# Petition for Writ of Certiorari — Jerry K. v. Dawn D.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1998
- **Citation:** 525 U.S. 1055

## Text

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98 62s iuL6 OR

Orrice OF THE ChERK
No.

In the Supreme Court of the United States
October Term, 1998

Jerry K.,
Petitioner, Real Party in Interest, and Appellant

VS.

Dawn D..,
Respondent, Petitioner, and Appellee

On Petition for a Writ of Certiorari to the
United States Supreme Court

Petition for Writ of Certiorari

FEY eye? SERRE PEE Ly

No.

In the Supreme Court of the United States
October Term, 1998

Jerry K.,
Petitioner, Real Party in Interest, and Appellant

Vs.

Dawn D.,
Respondent, Petitioner, and Appellee

On Petition for a Writ of Certiorari to the
United States Supreme Court

Petition for Writ of Certiorari

George E. Mc Gill Henry James Koehler IV
120 Birmingham Drive 9454 Wilshire Blvd.

Suite240 Suite 207
Cardiff-By-The-Sea, Beverly Hills, CA
CA 92007 - 90212
(760) 436-1146 (310) 247-7100
Counsel of Record Of-Counsel
Steven F. Wingfield
8241 La Mesa Bivd.

La Mesa, CA 91941
(619) 238-1568
Of Counsel

July 4, 1998

mares OO NA Om MBE 9 AS PNA ERIE IT v9

QUESTIONS PRESENTED

Whether a state deprives a person due process,
equal protection and his right to privacy under the
due process clause and/or the Equal Prutection
Clause under the 14* Amendment to the United
States Constitution and/or rights to privacy under
the United States Constitution when a) a parent and
child are deprived of a natural parent relationship
based on the unilateral decision of one parent to
exclude the other parent, when the excluded parent

with said child; b) a woman/mother has the
unilateral power to choose and dis-choose a legal
man/father based on her unilateral exclusion of the
biological father from a relationship with his child
(a form of unclean hands prevention) by statute; c) a
state’s statutory scheme prevents a
natural/biological father, who comes forward in a
prompt fashion to preserve his liberty interests and
who is unilaterally prevented from a relationship by
the mother, from being deprived of a hearing to
establish his paternity or visitation rights; d) a
statutory scheme grants rights to a natural mother to
prevent a man from having a relationship or
building a relationship with to a child by merely
keeping the child from contact with that man,
natural father or not.

Questions Presented............... i,
Table of Authorities ............... iii, iv
ME cb-cnnseccecccbmcesses Vv
Opinions Below ..............-++: 1
Pa pa cneenoceseetsnsass 1

Statement Of case .............20- 9
Reasons for Granting............. 13
I ccecntsdssetharea ee « 27
Appendix A

Opinion of the Trial Court ...... 31
Appendix B

Opinion of the Supreme Court of the State
Gah occececednceceters 45
Appendix C

Denial of visitation of the Trial Court .117

TABLE OF AUTHORITIES

Page
Cases
(Mont. 1995)
| FEE. 26
Adoption of Marie R. (1978)
79 Cal. App.3d 624, 145 Cal. Rptr. 122... 25
In Re Adoption of B.G.S. (1990)
Sea 27,28
In Re Angelia P, (1981) 28 Cal.3d908..... 28
(Minn.Ct.App. 1998)
STE TEMA i ck e dss csc ccesccss- 26
(1987)
257 Ga. 292, 358 S.E.2d 459........... 27

Brasher vy Brasher (1967) 253 Cal,App.2 867. 28
C.C. v. A.B. (Mass. 1990) 550 N.E.2d 365, 372
Caban v Mohammed (1979) 441 U.S. 380,

SRE a a vv ekcctccccics 14, 17,
22, 27
Clark v Jeter (1988) 486 U.S. 456........ 28
(La.Ct.App. 1985)
391 U. Ss. BB, (1968) ee 24
Gorton y, Gorton (N.Y. Fam.Ct. 1984)
Se og ees. 26

Green y, Long (Del. Fam.Ct. 1988) 547 A.2d 630 26
Gregory v, McLemore (Okla.Ct.App. 1995)

899 P.2d 1189..... oo toe 26
Griswold y, Connecticut, 381 U.S. 479

CU ere CE Ss ees 24
In Re the Guardianship of Ethan S. (1990)

221 Cal.App.3d 1403, 271 Cal Rptr. 121. 21

-iii-

Harris y Mc Crac (1980) 448 U.S. 297..... 28

ly. Harrington (Miss. 1994) 644 So.2d 1218 26
In Interest of J.W.T. (Tex. 1994) 872 S.W.2d 189 26

Cal. Rptr. 519... 26
Johnson v Calvert (1993) 5 Cal. 4th 84... 24
Johnson y, Studley-Preston (Idaho 1991)

812 P.2d 1216

In re Kelvin M. (1978) 77 Cal. App.3d 396,
143 Cal Rptr. 561............... 24

Adoption of Kelsey S., (1992) 1 Cal.4th 816. 24
Kovacs v. Cooper, 336 U.S. 77, 95 (1949) 23

KS. y. RS. (ind. 1996) 669 N.E.2d 399..... 26
Lehr v Robertson 463 U.S. 248,

SE iiss ci wesc dccécc ce’ 22, 27
Levy v, Louisiana, 391 U.S. 68, (1968).. 24
ME v.NH. (NJ. Super.Ct. App.Div. 1991)

Sia bkdasvsbunns cs dees ues 26
Mathews v, Eldridge (1976) 424 U.S.319. 27
In the Matter of Raquel Marie X. (1990)

76 N.Y.2d 387, SS9N.E.2d418........ 28

559 N.Y.S.2d 885, cert.den. 111 S.Ct. 517

May v, Anderson, 345 U.S. 528, (1953).. 23
McDaniels vy, Carisor (Wash. 1987) 738 P.2d 254 26
R.McG. v. J. W, (Colo. 1980) 615 P.2d 666... 25
In Re Melissa G, (1989) 213 Cal. App.3d 1082,
SOU CUI nc cccccccceses
Meyer v. Nebraska, 262 U.S. 390, (1923). 23
Michael H. et al. v. Gerald D, (1989)

-iv-

491 U.S. 110, 109 S.Ct. 2333,
105 L.Ed.2d 91,57 U.S.L.W.4691 .... 13,19,

21
Pickett y Brown (1983) 462 U.S.1........ 28
Plyler vy Doe (1982) U.S. 202............. 28
Prince v. Massachusetts, 321 U.S. 158

ee Ba Tins sccccese 23
Quilloin y Walcott (1978) 434 U.S. 246,
ES 16, 17
Richard Wy, Roberta Y (N.Y. App.Div. 1995)
Ge a ihiienis 60% i os iseccse 26
Rodney F, v Karen M. (1998)

61 Cal App.4th 233, and

amended 61 Cal.App.4th 1131 13
In Re Roger S. (1977) 19 Cal.3d921....... 28
Shapiro vy Thompson (1969) 394 U.S. 618,
ger Spanien FEN 15

Simcox y, Simcox (Ill. 1989) 546N.E.2d 609. 26
Skinner v, Oklahoma, 316 U.S. 535, (1942) 23, 24

in re Marriage of Slayton (lll_App.Ct. 1996)
nS Ce a a 26
Smith y, Jones (La.Ct-App. 1990) 566 So.2d 408 26
Smith v Organization of Foster Famili
for Equality and Reform (1977) 431 U.S. 816,
SE ee ee 22
Stanley vy. Illinois (1972) 405 U.S. 645... 26,27
In Re Steve B.D., (1986) 112 Idaho 22,
ESS Pe 26
In re Paternity of T.R.B. (Wis.Ct-App. 1990)
454. N.W.2d561....... oy ies te 26
Turner y, Whisted (Md. 1992) 607 A.2d 935; 26
Wisconsin v Yoder (1972) 406 U.S. 205,
Sooo i Giaheebaacccce. 22
-V-

(RAJ v. LBV. (Ariz.Ct.App. 1991) 817 P.2d 37;

Willmon y, Hunter (Ark. 1988) 761 S.W.2d 924 25

Family Code § 7540.
Family Code § 7541.
Family Code § 7550
Family Code § 7551
Family Code § 7554
Family Code § 7600
Family Code § 7610
Family Code § 7611
Family Code § 7630
Family Code § 7631
Uniform parentage Act section 2, 9B
U.L.A. 295, 296.

Si OO IIAU YD

N
>»

Constitutions
Constitution of the United States

Harry D. Krause, The Uniform Parentage Act,
8 Fam. L.Q. 1, 6-8 [1974]............ 24

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—
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oS

In The Supreme Court of The United States
October Term, 1998

Jerry K.,
Petitioner, Real Party in Interest, and Appellant
vs.
Dawn D.,

Respondent, Petitioner, and Appellee

OPINIONS BELOW

The ruling of the Trial Court, Superior Court
of California, County of Riverside, of 10/28/96,
against which Appellee, Dawn D., applied for a Writ
of Mandate, is attached as Appendix A. The opinion
of the Supreme Court of California, filed April 6,
1998, reported at Cal. 4th , is attached
as Appendix B. The denial of visitation by the Trial
Court, Superior Court of California, County of
Riverside, of 7/1/98, is attached as Appendix C.

JURISDICTION

Jerry K., the appellant, appeals from a
California Supreme Court decision, dated April 6,
1998, which held that “. . . application to this case
of sections 7611 and 7630 [of Family Code] does not
deprive him of due process. . . [and] to issue a writ of
mandate directing respondent Superior Court of
Rivziside County to vacate its order denying Dawn’s
motion for judgment on the pleadings and to enter a
new order granting the motion”, which ruling

> a

resulted in appellant being forever excluded from a
hearing to establish his rights as a parent and all
parental rights appertaining thereto. -

In the decision of to Michael H. et al.
vy. Gerald D, (1989) 491 U.S. 110, 109 S.Ct. 2333,
105 L.Ed.2d 91, 57 U.S.L.W. 4691, Justice Stevens
cast a concurring and the deciding opinion based on
his understanding that California Statute provided for
reasonable visitation rights to be granted to any
person, other than a parent, having an interest in the
child’s welfare, and a decision in Rodney F, v Karen
M. (1998) 61 Cal App.4th 233, and amended 61
Cal.App.4th 1131, (review denied Apr. 22, 1998),
wherein the Appellate Court said, “That we are even
stability we are preserving. . . . where all the parties
know who is the biological father, there is no reason
to assume the integrity of the ‘family’ will be in
jeopardy if visitation is allowed.”, Jerry K. further
applied to the trial court for visitation, in order to
exhaust all avenues. On July 1, 1998, the Superior
Court of Camiunme, County of Biverside, dic deny
such motion for visitation. *.

The judgment of the Supreme Court of the
State of California granting the Appellee’s Writ of
Mandate for judgment on the pleadings was filed on
April 6, 1998. A notice of Appeal was sent to the
Supreme Court of the State of California on July 3,
1998.

This appeal is being docketed in this Court
within 90 days from the judgment below. The

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ee

jurisdiction of this court is invoked under 28 U.S.C.
section 1257. The provisions of 28 U.S.C. section
2403 may be applicable.

CONSTITUTIONAL PROVISIONS AND
STATUTES
Constitution of the United States
AMENDMENT XIV
Section 1. [Citizenship - Due process of law - Equal

protection. ]

All persons born or naturalized in the United States, and
bject to the jurisdiction thereof. are citizens of the
United States and of the State wherein they reside. No
State shall make or enforce any law which shall abridge

the privileges or immunities of citizens of the United
States; nor shall any State deprive any person of life,
liberty, or property, without due process of law; nor deny
to any person within its jurisdiction the equal protection of
the laws.

California State Constitution § 7.

Due process; Equal protection; Privileges and immunities
(a) A person may not be deprived of life, liberty, or
property without due process of law or denied equal
protection of the laws; provided, that nothing contained
herein or elsewhere in this Constitution imposes upon the
State of California or any public entity, board, or official
any obligations or responsibilities which exceed those
imposed by the Equal Protection Clause of the 14th
Amendment to the United States Constitution with respect
to the use of pupil school assignment or pupil ;
transportation. In enforcing this subdivision or any other

="

provision of this Constitution, no court of this state may
impose upon the State of California or any public entity,
board, or official any obligation or responsibility with
respect to the use of pupil school assignment or pupil
transportation, (1) except to remedy a specific violation by
such party that would also constitute a violation of the
Equal Protection Clause of the 14th Amendment to the
United Stztes Constitution, and (2) unless a federal court
would be permitted under federal decisional law to impose
that obligation or responsibility upon such party to remedy
the specific violation of the Equal Protection Clause of the
14th amendment of the United States Constitution.

(b) A citizen or class of citizens may not be granted
privileges or immunities not granted on the same terms to
all citizens. Privileges or immunities granted by the
Legislature may be altered or revoked.

Family Code § 7540.

Except as provided in Section 7541 , the child of a wife
cohabiting with her husband, who is not impotent or
sterile, is conclusively presumed to be a child of the
marriage.

