# Petition for Writ of Certiorari — Imperial County Air Pollution Control District v. Sierra Club

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 2004
- **Citation:** 542 U.S. 919

## Text

Supreme Court, |!
FILEC

031334 MAR 17 2004

pr EAICE OF THE CLERK

IN THE
Supreme Court of the United States

IMPERIAL COUNTY AIR POLLUTION
CONTROL DISTRICT, PETITIONER

Vv.

SIERRA CLUB

PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

PETITION FOR A WRIT OF CERTIORARI

JOHN REESE R. RAYMOND ROTHMAN

BINGHAM MCCUTCHEN LLP Counsel of Record

Three Embarcadero Center MICHAEL S. MCDONOUGH

San Francisco, CA 94111 BINGHAM MCCUTCHEN LLP

(415) 393-2000 355 South Grand Avenue
Suite 4400

RALPH CORDOVA, JR. Los Angeles, CA 90071

County Counsel (213) 680-6400

County of Imperial, California

940 Main Street

Suite 405

E1 Centro, CA 92243

(760) 482-4400

Attorneys for Petitioner

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CURRY & TAYLOR @ WASH D.C. @ (202) 223-3160 ¢ USSCINFO.COM

PO IRONS St LITE |

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QUESTIONS PRESENTED

The questions presented in this case are:

(1) whether the Ninth Circuit Court of Appeals’
de novo review of technical findings of fact made by the
Environmental Protection Agency (“EPA”) under
Section 179B(d) of the Clean Air Act (“CAA”), 42
U.S.C. § 7509a(d), in an area of EPA’s special expertise,
can be reconciled with decisions of this Court and the
other federal Circuits; and

(2) whether the Ninth Circuit may rely on that
de novo, lay interpretation of selected facts to mandate
that EPA reclassify the nonattainment area at issue to
“serious” nonattainment under CAA Section 179B(d),
foreclosing further agency consideration.

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RULE 14.1 STATEMENT

Petitioner (intervener below) is Imperial County
Air Pollution Control District, a governmental agency
created by state statute as the body with primary
responsibility for the control of air pollution from all
non-motor vehicle sources within Imperial County,
California. Respondent here (petitioner below) is
Sierra Club. Respondent below was EPA.

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Footnotes

fnl “State Implementation Plans for Serious PM-10
Nonattainment Areas, and Attainment Date Waivers
for PM-10 Nonattainment Areas Generally; Addendum
to the General Preamble for the Implementation of
Title I of the Clean Air Act Amendments of 1990,” 59
FR 41998, August 16, 1994.

fn2 There are currently seven PM-10 monitoring sites
in Imperial County. The Calexico-East monitor was
initiated in 1996. The data from this monitor are
currently being reviewed by EPA and the California
Air Resources Board (CARB) due to siting
deficiencies based on federal monitoring guidelines in
40 CFR Part 58, Appendix E.

fn3 A windrose is a diagram showing the percentage-of
time that wind blows from each compass direction for
various ranges of wind speeds.

-fn4 The Imperial Valley/Mexicali Cross Border PM-10

Transport Study (Final Report, January 30, 1997,
Prepared for EPA Region IX by Desert Research
Institute) also provided an analysis of transport for
three of the days which exceeded the PM-10 standard.
The report concluded that January 19, 1993 was
determined to be associated with stagnation conditions,
so that little transport took place. January 25, 1993 was
determined to be not affected by transport. August 23,
1993 appeared to be dominated by transport.

fn5 Modeled annual average concentrations at all of
the sites are below 43 pg/m’ for each of the 3 years,

64a

assuming only emissions from the United States side
of the border.

fn6 The Southern California Ozone Study (SCOS) was
a large-scale field measurement program carried out in
southern California during the summer of 1997 to
collect sufficient gerometric data to allow data,
analysts and modelers to characterize and simulate
ozone formation and fate in the region. Several
agencies and others participated during the planning
and operational phases of the field study, including
GARB, EPA, local air districts, the US Navy, and the
marine industry.

fn7 Since the applicable attainment date for the CAA
section 179B(d) demonstration is December 31, 1994,
post 1994 years were not addressed in the State’s
179B(d) demonstration.

[Attachments 1 and 2 not reproduced here. The
petition contains the relevant Excerpt of Record
citations to this material.]

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ROE Bree NRC aN: ERO

65a

[Federal Register: October 19, 2001
(Volume 66, Number 203, Pages 53106-53112)

ENVIRONMENTAL PROTECTION AGENCY
40 CFR PART 81
[CA058-FOA; FRL-7087-1]

Clean Air Act Finding of Attainment; California-
Imperial Valley Planning Area; Particulate Matter of
10 Microns or Less (PM-10)

AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.

SUMMARY: EPA is taking final action to find that the
State of California has established to EPA’s satisfaction
that the Imperial Valley Planning Area (Imperial
County), a PM-10 moderate nonattainment area, would
have attained the national ambient air quality tandards
(NAAQS) for particulate matter of ten microns or less
(PM-10) by the applicable Clean Air Act (CAA or the
Act) attainment date, December 31, 1994, but for
emissions emanating from outside the United States,
1.e., Mexico. As a result of this final action, Imperial
County will not be subject to a finding of failure to
attain and reclassification to serious at this time and
will remain a moderate PM-10 nonattainment area.

EFFECTIVE DATE: This action is effective on
November 19, 2001.

