# Petition for Writ of Certiorari — Bovis v. California

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1996
- **Citation:** 519 U.S. 819

## Text

fp.

Supreme Court, U.S.
i | FIL#®D

No. 951 98 8 JUN 10 199%

OFFICE OF THE CLERK

n the
SUPREME COURT OF THE UNITED STATES

October Term, 1995

NICK JAMES BOVIS, Petitioner,
Vv.

STATE OF CALIFORNIA, Respondent.

On Petition for a Writ of Certiorari to the
Court of Appeal of the State of California
for the Sixth Appellate District

PETITION FOR A WRIT OF CERTIORARI

Arthur Dudley,
Counsel of Record

Page, Salisbury & Dudley
Attorneys at Law

605 Center Street

Santa Cruz, CA 95060
(408) 429-9966

Counsel for Petitioner

QUESTION PRESENTF’.

Whether petitioner was dwiied his
federal constitutional right whder the
Sixth Amendment to the United States
Constitut.on to have effective assistance
of counsel at trail where the sole and only
defense at trial was a lack of specific
intent due to a mental disease or mental
disorder, and no instruction was given to
the jury, or even requested by petitioner’s
trial counsel, relating the evidence of
mental disease or mental disorder to the
specific intent element of the charged

offense of robbery.

Page

QUESTION PRESENTED ..... i
TABLE OF AUTHORITIES .... iii
OPINION BELOW ..-+-«-ee.e i
JURESDICTION . « «© © ec ec eo « 1
CONSTITUTIONAL PROVISION
INVOLVED “ig “ein aes > Oe eg eae 2
STATEMENT. «© © © © © © @ e@ « 2

A. How the Federal Question

was Presented ... 2

B. The Pertinent Facts . 3
REASONS FOR GRANTING
THE PETITION “ar aN ee ae eee ee Re ae
CONSEWOeLON « © 2 © © © eo ew ow ew OA
APPENDIX A =- OPINION OF COURT

OF APPEAL OF CALIFORNIA,
SIXTH APPELLATE DISTRICT

APPENDIX B =- ORDER OF COURT OF
APPEAL DENYING PETITION
FOR REHEARING

APPENDIX C = ORDER OF SUPREME COURT

OF CALIFORNIA DENYING
PETITION FOR REVIEW

ii

(1986) 477 U.S. 365
(91 L.Ed.2d 305) ....e«« -@

(1984) 466 U.S. 668

[oe G0. 08 OTA es oe 2
STATE CASES CITED
14907). 63 Gal.9@ 272 «6 cs

(1992) 5 Cal.App.4th 917 ..

(1991) 54 Cal.3d 1103 ....

e0 V. no
(1974) 10 Cal.3d 703 ....

(1985) 171 Cal.App.3d 337...

CONSTITUTIONS CITED

U.S. Constitution, Sixth Amendment

FEDERAL STATUTES CITED

$6 8.628. 9 SOI 8A es ee

iii

27,

23

29

27

25

25

27

25

STATE STATUTES CITES
California Penal Code, § 211 ..... 2

California Penal Code,
“GOs ee SS
OTHER CITATIONS

California Jury Instructions -
Criminal (5th ed. 1996 Supp.) .. 25

iv

a 2 AA ath tne AN

IN THE SUPREME COURT OF THE UNITED STATES

October Term, 1995

NICK JAMES BOVIS, Petitioner,
Vv.

STATE OF CALIFORNIA, Respondent.

PETITION FOR A WRIT OF CERTIORARI
TO THE COURT OF APPEAL
OF THE STATE OF CALIFORNIA,
SIXTH APPELLATE DISTRICT

Nick James Bovis respectfully
petitions for a writ of certiorari to
review the judgment of the Court of Appeal
of the State of California for the Sixth
Appellate District in this case.

OPINION BELOW

The opinion of the Court of Appeal of
California, Sixth Appellate District
(Appendix A), is unreported.

JURISDICTION

The judgment of the Court of Appeal of
California, Sixth Appellate District, was
entered on December 13, 1995 (Appendix A).

The Court of Appeal denied a timely

1

-

petition for rehearing on January 12, 1996

(Appendix B). On March 13, 1996, the
Supreme Court of California denied a timely
petition for review (Appendix C).

The jurisdictica of this Court is
invoked under 28 U.S.C. § 1257(a).

CONSTITUTIONAL PROVISION INVOLVED

The Sixth Amendment of the United
States Constitution provides in pertinent
part, "In all criminal prosecutions, the
accused shall enjoy the right .. . to have

the Assistance of Counsel for his defense."

STATEMENT
A. How the Federal Question was
Presented:

In the Superior Court of Santa Clara
County, State of California, petitioner was
convicted by a jury of second degree
robbery with personal use of a firearm
(Cal. Pen. Code, §§ 211; 12022.5, subd.
(a)), and was sentenced to five years in
state prison.

The issue of petitioner receiving

ineffective assistance of counsel in the

trial court was raised for the first time
in the appellant’s opening brief filed by
petitioner in the Court of Appeal. The
Court of Appeal addressed that issue on its
merits in its written opinion (Appendix A)
and resolved the issue adverse to
petitioner. The issue of ineffective
assistance of counsel was then addressed in
a petition for rehearing filed by
petitioner in the Court of Appeal, and ina
petition for review filed by petitioner in
the Supreme Court of California; both of
those petitions were summarily denied
(Appendices B and C).

B. he acts:

The facts underlying petitioner’s
robbery conviction are adequately detailed
in the written opinion of the Court of
Appeal (Appendix A). Very briefly,
petitioner committed his robbery at
approximately 12:50 A.M. by going into a
Taco Bell restaurant in San Jose,
California, with a pistol, and ultimately

pointing the pistol at one of the employees

and then having the employee turn over to

petitioner all of the money in a cash
register; the total amount taken was a
little over $100.00. Petitioner left the
restaurant and was apprehended about 24
hours later.

Since the claim of ineffective
assistance of counsel centers upon the
failure of petitioner’s trial counsel to
request an appropriate instruction relating
the evidence of petitioner’s mental
disorders to the specific intent element of
the crime of robbery, the facts surrounding
petitioner’s mental disorders as developed
at trial are set forth beiow in some detail
(all references hereinbelow to "R.T." are
to the reporter’s transcript on appeal).

The whole thrust of the defense was
that as a result of two mental disorders
(bi-polar disorder and attention deficit
disorder) petitioner, at the time of the
alleged robbery, lacked the necessary
specific intent involved in that offense.

As a child, petitioner was very

4

ARBOR wt ete

hyperactive. Petitioner needed a tutor

until the fifth grade and thereafter was in
special education classes until high
school. (R.T. 183-186.) Petitioner
started using marijuana and alcohol when he
Was seven years old. (R.T. 311.)
Petitioner ultimately started using cocaine

and alcohol together in order to make

himself feel normal. (R.T. 312.) In high
school petitioner was very irritable,
nervous and hard to handle. Petitioner
would either argue with his parents or have
no communication with them. (R.T. 186.)
Later, after petitioner graduated from
college and began working in the San
Francisco Bay Area in research and
development for a company called Quake
Defense in 1986, petitioner worked six to
seven days a week, day and night, for a
period of three to four years. (R.T. 186-
187, 310-311.) Eventually, in 1990,
petitioner started smoking crack cocaine
and became addicted to that drug. (R.T.

312.) Petitioner started to believe that

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he had a contagious disease, that bugs came

out of his fingernails and that lice were
in his head. (R.T. 189.) By early 1992,
petitioner was unkept and withdrawn;
petitioner would move from motel to motel.
Also, petitioner lost all of the money he
had saved. (R.T. 188-189.) During that
time petitioner was taken to a hospital,

but only stayed 20 to 30 minutes before

leaving. (R.T. 189-190.)

In February 1992, Father Anthony
Kosturos, a pastor at a Greek Orthodox
Church, met with petitioner on four
occasions for at least two and one half
hours each time. On those occasions
petitioner was very agitated. (R.T. 177.)
Eventually, in March 1992, Father Kosturos
took petitioner to psychiatrist Lawrence
Petrakis at St. Francis Hospital in San
Francisco. (R.T. 178-179, 191, 404-405,
411.) At that time petitioner was
psychotic. Petitioner was paranoid in that
he believed certain people and elements in

society had it out for him. Petitioner was

6

“very high" believing that he had unusual
abilities and unusual powers and that usual
rules did not apply to him. Additionally,
petitioner’s mood was out of control and he
would fluctuate to moments of being a
"little bit" depressed. (R.T. 411.)

