# Opposition Brief — Chrissy F. v. Dale

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1994
- **Citation:** 510 U.S. 1214

## Text

No. 93-754

IN THE

Supreme Court of the United States

OCTOBER TERM, 1993

Curissy F., By Her Next Friend And Guardian
Ad Litem, DONNA MEDLEY,
: Petitioner,

SEBE DALE, Jr., Individually and as Chancellor for the
Tenth Chancery Court District of Mississippi, Gar-
LAND UPTON, Individually and as Referee of the
Marion County Youth Court, PHILLIP BROADHEAD and

FRED COOPER, Respondents.

On Petition for a Writ of Certiorari to the
United States Court of Appeals
for the Fifth Circuit

BRIEF IN OPPOSITION

MIKE MOORE

Attorney General

State of Mississippi
JAMES F.. STEEL

Deputy Attorney General
ROBERT SANDERS *
Assistant Attorney General
Post Office Box 220

450 High Street, 5th Floor
Jackson, Mississippi 39205
(601) 359-3680

Counsel for Respondents

February 24, 1994 * Counsel of Record

WILSON - Eras PRINTING Co.,. INC. - 789-0096 - WASHINGTON, D.C. 20001

QUESTIONS PRESENTED

Was the Court of Appeals consistent with well-
established precedent in dismising the Defendants claim
due to lack of subject matter jurisdiction?

(i)

TABLE OF CONTENTS

Page
Ree ae Pe ee .............c.......--.2....-............. iv
lope 8 UN ot) ee Miliniibcdiduaueeee. 1
SaAcuaee INVOLVED ............................................... yr
STATEMENT OF THE CASE ._...... 2
REASONS WHY THE PETITION SHOULD BE
a OS a da oe 7
THE COURT OF APPEALS’ JUDGMENT DIS-
MISSING THE DEFENDANTS DUE TO LACK
OF SUBJECT MATTER JURISDICTION IS
CORRECT AND WAS CONSISTENT WITH
WELL-ESTABLISHED PRECEDENT ....____. 7
Rae SEAT ge 19

(iii)

iv

TABLE OF AUTHORITIES

CASES Page

Atlantic Coast Line R. Co. v. Locomotive Engi-
neers, 398 U.S. 281, 26 L.Ed.2d 234, 90 S.Ct.

PE ID idea occecinikci seit eee tee geal 8,17
Carbonell v. La. Dept .of Health and Human

Services, 772 F.2d 185 (1985) ..................... ET 8, 10
Centifanti v. Nix, 865 F.2d 1422 (8rd Cir. 1988) .. 17

Chrissy F. By Medley v. Mississippi Department
of Public Welfare et al., 780 F. Supp. 1104 (S.D.

ee nr ee ae 2
Czura v. Supreme Court of South Carolina, 813
We GR CA Ga, TID ances nes enerescsacetcen ees 17

District of Columbia Court of Appeals v. Feldman,
460 U.S. 462, 75 L.Ed.2d 206, 103 S.Ct. 1303

I oes actng ean eee ek ee passim
Hagerty v. Succession of Clement, 749 F.2d 217
On ee ec ee ee ea 11

Hale v. Harney, 786 F.2d 688 (5th Cir. 1986) ....11, 12, 13
Krempp v. Dobbs, 775 F.2d 1319 (5th Cir.

| ERR INS aL REE LO ee RN OU TOE NA RONEN ER 11
Razatos v. Colorado Supreme Court, 746 F.2d
Be ee Gr ata ccc pene tasesienes 15

Reed v. Terrell, 759 F.2d 472 (5th Cir. 1985) ....10, 11, 12
Ritter v. Ross, 992 F.2d 750 (7th Cir. 1993) ....13, 14, 15
Rooker v. Fidelity Trust Co., 263 U.S. 413, 68

L.Ed.2d 362, 44 S.Ct. 149 (1928) .....00000002l.... 8,10, 17
Schneider v. Colegio de Abogados de Puerto Rico, :

jive» € . Bol ae: Sy, | PAaeneeupernmnscemamrae 16, 17
Worldwide Church of God v. McNair, 805 F.2d

Re Re ae ence ener 18,19

STATUTES AND RULES ;

EE ccc ee Re FB |
af ted i |. "Fy SINR endita okg a ineens pi nueA irs Dior een tan paon 4

AA oN GE vines catnancnadenin cca nainapeuaaenieapmouteaanets 4

IN THE
Supreme Court of the United States

OCTOBER TERM, 1993

No. 93-754

Curissy F., By Her Next Friend And Guardian
Ad Litem, DONNA MEDLEY,
- Petitioner,
SEBE DALE, Jr., Individually and as Chancellor for the
Tenth Chancery Court District of Mississippi, GAR-
LAND UPTON, Individually and as Referee of the
Marion County Youth Court, PHILLIP BROADHEAD and

FRED COOPER,
RED Coo Respondents.