66a

ADDRESSES: You can, inspect copies of the
administrative record for this action at EPA’s Region 9
office during normal _ business hours. U.S.
Environmental Protection Agency, Region 9, Air
Division, Planning Office (AIR-2), 75 -Hawthorne
Street, San Francisco, California 94105.

Electronic Availability: This document is also available
as an electronic file on EPA’s Region 9 Web Page at
http://www.epa.gov/region09/air.

FOR FURTHER INFORMATION CONTACT: Doris
Lo, U.S. Environmental Protection Agency, Region 9,
Air Division, Planning Office (AIR-2), 75 Hawthorne
Street, San Francisco, California 94105, (415) 744-1287,
lo.doris@epa.gov.

SUPPLEMENTARY INFORMATION:
I. Background

Imperial County is a moderate PM-10 nonattainment
area located on the California border with Mexico, with
a December 31, 1994 attainment deadline. Under CAA
section 188(b)(2)(A), moderate PM-10 nonattainment
areas must be reclassified as serious by operation of law
after the statutory attainment date if the
Administrator finds that the area has failed to attain
the NAAQS. However, CAA section 179(B)(d) provides
that any area that establishes to the satisfaction of
EPA that it would have attained the PM-10 NAAQS by
the applicable attainment date but for emissions
emanating from outside the United States shall not be
subject to the provisions of CAA section 182(b).

67a

Imperial County and the California Air Resources
Board submitted evidence that the County would have
attained the PM-10 NAAQS but for transport from
Mexico. The primary information prepared by the
Imperial County Air Pollution Control District
(ICAPCD) is “Imperial County PM-10 Attainment
Demonstration” (hereafter referred to as the “179B(d)
Demonstration”) which was transmitted to EPA by the
California Air Resources Board (CARB) on July 18,
2001 letter from Michael P. Kenny, Executive Officer,
CARB, to Ms. Laura Yoshii, Acting Regional
Administrator, EPA Region 9).

Pursuant to CAA section 188(b)(2)(B) of the Act, EPA
must publish a notice in the Federal Register
identifying those areas that failed to attain the
standard and reclassifying the areas to serious. On
August 6, 2001, EPA issued two alternative proposals:

(1) To find that the State of California had established
to EPA’s satisfaction that Imperial County, a PM-10
moderate nonattainment area, would have attained the
NAAQS PM-10 by the applicable Clean Air Act
attainment date, December 31, 1994, but for emissions
emanating from outside the United States, i.e., Mexico.

(2) Alternatively, to find that Imperial County did not
attain the PM-10 NAAQS by its CAA mandated
attainment date. This proposed finding was based on
monitored air quality data for the PM-10 NAAQS
during the years 1992-1994. A final action would result
in a reclassification to serious PM-10 nonattainment for
Imperial County.

68a

These proposed alternative actions were published in a
Federal Register notice (66 FR 42187) on August 10,
2001 (proposed rule or notice of proposed rulemaking,
NPR). The 30-day public comment period ended on
September 10, 2001. EPA requested public comments
on both proposals and received ten comment letters

from the following:

Sierra Club/EarthJustice Legal Defense Fund (David
S. Baron, Attorney)

Imperial County Air Pollution Control District
(Stephen L. Birdsall, Air Pollution Control Officer)

Congressman Duncan Hunter, U.S. House of
Representatives, Washington, D.C. 20515-0552

Imperial Valley Vegetable Growers Association
(Lauren S. Grizzle, Executive Director)

Imperial County Farm Bureau (Lauren S. Grizzle,
Executive Director)

California Farm Bureau Federation (Cynthia L. Cory,
Director, Environmental Affairs)

Mar Vista Farms, Inc. (Michael B. Cox, President)

Nisei Farmers League (Manuel Cunha, Jr., President)

California Cotton Ginners and Growers Association-

(Roger A. Isom, Vice President & Director of Technical
Services)

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Granite Construction Company (Jeff Mercer, Area
manager)

All of the commenters supported EPA’s proposed
finding of attainment pursuant to section 179B(d) of the
CAA, except for the Sierra Club/EarthJustice Legal
Defense Fund (Sierra Club).

While the Sierra Club raises some important issues,
EPA was aware of these issues prior to the proposed
rulemaking and has not been convinced by Sierra Club
that the State’s 179B(d) demonstration is inadequate
and that the finding of nonattainment and
reclassification to serious should be finalized. Thus,
EPA is finalizing its action to find that the State of
California has established that Imperial County would
have attained the NAAQS for PM-10 by the applicable
CAA attainment date, December 31, 1994, but for
emissions emanating from Mexico. Today’s rulemaking
provides EPA’s responses to public comments and
finalizes EPA’s proposed action.

II. Public Comments and EPA Responses

A. Sierra Club/EarthJustice Legal Defense Fund
(David S. Baron, Attorney)

Comments were submitted by the EarthJustice Legal
Defense Fund on behalf of the Sierra Club. In general,
the Sierra Club opposes our proposed finding of
attainment and asserts that the 179B(d) demonstration
does not adequately demonstrate attainment but for
the emissions emananting from Mexico. The Sierra
Club believes we must finalize our proposed finding of

70a

nonattainment and reclassification to serious PM-10
nonattainment for Imperial County.