Finally, around the middle of August
1992, petitioner placed himself into a 30
day rehabilitation program in Scotts Valley
in Santa Cruz County called The Camp. A
few days after commencing The Camp progran,
petitioner was visited by his parents.
Petitioner was very irritable and angry.
Petitioner told his parents to go home and
that he did not want to see them or talk to
them. (R.T. 191-192, 312.) Also, early in
petitioner’s stay at The Camp progran,
petitioner deliberately started bumping his
head against a wall. (R.T. 313.)

Dr. Raymond Reynaud, a psychiatrist
working with The Camp program, met with
petitioner. Dr. Reynaud diagnosed that
petitioner had a bi-polar mental disorder

of extreme highs and extreme lows, was a

7

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poly-drug substance abuser and had an

attention deficit disorder which was
manifested primarily by anxiety and intense
apprehension, expectancy and tenseness. |
(R.T. 215-221.) Dr. Reynaud placed
petitioner on lithium, and by September 10,
1992, petitioner was responding well to the
lithium and started to feel calm. (R.T.
219, 223, 225, 227, 313-314.)

Petitioner completed The Camp program
on September 21, 1992, and commenced to
live at a clean and sober living
environment in a residence operated by
Support Systems Homes at 1204 Castlemont in
San Jose. (R.T. 226, 250-253, 316.) Also,
after leaving The Camp program, petitioner
was going to continue to see Dr. Reynaud.
(R.T. 226, 316.)

Additionally, before petitioner left
The Camp program he met a woman by the name
of Sally Sutter who was a patient at a
program affiliated with The Camp called
Star Lodge. (R.T. 227, 318.) Petitioner

fell in love with Sutter and became

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;
4

obsessed with her. (R.T. 319.) However,
according to Dr. Reynaud, who knew both
petitioner and Sutter, it was not healthy
for Sutter and petitioner to be together.
(R.T. 228.) Later, petitioner transported
Sutter from Star Lodge to a halfway house
in Ben Lomond. Then, in October, November
and December 1992, petitioner saw more of
Sutter. (R.T. 318-319.)

Moreover, petitioner began to feel
that he did not need to see Dr. Reynaud and
that he could regulate his own use of
lithium. (R.T. 316-317.) Then, about one
week before the alleged robbery in this
matter, Sutter left her halfway house in
Ben Lomond and started living in
petitioner’s vehicle. Apparently, Sutter’s
halfway house was doing drug testing on the
residents of the halfway house, and Sutter
was using drugs. Additionally, Sutter at
that time apparently was on probation and
drug diversion. (R.T. 319.)

Petitioner started violating the rules

of his own clean and sober residence by not

9

attending meetings and staying out with
Sutter. (R.T. 320.) At one point while
Sutter was living in petitioner’s car,
Sutter overdosed on some drugs, became
hysterical and started to tear apart the
inside of the car. (R.T. 320-321.) Then,
on Friday, December 18, 1992, petitioner
stopped taking his lithium all together in
order to care for Sutter. Apparently,
Sutter had gotten high on some
methamphetamine, became "weird" and started
to pull things out of petitioner’s car.
Petitioner decided he needed to stay up to
take care of Sutter and by not taking his
lithium he could stay awake and not fall
asleep. (R.T. 322.)

On Saturday, December 19, 1992,
petitioner had had no sleep and still was
not taking his lithium. Petitioner and
Sutter went to a 49er football game at
Candlestick Park. They only stayed at the
football game for a short time since Sutter
wanted to go to Oakland to get more pills.

(R.T. 322-323.) After arriving in Oakland,

10

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:

petitioner remained in his car while Sutter

went somewhere for quite awhile. (R.T.
324.) When Sutter came back petitioner
then drove Sutter to her parents’ house in
the Oakland Hills where Sutter wanted to
pick up more clothes. (R.T. 324.) Sutter
apparently was under the influence of some
drug and while at her parents’ house she
ended up on the ground. Sutter’s father,
who was a judge, told petitioner to get rid
of Sutter. Petitioner picked Sutter up and
carried her back to his car. (R.T. 324,
371.)

Petitioner then spent the night in his
car with Sutter in a park near the
residence of Sutter’s parents. Sutter was
passed out and close to overdosing. (R.T.
324-325.) Petitioner did not want to take
Sutter to any hospital since he knew Sutter
was on probation or diversion and he did
not want the authorities to find out that
Sutter was back in trouble. (R.T. 325.)
During the night petitioner stayed up with

Sutter and looked after her; petitioner did

}
11

not sleep, and he still was not taking his
lithium. (R.T. 325.)

Some time late in the morning of the
next day on Sunday, December 20, 1992,
petitioner and Sutter ended up in Golden
Gate Park in San Francisco. Petitioner
tried to talk to Sutter about getting
treatment. (R.T. 325-326.) Petitioner
then drove back to San Jose with Sutter,
and in the afternoon he returned to his
clean and sober residence at 1204
Castlemont. Petitioner parked his car
around the corner from the residence and
left Sutter in the car. Petitioner went
into the residence and talked to Andy
Lujan, the executive director of Support
Systems Homes. (R.T. 250, 325-326.)
According to Lujan, petitioner was not
regularly attending meetings at the
residence. Petitioner was not caring for
himself. Petitioner was getting farther
away from reality, and petitioner appeared
to be “gravely disabled". Petitioner’s

conversations veered from one topic to

12

another. Petitioner would be excited and
then quite depressed. Petitioner would
sit, stand up and then walk in place.
Lujan tried to talk to petitioner about
being terminated from the residence;
however, petitioner would talk about some
other unrelated subject. (R.T. 256-257.)
In fact, at times all petitioner would talk
about was being in love with Sutter and
trying to help her. (R.T. 259-260.)
Petitioner then left the residence on
Castlemont and drove himself and Sutter to
his parents’ residence in Burlingame.
Petitioner arrived at his parents’
residence at about 4:00 P.M., on Sunday,
December 20, 1992. The plan was for
petitioner and Sutter to go out to dinner
with petitioner’s parents. Petitioner
still was not taking his lithium. At the
residence of petitioner’s parents, Sutter
was walking around and "fiddling" around.
Petitioner was trying to "babysit" Sutter.
At one point Sutter called her own father

from the residence of petitioner’s parents.

13

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After that call Sutter started crying and

became hysterical. Sutter was "high" on
some drug. Petitioner himself was nervous,
irritable, and walking around a lot.
Petitioner was trying to calm Sutter down.
Eventually, at about 6:00 P.M., petitioner
took Sutter away from his parents’
residence without going out to dinner.
Before petitioner left his parents’
residence, petitioner’s father gave him
$200.00 to buy some new tires for his car
and then gave him $60.00 to take Sutter out
to dinner. (R.T. 193-195, 326-327.)
Petitioner then drove Sutter back to
the Oakland area. Sutter went into a
friend’s house by herself and stayed there
for about two hours. (R.T. 331.)
Petitioner next drove himself and Sutter
back to the San Jose area. All during this
time petitioner was using a Chevron credit
card to purchase gasoline for his car.
Petitioner then dropped Sutter off at a
Carrow’s restaurant on Hamilton in San

Jose. Petitioner next drove over to his

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residence on Castlemont and attended a

house meeting for about one and a half
hours. All during this meeting petitioner
could only think about Sutter back at the
restaurant. At the conclusion of the
meeting petitioner left his residence and
returned to the restaurant where he had
left Sutter. (R.T. 330-333.)

When petitioner entered the restaurant
Sutter was "high" on some drug. Sutter was
wearing a mini-skirt, had lipstick smeared
on her, was upset at petitioner and had her
"stuff" spread out on a counter in the
restaurant. Men were trying to pick Sutter
up. Petitioner got Sutter out of the
restaurant and into his car before the
police could be called. Once in
petitioner’s car Sutter told petitioner
that she wanted to go San Francisco to be a
stripper or a hooker. (R.T. 332-333.)

Petitioner then started to drive
toward San Francisco on Highway 280. Anger
was building up inside of petitioner, and

he wanted to blow up. Petitioner then lost

15

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control of himself, skidded across four

lanes of the highway, stopped, jumped out
of his car and broke off a mirror on the
side of the car. At that point petitioner
was yelling, and Sutter was unconscious.
{(R.T. 333.)