On Petition for a Writ of Certiorari to the
United States Court of Appeals
for the Fifth Circuit

BRIEF IN OPPOSITION

INTRODUCTION

Respondents State of Mississippi, et al., respectfully
request that this Court deny the petition for a writ of
certiorari, seeking review of the opinion of the United
States Court of Appeals for the Fifth Circuit. That opin-
ion is reported at 995 F.2d 595 (Sth Cir. 1993). The
Court of Appeals properly dismissed two Defendants
because it did not have jurisdiction to grant injunctive
relief.

__————n i

2

STATUTES INVOLVED
28 U.S.C. § 1257 State courts; certiorari

(a) Final judgments or decrees rendered by the
highest court of a State in which a decision could be
had, may be reviewed by the Supreme Court by
writ of certiorari where the validity of a treaty or |
statute of the United States is drawn in question or |
where the validity of a statute of any State is drawn
in question on the ground of its being repugnant to |
the Constitution, treaties, or laws of the United
States, or where any title, right, privilege, or im-
munity is specially set up or claimed under the Con-
stitution or treaties or statutes of, or any commis-
sion held or authority exercised under, the United
States.

(b) For the purposes of this section, the term
“highest court of a State” includes the District of
Columbia Court of Appeals.

STATEMENT OF THE CASE

A carefully detailed statement of the facts leading up
to this litigation can be found in the district court's
memorandum opinion and order in Chrissy F. By Medley
v. Mississippi Department of Public Welfare et al., 780
F. Supp. 1104 (S.D. Miss. 1991). The Fifth Circuit
adopted these facts in Chrissy F. By Medley v. MS. Dept.
of Public Welfare, et al., 995 F.2d 595 (Sth Cir. 1993).
A brief outline of the procedural history of this case
follows.

On July 8, 1988, Donna Medley, a California resident,
filed a Complaint in the United States District Court for
the Southern District of Mississippi on behalf of Chrissy
F., a Mississippi minor, alleging that the Defendants had
violated Chrissy F.’s substantive and procedural due
process rights. The complaint alleged violations of fed-
eral statutory rights as well as pendent state claims. The
Complaint requested that declaratory judgment be

iene ili

3

granted against defendants Mississippi Department of
Public Welfare (MDPW); Thomas H. Brittain, Commis-
sioner of MDPW; Mississippi Attorney General Mike
Moore; Sebe Dale, Jr., Chancellor of the Tenth Chan-
cery Court District of Mississippi; Richard Douglass, Dis-
trict Attorney for the Fifteenth Circuit Court District:
Sharon Whitt, Supervisor of the Marion County Welfare
Department; Jeanette Werbly, Supervisor of the Hancock
County Welfare Department; Angela Lacy, a caseworker
with the Marion County Welfare Department; Dr.
Franklin D. Jones; Dr. S$. Kimball Love; Timothy Charles
Foxworth, father of Chrissy F.; and Does 1-25, alleging
that these defendants had violated the minor’s right not
to be deprived of state and federally created benefits of
life, liberty and pursuit of happiness, rights of freedom
from harm in violation of the Fourteenth Amendment,
42 U.S.C. § 5103, et seg., and an order allegedly issued
by the Juvenile Court of the San Francisco Superior
Court of California.

At its heart the Complaint sought to have the United
States District Court set aside the custody rulings of
Chancellor Dale and award custody of Chrissy F. to the
San Francisco Department of Social Services (SFDSS)
or to place her in a neutral and stable setting, with no
maternal or paternal relatives, in cooperation with the
National Children’s Advisory Center in Huntsville, Ala-
bama. In addition, the Complaint sought an order re-
quiring all defendants to pay for a comprehensive phys-
ical, psychological and psychiatric evaluation of Chrissy
F., and to force them to file a petition in the Youth Court
of Hancock County, Mississippi, on behalf of the minor,
to immediately investigate and pursue reports of sexual
and psychological abuse. It requested the District Court
to order:

(1) Any investigation to include in-depth recorded
interviews of all professionals and relatives who
had known Chrissy F. since 1984;

4

(2) Regular visitation with her brothers, maternal
great-grandmother, and others, as arranged by |
the SFDSS or by the Huntsville Center;

(3) The permanent appointment of Donna Medley
as guardian ad litem and the retention of the |
Legal Services for Children, Inc., by Sheila
Brogna, as counsel, with arranged confidential
meetings and admittance pro hoc vice to repre-
sent Chrissy in all Youth Court proceedings;

(4) The recusal of Chancellor Dale and Marion
County Youth Court Referee Garland Upton
from any and all ‘future proceedings relating to
Chrissy F.; and

(5) Fred Cooper, Phillip Broadhead, Dr. Love, Dr.
Jones, and District Attorney Douglass not to be
parties to, actively involved in, or work to pre-
pare any subsequent state proceedings concern-
ing Chrissy.