1. CAA Requires Modeling

The Sierra Club’s first group of coniments address the
need for a modeling demonstration. The Sierra Club
asserts that air quality modeling is a requirement
under CAA Section 179B(d) and that in order to qualify
for a 179B(d) waiver, the state must make a showing
that is the equivalent of an attainment demonstration
which the Act and EPA’s own regulations and
guidelines require to be based on air quality modeling.
The Sierra Club then discusses how the State’s air
quality modeling does not adequately demonstrate
attainment of the 24-hour and annual PM-10 NAAQS
due to deficiencies with the modeling inventory and
modeling assumptions which are summarized in EPA’s
responses below.

EPA’s response: EPA disagrees with the Sierra Club
that a CAA Section 179(B)(d) waiver must be based on
air quality modeling. CAA section 179B(d) does not
require air quality modeling for PM-10 nonattainment
areas at international borders, and EPA’s guidance
relating to serious PM-10 nonattainment areas suggests
modeling as one of five methods that may be used to
determine attainment but for international
transport.fnl In issuing guidance on CAA section
179(B), EPA considered it appropriate to grant states
more flexibility in making the “but-for” attainment
determination for border areas due to the special
difficulties that can be encountered at these areas.

Tla

For example, it may be particularly difficult for States
to acquire the necessary input data for a valid modeling
analysis, including monitored meteorological and air
quality data, accurate speciated emissions inventories
with temporal and spatial breakdown, and information
on day-specific emissions, when such data must be
collected in areas outside of the U.S. The acquisition of
such data is resource intensive both in terms of money
and expert staff time, and the exercise may consume
years of preparatory work and then require additional
time and expense for quality assurance and data
preparation and analysis. In cases where the critical
modeling input data are not available or are incomplete
or inaccurate, EPA believes that Congress could not
have intended to disallow areas from presenting, and
EPA from approving, non-modeling evidence of
“attainment but for transport.”

Although modeling input data were recognized to be
sparse, the State’s 179B(d) demonstration did attempt
to address each of the 5 allowable approaches specified
in the General Preamble, including an air quality
modeling “but-for” attainment demonstration for both
the annual and 24-hour PM-10 NAAQS.

As discussed in the proposed rule, EPA did not base
the proposed finding of attainment for the 24-hour PM-
10 NAAQS on the State’s air quality modeling
demonstration. The sensitivity of the 24-hour PM-10
NAAQS to the modeling inputs, coupled with the lack
of model validation, led EPA to conclude that, unlike
the annual PM-10 NAAQS, the air quality modeling
could not be relied upon for the 24-hour PM-10 NAAQS
attainment demonstration. Instead, EPA based its
finding of attainment for the 24-hour PM-10 NAAQS on

72a

the State’s analysis of monitoring sites, meteorological
conditions (which involves an analysis of spatial plots,
wind roses and back trajectories) and inventory
estimates for both sides of the border. EPA believes
that these are valid alternative methods for
determining attainment but for international transport
(see General Preamble at 59 FR 42001).

For the annual PM-10 NAAQS, model performance
assessment also raises issues, although these concerns
are less than for the 24-hour NAAQS because day-
specific modeling inputs and predictions are not needed.
Moreover, to determine whether or not Imperial
County would have attained the annual PM-10 NAAQS
but for international transport does not require
modeling precision, due to the fact that the annual
arithmetic mean concentrations for 1992-1994 are only
slightly above the annual PM-10 NAAQS (51 g/m\3\ at
Brawley and 56 g/m\3\ at Calexico Dichot-Grant
Street). All that is required of the model in support of a
“but for” demonstration is evidence that at least a small
portion of the monitored concentrations was due to
transport of pollution from Mexico.

2. Adequacy of the State’s Emissions Inventory Input
to the Modeling

The Sierra Club comments that the State’s modeling
inventory is insufficient because it was not developed
for PM-10 modeling, does not reflect peak PM-10 levels,
is not a “current” and “accurate” inventory, and does
not contain data on actual PM-10 emissions, but is
based on the SCOS inventory which is adjusted with
invalid assumptions (i.e., percentage of TSP that is PM-
10 and correlation of PM-10 emissions to population).

73a

EPA Response: While the modeling inventory for
Imperial County was not developed specifically for PM-
10 modeling, it does include PM-10 emissions and
represents the best available inventory at this time. As

discussed in EPA’s Technical Support Document (TSD)
for the proposed rule, the modeling inventory was
derived from the Southern California Ozone Study
(SCOS) modeling inventory for a typical summer day.
Seasonal adjustments were made to the inventory, and
the inventory was scaled, based on population changes,
for the years 1992 to 1994. The use of this modeling
inventory to represent average annual PM-10
concentrations is an acceptable approach, but the use of
this modeling inventory to represent peak PM-10 days
is less reliable because emissions of PM-10 are likely to
be higher than the seasonal average on peak days. In
other words, this inventory is more reliable for the
determining attainment of the annual PM-10 NAAQS
than for the 24-hour PM-10 NAAQS.

