# Appendix — Ayuda, Inc. v. Reno

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386003_1648%3A2

## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1994
- **Citation:** 513 U.S. 815

## Text

Supreme Court, U.S.
FILED

No

— 93.19 2.3 WAY 27 1

IN THE —ogrice OF THE CLERK
Supreme Court of the Anited States

OCTOBER TERM, 1993

AYUDA, INC., et al.,
Petitioners,
V.

JANET RENO, et al.,
Respondents.

On Petition For A Writ of Certiorari
To The United States Court Of Appeals
For The District Of Columbia Circuit

APPENDIX TO PETITION FOR A
Vv RIT OF CERTIORARI

Counsel of Record:

WAYNE H. MATELSK!I
ARENT Fox KINTNER PLOTKIN
& KAHN
1050 Connecticut Ave., N.W.
Washington, D.C. 20036
(202) 857-6340
Of Counsel:

RoperiIc V.QO. Boccs
ELEANOR PELTA
MICHAEL RUBIN
DEBORAH SANDERS
CAROLYN WALLER
LYNDA S. ZENGERLE

Attorneys for Petitioners

PRESS OF BYRON S. ADAMS, WASHINGTON, D.C. 1-800-347-8208

i.

TABLE OF CONTENTS

Ayuda, Inc. v. Reno, Nos. 88-5226, 89-5301 and 90-
5293 (D.C. Cir. October 26, 1993), also
reported at 7 F.3d 246 (D.C. Cir. 1993) ... la

Ayuda, Inc. v. Reno, Nos. 88-5226, 89-5301 and 90-
5293 (D.C. Cir. January 27, 1994) ....... 25a

Ayuda, Inc. v. Reno, Nos. 88-5226, 89-5301 and 90-
5293 (D.C. Cir. January 27, 1994), also
reported at 14 F.3d 61 (D.C. Cir. 1994) ... 27a

Ayuda, Inc. v. Reno, (U.S. June 28, 1993), also
reported at 113 S.Ct. 3026 (1993) ....... 30a

Ayuda, Inc. v. Thornburgh, Nos. 88-5226, 89-5301,
and 90-5293 (D.C. Cir. November 5, 1991),
also reported at 948 F.2d 742 (D.C. Cir.
See ced Kes ee Paka ao 3la

Ayuda, Inc. v. Thornburgh, Nos. 88-5226, 89-5301,
and 90-5293 (D.C. Cir. March 3, 1992), also
reported at 958 F.2d 1088 (D.C. Cir. 1992) 95a

Ayuda, Inc. v. Thornburgh, (U.S. February 25,
1991), also reported at 498 U.S. 1117 (1991) 107a

ii.

Ayuda, Inc. v. Thornburgh, No. 90-5293 (D.C. Cir.
November 13, 1990), also reported at 919
F.26 133 GAG. Ga Bee oe 15s

Ayuda, Inc. v. Thornburgh, No. 88-5226 (D.C. Cir.
July 18, 1989), also reported at 880 F.2d
1923 GOK. Ci ee oda cease

Ayuda, Inc. v. Thornburgh, No. 88-5226 (D.C. Cir.
Oct. 4, SAR ccna dh voces es ca

In Re: Richard Thornburgh, No. 88-5360
(D.C. Cir. March 3, 1989), also reported at
$69 F.2d) 1503 (D.C. (at. TGR x ova ss

Ayuda, Inc. v. Meese, Civ. A. No. 88-0625 (D.D.C.
March 30, 1988), also reported at 687
F.Supp. G0 (ARAL, SOR oc eee ees

Ayuda, Inc. v. Meese, Civ. A. No. 88-0625,
Supplemental Order X (D.D.C. August 18,
SOU nis sa ss ee ele eee

Ayuda, Inc. v. Meese, Civ. A. No. 88-0625,
Memorandum Opinion and Supplemental
Order XI (D.D.C. Sept. 27, 1988), also
reported at 700 F.Supp. 49 (D.D.C. 1988)

298a

ill.

Ayuda, Inc. v. Meese, Civ. A. No. 88-0625,
Supplemental Order XII (D.D.C. Oct. 28,
1988), also reported at 700 F.Supp. 49, 52
(D.D.C. 1988) ..... 2c eee cere cece: 305a

Ayuda, Inc. v. Thornburgh, Civ. A. No. 88-0625,
Memorandum Opinion (D.D.C. June 29,
ES ee re 309a

Ayuda, Inc. v. Thornburgh, Civ. A. No. 88-0625,
Memorandum Opinion (D.D.C. July 24,
SE Jt Leeiueheadoseeccnnesrees 316a
Ayuda, Inc. v. Thornburgh, Civ. A. No. 88-0625,
Supplemental Order XIV (D.D.C. Sept. 6,
1990), also reported at 744 F.Supp. 21
(D.D.C. 1990) ......-- ee eee rece rees 322a
Ayuda, Inc. v. Thornburgh, Civ. A. No. 88-0625,
Memorandum Opinion (D.D.C. Oct. 3,
cae Sheed bb ebb se seseee 325a
Statutes and Regulations
INA § 106, 8 U.S.C. § 1105a (1988) ......---- 333a
INA § 210e, 8 U.S.C. § 1160(e) .....----+-->- 338a

INA § 245A(a)(2), 8 U.S.C. § 1255a(a)(2) (1988) . 340a

iv.

INA § 245A(f), 8 U.S.C. § 1255a(f) (1988) ..... 341a
Former INA § 265, 8 U.S.C. § 1305 (1976) ..... 343a
ENA $ 279, S USK. TSS CIBER 2c ccc caves 344a
SO ts BH ER A RETR SSE SS 345a
SC ee eee GUD 0 cds Chats oh eue vias 346a
Be er er ear rere eee 348a

S CPR. § H.3 GOTO) on ne cece. 349a

la

AYUDA, INC., et al.

Vv.

Janet RENO, Individually and as Attorney
General of the United States, et
al., (Appellants) (Two Cases).

AYUDA, INC., et al.
v.
Janet RENO, et al.
Nos. 88-5226, 90-5293 and 89-5301.

United States Court of Appeals,
District of Columbia Circuit.

Decided October 26, 1993

Appeal was taken from the United States District
Court for the District of Columbia, Stanley Spurkin, J., 687
F.Supp. 650, directing Immigration and Naturalization
Service to take certain action under Immigration Reform
and Control Act. The Court of Appeals, 880 F.2d 1325,
found that district court lacked jurisdiction. Certiorari was
granted. The United States Supreme Court, 498 U.S. 1117,
111 S.Ct. 1068, 112 L.Ed.2d 1174, vacated and remanded.
On remand, the Court of Appeals, 948 F.2d 742, reiterated

2a

view that district court lacked jurisdiction. Certiorari was
granted. The United States Supreme Court, 113 S.Ct.
3026, vacated and remanded. On remand, the Court of
Appeals, Silberman, Circuit Judge, held that: (1) district
court lacked jurisdiction, and (2) organizational plaintiffs
lacked standing.

District court orders vacated.

Wald, Circuit Judge, dissented and filed opinion.

Before: WALD, SILBERMAN AND D.H.
GINSBURG, Circuit Judges.

Opinion for the Court filed by Circuit Judge
SILBERMAN.

Dissenting opinion filed by Circuit Judge WALD.
SILBERMAN, Circuit Judge:

This case is returned to us by the Supreme Court
for the second time. ------ U.S. ------ , 113 S.Ct. 3026, 125
L.Ed.2d 714. The Supreme Court vacated and remanded
our first opinion, Ayuda, Inc. v. Thornburgh, 880 F.2d
1325 (D.C.Cir.1989), and asked us to reconsider the issues
presented in light of its opinion in McNary v. Haitian
Refugee Center, Inc., 498 U.S. 479, 111 S.Ct. 888, 112
L.Ed.2d 1005 (1991). We did so, and reiterated our view
that the district court lacked jurisdiction to entertain a suit
brought to challenge a supposed Immigration and

3a

Naturalization Service (INS) interpretation of a regulation
governing the manner in which legalization decisions were
made under the Immigration Reform and Control Act of
1986 (IRCA), Pub.L. No. 99-603, 100 Stat. 3359 (1986).
Ayuda, Inc. v. Thornburgh, 948 F.2d 742 (D.C.Cir.1991).
We are again asked to consider our opinion in the
aftermath of Reno v. Catholic Social Servs., Inc. ----- U.S.
----- 113 S.Ct. 2485, 125 L-Ed.2d 38 (1993) (CSS). After
carefully examining CSS, we stand by our conclusion that
the district court lacked jurisdiction in this case, and hence,
we decline to remand to the district court as plaintiffs urge.

L.

As we described in our first opinion, this litigation--
directed at the INS’ administration of the special one-time
IRCA amnesty program--came on the heels of a developing
line of cases in which aliens, or organizations representing
aliens, sought to supplement courts of appeals review of
INS deportation orders under 8 U.S.C. § 1105a with
actions brought in the district court challenging generic
INS policies before they were applied in deportation
proceedings. Ayuda, 880 F.2d at 1335-36. Such a lawsuit,
particularly when brought by an organizational plaintiff or
by a class, permits aliens to challenge INS policies in
federal court without the risk of identification and
consequent deportation if they should lose Our case,
brought by five aliens and four organizational plaintiffs
(so-called Qualified Designated Entities (QDEs) who are

Y Under IRCA’s amnesty program, the INS cannot use
information contained in an application for amnesty against
the applicant. See 8 U.S.C. § 1255a(c)(5).

4a

authorized to serve as intermediaries between aliens and
the INS), focused only on the particular judicial review
provisions of IRCA. We held that the district court lacked
jurisdiction to hear the plaintiffs’ challenge to an asserted
interpretation of an INS regulation that defined the
statutory term "known to the government."

We concluded that the district court lacked
jurisdiction on two separate grounds. First, we thought
that the statutory review provisions, which provide for
exciusive review in the courts of appeals for all deportation
orders,~ precluded a district court challenge to any formal
or informal manifestation of the INS’ construction of
aliens’ substantive rights under the statute. Ayuda, 880
F.2d at 1333-40. Second, we determined that INS had not

~ Only aliens whose illegal status in the United States was
“known to the g) vernment" are entitled to amnesty under
the program.

~ Section 1255a(f)(1) states: "[t]here shall be no
administrative or judicial review of a determination
respecting an application for adjustment of status under
this section except in accordance with this subsection." 8
U.S.C. § 1255a(f)(1). Section 1255a(f)(4)(A) states:
"[t]here shall be judicial review of such a denial only in
the judicial review of an order of deportation under section
1105a of this title." 8 U.S.C.

§ 1255a(f)\(4)(A). Section 1105a, in turn, asks us to look
at title 28, chapter 158, to ascertain how all review of
deportation orders will proceed. 8 U.S.C. § 1105a.
Chapter 158 grants jurisdiction to the courts of appeals. 28
U.S.C. § 2342.

—————— The Memorandum Opinion accompanying

Supplemental Order XI subsequently changed the wording
to “individuals . . . misled to their detriment by INS’s
erroneous interpretation and related government action."
Ayuda, Inc. v. Meese, 700 F.Supp. 49, 50 (D.D.C.1988).

iemmeial

19a

See Ayuda, Inc. v. Meese, 700 F.Supp. 49, 50 (D.D.C.
1988). The aliens’ statements were to detail for the
masters the reasons why they had not registered by the
statutory deadline. See 687 F.Supp. at 672-74 (reproducing
court-ordered form requesting statement of reasons).

Given this order, the critical factual foundation of whether
any of the aliens who filed such statements are eligible
under the "front-desking” exception or footnote 28 already
exists in the masters’ files below.

Moreover, as the majority notes, a class
certification motion and a motion to add new plaintiffs as
representatives of the class have been pending for several
years. These motions have never been acted on by the
district court. After Judge Sporkin announced his intention
to retain jurisdiction over the case to formulate relief for
individuals misled or prevented for applying by the INS
(or QDEs), the original plaintiffs sought to amend their
complaint to certify a class of persons who "failed to apply
for legalization prior to May 5, 1988 because they were
dissuaded or misled . . . [by] the INS or its agents . . . OF
because they were not allowed to file or were dissuaded
fromm filing an application by INS or its agents... .
Plaintiffs’ First Amended Compliant at 17-18. This
original class certification motion was filed in September
1988 and renewed two years later. Judge Sporkin held the
motion in abeyance pending completion of the masters’
work. See 700 F.Supp. at 52.

A search of the masters’ files would reveal whether
any of the putative class members meets the new CSS

20a

ripeness test If such persons exist it should not be too
late for the court to rule on a certification motion to allow
the action to continue. Rule 23(c)(1) requires a ruling on a
class certification motion "[a]s soon as practicable after the
commencement of an action.” Fed.R.Civ.P. 23(c)(1). The
district court held the motion for class certification open
pending the results of its special inquiry "to determine who
the injured parties are and the extent to which their injuries
were caused by the government's conduct and need to be
remedied." Ayuda, 700 F.Supp. at 50. Although the words
“as soon as practicable" are not without effect, "there 1s no
set deadline by which the court must act." Montelongo v.