Petitioner still was not taking his
lithium. (R.T. 333.) Petitioner then
drove back toward his residence on
Castlemont. As petitioner neared the
residence, he parked his car, got out, went
to the trunk of the car, got out a pistol
that he used for target practice, put on
some tennis shoes and walked up the street
angry, mad and out of control. (R.T. 252-
254, 329-330, 333-334, 382-383, 389, 504-
509.) Petitioner had no intention to do
anything; he was out of control and had no
way of controlling himself. (R.T. 334,
382-383, 389.) Petitioner went into the
Taco Bell, pulled out his gun, took maybe
$100.00 and then ran out of the restaurant.
(R.T. 334.) At the time of the taking of

the money, petitioner was out of control,

16

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had no idea who he was, felt like he was in

a video, had no purpose, had no control and
just was acting on impulse. (R.T. 358,
372-373, 376-377.)

After petitioner left the restaurant
he attempted to put the pistol into his
pants. However, the pistol discharged
accidentally. Petitioner then got into his
car, dropped the money on the floor of the
car, drove down the street, stopped and hid
the pistol in some bushes. (R.T. 334.) At
that point petitioner felt scared. (R.T.
334.)

Petitioner then drove himself and
Sutter to a motel for which he may have
paid for earlier. (R.T. 334-335.) In any
event, petitioner stayed at the motel for
only a few moments before he drove himself
and Sutter back to the Oakland area. At
that point Sutter was still unconscious.
(R.T. 335.) After arriving in the Oakland
area petitioner and Sutter spent the night
in the car in a "bad" area. Petitioner did

not use or purchase any type of drug.

17

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SRN He ME ol at ke a ah ec ON

(R.T. 312, 335-336.)

When sunlight came Sutter wanted to go
to a place called Solidarity in San Mateo.
Petitioner drove Sutter to that location
and waited for Sutter in the car. (R.T.
336.) As petitioner was waiting for Sutter
to return he remembered that he had a 1:00
P.M. appointment with Dr. Petrakis in San
Francisco. Petitioner then took some of
his lithium. When Sutter returned
petitioner then drove to San Francisco for
his appointment with Dr. Petrakis. (R.T.
336-337.)

Dr. Petrakis saw petitioner for about
half an hour commencing at 1:00 P.M. on
December 21, 1992. At that time petitioner
was very psychotic. (R.T. 412.)

Petitioner was very agitated; petitioner’s
moods were up and down; petitioner did not
make sense; Dr. Petrakis could not follow
what petitioner was saying. (R.T. 413.)
Petitioner was too disorganized to give a
proper history. (R.T. 415.) Dr. Petrakis

felt that petitioner needed to be

18

hospitalized. However, Dr. Petrakis was

not willing to hospitalize petitioner in
San Francisco since petitioner was living
in San Jose. (R.T. 415.)

When petitioner heard that Dr.
Petrakis thought that petitioner needed to
be hospitalized, petitioner got scared,
left Dr. Petrakis’ office and drove back to
San Jose. Petitioner returned to the
residence at 1204 Castlemont, took a shower
and started to take more of his lithiun.
Petitioner talked to one of the counselors
at the residence, skipped a meeting and
proceeded to leave the residence.
Apparently, as petitioner was leaving the
residence he was told that he had to be
back within 40 minutes or he would be
terminated from the residence. (R.T. 337-
338.) Petitioner then apparently drove
around with Sutter and was trying to figure
out how to get rid of her. Petitioner had
just left from a Chevron gasoline station
when he was stopped and arrested by the

police. (R.T. 338-339.)

i9

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After petitioner’s arrest, petitioner

in January 1993, commenced to see
psychiatrist Robert Landeen and continued
to see Dr. Landeen on a regular basis up to
and including the time of petitioner’s
trial in April 1994. All during this time
petitioner was seeing Dr. Landeen twice a
week. (R.T. 272-273, 275, 317-318.) Dr.
Landeen diagnosed petitioner as having a
bi-polar (i.e., manic-depressive) mental
disorder and an attention deficit disorder.
(R.T. 275-278.) According to Dr. Landeen
few people have both a bi-polar disorder
and an attention deficit disorder.
Additionally, according to Dr. Landeen the
attention deficit disorder exacerbates the
bi-polar disorder. (R.T. 280-281.)

As part of his treatment Dr. Landeen
ultimately got petitioner on lithium to
control the bi-polar disorder and on busbar
to control the attention deficit. disorder.

(R.T. 275, 318.)

Dr. Reynaud was of the opinion that a

person why had an uncontrolled bi-polar

20

episode would have poor judgment, be out of

control, have impulsive or scattered
behavior and have psychotic reasoning. In
turn, this would affect one’s ability to
form intent. (R.T. 229-231.) Similarly,
Dr. Petrakis believed that such a psychosis
would very seriously impair one’s ability
to have intent. (R.T. 416.)

Furthermore, Dr. Landeen was of the
opinion that the failure of one to take
proper medication for a bi-polar disorder
and an attention deficit disorder would
affect one’s ability to form intent. (R.T.
287-288.)

Lastly, Dr. Harvey Dondershine, a
psychiatrist, explained that when a bi-
polar disorder and an attention deficit
disorder overlap they compound each other,
create a low frustration tolerance and
cause problems with regard to resisting
impulses. As such one has lower ability to
resist bouts of anger and will have sudden
disruption of thinking and behavior leading

one to snap or act out. (R.T. 446-448.)

21

Additionally, Dr. Dondershine listened to a
tape recording of the statement petitioner
gave to the police after his arrest, and
the doctor pointed out that various
statements and events occurring during that
interview indicated that at that time
petitioner was suffering from a bi-polar
disorder and an attention deficit disorder
that was not being properly medicated.
(R.T. 449-458.) Also, Dr. Dondershine
explained that someone, who felt during an
incident as though he were observing his
own behavior, could have impairmert with

regard to intent. (R.T. 460-461.)

REASONS FOR GRANTING
THE PETITION

It is petitioner’s contention that his
trial counsel was constitutionally
ineffective in failing to request a jury
instruction relating petitioner’s mental
disorders to the specific intent required
for robbery.

This Court in the past has addressed

issues of ineffective assistance of counsel

22

for allegedly failing to conduct a proper

investigation of a case (Strickland v.
Washington (1984) 466 U.S. 668 [80 L.Ed.2d

674)), and for failing to raise a proper
objection to the inadmissibility of certain
critical evidence (Kimmelman v. Morrison
(1986) 477 U.S. 365 [91 L.Ed.2d 305}).

This case appears to present a new
issue to this Court, but unfortunately a
reoccurring one that is frequentiy seen by
lower appellate courts and trial courts,
where a defendant’s trial counsel fails to
request an appropriate jury instruction
that is critical and relevant to the
defense presented in a case.

In this case it is obvious that the
evidence of petitioner’s mental disorders
were directly related to the one and only
material issue in petitioner’s case (i.e.,
intent) and was introduced to show that
petitioner did not have the necessary
specific intent required in the offense of
rebbery. Petitioner repeatedly testified

that he did not have an intent.

23

Furthermore, four psychiatrists were called

as defense witnesses to support the

contention that as a result of petitioner’s

mental disorders, petitioner did not have

the necessary specific intent. The only

argument to the jury by petitioner’s trial

counsel was that the evidence produced at

trial concerning petitioner’s mental

disorders showed that petitioner did not

have the necessary specific intent for the

crime of robbery. (R.T. 573, 575, 585-

586.)

However, petitioner’s trial counsel

never requested any type of jury

instruction relating petitioner’s mental

disorders to the specific intent involved

in the offense of robbery; nor was any such

instruction given to the jury. (R.T. 546-

548.) For example, an appropriate

instruction would have read as follows:

"In the crime of robbery of which the

defendant is accused, a necessary element

is the existence in the mind of the

defendant of the specific intent

permanently to deprive the person of the
property. If the evidence shows that the
defendant had a mental disorder, or mental
disorders, at the time of the alleged
crime, you should consider that fact in
determining whether the defendant had such
specific intent. If from all the evidence
you have a reasonable doubt whether the
defendant formed such specific intent, you
must find that he did not have such
specific intent." (See Cal. Jury
Instruction-Criminal (5th ed. 1996 Supp.)
No. 3.32 on p. 60, and No. 4.21 on p. 72.)
Under California law such a "pinpoint"
instruction was appropriate in this case if
requested by trial counsel. (See People v.
Saille (1991) 54 Cal.3d 1103, 1117-1121;

People v. Whitler (1985) 171 Cal.App.3d

337, 343 [concurring opinion of Justice

Sims); see also People v. Morales (1992) 5
Cal.App.4th 917, 927.)