EPA does not agree that the modeling inventory is
insufficient because it is based on the SCOS inventory
and adjustments made to that inventory (Ze.,
percentage of TSP that is PM-10 and correlation of PM-
10 emissions to population). As discussed above, the
modeling inventory developed is the best available
inventory and information at this time. In order to
develop a modeling inventory for Imperial County, the
State took the SCOS modeling inventory and made
adjustments to reflect the PM-10 emissions in Imperial
county. For example, the SCOS inventory included
emissions of total suspended particulates (TSP). PM-10
is a subset of TSP. In order to to adjust for the SCOS
inventory for PM-10 emissions, the State used an
adjustment factor of 1.93 which is based on a

74a

comparison of the 1997 SCOS inventory to Imperial
County’s 1995 PM-10 emissions inventory (best
available PM-10 inventory). The State aiso adjusted the
inventory for changes in the population since the “vast
majority of PM-10 emission in Imperial County are
from area sources such as unpaved roads, paved roads
and agriculture.”fn2 While these may not be the most
precise adjustment techniques for the Imperial County
PM-10 modeling inventory, EPA believes these
adjustments are reasonable for the annual PM-10
NAAQS.

In general, there are many uncertainties in developing
PM-10 inventories. This is partly due to intrinsic
variability, but also because socioeconomic surrogate
data and location-specific data needed to build a
spatially and temporally resolved inventory is
sometimes not available. However, EPA believes that
the fugitive PM-10 emission estimates and the modeling
that uses them are an adequate basis for this action.
The State is continuously improving and updating
inventory information. The inventory used in the
State’s demonstration represents the best available
PM-10 inventory for the 1992-1994 timeframe.

3. Background Concentration in the Model

The Sierra Club comments that there is no basis for
using the annual background concentration of 25 g/m?
and that it is “the product of pure speculation.”

EPA Response: The background concentration level
was based on a frequency distribution analysis of
measured PM-10 concentrations at monitors in the
Imperial County and Mexicali from 1992 to 2000.fn3

75a

EPA believes the 25 g/m’ background concentration
level is a conservative levei.

4. Secondary Particles in the Model

The Sierra Club comments that the State’s modeling
demonstration includes no analysis for secondary
particle formation.

EPA Response: While there is no specific discussion of
secondary particulates in EPA’s proposed rule (66 FR
42187), the analysis provided by the state did account
for the formation of secondary particulates. See
Imperial County PM10 Attainment Demonstration,
Chapter III.B, page 4. In addition the Imperial
Valley/Mexicali Cross Border PM-10 Transport Study
(Transport Study) provides a filter analysis which
indicates that secondary particulates are measured in
the range of 2 to 4 g/m’® for secondary ammonium
sulfates and 2 to 3 g/m® for secondary ammonium
nitrates (Transport Study, Summary and Conclusion,
page 9-5) and are thus a small portion of the particulate
matter in Imperial County.

5. Proof That Mexico Emissions Impact U.S. Monitors
and Adequacy of Alternative Demonstration

The Sierra Club asserts that the state has faiied to
demonstrate that PM-10 violations in Imperial County
are actually being caused by emissions from Mexico and
that, even if air quality modeling was not required, the
state’s “alternative” 179B(d) demonstration (i.e., based
on analysis of wind patterns and population densities) is
grossly inadequate. The Sierra Club believes that the
State’s analysis of wind patterns and population

76a

densities does not show that any quantifiable amount of
particulates traveled to the U.S. monitors, let alone any
amount that would contribute to nonattainment and
that there is nothing in the record relating to an actual
amount of PM-10 emissions traveling from Mexico to
Imperial County. Also, the Sierra Club states that the
Imperial Valley/Mexicali Cross Border PM-10
Transport Study (Transport Study), which indicates
that international transport is not always the cause of
PM-10 violations, were not refuted and are more
reliable than the more recent analysis by the state
which the Sierra Club claims to be speculative. Finally,
the Sierra Club asserts that there is no analysis of the
PM-10 transport to Imperial County’s border from
places other than Mexico (i.e., on the U.S. side).

EPA’s response: The State’s 179B(d) demonstration,
which includes a detailed analysis of spatial plots, wind
roses and back trajectories for each of the PM-10
exceedance days during 1992-1994, provides the best
qualitative analysis of the emissions from Mexico
possible for the Imperial County area for the period in
question. Filter analyses often can provide more
specificity on where the monitoring emissions are
coming from but, since the types of PM-10 sources are
similar on both sides of the border, analysis of the
Imperial County samples would not show what portion
of the catch originated on the Mexican side of the
border.fn4

The Sierra Club suggests that the analyses found in the
State’s 179B(d) demonstration prove nothing about
whether or not emissions from Mexico are impacting
U.S. monitors. EPA believes that given the available
information, the State has made a good argument that

T7a

Imperial County is being impacted by Mexico
emissions. Additional activities (tracer studies, air
monitoring studies, establishment of more meteorology
stations at border) could have been conducted, but it is

not now possible to create information from new studies
for the 1992-1994 timeframe. Thus, EPA believes that
the State’s 179B(d) analysis of spatial plots, wind roses
and back trajectories provides the best determination
of PM-10 emissions transport from Mexico.