Additionally, the Complaint sought Fifty Thousand
Dollars ($50,000) in compensatory damages and One
Hundred Thousand Dollars ($100,000) in punitive dam-
ages against defendants Brittain, Douglass, Whitt, Werb-
ley, Lacy, Foxworth, Cooper, Broadhead, Jones, Love
and Does 1-25, jointly and severally.

The state defendants filed a Motion to Dismiss pur-
suant to F.R.C.P. 12 (b)(1), or in the alternative, Mo-
tion to Dismiss pursuant to F.R.C.P. 12 (b)(6). On
August 26, 1988, the United States District Court
granted the F.R.C.P. 12(b)(1) motion, finding that the
Complaint was “inextricably intertwined” with the state
court judgment. The United States Court of Appeals for
the Fifth Circuit reversed that ruling and directed the
District Court to appoint a guardian ad litem or “next
friend” for Chrissy or enter a finding that Chrissy’s in-
terests in these proceedings were adequately protected
without such an appointment. Chrissy F. v. MS. Dept of
Public Welfare, et al., 883 F.2d 25 (Sth Cir. 1989).

ha necensciencaimennsaeialiilll

5

The District Court conducted an evidentiary hearing and
appointed Ms. Medley as guardian for Chrissy F. Dr.
Franklin Jones, Dr. Kimble Love and Attorney General
Mike Moore were dismissed as defendants by agreement
with the plaintiff.

The remaining parties conducted extensive discovery
and depositions. The Defendants filed various motions
to dismiss and or for summary judgment on the grounds
of Eleventh Amendment immunity, qualified immunity,
absolute judicial immunity and absolute prosecutorial
immunity.

On April 27, 1990 the Defendants’ Motions were
granted in part and denied in part by the district court:
the State and all individual Defendants were immune
from damages in their official capacities, the Guardian
ad Litem had absolute immunity, the District Attorney
did not have absolute immunity, and the other state offi-
cials were not conclusively entitled to qualified immunity.
The Fifth Circuit affirmed this holding of the District
Court in all respects. Chrissy F. By Medley v. MS. De-
partment of Public Welfare, et al., 925 F.2d 844 (Sth
Cir. 1991).

On June 10, 1991 the District Court held a trial on
the merits. On December 6, 1991, the District Court
issued a sixty-four (64) page Memorandum Opinion and
Order. The opinion dismissed all remaining claims
against all Defendants except Chancellor Dale and Youth
Court Referee Upton. The Court found Cooper and
Broadhead (the Guardian Ad Litems) and Foxworth
(Chrissy F.’s father) were not acting under color of
State law, because 42 U.S.C. § 1983 only authorizes a
court to grant relief when a party’s federally protected
rights have been violated by a person acting under color
of state law, these Defendants were dismissed. Foxworth
was dismissed as a Defendant because he was not acting
under color of law. The Court further found: the Plain-
tiff failed to establish a deprivation of a liberty interest

ie

6

in personal safety within the purview of the due process
clause by Defendants Dale, Douglas and Brittain; Plain-
tiffs right of access to the courts was not violated by
Dale or the Marion County Welfare Department or the
Hancock County Welfare Department via the failure to
transfer the proceeding from chancery to youth court
upon making of the initial allegation of abuse by Singley
in a custody hearing; the plaintiff failed to establish a
claim of deprivation of right of access to the courts based
on Defendants’ failure to act on Defendants’ affirmative
action except for two instances: 1) Judge Dale inter-
fered with Chrissy’s right to have her interests adjudi-
cated in a court of competent jurisdiction by continuing |
to act in light of the relinquishment of Chancery juris-
diction and ordering examinations of Chrissy which
served as the basis for a change in her legal and custodial
status or, in the alternative, that even if Judge Dale did
retain some form of jurisdiction which enabled him to
issue the custody orders which were forthcoming, he still
deprived Chrissy of her right of access to the court in
that her guardian ad litems were not informed of nor
present at the hearing and that no record was made of
this proceeding from which an adequate appeal could
have been made. 2) Defendant Upton violated Chrissy’s
right of access to the Courts with a proceeding which
lacked substance and deprived Chrissy F. of representa-
tion.

The District Court ordered that Defendant Upton, in
his capacity as Referee of the Marion County - Youth
Court, be enjoined to conduct a new youth court pro-
ceeding for the benefit of Chrissy F. regarding the allega-
tions of sexual abuse. Dale and Upton appealed the dis-
trict court decision and Medley cross appealed as to all
other Defendants. On July 7, 1993 in Chrissy F. By
Medley v. MS. Department of Public Welfare, et al., 995
F.2d 595 (Sth Cir. 1993), the Fifth Circuit held that the
District Court had no jurisdiction to grant injunctive re-
lief and otherwise affirmed as to the other five Uefendants.