§ 7541. Use of blood tests to determine paternity
(a) Notwithstanding Section 7540 , if the court finds that
the conclusions of all the experts, as disclosed by the
evidence based on blood tests performed pursuant to
Chapter 2 (commencing with Section 7550), are that the
husband is not the father of the child, the question of
paternity of the husband shall be resolved accordingly.
(b) The notice of motion for blood tests under this section
may be filed not later than two years from the child's date
of birth by the husband, or for the purposes of establishing
paternity by the presumed father or the child through or by
the child's guardian ad litem. As used in this subdivision,

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“presumed father" has the meaning given in Sections 7611
and 7612.
(c) The notice of motion for blood tests under this section
may be filed by the mother of the child not later than two
years from the child's date of birth if the child's biological
father has filed an affidavit with the court acknowledging
paternity of the child.
(d) The notice of motion for blood tests pursuant to this
section shall be supported by a declaration under oath
submitted by the moving party stating the factual basis for
placing the issue of paternity before the court.
(c) Subdivision (a) does not apply in any of the following
cases:
(1) A case which reached final judgment of paternity on or
before September 30, 1980. =
(2) A case coming within Section 7613.
(3) A case in which the wife, with the consent of the
husband, conceived by means of a surgical procedure.
§ 7550. Short title
This chapter may be cited as the Uniform Act on Blood
Tests to Determine Paternity.
§ 7551. Order for genetic tests in civil proceeding
involving paternity; “Genetic tests"
In a civil action or proceeding in which paternity is a
relevant fact, the court may upon its own initiative or upon
suggestion made by or on behalf of any person who is
involved, and shall upon motion of any party to the action
or proceeding made at a time so as not to delay the
proceedings unduly, order the mother, child, and alleged
father to submit to genetic tests. If a party refuses to
submit to the tests, the court may resolve the question of
paternity against that party or enforce its order if the rights
of others and the interests of justice so require. A party’ s

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refusal to submit to the tests is admissible in evidence in

any proceeding to determine paternity. For the purposes
of Gls dhaiae “genetic tests" means any genetic test that
is generally acknowledged as reliable by accreditation
bodies designated by the United States Secretary of Health
and Human Services.

§ 7554. Effect of test results
(a) If the court finds that the conclusions of all the experts,
as disclosed by the evidence based upon the tests, are that
the alleged father is not the father of the child, the question
of paternity shall be resolved accordingly.
(b) If the experts disagree in their findings or conclusions,
or if the tests show the probability of the alleged father's
paternity, the question, subject to Section 352 of the
Evidence Code, shall be submitted upon all the evidence,
including evidence based upon the tests.
§ 7600. Citation of part
This part may be cited as the Uniform Parentage Act.
§ 7610. Methods of establishing

The parent and child relationship may be established as
follows:

(a) Between a child and the natural mother, it may be
established by proof of her having given birth to the child,
or under this part.
(b) Between a child and the natural father, it may be
(c) Between a child and an adoptive parent, it may be
established by proof of adoption.

§ 7611. Presumption of paternity
A man is presumed to be the natural father of a child if he
meets the conditions provided in Chapter 1 (commencing
with Section 7540) or Chapter 3 (commencing with
Section 7570) of Part 2 or in any of the following

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(a) He and the child's natural mother are or have been
married to each other and the child is born during the
marriage, or within 300 days after the marriage is
terminated by death, annulment, declaration of invalidity,
or divorce, or after a judgment of separation is entered by
a court.

(b) Before the child's birth, he and the child's natural
mother have attempted to marry each other by a marriage
solemnized in apparent compliance with law, although the
attempted marriage is or could be declared invalid, and
either of the following is truc:

(1) If the attempted marriage could be declared invalid
only by a court, the child is born during the attempte¢
marriage, or within 300 days after its termination by
death, annulment, declaration of invalidity, or divorce.

(2) If the attempted marriage is invalid without a court
order, the child is born within 300 days after the
termination of cohabitation.

(c) After the child's birth, he and the child's natural mother
have married, or attempted to marry, each other by a
marriage solemnized in apparent compliance with law,
although the attempted marriage is or could be declared
invalid, and either of the following is true:

(1) With his consent, he is named as the child's father on
(2) He is obligated to support the child under a written
voluntary promise or by court order.

(d) He receives the child into his home and openly holds
out the child as his natural child.

(c) If the child was born and resides in a nation with which
the United States engages in an Orderly Departure
Program or successor program, he acknowledges that he is

4.

the child's father in a declaration under penalty of perjury,
as specified in Section 2015.5 of the Code of Civil
Procedure. This subdivision shall remain in effect only
until January 1, 1997, and on that date shall become

§ 7630. Persons who may bring action; When action may
be brought

(a) A child, the child's natural mother, or a man presumed
to be the child's father under subdivision (a), (b), or (c) of
Section 7611, may bring an action as follows:

(1) At any time for the purpose of declaring the existence
of the father and child relationship presumed under
subdivision (a), (b), or (c) of Section 7611.

(2) For the purpose of declaring the nonexistence of the
(a), (2), or (c) of Section 7611 only if the action is brought
witbin a reasonable time after obtaining knowledge of
raternity of the child by another man may be determined in
the same action, if he has been made a party.

(b) Any interested party may bring an action at any time
for the purpose of determining the existence or
nonexistence of the father and child relationship presumed
under subdivision (d) of Section 7611.

(c) An action to determine the existence of the father and
child relationship with respect to a child who has no
presumed father under Section 7611 or whose presumed
father is deceased may be brought by the child or personal
representative of the child, the State Department of Social
Services, the mother or the personal representative or a
parent of the mother if the mother has died or is a minor, a
man alleged or alleging himself to be the father, or the
personal representative or a parent of the alleged father if

the alleged father has died or is a minor. An action under
this subdivision shall be consolidated with a proceeding
pursuant to Section 7662 if a proceeding has been filed
under Chapter 5 (commencing with Section 7660). The
parental rights of the alleged natural father shall be
determined as set forth in Section 7664.

§ 7631. Action by man not presumed father to establish

paternity

Except as to cases coming within Chapter 1 (commencing
with Section 7540) of Part 2, a man not a presumed father
may bring an action for the purpose of declaring that he is
the natural father of a child having a presumed father
under Section 7611, if the mother relinquishes for,
consents to, or proposes to relinquish for or consent to, the
adoption of the child. An action under this section shall be
brought within 30 days after (1) the man is served as
prescribed in Section 7666 with a notice that he is or could
be the father of the child or (2) the birth of the child,
whichever is later. The commencement of the action
suspends a pending proceeding in connection with the
adoption of the child until a judgment in the action is final.

STATEMENT OF THE CASE

RAISING THE FEDERAL QUESTION

The appellee requested a judgment on the
pleadings in the Trial Court. The trial court found that
appellant had due process liberty interests in establishing a
relationship with his child as he has “promptly come
forward and demonstrated a full commitment to his
parental responsibilities.” The trial court found that in a
balance of “the interests of the father against the interests
of the state”, since father and mother were cohabiting at
time of conception, that conclusive presumption of
paternity did not fall to the husband and “it can be implied

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that the legislature perceived a decreased threat to the
family stability.” The court ruled the appellee’s “Motion
for Judgment on the Pleadings is denied” and granted
blood tests and further hearing for child custody and

The appellee petitioned the Appellate Court for a
Writ of Mandate for Judgment on the Pleadings and was
denied. |

The appellee petitioned the Supreme Court of the
State of Califomia for the Writ of mandate, which was
granted on April 6, 1998, holding that the appellant had no
due process rights to establish paternity, petition for child
custody or visitation hearings, and thereby terminated all
parental rights of the biological father. The appellant
argued his due process liberty interests and his claims of
equal protection under the law and Constitutions of the
State of Califomaia and the Constitution of the United
States. The Supreme Court considered and rejected
appellant’s constitutional claims and granted a Writ of
Mandate for Judgment on the Pleadings in a split decision,
the question of due process claims troubling two of the
Justices in a written dissent.

Around November of 1994, Jerry K. and Dawn D.
met on jury duty and became friends. On or about
January 6, 1995, Dawn D. moved in and began cohabiting
with Jerry K. There was talk of their getting married as
soon as they were able and of her getting pregnant and
having a child. There was a mutual agreement. Dawn D.
announced she was pregnant in March of 1995 after a
pregnancy test. On April 8, 1995, Dawn D. moved out of
Jerry K.’s home and moved in with her parents, going
back to her husband later.

Jerry K. immediately began negotiations for

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parental rights to visitation and a custody share with the as
yet unborn child, promising support both financially and
emotionally. Negotiations broke off and Jerry K. filed a
Summons and Petition for Paternity on or about August
17, 1995. Negotiations continued between attomeys. The
child was born on November 9, 1995. An agreement was
reached to schedule a blood test to establish paternity and
Dawn D., her husband and the child showed up on May 1,
1996 for a blood test. Instead the husband physically
attacked Jerry K. and charges were filed. Negotiations
broke off. A court date was set, and a hearing was held.
Dawn D. was relying upon Family Code section 7540
which states that “the child of a wife cohabiting with her
husband, who is not impotent or sterile, is conclusively
presumed to be a child of the marriage.” The court found
that Dawn D. was separated and not cohabiting with her
husband during conception; hence, the conclusive
presumption was not applicable. The trial court found
that Jerry K. had preserved his interests in the child, came
forward promptly and “demonstrated a full commitment to
his parental responsibilities.” The trial court found that
there had been an agreement “reached for visitation and
payment of child support.” The trial court found Jerry K.
had due process rights and that in balancing the individual
interests with the state’s interests, that “the legislature
perceived a decreased threat to the family stability if a
wife is not cohabiting with her husband at the time of
conception.” The trial court ruled on October 28, 1996
that Judgment on the Pleadings was denied, that Jerry K.
had preserved his due process liberty interests and could
attempt to establish paternity through a genetic blood test,
with further hearings scheduled upon the completion of the
tests.

The appellee filed for a Writ of Mandate with the

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4* District Court odf Appeal of the State of California and
requested a Stay, which Stay was granted. Appellant
responded, the Writ was denied. Appellant applied to the
trial court for an order for the genetic blood tests to be
taken and for a hearing to be scheduled. Test results
reflected a 98.6% probability of patemity.

Appellee applied for a Writ of Mandate and a
Stay was granted. Appellant, Jerry K., argued that he had
a due process liberty interest and that the California
statutory scheme is unconstitutional because it denies him
due process hearing and/or equal protection as a father.
On April 6, 1998, the Supreme Court granted the Writ of
Mandate for Judgment on the Pleadings and held that Jerry

appellee the unilateral ability to keep Jerry K. from
establishing a relationship with the child. Based upon that
behavior, Jerry K. was prevented from getting even
getting a hearing to allow contact or to establish a
relationship.

In Michael H. et al, vy Gerald D, (1989) 491 U.S.
110, 109 S.Ct. 2333, Justice Stevens believed that
visitation was available to any person with an interest in
the child. In Rodney F. v Karen M. (1998) 61
Cal App.4th 233, and amended 61 Cal App.4th 1131, the
Second District Appellate Court stated that visitation is
appropriate in circumstances such as these. Jerry K. filed
an Order to Show Cause for visitation, and was denied on
July 1, 1998. The last avenue for relationship with his
child was exhausted.

REASONS FOR GRANTING
_ THE QUESTIONS ARE SUBSTANTIAL
a. Equal Protection
The equal protection clause of the Constitution

requires that legislation operate equally upon all members
of a group, in this case upon biological parents. However
mothers are afforded almost total control of the parental
choice, being able to choose and dischoose the father at
allows the mother to deny the biological father entrance to
a relationship with his child based simply on her
unwillingness to allow access to the father casts an
unusual burden and impossible burden on the father and
the child to have a relationship with each other. Mother
can simply refuse marriage, or simply deny access to a
father so he may not take the child into his home and hold
the child out as his own.

The mother in the instant case argued that the
state has an interest in upholding the child’s welfare and
stability of a marital family. In the dissent Justice Chin
examined these issues and found mother’s argument
lacking. “{O]n the facts of this case, they do not justify

the state’s categorical that Jerry’s exclusion
from the child’s life is warranted and its refusal to afford
Jerry a hearing on the matter.”

In order for the state’s interests to override a
personal interest there must be an overwhelming state
interest that needs to be preserved.. In Caban v
Mohammed (1979) 441 U.S. 380, 99 S.Ct. 1760, the
Court determined that the sex based distinction bore no
substantial relationship to any important state interest, and
as such, was in violation of Constitutional equal protection
principles, in an adoption scheme that required only a
mother’s consent for an adoption and not a father’s. It is

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similar here, the mother is invested with a measure of

control and unilateral veto power upon paternity by simply |

withholding her hand in marriage or by saying no to

father’s access to the child for no reason other than her

own personal choice, be it invidious, vindictive or

magnanimous. Father is afforded no like control or

exercise. Mother need not show detriment to the child by

the relationship, nor the best interests of the child in

legislation clearly discriminates against fathers based on

their gender and does not hold mothers to equal standards.
When fundamental rights are involved even a

rational relationship between the regulation and a

permissible legislative purpose may not be sufficient to

uphold the regulation. Such regulation will stand only if it

is “necessary to promote a compelling governmental

interest.” Shapiro y Thompson (1969) 394 U.S. 618, 89

S.Ct. 1322. In a case where the biological father has come

forward promptly to accept his responsibilities, mother’s

unilateral reluctance to prevent such relationship does not :

rise to the level of an overwhelming state interest in

preventing such a relationship. In fact, it would seem that

it would be quite the contrary. The state has found a well

of support for the child, the very basis for the paternity |

statutes in the first place - that the child have a mainstay

of support both financial and emotional that the child may

grow well in society and not be a drain on the Public dole

or resources. It is clear that the court and the California

based on sex. In fact it encourages mother when she docs

not want to play fairly with father or child. She only needs

to refuse biological father access and substitute some non-

biological man in his place to prevent biological of his

paternal rights and the child of a biological father.