EPA does not have to refute the Transport Study
results in order to make this finding of attainment but
for international transport. As discussed in the
proposed rule, the additional windfield analyses
(Attachment 2 to EPA’s TSD, Additional windroses
and windfields for January 25, 1993) provided a more
detailed analysis, supplementing information from the
Transport Study.fn5 The Transport Study is simply an
effort to collect air quality data on exceedance days and
analyze the data based on wind direction and speed, and
the study is thus very similar to the analyses found in
the State’s demonstration. The Transport Study
indicates that several of the exceedance days appear to

have stagnant wind conditions (1/19/93, 1/25/93, 7/7/94,
10/17/94 and 12/16/94), but the State’s demonstration
uses more meteorological data and finds evidence that
transport from Mexico is likely even with the stagnant
conditions at the surface. For each of the exceedances,
the State’s analysis took into account additional
information not included in the Transport Study. This
information included: (a) The number of hours with
southerly wind directions that have the potential to
carry emissions from Mexico into Imperial County; (b)
the back trajectories and back trajectories based on
upper-air synoptic wind data, which show the existence

78a

of much higher winds from the south that are de-
coupled from the surface stagnant conditions, and (c)
the windroses developed for all meteorological stations,
suggesting that emissions from Mexico _ likely
contributed to the concentrations measured at Brawley.
Based on this additional information and the further
analyses, the State concluded that Imperial County
would not have violated the PM-10 NAAQS but for
transport from Mexico. In weighing the “but-for”
evidence, EPA also considered it important to consider
the relatively low level of the 24-hour exceedances (162
g/m*), 175 g/m*, 165 g/m’, 159 g/m’, and 153 g/m*). EPA
concedes that information is not available to determine
with confidence the exact quantity of PM-10 coming
from Mexico, but EPA continues to believe that the
State has diligently collected and analyzed available
evidence and has successfully demonstrated for each of
the exceedance days the probability that Imperial
County would not have violated the NAAQS but for the
emissions emanating from Mexico.

Finally, EPA believes that there were insufficient data
to support a modeling assessment of the potential for
long range transport from the South coast or other
California areas to Mexico and back again to Imperial.
The Sierra Club presents no evidence that there is
transport from U.S. sources outside of Imperial County.
Even if evidence existed that the Imperial County
monitors were being impacted by long range transport
from within the U.S., such evidence would not
invalidate the State’s demonstration that Imperial
County would have attained the NAAQS but for
emissions emanating from Mexico.

79a

6. Emissions Inventories

The Sierra Club asserts that the comparison of
emissions inventories between Imperial and Mexicali is
inadequate due to the uncertainty in the Mexicali
inventory, that the Mexicali inventory has not been
analyzed for transportability of particles and that the
emissions inventory for Imperial County has never
been approved by EPA, and thus cannot be used to
support a “but-for” finding.

EPA’s response: The comparison of Imperial and
Mexicali emissions was intended to provide support for
the attainment finding. EPA agrees that there is
uncertainty in the Mexicali inventory, however, EPA
also believes it is useful to examine all available data for
this attainment finding. Even if the Mexicali emissions
were one-half of 257, as suggested by the Sierra Club,
the emissions in the city of Mexicali (200 square miles)
would be about half of the emissions in all of Imperial
County (4060 square miles), but the emissions density
in Mexicali would still be much greater than in Imperial
County. As far as determining the transportability of
emissions from Mexicali, as discussed above and in the
proposed rule, filter analyses have been examined for
the border area and provided some information on the
particles characteristics. Finally, as discussed above,
the emission inventories used in the State’s 179B(d)
demonstration are the most current and best available.
EPA plans to take action on the inventories when they
are submitted as part of the State Implementation Plan
(SIP) for Imperial County.

80a
7. Post-1994 Exceedances

The Sierra Club asserts that the 179B(d) determination
is inadequate because it fails to consider the post-1994
exceedances. The Sierra Club states that the post-1994
exceedances are numerous, in some cases extreme, and
relevant to the attainment but for international
transport determination.

EPA’s response: EPA believes that the post-1994
exceedances are irrelevant to the determinations at
issue. The statutory attainment date for the Imperial
County PM-10 moderate nonattainment area is
December 31, 1994. EPA believes the State’s 179B(d)
demonstration adequately demonstrates attainment by
examining the air quality data from 1992-1994. If this
demonstration is adequate, reclassification to serious is
not required. Section 188(b)(2) provides that: “Within 6
months following the applicable attainment date for a
PM-10 nonattainment area, the Administrator shall
determine whether the area attained the standard by
that date. If the Administrator finds that any Moderate
Area is not in attainment after the applicable
attainment date * * *” the area shall be reclassified.
While the second sentence of section 188(b)(2) contains
the language quoted by the commentor “is not in
attainment after the applicable attainment date,” it is
clear that in the context of the first sentence of the
provision, which is the sentence that establishes the
duty to make an attainment determination, the duty is
to “determine whether the area attained the standard
by that date [referring to the phrase “applicable
attainment date” in the opening clause of the
sentence].” Thus, EPA’s duty is to determine whether
the area attained by its attainment date and the

8la

language in the second sentence regarding a finding
after the attainment date may reasonably be
interpreted as referring to the date the finding is made,
which would necessarily be after the attainment date,
not to the date used in the determination as the
benchmark for determining attainment. The question of
whether an area should be reclassified is considered
along with whether an area has achieved attainment by
the attainment date. Thus, the air quality data from the
years 1992-1994 are the relevant data for determining
whether Imperial County should be reclassified to
serious.

8. SIP Requirements

Finally, the Sierra Club asserts that a 179B(d) waiver
cannot be granted unless all moderate area SIP
requirements (e.g. RACM, RACT, New Source
Review, etc.) are being met.