~ Throughout the diffuse record there are indications

that such persons may exist. See, e.g., Defendants’
Opposition to Renewal of Plaintiffs’ Motions for Leave to
Amend Compiaint and for Class Certification, Sept. 26,
1990, at 21 ("testrmony . . .show[s] wide variation as to
whorm [at INS] the aliens spoke to, what they said, and
what was said to them"); Special Masters’ Report, Oct. 25,
1989, at 2 (identifiable class of aliens exists who did not
file by the May 4, 1988 deadline because they were
illegally dissuaded or misled by the INS); Transcript of
Status Call, May 2, 1988, at 35-36 (statements that INS
officers in two cities are not accepting applications for
legalizing applicants eligible under the terms of the court’s
order); Bedor Affidavit, attached to Notice of Evidence of
Defendants’ Failure to Comply with the Court’s Orders and
Renewal of Request to Toll May 4, 1988 Filing Deadline
at § 10 (refusals to accept "known to the government"
applications without fee despite order of the court); Tafoya
Affidavit at { 20 (applicants told by INS they were
ineligible under "known to the government" criteria and
declarant not aware INS kept records of such rejected
applicants).

2la

Meese, 803 f.2d 1341, 1351 (Sth Cir. 1986) (decision to
certify made three years after institution of suit), cert.
denied, 481 U.S. 1048, 107 S.Ct. 2179, 95 L.Ed.2d 835
(1987), see also Larionoff v. United States, 533 F.2d 1167,
1183 n. 40 (D.C.Cir.1976) (citing Marvin E. Frankel, Some
Preliminary Observations Concerning Civil Rule 23, 43
F.R.D. 39, 41-42 (1967)) ("[T]he time when a hard
determination is ‘practicable’ as to the propriety of a class
action will obviously vary from case to case.... [I]t
may not be possible to decide even tentatively near the
outset of the case whether it should continue as a class
action.”) aff'd, 431 U.S. 864, 97 S.Ct. 2150, 53 L.Ed.2d 48
(1977). in light of the complexity of the legal and factual
issues raised in this case and the labyrinthine route it has
followed through the appellate courts, we should afford the
district court considerable latitude with regard to matters of
timing. Moreover, "although the question of the propriety
of class certification after a judgment on the merits in
favor of the class is a difficult one," Postow v. OBA
Federal Savings & Loan Ass'n, 627 F.2d 1370, 138]
(D.C.Cir. 1980), we have long recognized that "there may
be equitable reasons for allowing post-judgment
certification in some cases." /d. at 1383. Because of the
singularly difficult posture of this case, and because strong
considerations of equity should animate its resolution, I
would give the district court an opportunity now to rule on
a class certification motion that would accommodate the
CSS test, if that proves feasible.

My colleagues also argue that our earlier opinions
acknowledged that if any alien claiming they were "known
to the government” because of failure to file required
reports under section 265, 8 U.S.C. § 1305 (1970), had

22a

actually been turned away from filing, they could have
brought suite in the district court, but that no such cases
were advanced. See Ayuda, Inc. v. Thornburgh, 948 F.2d
742, 751 (D.C Cir. 1991). Such persons, however, would
not at the time have been plaintiffs in the suit, and their
Statements may not yet have been filed with the masters
or, if filed, may well have been buried among the 4000
stories in the masters’ files. Moreover, non-section 265
aliens who would fall into the "front-desker” or footnote 28
categy ies would have had little motivation to come
forward in the section 265 portion of the case, since the
earlier district court decision invalidating the “known to the
government” regulation not involving section 265 alien was
never appealed. And although the government now asserts,
as the majority points out, that "known to the government’
applications were never “front-desked,” this policy appears
only to have been instituted after the March 30 decision by
the district court invalidating the regulation The

4

See Press Release attached to Notice of Measure to
be Taken in Response to Court’s Order of March 30, 1988,
Apr. 4, 1988 (new policy announced in March 1988
permitting filing of “known to the government”
applications).

My colleagues cite a "concession" at oral argument
by plainuff's counsel almost five years ago that “at most,
some \oca] INS offices were informing aliens that the
office would recommend denial of applications based on
the section 265 theory.” Ayuda, 880 F.2d at 1342 (cited in
maj. at 25]). We have no transcript of that argument, so it
is not possible to evaluate in what context any such
concession may have been made. I do note, however,

(contuunued... )

i aaaiaiiiaaiaaaiaaiaaiin

plaintiffs have had no opportunity to respond to that claim
See Plaintiff's Response to July 7, 1993 Order at 9
(asserting need for review of applicants who were "front
desked" by the INS or a QDE or who fall within the s we believe that the Court’s reasoning—and
particularly its distinction of Ringer—leaves our case on
the Ringer side of the analytical divide. In the first place,

* The Court seemed to read the ‘“‘determination respecting an appli-
cation” language as barring direct district court review only of ‘‘a single
[INS] act” or “individual deniais of SAW status” and not of “‘a group
of [INS] decisions’’ or ‘‘general collateral challenges.’ McNary, 111
S.Ct. at 896 (emphases added). But if this were the case, two aliens
(two being a “group”’) or any class of aliens with similar claims could
freely choose between filing declaratory judgment actions in district
court and filing individual legalization applications with the INS—or,
presumably, both. This reading would transform what the Court agreed
were provisions “‘limit{ing] review,’”’ id. at 898, into provisions bestow-
ing upon aliens a choice of forum. Seen against the remainder of the
Court’s analysis, and in light of Ringer’s directive that review provisions
“must be construed” to prevent forum-shopping, 466 U.S. at 621, 104
S.Ct. at 2024-25, we do not think this individual/group distinction is
controlling. See infra at 752-753.

42a

this lawsuit is an indirect but nevertheless obvious effort
to adjudicate the plaintiff aliens’ ultimate eligibility for
legalization. We do not encounter a collateral challenge,
the resolution of which does not necessarily confer eligi-
bility.

In this regard, we are not sure that the government is
correct in focusing on the Supreme Court’s repeated use
of the word “procedure” as setting forth a strict proce-
dural/substantive dichotomy; we think the Court was in-
stead drawing a distinction between collateral issues (which
might normally be procedural) and those that go to the
heart of an applicant’s claim. As in Ringer, plaintiffs here
seek ‘‘the invalidation of the current [agency] policy’ as
contrary to statute and a “declaration” of what they be-
lieve is the proper statutory interpretation. Ringer, 466
U.S. at 614, 104 S.Ct. at 2021. The individual aliens whose
interests are at stake, we are told, are persons whose
presence in the United States was ‘‘known to the Gov-
ernment” and who are able to satisfy the other statutory
requirements for legalization. Thus, if plaintiffs’ interpre-
tation of that statutory phrase were to be accepted, the
decision would ‘“‘have the effect of establishing their en-
titlement”’ to legalization. McNary, 111 S.Ct. at 898. To
permit plaintiffs to bring in federal district court an action
designed to resolve the core issue of law that they will
encounter in a legalization proceeding, and perhaps in an
appeal from a deportation order, ‘‘ ‘would allow claimants
substantially to undercut Congress’ carefully crafted
scheme for administering the [IRCA].’”’ McNary, 111 S.Ct.
at 898 n. 13 (quoting Ringer, 466 U.S. at 621, 104 S.Ct.
at 2025). That is why in Ringer the Court thought it mat-
tered not whether a plaintiff had actually made a claim
or was suing in anticipation of filing a claim; in either
event, the action was construed as a “‘claim arising under’
the Medicare Act because to hold otherwise would be to
allow mere form to defeat congressional purpose. Ringer,
466 U.S. at 621, 104 S.Ct. at 2024-25.

43a

Second, plaintiffs have not shown why they cannot be
assured complete and adequate review in the courts of
appeals, after exhaustion of administrative procedures, of
the issue—the definition of “known to the Government’’—
that they would have the district court decide. We are not
faced here with the problem of an inadequate record for
appellate review, which troubled the Supreme Court in
McNary and led it to conclude that Congress could not
have intended to limit judicial review of the procedural
challenges involved there. The question in this case is
whether an agency’s alleged interpretation of a statute is
contrary to law, a question courts of appeals quite fre-
quently decide on direct review of agency action. No one
contends that a court of appeals would have any difficulty
deciding whether any INS interpretation of IRCA as it
related to section 265 claimants was good law or not. And
it cannot be seriously suggested that a court of appeals
would be hampered by considering such a legal question
in specific factual contexts—that is, as applied to particular
aliens. In short, if the administrative and judicial review
procedure that Congress provided is adequate to provide
full relief of individual aliens’ legal claim--and we believe
that it is, see Ayuda, 880 F.2d at 1339 & n. 15—there is
no reason to permit plaintiffs to circumvent the statutory
procedure.

This is not, as should be apparent, a garden variety
exhaustion of administrative remedies case, in which a
reviewing court can dispense with (‘‘waive’’) exhaustion if
the court determines that resort to the agency procedures
would be inadequate or futile. See Randolph-Sheppard Ven-
dors of Am. v. Weinberger, 795 F.2d 90, 105-07
(D.C.Cir.1986). Congress here expressly provided that an
alien could challenge the government’s refusal to grant
legalization under the statute only if the government
sought to deport the alien and then only in the courts of
appeals. See Weinberger v. Salfi, 422 U.S. 749, 766, 95
S.Ct. 2457, 2467, 45 L.Ed.2d 522 (1975) (holding that ‘‘a

44a

statutorily specified jurisdictional prerequisite’ is ‘‘some-
thing more than simply a codification of the judicially de-
veloped doctrine of exhaustion, and may not be dispensed
with merely by a judicial conclusion of futility’). The
Supreme Court thought that congress did not intend that
procedure to preclude district court authority to remedy
INS practices that could not adequately be reviewed in
the courts of appeals on appeal of a deportation order.
Insofar as the Supreme Court examined the adequacy of
the INS’ administrative procedures in McNary, it was only
to determine whether an adequate record would be com-
piled to provide a court of appeals with the wherewithal
for meaningful review. Neither the Court nor Congress
has granted us an open-ended commission to judge for
ourselves the ‘“‘adequacy”’ of the administrative procedures,
short of judicial review, that are available to remedy an
alleged INS misunderstanding of IRCA.

Nor is there, notwithstanding the implications in the
dissenting opinion, any general right stemming from either
administrative or constitutional law to challenge agency
regulations or, as in this case, interpretations of regula-
tions facially rather than on an as-applied, case-by-case
basis.

The case-by-case approach that this [principle that only
individual agency actions and not entire ‘‘programs’’
can be challenged requires] is understandably frus-
trating. ... But this is the traditional, and remains
the normal, mode of operation of the courts. Except
where Congress explicitly provides for our correction
of the administrative process at a higher level of gen-
erality, we intervene in the administration of the laws
only when, and to the extent that, a specific ‘‘final
agency action’ has an actual or immediately threat-
ened effect [citation omitted]. Such an intervention
may ultimately have the effect of requiring a regu-
lation .. . to be revised in order to avoid the unlawful
result that the court discerns. But it is assuredly not

AAR aad 6 aan ih. UNI Ce ea ee eo ee

45a

a swift or as immediately far-reaching a corrective
process as those interested in systemic improvement
would desire. Until confided to us, however, more
Sweeping actions are for the other Branches.

Lujan v. National Wildlife Fed’n, _ U.S. __, 110 S.Ct.
3177, 3191, 111 L.Ed.2d 695 (1990). Of course, if an alien
prevailed in the court of appeals challenging the INS’
interpretation of section 265 as a “rule of broad applica-
bility,” the result could well be “that the rule is invali-
dated, not simply that the court forbids its application to
a particular individual.’ Jd. 110 S.Ct. at 3201 (Blackmun,
J., dissenting).

As far as we can tell, neither the plaintiffs nor the
dissent fix upon any real inadequacy that has developed
or could be expected to develop in the administrative re-
cord of any of the plaintiffs for purposes of judicial review.
Apparently, none of the individual plaintiffs has gone
through the legalization process and none is subject to a
deportation order. To be sure, the plaintiffs suggest that
some aliens were denied an opportunity even to file their
applications for legalization. Were that the case, we would
agree that McNary would apply and the district court
would have had jurisdiction to order the INS’ local offices
to accept applications. (Indeed, the government’s initial
brief conceded as much.) Otherwise, an alien in that po-
sition would not have been able to develop any sort of
administrative record on which, if the government initiated
deportation proceedings and obtained a deportation order,
the alien could rely in the court of appeals. But that is
not this case; there was no evidence presented that any
aliens (much less any of the five individual alien plaintiffs)
were prevented from filing an application. See Ayuda, 880
F.2d at 1341-42. Some local INS offices may well have
told some section 265 claimants that if they applied (which
required a hefty $185 fee) the office would recommend
that legalization be denied. To the extent that occurred,

46a

some aliens may have been discouraged or deterred from
filing, just as they would have been discouraged if a QDE
(or, for that matter, a lawyer) gave the same advice, but
that hardly suffices to give the district court jurisdiction
to preempt the INS and issue its own declaratory judg-
ment on the legal issue. The distinction between giving
advice on a difficult legal question—advice that may or
may not turn out to be wrong—and literally closing the
INS’ office doors in aliens’ faces—foreclosing judicial re-
view under the statutory scheme—is, under McNary, de-
cisive whether or not ‘“‘subtle.’”’ Dissent at 761 n. 3.

