminated in Swain to say that the denial or
impairment of the right to peremptory challenges is reversible
error per se.”); Carr v. Watts, 597 F.2d 830, 833 (2nd Cir. 1997)
(“In . . . circumstances of direct impairment... ‘[t]he denial or
impairment of the right is reversible error without a showing of
prejudice.’ ”); United States v. Johnson, 584 F.2d 148, 155 (6th Cir.
1978) (“A trial court commits reversible error if, by unduly
restricting voir dire, it substantially impairs the peremptory
challenge right.”); United States v. Rucker, 557 F.2d 1046, 1049
(4th Cir. 1977) (“A voir dire that has the effect of impairing the
defendant's ability to exercise intelligently his challenges is
ground for reversal, irrespective of prejudice.”).

22

“structural error” becomes relevant. She con-
tends in effect that if an error is so serious as to
defy harmless-error analysis, it must also
“affec([t] substantial rights.” A “structural”
error, we explained in Arizona v. Fulminante, is a
“defect affecting the framework within which
the trial proceeds, rather than simply an error in
the trial process itself.

117 S. Ct. at 1549.

With this in mind, the illusory nature of the govern-
ment’s argument that the Seventh Circuit improperly
ignored harmless error dogma becomes apparent. The
presumption of prejudice in the face of impairment of the
peremptory challenge right fits within the framework of
Rule 52(a) of the Federal Rules of Criminal Procedure and
28 U.S.C. § 2111. Under these provisions, the government
must prove that the error did not affect substantial rights.
See United States v. Olano, 507 U.S. 725, 732-35 (1993).
“Impairment” of the exercise of a right obviously
“affects” the right. The question then becomes whether
the right to peremptory challenges is a “substantial
right.” This is easy; the right to peremptory challenge not
only implements the fair jury trial right, Holland v. Illinois,
493 U.S. 474, 482 (1990), Rosales-Lopez v. United States, 451
U.S. 182, 188 n. 6 (1981), but is also “one of the most
important rights secured to the accused.” Pointer v. United
States, 151 U.S. 396, 408 (1894). See also Batson, 476 U.S. at
98. As the right to peremptory challenge is a “substantial
right,” and because the error “affected” this right, the

ewer

23

error below was not harmless within meaning of Rule
52(a) and § 2111.9

b. The government attempts to show lack of harm
by looking solely to the effect of the inadequate notice
upon the jury’s composition. The government's hindsight
analysis, however, does not appreciate that the overall
exercise of peremptory challenges was tainted. Exaspe-
rated by the unusually high number of potential jurors
excused for cause, the respondents’ peremptory challenge
choices were neither knowing nor intelligent. The jury’s
structure was affected by more than two jurors who
would have been excused if defense counsel had been
aware of the trial court’s selection method. Indeed, the
government fails to address the fact that two potential
jurors, not challenged by the defense and believed to be
regular jurors, ultimately did not serve on the petit jury.

Harmless error analysis often implicates assessment
of the strength of the government's case. Cf. Olano, 507
U.S. at 734-35. But here the government makes no effort
to establish overwhelming proof. Given, as a general

9 McDonough Power Equipment, Inc. v. Greenwood, 464 U.S.
548 (1984), is not to the contrary. That case was a civil case which
did not implicate Rule 52 of the Federal Rules of Criminal
Procedure, or the constitutional concerns associated with the
Fifth and Sixth Amendment rights to a fair trial. Moreover,
McDonough did not raise the specter of a party’s entire jury
selection strategy being skewed by deficient notice of jury
selection procedures. Unlike this case, there was no claim in
McDonough that the district judge had failed to explain its
selection method adequately. Rather, a juror in McDonough had
given a mistaken but honest response to a question during voir
dire.

24

matter, the acquittal of three defendants notwithstanding
the testimony of many of the same witnesses who testi-
fied against the respondents, the admittedly “close” ques-
tion of whether the government proved single or multiple
conspiracies and Dick Messino’s withdrawal defense, the
lack of effect upon substantial rights cannot be gainsaid.
Additionally, the endeavor necessary to gauge harmless
error in a case of this sort necessitates a type of fact-
intensive inquiry that normally and wisely is not within
the purview of this Court’s responsibilities. See Connecti-
cut v. Johnson, 460 U.S. 73, 102 (1983) (Powell, J., dissent-
ing) (prejudice resulting from an error is
“[njormally . . . a question more appropriately left to the
courts below,” inter alia, because “[t]here may be facts
and circumstances not apparent from the record before
us”). See also United States v. Young, 470 U.S. 1, 30-31 n. 14
(1985) (Brennan, J., concurringin part and dissenting in
part) (citing cases where this Court did not engage in
narmless or plain error analysis but instead remanded).

The alternative is to say that jury selection error not
being easily amenable to harmless error inquiry renders
all such errors harmless. However, this is an invalid
reading of Rule 52 and § 2111, which by their plain terms
ask whether the error affected substantial rights. Rule 52
and § 2111 are not binary; neither speak in all or nothing
terms. Contrary to Judge Easterbrook’s dissent, a finding
of error in the jury selection process not only is “worth
investigation,” but must be investigated. Fortunately, the
Seventh Circuit opinion in this case, as well as Judge
Flaum’s concurrence, proposed a satisfactory middle
ground, i.e., that the per se reversal rule be rarely
invoked as a consequence of narrowly defining “denial or

ee ee rn eT

25

impairment” of the peremptory challenge right. See
Underwood, 122 F.3d at 392 n. 3; Pet. App. 7a. As the
composition of the jury in this case was materially altered
by the error, and since the error plainly fell within a
circumscribed definition of “impairment”, the Seventh
Circuit’s decision was sound, and need not be reviewed.
Cf. Olano, 507 U.S. at 745 (Stevens, J., dissenting) (“Cer-
tainly, the courts of appeals are better positioned than we
are to evaluate the need for firm enforcement of a pro-
cedural rule designed to protect the integrity of jury
deliberations and to weigh the interest in such enforce-
ment against other relevant considerations.”)

+

CONCLUSION

For the reasons stated above, the petition for cer-

tiorari should be denied.

JosepH R. Lopez

53 W. Jackson Blvd.
Chicago, IL 60604
(312) 853-3566
Attorney for Respondent
Paul Messino

GERARDO S. GUTIERREZ
53 W. Jackson Blvd.
Chicago, IL 60604
(312) 251-1115
Attorney for Respondent
Chris B. Messino

Respectfully Submitted,

Marc WiiuiAM MartIN
Counsel of Record
53 W. Jackson Blvd.,
Suite 1420
Chicago, IL 60604
(312) 726-9015
Attorney for Respondent
Christopher Richard Messino

Douc tas P. ROLLER

321 S. Plymouth Ct.,
Suite 950

Chicago, IL 60604

(312) 337-6368

Attorney for Respondent

Clement Messino

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386006_1352%3A2. Public record. Not legal advice.