Furthermore, due to the fact that the
evidence of petitioner’s mental disorders

was the foundation for petitioner’s sole

25

defense in this case, trial counsel could

not have had any viable tactical reason to
refrain from requesting a "pinpoint"
instruction clearly explaining the
relationship between the evidence of
petitioner’s mental disorders to the

specific intent required for robbery.

As this Court explained in Strickland

vy. Washington, supra, 466 U.S. 668, 686 [80
L.Ed.2d 674) "(t)he benchmark for judging

any Claim of ineffectiveness must be
whether counsel’s conduct so undermined the
proper functioning of the adversarial
process that the trial cannot be relied on
as having produced a just result."
Additionally, as this Court explained in
Strickland, the standard for accessing an
attorney’s performance is whether the
attorney rendered “reasonably effective
assistance." (Supra, 466 U.S. 668, 687 [80
L.Ed.2d 674]}.)

As the California Supreme Court has
said, the right to effective assistance of

counsel includes the expectation that

26

counsel "will make a rational and informed

Gecision on strategy and tactics founded on
adequate investigation and preparation."
(People v. Ledesma (1987) 43 Cal.3d 171,
215.) In particular, "the duty of counsel
to a criminal defendant includes careful
preparation of and request for all
instructions which in [counsel’s] judgment
are necessary to explain all of the legal
theories upon which [the] defense rests."
(People v. Sedeno (1974) 10 Cal.3d 703,
717, fn. 7.) This clearly did not occur in
this case.

The only remaining question is whether
petitioner was prejudiced by trial

counsel’s omission. (See Strickland v.

Washington, supra, 466 U.S. 668, 691-692
[80 L.Ed.2d 674].) In this case, the jury

never received any instruction from the
trial court relating the evidence of
petitioner’s mental disorders to the
specific intent required of robbery.
Additionally, the trial court specifically

told the jury that if there were any

27

conflict between what counsel argued and

the court’s instructions, the jury was to
be governed by the instructions. (R.T.
549.) The trial court also advised the
jury that all of the applicable law was
provided to it in the court’s instructions.
(R.T. 610.) Under such circumstances,
contrary to the suggestion of the Court of
Appeal in this case, it is unreasonable to
think that the jury, on its own, somehow
understood that the evidence of
petitioner’s mental disorders could create
a reasonable doubt as to the existence of
the necessary specific intent. It should
not be assumed that the jury understood a
legal principle never explained to it in
the court’s instructions. The ultimate
purpose of the right to effective
assistance of counsel as this Court
explained in Strickland is to protect a
defendant’s fundamental right to a trial
that can be relied on as having produced a
just results.

Petitioner presented significant

28

evidence of the existence of mental

disorders. Petitioner also presented
evidence of a lay witness that in the days
before the robbery petitioner was getting
further away from reality, petitioner was
"gravely disabled" and petitioner was
regressing in his behavior. (R.T. 255-
259.) Additionally, petitioner presented
his own testimony that at the time of the
robbery he was out of control and did not
have an intent. Furthermore, petitioner
presented evidence of a psychiatrist who
saw petitioner about 12 hours after the
robbery at which time the psychiatrist
believed that petitioner was very
psychotic, disorganized and needed to be
hospitalized. (R.T. 412, 415.) On this
record, there is a reasonably probability
that a properly instructed jury could have
concluded that the evidence of petitioner’s

mental disorders created a reasonable doubt

as to whether petitioner entertained the

necessary specific intent. (See Strickland
vy. Washington, supra, 466 U.S. 668, 694-695

29

(80 L.Ed.2d 674}.) Consequently, the
omission by trial counsel concerning the
instruction in question renders the result

of petitioner’s trial unreliable. Thus,

petitioner’s conviction must be reversed

because of trial counsel’s ineffectiveness.

CONCLUSION
The petition for writ certiorari

should be granted.
Respectfully submitted,

ARTHUR DUDLEY,
Counsel of Record

Page, Salisbury & Dudley
605 Center Street

Santa Cruz, CA 95060
(408) 429-9966

Counsel for Petitioner

NOT TO BE PUBLISHED
COURT OF APPEAL OF THE STATE OF CALIFORNIA

SIXTH APPELLATE DISTRICT

FILED
Dec 13 1995

Court of Appeal
Sixth App. Dist.

THE PEOPLE,

Plaintiff and Respondent, HO12794
(Santa Clara
Vv. County
Super.ct.
No. 165146

NICK JAMES BOVIS,

Defendant and Appellant.

/

Defendant Nick James Bovis was

convicted by a jury of second degree

robbery with personal use of a firearm

(Pen. Code, Sec. 211; 12022.5, subd. (a)),

and was sentenced to five years in state

prison. From that conviction, defendant

appeals, contending (1) the trial court

prejudicially erred in instructing the jury

that adverse inferences could be drawn from

defendant’s failure to

(All footnotes to this opinion appear at

the end of the opinion.

explain or deny evidence; (2) his counsel

was ineffective for failing to request a
jury
instruction relating defendant’s mental
disorders to the specific intent required
for robbery; (3) the prosecutor committed
misconduct during closing argument; and (4)
the trial court erred in failing to
consider and rule upon his cruel and
unusual punishment argument. We shall
affirm the judgment.
FACTS

Shortly before 1 a.m. on December 21,
i992, defendant entereda Taco Bell
restaurant located at 1298 South Winchester
in San Jose. He looked around, then walked
up to the counter where the manager, Ayman
Salaymeh, was standing. The only other
person in the restaurant was an employee
named Luis. Defendant puiled out a
revolver, pointed it at Salaymeh, and said,
"Give me the money." Holding the gun to

Salaymeh’s head, defendant walked around to

the back side of the counter.

Salaymeh explained that he needed a

key to open the cash register. As Luis,
who was about five feet away, reached for
the key, defendant began shouting, "Give me
the money, now." He was shaking a little
as he moved the gun back and forth between
Salaymeh and Luis.

Salaymeh opened the cash register and
gave defendant the money inside. It was
only a little over $100, so defendant
ordered Salaymeh to open another cash
register. However, that cash register
contained no money. Defendant did not say
anything, but he looked disappointed. At
that point he ran out of the restaurant.
Three or four seconds after he left,
Salaymeh heard a gunshot. He immediately
notified authorities.

At 2:45 a.m. the following day, Deputy
Sheriff Timothy Shannon saw a car matching
the description of the get-away car (a
white, older, 4-door Mercedes) pulling out
of a Taco Bell parking lot at Camden and

Olympia Avenues. The male driver,

3

defendant, matched the description of the
robber. There was also a female passenger.
Shannon followed the car for about half a
mile, and then pulled it over because one
of the taillights was burned out. In the
meantime, he had called the San Jose Police
Department, which was investigating the
robbery, to advise that he had found
someone matching the robber’s description.
Shortly thereafter, Sergeant Spence
arrived. He had interviewed Salaymeh the
night before, and he agreed that both
defendant and the car matched Salaymeh’s
description. Spence pulled out his gun and
ordered defendant and his passenger to get
out of the car. The passenger, Sally
Sutter, was hysterical and was clearly
under the influence of drugs. Defendant,
on the other hand, was calm. Spence
handcuffed both of them and asked for
permission to search the car, which was
granted. There were a lot of clothes,
especially women’s clothes, in the car,

suggesting someone was living in it. There

5

was also a gun case in the trunk containing

12 rounds of ammunition and a pair of ear
plugs. However, no gun was found. Police
also retrieved various gas station receipts
and a Motel 6 receipt. In the meantime,
Salaymeh arrived at the scene and
identified defendant "a hundred percent."

When police pulled a certain shirt out
of the car, defendant said the "jig" was
up; he said he "did it," that Sally Sutter
was not involved, and that he would show
police where he had hidden the gun. He was
then arrested and transported to the police
station.

At the station, defendant was
interviewed. A tape recording of the
interview was later admitted into evidence.
On the tape, defendant said he intended to
buy drugs with the robbery money, but that
"a hundred dollars was not enough... to
get started partying." He said he had
committed the robbery out of anger and

acknowledged that he fact he had not taken

lithium was "no excuse." He said he had

made sure not to touch anything when he was
in the Taco Bell so as not to leave

fingerprints, and that he had used the

money from the robbery to buy gasoline, a

motel room, cigarettes, soda pop, and junk
food. The gun went off accidentally as he
was leaving the restaurant, and he hid it

in some bushes not far away. He was calm

and coherent and did not seem mentally
disordered, suicidal, or in need of
hospitalization. Also, his blood sample
did not show the presence of cocaine,
methamphetamine, PCP or opiates.