The dissent also argues—although plaintiffs never did—
that the INS’ prosecutorial discretion to decide when,
against whom, and in which circuit it should bring depor-
tation proceedings that would raise statutory interpreta-
tion questions gives the INS inappropriate power to control
judicial review. But that kind of authority is inherent in
prosecutorial discretion, and it is surely late in the day
for it to be challenged by a circuit judge. See Heckler v.
Chaney, 470 U.S. 821, 831, 105 S.Ct. 1649, 1655, 84
L.Ed.2d 714 (1985) (‘This Court has recognized on several
occasions Over many years that an agency’s decision not
to prosecute or enforce ... is a decision generally com-
mitted to an agency’s absolute discretion.’’). Our colleague
goes on to suggest in a footnote, see Dissent at 767-768
n. 8, that the government might actually refuse to deport
aliens who were denied legalization on disputable legal
grounds—even someone who requested deportation in or-
der to obtain judicial review—just to frustrate judicial re-
view. Of course, we have not seen a shred of evidence
that the INS has ever considered such a despicable course,
but even if it were to occur, we think that the McNary
exception would again apply. Aliens faced with that effort
to circumvent the plain congressional scheme by denying
them any meaningful judicial review could certainly rely

47a

on McNary to sue directly in district court.®

The only real argument that plaintiffs make to the effect
that the statute’s judicial review procedure is inadequate
(besides that it is burdensome) is that aliens would have
to come forward, lose anonymity, and risk deportation in
order to obtain judicial review of an INS statutory inter-
pretation that governed legalization determinations. It is
important to recognize in this regard that under the sta-
tutory scheme, aliens run no risk when applying for le-
galization because the INS may not use any information

* The dissent cites two recent Ninth Circuit cases, Campos v. Nail,
940 F.2d 495 (9th Cir. 1991), and El Rescate Legal Servs., Inc. v.
Executive Office of Immigration Review, 941 F.2d 950 (9th Cir.1991),
as support for district court jurisdiction over this case. See Dissent at
766-767 & n. 7. Each of those cases, however, involved not IRCA but
rather section 106 of the INA, 8 U.S.C. § 1105a. See Campos, 940 F.2d
at 497; El Rescate, 941 F.2d at 953. As we discussed in our prior
opinion, the question ‘‘whether there is a ‘program’ exception to section
106{] for constitutional and statutory claims’’ raised before the initiation
of deportation proceedings remains open in this circuit. Ayuda, 880
F.2d at 1335-37. We noted, however, that although the judicial review
provision of IRCA incorporates the machinery of section 106, it also
expressly provides that an alien may seek judicial review of a denial
of legalization only in the cceniext of a section 106 proceeding. See 8
U.S.C. § 1255a(f4\(a). Whatever the reach of the McNary exception
regarding IRCA cases, then, it might well be broader with respect to
non-IRCA immigration cases. See Ayuda, 880 F.2d at 1337-38. Indeed,
the El Rescate court did not even cite McNary.

In any event, we think that the results—if not the reasoning—of
Campos and El Rescate are consistent with our reading of McNary.
Campos involved an Immigration Judge (IJ) who continued, despite two
reversals by the court of appeals, to employ a blanket practice of
denying venue changes to aliens faced with deportation proceedings.
The Ninth Circuit determined that it could not effectively control the
“rogue” IJ through judicial review of individual deportation orders, so
it upheld the district court’s jurisdiction to enjoin the IJ’s misbehavior
and to require him to consider the individual merits of the aliens’
requests. El Rescate involved an INS practice of providing incompetent
and incomplete interpretation to aliens during immigration court hear-
ings—one of the very practices at issue in McNary.

48a

gained through the application or the administrative re-
view of the application to initiate or prosecute a depor-
tation proceeding against the alien. See 8 U.S.C.
§ 1255a(c\X5). Still, a denial of legalization surely causes
some injury and the only way under the statute that an
alien can challenge the denial is to provoke a deportation
proceeding. The Supreme Court did say that “that price
is tantamount to a complete denial of judicial review for
most undocumented aliens,” McNary, 111 S.Ct. at 898,
but we do not see how that observation could be extended
to the holding in the case. If it were, even an individual
alien could sue in federal district court at any point prior
to a deportation order to challenge any action of the INS
that bore on his legalization and to obtain a judicial opinion
that would make the INS’ decision on his actual application
a mere formality. That would make a hash of the legis-
lative scheme, which envisioned an alien not only coming
forward (and losing anonymity) but also becoming the sub-
ject of an actual deportation order as prerequisites to ju-
dicial review. See id. at 898.’ Judge Wald contends,
however, that aliens should have the right to bring “test
cases” in federal district court so that they could know
whether their applications would ultimately lead to legal-
ization before the statutory period for filing applications
expired. See Dissent at 765. The short and complete an-
swer to this contention, in our view, is that Judge Wald’s
desired statute is not the one Congress enacted.

It certainly can be argued as a matter of policy that
Congress should not have put aliens whose applications are

’ It is also not apparent why even a preemptive suit would necessarily
preserve an alien plaintiff's anonymity. See generally 2A J. Moore, J.
Lucus & G. GROTHEER, JR., MOORE’S FEDERAL PRACTICE 4 10.02, at
10-6 to 10-8 (1991) (discussing the general presumption against the use
of fictitious names for plaintiffs except where a ‘threat of actual phys-
ical harm” or a “strong privacy interest’”’ is at stake); Hotel & Res-
taurant Employees Union, Local 25 v. Smith, 846 F.2d 1499, 1518
(D.C.Cir.1988) (opinion of Silberman, J.) (noting problems in analyzing
standing and ripeness when plaintiffs are not identified).

49a

denied to the difficult choice of either courting deportation
or not seeking judicial review. See generally Kanstroom,
Judicia. Review of Amnesty Denials: Must Aliens Bet Their
Lives to Get Into Court?, 25 Harv. C.R.C.L.L.REv. 53
(1990).* But Congress did, and “i]t is not our task to make
an imperfect statute perfect.’ Central Vermont Ry. v.
Brotherhood of Maintenance of Way Employees, 793 F.2d
1298, 1303 (D.C.Cir.1986). In Ringer, it was also argued
that the statutory exhaustion requirement (jurisdictional,
not waivable) could deprive a claimant of meaningful ad-
ministrative and judicial review because he might not be
able to afford an operation for which a reimbursement
claim would be made—and his doctor might not be willing
to assume the risk of nonpayment by the government. That
concern, expressed in the dissenting opinion, led the
Court’s majority to respond that “Congress ... surely
could have provided a scheme whereby claimants could
obtain declaratory judgments about their entitlements to
benefits. ...”” Ringer, 466 U.S. at 625, 104 S.Ct. at 2027.
Similarly, here Congress could have provided for a dec-
laratory judgment procedure to ascertain an alien’s enti-
tlement to legalization, or at least for direct review of a
denial of legalization. But Congress did not, and we do
not read McNary to say otherwise.

Essentially, the analytical difficulty with plaintiffs’ po-
sition and, with all due respect, the flaw in our dissenting
colleague’s reasoning, lie in an inability to describe those
situations not covered by the McNary exception to IRCA’s
judicial review procedures. The dissent, for instance, tells
us that anyone—even an individual alien—may seek a dec-
laratory judgment or injunction interfering with the INS’
administration of IRCA simply by framing the challenge
as ‘directed at a general policy and not an individualized
determination,” Dissent at 763 n. 4—something any com-

* The plaintiffs do not argue that the statutory judicial review scheme
itself violates their constitutional rights.

50a

petent lawyer could surely do. As such, the dissent runs
afoul of the same problem the dissenters in Ringer en-
countered, that the exception would inevitably swallew the
rule. See Ringer, 466 U.S. at 625-26, 104 S.Ct. at 2027-
28; see also supra note 5. We therefore do not think Judge
Wald’s approach is a fair interpretation of the Supreme
Court’s opinion in McNary; the Court thought that Con-
gress created an implied exception to the restrictive ju-
dicial review of legalization denials—on review of
deportation orders in the courts of appeals—-only for those
cases in which, for structural reasons, court of appeals
review would be inadequate.

If McNary were not read as focused on the structural
inadequacy of court of appeals review of the collateral
constitutional claims presented in that case, we would cre-
ate a hopeless jumble of confusion as to which IRCA cases
come to the district court and which to the courts of
appeals. The dissent does not, and in our view could not,
contend that should a case come to us or any other court
of appeals or an appeal from a deportation order raising
the section 265 claim, we would have any difficulty in
examining the INS’ interpretation of the statute—in other
words, reviewing the case. Judge Wald’s reading of
McNary, accordingly, runs squarely against (without any
explanation) an important principle governing judicial re-
view of agency action: the same question may not be
brought into either the court of appeals or the district
court at the litigant’s pleasure. See Ayuda, 880 F.2d at
1333; Telecommunications Research & Action Center v.
FCC, 750 F.2d 70, 77-79 (D.C.Cir.1984) (TRAC).

In sum, we believe McNary holds that if the statutory
administrative and judicial review scheme provides mean-
ingful court of appeals review of an alien’s legal claim,
then Congress intended that scheme to be exclusive—oust-
ing the district court of jurisdiction to hear the sort of
claim at issue here. It is only when a collateral issue,
typically a procedural practice, cannot be adequately pre-

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sented to the courts of appeals that the exclusivity of
section 1255a(f¥1) gives way. We do not dispute the ‘‘well-
settled presumption favoring interpretations of statutes
that allow judicial review of administrative action.”’
McNary, 111 S.Ct. at 898. Plaintiffs’ claims will receive
full judicial review—but only after exhaustion of the ad-
ministrative process that Congress provided and only in
the court that Congress provided.’

In the best of all worlds, immediate judicial access
for all of these parties might be desirable. But Con-
gress, in [the statute], struck a different balance, re-
fusing declaratory relief and requiring that
administrative remedies be exhausted before judicial
review of the Secretary’s decisions takes place. Con-
gress must have felt that cases of individua: hardship
resulting from delays in the administrative process
had to be balanced against the potential for overly
casual or premature judicial intervention in an ad-
ministrative system that processes literally millions of
claims every year. [footnote omitted]. If the balance
is to be struck anew, the decision must come from
Congress and not from this Court.

Ringer, 466 U.S. at 627, 104 S.Ct. at 2028.
D.

Our original opinion in this case rested on alternative
holdings, both jurisdictional in character. We concluded

* The dissent’s invocation of Bowen v. Michigan Academy of Family
Practitioners, 476 U.S. 667, 106 S.Ct. 2133, 90 L.Ed.2d 623 (1986),
misses the mark. As we noted in our original opinion, see Ayuda, 880
F.2d at 1336-37 n. 11, Michigan Academy dealt with whether Congress
had intended to preclude all judicial review of certain Medicare claims,
not, as here, with whether the courts must respect the scheme of
judicial review that Congress specifically provided. Our prior opinion
also explained why International Union, UAW v. Brock, 477 U.S. 274,
106 S.Ct. 2523, 91 L.Ed.2d 228 (1986), relied on by plaintiffs then and
by the dissent now, see Dissent at 768-69, is inapposite. See Ayuda,
880 F.2d at 1338.

52a

that the INS “policy” that plaintiffs sought to attack had |
not been adopted or applied by the agency in a definitive |
enough fashion, if at all, to permit judicial review—even |
assuming the district court had jurisdiction to hear the

claim. Ayuda, 880 F.2d at 1341-46. We see nothing in

McNary that impacts at all on our finality and ripeness
alternative holding.

To be sure, subsection 1255a(f), on which our jurisdiction
discussion centers, is a statutory provision that does two
things. It requires exhaustion of administrative procedures
before going to any court, and it limits review of admin-
istrative determinations that are or could be decided in
that process to the courts of appeals. Exhaustion, as a
doctrine of administrative law, overlaps with ripeness and
finality. See generally Ticor Title Ins. Co. v. FTC, 814
F.2d 731 (D.C.Cir.1987). All three are designed, in part,
to permit an agency of the Executive Branch to decide
issues of administrative law fully before a court intervenes.
Insofar as McNary concluded that section 1160(e) did not
bar collateral challenges to unconstitutional procedures
adopted by the INS in processing applications, it deter-
mined that Congress did not intend that section to require
exhaustion of administrative procedures with regard to
those claims. But that, as we have discussed, was because
those issues could not be adequately addressed in the courts
of appeals since the record compiled in the administrative
process was inadequate. Under those circumstances, the
Court did not believe that Congress intended that those
sorts of issues had to be fully litigated through an ad-
ministrative process that was not really equipped to deal
with a constitutional challenge to the agency’s practices
and procedures. The issues litigated in McNary were also
clearly final and ripe for judicial review as collateral chal-
lenges to the agency’s undisputed systemic practices. See
McNary, 111 S.Ct. at 895. The McNary plaintiffs’ claims
did not ask the district court to preempt the INS’ efforts

18 aa Falk wee Bao wad

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2

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=
Unless and until Ayuda is reversed or
overruled by the United States Supreme Court or by this
court en banc, Ayuda remains the law of this circuit and no
amount of hardship the appellees may suffer as a
consequence can confer jurisdiction on the district court.

WALD, Chief Judge, concurring in part and
dissenting in part:

This motion for stay poses a difficult jurisdictional
issue: who, if anyone, within our federal judicial hierarchy
has the power to provide interim relief to ensure the
survival in the coming months of the alien claimants in
this case, who are anxiously awaiting a Supreme Court
ruling that will determine whether they will be able to
press their claims for legalization under the Immigration
Reform and Control Act of 1986 ("IRCA"), 8 U.S.C. §
1255a. It is a sufficiently difficult and troubling issue that
neither side can find a controlling precedent to cite. And
all sides must certainly feel some discomfort that
immigrants, found by the district court to be eligible for
legalization, and whose petition from a court of appeals
ruling overturning one district court order applying to one
subset of the group is presently awaiting decision by the

» See Haitian Refugee Center, Inc. v. Nelson, 872 F.2d
1555 (11th Cir. 1989), cert. granted sub nom. McNary v.
Haitian Refugee Center, Inc., ___ U.S. ___, 110 S.Ct.
2584, 110 L.Ed.2d 265 (1990).