7
REASONS WHY THE PETITION SHOULD BE DENIED

THE COURT OF APPEALS’ JUDGMENT DISMISS-
ING THE DEFENDANTS DUE TO LACK OF SUB-
JECT MATTER JURISDICTION IS CORRECT AND
WAS CONSISTENT WITH WELL-ESTABLISHED
PRECEDENT.

Petitioner argues that the U.S. Supreme Court should
hear this case because. there is a conflict among the courts
of appeal as to the application and scope of the Rooker-
Feldman Doctrine. The Respondents respectfully dis-
agree.

The Rooker-Feldman Doctrine finds its origin in 28
U.S.C. § 1257. As the commentary following the statute
points out, this “section governs the routing of cases from
the highest state courts to the U.S. Supreme Court.” 28
U.S.C. § 1257 states:

28 USC § 1257 State courts; certiorari

(a) Final judgments of decrees rendered by the
highest court of a State in which a decision could be
had, may be reviewed by the Supreme Court by writ
of certiorari where the validity of a treaty or statute
of the United States is drawn in question or where
the validity of a statute of any State is drawn in
question on the ground of its being repugnant to the
Constitution, treaties, or laws of the United States,
or where any title, right, privilege, or immunity is
specially set up or claimed under the Constitution or
treaties or statutes of, or any commission held or
authority exercised under, the United States.

(b) For the purposes of this section, the term
“highest court of a State” includes the District of
Columbia Court of Appeals.

The Rooker-Feldman Doctrine stands for the proposi-
tion that 28 U.S.C. § 1257 bars direct review in the
lower federal courts of a decision reached by the highest
State court because such authority is vested solely in the
United States Supreme Court. District of Columbia Court

8

of Appeals v. Feldman, 460 U.S. 462, 75 L.Ed.2d 206,
103 S.Ct. 1303 (1983); Atlantic Coast Line R. Co. v.
Locomotive Engineers, 398 U.S. 281, 296, 26 L.Ed.2d
234, 90 S.Ct. 1739 (1970); Rooker v. Fidelity Trust
Co., 263 U.S. 413, 415-416, 68 L.Ed.2d 362, 44 S.Ct.
149 (1923).

In Chrissy F. By Medley v. MS. Department of Public
Welfare, et al., 995 F.2d 595 (Sth Cir. 1993), the Court
of Appeals for the Fifth Circuit held that the Federal
District Court did not have jurisdiction to grant injunc-
tive relief. The Court held:

The record in this case reveals that the plaintiff’s
suit is ‘patently an attempt to collaterally attack the
validity of [the state court judgment].’ Almon v.
Sandlin, 603 F.2d 503, 506 (Sth Cir. 1979). As
the district court originally believed, this suit, insofar
as it seeks a new adjudication of Chrissy’s alleged
abuse and custody, is ‘inextricably intertwined’ with
the state court’s rulings against the appellants. Feld-
man, 460 U.S. at 483 n.16.

Chrissy F. By Medley v. MS. Department of Public Wel-
fare, et al., 995 F.2d 595 (Sth Cir. 1993), citing District
of Columbia Court of Appeals v. Feldman, 460 U.S. 462,
75 L.Ed.2d 206, 103 S.Ct. 1303 (1983).

The federal district court, as a court of limited original
jurisdiction, has no authority to entertain a plaintiff's col-
lateral attack upon state court orders or decrees. The
Fifth Circuit Court of Appeals stated in Carbonell v. La.
Dept. of Health and Human Services, 772 F.2d 185, 188
(1985):

The district court lacks jurisdiction to conduct that
exercise. As we held in Kimball v. The Florida Bar,
632 F.2d 1283, 1284 (Sth Cir. 1980):

Stripped to its essentials, Kimball’s petition for
declaratory and injunctive relief asks the fed-
eral district court to reverse a final, definitive

9

state court order. As we stated in Lampkin-
Asam v. Supreme Court of Florida, 601 F.2d
760 (Sth Cir. 1979): “This Court has held on
numerous occasions that federal district courts
do not have jurisdiction under 42 U.S.C. § 1983
or any other theory to reverse or modify the
judgments of state courts.” We echo that it “is
axiomatic that a federal district court, as a
court of original jurisdiction, lacks appellate
jurisdiction to review, modify, or nullify a final
order of a state court. 28 U.S.C. § 1257(3).”
Id. The proper forum for the relief Kimball
now seeks was the United States Supreme Court.