-14-

The statutory scheme of the California Family
Code is the source for possible great harm to the child.
Mother can unilaterally deny the child a natural father.
She can substitute another man in his place, a man who
does not necessarily have the best interests of the child in
mind. He can be a party who only wishes to visit
vindictive or misguided harm and/or punishment on the
natural father. He can be substituted and not be able or
willing to offer the financia! or emotional support that the
child needs.

Mother can use this substitute for the purpose of
displacing natural father and later opt for a blood test of
this substitute and disqualify him as father and thereby
create a totally legally fatherless child who is now denied
forever the support necessary for healthy growth. Further
mother can set out on a path of fraud for the fathers -
natural and selected - and the child for her own selective

In a similar type scheme of unilateral control over
a child by a mother under Georgia law re: adoption,
Quilloin y Walcott (1978) 434 U.S. 246, 98 S.Ct. 549,
Georgia law permits a father veto power over unilateral
control and decision making by only petitioning the court
to legitimate his child, the very thing that is lacking in the
California statutory scheme. In fact, as in this case, the
mother holds all the power to prevent such legitimation by
the natural father. There is no basis for the underlying
assumption that only a father who has undertaken the
bonds of marriage or who has provided a common home
may have a natural parental interest and so
constitutionally protected liberty interests. In fact a father
who comes forward, and in this case even before the birth
of the child, to establish paternity, accept the obligations
financially for the child and attempt to gain a custodial or

a, 2

visitation position w th the child is demonstrating his
concern and interest.

In the instant case there can be no plea that the
extant family needs to be protected by the fiction of
husband-dad vs bio-dad in that the biological father was
cohabiting with mother at time of conception and he came

before birth of the child. There is no overwhelming state
interest to preserve this kind of marriage when, as the trial
court found, mother was not living with her husband at
time of conception. The Quilloin Court, supra, premised
its decision to forever terminate biological father’s rights
on the fact that father never came forward for over a
period of eleven years to preserve his interest or accept his
where the father never has come forward to participate in
the rearing of his child, nothing in the Equal Protection
forward, promptly and before the child was bon. So there

The California statutory scheme can be and is
used in this case to interfere with the parental relationship
So necessary for the proper development of the child and

-16-

as such is contrary to the very spirit of the Uniform
Parentage Act. The California statutes therefor are
contrary to both of these interests. They are in direct
contravention to the establishment of the parent-child

relinquishes or proposes to relinquish or consent to an
adoption.

The Trial Court granted to the Jerry K. the

claim of cohabitation with her husband at the time of
conception and the Supreme Court did not challenge the
findings.

into an agreement at one point which she then capriciously
decided not to honor making only the court an available
remedy to Jerry K to establish a relationship with his child.
There was nothing more Jerry K. could have done, as the
Trial Court found when it granted Jerry K.’s petition.

rk

The due process clause of the Fourteenth
Amendment to the Constitution of the United States
provides that no “state shall deprive any person of life,
liberty, or property, without due process of law. .

(U.S. Constitution, 14% Amendment section 1) Of course
there is more to due process than procedure, there are
substantive protections of certain liberties from state
intervention except for compelling reasons. There are no
such compelling reasons here. In fact, in the Michael H. et
al. vy Gerald D, (1989) 491 U.S. 110, 109 S.Ct. 2333,
Justices O’Connor and Kennedy expressed the view that
no single mode of historical analysis, as imposed by
Justice Scalia in his opinion, should be imposed when
identifying due process liberty interests. Justice Stevens
found that due process had not been violated by the
statutory scheme of irrebutable presumption of paternity
because visitation was available to any person, other than
a parent, having an interest in the child’s welfare (which
visitation is not available, but was based on a mis-reading
of the California statutory scheme.) Justice Brennan,
joined by Justices Marshall and Blackmun, expressed the
view that the statutory scheme of the presumption statute
was unconstitutional and the flaw in the statute was the
kind that procedural due process was designed to correct
and violated procedural due process rights. Justice White
expressed the view that an unwed father who has
demonstrated a sufficient commitment to his paternity has
a protected liberty interest in a relationship with his child,
that the presumption statute of the California scheme was
not justified by the states interests and that procedural due
process rights were violated by the denial of any
meaningful opportunity to be heard in order to establish
patemity. The score is 7-2 that there may be some due
process rights involved. It follows that this case stands for
the position that the United States Supreme Court will not -

-18-

iniaesiiimnaninenadiiaiaieihaiiaiaailiiiiiaiiiiiaiiida |

foreclose the possibility that a natural father might ever
have an interest protected by the Federal Constitution in
his relationship with his child. Only due process was

parent’s legal relationship with the child. “The parent and
child relationship extends equally to every child and to
every parent, regardless of the marital status of the
parents.” (Uniform parentage Act section 2, 9B U.L.A.
295, 296.) This position over-rides any State statutory
scheme to the opposite in spirit and in fact.

Since the advent of the Uniform Parentage Act
many statutes that discriminated against the children of
unwed parents have been ruled unconstitutional. (Harry
D. Krause, The Uniform Parentage Act, 8 Fam. L.Q. 1, 6-
8 [1974])

Within a year after the Michael H. case, supra, the
California Courts refused to apply a conclusive
presumption to prevent natural fathers to establish
paternity in In Re Melissa G, (1989) 213 Cal App.3d
1082, 261 Cal.Rptr. 894, on Constitutional grounds and in
In Re the Guardianship of Ethan S, (1990) 221
Cal.App.3d 1403, 271 Cal.Rptr. 121, on grounds of
equitable estoppel. In 1990, the law of conclusive
presumption was changed to allow for parent-child

Jationshi

In the instant case there would have been a parent-
child relationship if the natural father had been allowed a
court hearing to establish his paternity and petition for
such a custodial position. It would have existed de facto
had mother not unilaterally decided to prevent such. After
such unclean hands prevention, mother relies on the
absence of this relationship to prevent the establishment of

-19-

paternity. The court allowed such unclean hands to serve
as a bar to a court hearing.

The fundamental right to a day in court to
establish such a fundamental right as a paternal
relationship is more important than any unilateral
capricious maternal desire to prevent father-child
relationship. Father has a procedural due process right
that has been denied and must be reinstated. “When an
unwed father demonstrates a full commitment to the
responsibilities of parenthood by ‘com[ing] forward to
participate in the rearing of his child,” Caban, supra, his
interest in personal contact with his child acquires
eee ee

Reform (1977) 431 US. 816, 97 S.Ct. 2094. ‘Quoting
Wisconsin v Yoder (1972) 406 U.S. 205, 92 S.Ct. 1526.
“The significance of the biological connection is that it
offers the natural father an opportunity that no other male
possesses to develop a relationship with his offspring. If
he grasps that opportunity and accepts some measure of
responsibility for the child’s future, he may enjoy the
blessings of the parent-child relationship and make
uniquely valuable contributions to the child’s development.
If he fails to do so, the Federal Constitution will not
automatically compel a state to listen to his opinion of
where the child’s best interests lic.” Lehr y Robertson 463
U.S. 248, 103 S.Ct. 2985. Thus it is obvious that the
important question of the unwed father’s rights regarding
his child has substantial protection under the due process
clause.

The California Courts have recognized a father’s |
“The private interest here, that of a man in the
children he has sired and raised, undeniably i

-20-

warrants deference and, absent a powerful
countervailing interest, protection. It is plain
that the interest of a parent in the
companionship, care, custody, and management
of his or her children ‘come{s] to this Court with
a momentum for respect lacking when appeal is
made to liberties which derive merely from
shifting economic arrangements.’ Kovacs v.
Cooper, 336 U.S. 77, 95 (1949) (Frankfurter, J.,
concurring).

"The Court has frequently emphasized the
importance of the family. The rights to conceive
and to raise one's children have been deemed
‘essential,’ Meyer v, Nebraska, 262 U.S. 390,
399 (1923), ‘basic civil rights of man,' Skinner
y. Oklahoma, 316 U.S. 535, 541 (1942), and
'[rlights far more precious ... than property
rights, May v, Anderson, 345 U.S. 528, 533
(1953). ‘It is cardinal with us that the custody,
care and nurture of the child reside first in the
neither supply nor hinder.' Prince v.
Massachusetts, 321 U.S. 158, 166 (1944). The
integrity of the family unit has found protection
in the Due Process Clause of the Fourteenth

Amendment, Meyer v, Nebraska, supra., at 399,
the Equal Protection Clause of the Fourteenth

Amendment, supra., at
541, and the Ninth

Connecticut, 381 U.S. 479, 496 (1965)
(Goldberg, J., concurring).

“Nor has the law refused to recognize those
family relationships unlegitimized by a marriage

-21-

ceremony. The Court has declared
unconstitutional a state statute denying natural,
but illegitimate, children a wrongful-death action
for the death of their mother, emphasizing that
such children cannot be denied the right of other
children because familial bonds in such cases
were often as warm, enduring, and important as
those arising within a more formally organized
family unit. Levy v, Louisiana, 391 U.S. 68,
71-72 (1968). ‘To say that the test of equal
protection should be the “legal” rather than the
biological relationship is to avoid the issue. For
the Equal Protection Clause necessarily limits
the authority of a State to draw such “legal”
lines as it chooses.’ Glona vy. American
Guarantee Co., 391 U.S. 73, 75-76 (1968). In
re Kelvin M. (1978) 77 Cal._App.3d 396, 143
Cal.Rptr. 561

California has recognized a genetic father’s duc _
process rights, Johnson v Calvert (1993) 5 Cal.4th 84,
Adoption of Kelsey S., (1992) 1 Cal.4th 816.

Here the natural father is being prevented from
even having his day in court, procedural due process
rights, to attempt to establish his parental status and
accept the rights and responsibilities of fathering a child.
Where interests of such Constitutional importance are
involved, the very fundamental rights of a father and child
to a father-child relationship, there is no foundation for a
state to prevent such, and certainly not in such instances as
this.

c. Unilateral power is not equal or due process
Under the California statutory scheme the natural
father of a child has no rights unless the mother decides to
allow it. Mother can even give the child away to others

-22-

without his consent and even over his objections with no
hearing, as mother has, in essence, done here by excluding
Jerry K. and giving the child to her husband. It is not
necessary to recite the litany of abuses that can arise from
this ability for mother to exercise unilateral power through
anger, vindictiveness, fraud, or even misguided
conceptions of good intentions.

In the Adoption of Maric R. (1978) 79
Cal_App.3d 624, 145 Cal Rptr. 122, the trial court found
that the presumed father constructively received the baby
as his own, although actual receipt of the baby, whom the
presumed father had never seen, was prevented by the
mother. The Court of Appeal reversed since there was no
actual contact, however minimal, between the man
claiming to be the father and the child holding that absent
this minimal contact, there can be no receipt, constructive
or otherwise, into the home of a purported father, despite
the fact that his attempts at contact with the child were
refused by the mother.

In Jermstad y, McNelis (1989) 210 Cal.App.3d
528, 258 Cal. Rptr. 519, the trial court allowed the father
access to his child and stated orally that the father had
equal rights with the mother. On that basis, it awarded
him custody. If the trial court . . . deems it to be in the
best interest of the child it may grant sufficient custody to
the natural father to pei mit him to receive the child into his
home and openly hold out the child as his natural child.
This will result in the natural father acquiring the status of
a presumed father... Despite the wishes of the mother,
under the Uniform Parentage Act the natural father may
acquire the status of a presumed father. (at p. 543).

Here we have a isther who is prevented from
receipt of the child into his home which the Supreme Court
uses to deny him any parental rights at all. However, with

-23-

a perusal of the above decisions, his coming forward
promptly, as the trial court found, should entitle him to
constructive receipt and as such give him standing under
the federal Uniform Parentage Act.

Several states have dealt with this problem and have
decided that a mother does not have a unilateral right to
prevent a father from a relationship with his child and then
rely on that prevention to deny him status as a father, that
fathers have Constitutional rights whether mothers like it
or not.

In Idaho, in In Re Steve B.D., (1986) 112 Idaho
22, 730 P.2d 942, the Supreme Court of that state found
two constitutional rights of unwed fathers: to enjoy
established relationships with their children and to form
the inchoate interest in establishing a relationship could
not be denied by the state.

In Georgia, the Georgia Supreme Court concluded
that unmarried fathers have a constitutionally protected
opportunity interest to develop a relationship with their
children, that this interest begins at conception and
probably lasts through the minority of the child. In Re
Baby Girl Eason, (1987) 257 Ga. 292, 358 S.E.2d 459.

In Louisiana, the Louisiana Supreme Court
considered the question of a father’s Constitutional
guaranteed right in In Re Adoption of B.G.S. (1990) 556
So.2d 545. The Court held that “a fully committed unwed
father of a newborn child has a Constitutionally protected
interest in his opportunity to develop a mutually beneficial
emotional or psychological bond with his child” (at 550)
and rejected the interpretation of Lehr (supra) and Stanley
y. Illinois (1972) 405 U.S. 645 that only an unwed father
with a developed relationship with his child may have a
constitutionally protected interest in parenthood, that, for

-24-

the father of a newborn, the requirement is “coming
forward to participate in the rearing of his child” (quoting
Lehr, 463 U.S. at 261 and Caban, 441 U.S. at 392.) The
court further found further, applying the test of Mathews
y. Eldridge (1976) 424 U.S. 319, that the “risk of an
erroneous deprivation of such an interest is not
insubstantial, given the statute’s complete reliance upon
the natural mother to decide whether the natural father
shall be notified or consulted prior to the termination of his
interest.” (In Re Adoption of B.G.S, (1990) 556 So.2d
545, 553.)