112a

Supreme Court,” are left with no recourse for interim
relief.

These aliens, numbering between 4,000 and 6,000
persons, have sought interim relief from the district court
in order to survive until the Supreme Court decides the
jurisdictional issue. They introduced testimony before the
district court showing that some among their numbers will
likely go hungry or without shelter if they are not provided
with the temporary work permits currently denied them by
the Immigration and Naturalization Service ("INS") --
permits, incidentally, that are routinely given to aliens who
have deportation proceedings pending against them. These
aliens, because they have sought relief in the form of
declaratory judgment and injunction rather than in the
context of deportation proceedings, currently must struggle
to survive without such work permits pending the Supreme
Court’s decision on the jurisdictional issue. The district
court, finding this situation intolerable, ruled that those
alien claimants who have undergone eligibility screening
for permanent relief should be provided with temporary
work permits.

The panel's sole reason for staying the district
court’s order is that this court has ruled -- in one appeal
from parts of one order governing one portion of the aliens
involved in this case -- that the district court has no
jurisdiction to grant relief except in individual deportation
proceedings. See Ayuda, Inc. v. Thornburgh, 880 F.2d

\/

Indeed, oral argument has already been held in the
controlling case and a decision can be expected within a
few months.

113a

1325 (D.C. Cir. 1989), petition for cert. pending, 58
U.S.L.W. 3451 (No. 89-1018) ("Ayuda"). We are asked to
infer from that ruling that the district court thereby lost all
jurisdiction to preserve the status quo as to all of the other
aliens whose rights were adjudicated in prior orders never
appealed by the government to this court. I do not find
this logic compelling.

The district court’s initial declaratory judgment in
favor of plaintiffs, and all but one of its supplemental
orders in this protracted and wide-ranging case, retain the
force of law at this point. As just noted, the government
appealed in Ayuda only parts of one order of the district
court, affecting only one group of aliens (the § 265
claimants). Moreover, the government affirmatively
acquiesced in the district court’s basic holding rejecting the
INS’ interpretation of the "known to the Government"
provision of IRCA, 8 U.S.C. § 1255a(a)(2)(B).*

Although the taking of an appeal divests the district court
of jurisdiction and places in it the court of appeals, it does
so only with respect to those aspects of the case involved
in the appeal. See Griggs v. Provident Consumer Discount
Co., 459 U.S. 56, 58, 103 S.Ct. 400, 402, 74 L.Ed.2d 225
(1982). Thus, with respect to those claimants not directly

2/

= The Ayuda majority acknowledged as much. See 880
F.2d 1328. See also Ayuda, Inc. v. Thornburgh, 880 F.2d
1325 (D.C. Cir. 1989) (Ruth B. Ginsburg, J., dissenting |
from the denial of rehearing en banc) (noting "the court’s i
recognition that the government has acquiesced in prior i
rulings of the district court ... [and] the court has precisely }
limited its judgment to the vacation of Supplemental
Order V"). ;

involved in the Ayuda appeal, I believe the district court
presently retains its authority to grant "further relief" under
the Declaratory Judgment Act, 28 U.S.C. § 2202. See
Horn & Hardart Co. v. National Rail Passenger Corp.,
843 F.2d 546, 548 (D.C. Cir.), cert. denied, 488 U.S. 849,
109 S.Ct. 129, 102 L.Ed.2d 102 (1988).

The government argues that the court of appeals
decision in Ayuda, finding no jurisdiction to grant relief in
the case of the appealed order concerning the § 265
claimants, infects all of the prior orders concerning the
non-§ 265 claimants. Ayuda, the government says, is the
"law of the circuit" and no district judge may go against it
in any way. Although that must certainly be true as to any
future cases while the Ayuda decision remains extant, I
question whether it means that a district court is barred in
all circumstances from taking action to enforce or
supplement decisions it has already rendered that have
become final because the government has neither taken an
appeal nor initiated a motion to vacate. The issue, in order
words, is whether a district court must in all cases sit by
and see its final orders undermined or violated outright
because, in a separate appeal, the court of appeals has
ruled in a way that could logically be applied to prior
cases. Certainly the answer is not so easy as my
colleagues would suggest in their laconic order.

It is also important to note that, due to the
pendency of appellees’ petition for certiorari in Ayuda, no
mandate has issued from this court based on that decision.
See Fed.R.App.P. 41(b). The jurisdictional issue decided
in Ayuda is nonetheless squarely before the Supreme
Court, which has granted certiorari in Haitian Refugee

ee OY ee

1l5a

Center v. Nelson, 872 F.2d 1555 (11th Cir. 1989), cert.
granted sub nom. McNary v. Haitian Refugee Center, ___
U.S. __, 110 S.Ct. 2584, 110 L.Ed.2d 265 (1990), a case
that raises the identical issue” If upheld by the Supreme
Court in McNary, Ayuda’s jurisdictional holding might
(although even this is not altogether clear) implicate the
authority of the district court to grant further affirmative
relief with respect to the non-§ 265 claimants, and for this
reason the district court has cautiously refrained from
granting permanent relief to any of the claimants while the
jurisdictional question is pending before the Supreme
Court. But, given the current absence of any mandate
from the court of appeals and pending the final word on
the jurisdictional issue from the Supreme court, this
discretionary exercise of restraint does not mean that the
district court lacks jurisdiction to provide those claimants
not directly involved in Ayuda with the interim relief that
it concludes is essential to allow them to survive until such
time as the Supreme Court acts. The district court's
traditional authority to determine its jurisdiction--and the
controlling effect of that determination if unchallenged on
appeal--presently remains unimpaired as to these claimants.
Until the Supreme Court rules on the underlying
jurisdictional issue, that authority includes, minimally, the
power to maintain the status quo. See C. Wright, The Law
of Federal Courts § 16 (4th ed. 1983).

Given the lack of any controlling authority pointing
in the opposite direction, I would give the district court the

~ The Supreme Court apparently is holding the petition
for certiorari in Ayuda in abeyance, at the request of the
government, until it reaches a decision in McNary.

116a

benefit of any doubt in this case as to its authority to
preserve the status quo by ensuring that the claimants
affected by the nonappealed orders are able to survive until
the Supreme Court acts. Even if I am wrong and such
authority does not exist, I believe the court of appeals itself
has that authority and that we may temper or stay the "law
of the circuit" in order to preserve the status quo until that
law can be validated or rejected by the Supreme Court. It
would be a cruel and irrational system of justice indeed
that would not lodge that power somewhere and that
consequently would permit those affected by this court’s
ruling in Ayuda, a challenge to which has already been
argued in the Supreme Court, to perish before they can
enjoy the benefits of a possible victory.

It is a somewhat harder question for me whether
the district court has jurisdiction to provide interim relief
to the § 265 claimants, but on balance I conclude that it
does not and that any interim relief given to these
claimants therefore must come from this court. As noted
above, a district court normally loses jurisdiction over all
aspects of a case that are appealed. Ordinarily, then, this
court would be the only court with jurisdiction to provide
interim relief to the § 265 claimants given that no mandate
has yet issued from this court pursuant to Ayuda and the
Supreme Court technically has yet to act on the petition for
certiorari. The rule depriving the district court of
jurisdiction is, however, subject to a number of exceptions.
A district court retains jurisdiction, for example, to issue
orders in certain circumstances staying, modifying, or
granting injunctions, to direct the filing of supersedeas
bonds, and to issue orders affecting the record on appeal,
the granting of bail, and similar matters. See Fed.R.App.P.

Teed sade tle A. oh els hie

OL ee ee Te Ee een ee

117a

7, 8, 9, 10, 11; Fed.R.Civ.P. 62(c). Although none of
these established exceptions directly applies in this case,*
several courts have held that the rule, being judge-made
rather than statutory, is merely prudential and should be
departed from where considerations of judicial economy so
dictate. See, e.g., Mary Ann Pensiero, Inc. v. Lingle, 847
F.2d 90 (3d Cir. 1988) ("[T]}he rule] is designed to prevent
the confusion and inefficiency that would result if both the
district court and the court of appeals were adjudicating the
same issues simultaneously. As a prudential doctrine, the
. rule should not be applied when to do so would defeat its
purpose of achieving judicial economy.").

Ultimately, however, I agree with the government

that the district court does lack jurisdiction to provide

| interim relief to the § 265 claimants. The government's
appeal in Ayuda divested the district court of jurisdiction
over those claimants and placed jurisdiction in this court,

and it would take more than the superior fact-finding and
relief-granting capacities of the district court in this
situation to justify departing from the traditional rule that

4/

¥ It is arguable that Fed.R.Civ.P. 62(c) provides authority
for the district court’s action with respect to the § 265
claimants. That rule provides as follows: "When an
appeal is taken from an interlocutory or final judgment
granting, dissolving, or denying an injunction, the court in
its discretion may suspend, modify, restore, or grant an
injunction during the pendency of the appeal upon such
terms as to bond or otherwise as it considers proper for the
security of the rights of the adverse party." Cf.
Fed.R.App.P. 8(a). The unusual posture of this case makes
it doubtful, however, that it is "pend{ing]" on "appeal"
within the intended meaning of this rule.

Mei sal ae ED Rai Nal OR eaten 7 rae!

118a

the district court may not act further in the absence of a
mandate from this court finally disposing of the appeal.
Until the Supreme Court either grants certiorari in Ayuda
or this court issues mandate based on the Ayuda decision,
this court is the only court that may provide interim relief
to the § 265 claimants, and these claimants should pursue
such relief in this court.2

a Because I conclude that the non-§ 265 claimants

survive the threshold jurisdictional challenge made by the
government, I turn briefly to the analysis specified in D.C.
Circuit Rule 7(h)(1) for stay of judgment or order of the
district court. I believe that the government has failed to
demonstrate that it or the public interest would be
irreparably harmed if the motion for stay were denied as to
the non-§ 265 claimants -- in sharp contrast with the
undeniable harm that will befall those claimants who
cannot survive without work authorization if a stay is
granted.

As to the government’s argument that it is likely to
succeed on the merits in the underlying action, I do not
agree that JNS v. Pangilinan, 486 U.S. 875, 108 S.Ct.
2210, 100 L.Ed.2d 882 (1988), necessarily deprives the
district court of authority to order permanent relief to the
affected aliens because they failed to file timely
applications for naturalization. Pangilinan held that neither
estoppel nor the equitable authority of courts to craft
appropriate remedies gives federal courts the authority to
order that someone be made a citizen of the United States.
486 U.S. at 883, 108 S.Ct. at 2215-16. However, as
discussed in Jn re Thornburgh, 869 F.2d 1503, 1512-17
(D.C.Cir. 1989), the situation presented in this case may
significantly differ from that presented in Pangilinan. As
noted in Thornburgh, "[t]he only form of relief specifically

(continued...)

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119a

I would therefore deny the motion for stay as to the
non-§ 265 claimants® and grant it as to the § 265

*...continued)
disapproved by the Pangilinan Court was the lower courts’
asserted "power to make someone a citizen of the United
States.”"" 869 F.2d at 1517. Pangilinan does not foreclose
a due process challenge to the actions ef the INS on the
grounds that appellees were afforded an unreasonable short
period in which to file application for amnesty; Pangilinan
also does not explicitly rule out the concept of
"constructive filing" within the statutory deadline by those
aliens who attempted to comply but who, through no fault
of their own, were prevented from doing so by INS action.
Two courts directed confronted with this issue have
held that Pangilinan does not preclude relief. See
Zambrano v. INS, Civ. No. S-88-455 EJG, opinion at 21
(E.D.Cal. Aug. 9, 1988)("applicants who were discouraged
from applying by reliance on allegedly illegal [INS]
regulations have been denied the twelve month application
period Congress intended"); League of United Latin
American Citizens v. INS, No.87-47570-WDK, opinion at 8
(C.D.Cal. Aug. 15, 1988) ("[w]hat is available [after
Pangilinan], however, . . . is an order enjoining the INS
from denying [plaintiffs] the opportunity to apply for an
adjustment of status on timeliness grounds when the
untimeliness resulted from in INS’ erroneous policy"). |
therefore conclude that appellants have not met their
burden of demonstrating that they are likely to succeed on
the merits.

Ie

I would, however, limit the scope of the interim
relief provided by the district court to those non-§ 265
claimants who have survived the eligibility screening
process and who can make individual showings of their
(continued...)

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120a

claimants, indicating that the latter could apply for interim
relief to this court. The Ayuda case has been a long and
not yet completed trek for these aliens and for the district
judge who has presided over the case for more than two
years. The immigrant claimants won the first several
rounds, only to have one segregated portion of their ranks
lose one appeal on jurisdictional grounds in the court of
appeals. That ruling, in conflict with the Eleventh
Circuit's decision in McNary, is currently under active
consider tion by the Supreme Court. But winter is almost
here, and without temporary work permits many of the
aliens face severe hardship. I believe it incumbent upon
our judicial system to identify the proper source for
stopgap relief in this situation and to act with dispatch
upon their request for such relief. I can only hope that at
some point our system does this.

©(...continued)
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medical care.

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United States Court of Appeals

FOR THE DISTRICT OF COLUMBIA CIRCUIT

Argued March 7, 1989 Decided July 18, 1989
No. 88-5226
AYUDA, INC., et al.
v.

RICHARD THOKNBURGH, et al., APPELLANTS

Appeal from the United States District Court
for the District of Columbia

(Civil Action No. 88-00625)

Donald E. Keener, Attorney, Department of Justice,
with whom David J. Kline, Assistant Director, Office of
Immigration Litigation, Department of Justice, and Jolin
R. Bolton, Assistant Attorney General, Civil Division, De-
partment of Justice, were on the brief, for appellants.