It is hornbook law that § 1983 does not create a
federal cause of action but, rather, a remedy for the
vindication of other federal statutory or constitu-
tional rights. That those rights have been adjudicated
in a state court under concurrent § 1983 jurisdiction
or under a state cause of action is of no moment: once
a determination has been made by a state court
relative to the existence or nonexistence of a federal
right, and any possible infringement of that right,
the only avenue of review is to the United States
Supreme Court via 28 U.S.C. § 1257(3). As a panel
of this court observed:

A federal district court, as a court of limited
original jurisdiction, lacks power to review, mod-
ify or nullify a final order of a state court. Nor
can a party, aggrieved by a judicial decision of
a Sstate’s highest court, invest a lower federal
court with such jurisdiction by clothing his or
her grievance in the garb of § 1983 and alleg-
ing that the decision of the state court deprived
him or her of constitutionally protected rights
or interests . . . A party seeking relief from
such an allegedly unconstitutional action by a
State court may seek review in only one federal
court—the United States Supreme Court.

Dasher v. Supreme Court of Texas, 650 F.2d 711,
714-15 (Sth Cir. 1981), rev’d on other grounds,

10

658 F.2d 1045 (Sth Cir. 1981) (on reh’g), reh’g
opinion disapproved, District of Columbia Court of
Appeals v. Feldman, 460 U.S. 462, 482 n.16 (1983).
See also, Brown. vy. Chastain, 416 F.2d 1012 (Sth
Cir. 1969); Gresham Park Community Organization
v. Howell, 652 F.2d 1227 (Sth Cir. 1981).

The Respondents respectfully maintain that the Fifth
Circuit Court of Appeals properly ruled that the Federal
District Court lacked subject matter jurisdiction to enter-
tain the Plaintiffs complaint in this action because the
only relief granted by the District Court was reversal of
state court decisions and remdnd of the case for a new
trial.

In her petition for writ of certiorari, the petitioner
alleges that the District Court has subject matter jurisdic-
tion of this action based upon 42 U.S.C. $§$ 1983, 1985,
the Fourteenth Amendment, 28 U.S.C. §$ 1331 and
1343(3).

Neither §$ 1331 nor § 1343 grant the District Court
subject matter jurisdiction over the Plaintiffs Complaint.
Both of these sections refer to the “original jurisdiction”
of the District Court. It is, of course, well settled that
the District Courts have no appellate jurisdiction; there-
fore, the district courts are not empowered to review
decisions by the state courts. Rooker vy. Fidelity Trust
Co., 263 U.S. 413, 44 S.Ct. 149, 68 L.Ed.2d 362 (1923);
District of Columbia Court of Appeals, et al. v. Feldman,
460 U.S. 462, 103 S.Ct. 1303, 75 L.Ed.2d 206 (1983);
Carbonell, supra (Sth Cir. 1985).

In its original August 26, 1989 dismissal of this action,
the District Court found that it had no authority to review
the earlicr determinations of the Mississippi state courts.
Citing Reed v. Terrell, 759 F.2d 472 (Sth Cir. 1985),
and District of Columbia Court of Appeals v. Feldman,
460 U.S. 462, 103 S.Ct. 1303, 75 L.Ed.2d 206 (1983),
the District Court found that the relief sought by plaintiff

11

was “inextricably intertwined” with the state court deci-
sions in the case.

On at least six occasions since 1984, the Fifth Circuit
Court of Appeals has reiterated the clear principle that a
federal district court has no Original jurisdiction to enter-
tain a plaintiff’s collateral attack upon state court orders
or decrees and has repeatedly admonished litigants by
penalty of sanction for filing and pursuing such actions.
Hagerty v. Succession of Clement, 749 F.2d 217, 220
(Sth Cir. 1984); Reed y. Terrell, supra; Carbonell y.
Louisiana Department of Health & Human Resources,
772 supra; Krempp v. Dobbs, 775 F.2d 1319, 1322 (Sth
Cir. 1985); Hale v. Harney, 786 F.2d 688 (Sth Cir.
1986); Corpus Christi Taxpayers v. City of Corpus
Christi, 858 F.2d 973, 976-977 (5th Cir. 1988).

In reaching its conclusion in Chrissy F. By Medley vy.
MS. Department of Public Welfare, et al., 995 F.2d 595
(Sth Cir. 1993), the Fifth Circuit relied heavily on the
factually analogous case of Reed vy. Terrell, 759 F.2d
472 (Sth Cir. 1985). Reed stands for the proposition
that a Federal District Court has no Original jurisdiction
to entertain a plaintiff's collateral attack upon a final
State court judgment. An excellent Summary of the ap-
plicable law in this regard is set forth in Reed, where
Parties in state court custody proceedings brought a § 1983
action in federal court against the state court judge and
clerk and claimed that an order awarding fees in the
State court proceeding deprived them of federa! consti-
tutional rights. The Fifth Cirewit Court of Appeals stated:

In dismissing the plaintiffs’ actions, the district court
did not err. It is well-settled principle that a plaintiff
may not seek a reversal in federal court of a state
court judgment simply by casting his complaint in
the form of a civil rights action Hagerty v. Succession
of Clement, 749 F.2d 217, 220 (Sth Cir. 1984) (no
jurisdiction to review state court judgment where
appeal taken through state court system; Sawyer v.