In New York, in
(1990) 76 N.Y.2d 387, 559 N.E.2d 418, 559 N.Y.S.2d
885, cert.den. 111 S.Ct. 517, the court found that a living
together arrangement was rejected since it “can easily be
used to block the father’s rights. But even more
significantly, it permits adoption despite the father’s
prompt objection even when he wishes to form or actual
has attempted to form a relationship with the infant that
would satisfy the State as substantial, continuous and
meaningful by any other standard.” (Id. at 405, 559
N.E.2d at 426, 559 N.Y.S.2d at 863) the court struck
down the statute as unconstitutional.

Here Jerry K. has been prevented from asserting
his rights and relationship with his child merely be a
unilateral decision of the mother to deny Jerry access to
his child, and, such action is supported by statute. His
Constitutional rights to Due Process and Equal Protection
are denied by the unclean hands of the mother.

At least 20 States believe that fathers in Jerry K’s
position are entitled to some form of hearing before they
are excluded from the lives of their biological children.
(RAS. v. LBV. (Ariz.Ct-App. 1991) 817 P.2d 37;
Willmon y, Hunter (Ark. 1988) 761 S.W.2d 924; R McG.

25.

vis W. (Colo. 1980) 615 P.2d 666; Weidenbacher v.
Duclos (Conn. 1995) 661 A.2d 988; Green y, Long (Del.
Fam.Ct. 1988) 547 A.2d 630; Johnson v, Studley-Preston
(Idaho 1991) 812 P.2d 1216, 1219-1221; Simcox y.
Simeox (Ill. 1989) 546 N.E.2d 609, 612; Jn re Marriage
of Slayton (Ill_App.Ct. 1996) 660 N.E.2d 562; KS. v.
RS. (Ind. 1996) 669 N.E.2d 399; Smith v, Jones
(La.CtApp. 1990) 566 So.2d 408; Finnerty v. Boyett
(La.Ct.App. 1985) 469 So.2d 287; Turner v. Whisted
(Md. 1992) 607 A.2d 935; In re Paternity of B.J.H.
(Minn.Ct._App. 1998) 573 N.W.2d 99; Kelly y, Cataldo
(Minn.Ct_App. 1992) 488 N.W.2d 822, 826-828; Jy v.
Harrington (Miss. 1994) 644 So.2d 1218; J ML. y.
C.L (Mo.CtApp. 1976) 536 S.W.2d 944, 945-947;
Matter of Paternity of Adam (Mont. 1995) 903 P.2d 207;
ME _y. NE. (NJ. Super.Ct. App.Div. 1991) 599 A.2d
1297, Richard Wy, Roberta Y (N.Y. App.Div. 1995) 629
N.Y.S.2d 512; Gorton y, Gorton (N.Y. Fam.Ct. 1984)
475 N.Y.S.2d 767; Gregory v, McLemore (Okia.Ct-App.
1995) 899 P.2d 1189; Jn Interest of J.W.T. (Tex. 1994)
872 S.W.2d 189; McDaniels y, Carlson (Wash. 1987) ,
738 P.2d 254; In re Paternity of T.R.B. (Wis.Ct-App.
1990) 454 N.W.2d 561; see also C.C. vy. A.B. (Mass.
1990) 550 N.E.2d 365, 372, fn. 10 (leaving open
possibility of action “where, due to the actions of the
mother, (the natural father] ha[s} not yet formed a
substantial relationship with the child”); Stone, supra, 474
S.E.2d at page 566 (leaving open possibility of action
where natural father “proves that he would share in the
care of, responsibility for, and support of the child but for
the mother’s ion”).

of the Justices of the Supreme Court have
been among the main believers in due process rights -
Justices Breyer, Suter and Kennedy, in their own right.

-26-

Justice O’Connor wrote the opinions finding that a statute
of limitations re: paternity issues are unconstitutional.

Justice Ginsberg has been primary in the rights of Equal
Protection.

CONCLUSIONS
constitutional liberty interests of equal protection and due
process that are at stake here. These questions do not only
involve the interests of the father herein but also the liberty
interests of the child, whose interests are not being
represented herein except by the natural father. All over
this country, the plight of fatheriess children and the
absence of fathers from the homes and lives of their
children are being decried. California has a problem of
epidemic proportions in the amount of unwed births per
year, of children going to bed in homes absent of their
natural father. And this problem is not much less in other
Cities and states in the United States today. Here we have
a father who has come forward to accept the rights and
responsibilities of fatherhood and he is being prevented
from doing so by the unilateral capricious and fickle
decision of mother. Mother is being supported by a
statutory scheme that not only prevents the natural father
from a relationship with his child - equal protection but
also even prevents him from a day in court - procedural
due process.

In fact the only way a natural father who has been
denied access to the courts to bring an action for the
purpose of declaring that he is the natural father of a child
having a presumed father under section 7611 of the Family
Code is if the mother relinquishes for, consents to, or
proposes to relinquish or consent to, the adoption of the
child. Certainly this is a most blatant statutory scheme for

-27-

the denial of due process, lack of equal protection under
the law, and lack of right to privacy in procreation and

life.

There have been a few overwhelming Supreme
Court cases on the issue of Due Process - Pickett y Brown
(1983) 462 U.S. 1, and Clark y Jeter (1988) 486 U.S. 456.
California used to recognize due process rights -InRe
Angelia P, (1981) 28 Cal.3d 908, and In Re Roger S.
(1977) 19 Cal. 3d 921. Equal Protection has been

important to this Court in Harris y Mc Crae (1980) 448
U.S. 297 and Plyler vy Doe (1982) U.S. 202. In

California, a mother was not allowed to lose her child to a
married father under the exact reverse circumstances in

Brasher v Brasher (1967) 253 Cal,App.2 867.
Susan v Priest (1976) 18 C

The petition for a Writ of Certiorari .should be
granted.
Dated: July 4, 1998

Respectfully submitted, —

George Mc Gill, Esq.

120 Birmingham Dr., Suite 240
Cardiff-by-the Sea, CA 92007
(760) 436-1146

-28-

Henry James Koehler [TV (Of Counsel)
Law Offices of Henry James Koehler IV
9454 Wilshire Blvd., Suite 207

Beverly Hills, CA 90212

Steven F. Wingfield (Of Counsel)
8241 La Mesa Blvd.

La Mesa, Ca 91941

(619) 238-1568

-30-

Appendix A

et.

Appendix “A”

Title: JERRY KRCHMAR v DAWN ELIZABETH
DEZERN Date: 10/28/96 D-157628

RULING ON SUBMITTED MATTER

Defendant and her husband, Frank Farkas
were married in June 1989. In early January, 1995.
Defendant separated from her husband and began
living in a household with Plaintiff. In February 1995,
Defendant became pregnant. In April, 1995,
Defendant moved out of the home with Plaintiff and
recommenced living with her husband. On August
18, 1995, Plaintiff filed the complaint in this action to
establish his relationship with an as yet unborn child.
A child was born to Defendant on 11/9/95, and that
child is residing, and has resided, with Defendant and
her husband since that time. Between December,
1995, and April, 1996, the parties through counsel,
agreed to participate in paternity testing, although
Defendant now refuses to voluntarily test for
paternity.

On 7/18196 Plaintiff filed a Notice of Motion
for child custody, visitation and for blood testing.. On
8/27/96, Defeudant filed a Notice of Motion for
Judgment on the Pleadings. The matters were argued
on 10/8/96 and the matter deemed submitted.
Plaintiff s counsel made a timely request for a
Statement of Decision.

-32-

The gravamen of Defendant's Motion for
Judgment on the Pleadings's that Plaintiff has no
standing to allege paternity since her husband, Frank
Farkas, is a presumed father.

"Family Code ° 7540. Presumption arising from birth
of child during marriage Except as provided in
Section 7541 , the child of a wife cohabiting with her
husband, who is not impoteni or sterile, is
conclusively presumed to be a child of the marriage."

The presumption under this code section is
not applicable. There is no evidence that Defendant's
husband was impotent or sterile at the time the child
was conceived, however, the court finds that
Defendant was not cohabiting with her husband at the
time the child at issue was conceived. It is clear that
Defendant and her husband had separated and that
Defendant was cohabiting with Plaintiff during the
time that the child was conceived.

Family Code Section 7541 applies to use of

blood tests to rebut the presumption
under Family Code Section 7540.

"Family Code * 7541. Use of blood tests to
determine paternity
(a) Notwithstanding Section 7540, if the court finds
that the conclusions of all the experts, as disclosed by
the evidence based on blood tests performed pursuant
to Chapter 2 (commencing with Section 7550), are
that the husband is not the father of the child, the
question of paternity of the husband shall be resolved
accordingly.

a.

(b) The notice of motion for blood tests
under this section may be filed not later than two
years from the child's date of birth by the hushand, or
for the purposes of establishing paternity by ‘he
presumed father

page two D-157628

or by the child's guardian ad litem. As used in this
subdivision, “presumed father" has the
meaning given in Sections 7611 and 7612.

(c) The notice of motion for blood tests
under this section may be filed by the mother of the
child not later than two years from the child's date of
birth if the child's biological father has filed an
affidavit with the court acknowledging paternity of
the child.

(d) The notice of motion for blood tests
pursuant to this section shall be supported by a
declaration under oath submitted by the moving party
stating the factual basis for placing
the issue of paternity before the court.

(e) Subdivision (a) does not apply in any of
the following cases:

(1) A case which reached final judgment of paternixy
on or before September 30, 1980.

(2) A case coming within Section 7613.

(3) A case in which the wife, with the consent of the
husband, conceived by means of a surgical
procedure."

-34.

If the presumption of Family Code Section
7540 does not apply, then paternity must be
determined pursuant to the Uniform Parentage Act,
commencing at Family code Section 7600.

~ Family Code Section 7611 provides for a

presumption of paternity in certain circumstances.

" 7611. Presumption of paternity
A man is presumed to be the natural father of a child
if he meets the conditions provided in Chapter 1
(commencing with Section 7540) or Chapter 3
(commencing with Section 7570) of Part 2 or in any
of the following subdivisions:

(a) He and the child's
natural mother are or have been married to each
other and the child is born during the marriage, or
within 300 days after the marriage is terminated by
death, annulment, declaration of invalidity, or
divorce, or after a judgment of separation is entered
by a court.

(b) Before the child's birth, he and the child's natural
mother have attempted to marry each other by a
marriage solemnized in apparent compliance with
law, although the attempted marriage is or could
be declared invalid, and either of the following is
true:

(1) If the attempted marriage could be declared
invalid only by a court, the child is born during the
attempted marriage, or within 300 days after its
termination by death, annulment, declaration of
invalidity, or divorce.

(2) If the attempted marriage is invalid without a

_.

court order, the child is born within 300 days after
the termination of cohabitation.
(c) After the child's birth, he and the child's natural
mother have married, or attempted to marry, each
other by a marriage solemnized in apparent
compliance with law, although the attempted
marriage is or could be declared invalid, and either
of the following is true:

1) With his consent, he is named as the child's father
on the child's birth certificate.

(2)He is obligated to support the child under a
written voluntary promise or by court order.

(d) He receives the child into his home and openly
holds out the child as his natural child.

(e) If the child was born and resides in a nation with
which the United States engages in an Orderly
Departure Program or successor program, he
acknowledges that be is the child's father in
a declaration under penalty of perjury, as specified in
Section 2015.5 of the Code of Civil
Procedure. This subdivision shall remain in effect
only until January 1, 1997, and on that date

shall become inoperative. (Bolding added)."

pagethree D-157628

In the case at hand, Defendant's husband is a
presumed father pursuant to Family Code Section
7611 (a) and (d), «se the child was born while
Defendant and her husband were married, and Mr.

-36-

Farkas has received the child into his home and held
out the child as his natural child.

It does not appear that Plaintiff is in any of
those classes defined under FC 7611, and therefore
cannot be classified as a presumed father.

The presumptions raised (with the exception
of that presumption under FC § 7540) are
presumptions affecting the burden of proof, and may
be rebutted by clear and convincing evidence.

"Family Code § 7612. Rebuttal of paternity

‘ory: th ‘

(a) Except as provided in Chapter 1 (commencing
with Section 7540) and Chapter 3 (commencing with
Section 7570) of Part 2 or in Section 20102, a
presumption under Section 7611 is a rebuttable
presumption affecting the burden of proof and may
be rebutted in an appropriate. action only by clear
(b) If tvvo or more presumptions arise under Section
7611 which conflict with each other, the
presumption which on the facts is founded on the
weightier considerations of policy and logic
controls.

(c) The presumption under Section 7611 is rebutted
by a judgment establishing paternity of the child by
another man.".