After the interview, defendant
assisted police in locating the gun where
he had placed it in the bushes about a mile
from the Taco Bell. The gun had one live
bullet and one expended cartridge in it.
Defendant remained cooperative throughout
the search.

Defense Case

A required element of the crime of

robbery is specific intent. Defendant’s

sole defense at trial was that he lacked

the requisite specific intent to commit the
crime because, at the time of the offense,
he was suffering from attention deficit
disorder and bipolar disorder. Defendant,
his father, his family priest, and three
psychiatrist all testified in support of
this theory.

Defendant was very hyperactive as a
child. He had difficulty concentrating
and, as a result, did not do well in
school. He needed tutoring until fifth
grade and was subsequently placed in
special education classes. When he was
seven years old, defendant started using
marijuana and alcohol. He was suspended
from school on various occasions for drug
possession. As he got older, defendant
switched to cocaine and alcohol, which he
took together to make him feel normal.

He attended San Mateo Junior College
and then Cal Poly San Luis Obispo. After
graduating from college, defendant went to
work in 1986 for a company called "Quake

Defense." He worked six or seven days a

aw

week for three or four years, never taking
any time off. In 1990, however, defendant
started using crack cocaine. He became
addicted to it. As a result, he became
very irritable and began to imagine that
bugs were coming out of his fingernails and
that lice were in his head.

By early 1992, defendant’s appearance
began to change. He looked like a street
person; he was dirty and his hair was
unkempt. He began withdrawing large sums
of money out of his bank accounts and would
move from one motel to another. Soon, all
the money he had saved was lost. At one
point, defendant was taken to a hospital,
but he stayed for only 20 or 30 minutes.

In February 1992, defendant saw his
family’s Greek Orthodox priest, Father
Anthony Kosturos. After four sessions with
defendant, Father Kosturos decided to take
him to Dr. Lawrence Petrakis, a
psychiatrist at St. Francis Hospital in San
Francisco.

Dr. Petrakis believed defendant was

psychotic. He was "very high" at the time
of the appointment, and was convinced he
had extraordinary powers and that usual
rules did not apply to him. He was also
quite paranoid. Defendant’s mood
fluctuated from "very high" to a "little
bit" depressed. Dr. Petrakis acknowledged
that he could not rule out the possibility
that defendant’s symptoms were the result
of a history of drug use.

In August 1992, defendant placed
himself in a 30-day rehabilitation program
called the Camp in Scotts Valley. There he
saw Dr. Raymond Reynaud. Dr. Reynaud
diagnosed defendant as having bipolar
disorder of extreme highs and lows and
attention deficit disorder. He also noted
that defendant was a poly-drug substance
abuser. Dr. Reynaud placed defendant on
lithium. By September 1992, defendant was
starting to feel calm, and he appeared to
be doing very well. At about this time,
defendant met Sally Sutter, a patient at a
facility affiliated with The Camp. Dr.

9

Reynaud did not feel defendant’s
relationship with Sutter was healthy.

On September 21, 1992, defendant
finished The Camp program and went to live
at a “clean and sober" residence operated
by Support System Homes in San Jose. He
continued seeing Dr. Reynaud for a while,
then felt it unnecessary because he could
regulate his own use of lithiun.

In December 1992, about a week before
the robbery, Sally Sutter moved out of her
halfway house and into defendant’s vehicle.
The halfway house was conducting drug
testing, and Sutter, who was using drugs,
was afraid she would get caught. She was
at that time on probation and on drug
diversion. Meanwhile, defendant stopped
attending meetings at his clean and sober
residence so he could spend more time with
Sutter. Around December 18, Sutter
overdosed on methamphetamines. Defendant
felt he had to take care of her, so he did
not take his lithium that day. He needed

to stay awake to take care of her, and the

10

lithium might make him fall asleep.

The next day, defendant and Sutter
went to a 49ers football game. From there,
they went to Oakland to get some pills.
After that, they went to Sutter’s parents’
house. Sutter’s father, a superior court
judge, told defendant he should get rid of
her. At that point, defendant took Sutter
back to his car. She passed out shortly
thereafter. Defendant decided not to take
his lithium again that day so he could stay
up all night taking care of Sutter.

The next day, December 20, defendant
returned to his clean and sober residence,
leaving Sutter in the car. There he talked
to Andy Lujan, executive director of the
residence. Lujan told defendant he might
be terminated from the residence for
failing to regularly attend meetings and to
care for himself. Defendant kept changing
the subject and seemed to be getting
farther and farther away from reality.
Later that day, defendant and Sutter

drove to defendant’s parents’ house in

11

OP ADP EGE Ff A OES

0 Oe Fagg WO aS OS

mn Sencar ae

Burlingame. He was hoping his parents
would take them out to dinner. However,
Sutter was high on some drug. After she
talked to her own father on the telephone,
she became hysterical and was crying. As a
result, defendant and Sutter left about 6
p.m, without having gone out to dinner.
His father gave him $60 for dinner,
however, as well as another $200 to get
tires.

From there, defendant drove to
Oakland, where he waited two hours for
Sutter while she met with a friend, and

then back to San Jose. He dropped Sutter

off at a restaurant and went to his clean

and sober residence to attend a meeting.

During the meeting, all defendant could

think of was Sutter and how much he loved
her. As soon as the meeting was over, he
went to the restaurant to pick her up.
There he found her high on some drug with
her "stuff" spresd out on the counter in
front of her. Men were trying to pick her
up. Defendant took her out to his car

12

~~

~S ATO IF Pe “ ws

before police could be called. In the car

Sutter told defendant she wanted to go to
San Francisco to be a stripper or a hooker.
He started driving to San Francisco but was
so angry- he lost control and skidded across
four lanes of highway. He stopped, jumped
out of his car and broke off the mirror on
the side of the car. Sutter was
unconscious at the time.

Defendant then drove back toward his
clean and sober residence. Before he
arrived there, however, he stopped, got out
of the car, went to the trunk and pulled
out the gun. He had no intention to do
anything. He was just mad and out of
control. He put on some tennis shoes and
walked down the street, went into a Taco
Bell, and there pulled out his gun and took
about a hundred dollars. He had not taken
his lithium for over two days and he felt
totally out of control, as if he were ina
video. As he was leaving the restaurant,
the gun accidentally went off. He got into

his car, dropped the money on the floor,

13

oy yo et ee! At ele ies, 8 Oe apis e

and stopped and hid the gun in some bushes.

After he left the restaurant, he went
with Sutter to a motel. However, they
stayed only a few minutes, leaving shortly
thereafter to drive to Oakland. Sutter was
still unconscious. The two of them spent
the night in the car in a "bad" area of
Oakland.

In the morning, Sutter asked to be
taken to a place called Solidarity in San
Mateo. He took her there and while he was
waiting remembered that he had a 1 p.n.
appointment with Dr. Petrakis in San
Francisco. In anticipation of the
appointment, defendant took his lithiun.

At the appointment, defendant appeared
to be very agitated, with extreme mood
swings, and not making any sense. Dr.
Petrakis felt defendant was psychotic and
needed hospitalization. However, when
defendant heard the psychiatrist talk about
hospitalization, he left the appointment
and drove back to San Jose. He went to his

clean and sober residence, showered, and

14

‘
3
;

ebienaly oa acl acute. sia

took more lithium. There he talked to a

counselor who told him that if he missed

any more meetings, he w:.:ld have tc leave
the residence. Defendant then drove around
with Sutter. Just after he left a Chevron
station, he was stopped and arrested.

In the next year and four months until
his trial, ]/ defendant saw psychiatrist
Dr. Robert Landeen two times every week.
Landeen was of the opinion that defendant
had bipolar disorder and attention deficit
disorder. He based this diagnosis in part
on what defendant told him Dr. Reynaud haa
found. Dr. Landeen had never before come
across any one who suffered from both
attention deficit disorder and bipolar
disorder. Defendant was the first. Dr.
La:.deen prescribed lithium for the bipolar
dis‘%rder and busbar for the attention
de*icit disorder. Dr. Landeen noted it is
difficult to diagnose bipolar disorder in a

person who is a chronic drug user and who

reports "almost exclusively manic behavior"

and almost no depressive behavior. The

doctor must rely on the patient’« past

history. Short-term elation is mire
consistent with drug use, while «lation
lasting man: days is more consistent with
bipolar disorder.