EPA’s response: As discussed in the EPA’s proposal,
this rulemaking does not address the SIP requirements
for Imperial County but only the question of whether or
not the State has established that Imperial County
attained the NAAQS by December 31, 1994, but for
international transport. CAA section 179B(d) states
that “any State that establishes to the satisfaction of
the Administrator * * * that such State has attained the
national ambient air quality standard for [PM-10] by
the applicable attainment date, but for emissions
emanating from outside of the United States, shall not
be submit to the provisions of section 7512(b)(2) * * *”
which requires reclassification upon failure to attain.
This provision does not require a SIP submittal in order
for the waiver to be granted. EPA is currently working

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with the Imperial County Air Pollution Control District
and the California Air Resources Board on developing
an approvable State Implementation Plan for Imperial
County. A draft of this plan was issued for public
review in July 2001.

B. Other Comments Supporting EPA’s Final Action

Besides the Sierra Club, all of the commentors support
EPA’s finding of attainment but for international
transport and are extremely opposed to the finding of
nonattainment and reclassification to a serious PM-10
nonattainment area. -Commentors discussed the
overwhelming pollution problem coming from Mexico,
the measures their industries have taken to reduce
pollution and that it would be unfair to impose
additional controls on sources in Imperial County. The
Imperial County Air Pollution Control District also
provided additional technical analysis supporting the
methods used in the State’s 179B(d) demonstration.

III. Summary of Final Action

EPA’s proposed rule (66 FR 42187) discusses how the
State’s 179B(d) demonstration is based on a
competently collected and examined set of the relevant
available information, and reaches a_ reasoned
conclusion that each of the 1992-94 exceedances, which
are only slightly above the NAAQS, would likely not
have occurred without pollutant transport from Mexico.

In summary, EPA continues to believe that CAA
section 179B(d) does not mandate a modeling
demonstration, and that the State has provided
evidence sufficient to show that, but for international

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transport of PM-10, Imperial County would have
attained the annual and 24-hour PM-10 NAAQS by the
December 31, 1994 deadline.

IV. Administrative Requirements
A. Executive Order 12866

Under E.O. 12866, 58 FR 51735 (October 4, 1993), EPA
is required to determine whether regulatory actions are
significant and therefore should be subject to OMB
review, economic analysis, and the requirements of the
Executive Order. The Executive Order defines a
“significant regulatory action” as one that is likely to
result in a rule that may meet at least one of the four
criteria identified in section 3(f), including, (1) have an
annual effect on the economy of $100 million or more or
adversely affect, in a material way, the economy, a .
sector of the economy, productivity, competition, jobs,
the environment, public health or safety, or State, local,
or tribal governments or communities; (2) create a
serious inconsistency or otherwise interfere with an
action taken or planned by another agency; (3)
materially alter the budgetary impact of entitlements,
grants, user fees, or loan programs or the rights and
obligations of recipients therof; or (4) raise novel legal
or policy issues arising out of legal mandates, the
President’s priorities, or the principles set forth in the
Executive Order.

EPA has determined that the final finding of
attainment pursuant to CAA section 179B(d) would
result in none of the effects identified in section 3(f). A
finding of attainment under section 179B(d) of the CAA
dees not impose any additional requirements on an

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area. This actions does not, in-and-of-itself, impose any
new requirements on any sectors of the economy.

B. Executive Order 13211

The final finding of attainment under CAA 179B(d) is
not subject to Executive Order 13211, “Actions
Concerning Regulations That Significantly Affect
Energy Supply, Distribution, or Use” (66 Fed. Reg.
98355 (May 22, 2001)) because it is not a significant
regulatory actions under Executive Order 12866.

C. Executive Order 13045

Executive Order 13045, entitled Protection of
Children from Environmental Health Risks and Safety
Risks (62 FR 19885, April 23, 1997), applies to any rule
that: (1) Is determined to be “economically significant”
as defined under Executive Order 12866, and (2)
concerns an environmental health or safety risk that
EPA has reason to believe may have a disproportionate
effect on children. If the regulatory action meets both
criteria, the Agency must evaluate the environmental
health or safety effects of the planned rule on children,
and explain why the planned regulation is preferable to
other potentially effective and reasonably feasible
alternatives considered by the Agency.

The final finding of attainment under CAA 179B(d) is
not subject to Executive Order 13045 because it does
not involve decisions intended to _ mitigate
environmental health or safety risks.

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D. Executive Order 13132

Executive Order 13132, “Federalism,” (64 FR 43255,
August 10, 1999) revokes and replaces Executive
Orders 12612, “Federalism,” and 12875, “Enhancing the
Intergovernmental Partnership.” Executive Order
13132 requires EPA to deve'op an accountable process
to ensure “meaningful and timely input by State and
local officials in the development of regulatory policies
that have federalism implications.” “Policies that have
federalism implications” is defined in the Executive
Order to include regulations that have “substantial
direct effects on the States, on the relationship between
the national government and the States, or on the
distribution of power and responsibilities among the
various levels of government.” Under Executive Order
18132, EPA may not issue a regulation that has
federalism implications, that imposes substantial direct
compliance costs, and that is not required by statute,
unless the Federal government provides the funds
necessary to pay the direct compliance costs incurred
by State and local governments, or EPA consults with

State and local officials early in the process of
developing the proposed regulation. EPA also may not
issue a regulation that has federalism implications and
that preempts State law unless the Agency consults
with State and local officials early in the process of
developing the proposed regulation.