Family. Code Section 7630 provides control
over who may bring an actiop to establish paternity.
“ 7630. Persons who may bring action; When action

-37~

may be brought

(a) A child, the child's natural mother, or a man
presumed to be the child's father under subdivision
(a), (0), or (c) of Section 7611, may bring an action
as follows:

(1) At any time for the purpose of declaring the
existence of the father and child relationship
presumed under subdivision (a), (b), or (c) of Section
7611.

(2) For the purpose of declaring the nonexistence of
the father and child relationship presumed under
subdivision (a)' (b), or (c) of Section 7611 only if the
action is brought within a reasonable time after
obtaining knowledge of relevant facts. After the
presumption has been rebutted, paternity of the child
by another man may be determined in the same
action, if he has been made a party.

(b) Any interested party may bring an action at any
time for the purpose of determining the existence or
nonexistence of the father and child relationship
presumed under subdivision (d) of Section 7611.

(c) An action to determine the existence of the father
and child relationship with respect to a child who has
no presumed father under Section 7611 or whose
presumed father is deceased may be brought by the
child or personal representative of the child, the State
Department of Social Services, the mother or the
personal representative or a parent of the mother if
the mother has died or is a minor, a man alleged or
alleging himself to be the father, or the personal

-38-

representative or a parent of the alleged father if the
alleged father has died or is a minor. An action under
this subdivision shall be consolidated with a
proceeding pursuant to Section 7662 if a proceeding
has been filed under Chapter 5 (commencing with
Section 7660). The parental rights of the alleged
natural father shall be determined as set forth in
Section 7664."

page four ~D-157628

Defendant cites the court to Michael M. V.
Giovanna F,, (1992) 5 Cal. App.4th 1272, in support
of her position. The facts in that case are somewhat
similar to those in this case. In Michael M. V.
Giovanna F.,, In that case the child was conceived by
the mother and biological father prior to the mother
marrying her husband. Int the present case the child
was conceived while Defendant and her wife were
separated after marriage.

Defendant correctly cites a headnote in In
Michael M, V, Giovanna F., in its finding that under
what is now Femily Code Sections 7630 & 7611, the
Plaintiff had no standing to sue for a declaration of
paternity, since there was another presumed father
and Plaintiff had been unable to take the child into his
home and hold it out as his own.
Defendant,.however, has apparently failed to read the
text of the opinion in that case. The court in In
Michael M. V. Giovanna F, stated "We therefore

hold that where unwed parents conceive, and the

-39-

mother marries another before the birth of the child,
the biological father’s substantive due process right to
a relationship with his child requires that he be
allowed standing under the UPA to attempt to
establish his paternity of the child, so long as he has
promptly taken sufficient steps to preserve his
interest." is

This due process issue was also addressed in
the context of an adoption case, relative to the rights
of a non-presumed parent to object to an adoption.
The California Supreme Court in Adoption of
Michael H.. (1995) 10 Cal.4th 1043, 1052, restated its
holding in Adoption of Kelsey S. (1992) 1 Cal. 4th
816 in stating “that an unwed father who has no
statutory right to block a third party adoption by
withholding consent may nevertheless have a
constitutional right to do so under the due process
and equal protection clauses of the Fourteenth

father's constitutional interest is merely inchoate
(Lehr v. Robertson (1983) 463 U.S. 248, 261-263
[77 LEd.2d 614, 626-628, 103 S.Ct. 2985]) and does
not ripen into a constitutional right that he can assert
to prevent adoption unless he proves that he has
“promptly come[] forward and demonstrated] a full
commitment to his parental responsibilities..."
(Kelsey S., supra, I Cal. 4th 816, 849.)

It is hard to imagine what else the Plaintiff
could have done under these circumstances to

-40-

“preserve his interest" in this case and to prove that
he has" promptly come forward and demonstrated a
full commitment to his parental responsibilities".
Piaintiff filed the within action to determine parentage
prior to the birth of the child. Once he learned that
the child was born, he began negotiations with
Defendant for blood testing, payment of child support
and visitation. It would appear from correspondence
between counsel that an agreement had been reached
for visitation and payment of child support. It also
appears that Plaintiff took a parenting class which
was completed on 1217/95 in preparation for the
birth of the child and his anticipated parental duties.
The analysis does not end there however.
After determining that the defendatn has due process
rights, the court must then balance the interests of the
father against the interests of the state. The state has
a continuing interest in the welfare of the child and in
“familial stability" (citations omitted) Michael M. V.
Giovanna F.. supra. In the case at hand, the child was
conceived while Defendant and her husband were
living separate and apart, and while the Defendant
pregnant, she recommenced living with her husband,
apparently with the knowledge that she was pregnant
As noted earlier, this is not a situation that falls under
the conclusive presumption of Family Code Section
7540. Certainly under those circumstance, the
legislature has indicated an intention to

page five D-157628

-41-

place a strong emphasis on family stability, which
would allow parentage to be challenged only in
exceptional circumstances by someone other than the
husband and wife. Since Family Code
Section 7540 applies only “to a child of the wife
cohabiting with her husband", it can be implied
that the legislature perceived a decreased threat to
the family stability if a wife is not cohabiting
with her husband at the time of the conception.
Under these circumstances the court finds
that Plaintiff should be allowed to attempt to
establish that he is the biological father of the minor
child.

THE COURT RULES:

1. Defendant's Motion for Judgment on the Pleadings
is denied.

2. Plaintiffs Motion for Blood Tests is granted. Each
party and the minor child shall participate in
parentage testing through the Long Beach Genetics,.
testing and communicate those arrangements to
counsel for Defendant. Plaintiff shall advance the
costs of the testing subject to allocation at
subsequent hearing or time of trial.

3. Further hearing on Plaintiffs Motion for child

-42-

custody, visitation and attorney's fees and costs

is continued to January 3, 1997 at 7:30 a.m. in Dept
F3.

4. The clerk of the court is directed to mail a copy of
this Ruling on Submitted Matter/Statement

of Decision to counel.

MINUTES OF SUPERIOR COURT

Appendix B

-45-

Filed 4/6/98

IN THE SUPREME COURT OF
CALIFORNIA

DAWN D.,

Petitioner,

v.

THE SUPERIOR COURT
OF RIVERSIDE COUNTY,
Riverside

Respondent;

JERRY K.,

Real Party in Interest.
S$060966

Ct. App. 4/2 E019631
Super. Ct. No. D-157628

In this case we determine whether the presumption

-46-

created by Family Code section 7611' and the standing

Family Code section 7611 provides: “A man
is presumed to be the natural father of a child if he
meets the conditions provided in Chapter 1
(commencing with section 7540) or Chapter 3
(commencing with section 7570 [establishment of
paternity by voluntary declaration]) of Part 2 or in
any of the following subdivisions: [{] (a) He and
the child's natural mother are or have been married
to each other and the child is born during the
marriage, or within 300 days after the marriage is
terminated by death, annulment, declaration of
invalidity, or divorce, or after a judgment of
separation is entered by a court. [J] (b) Before the
child’s birth, he and the child’s natural mother have
attempted to marry each other by a marriage
solemnized in apparent compliance with law,
although the attempted marriage is or could be
declared invalid, and either of the following is true:
(Y] (1) If the attempted marriage could be declared
invalid only by a court, the child is born during the
attempted marriage, or within 300 days after its
terminaticn by death, annulment, declaration of
invalidity, or divorce. [{] (2) If the attempted
marriage is invalid without a court order, the child is
born within 300 days after the termination of
cohabitation. [{] (c) After the child’s birth, he and
the child’s natural mother have married, or
attempted to marry, each other by a marriage
(continued...)

-47-

rule embodied in section

7630' constitutionally may be applied to preclude an

(...continued)
solemnized in apparent compliance with law,
although the attempted marriage is or could be
declared invalid, and either of the following is true:
[{V (1) With his consent, he is named as the child’s
father on the child’s birth certificate. [{] (2) He is
obligated to support the child under a written
voluntary promise or by court order. [{] (@) He
receives the child into his home and openly holds
out the child as his natural child. [{] (e) If the
child was born and resides in a nation with which the
United States engages in an Orderly Departure
Program or successor program, he acknowledges
that he is the child’s father in a declaration under
penalty of perjury, as specified in Section 2015.5 of
the Code of Civil Procedure. This subdivision shall
remain in effect only until January 1, 1997, and on
that date shall become inoperative.” (Italics added.)
All further statutory citations are to the
Family Code unless otherwise specified.

Section 7630, subdivision (a), provides: “A
child, the child’s natural mother, or a man presumed
to be the child’s father under subdivision (a), (b), or
(c) of Section 7611, may bring an action as follows:

[J] (1) At any time for the purpose of declaring the
(continued...)

-48-

alleged biological father from establishing his paternity of
a child bor during the mother’s marriage to another man.
The husband in this case is presumed to be the child’s

natural father, as the child was bom during the marriage
(§ 7611, subd. (a)) and he has received the child into his
home and openly holds out the child as his natural child
(§ 7611, subd. (d)). Because, however, the husband and
wife were not cohabiting at the time of conception, the
presumption is not conclusive. (See, e.g., Steven W. v.
Matthew S. (1995) 33 Cal.App.4th 1108, 1114; City and

(...continued) |

existence of the father and child relationship
presumed under subdivision (a), (b), or (c) of
Section 7611. [§] (2) For the purpose of declaring
the nonexistence of the father and child relationship
presumed under subdivision (a), (b), or (c) of
Section 7611 only if the action is brought within a
reasonable time after obtaining knowledge of
relevant facts. After the presumption has been
rebutted, paternity of the child by another man may
be determined in the same action, if he has been

made a party.”

-49-

County of San Francisco v. Strahlendorf (1992) 7
Cal.App.4th 1911, 1915; § 7540.) The alleged biological
father does not meet any of the statutory criteria for
presumed fatherhood. He relies, instead, on an asserted
constitutional liberty interest, protected as a matter of
substantive due process, not to be denied the opportunity
to establish a parental relationship with the child.

We conclude the alleged biological father in this
case has no constitutionally protected liberty interest
defeating California’s statutory presumption favoring the
husband.

FACTS AND PROCEDURAL POSTURE

Our recitation of facts is drawn from the trial

Section 7540 provides: “Except as provided
in Section 7541, the child of a wife cohabiting with
her husband, who is not impotent or sterile, is
conclusively presumed to be a child of the
marriage.”

-50-

court’s findings and the parties’ pleadings.

Dawn D. and her husband, Frank F., were married
in June 1989. In early January 1995 Dawn separated
from her husband and began living with Jerry K. Dawn
became pregnant the following month. In April 1995 she
moved out of Jerry’s household and returned to her
husband. In August 1995 Jerry filed the complaint in the
present action to establish a parental relationship and
secking eventual visitation with the as-yet unborn child. In
anticipation of his assuming fatherly responsibilities, Jerry
completed a parenting course. On November 9, 1995,
Dawn gave birth to a son, who has resided with Dawn and
Frank ever since that time. Jerry attempted to negotiate
with Dawn and Frank an agreement for child support and
visitation, but the parties have not effectuated such an
agreement.

Dawn moved for judgment on the pleadings. She
argued Jerry could not assert a valid claim to be the father

-51-

of her son, inasmuch as her husband is presumptively the
child’s natural father and California law recognizes only
one natural father for any child. She further contended
Jerry was not within the class of persons granted standing
to seek blood testing under the Family Code. Finally, she
contended the state’s interest in the integrity and
preservation of the family unit outweighed Jerry’s interest
in establishing his paternity of her son.

The trial court denied Dawn’s motion. Relying on
Michael M. v. Giovanna F. (1992) 5 Cal.App.4th 1272
(Michael M.) and Adoption of Kelsey S. (1992) 1 Cal.4th
$16 (Kelsey S.), the court found that because Jerry had
done all he could to demonstrate a commitment to his
parental responsibilities, he had established “due process
rights” that must be balanced against the state’s interest in
enforcing the statutory presumption in favor of Frank.
The trial court noted the state’s continuing interest in the
welfare of the child and in family stability, an interest best

-52-

exemplified in the conclusive presumption contained in
section 7540, which allows parentage to be challenged by
someone other than the husband or wife only in

however, that the inapplicability of section 7540 in this
case supports an inference “the [Ljegislature perceived a
decreased threat to the family stability if a wife is not
cohabiting with her husband at the time of the conception.”
The court therefore concluded Jerry should be permitted to
try to establish he is the child’s biological father and, to
that end, granted Jerry’s motion for blood testing.

Dawn petitioned the Court of Appeal, secking a
stay of further proceedings and a writ of mandate to
compel the trial court to vacate its order denying her
motion for judgment on the pleadings and enter a new
order granting the motion. The Court of Appeal invited
Jerry to file a response and notified the parties that unless

good cause were shown it might issue a peremptory writ in

-53-

the first instance. (See Palma vy. U. S. Industrial
Fasteners, Inc. (1984) 36 Cal.3d 171, 180.) After
consideration of the parties’ responsive papers, the Court
of Appeal summarily denied the petition.

We granted Dawn’s petition for review, directed
respondent court to show cause before this court why the
relief sought in the petition for writ of mandate should not
be granted, and stayed all proceedings in the superior court
pending final determination of this cause.

DISCUSSION

The Uniform Parentage Act, section 7600 et seq.
(the Act), provides the framework by which California
courts make paternity determinations. (§ 7610, subd. (b).)
Under section 7611 of the Act, a man is presumed the
natural father of a child born during, or within 300 days
after the termination of, his marriage to the child’s mother.