Wayne H. Matelski, with whom Lynda S. Zengerle,
Carolyn Waller, Michael Rubin, David Aronofsky and
Deborah Sanders were on the brief, for appellees.

Before: WALD, Chief Judge, SILBERMAN and D.H.
GINSBURG, Circuit Judges.

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122a

Opinion for the Court filed by Circuit Judge SILBERMAN.
Dissenting opinion filed by Chief Judge WALD.

SILBERMAN, Circuit Judge: This is an appeal from a
declaratory order and injunction issued by the district
court concerning implementation of the legalization or
“amnesty” provisions of the Immigration Reform and
Control Act of 1986 (“IRCA”). We hold the district
court lacked jurisdiction and therefore vacate the order.

I.

IRCA, passed in 1986, imposed civil and criminal pen-
alties upon employers who hire illegal aliens. Congress,
through that approach, sought to discourage illegal im-
migration into the United States and to make it difficult
for undocumented aliens to remain in the country. As
part of a legislative compromise, the Act provided for
the legalization of those immigrants who had entered the
United States unlawfully prior to January 1, 1982, and
had resided continuously in the country in an unlawful
status since then. It was said that “past failures to en-
force[] the immigration laws have allowed [illegal immi-
grants] to enter and settle here” and that “the alternative
of intensifying interior enforcement or attempting mass
deportations would be . . . costly, ineffective and incon-
sistent with our immigrant heritage.” H.R. Rep. No.
682, 99th Cong., 2d Sess. pt. 1, at 49 (1986).

As a corollary, Congress also provided for the legaliza-
tion of nonimmigrants, who entered the country lawfully
(for example, as employees or students) but whose pres-
ence subsequently became unlawful, so long as their status
was unlawful prior to January 1, 1982 and they re-
sided continuously in the United States after that date.!

1 Nonimmigrant aliens are special classes of aliens who are
lawfully admitted to the United States and have no intention
of abandoning permanently their residence in a foreign
country. See 8 U.S.C. §1101(a) (15) (1982). Nonimmi-

123a

Perhaps counterintuitively, then, in order to qualify for
legalization under this corollary provision to the general
amnesty program, the nonimmigrant had to prove his
_ illegal status prior to 1982. That could be accomplished,
according to section 245A of the Ac:, in one of two ways:

In the case of an alien who entered the United
States before January 1, 1982, the alien must estab-
lish that the alien’s period of authorized stay as a
nonimmigrant expired before such date through the
passage of time or the alien’s unlawful status was
known to the Government as of such date.

8 U.S.C. § 1255a(a) (2)(B) (Supp. V 1987) (emphasis
added).

This case involves the interpretation of the second
clause of that provision: what does “known to the Gov-
ernment” mean? In 1987, the INS issued a regulation
defining “Government” to mean only the Immigration and
Naturalization Service, based on the notion that the At-
torney General and the INS were charged with enforce-
ment of the immigration laws (and implicitly responsible
for “past failures’) and only they could ascertain—truly
“know’’—that an alien’s status was “unlawful.” A broader
interpretation of “Government,” the agency concluded,
would make administration of the legalization program
difficult and “would vest [other] government agencies
with an authority that Congress spec*fically granted only
to the Attorney General.” 52 Fed. Reg. at 16,206 (1987).
The regulation provided that an alien who originally en-
tered legally could establish that his subsequent illegal
status was “known to the Government” prior to 1982
through one of the following documents: (1) an INS
record received from another agency, referring to a
clear statement or declaration by the alien to the other
federal agency that he was in violation of nonimmigrant

grants include, inter alia, foreign students and managerial
employees of companies located in the United States.

124a

status; (2) a record showing an affirmative determina-
tion by the INS prior to January 1, 1982 that the alien
was subject to deportation proceedings; (3) a copy of a
response by the INS to any other agency, stating that
a particular alien had no legal status in the United
States; or (4) school records which establish that a school
forwarded to the INS a report clearly indicating that the
applicant had violated his nonimmigrant status prior to
January 1, 1982. Id. at 16,208; 52 Fed. Reg. at 43,845
(1987).

Under the statute, all aliens seeking to qualify for
legalization were obliged to apply for an adjustment of
status within a twelve-month period that expired on
May 4, 1988. On March 8, only two months before the
deadline, appellees, which include four organizations that
advise and counsel aliens—Ayuda, Inc., The Ethiopian
Community Center, the Latin American Youth Center,
and the Mexican American Legal Defense and Educa-
tional Fund—and five individual aliens, sued in district
court claiming that the INS regulation was based on an
impermissible interpretation of the statute. They sought
a declaratory order and injunction preventing the INS
from applying a “known to the Government” standard
that barred an alien from legalization “whenever the fed-
eral Government, through any of its agencies, depart-
ments, bureaus or entities has or had evidence that, sep-
arately or in combination, shows that such alien had
violated his or her nonimmigrant status prior to January
1, 1982.” The government challenged the jurisdiction of
the district court, asserting that the organizational plain-
tiffs lacked standing to sue, and that review of legaliza-
tion determinations was available only in the court of
appeals after an individual claimant had exhausted his
administrative remedies and been subject to a deporta-
tion order entered pursuant to section 242(b) of the
Immigration and Naturalization Act, 8 U.S.U. § 1252 (hb)
(1982).

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125a

The organizational plaintiffs responded that the normal
procedures for administrative determination and judicial
review in the courts of appeals designed for aggrieved
aliens did not preclude them from bringing an action in
the district court pursuant to the APA, because their
mission was to advise aliens on how to proceed through
the legalization program and, particularly, on their pros-
pects for receiving amnesty. The INS’s alleged miscon-
struction of the statute caused injury to the counseling
organizations, they complained, because it impaired their
ability to provide accurate information about IRCA eli-
gibility requirements to aliens and required them to 2x-
pend additional resources to clarify the confusion about
the correct legal standard. One organization also as-
serted that the INS’s interpretation of IRCA was un-
lawful and frustrated the organization’s purpose of as-
sisting aliens to obtain legalization. Because the statu-
tory administrative and judicial procedures were not de-
signed to remedy this type of injury, appellees contended
APA review was available in district court. The in-
dividual plaintiffs asserted that although there is an ex-
clusive statutory mechanism for judicial review of in-
dividual legalization determinations, the district court
nevertheless had jurisdiction to hear a challenge to the
INS’s IRCA regulation as long as specific legalization
applications were not involved. Appellees argued further
that because the May 4, 1988 application deadline was
rapidly approaching, an injunction was warranted.

The district court (without reaching the claims of the
individual aliens) concluded that the organizational plain-
tiffs had standing to sue and that judicial review of de-
cisions regarding the legalization program was available
in the district court. Ayuda, Inc. v. Meese, 687 F. Supp.
650, 654-60 (D.D.C. 1988). The court held that the
term “Governmen:” in section 245A meant the entire
United States Government and not simply the INS, and
declared the INS regulation “contrary to law.” Id. at
666. The INS was also enjoined from “any further ap-

126a

plication of the regulation” anywhere in the United States,
and ordered “to take steps to notify promptly all persons
affected by the regulation of the court’s decision,” id.,
the court observing that appellee organizations “need
certainty in this field, and they need it now.” Id. at 657.
The government acquiesced in the court’s interpretation
of the statute and did not appeal its order.

The court retained jurisdiction of the case “to assure
[the] decree [was] carried out fully and completely and
to provide such other and further relief as [might] be
necessary to implement [its] decision.” Jd. at 666. Sub-
sequently, the court issued nine supplemental orders deal-
ing with various aspects of the “known to the Govern-
ment” provision of IRCA. The first supplemental order,
issued April 6, 1988, noted that “[a] question has arisen
with respect to the precise meaning of the term ‘unlawful
status was known to the Government,’ ” and directed that
an alien could satisfy the standard by showing that
“documentation existed in one or more government agen-
cies so that . . . such documentation taken as a whole
would warrant the finding that the nonimmigrant alien’s
status in the United States was unlawful.” Jd. (emphasis
added). The government has not appealed this supple-
mental order either.

Eleven new organizations filed a motion to intervene
in the case on April 21, 1988. They raised an issue, not
previously surfaced, concerning the interrelationship be-
tween section 245A of IRCA and former section 265 of
the Immigration and Nationality Act, 8 U.S.C. § 1305
(1976), amended by 8 U.S.C. § 1305 (1982). Under the
latter provision (prior to its amendment on December 29,
1981), every nonimmigrant alien who remained in the
United States for more than 30 days was required to
report his address to the Attorney General on a quarterly
basis. Id.; see 8 C.F.R. § 265.1 (1981). Any alien fail-
ing to comply with this reporting requirement was sub-
ject to deportation unless he could show that such failure

127a

was “reasonably excusable or was not willful.” 8 U.S.C.
§ 1306(b) (1982). The putative intervenors alleged that
the INS had been “denying these nonimmigrant aliens
[who violated the reporting requirement prior to 1982]
the opportunity to apply for legalization, even after this
court’s clarification of the ‘known to the Government’
standard in the present litigation.”

In other words, the proposed intervenors claimed that
the district court’s first supplemental order should be
interpreted, or extended, to include an alien’s failure to
provide documentation—the quarterly report—which fail-
ure might have led the INS to conclude that the alien
had slipped into illegal status. The district court never
granted the motion to intervene, but appellees adopted the
intervenors’ claim and sought, over the government’s ob-
jections, a new supplemental order addressing the issue.
The court granted the order—Supplemental Order V—
enjoining the INS from denying legalization to nonimmi-
grants who failed to meet the reporting requirements of
section 265, “if INS determines that such aliens have
credibly established their willful violation of section 265
and such aliens have also met all other applicable condi-
tions for legalization.” 687 F. Supp. at 668. The INS
was directed te accept applications from section 265 non-
reporters without the statutorily-required filing fee in
order to prevent aliens from forfeiting the fee should
Supplemental Order V be reversed on appeal. Jd. The
government does appeal this order, in effect challenging
the district court’s jurisdiction over the entire case (al-
though not contesting the other orders) and, alternatively,
disputing the propriety of Supplemental Order V.

II.

As part and parcel of the amnesty or legalization pro-
visions of IRCA, Congress provided for administrative
and judicial review of the application of the Act. Accord-
ing to the government, these provisions require exhaustion

128a

of administrrative remedies before a party seeks judicial
review and vest exclusive jurisdiction in the courts of
appeals to review INS decisions that are or could be made
in the administrative process. The district court, the
government concludes, therefore lacked jurisdiction to
entertain the action.

The Act provides: “[t]here shall be no administrative
or judicial review of a determination respecting an appli-
cation for adjustment of status under this section [the
legalization provisions] except in accordance with this
subsection.” 8 U.S.C. §1255a(f)(1) (Supp. V 1987)
(emphasis added). The Attorney General is directed to
“establish an appellate authority to provide for a single
level of administrative appellate review of [such] a deter-
mination,” id. § 1255a(f)(3)(A), and “there shall be
judicial review of such a denial only in the judicial review
of an order of deportation under section 1105(a) of this
title.” Jd. §1255a(f)(4)(A) (emphasis added). That
judicial review “shall be based solely upon the administra-
tive record” and the “determinations contained in such
record shall be conclusive unless the applicant can estab-
lish abuse of discretion or that the findings are directly
contrary to clear and convincing facts contained in the
record considered as a whole.” Jd. § 1255a(f) (4) (B)
(emphasis added).

That standard of review—perhaps even more deferen-
tial than the arbitrary or capricious standard and the
requirement of substantial evidence on the record as a
whole—is about as restrictive as the Congress can fashion.
See Jamesway Corp. v. NLRB, 676 F.2d 63, 67 n.4 (3d
Cir. 1982) (abuse of discretion more deferential than
substantial evidence standard); Bennett v. Tucker, 827
F.2d 63, 68 (7th Cir. 1987) (characterizing abuse of dis-
cretion as court’s “most deferential standard”). It would
appear that even legal questions concerning the inter-
pretation of IRCA are reviewable only under the abuse of
discretion standard rather than the companion “contrary
to law” formulation of the APA. That is a rare, but not

129a

unknown, treatment of reviewability of legal issues. Sce
Pierce v. Underwood, 108 S. Ct. 2541, 2546 (1988).* The
legislative history clearly indicates that this restrictive
scope of judicial review was quite purposeful. The Senate
version of the bill, despite Senator Cranston’s concern
that it raised constitutional problems, see 129 Cong. Rec.
12,810 (1983),? provided for “no judicial review of a
decision or determination with respect to the legalization
programs.” §S. Rep. No. 132, 99th Cong., 1st Sess. 48
(1985) (emphasis added). The House-Senate conference
committee, however, adopted the House version. which
included the less restrictive yet very deferential judicial
review provisions that make up the present law.

Appellees—including the individual plaintiffs—argue,
nevertheless, that their suit in district court could be
brought outside the framework of an appeal of a deporta-
tion order, because it challenged not a “determination
respecting an application for adjustment,” but rather an
INS policy (drawn from its regulation) that would be
applied subsequently in individual cases. In their view,
the administrative procedure that must be exhausted ap-

2 It may well be that if the substantive issue in this case
were presented in the context of an appeal to a court of ap-
peals, the court’s scope of review and deference to agency’s
interpretation would not differ markedly from the APA. Al-
most surely, constitutional questions, for instance, would be
subject to review de novo. Cf. Webster v. Doe, 108 S. Ct.
2047, 2053 (1988) (“[W]here Congress intends to preclude
judicial review of constitutional claims its intent to do so
must be clear.”). And the relationship between the “abuse
of discretion” standard and the deferential scope of review |
under the second prong of Chevron U.S.A. Inc. v. NRDC, 467
U.S. 837, 842-43 (1984), is a subtle analytical matter. Suffice
it to note that Congress used an unusually restrictive scope
of review in IRCA.