The final finding of attainment will not have substantial
direct effects on California, on the relationship between
the national government and California, or on the
distribution of power and responsibilities among the
various levels of government, as specified in Executive
Order 13132. As stated above, a finding of attainment

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under section 179B(d) of the CAA does not impose any
additional requirements on an area. This action does
not, in-and-of-itself, impose any new requirements on
any sectors of the economy. Thus, the requirements of
section 6 of the Executive Order do not apply to this
final action.

E. Executive Order 13175

Executive Order 13175, entitled “Consultation and
Coordination with Indian Tribal Governments” (65 FR
67249, November 6, 2000), requires EPA to develop an
accountable process to ensure “meaningful and timely
input by tribal officials in the development of
regulatory policies that have tribal implications.”
“Policies that have tribal implications” is defined in the
Executive Order to include regulations that have
“substantial direct effects on one or more Indian tribes,
on the relationship between the Federal government
and the Indian tribes, or on the distribution of power
and responsibilities between the Federal government
and Indian tribes.”

The final finding of attainment under CAA 179B(d)
does not have tribal implications. For the reasons
discussed above, the final action will not have
substantial direct effects on tribal governments, on the
relationship between the Federal government and
Indian tribes, or on the distribution of power and
responsibilities between the Federal government and
Indian tribes, as specified in Executive Order 13175.
Thus, Executive Order 13175 does not apply to this
rule.

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F’. Regulatory Flexibility Act

The Regulatory Flexibility Act (RFA) generally
requires an agency to conduct a regulatory flexibility
analysis of any rule subject to notice and comment
rulemaking requirements unless the agency certifies
that the rule will not have a significant economic impact
on a substantial number of small entities. Small entities
include small _ businesses, small not-for-profit
enterprises, and small governmental jurisdictions.

As discussed above, the final finding of attainment
under CAA 179B(d) does not impose additional
requirements on small entities. Therefore, I certify that
this final action will not have a significant economic
impact on a substantial number of small entities.

G. Unfunded Mandates

Under section 202 of the Unfunded Mandates Reform
Act of 1995 (“Unfunded Mandates Act”), signed into
law on March 22, 1995, EPA must prepare a budgetary
impact statement to accompany any proposed or final
rule that includes a Federal mandate that may result in
estimated costs to State, local, or tribal governments in
the aggregate; or to the private sector, of $100 million
or more. Under section 205, EPA must select the most
cost-effective and least burdensome alternative that
achieves the objectives of the rule and is consistent
with statutory requirements. Section 203 requires EPA
to establish a plan for informing and advising any small
governments that may be significantly or uniquely
impacted by the rule.

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With respect to EPA’s final finding of attainment under
CAA 179B(d), EPA notes that this actions in-and-of
itself establishes no new requirements. Furthermore,
EPA is not directly establishing any regulatory
requirements that may significantly impact or uniquely
affect small governments, including tribal governments.
Thus, EPA is not obligated to develop under section
203 of UMRA a small government agency plan.

H. National Technology Transfer and Advancement
Act

Section 12 of the National Technology Transfer and
Advancement Act (NTTAA) of 1995 requires Federal
agencies to evaluate existing technical standards when
developing a new regulation. To comply with NTTAA,
EPA must consider and use “voluntary consensus
standards” (VCS) if available and applicable when
developing programs and policies unless doing so would
be inconsistent with applicable law or otherwise
impractical.

EPA believes that VCS are inapplicable to today’s final
action because they do not require the public to
perform activities conducive to the use of VCS.

I. Submission to Congress and the Comptroller General

The Congressional Review Act, 5 U.S.C. 801 et seq., as
added by the Small Business Regulatory Enforcement
Fairness Act of 1996, generally provides that before a
rule may take effect, the agency promulgating the rule
must submit a rule report, which includes a copy of the
rule, to each House of the Congress and to the
Comptroller General of the United States. EPA will

89a

submit a report containing this rule and other required
information to the U.S. Senate, the U.S. House of
Representatives, and the Comptroller General of the
United States prior to publication of the rule in the
Federal Register. A major rule cannot take effect until
60 days after it is published in the Federal Register.
This rule is not a “major” rule as defined by 5 U.S.C.
804(2).

J. Petitions for Judicial Review

Under section 307(b)(1) of the Clean Air Act, petitions
for judicial review of this action must be filed in the
United States Court of Appeals for the appropriate
circuit by December 18, 2001. Filing a petition for
reconsideration by the Administrator of this final rule
does not affect the finality of this rule for the purposes
of judicial review nor does it extend the time within
which a petition for judicial review may be filed, and
shall not postpone the effectiveness of such rule or
action. This action may not be challenged later in
proceedings to enforce its requirements. (See section

307(b)(2).)
List of Subjects in 40 CFR Part 81

Environmental protection, Air pollution control,
National parks, Wilderness areas.

Authority: 42 U.S.C. 7401-7671q.

Dated: October 9, 2001.