12

Overton, 595 F.2d 252 (Sth Cir. 1979). Moreover,
the Supreme Court has stated that a “United States
District Court has no authority to review final judg-
ments of a state court in judicial proceedings.” Dis-
trict of Columbia Court of Appeals v. Feldman, 460
U.S. 462, 482, 103 S.Ct. 1303, 1315, 75 L.Ed.2d
206 (1983). While a losing party in state court
proceedings may be able in some instances to sue in
federal court to “mount a general challenge to the
constitutionality” of a state statute or rule, Feldman,
460 U.S. at 483, 103 S.Ct. at 1316, no such situation
is presented in the instant case. As the federal dis-
trict court in the instant case noted, the “essential
relief” sought by the plaintiffs is reversal of the state
court award of attorney’s fees against them. District
Court op., at 1. Indeed, this Court’s review of the
record in the instant case reveals that the plaintiffs’
Suit is “patently an attempt to collaterally attack the
validity of the [state court judgment].” Almon v.
Sandlin, 603 F.2d 503, 506 (Sth Cir. 1979). See
also Kimball v. Florida Bar, 632 F.2d 1283, 1284
& n.3 (Sth Cir. 1980) (federal complaint, in es-
sence, sought reversal of state court judgment al-
though cast in form or general constitutional attack ).
A review of the plaintiffs’ pleadings and arguments
in the instant case reveals that this suit is “inextrica-
bly intertwined” with the state court’s awards against
the plaintiffs. Feldman, 460 U.S. at 483, n.16, 103
S.Ct. at 1315, n.16. Thus, the district court did not
err in dismissing the instant suit for want of juris-
diction.

Reed, 759 F.2d at 473-474 (footnotes omitted).

Similarly, in Hale v. Harney, 786 F.2d 688 (Sth Cir.
1986) the court reiterated:

vudicial errors committed in state courts are for
correction in the state court system, at the head
of which stands the United States Supreme Court;
such errors are no business of ours.

13

We hold no warrant to review even final judgments
of state courts, let alone those which may never take
final effect because they remain subject to revision
in the state appellate system. Constitutional ques-
tions as these are, to employ the Supreme Court’s
phrase in Feldman, “inextricably intertwined” with
questions of the validity of the state court’s decree,
questions reviewable in the state system; and the
district court correctly dismissed the complaint con-
taining them as beyond its jurisdiction.
Hale, 786 F.2d at 691.

The rule against collateral attacks applies to federal
actions “which candidly seek review of the state court
decree” as well as to rulings of those courts which are
closely related to such decree, and are thus “inextricably
intertwined” with same. J/d., District of Columbia Court
of Appeals v. Feldman, 460 U.S. 462, 482, 75 L.Ed.2d
206 (1983).

Respondents do not agree with the petitioner that there
are conflicting decisions and applications of the Rooker-
Feldman Doctrine by the Courts of Appeal. While there
may be no bright line rule that determines when a federal
claim is so “inextricably intertwined” with a state court
judgment this does not mean that the Courts of Appeal
have acted in a non-uniform fashion. The Courts of
Appeal have consistently applied the same test to deter-
mine whether or not a federal claim is so “inextricably
intertwined” with a state court judgment that the Federal
District Court would lack subject matter jurisdiction. The
test used to determine this is to whether the federal court
is actually reviewing a state court decision. Ritter v.
Ross, 992 F.2d 750 (7th Cir. 1993), is a good illustra-
tion of this point. It states:

[t]here is, unfortunately, no bright line that sep-
arates a federal claim that is “inextricably inter-
twined” with a state court judgment from a claim
that is not so intertwined. The crucial point is

14

whether “the district court is in essence being called
upon to review the state-court decision.” Feldman,
460 U.S. at 483-484 n.16, 103 S.Ct. at 1316 n.16.

Id. at 754.