* Senator Cranston’s comments came during debate over an
immigration reform bill in the 98th Congress, which included
the same bar to judicial review as the bill passed by the
Senate in the 99th Congress.

130a

plies only to determinations made in individual legaliza-
tion cases and not to broad challenges to an INS policy or
legal position that could apply to many cases. The courts
of appeals, it follows, have exclusive review jurisdiction
only over the former; the latter sort of proceedings may
be brought pursuant to the APA and resting on general
federal question jurisdiction (28 U.S.C. § 1331) in the
district court to challenge agency “actions,” like the issu-
ance of the regulation before us, independent of any
specific determination involving an individual alien.

If appellees are correct, such a challenge could be
brought not only by an organization alleging an independ-
ent injury, but by an individual alien (presumably prior
to a denial of legalization), a group of aliens, or an or-
ganization representing their interests. These potential
plaintiffs would thereby gain significant litigating advan-
tages. For one thing—as happened in this very case—
the district court could avoid the difficult analytical prob-
lem of discerning the relationship between the “abuse of
discretion” scope of review that applies in the courts of
appeals and the normal scrutiny given agency interpre-
tations of their organic statutes. More importantly, such
an action, particularly if it includes a request for an
injunction, could offer the opportunity decisively to in-
fluence the INS’s behavior all over the country—and do so
quickly. See, e.g., Bresgal v. Brock, 843 F.2d 1163, 1171
(9th Cir. 1987) (nationwide relief may be appropriate
even in an individual action); Decker v. O’Donnell, 661
F.2d 598, 617-18 (7th Cir. 1980) (nationwide injunction
appropriate in case of facial challenge to legality of
agency regulation). If denials of legalization are appealed
to the courts of appeals only after subsequent deportation
orders, it would take a good deal more time to gain a
judicial judgment on the legality of the INS’s interpreta-
tion of a statutory term such as “known to the Govern-
ment.” The courts of appeals, moreover, may well differ
in their views as to the legality of the INS’s construction
of the statute. Even were the INS to acquiesce in an un-

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13la

favorable judicial interpretation in one circuit,‘ it would
surely not be obliged to do so in other circuits that had
not decided the question. And, of course, an unfavorable
ruling in one circuit would not prevent the INS from
continuing to follow its interpretation of the statute in
other cases nationwide. United States v. Mendoza, 464
U.S. 154, 160-63 (1984).

‘Whether an agency is required as a matter of law to
acquiesce in an unfavorable ruling when future cases arise in
the same circuit court of appeals is a matter of much debate.
See generally, Note, Agency Nonacquiescence: Implementa-
tion, Justification, and Acceptability, 42 Wash. & Lee L. Rev.
1233 (1985) ; Note, Administrative Agency Intracircaut Non-
acquiescence, 85 Col. L. Rev. 582 (1985). Some agencies—
particularly the Social Security Administration, the Internal
Revenue Service, and the National Labor Relations Board—
have adopted explicit policies of intracircuit nonacquiescence,
and have argued, inter alia, that their policy is justified by
the need to guarantee nationwide uniformity of laws, rules,
and regulations to all claimants. Although some courts have
expressed disapproval of intracircuit nonacquiescence, see,
e.g., Ithaca College v. NLRB, 623 F.2d 224, 228-29 (2d Cir.
1980), cert. denied, 449 U.S. 975 (1980); Allegheny Gen.
Hosp. v. NLRB, 608 F.2d 965, 970 (3d Cir. 1979), and even
suggested that it might be unconstitutional, Stieberger v.
Heckler, 615 F. Supp. 1315, 13863 (S.D.N.Y. 1985), vacated
on other grounds sub. nom. Stieberger v. Bowen, 801 F.2d 29
(2d Cir. 1986), we have never decided the issue. Compare
Yellow Taxi Co. v. NLRB, 721 F.2d 366, 383 (D.C. Cir.
1983) (opinion of MacKinnon, J.) (admonishing the Board
“to halt its apparently willful defiance of long established,
controlling judicial precedent”) with id. at 384 (Wright, J.,
concurring) (refusing to concur in condemnation of Board’s
intracircuit nonacquiescence) and id. at 385 (Bork, J., con-
curring) (declining to agree or disagree with criticism of
Board but noting that “[a]n agency with nationwide juris-
diction is not required to conform to every interpretation
given a statute by a court of appeals”). Even the most
vociferous critics of intracircuit nonacquiesence have con-
ceded the validity of the policy in at least some instances.
See Stieberger, 615 F. Supp. at 1365-66.

Rare

132a

Whether or not the judicial review provisions of IRCA
preclude direct recourse to the district court to challenge
the INS’s construction of the statute embodied in a regu-
lation depends, of course, on congressional intent. Para-
doxically, appellees’ construction of those IRCA provisions
suggests that Congress wished to channel to the courts of
appeals only the application of the statute in presumably
less important individual cases while reserving to initial
district court review (albeit subject to subsequent appeal)
the much more important cases involving broad questions
of statutory construction that would apply to a whole
class of aliens. But cf. H.R. Rep. No. 1086, 87th Cong.,
Ist Sess. 28 (1961) (“Since deportation proceedings deal
with the liberty of persons rather than mere property, the
committee has concluded that granting an initial review
in an appellate court gives the alien greater rights,
greater scrutiny, and more assurance of a close study of
his case by experienced judges.”). While some courts
have found that allocation of jurisdiction appropriate
under the judicial review provisions of section 106, appar-
ently because they believed the only purpose of exclusive
court of appeals jurisdiction was to prevent piecemeal liti-
gation by aliens in the district courts that would delay
deportation, see, e.g., Haitian Refugee Center v. Smith,
676 F.2d 1023, 1033 (5th Cir. 1982) (discussed infra),
we do not believe Congress intended that result under
IRCA.® The language and structure of IRCA, as well as

5In enacting section 106 itself, Congress seems to have
been more broadly concerned with “unjustified” litigation,
even “unjustified attacks upon the constitutionality of the
Immigration and Nationality Act” by “astute attorneys who
know how to skillfully exploit the judicial process.” H.R. REP.
No. 1086, 87th Cong., 1st Sess. 23 (1961). Of course, juris-
diction could not turn on the justification (merits) of a
claim, but Congress’ concern about attorneys’ skill in using
the judicial process to frustrate deportation proceedings by
such devices as forum shopping, see id. at 28-29, seems rele-
vant to the HRC v. Smith exception—and perhaps even more
pertinent to the instant case.

133a

its legislative history, do not support appellees’s inter-
pretation.

Appellees argue that the challenged regulation and its
applicability to section 265 do not constitute a “determina-
tion respecting an application for adjustment,” review-
able only in the courts of appeals, because it is not a
ruling on an actual application. Indisputably, however,
the regulation embodies determinations that will impact,
and therefore are “respecting,” future individual applica-
tions. We do not understand appellees to contend that
“an application” applies only to an individual claim;
surely a “determination” might be made in a proceeding
in which several applications were consolidated. Rather,
appellees seem to argue that the statutory exhaustion re-
quirements and judicial review provisions are confined to
determinations made after an application is filed. But the
phrase “respecting an application” on its face does not
appear to be so limited. Cf. Heckler v. Ringer, 466 U.S.
602, 621 (1984) (defining the word “claim” under the
Medicare Act to include a challenge to agency policy that
allegedly would prevent the plaintiff from getting an oper-
ation upon which a claim would be based) .*

The dissent, nevertheless, counters that the “determina-
tion” to which subsection 245A(f)(1) refers must be
more narrowly interpreted, since it must be the same
determination referred to by subsection 245A (f) (3) (A) —

*Contrary to the dissent’s assertion, Dissent at 9, Con-
gress does not appear to have used the terms “on the applica-
tion” and “respecting an application” interchangeably. Sub-
section 245A (f) (1), which uses the term “respecting,” refers
to both administrative and judicial review of legalization de-
terminations. Since judicial review may well be broader than
administrative review because only courts would likely de-
clare a regulation invalid as applied (rather than interpret
and apply agency regulations), it is quite natural for Con-
gress to use the broad term when referring to judicial review
and the narrower term when discussing only administrative
review.

134a

“The Attorney General shall establish an appellate au-
thority to provide for a single level of administrative
appellate review of a determination described in para-
graph (1)”—-and it could not be thought that a regulation
could be challenged in that administrative proceeding.
Dissent at 8-12. We do not understand why that is so.
Indeed, if the statutory interpretation embodied in the
regulation were to be challenged in the court of appeals
after a deportation order, it would have to be first raised
in the administrative proceeding, because “judicial review
shall be based solely upon the administrative record.”
See 8 U.S.C. § 1255a(f) (4)(B). It may well be that
the administraitve appellate authority would consider it-
self bound by a regulation issued by the INS, but that
does not necessarily suggest its interpretation of the regu-
lation is pre-ordained. That the LAU may be limited as
to its scope of review of a determination (or that part
of a determination) embodied in a regulation does not
suggest that it cannot review the determinatior.’ Quite
commonly, when reviewing agency applications of their
own regulations, we see a somewhat different result than
might have been expected. The doctrine of special judicial
deference to administrative agency adjudicatory interpre-
tation of agency regulations grows out of just that ex-
perience. See Udall v. Tallman, 380 U.S. 1 (1965). The

TOf course, the LAU would not, as the dissent suggests,
Dissent at 9-10, be reviewing a facial challenge to the regula-
tion, but rather an application of the regulation to an indi-
vidual. Facial challenges to the regulation are not permitted,
because subsection 245A (f) (3) provides that “administrative
appellate review shall be based solely upon the administra-
tive record established at the time of the determination on
the application.” 8 U.S.C. § 1255a(f) (3) (Supp. V 1987).
The use of the term “on” in this subsection illustrates that
the LAU may hear only cases involving challenges to deter-
minations on individual applications for adjustment, and
again underscores the significance of Congress’ use of the
broader term “respecting an application” when referring to
judicial review. See infra note 6.

135a

dissent, by characterizing the “determination” reviewable
in the courts of appeals as “fact-specific,” Dissent at 3,
14 n.5, seems to suggest that such review was not in-
tended to encompass legal questions of statutory inter-
pretation, which were instead to be left to the district
courts if and when the INS somehow manifested its statu-
tory interpretations other than in an adjudication. Of
course, as we have suggested, that is a rather peculiar
way to divide jurisdiction between courts of appeals and
district courts. Moreover, in subsection 245A (f) (4) ( B),
Congress said “findings of fact and determinations” shall
be conclusive, thereby recognizing that questions of law
were meant to be incorporated in the word “determina-
tion.” See 8 U.S.C. § 1255a(f) (4) (B) (Supp. V 1987).

Since the INS was authorized but not obliged to issue
regulations interpreting the statutory language,® it could
have waited until individual legalization proceedings be-
fore demonstrating its interpretation of the “known to
the Government” language. In that event, surely the
courts of appeals would have had, and been expected to
exercise, authority to review the agency’s interpretation
(giving appropriate deference) in the context of indi-
vidual deportation cases. See INS v. Chadha, 462 U.S.
919, 938 (1983). By not requiring the INS to issue
regulations that provided an administrative interpreta-
tion of statutory language—and not providing a separate
mechanism for judicial review of such regulations—Con-
gress must have assumed that the agency’s statutory
interpretations would be reviewed only in the context of
appeals from deportation orders. It seems inconceivable
that Congress would have wished instead to closely cir-
cumscribe judicial review of legalization decisions that
applied whatever regulations the INS issued, and at the

* See 8 U.S.C. § 1255a(g) (Supp. V 1987). The INS was
required to issue regulations on only one issue—the definition
of the statutory term “resided continuously.” Jd. § 1255a( g)
(1) (A).

136a

same time to allow APA challenges to such regulations
in almost any district court of the United States. Indeed,
if the district court or any court had jurisdiction to re-
view directly the INS’s regulations interpreting IRCA
(if issued), Congress would have created a disincentive
to issuance of those regulations—which hardly accords
with the desirability of providing aliens with prompt
information as to the government’s interpretation of the
statute.

Once it is recognized, as it must be, that an alien
could challenge, on appeal from a deportation order, an
interpretive regulation which causes the INS to deny his
legalization claim, it follows that the district court lacked
jurisdiction to hear the same claim in a different forum.
For subsection 245A(f) (4) (A) of IRCA limits judicial
review of “such” denials to review of deportation orders.
Congress thereby explictly prohibited an alien from
mounting two parallel challenges to the same regulation.
The dissent nevertheless reads the statute to permit an
alien to challenge in the district court a regulation that
would affect him—apparently before he files a “piece of
paper” seeking legalization—and then, in a duplicate pro-
cedure, to challenge the same regulation on appeal from
a deportation order. Under those circumstances we could
have two cases before us: one on appeal from the district
court, and one on appeal from a deportation order raising
essentially the same claims. It is not at all clear that
in light of that possibility the district court could have
jurisdiction even in the absence of subsection 245A(f)
(4) (A), see Telecommunications Research & Action Cen-
ter v. FCC, 750 F.2d 70, 77-79 (D.C. Cir. 1984) ; Invest-
ment Co. Inst. v. Board of Governors, 551 F.2d 1270,
1278-80 (D.C. Cir. 1977), but, in any event, the presence
of subsection 245A(f)(4)(A) makes it evident that the
district court lacks power to entertain the same claim
that could be brought to the court of appeals.