Dr. Landeen believed that if an
individual wh» had bipolar disorder and
attention deficit disorder failed to take

his or her medicine, it would affect the

asl:

individual’s ability to form an intent.
Drs. Petrakis and Reynaud expressed similar

views. Psychiatrist Dr. Harvey

pk ART UR eAelonacna nailed Raia na

j Dondershine is an expert in diagnosis and
treatment of bipolar and attention deficit
disorders. Although he did not treat

| defendant, h2 was able to form an opinion
based on defendant’s medical records and
his taped interview with police. He felt

that defendant’s statements to police and

Ed BaD re eA aN

his actions during the interview indicated

he was suffering from both bipolar disorder

8 kee aes, eee

and attention deficit disorder. When the

two disorders are present together, Dr.

Dondershine explained, they compound each

16

ee. eS ee s

pelts este pile ths

other, creating a low frustration tolerance
level. He opined that a person who felt he
was observing his own behavior from the
outside could be impaired with regard to
intent. Dr. Dondershine admitted that he
was deferring in part to Dr. Reynaud’s
diagnosis of bipolar disorder, and that
there were other potential causes, for
example "a medication, street drug abuse,
brain tumor, hyperthyroidism, [or] some
other disease that could produce the same
behavior."
Rebuttal

Sergeant Spence, who arrested
defendant, and Officer Wilson, who
conducted the taped interview with hin,
testified that they did not see any signs
of mental impairment during defendant’s
interview or booking. He was calm and his
mental condition seemed normal.

Dr. Lee Coleman testified as a expert
psychiatrist in the diagnosis of bipolar
and attention deficit disorders. After

studying defendant’s medical reports and

17

the taped interview, Dr. Coleman found
nothing that would indicate a mental
disorder, "no evidence of any loss of touch
with reality. That is, he knows what’s
going on around him. He’s not having any
what we call delusions or evidence that he
is not aware of the surroundings, or that

he’s irrational in any way." Further,

4
i
3
2
4
{

defendant’s speech pattern was "not typical

of manic speech."

Selig _cthtadien ar Ere Ride

Dr. Coleman opined that there was

j nothing about mania that would prevent a
person from forming intent. He said he
disagreed with Dr. Landeen’s diagnosis of
4 attention deficit disorder: "It’s
preposterous. It’s not a diagnosis you
use in adults." He had never seen
attention deficit order in the same person
who had bipolar disorder. He stated that
even if an individual suffered from both
disorders, however, it would only affect
mental condition in the broadest sense.
Having the disorders was "irrelevant" to

the ability to form an intent, just like

18

having cancer or athlete’s foot would be
irrelevant. Dr. Coleman reiterated that he
found no evidence of psychosis, delusions
or compulsions on the tape.

DISCUSSION
A. CALJIC 2.62

Defendant contends the trial court
erred in instructing the jury pursuant to
CALJIC No. 2.62 that it could draw adverse
inferences against him from his failure to
explain or deny incriminatory evidence. 2/
He contends that he adequately explained
all evidence that was within the scope of
his knowledge. Under those circumstances,
defendant argues, it was error to give the
instruction. (People v. Saddler (1979) 24
Cal.3d 671, 682-683.)

It is for the trial court to determine
in the first instance whether there is
evidence warranting the giving of CALJIC
No. 2.62 (People vy. Saddler, supra, 24
Cal.3d at pp. 681-682.) Here, the trial
court explained its reasons for giving the

instruction, as follows: "A lot of stuff

19

Te a a ca

deals with his defense, but there’s some
other things that do not. Like page 11, he
was asked how he handled the money in a
certain way. [Par.] ‘Not know why’ I did
it. [Par.] In fact, he uses the words ‘to
touch it like this so I won’t get any

fingerprints like this.’ [Par.] My notes

indicate that in reference to that, why he

touched it in a certain way, he indicated:
I did not know why I did it. Then I went
out the door intending not to touch
anything. {[Par.] Then the answer was: Not
know why. ([Par.] So I think that
throughout here there are situations, not
know why I said it, not know why I did it,
can’t explain it -- this is page 20, line 4
through 26 -- the question was did you buy
any dope. Answer: That’s what I was going
to do and I -- she talked me out of it.

And then on examination the question:

Can’t explain it. Not know what I meant.
[Par.] So I believe that this instruction
then is appropriate under all of the

circumstances here. The jury can determine

20

Oe cain, nme NO wtpnercinsenlhane

dias a tia 2.

Pe ee

whether or not that applies to a certain

answer that the defendant gave. [Par.] So

then I will give CALJIC 2.62."

Defendant contends the court erred in
giving CALJIC No. 2.62 because he did not
fail to explain all facts within his
particular knowledge: "With regard to how
defendant touched or did not touch things
inside the Taco Bell, defendant explained
that was [sic] ‘out of control’ and in
essence did not remember what he was doing.
With regard to the contradiction as to the
purpose of the stolen money, defendant
explained that during the police interview,
among other things, his mind was not
altogether, he was totally confused and he
did not know what he was talking about.
Accordingly, since defendant explained all
facts within his particular knowledge, it
was error for the trial court to give

CALJIC 2.62."

If a criminal defendant "fully

accounts for his [behavior], the mere fact

that defendant’s story is contradicted by

21

- Pee de ne

other prosecution evidence does not pave
the way for giving the instruction, because
contradiction is not by itself a failure to
explain or deny." (People v. Mask (1986)
188 Cal.App.3d 450, 455; see also People v.
Saddler, supra, 24 Cal.3d 671, 681-683.)
However, "‘[{ijf the defendant tenders an
explanation which, while superficially
accounting for his activities, nevertheless
seems bizarre or implausible, the inquiry
whether he reasonably should have known
about circumstances claimed to be outside
his knowledge is a credibility question for
resolution by the jury [citations).’
[Citation.]" (People vy. Belmontes (1988)
45 Cal.3d 744, 784; contra, People v.
Kondor (1988) 200 Cal.App.3d 52, 57.)

Here, defendant’s testimony he was so
"out of control" that he did not know what
he was doing is not merely a contradiction;
it is arguably bizarre and implausible in
the context of the other prosecution
evidence that was presented. At the time

of his arrest, at booking, during the

22

BB RB AMER AL

police interview and during the subsequent
search for the gun, defendant was caln,
articulate, and cooperative. He confessed
to very deliberate behavior, totally
inconsistent with one "out of control,"
such as being careful not to leave
fingerprints at the scene of the robbery.
He also explained, without hesitation, what
he intended to do with the money from the
robbery (i.e., buy drugs). Furthermore,
the interview was taken just 26 hours after
the robbery whereas defendant’s trial
testimony was given some 16 months later.
Defendant’s in-court testimony that he was
out of control and did not know what he was
doing when he was arrested and interviewed
did not explain why he seemed so in control
and so sure of what he was doing and why he
was doing it at the time of the interview.
Under these circumstances, "‘the inquiry
whether he reasonably should have known
about circumstances claimed to be outside

his knowledge is a credibility question for

resolution by the jury... .’

23

[Citation.]" (People v. Belmontes, supra,

45 Cal.3d at p. 784.)

In any event, even if we were to
accept defendant’s argument that there was
no evidence he failed to explain or deny,
there is still no reasonable probability of
a different outcome. As the court noted in
People v. Saddler, "[Tjhe jurors were
instructed in accord with CALJIC No. 17.31
that they were to ‘disregard any
instruction which applies to a state of
facts which you determine does not exist.’
While such an instruction does not render
an otherwise improper instruction proper,
it may be considered in assessing the
prejudicial effect of an improper
instruction." (24 Cal.3d at p. 684.) In
the instant case, if the jury decided
defendant’s explanation was not
implausible, or did not constitute a

failure to explain or deny, it simply would

have disregarded the instruction. (Accord,

People v. Saddler, supra, 24 Cal.3d at pp.
682-683; People v. Kondor, supra, 200

24

*|
3
ed
Pd
s
i
i
i
i
4

Cal.App.3d at pp. 57-58; People v. Peters
(1982) 128 Cal.App.3d 75, 87.)