That there is no bright line rule does not mean that
there is an inconsistency in the use or application of the
Rooker-Feldman Doctrine. While the Seventh Circuit
Court of Appeals admitted in Ritter that there was no
bright line rule, it went on to apply the test that is always
used in analyzing whether a federal claim is “inextricably
intertwined” with a state court judgment so that the Fed-
eral District Court would lack subject matter jurisdic-
tion. In Ritter the Court stated:

[i]t is settled that “a plaintiff may not seek a
reversal of a state court judgment simply by casting
his complaint in the form of a civil rights action.”
Hagerty v. Successions of Clement, 749 F.2d 217,
220 (Sth Cir. 1984), cert. denied, 474 U.S. 968,
106 S.Ct. 333, 88 L.Ed.2d 317 (1985); accord
Guess v. Board of Medical Examiners, 967 F.2d
998, 1005 (4th Cir. 1992) (“Artificial attempt to
redefine the relief sought are not sufficient to over-
come the requirements of Feldman.”); Owens-Corn-
ing Fiberglass Corp. v. Moran, 959 F.2d 634, 635
(7th Cir. 1992) (section 1983 does not automat-
ically permit federal court to review state judicial
decision); Worldwide Church of God v. McNair,
805 F.2d 888, 893 (9th Cir. 1986) (Feldman ap-
plies in § 1983 context); Lynk v. LaPorte Superior
Court, 789 F.2d 554, 563 (7th Cir. 1986) (federal
courts rebuff efforts to retry state suite in federal
courts under section 1983).

We must distinguish whether the Ritters are ask-
ing a federal court to review the state court judg-
ment through use of their section 1983 action or
instead are mounting a general challenge to the Wis-

15

consin statute which authorized the foreclosure of
the tax lien.

[emphasis added].
Id. at 754.

Not surprisingly, regarding the Rooker-Feldman Doc-
‘rine, the Fifth Circuit has held just as the Seventh Cir-
cuit Court of Appeals held in Ritter. In a case involving
litigation over a disputed foreclosure judgment, where
the landowners commenced a § 1983 action against the
county and appropriate officials, the Fifth Circuit found
that the landowners,

like the plaintiff in Rooker, are essentially seeking a
federal district court appeilate review of a state
judicial proceeding; their claim against Defendants
are inextricably intertwined with the merits of that
proceeding. As in Rooker, the lower federal courts
have no jurisdiction over this complaint.” See Leaf
v. Supreme Court of Wisconsin, 979 F.2d 589, 598
(7th Cir. 1992); See also Guess, 967 F.2d at
1003-04 (“A plaintiff may not relitigate in federal
court a particularized challenged to an adjudication
against him in state court.”).

Id. at 755.

Petitioner cites Razatos v. Colorado Supreme Court,
746 F.2d 1429, 1433 (10th Cir. 1984) in support of her
proposition that the Rooker-Feldman Doctrine has been
inconsistently applied. Again, the Respondents take issue
with this assertion. In Razatos the Tenth Circuit Court
of Appeals followed the dictates of District of Columbia
Court of Appeals v. Feldman, 460 U‘S. 462, 103 S.Ct.
1303, 75 L.Ed.2d 206 (1983), to the tee. Citing Feld-
man and relying almost exclusively on that holding, the
Tenth Circuit found that the District Court lacked juris-
diction over the Colorado Supreme Court’s suspension of
Razatos, but had jurisdiction over Razatos’ constitutional
challenge to Colorado’s procedure for disciplining at-

16

torneys. Regarding the finding that the District Court had
jurisdiction over the latter, the Tenth Circuit did not
compromise this Court’s pronouncement in Feldman:

[w]e have recognized that state supreme courts may
act in a nonjudicial capacity in promulgating rules
regulating the bar . . . . Challenges to the constitu-
tionality of state bar rules, therefore, do not neces-
sarily require a United States District Court to re-
view a final state-court judgment in a judicial pro-
ceeding. Instead, the District Court may simply be
asked to assess the validity of a rule promulgated
in a nonjudicial proceeding. If this is the case, the
District Court is not reviewing a state-court judicial
decision.

Id. at 485-486.

The exact same factual situation appeared in the United
States Court of Appeals for the First Circuit in Schneider
v. Colegio de Abogados de Puerto Rico, 917 F.2d 620,
629 (1st Cir. 1990), cert. denied, U.S. 112
S.Ct. 865 (1992). The United States Court of Appeals
for the First Circuit wrote:

[i]t is well-established that lower federal courts have
no jurisdiction to hear appeals from state court deci-
sions, even if the state judgment is challenged as un-
constitutional. Review of state decisions may be
obtained only in the United States Supreme Court.
See D.C. Court of Appeals v. Feldman, 460 US.
462, 476, 103 S.Ct. 1303, 1311, 75 L.Ed.2d 206
(1983); Rooker v. Fidelity Trust Co., 263 U.S. 413,
416, 44 S.Ct. 149, 150, 68 L.Ed.2d 362 (1923).
See also 28 U.S.C. § 1257. In Feldman, the Supreme
Court considered the so-called Rooker doctrine spe-
cifically in the context of attorney challenges to rules
and regulations governing the bar, in that instance
relating to bar admission. The Court carefully dis-
tinguished between “general challenges to state bar
rules, promulgated by state courts in nonjudicial pro-
ceedings”—for which there is jurisdiction in the

17

lower federal courts—and “challenges to state-court
decisions in particular cases arising out of judicial
proceedings,” 460 U.S. 486, 103 S.Ct. at 1317—
for which there is not.