(§ 7611, subd. (a).) He also attains the status of presumed

father if he receives the child into his home and openly
holds out the child as his natural child. (§ 7611, subd.
(d).) By either of these provisions, Dawn’s husband,
Frank, is presumed the father of the child involved in this
litigation.’ Jerry, by contrast, meets none of the statutory
marnied nor attempted to marry Dawn, nor, despite his
considerable efforts to assert parental rights, has he
actually received the child into his home. (§ 7611; see
Kelsey S., supra, 1 Cal.4th 816, 826-830 [declining to

1

Had Frank and Dawn been cohabiting at the
time of the child’s conception (see, e.g., Steven W.
v. Matthew S., supra, 33 Cal.App.4th 1108; City
and County of San Francisco v. Strahlendorf,
supra, 7 Cal.App.4th 1911), Frank’s paternity would
be “conclusively” presumed (§ 7540). Although the
presumption arising from the birth of a child to a
wife cohabiting with her husband is denominated
“conclusive,” in fact the presumption is subject to
challenge under certain circumstances not relevant
here. (See §§ 7540, 7541, subds. (b), (c).)

-55-

recognize doctrine of constructive receipt of child into
man’s home].)

The presumptions arising under section 7611 are
rebuttable presumptions affecting the burden of proof and
may be rebutted in an appropriate action by clear and
convincing evidence. (§ 7612, subd. (a).) The Act,
however, restricts standing to challenge the presumption of
a husband's patemity to the child, the child’s natural
mother, or a presumed father. (§ 7630, subd. (a); cf.
§ 7631.)' The Act thus precludes Jerry from bringing

1
As noted (see fn. 2, ante), section 7630, .
subdivision (a), grants standing only to the child, the
child’s mother, or a man presumed to be the child’s
father as a result of his marriage to the child’s
mother to bring an action to declare the existence or
nonexistence of the father and child relationship
presumed as a result of the mother’s marriage to the |
presumed father. Thus, even if Jerry had himself
become a presumed father under subdivision (d) of
section 7611 by receiving and acknowledging the
child, subdivision (a) of section 7630 would not
(continued...)

-56-

(...continued)

confer on him standing to challenge the paternity of
another whose presumed fatherhood was based on
marriage to the child’s mother at the time the child
was born.

Section 7630, subdivision (b), by contrast,
allows “[{a]ny interested party” to bring an action to
determine the existence or nonexistence of the father
and child relationship presumed under subdivision
(d) of section 7611. No reported cases have
interpreted this provision in light of facts similar to
those present here. Arguably Jerry would qualify as
an “interested party” for purposes of bringing an
action to establish Frank’s nonpaternity under
subdivision (d) of section 7611. Such an action,
however, whatever its outcome, would appear
neither to affect Frank’s status as a presumed father
under subdivision (a) of section 7611 nor to confer _
on Jerry presumed father status. (See also § 7635,
subd. (b) [in an action to determine the paternity of a
presumed father, the mother, each presumed father,
and any alleged natural father must receive notice
and an opportunity to be heard, and may be made
parties).)

Section 7631 provides in pertinent part:
“Except as to cases coming within [the conclusive
presumption of section 7540], a man not a presumed
father may bring an action for the purpose of
declaring that he is the natural father of a child

(continued...)

-57-

and the child to submit to blood tests to resolve the
question of biological parenthood. (See §§ 7551 [court
may order blood tests in a civil action or proceeding in
which patemity is a relevant fact], 7554 [governing
determinations of paternity based on blood tests].)

Jerry does not argue he has statutory standing to
bring this action; his argument is directed to the
proposition that a biological father has a liberty interest,
protected as a matter of substantive due process, in being
permitted to develop a parental relationship with his
offspring. The Act, he contends, is therefore

(...continued)
having a presumed father under Section 7611, if the
mother relinquishes for, consents to, or proposes to
relinquish for or consent to, the adoption of the
child.” Because Dawn is not relinquishing for or
consenting to her child’s adoption, section 7631 has
no relevance to this case.

-58-

|

unconstitutional to the extent it deprives him of the
opportunity to establish his parenthood.

A preliminary question is the nature of our inquiry
in the case of a substantive due process challenge to the
Act. California courts have examined substantive due

process claims to a right to establish parenthood on a case-
by-case basis. “As our discussions have indicated, the
reasonableness of a statutory limitation on the right to
offer proof of parentage depeads on circumstances
prevailing in each particular case. Accordingly, a court,
make a preliminary determination, as by offer of proof,
that due process concepts would be offended if the
particular claimant to parentage were denied an
opportunity to prove his claim.” (Jn re Lisa R. (1975) 13
Cal.3d 636, 651, fn. 17; see also Michelle W. v. Ronald
W. (1985) 39 Cal.3d 354, 360.)

Dawn forcefully argues that such a method of

-59-

analysis runs the risk of merely substituting this court’s
policy choices for those of the Legislature. As the United
States Supreme Court recently noted in a different context,
“(W]e ‘ha[ve] always been reluctant to expand the concept
of substantive due process because guideposts for
responsible decisionma),ng in this unchartered area are
scarce and open-ended.’ [Citation.] By extending
constitutional protection to an asserted right or liberty
interest, we, to a great extent, place the matter outside the
arena of public debate and legislative action. We must
therefore ‘exercise the utmost care whenever we are asked
to break new ground in this field,’ [citation], lest the
liberty protected by the Due Process Clause be subtly
transformed into the policy preferences of the members of
this Cour‘, [citation].” (Washington v. Glucksberg (1997)
___ US. ___ [138 L.Ed.2d 772, 787] [upholding, against
Fourteenth Amendment challenge, Washington statute
criminalizing the act of causing or assisting a suicide].)

-60-

We are sympathetic to the democratic motivation
underlying the cautious attitude of the authority just
quoted. Nevertheless, if the judiciary is to fulfill its role in
our tripartite system of government as the final arbiter of
constitutional issues, it cannot hope to escape the tension
challenges raised by those who would seek exceptions
thereto. We can, however, while entertaining such
challenges, seek to hold the tension in check by always
presuming the constitutional validity of legislative acts and
resolving doubts in favor of the statute. (Amwest Surety
Ins. Co. v. Wilson (1995) 11 Cal.4th 1243, 1252.)

The due process clause of the Fourteenth
Amendment to the federal Constitution provides that “[n]o
state shall deprive any person of life, liberty, or property,
without due process of law. . . .” (U.S. Const., 14th
Amend., § 1.) The United States Supreme Court has long
recognized that this provision is not only a guarantee of

61-

procedural due process, but also substantively protects
certain liberties from state infringement except when
justified by the most compelling reasons: “[A]
‘substantive due process’ claim relies upon our line of
cases which interprets the Fifth and Fourteenth
Amendments’ guarantee of ‘due process of law’ to include
a substantive component, which forbids the government to
infringe certain ‘fundamental’ liberty interests at all, no
matter what process is provided, unless the infringement is
narrowly tailored to serve a compelling state interest.”
(Reno v. Flores (1993) 507 U.S. 292, 301-302.) The high
court has recognized that the liberty interests protected by
the due process clause are broader than just the freedom
from physical restraint: “In a long line of cases, we have
held that, in addition to the specific freedoms protected by
the Bill of Rights, the ‘liberty’ specially protected by the
Due Process Clause includes the rights to marry . . .; to
have children . . .; to direct the education and upbringing

-62-

basin aan

of one’s children . . .; to marital privacy . . .; to use

contraception . . .; to bodily integrity . . .; and to

abortion.” (Washington v. Glucksberg, supra,
U.S.___, 138 L.Ed.2d at p. 787, citations omitted.)

The United States Supreme Court has developed
the following methodology for deciding whether an
asserted interest is a fundamental liberty interest protected
by due process: First, the court must make a “‘careful
description’ of the asserted fundamental liberty interest.”
(Washington v. Glucksberg, supra, 138 L.Ed.2d at p.
788.) This “careful description” is concrete and
particularized, rather than abstract and general; thus, in
Washington v. Glucksberg, a case addressing a state
the view the interest in question was ““whether there is a
liberty interest in determining the time and manner of one’s
death’” or a “‘liberty to choose how to die.”” (Jd. at p.
789.) Instead, the high court formulated the interest more

-63-

specifically as “whether the ‘liberty’ specially protected by
the Due Process Clause includes a right to commit suicide
- which itself includes a right to assistance in doing so.”
(Ibid.) Likewise, in a case challenging the policy of the
Immigration and Naturalization Service to place
deportable alien iuveniles in custodial child care rather
than to release them to unrelated adults, the Supreme
Court rejected the contention the right at issue was the
“freedom from physical restraint,”” instead characterizing
it as “the alleged right of a child who has no available |
parent, close relative, or legal guardian, and for whom the |
government is responsible, to be placed in the custody of a |
willing-and-able private custodian rather than of a |
institution.” (Reno v. Flores, supra, $07 U.S. 292, 302.)

Second, the court must determine whether the
asserted interest, as carefully described, is one of our
fundamental rights «nd liberties; central to this

-64-

™ | |

determination is whether the asserted interest finds support
in our history, our traditions, and the conscience of our
people. (Washington v. Glucksberg, supra, 138 L.Ed.2d
at p. 788; Reno v. Flores, supra, 507 U.S. 292, 303.)

Only if a court decides the asserted liberty interest

is a fundamental interest protected by the due process
clause does it weigh the state’s countervailing interest, to
determine whether the latter is sufficiently compelling to
justify the state’s infringement of the liberty interest.
“(Bly establishing a threshold requirement—that a
challenged state action implicate a fundamental right-
before requiring more than a reasonable relation to a
legitimate state interest to justify the action, [this
approach] avoids the need for complex balancing of
competing interests in every case.” (Washington v.
Glucksberg, supra, 138 L.Ed.2d at pp. 788-789.)

Adhering to the United States Supreme Court's
methodology for analyzing substantive due process claims,

-65-

our first step, therefore, is to make a “careful description”
of the asserted liberty interest. (Washington v.
Glucksberg, supra, 138 L.Ed.2d at p. 788.) Carefully
described, the interest for which the alleged biological
father, Jerry, seeks constitutional protection is his interest

in establishing a relationship with his child bom to a
woman married to another man at the time of the child’s
conception and birth.
The next step is to decide whether this interest is |
constitutionally protected. This question has a ready
answer, for the United States Supreme Court has

considered and rejected due process protection for this
interest. In Michael H. v. Gerald D. (1989) 491 U.S.
110, 124-127, four justices, in a plurality opinion by
Justice Scalia, concluded the biological father of a child

born to a woman married to another man had no liberty
satceeat tin easitintslaan Nin eclitiorehiin titite te child
notwithstanding that he had lived with the mother and

-66-

child for almost a year and visited her for an additional
eight months, and the child called him “Daddy.” In
rejecting the liberty interest claim of a man who was not
only the biological father, but also had an actual personal
relationship with the child, the plurality necessarily
rejected as well the position that a biological connection
without any actual personal relationship gives rise to a
protected liberty interest.

Three dissenting justices in Michael H. v. Gerald
D., supra, 491 U.S. 110, concluded the actual personal
relationship between the biological father and his child
was a protected liberty interest. They rejected, however,
the possibility that a biological father having no existing
personal relationship with his child born to a woman
married to another man could have any liberty interest in
establishing a relationship with the child: “[AJlthough an
unwed father’s biological link to his child does not, in and
of itself, guarantee him a constitutional stake in his

-67-

relationship with that child, such a link combined with a
substantial parent-child relationship will do so.” (id. at
pp. 142-143 (dis. opn. of Brennan, J., joined by Marshall,
J., and Blackmun, J.).) The dissenting opinion concluded,
“a mere biological connection is insufficient to establish a
liberty interest on the part of an unwed father. . . .” (Id. at
p. 143, fn 2.) Thus, at least seven of the nine high court
justices in Michael H. expressly rejected the view that an
unwed father’s biological link to a child aione gives rise to
a protected liberty interest. (See also Lehr v. Robertson
(1983) 463 U.S. 248, 259-260 [drawing a “clear
distinction between a mere biological relationship and an
actual relationship of parental responsibility.” (Italics
added}).)

Here, Jerry has never had any personal
relationship with Dawn’s child, only an alleged biological
link with an attempt to negotiate an agreement for child
support and visitation. As explained above, in Michael H.

-68-

v. Gerald D., supra, 491 U.S. 110, the United States
Supreme Court decided that a biological father’s mere
desire to establish a personal relationship with the child is
not a fundamental liberty interest protected by the Due
Process Clause. Accordingly, in this case Jerry’s claim
must fail.

Contrary to our conclusion, the dissent maintains
Jerry does have a protected liberty interest in establishing
a relationship with Dawn’s child. It relies on two United
States Suprenie Court decisions, Michael H. v. Gerald D.,
supra, 491 U.S. 110 and Lehr v. Robertson, supra, 463
U.S. 248, and one of this court’s adoption cases, Adoption
of Kelsey S., supra, 1 Cal.4th 816. The dissent, however,
fails to acknowledge the distinction the high court in
Michael H. vy. Gerald D., supra, 491 U.S. 110, drew
between an unwed father’s interest in maintaining and
preserving an existing parent-child relationship and the

claim, rejected by at least seven justices, that an unwed

-69-

father’s biological connection alone to a child born to a
married woman gives rise to a protected liberty interest in
establishing a relationship with the child.'