B. Ineffective Assistance of Counsel
Defendant contends his trial counsel
was constitutionally ineffective in failing
to request a "pinpoint" jury instruction
relating defendant’s mental disorders to
the specific intent required for robbery.
Defendant concedes that the defense of
diminished capacity was effectively
eliminated by the Legislature in 1981 when
it enacted Penal Code section 28. 3/ That
section provides: "As a matter of public
policy there shall be no defense of
diminished capacity, diminished
responsibility, or irresistible impulse in
a criminal action or juvenile adjudication
hearing." (§ 28, subd. (b).) Section 28
states that evidence of mental disease,
defect or disorder "shall not be admitted

to show or negate the capacity to form any

mental state, including, but not limited

to, purpose, intent, knowledge,

premeditation, deliberation, or malice

25

3

aforethought ... Such evidence is

admissible, however, on whether the
defendant actually formed the necessary
mental state when a specific intent crime
is charged. (§ 28, subd. (a).)

"A provision abolishing the defense of
diminished capacity was also included in
the initiative measure adopted in June 1982
and known as Proposition 8. Section 25 was
added to the Penal Code as part of
Proposition 8. Subdivision (a) of section
25 provides: ‘The defense of diminished
capacity is hereby abolished. In a
criminal action, as well as any juvenile
court proceeding, evidence concerning an
accused person’s intoxication, trauma,
mental illness, disease, or defect shall
not be admissible to show or negate
capacity to form the particular purpose,
intent, motive, malice aforethought,
knowledge, or other mental state required
for the commission of the crime charged. ’
(Par.] Although there was initially some

confusion about the interaction between

26

7
Ey
<
5
&
D

.
+
%
oe

*
§
Hi
by

Ssuree oss

SPADE CERNE EME pt ie TFS

tet abe ase

section 25, subdivision (a) and section 28
{[citation], courts and commentators now
appear to agree that the two sections are
complementary and that both statutes remain
operative. [Citations.]" (People v. Saille
(1991) 54 Cal.3d 1103, 1112.)

Thus, while the existence of a mental
disorder can no longer be proffered as a
defense to a crime, it may be proffered to
show that the defendant did not have the
necessary mental state to commit a specific
intent crime. Defendant contends on appeal
that since his entire defense was based on
his lack of the requisite specific intent
due to his mental disorders, that defense
counsel’s failure to request a "pinpoint"
instruction on this point constituted
ineffective assistance of counsel. 4/

To establish a claim of ineffective
assistance of counsel, a criminal
"defendant must show that (1) counsel’s
representation was deficient, i.e., it fell
below an objective standard of

reasonableness under prevailing

27

professional norms; and (2) counsel’s
deficient representation subjected the
defense to prejudice, i.e., there [was] a
reasonable probability that but for
counsel’s failings the result would have
been more favorable. ([Citations.]"
(People v. Babbit (1988) 45 Cal.3d 660,
707.)

“*‘When a defendant makes an

ineffectiveness claim on appeal, the

appellate court must look to see if the
record contains any explanation for the
challenged aspects of representation. If
the record sheds no light on why counsel
acted or failed to act in the manner
challenged, “unless counsel was asked for
an explanation and failed to provide one,
or unless there simply could be no
satisfactory explanation" [citation], the
contention must be rejected.’ [Citaticn. ]
A reviewing court will not second-guess
trial counsel’s reasonable tactical

decisions. ([Citation.]" (People v. Kelly
(1992) 1 Cal.4th 495, 520.)

28

The record in this case strongly
suggests a reasonable explanation for
counsel’s failure to request a pinpoint
instruction. Most of the expert
psychiatric testimony focused on whether
individuals suffering from both attention
deficit disorder and bipolar disorder
could, in the abstract, form specific
intent to commit a crime such as robbery.
In fact, only defendant’s testimony went to
whether he actually formed the requisite
intent. However, as noted above, the
defense of diminished capacity is abolished
in the State of California. An instruction
drawing the jury’s attention to the
distinction between the Capacity to form a
specific intent and actually forming the
requisite intent may have limited the
jury’s consideration of the psychiatric
evidence.

In any event, even if this court
believed that counsel should have requested
a pinpoint instruction, it is not

reasonably probable that a more favorable

29

determination would have resulted absent
counsel’s alleged error. (People v.
Wharton (1991) 53 cal.3d 522, 575-576.)
The defense case consisted entirely of
evidence introduced to show that defendant
lacked specific intent at the time of the
robbery. Toward this end, defendant
produced voluminous evidence that he was
disoriented due to the combined effect of
his two-mental disorders. There could have
been no possible reason for the jury to
have.heard all this evidence other than as
it related to whether defendant had the
requisite specific intent. He was
positively identified by the victim; he
confessed; he took police to the place
where he had hidden the gun; he admitted
using the gun and taking the money. In
short, all the elements of the crime --
except intent -- were virtually admitted.
As defense counsel told the jury in closing
argument, "The issue is basically is there
a specific intent to deprive Taco Bell.

Did Nick Bovis on the time in question have

30

a specific intent to permanently deprive
Taco Bell of that hundred dollars?"
Defense counsel urged the jury to find
defendant guilty of a lesser included
offense, assault with a deadly weapon,
which did not require specific intent.
Under these circumstances, there can be no
doubt that the jury focused on the precise
issue defendant contends should have been
the subject of a pinpoint instruction.
Accordingly, there can be no prejudice.
C. Prosecutorial Misconduct

In closing argument, the prosecutor
was discussing the fact that even a person
suffering from a manic episode could form
an intent. He continued: "[pDr. Petrakis]
said he next saw the defendant the day of
the incident, and that the defendant was
able to form intent to go to the meeting on
time; to get to his office where he had
been only once before to get there on time;
to get to the right office, the right
building; through all the streets. He was

able to form intent when he was psychotic.

31

That is consistent with Dr. Coleman who

said even in very, very advanced stages of
mania or manic depress[ion], a person can
still form intent. [Par.] This is
important because what the law requires
only is that the person form the requisite
intent at the time. And if there are

explanations for that intent, that’s a
matter beyond the scope of what you are
here to decide. That might be a mitigating
factor the Judge would use in terms of his
sentence. If he believes that, the Judge
could send him to a hospital to get
treatment rather than --" At that point,
the following exchange took place:
"[DEFENSE COUNSEL]: I am going to --
(Par.] THE COURT: Sustained. Punishment
is not a factor. The jury must not
consider it. You must not refer to it.
(Par.] The jury will disregard the comment.
(Par.] [PROSECUTOR]: Punishment is not a
factor that you are to consider in this
case. That is for the Judge to decide; and
the Judge will decide it based on the

32

evidence. You will have to decide whether
when he took the money, he intended to
deprive Taco Bell of the money. That’s it.
When he took the money, did he intend to
take the money permanently by depriving."
Defendant contends the prosecutor
committed prejudicial misconduct by
mentioning to the jury defendant’s possible

punishment and then erroneously misstating

what that punishment might be. He points
out that case law establishes that a
prosecutor may not argue possible
punishment to the jury, including the fact
that a defendant could get treatment if
convicted, and that statutory law requires
a mandatory prison sentence for robbery

with the use of a firearn. (Citing People

v. Criscione (1981) 125 Cal.App.3d 275,
292; People v. Mendoza (1974) 37 Cal.App.3d
717, 7273 § 1203.06, subd. (a) (1) (B).)
Thus, he says, "[t)he only remaining issue
is whether the prosecutorial misconduct in
issue was prejudicial."

With respect to this "only remaining

33

issue," we are persuaded that any
prosecutorial misconduct was not
prejudicial. In this case, the trial court
immediately intervened, even before defense
counsel could say "objection." The court
told the jury it could not consider
punishment, it could not refer to it, and
it must disregard the prosecutor’s
statement. Later, in instructing the jury,
the court explained that "[s]tatements made
by the attorneys during the trial are not
evidence," and it admonished, "You must
accept and follow the law as I state it to
you, whether or not you agree with the law.
If anything concerning the law said by the
attorneys in their argument or at any other
time during the trial conflicts with my
instructions on the law, you must follow my
instructions."

In People v. Criscione, supra, 125
Cal.App.3d 275, upon which defendant
relies, the court held that the prosecutor
committed misconduct in his cross-

examination of a defense psychiatrist.