Id. at 628.

The Schneider court held that the plaintiffs challenged
the general system of mandatory bar membership as pre-
scribed by “the 1986 Rule,” rather than the outcome of
the specific case, allowing the district court subject matter
jurisdiction pursuant to Feldman.

In Centifanti v. Nix, 865 F.2d 1422 (3rd Cir. 1988),
the United States Court of Appeals for the Third Circuit
held that the federal district court had subject matter
jurisdiction where there was a “general challenge[] to
[a] state bar rule[].” In so holding the Court specifically
quoted the general rule in Feldman: that 28 U.S.C. § 1257
bars direct review in the lower federal courts of a decision
reached by the highest state court because such authority
is vested solely in the United States Supreme Court. Dis-
trict of Columbia Court of Appeals v. Feldman, 460 U.S.
462, 75 L.Ed.2d 206, 103 S.Ct. 1303 (1983); Atlantic
Coast Line R. Co. v. Locomotive Engineers, 398 U.S
281, 296, 26 L.Ed.2d 234, 90 S.Ct. 1739 (1970); Rooker
v. Fidelity Trust Co., 263 U.S. 413, 415-416, 68 L.Ed.2d
362, 44 S.Ct. 149 (1923). The Third Circuit went on to
quote the important qualification found in Feldman, also
employed in Schneider, which affords jurisdiction to the
United States district courts over general challenges to
state bar rules. Feldman at 486.

Likewise, in Czura v. Supreme Court of South Caro-
lina, 813 F.2d 644 (4th Cir. 1987), the United States
Court of Appeals for the Fourth Circuit found that despite
the plaintiffs contention that he was attacking the con-
Sstitutionality of a disbarment rule, the action was prop-
erly dismissed by the federal district court under Feld-
man because he did not even refer to such a rule-in his

18

complaint. In reaching their decision in Czura, the
Fourth Circuit utilized the Feldman analysis consistently
applied in the other circuits. Jd. at 646.

The Ninth Circuit explored this issue in Worldwide
Church of God v. McNair, 805 F.2d 888 (9th Cir. 1986).
Here the plaintiff brought a § 1983 action against state
officials contending that a state court jury verdict against
them for defamation, infliction of emotional distress, and
conspiracy was unconstitutional. The plaintiff requested
that the district court declare the state trial court verdict
unconstitutional and to enjoin state court enforcement of
the judgment. The District Court dismissed the case and

its dismissal was aflirmed by the Ninth Circuit Court of

Appeals who held that the district court lacked subject
matter jurisdictven over this case. In reaching this con-
clusion, the Ninth Circuit went through the now familiar
analysis, consistently used throughout the country. In
Worldwide Church of God v. McNair the Ninth Circuit
stated:
The United States District Court, as a court of orig-
inal jurisdiction, has no authority to review the final
determinations of a state court in judicial proceed-
ings. 28 U.S.C. § 1257 provides that the proper
court in which to obtain such review is the United
States Supreme Court. 7d. at 890.

The Court, citing Feldman, went on to say:

This doctrine applies even when the challenge to
the state court decision involves federal constitutional
issues. /d. at 891.

Finally the Ninth Circuit said:

Although the federal district court may not exer-
cise appellate jurisdiction over the judgment of a
state court, a district court does have jurisdiction
over a “general” constitutional challenge that does
not require review of a final state court decision in
a particular case. Jd. at 891.

———ee

19

Counsel opposite footnotes Worldwide Church of God
v. McNair at the end of a sentence which states: “as
numerous courts and scholars have acknowledged, the
precise meaning of ‘inextricably intertwined’ remains un-
clear, and this has resulted in conflict and inconsistencies.”
This case merely states that drawing a distinction between
1) general constitutional challenges that do not require
review of a final state court decision in a particular case
and 2) challenges to a particular judgment of a state
court over which a federal district court may not exercise
appellate jurisdiction, is a difficult task. Jd. at 891. The
fact that the analysis required is difficult, subtle, complex
or time consuming does not make its application incon-
sistent—it just means sometimes it’s hard.

CONCLUSION

Because the Fifth Circuit Court of Appeals properly
dismissed the defendants claim due to lack of subject mat-
ter jurisdiction, consistent with well established precedent,
the petition for a writ of certiorari should be denied.

Respectfully submitted,

MIKE MOORE
Attorney General
State of Mississippi

JAMES F.. STEEL
Deputy Attorney General

ROBERT SANDERS *
Assistant Attorney General

Post Office Box 220

450 High Street, 5th Floor
Jackson, Mississippi 39205
(601) 359-3680

Counsel for Respondents

February 24, 1994 * Counsel of Record

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386003_0753%3A2. Public record. Not legal advice.