Contrary to the dissent in the present case,
that dissenting Justice Brennan in Michael H. v.
Gerald D., supra, 491 U.S. 110, 136, would find the
mother’s marital status “not decisive” (id. at p. 144)
on the question whether the Constitution protects a
biological father’s interest in establishing a
relationship with the child does not mean her marital
status is irrelevant, especially where, as here, the
child was born into the marital family and the alleged
biological father has no actual relationship with the
child. Nor, contrary to the dissent, is Justice
Brennan’s apparent conclusion that the duration of
the biological parent-child relationship is irrelevant
to its constitutional status (id. at p. 144, fh. 3) the
equivalent of a conclusion that its very existence is
likewise irrelevant. Indeed, as we have seen, in a
passage ignored by the dissent in this case, Justice
Brennan found a mere biological connection
insufficient to create a constitutionally protected
liberty interest on the part of the biological father.
(Id. at pp. 142-143, fn. 2 [dis. opn. of Brennan, J.}.)
We do not find Justice Brennan’s conclusion in this
regard necessarily inconsistent with the dissent of
Justice White, which Justice Brennan joined; even if
(continued...)

-70-

Oe ee ee ee ee ee ee

As for Lehr v. Robertson, in that case an unwed
mother, after her child’s birth, married another man who
then adopted the child; the unwed father claimed due
process entitled him to notice and a hearing before the
adoption could occur. (Lehr v. Robertson, supra, 463
U.S. 248, 250.) Like Adoption of Kelsey S., supra, |
Cal.4th 816, Lehr v. Robertson concermed a child born to
two unwed parents, not, as here, a child born into a
marriage. Thus, the adoption cases do not support
protecting as a liberty interest Jerry’s desire to establish a
relationship with Dawn’s child born into a marriage.
Moreover, the high court in Lehr v. Robertson never
clearly decided to what extent the unwed father in that
case had a protected liberty interest in the opportunity to

develop a relationship with his child, nor was it necessary

(...continued)
it were, however, we believe Justice Brennan's
opinion best reflects his own views.

2.

for the court do so. Rather, after deciding that an unwed
father’s desire to establish a relationship with his child
born to an unwed mother was not entitled to the
constitutional protection accorded to existing parent-child
relationships, the court concluded the state had adequately
protected any constitutional interest the father may have
possessed by providing a means for unwed biological
fathers to register with the state and receive notification of
any adoption proceedings involving their children. (Lehr
v. Robertson, supra, 463 U.S. 248, 261-265.) The high
court’s subsequent decision in Michael H. v. Gerald D.,
supra, 491 U.S. 110 imade clear that the biological father
of a child born to a woman married to another man has no
liberty interest in establishing a relationship with the child.
The dissent further suggests Jerry is potentially
liable for financial support of Dawn’s child, but the cases
it cites in support of this startling assertion do not so hold.
In Alicia R. v. Timothy M. (1994) 29 Cal.App.4th 1232,

Ti»

1235-1238, a biological father was ordered to pay support
only after a judgment of nullity of the mother’s marriage”
with a finding there were no children of the marriage, and
after blood tests had established his paternity. In County
of Orange v. Leslie B. (1993) 14 Cal-App.4th 976, 980-
983, the Court of Appeal declined to apply the conclusive
presumption of a husband’s paternity (former Evid. Code,
§ 621), noting: “Here there is no marital union to disrupt
[by holding the biological father liable for child support].
[Wife] and [Husband’s] brief marriage ended well before
[the child] was born. The three never lived together as a
family unit. [The child] knows [Husband] is not her father
and [Husband] did not know about [the child] until he was
brought into this action, 13 years later.” (Id. at p. 982.)
The dissent cites no

-73-

authority remotely similar to this case, in which the child
was born into a validly existing marital family unit.’
CONCLUSION
Because Jerry cannot establish a constitutionally
protected liberty interest in being allowed to form a
parental relationship with Dawn’s child, application to this
case of sections 7611 and 7630 does not deprive him of

—

Citing Salas vy. Cortez (1979) 24 Cal.3d 22,
34 (Salas), Jerry argues the state has an interest in
an accurate determination of biological paternity.
He takes that decision out of context. In Salas we
concluded procedural due process requires the
appointment of counsel for indigent defendants in
paternity actions prosecuted by the state, balancing
the state’s largely financial interest in denying
counsel against the profound emotional, financial
and legal implications of an erroneous paternity
judgment. (/d at pp. 29-34.) Salas did not address
the situation in the present case, where a man is
actively seeking to establish his paternity of a child
born to a married woman whose husband is
statutorily presumed to be the child’s father and is
fulfilling that role. (See § 7611, subds. (a), (d).)

<4.

due process. The judgment of the Court of Appeal
therefore is reversed, and the cause is remanded to that
court with directions to issue a writ of mandate directing
respondent Superior Court of Riverside County to vacate
its order denying Dawn’s motion for judgment on the
pleadings and to enter a new order granting the motion.

WERDEGAR, J.
WE CONCUR:
GEORGE, C.J.
KENNARD, J.
BAXTER, J.

BROWN, J.

93.

CONCURRING OPINION BY KENNARD, J.

The due process clause of the Fourteenth
Amendment to the federal Constitution, in its
“substantive” aspect, protects fundamental liberties from
state interference absent a compelling reason for the
state’s action. At issue in this case is whether a biological
father’s desire to establish a relationship with his child
born to a woman married to another man is a
constitutionally protected fundamental liberty interest. I
concur fully in the majority’s conclusion that, in the
absence of any existing personal relationship with the
child, a biological father lacks any constitutionally
protected liberty interest. I write separately to note that

This case involves Dawn, Dawn’s child conceived
and bom during her marriage to her husband Frank, and
Jerry, who alleges he is the biological father of Dawn’s
child. Dawn and Frank have had exclusive custody of the
child since birth, and Jerry has established no personal
relationship with the child. Before birth, Jerry brought
suit alleging that he is the biological father of Dawn’s
was born during Dawn’s marriage to Frank, Frank is the
father of Dawn’s child, and it precludes Jerry from
bringing any legal action to challenge that presumption.
(Fam. Code, §§ 7611, subd. (a), 7630, subd. (a).) Jerry
contends nonetheless that he has a liberty interest protected
by the due process clause of the United States Constitution
in establishing a parental relationship with Dawn’s child.
The trial court held that if Jerry was the biological father
of Dawn’s child he had a substantive due process right to
establish a relationship with the child, and on that basis
ordered bicod testing to determine whether Jerry was the

76

biological father of Dawn’s child. The Court of Appeal
denied without comment Dawn’s petition for a writ of
mandate seeking to overturn the trial court’s ruling.

II

As the majority opinion explains, in Michael H. v.
Gerald D. (1989) 491 U.S. 110, 124-127, seven justices
of the United States Supreme Court concluded that, in the
absence of any existing personal relationship with the
child, a biological father’s desire to establish a relationship
with his child born to a woman married to another man is
not a fundamental liberty interest protected by the due
process clause of the Fourteenth Amendment to the federal
Constitution. But, even if the high court had not decided
the question in Michael H. v. Gerald D. and we were free
to consider the matter independently, I would still reach
this same conclusion.

As the majority notes, in deciding whether an
asserted interest is one of our fundamental rights and
liberties substantively protected by the due process clause,
a court must examine whether the interest, “ ‘carefully
described,’ ” finds support in our history, our traditions,
and the conscience of our people. (Washington v. 3
Glucksberg (1997) __ U'S._, 117 S.Ct. 2258, 2268-
2269; accord, Reno v. Flores (1993) 507 U.S. 292, 303.)
Here, there is no support in history or our legal tradition
for Jerry’s claim that a biological father without any
actual personal relationship with his child bor to a
woman married to another man has a fundamental right to
establish a relationship with the child. Indeed, history and
tradition are directly to the contrary, for society has
consistently denied to the biological father in these
circumstances any opportunity to establish paternal rights
over the child of another man’s wife. For centuries, there
has existed the presumption of legitimacy: the legal
presumption that a child born during wedlock is the
husband’s issue (absent proof of the husband’s
impotence). (10 Am.Jur.2d (1963) Bastards, § 11, p. 851

77

[“The principle that children born into wedlock are
presumed to be legitimate is universally recognized.”].)
Lord Coke stated the common law rule: “By the common
law if the husband be within the foure seas, that is within
the jurisdiction of the king of England, if the wife hath
issue, no proofe is to be admitted to prove the child a
bastard, . . . unlesse the husband hath an apparent
impossibilitie of procreation.”' (Coke on Littleton,
Institutes of the Laws of England (1628) 244a [bk. 3, ch.
6, § 399}.)

recognized the presumption of legitimacy. In 1872, our
Legislature codified the presumption as follows: If the
husband and wife were cohabiting at the time of
conception and the husband was not impotent, the
presumption that the husband was the father was
indisputable. (Code Civ. Proc., former § 1962, subd. 5,
enacted 1872, amended by Stats. 1955, ch. 948, § 3, p.
1835, repealed by Stats. 1965, ch. 299, § 110, p. 1363,
eff. Jan. 1, 1967 [“the issue of a wife cohabiting with her
husband, who is not impotent, is indisputably presumed to
be legitimate”]; Estate of Mills, supra, 137 Cal. 298, 301-
304.) A similar provision continues in our current Family
Code. (Fam. Code, § 7540.) If the parents were married
but not cohabiting at the time of conception, the —
presumption could be disproven, but only by a member of

As this court noted long ago, Shakespeare
also restated this presumption: “King John: Sirrah,
your brother is legitimate; Your father’s wife did
after wedlock bear him; And, if she did play false,
the fault was hers; Which fault lies on the hazards of
all husbands That marry wives.” (Shakespeare, King
John, act I, scene 1, quoted in Estate of Mills
(1902) 137 Cal. 298, 301.)

78

a narrow class of persons. (Civ. Code, former §§ 193,
195, superseded by Evid. Code, former § 661, enacted by
Stats. 1965, ch. 299, § 2, p. 1310, repealed by Stats.
1975, ch. 1244, § 14, p. 3202; accord, Fam. Code,
§§ 7611, subd. (a), 7630, subd. (a).) Most important, the
group of persons with standing to disprove the
presumption has always been limited to designated
members of the marital family and their descendants, and
an alleged biological father has never been permitted to
challenge the paternity of a child born into the marriage of
a woman and another man. (Civ. Code, former §§ 193,
195 [permitting challenges only by the husband, wife, or
their descendants]; Fam. Code, §§ 761i, subd. (a), 7630,
subd. (a) [permitting challenges only by the husband, wife,
or — see also In re Madalina (1917) 174 Cal. 693,
S96 (describing this refusal to permit outsiders to
challenge the presumption of legitimacy as the “rule
prevailing generally in all civilized communities”);
Michael H. v. Gerald D., supra, 491 U.S. 110, 124-126
(plurality opn. of Scalia, J. [discussing history of the
presumption of legitimacy]).)

Nor is there an inconsistency between Michael H.
v. Gerald D., supra, 491 U.S. 110 and our court’s
decisions prohibiting an unwed mother from unilaterally
consenting to an adoption over the objections of an unwed
father who has come forward to assume parental
responsibility. (Adoption of Michael H. (1995) 10
Cal.4th 1043; Adoption of Kelsey S. (1992) 1 Cal.4th
816.) When carefully described, the interest for which
Jerry seeks constitutional protection differs from the
interest at issue in our adoption cases. In those cases, the
child was not bom to a mother who was the wife in an
intact marital family, but to two unwed parents, one of
whom (the mother) wished to terminate her parent-child
relationship. The interest at issue thus was the interest of
an unwed father in establishing a relationship with his
child born to an unwed mother who was terminating her

79

parent-child relationship. Due process protection for this
interest does not dictate that Jerry’s different interest is
likewise protected by due process.

The common law likewise differentiated between
fathers of children born to unwed mothers and fathers of
children bom into the marriage of a woman and another
man. At common law, the unwed mother of a child had
the right to custody of the child to the exclusion of the
biological father. (Ex Parte Knee (1804) 127 Eng.Rep.
416; Rex v. Soper (1793) 101 Eng.Rep. 156;

10 Am_Jur.2d, supra, Bastards, §§ 60-61, pp. 889-890;
Annot., Right of mother to custody of illegitimate child
(1927) 51 A.L.R. 1507, 1512; accord, Civ. Code, former
§ 200, repealed by Stats. 1975, ch. 1244, § 4, p. 3195;
Guardianship of Smith (1954) 42 Cal.2d 91, 93.) If,
however, the unwed mother died, abandoned or neglected
the child, or gave the child up for adoption, the biological
father had a right to custody of the child. (10 Am.Jur.2d,
supra, Bastards, §§ 61-62, pp. 890-891; accord,
Guardianship of Smith, supra, at p. 93.) Our adoption
cases, in permitting a biological father an opportunity to
establish a relationship with his child by an unwed mother
who was giving the child up for adoption, have not
ventured beyond the common law rule; if that same rule
were applied to decide in this case whether Jerry’s interest
was a protected liberty interest, it would not assist him
because Dawn, the child’s mother, has not given the child
up for adoption or otherwise declined her parental

80

CONCLUSION

A man who wishes to father a child and ensure his
relationship with that child can do so by finding a partner,
entering into a marriage, and undertaking the
fathers a child with a woman married to another man takes
the risk that the child will be raised within that marriage
and that he will be excluded from participation in the
child’s life. The due process clause of the United States
Constitution provides no insurance against that risk and is
_not an instrument for disrupting the marital family in order
to satisfy the biological father’s unilateral desire, however
strong, to turn his genetic connection into a personal

KENNARD, J.
WE CONCUR:

BAXTER, J.
BROWN, J.