34

— a

Prosecutorial misconduct occurred (1) when

the prosecutor asked about a certain
scientific study, which was not in evidence
and upon which the psychiatrist had not
relied on direct examination, that the
prosecutor suggested showed that half of
all mental illness is feigned; (2) when the
prosecutor suggested to the jury that
defendant’s act of violence was merely the
acting out of a common southern Italian
masculine role which was the norm in the
Italian-American subculture, rather that
the result of mental illness; and (3) when
the prosecutor implied by a series of
questions directed to a defense
psychiatrist that if released defendant was
likely to kill again. Most of the
colloquies between the prosecutor and the
witness were set forth verbatim in the
opinion, which consisted of numerous pages.
Throughout most of the dialogue, the
defense attorney remained silent,
interposing no objections. In the few

situations in which objections were made,

35

ee a a

the court simply sustained them. It never
issued an admonishment to the jury. The
appellate court commented that "’"(fjewer
judgments would have to be reversed if the
trial courts were more firm in controlling
the comparatively few prosecutors who need
restraint."’" (Id. at p. 293.)

In the instant case, in contrast, the
prosecutor was cut off in the middle of his
sentence. The court replied "[(s)ustained"
before defense counsel could even get out
the word "objection." The court
immediately admonished the jury to
disregard the comment. It reminded them
that punishment was not a factor they
should consider or refer to. Under these
circumstances, there can be no prejudice
from the prosecutor’s comment in Closing
argument.

D. Cruel _ and Unusual Punishment

Defendant contends (1) the imposition
of a prison sentence 5/ was cruel or
unusual punishment under the facts of this

case and (2) the trial court erred in

36

concluding it had no discretion but to
impose the prison term. 6/

"It is well settled a statutory
punishment may violate the constitutional
prohibition against cruel and unusual
punishment not only if it is inflicted by a
cruel or unusual method but also if it is
grossly disproportionate to the offense for
which it is imposed. [Citation.] In the
case of In re Lynch (1972) 8 cal.3d 410,
the Supreme Court held a punishment may
violate the California Constitutional
prohibition ‘if, although not cruel or
unusual in its method, it is so
disproportionate to the crime for which it
is inflicted that it shocks the conscience
and offends fundamental notions of human
dignity.’ (Id. at p. 424.)" (People v.
Thompson (1994) 24 Cal.App.4th 299, 304.)"

In People v. Dillon (1983) 34 Cal.3ad

441, the Supreme Court expanded on its
analysis of crimes and proportional
punishments. The court explained that the
trial court must consider the specific

37

facts of the crime in question, as compared

with only considering the crime in the
abstract. (Id. at p. 479.) In addition,
the court must consider the nature of the
offender and ask whether the punishment is
grossly disproportionate to the defendant’s
culpability, taking into account factors
such as age, prior criminality, personal
characteristics, and state of mind.

(Ibid - )

Defendant, understandably, does not
emphasize the "specific facts of the crime"
in question. He did, after all, enter the
Taco Bell in the middle of the night, take
out a loaded gun, hold it to the head of
the restaurant manager, and demand the
contents of the cash register. When that
cash register did not yield enough money,
he demanded that a second cash register be
opensd. At the time, he pointed the gun
back and forth between the manager and
employee Luis. While he was in the
restaurant, he was careful not to leave any

fingerprints which might incriminate hin.

38

His loaded gun went off as he exited the

restaurant.

Rather, defendant emphasizes the
“nature of the offender," reiterating in
four pages the thrust of his defense case:
he was hyperactive and was suffering at the
time of the robbery from the effects of
bipolar disorder and attention deficit
disorder. Furthermore, in the two days
before the robbery, he had not taken his
lithium and was under great stress on
account of his girlfriend. However, in
spite of the psychiatric evidence, the jury
concluded that defendant was able to, and
did in fact, form a specific intent to
commit the robbery. Thus, the issue of
defendant’s personal responsibility for the
crime has already been litigated and
decided adversely to him. 7/ Accordingly,
under the facts of this case, the denial of
probation did not constitute cruel or
unusual punishment, whether or not the
trial court believed it did not have

discretion to rule on thie issue.

39

DISPOSITION

The judgment is affirmed.

Cottle, P.J.

WE CONCUR:

Bamattre-Manoukian, J.

Wunderlich, J.

40

FOOTNOTES TO OPINION

i/ Defendant has been out on bail at all
times, except for three days, since his
arrest, including during the pendency of
this appeal.

2/ CALJIC No. 2.62 provides: "In this
case defendant has testified to certain
matters. [Par.] If you find that defendant
failed to explain or deny any evidence
against him introduced by the prosecution
which he can reasonably be expected to deny
or explain because of facts within his
knowledge, you may take that failure into
consideration as tending to indicate the
truth of such evidence and as indicating
that among the inferences that may
reasonably be drawn therefrom those
unfavorable to the defendant are the more
probable. [Par.] The failure of a
defendant to deny or explain evidence
against him does not, by itself, warrant an
inference of guilt, nor does it relieve the
prosecution of its burden of proving every
essential element of the crime and the
guilt of the defendant beyond a reasonable
doubt. [Par.] If a defendant does not have
the knowledge that he would need to deny or
to explain evidence against him, it would
be unreasonable to draw an inference
unfavorable to him because of his failure
to deny or explain such evidence."

2/ All further statutory references are
to the Penal Code unless otherwise
specified.

4/ The instruction appellate counsel
suggests should have been given is: "If
the evidence shows that the defendant had a
mental disorder, or mental disorders, at
the time of the alleged crime, you should
consider that fact in determining whether
the defendant had such specific intent."

41

In fact, a CALJIC pattern instruction
would have been directly on point. CALJIC
No. 3.32 reads: “Evidence has been
received regarding a mental disorder of the
defendant at the time of the crime charged.
You may consider such evidence solely for
the purpose of determining whether or not
the defendant actually formed the mental
state which is an element of the crime
charged, to wit, robbery."

5/ The Court sentenced defendant to the
lower term of two years for the robbery and
an additional term of three years for
personally using a firearn.

6/ Section 1203.06 provides, in pertinent
part: "Notwithstanding Section 1203:
[Par.] (a) Probation shall not be granted
to, nor shall the execution or imposition
of sentence be suspended for, any of the
following persons: [Par.] (1) Any person
who personally used a firearm during the
commission or attempted commission of any.
of the following crimes: ... . [Par.] (B)
Robbery, in violation of Section 211." The
Supreme Court has upheld section 1203.06 as
a permissible exercise of the legislative
prerogative to define crimes and prescribe

punishments. (People v. Tanner (1979) 24
Cal.3d 514, 520.)

Based on section 1203.06 and the
particular facts of this case, the court
twice stated that a mandatory prison
sentence was required. First, when after
the jury reached its verdict, a juror asked
about the penalty, the court said: "You
have to understand that in this case,
because he personally used a firearm, this
is a mandatory state prison commitment.
There’s no alternative. I don’t have any
choice in this regard because the
Legislature has said if you commit a
robbery with a firearm handgun, it’s a
mandatory state prison." Second, at

42

sentencing, the court announced, "The court
has discussed this with counsel in
chambers. In this particular case this is
a mandatory state prison commitment. The
court has no choice, in the court’s view,
in this particular matter."

7/ The California Supreme Court quoted
the following language from Enmund v.
Florida (1982) 458 U.S. 782 for the
proposition that punishment must fit the
defendant’s own conduct and his personal
culpability: "*Enmund’s criminal
culpability must be limited to his
participation in the robbery, and his

-'" (People

v. Dillon, supra, 34 Cal.3d at p. 482;
emphasis added by Supreme Court.)

43

FILED
JAN 12, 1996

Court of Appeal-Sixth
App. Dist.

By

DEPUTY

IN THE COURT OF APPEAL OF THE
STATE OF CALIFORNIA

SIXTH APPELLATE DISTRICT

THE PEOPLE

Plaintiff and Respondent, No. H012794

vs. uperior Court

S
No. 165146

ee ee ee ee ee ee ee ee ee ee”

Defendant and Appellant.

BY THE COURT*

Appellant’s petition for rehearing
is denied.

Dated: Jan. 12, 1996

RE- OUK :
ACTING P.J.

*Before Cottle, P.J., Bamattre-Manourkian,
J., and Wunderlich, J.

APPENDIX B

Supreme Court
FILED

MAR 13, 1996

Robert Wandruff Clerk

DEPUTY

Sixth Appellate District
No. $§051359

IN THE SUPERIOR COURT OF CALIFORNIA

THE PEOPLE, Respondent,
Vv.

NICK JAMES BOVIS, Appellant.

Appellant’s petition for review DENIED.

LUCAS

Chief Justice

APPENDIX C

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386002_1461%3A1. Public record. Not legal advice.