The statute’s legislative history indicates Congress in-
tended aliens to come forward during the 12-month eli-

italiana

137a

gibility period because “this is the first call and the last
call, a one shot deal.” 132 Cong. Rec. $16,888 (daily ed.
Oct. 17, 1986) (remarks of Sen. Simpson). If aliens did
not make a legalization claim during that window period,
it was lost forever. An alien could not defend against a
deportation order based on a claim of legalization if the
claim was not made during the designated twelve months.
See 8 U.S.C. §1255a(a)(1) (Supp. V 1987). Accord-
ingly, Congress provided for QDEs to advise aliens as
to the validity of this claim: “We are not trying to fool
you this time.” 132 Cong. Rec. $16,888 (daily ed. Oct 17,
1986) (remarks of Sen. Simpson). But the QDEs were
forbidden to make “a determination required by [the
statute] to be made by the Attorney General.” /d.
§ 1255a(c) (3). It was, therefore, the Attorney General’s
interpretation of IRCA that Congress expected to have
the primary operational impact during the 12-month
period.’

The dissent ascribes to Congress an interest in provid-
ing the alien with “accurate advice,” Dissent at 28,
and that is undeniable. Accurate, certainly, as to the
Attorney General’s interpretation of the statute and, per-
haps also, the QDEs’ best appraisal of whether the courts
of appeals (and the Supreme Court) would sustain that
interpretation. If, for instance, an alien would not qual-
ify for legalization based on the Attorney General’s inter-
pretation of IRCA as a QDE or a private attorney under-
stood it, but the counselor thought the interpretation
would not be sustained on review of a deportation order,
the alien could rely on the advice and file an application
for legalization. Whether the alien ultimately prevailed
on appeal from a deportation order would depend—as is
typically the case—on the quality of advice he received.

* Of course, if a case had come to the court of appeals on
review of a deportation order that raised the section 265
issue, we would have had before us the agency’s construction
of that term as it applied to a particular applicant.

138a

Only an advisory opinion from the Supreme Court would
totally remove any uncertainty, and Congress could not
provide for that even if it wished to.

The dissent, although not the district court, appears to
find a congressional intent ‘o provide aliens with more
than the Attorney General’s interpretation of the statute
during the window period. it is argued that they were
entitled to authoritative judicial review and correction of
the Attorney General’s misinterpretations ( “egregious” or
otherwise), see Dissent at 22, before the 12-month
period lapsed. If that were so, Congress would certainly
have required the Attorney General quickly to issue regu-
lations covering all foreseeable applications of the statute,
cf., e.g., Office of Federal Procurement Policy Act Amend-
ments of 1988, Pub. L. No. 100-679, § 6, 102 Stat. 4055,
4067 (1988) (all implementing regulations “shall be is-
sued .. . within 180 days after the date of enactment”),
and also provided for a special expedited judicial review
of those regulations in a particular court of appeals. See
Yakus v. United States, 321 U.S. 414, 440 n.7 (1944)
(Congress provided for expedited judicial review in Emer-
gency Court of Appeals of regulations implementing The
Emergency Price Control Act); Resource Conservation
and Recovery Act of 1976, 42 U.S.C. §§ 6924, 6976 (1982
& Supp. V 1987) (EPA Administration required to pro-
mulgate certain regulations within eighteen months, and
judicia] review allowed only in D.C. Circuit within ninety
days of issuance).

Congress was surely well aware, when it placed review
of agency action in the courts of appeals, that it could
take a long time—and often require Supreme Court inter-
vention—before legal uniformity was achieved. That is
merely one of the characteristics of our system of federal
appellate review, which Congress may avoid if it so
wishes. See, e.g., United States v. Fausto, 108 S. Ct. 668,
674 (1988) (exclusive review of Merit System Protection
Board decisions placed in Federal Circuit to avoid vary-

139a

ing decisions in lower federal courts). To permit one
federal district court to short-circuit this process is incon-
sistent with the system of appellate review provided in
the statute. Appellees’ approach fundamentally alters the
relationship between the Executive Branch and the fed-
eral judiciary that Congress decreed, because one district
court (supported, if necessary, by one court of appeals)
could force the Executive Branch to change its interpreta-
tion of a statute. As noted above, a decision by a court of
appeals against an agency in an individual case does not
bind the agency in other circuits, and perhaps not even

in other cases within the same circuit. See supra at
10-11.

If anything, the legislative history suggests that Con-
gress, rather than considering such extensive judicial
monitoring of the legalization program, only grudgingly
provided any judicial review even in the context of de-
portation orders. The choice for the conference committee
was between the House version, which was adopted, and
the Senate version, which precluded any judicial review
“of a decision or determination with respect to the legal-
ization programs.” Although we do not propose a general
canon of construction that ambiguous statutes be inter-
preted in favor of the house of Congress that acquiesces
in the eventual text, we think it unlikely that the Senate
would have agreed to the House language with the under-
standing that it permitted not only review of legalization
determinations in the courts of appeals after deportation
orders but also even more expansive, intrusive, and direct
review of policy determinations that would or could lead
to denials of applications for adjustment. As the dissent
concedes, Dissent at 14, the Senate bill “would clearly
have precluded review of rulemaking as well as adjudica-
tion”—i.e., all review of the legalization programs. The
leading opponent of the Senate provision, who sought to
substitute an amendment “identical to the language pro-
posed by the House committee,” believed his change would
“merely permit[]” a “very limited form of judicial re-

140a

view” that “would be available only when an improper
denial of legalization is raised as a defense in a deporta-
tion proceeding already subject to judicial review.” 129
Cong. Rec. 12,810 (1983) (statement of Sen. Cranston).
The more plausible interpretation of the Senate’s acquies-
cence, therefore, is that an IRCA determination is review-
able only in the context of cases brought to the courts of
appeals pursuant to section 106 of INA."

Appellees argue that section 106, which provides for
court of appeals review of orders issued in deportation
proceedings, has itself been interpreted not to preclude
suits in the district court to challenge agency policies, so
it is therefore inappropriate to conclude Congress meant
to exercise any tighter rein over IRCA, which channels
applicants into deportation proceedings reviewed under
section 106. The restrictive judicial review provision of
section 106 is “the sole and exclusive procedure for[] the
judicial review of all final orders of deportation,” 8 U.S.C.
§ 1105a(a) (1982), and it includes the precondition that
“(ajn order of deportation or of exclusion shall not be re-
viewed by any court if the alien has not exhausted the ad-
ministrative remedies available to him... .” ZJd. § 1105a
(ec). The Supreme Court has never directly determined
whether this section precludes a challenge to agency reg-
ulations in the district court before the initiation of de-
portation proceedings. But the Court has read “final

©The dissent, starting from the assumption that “deter-
minations respecting an application” as used in the House bill
does not refer to rulemaking, argues that Senator Cranston
attempted to adopt the section of the House bill permitting
judicial review after an order of deportation but not that
part allowing separate review of regulations. However, we
think Senator Cranston’s statement that his amendment was
“identical to the language proposed by the House committee”
implicitly, if not explicitly, indicates that he thought his
amendment would result in equivalent judicial review pro-
visions in the two bills, and thus that “determinations re-
specting an application” includes regulations.

14la

orders of deportation” to include “all determinations
made during the incident te the administrative proceed-
ing conducted by a special inquiry officer, and review-
able together by the Board of Immigration Appeals,”
Foti v. INS, 375 U.S. 217, 229 (1963) (emphasis added),
and all such determinations are within the exclusive ju-
risdiction of the courts of ‘appeals. Id.; see also Giova v.
Rosenberg, 379 U.S. 18 (1964) (denial of motion to
reopen deportation proceedings reviewable only under
section 106). Although the Court has interpreted section
106 to permit an alien to challenge separately in district
court an INS denial of a stay of deportation, issued in
an entirely separate proceeding three months after a
final order of deportation, Cheng Fan Kwok v. INS, 392
U.S. 206 (1968), it has suggested that any matter “gov-
erned by the regulations applicable to the deportation
proceeding itself, and . . . ordinarily presented for dis-
position to the special inquiry officer who enter{s] the
deportation order” is within the exclusive jurisdiction of
the courts of appeals. Jd. at 217. Most recently, in INS
v. Chadha, 462 U.S. 919 (1983), the Court squarely he!d
that section 106 “includes all matters on which the va-
lidity of the final order [of deportation] is contingent,
rather than only those determinations actually made at
a hearing,” id. at 938 (quoting INS v. Chadha, 634 F.2d
408, 412 (9th Cir. 1980) ) (emphasis added).

Appellees do have a point, however; as we have noted,
lower federal courts have allowed certain plaintiffs to
avoid the exhaustion requirement and corresponding ex-
clusive court of appeals jurisdiction under section 106.
The Fifth Circuit, in Haitian Refugee Center v. Smith,
676 F.2d 1023, 1033 (5th Cir. 1982) [hereinafter HRC
v. Smith], was faced with a broad attack on the prac-
tices of immigration judges who heard asylum claims
during deportation hearings, and held that an allega-
tion of “a program, pattern or scheme by immigration
officials to violate the constitutional rights of aliens is. . .

142a

a separate matter subject to examination by a district
court and to the entry of at least declaratory and injunc-
tive relief.” The court read the grant of exclusive juris-
diction to the courts of appeals as applying only to ac-
tions taken in individual deportation proceedings that
may affect the determination of the merits of a claim,
and authorized any district court “to wield its equitable
powers when a wholesale, carefully orchestrated, pro-
gram of constitutional violations is alleged.” Jd. Al-
though the Fifth Circuit emphasized the narrowness of
its holding and promised not to condone any “end-run
around the administrative process,” id., the application
of HRC v. Smith has proliferated to the point where it
now more nearly resembles a gaping hole in the middle
of the INS’s defensive line. Other courts have adopted
the Fifth Circuit’s distinction under section 106 between
review of individual deportation orders and broad-based
challenges to agency policy on both constitutional and
statutory grounds. Jean v. Nelson, 727 F.2d 957, 979-81
(llth Cir. 1984) (en banc), aff'd, 472 U.S. 846 (1985)
(expressing no view on jurisdictional issues); Salehi v.
District Director, 796 F.2d 1286, 1290 (10th Cir. 1986) ;
Orantes-Hernandez v. Meese, 685 F. Supp. 1488, 1503
(C.D. Cal. 1988); Hotel & Restaurant Employees Union
v. Smith, 563 F. Supp. 157, 162 (D.D.C. 1983) (denying
motion to dismiss), summary judgment granted for de-
fendant, 594 F. Supp. 502 (D.D.C. 1984), aff'd by an
equaly divided court, 846 F.2d 1499 (D.C. Cir. 1988)
(en banc) ; Orantes-Hernandez v. Smith, 541 F. Supp.
351, 364 (C.D. Cal. 1982).

HRC v. Smith and its progeny, however, are not only
unsupported by the Supreme Court’s cases on section 106,
including the subsequently decided Chadha, but appear in-
consistent with the reasoning of the Supreme Court in
Heckler v. Ringer, 466 U.S. 602 (1984). The Court there
was faced with a challenge to a ruling issued by the
Secretary of Health and Human Services that precluded

143a

payment under Medicare for a particular surgical pro-
cedure. The Medicare Act permits judicial review of “any
claim arising under” the Act, via 42 U.S.C. § 405(g),
only after a claimant seeks payment and exhausts admin-
istrative remedies. The plaintiff, Ringer, wished to un-
dergo that procedure, which he could not afford without
Medicare reimbursement. He sued in district court for a
declaratory judgment, arguing that he was not obliged
to exhaust, because he did not yet have a claim and was
instead challenging an agency ruling that, in effect, pre-
cluded his claim. The Supreme Court refused to accept
that distinction, holding that Ringer was “clearly seeking
to establish a right to future paymentsshould he ulti-
mately decide to proceed with [the particular] surgery.”
Id. at 621. It recognized that to hold otherwise would
allow claimants “to bypass the exhaustion requirements
of the Medciare Act by simply bringing declaratory judg-
ment actions in federal court before they undergo the
medical procedure in question.” Jd. To be sure, unlike
HRC v. Smith, Ringer did not present a constitutional
claim, but the HRC v. Smith line of cases has not been
limited to constitutional challenges. See, e.g., Jean v.
Nelson, 727 F.2d at 980 n.32."

! The dissent’s extensive discussion of Bowen v. Michigan
Academy of Family Physicians, 476 U.S. 667 (1986), is
largely beside the point. Michigan Academy did not even
question Ringer, and the latter case still supports the general
propositions that an individual plaintiff may not circumvent
a statutory exhaustion requirement by bringing a preemptory
declaratory judgment action. Even the plaintiffs in Michigan
Academy read Ringer to mean that “whatever specific pro-
cedures [Congress] provided for judicial review .. . were
exclusive, and could not be circumvented by resort to the
general jurisdiction of the federal courts.” Michigan Acad-
emy, 476 U.S. at 679. No circumvention problem was present
in Michigan Academy, because Congress had not imposed an
exhaustion requirement on claims arising under Part B of the
Medicare program.