$1

DISSENTING OPINION BY CHIN, J.

I dissent.

The governing decisions of both the United States
Supreme Court and this court establish that a biological
father who promptly comes forward to assume his paternal

ities has a constitutional liberty interest in the
opportunity to develop a relationship with his child, which
the state pay not extinguish without due process of law.
The existence of this interest does not depend on the
marital status of the child’s mother. The trial court in this
case found that Jerry K., who alleges that he is the
biological father of Dawn D.’s son, had done all he could
under the circumstances to demonstrate a full commitment
to his parental responsibilities, and the majority docs not
contest this finding. Thus, assuming he is the child's
biological father, Jerry has a protected constitutional
liberty interest in the opportunity to develop a relationship
due process of law.

In order to determine what process is due, we must

However, on the facts of this case, they do not justify the
state’s categorical presumption that Jerry’s exclusion from
the child’s life is warranted and its refusal to afford Jerry a
hearing on the matter.

In reaching this conclusion, I do not suggest what
the outcome of a hearing should be. A court might very
well find that, under the circumstances, Jerry should have
no contact with the child, even if he is the biological
father. Moreover, the state may constitutionally enact a
rebuttable presumption that this outcome serves the child’s
best interests and may establish hearing procedures to

82

protect the stability of the marital family. However, as a
matter of due process, the state may nof constitutionally
deprive Jerry of all opportunity to be heard. Therefore, I
I. FACTUAL AND PROCEDURAL BACKGROUND
to the trial court findings, Dawn and
Frank married in June 1989. In early January 1995,
Dawn left Frank and began living with Jerry. In February
1995, Dawn became pregnant. Two months later, in
April, she moved out of Jerry’s home and moved back in
with Frank. In November 1995, Dawn gave birth to a son.

In August 1995, before the child’s birth, Jerry filed
a complaint to establish a parental relationship. The
complaint requested joint legal custody, with physical
custody awarded to Dawn subject to Jerry’s right of

Dawn answered the complaint in September 1995,
asking the court to deny relief. She subsequently moved
for judgment on the pleadings, arguing that Jerry could not
maintain a paternity action because Frank was the child’s
presumed father under Family Code section 7611.' Dawn
asserted that Frank was a presumed father under this
and Frank received the child into his home and openly held
the child out as his own. She also asserted that Jerry
lacked standing to request a blood test to establish
biological paternity.

Jerry opposed the motion and submitted supporting
evidence. According to his declaration, he began a sexual
relationship with Dawn in December 1994, and she moved
in with him in January 1995. She amended her voter
registration to reflect Jerry’s address and had the Post
Office change her mailing address to Jerry’s. Dawn told

All further statutory references are to the
Family Code.

83

Jerry that she would marry him as soon as she legally
could and that she wanted to start a family. At Dawn’s
request, Jerry submitted to fertility testing. Jerry also
began building an addition to his home in anticipation of
having a child with Dawn. After Dawn became pregnant,
she told people that the baby was Jerry’s, and that she and
Jerry intended to marry. Jerry also submitted declarations
from friends corroborating some of the statements in his
wanted to marry Jerry and have children with him.

of Jerry’s assertions. For example, she denic«| telling Jerry
that she would marry him as soon as she could. She also
denied ever having an intent to change her domicile to
Jerry’s residence. According to Dawn and Frank, they
continued to have contact with each other while she lived
with Jerry.

After argument, the trial court denied Dawn’s
motion. Applying the relevant authorities, it first found
that, if Jerry was the biological father, then he had a
constitutionally protected interest in having an opportunity
to develop a relationship with the child. In reaching this
conclusion, the court stated: “It is hard to imagine what
else [Jerry] could have done under these circumstances to
‘preserve his interest’ . . . and to prove that he has
‘promptly come forward and demonstrated a full
commitment to his parental responsibilities.’ [Jerry] filed
the within action to determine parentage prior to the birth
of the child. Once he learned that the child was born, he
began negotiations with [Dawn] for blood testing, payment
of child support and visitation. It would appear from
correspondence between counsel that an agreement had
been reached for visitation and payment of child support.
It also appears that [Jerry] took a parenting class . . . in
preparation for the birth of the child and his anticipated
parental duties.” The court then balanced Jerry’s interest
against the state’s interest in the child’s welfare and family

84

stability. It concluded that, under the circumstances, Jerry
should have an opportunity to establish he is the child’s
biological father.
The Court of Appeal summarily denied Dawn’s
petition for writ of mandate. We then granted Dawn’s
II. DISCUSSION
A. Jerry Has a Constitutionally Protected Interest

Constitutional due process protections “apply only
to the deprivation of interests encompassed by the
Fourteenth Amendment's protection of liberty and
property.” (Board of Regents v. Roth (1972) 408 U.S.
564, 569 (Roth).) Accordingly, the first step in analyzing
a due process claim is to determine whether “the interest is
within the Fourteenth Amendment’s protection of liberty
and property.” (Id. at p. 571.) We must “begin the
inquiry with a determination of the precise nature of the
private interest that is threatened by the State. [Citation.]}
properly evaluate the adequacy of the State’s process.
[Citation.]” (Lehr v. Robertson (1983) 463 U.S. 248, 256
(Lehr).) Thus, “we are faced with . . . a familiar two-part
inquiry: we must determine whether [Jerry] was deprived
of a protected interest, and, if so, what process was his
due.” (Logan v. Zimmerman Brush Co. (1982) 455 U.S.
422, 428.)

the first issue, applying the decisions of
tus Wahine Meena Claes dc anen, [continde
Jerry has a constitutional iiberty interest in the opportunity
to develop a relationship with Dawn’s child, assuming he
is the child’s biological father. The high court has
addressed the constitutional rights of unwed fathers
several times. In Michael H. v. Gerald D..(1989) 491
U.S. 110 (@iichael H.), the high court considered the
constitutionality of a California statute providing that
“ ‘the issue of a wife cohabiting with her husband, who is
not impotent or sterile, is conclusively presumed to be a

85

bas

child of the marriage.’” (id. at p. 117 (plur. opn. of
Scalia, J.).) In Michael H., during the first year of the

" child’s life, she and her mother lived with the alleged

natural father for two to three months, and he held her out
as his child. The mother, with the child, then left the
attempts. He then filed a filiation action to establish
paternity and visitation rights. Nine months later, the
father. For the next eight months, when he was in town,
he lived with the mother and her child and held the child
out as his daughter. The mother then left the alleged
natural father and reconciled with her husband. The
rights. (Michael H., supra, 491 U.S. at pp. 113-115
(plur. opn. of Scalia, J.).)

There was no majority opinion in Michael H.
Justice Scalia, writing for the plurality, found that the
alleged natural father had no “constitutionally protected
right” under the circumstances. (Michael H., supra, 491
US. at p. 129, fn. 7 (plur. opn. of Scalia, J.).) However,
Justice Stevens, who provided the fifth vote to uphold the
statutory scheme, expressly refused to endorse this
conclusion. Although concurring in the judgment, he
disagreed with the plurality’s rejection of “the possibility
that a natural father might ever have a constitutionally
protected interest in his relationship with a child whose
mother was married to, and cohabiting with, another man
at the time of the child’s conception and birth.” (/d. at p.
i33 (conc. opn. of Stevens, J.).) Indeed, he was “willing
to assume for the purpose of deciding [the] case that [the
alleged natural father’s] relationship with [the child] [was]
strong enough to give him a constitutional right to try to
convince a trial judge that (the child’s] best interest would
be served by granting him visitation rights.” (Jbid.)
However, Justice Stevens found the statutory scheme
“consistent with the Due Process Clause” because he was

86

“convinced that the trial judge had the authority under
state law both to hear [the alleged natural father’s] plea for
visitation rights and to grant him such rights if [the
child’s] best interests so warranted... .” (id. at p. 136
(conc. opn. of Stevens, J.).)

Justices White and Brennan filed separate dissents.
In his dissent, Justice White, joined by Justice Brennan,
found that the alleged natural father had “a liberty interest
that cannot be denied without due process of the law .. . .”
(Michael H., supra, 491 U.S. at p. 157 (dis. op. of
White, J.).) Justice White cited the court’s prior cases
recognizing the liberty interest of a natural father in his
relationship with his child, noting that none of those cases
indicated “that the father’s rights were dependent on the
marital status of the mother or biciogical father.” (Jbid.)
The “basic principle” is that “an unwed father who has
demonstrated a sufficient commitment to his patemity by
way of personal, financial, or custodial responsibilities has
a protected liberty interest in a relationship with his child.”
(id. at pp. 157-158, fn. omitted (dis. opn. of White, J.).)
Justice White stressed that the natural father “ha[d]
since the very time of the child’s birth.” (Jd. at p. 159
(dis. opn. of White, J.).) He also noted a previous high
court decision suggesting that states “must provide a
biological father of an illegitimate child the means by
which he may establish his paternity so that he may have
the opportunity to develop a relationship with his child.”
(Ibid.) Quoting Lehr, supra, 463 U.S. at page 261,
Justice White explained: “ “When an unwed father
demonstrates a full commitment to the responsibilities of
parenthood by “com[ing] forward to participate in the
rearing of his child” [citation], his interest in personal
the Due Process Clause.’ [Citation.]” (Michael H.,
supra, 491 U.S. at p. 160 (dis. opn. of White, J.).)

Justice Brennan, in a dissent joined by Justices

87

Marshall and Blackmun, also found that the alleged
natural father had a constitutional “liberty interest in his
relationship” with the child. (Michael H., supra, 491 US.
at p. 136 (dis. opn. of Brennan, J.).) Like Justice White,
Justice Brennan explained that “marriage is not decisive in
the parental relationship under consideration.” (id. at p.
144 (dis. opn. of Brennan, J.).) Also like Justice White,
Justice Brennan quoted Lehr, supra, 463 U.S. at page
261, in declaring that the interest of an unwed father in
protection he “ ‘demonstrates a full commitment to
the responsibilities of parenthood by “com{ing] forward to
participate in the rearing of his child... .”"” (Michael
H., supra, 491 US. at p. 143 (dis. opn. of Brennan, J.).)
Summarizing the “common ground shared by a majority
of” the high court, Justice Brennan explained: “Five
Members of the Court refuse to foreclose ‘the possibility
that a natural father might ever have a constitutionally
protected interest in his relationship with a child whose
mother was married to, and cohabiting with, another man
at the time of the child’s conception and birth.”
[Citations.] Five Justices agree that the flaw imhering in a
conclusive presumption that terminates a ituti

interest without any hearing whatsoever is a

one. [Citations.] Four Members of the Court

agree that [the alleged natural father] has a liberty interest
in his relationship with [the child] [citations], and one
assumes for purposes of this case that he does [citation].”
(Michael H., supra, 491 U.S. at p. 136, original italics
(dis. opn. of Brennan, J.).)

Lehr, the decision that both Justices Brennan and
White quoted in their Michael H. dissents, is perhaps even
more instructive on the issue before us. There, an alleged
natural father sought to overtum an order of a New York
state court granting a petition for adoption of a child by
the mother’s husband. The mother had married her

88

husband eight months after the child’s birth. (Lehr, supra,
463 U.S. at p. 250.) The adoption petition was filed when
the child was two years old. (Jbid.) During the child’s
mother and child or provided them with financial support.
(id. at p. 252.) The alleged natural father was not sent
notice of the adoption proceeding and learned of it only
four days before a court granted the adoption petition. (/d.
at pp. 252-253.) In seeking to overturn the adoption
order, he aryjued that the state had impermissibly
extinguished his constitutional liberty interest in the
potential relationship with his child without due process of
law. (Ud. at p. 255.)

Although the high court affir aed the adoption order,
its reasoning indicates that the alleged natural father had a
constitutional liberty interest that entitled him to duc
process, despite his initial lack of effort to have contact
with the child. In the first part of its opinion, the court
“consider[ed] the nature of the interest in liberty for which
{the alleged natural father] claims constitutional protection
....” (Lehr, supra, 463 U.S. at p. 256.) The court

is that it offers the natural father an app<<tunity that no
other male possesses to develop a relationship with his
offspring. If he grasps that opportunity and accepts some
measure of responsibility for the child’s future, he may
enjoy the blessings of the parent-child relationship and
make uniquely valuable contributions to the child’s
development. If he fails to do so, the Federal Constitution
will not automatically compel a state to listen to his
opinion of where the child’s best interests lic.” (Id. at p.
262, fn. omitted.) The court noted that the alleged natural
or financial relationship with [the child], and he did not

89

seek to establish a legal tie until after she was two years
old.” (Ibid., fn. omitted.) Despite this lack of effort, the
court stated that it had to determine whether New York’s
statutes “adequately protected (the alleged natural
father’s] opportunity to form such a relationship.” (/d. at
p. 263, italics added.)

The court then considered, and found
constitutionally adequate, the procedures New York
afforded natural fathers. Under the statutory scheme, any
man who filed with the state’s “putative father registry” or
who fell within certain listed classes of possible unwed
fathers was entitled to notice of any adoption

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386003_1019%3A1. Public record. Not legal advice.