Unlike Ringer, which concerned part A of Medicare, Mich-
igan Academy raised the entirely different question whether

144a

We have not been obliged to decide whether there is a
“program” exception to section 106—for constitutional or
statutory claims—that permits a suit by aliens or those
representing them,” and we think it is unnecessary to do

Congress had altogether precluded review of statutory and
constitutional challenges under part B. This was so, because
in United States v. Erika, Inc., 456 U.S. 201, 208 (1982),
the Court had interpreted the Medicare Act to preclude ju-
dicial review of Part B amount determinations. And those
determinations were made by insurance carriers who were
not authorized to consider legal challenges to the Act or regu-
lations. The Court thus declined to deem the regulation at
issue in Michigan Academy an “amount determination,” be-
cause that would have prevented any judicial review of the
rule and raised “serious constitutional issues.” Jd. at 680-81
& n.12. That is, of course, not the case in Ringer or in IRCA,
where review of a rule affecting future claims or applications
is available after exhaustion of administrative remedies. In
any event, nothing in IRCA suggests that the exclusive re-
view procedure is limited to “quite minor matters,” cf. Micht-
gan Academy, 476 U.S. at 680, that could affect an applica-
tion for adjustment. As noted above, supra at 12-13, Con-
gress must have expected major legal questions to be resolved
in legalization adjudications.

Nor does Michigan Academy provide any support for the
notion that the appellee organizations can challenge agency
regulations in district court, although individuai aliens are
required to seek review only in the deportation context. Cf.
Dissent at 30-32. Clearly, the organizational plaintiffs in
Michigan Academy could challenge regulations in district
court in the same manner as the individual plaintiffs could
do sv. But nothing in Michigan Academy suggests that an
organization could have sued directly in Ringer, where the
individual claimant was required to exhaust administrative
remedies. And the dissent does not even mention Block v.
Community Nutrition Institute, 467 U.S. 340 (1984), the
Supreme Court’s most recent thorough discussion of preclu-
sion of review under the APA. See infra at 30-31.

12 In Hotel & Restaurant Employees Union v. Smith, 846
F.2d 1499 (D.C. Cir. 1988) (en banc) (equally divided court),
four members of the court assumed that the exhaustion re-
quirement of section 106 does not apply to “a general chal-

eee

145a

so here. However, several district courts have applied the
Fifth Circuit’s approach under section 106 to the judicial
review provisions of IRCA. Doe v. Nelson, 703 F. Supp.
718, 720-22 (N.D. Ill. 1988) (finding HRC v. Smith in-
distinguishable) ; Immigration Assistance Project v. INS,
No. C88-379R, slip op. at 10-11 (W.D. Wash. Nov. 2,
1988) (citing HRC v. Smith); Haitian Refugee Center
v. Nelson, 694 F. Supp. 864, 873-74 (S.D. Fla. 1988)
(citing HRC v. Smith and reasoning that “[t]o deny ju-
risdiction would be to allow illegal agency action to go
unchallenged”) ; Zambrano v. INS, No. S-88-455, slip op.
at 6-7 (E.D. Cal. Aug. 9, 1988). We find these cases un-
persuasive; they do not focus on the language and legis-
lative history of ICRA. We think whatever the proper
interpretation of section 106 as it relates to “final orders
of deportation,” IRCA’s judicial review- provisions, al-
though employing the section 106 machinery, have a
broader preclusive effect. It is arguable, for example, that
certain INS actions—other than those under IRCA—
taken before initiation of deportation proceedings are re-
viewable in the district court under APA standards, de-
spite the exclusivity provision of section 106. Cf. Hotel
and Restaurant Employees Union v. Smith, 846 F.2d at
1513 n.2 (opinion of Silberman, J.) ( assuming without
deciding that an alien could sue to gain direct review of a
denial of asylum without waiting for a deportation pro-
ceeding) ; but see Kashani v. Nelson, 793 F.2d 828, 826-
27 (7th Cir.), cert. denied, 479 U.S. 1006 (1986).%

lenge to the INS’s entire frameworking for processing appli-
cations.” Id. at 1506 (opinion of Mikva, J.). The other half
of the court, citing International Union, UAW v. Brock, 477
U.S. 274 (1986), noted that it “may well be” that such an
exception exists, but found it unnecessary to examine that
contention in depth since they resolved the case on other
jurisdictional grounds. Id. at 1514 (opinion of Silberman, J.).

18 It will be recalled that the specific actions challenged in
HRC v. Smith were denials of asylum requested in the depor-
tation hearings themselves rather than prior to such proceed-

146a

IRCA, however, provides for an alien to seek review of a
denial of legalization only in the context of a deportation
proceeding, see 8 U.S.C. § 1255a(f) (4) (A) (Supp. V
1987), so we are not confronted with an argument that
APA review could be predicated on the denial of legaliza-
tion by itself. It is crystal clear—at least with regard to
TRCA—that Congress closed that door.

Appellees also rely on International Union, UAW v.
Brock, 477 U.S. 274 (1986), to support the district court's
order. Brock concerned the implementation of the Trade
Act of 1974, as amended, 19 U.S.C. §§ 2101-2495 (1982
& Supp. V 1987), which established a program of trade
readjustment allowance (TRA) benefits for workers who
have lost their jobs because of import competition, and
provides, inter alia, that “{a] determination by a coop-
erating State agency with respect to entitlement to pro-
gram benefits under an agreement is subject to review in
the same manner and to the same extent as determina-
tions under the applicable State [unemployment insur-
ance] law and only in that manner and to that extent.”
Id. § 2311(d) (emphasis added) ; see id. § 2319(10). The
Court held that the Act authorized a union to sue in fed-
eral district court on behalf of its members to challenge
a Trade Act regulation issued by the Secretary of Labor,
which governed state determinations, notwithstanding the ©
judicial review provision. But Brock is distinguishable
from Ringer (not mentioned in the Court’s opinion) and
our case, because Congress never intended TRA claim-
ants to exhaust state remedies when challenging the fed-
eral guidelines. The Trade Act was passed against a
background of a line of cases in the Supreme Court and

ings. Because a denial of asylum might be reviewable before
deportation proceedings, the argument that denials during
the proceedings are not separately reviewable rests on less
powerful—if not insignificant—grounds. See Foti, 375 U.S.
at 229; International Union, UAW v. Brock, 477 U.S. 274, 294
(1986) (White, J., dissenting).

147a

lower federal courts holding that there is federal juris-
diction to review state unemployment insurance claims
that raise questions of federal law. See Brock, 477 U.S.
at 285."* And on its fact, the exhaustion requirement in
the Trade Act refers only to “determination[s] by a co-
operating State agency.” If the Trade Act had said—
paralleling IRCA—that any (federal or state) determi-
nation with respect to program benefits was reviewable
only through the state process, the cases would be more
alike.

We do not therefore take Brock to mean that in order
to confine litigants to administrative procedures review-
able only by certain courts, Congress must affirmatively
state that other courts may not hear the same questions
if raised in a different form. Often an exclusive pro-
cedure for judicial review in the courts of appeals wil!
implicitly, if not explicitly, forbid broad-based challenges
to agency practice in the district courts. Whitney Nat’l
Bank v. Bank of New Orleans & Trust Co., 379 U.S. 411,
422 (1965) (Where Congress “has enacted a specific stat-
utory scheme for obtaining review, . . . the doctrine of
exhaustion of administrative remedies comes into play
and requires that the statutory mode of review be ad-
hered to notwithstanding the absence of an express stat-
utory command of exclusiveness.”) ; Telecommunications
Research and Action Center v. FCC, 750 F.2d 70, 77 (D.C.
Cir. 1984); see also 5 U.S.C. § 702 (1982) (“Nothing
herein ... confers authority to grant relief if any other

14 Even three of the dissenters in Brock, who were in the
majority in Ringer, seemed to recognize the difference be-
tween the cases when they said “[t]he distinction between a
challenge t» the guideline and a challenge to benefit detrmina-
tions might be meaningful if petitioners had only challenged
the application of the guidelines to as-yet-unsubmitted
claims.” Brock, 477 U.S. at 294 (White, J., dissenting). The
dissent was limited to the proposition that petitioners could
not interpret the state administrative review process once it
had begun to consider claims under submission.

148a

statute expressly or impliedly forbids the relief which is
sought.”) (emphasis added). The IRCA judicial review
provision sets forth that kind of procedure. It limits ju-
dicial review of any “determination respecting an appli-
cation for adjustment” to the courts of appeals, 8 U.S.C.
§ 245A(f) (Supp. V 1987), and if we were to uphold the
district court’s authority to enter declaratory and injunc-
tive relief, we would destroy much of the system that
Congress crafted.

The district court appeared to agree with our analysis
as it affects individual plaintiffs,’> but thought that some
of the organizational appellees were authorized to chal-
lenge the INS policies in district court because of their
special status as “qualified designated entities” (QDEs).

18 The district court engaged in the following colloquy with
appellees’ counsel, after counsel asserted that the individual
plaintiffs presented the strongest case for jurisdiction.

THE COURT: Well, but the individual plaintiffs, it would
seem to me, they would—why wouldn’t they have to go
through the administrative process? ... [I]t seems to me
that they can have their status determined through the ad-
ministrative process.

COUNSEL: I think, Your Honor, they cannot because
.. . to do so would be a futile act. We have heard testimony.
We have presented affidavits to show that the INS is not
changing its opinion.

THE COURT: Why is it futile?

COUNSEL: Because they could never get a reversal in
the administrative process.

THE COURT: No, but that’s not the standard. The
standard is that as long as they can get a reversal in the
Court of Appeals. ... And it would seem to me that they
could then have this case go to the Court of Appeals and the
Court of Appeals could say .. . it was a bad interpretation.
Am 1 wrong on that? Don’t they have an appeal right here?
If an individual] goes and applies and he’s turned down, and
he goes up on appeal, can’t the Court of Appeals reverse that?

COUNSEL: Yes, obviously, the Court of Appeals could
reverse it, and for those individual plaintiffs, the Court of
Appeals could do that. It could reverse it.

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149a

Since these organizations had no administrative process
to which they could appeal, the court reasoned that they
must have a remedy somewhere, and that somewhere was
federal district court. Ayuda, 687 F. Supp. at 660.

In support of the district court, appellees argue that
the QDEs’ special role in the legalization program implies
they are entitled to sue in district court to challenge the
INS’s regulation even if an alien subject to deportation
were not. The Attorney General was obliged under IRCA
to “designate qualified voluntary organizations” to assist
in the legalization process. 8 U.S.C. § 1255a(e) (2) (Supp.
V 1987). Congress, understanding an illegai alien’s ap-
prehensions, wished to “assure applicants that they may
apply to such entities without fearing that their applica-
tions will be forwarded to the INS even if in the view
of such entities they do not qualify for legalization.” S.
REP. No. 132, 99th Cong., Ist Sess. 47 (1985). Since the
QDEs’ very function was to provide a buffer—a confi-
dential intermediary—between the INS and the alien,
appellees insist Congress could not have intended that
they would have no independent right to sue. The QDEs
and the other organizations claim they are injured—
apart from any injury suffered by the aliens—because
their ability to advise aliens is impaired by the “uncer-
tainty” caused by the government’s regulation and par-
ticularly its problematic application to the section 265
issue.

The government responds that the QDEs under IRCA
are actually agents of the INS. Cooperative agreements
between the Department of Justice and the QDEs direct
that the latter “will comply with all relevant INS regu-
lations relating to the legalization . . . programs and fol-
low the instructions in the INS Training Manual,” and
the statute forbids the QDEs from making “a determina-
tion required by: [IRCA] to be made by the Attorney
General.” 8 U.S.C. § 1255a(c) (3) (Supp. V 1987). We
thus find much force to the government’s argument that

150a

the QDEs’ interest is so “inconsistent with the purposes
implicit in the statute” that they lack standing to sue.
Clarke v. Securities Indus. Ass’n, 479 U.S. 388, 399
(1987). It seems to us that Congress, at most, intended
the QDEs to act as intermediaries, not litigating ombuds-
men. And even if the QDEs are thought of as agents
for the aliens, we doubt Congress intended the agents to
have broader rights to seek judicial review than do the
principals.

But even assuming that the appellee organizations
have standing to sue, we think the district court lacked
authority to hear their claim, because to do so would
clearly frustrate congressional intent to channel all dis-
putes about the legalization program into the courts of
appeals under a narrow scope of review. The flaw in the
district court’s analysis, in our view, is its assumption
that every aggrieved party must have a remedy under
the statute. It did not consider that Congress sometimes
intends to preclude suits by certain classes of plaintiffs,
see 5 U.S.C. § 701(a) (1) (1982) (judicial review under
the APA not available when precluded by statute), and
we think a “balanced approach to statutory construction,”
Block v. Community Nutrition Inst., 467 U.S. 340, 350
(1984), reveals that a congressional purpose in IRCA to
preclude judicial review by anyone, except in the depor-
tation context, is “ ‘fairly discernible in the statutory
scheme.’” Jd. at 351 (quoting Data Processing v. Camp,
397 U.S. 150, 157 (1970) ).

In Block, the Court faced a jurisdictional cha!lenze to
an action brought under the APA by consumers dis-
puting the legality of the Secretary of Agriculture’s
milk marketing orders. The government claimed the con-
sumers lacked standing, but the court did not find it nec-
essary to reach that issue because it determined, instead,
that the statute barred consume:s from seeking judicial
review—a ruling which the court described as “in ef-
fect” jurisdictional. Jd. at 353 n.4; see also Clarke v.
Securities Industry Ass’r, 479 U.S. 388, 399-400 (1987).

15la

Since the statute provided “a detailed mechanism for
judicial consideration of particular issues at the behest
of particular persons [milk handlers], judicial review of
those issues at th

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386003_1648%3A2. Public record. Not legal advice.