Sally Seymour,

Acting Regional Administrator, Region IX.
[FR Doc. 01-26406 Filed 10-18-01; 8:45 am]

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BILLING CODE 6560-50-P

Footnotes

fnl EPA’s guidance appears in “State Implementation
Plans for Serious PM-10 Nonattainment Areas, and
Attainment Date Waivers for PM-10 Nonattainment
Areas Generally; Addendum to the General Preamble
for the Implementation of Title I of the Clean Air Act
Amendments of 1990,” 59 FR 41998, August 16, 1994.
The guidance lists 5 types of information that could be
used to qualify for treatment under section 179B, and
provides that “States may use one or more of these
types of information or other techniques, depending on
their feasibility and applicability, to evaluate the impact
of emissions emanating from outside the U.S. on the
nonattainment area.” The General Preamble goes on to
note that “the first 3 examples do not require the State
to obtain information from a foreign country.” Only the
fifth method employs modeling. 59 FR 42001. As
discussed in the proposed action, the State submitted
information addressing each of the 5 methods. 66 FR
42189-90.

fn2 See the State’s 179B(d) demonstration (Chapter
III.B. Modeling Emissions Inventory) for more detailed
information on the how the State’s modeling inventory
was developed.

fn3 See the State’s 179B(d) demonstration (Chapter
II.D. Background Concentrations) for more
information.

fn4 As discussed in the proposed rule, the 1992-1993
Imperial Valley/Mexicali Cross Border PM-10

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Transport Study (Final Report, January 30, 1997)
includes an analysis of the particles collected in areas
within Imperial County where violations have been
recorded. This sample analysis determined that
geological dust (70-90%), motor vehicle exhaust (10-
15%) and vegetative burning (10%) account for the
highest contribution to PM-10 concentrations. These
are the predominant emissions sources on both sides of
the border. Thus, the filter analysis by itself could not
be used to determine the extent to which violations
might result from international transport.

fn5 See Attachment 2 to EPA’s TSD, Additional
windroses and windfields for January 25, 1993.

92a

(Federal Register: August 16, 1994
(Volume 59, Number 157, Pages 41998-42002) |

ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 52
[FRL-5052-2]

State Implementation Plans for Serious PM-10
Nonattainment Areas, and Attainment Date Waivers
for PM-10 Nonattainment Areas Generally; Addendum
to the General Preamble for the Implementation of
Title I of the Clean Air Act Amendments of 1990

AGENCY: Environmental Protection Agency (EPA).
ACTION: Addendum to General Preamble for future
proposed rulemakings.

SUMMARY: This addendum to the General Preamble
for the Implementation of Title I of the Clean Air Act
Amendments of 1990 principally describes EPA’s
preliminary views on how the Agency should interpret
various provisions of title I with regard to
requirements for PM-10 (particles with an aerodynamic
diameter less than or equal to a nominal 10
micrometers) serious nonattainment area State
implementation plans (SIP’s). This document also
addresses policy and guidance on attainment date
waivers potentially applicable to all areas that have
been designated nonattainment for PM-10, waivers of
certain requirements applicable to PM-10 serious
nonattainment areas, and requirements for
international border areas in PM-10 nonattainment

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areas. Although the guidance includes’ various
statements that States must take certain actions, these
statements are made pursuant to EPA’s preliminary
interpretations, and thus do not bind States and the
public as a matter of law. This addendum is an advance
notice of how EPA generally intends to take action on
SIP submissions and to interpret various PM-10 related
title I provisions.

FOR FURTHER INFORMATION CONTACT:
Charlene E. Spells, Air Quality Management Division,
Mail Drop 15, Office of Air Quality Planning and
Standards, U.S. EPA, Research Triangle Park, North
Carolina 27711, (919) 541-5255.

ADDRESSES: References cited herein are available
from the Public Docket No. A-92-23. The docket is
located at the Air and Radiation Docket and
Information Center, Room M-1500, Waterside Mall,
Mail Code 6102, 401 M Street SW., Washington, DC
20460. The docket may be inspected from 8:30 a.m. to 12
noon and from 1:30 p.m. to 3:30 p.m. on weekdays,
except for legal holidays. A reasonable fee may be
charged for copying.

Supplementary Information:

Table of Contents

I. Introduction
II. Designations and Classifications
A. Designations

B. Classifications

C. Reclassifications

D. Appendix K and Waivers

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ITI. International Border Areas
A. Statutory Requirement
B. Policy
IV. Serious Area SIP Requirements
V. Waivers for Certain PM-10 Nonattainment Areas
A. Historical Perspectives
B. Waiver Provisions
C. Application of Waiver Provisions
D. Waiver Policy Description
VI. Best Available Control Measures (BACM)
A. Requirement for BACM
B. EPA’s Historical Interpretation of Control
Technology Terminology
C. BACM for Serious PM-10 Nonattainment Areas
D. Procedures for Determining BACM
E. Selection of BACM for Area Sources
F’. Selection of Best Available Control Technology
(BACT) for Point Sources
VII. Contingency Measures
VIII. Quantitative Milestones and Reasonable Further
Progress
A. General Discussion
B. Reasonable Further Progress
C. Quantitative Milestones
IX. Other Requirements
A. Executive Order 12866
B. Regulatory Flexibility Act

In accordance with 1 CFR 5.9(c), this document is
published in the proposed rules category.

I. Introduction

Issues are discussed in this document regarding policy
and guidance that will be applicable to areas that have

95a

been designated nonattainment for PM-10 and
reclassified as serious areas. This document also
discusses issues regarding policy and guidance on
attainment date waivers potentially applicable to all
areas that have been designated nonattainment for PM-
10, as well as policy and guidance on waivers of certain
other requirements applicable to PM-10 serious
nonattainment areas, and _ requirements for
international border areas in PM-10 nonattainment
areas.

Initially, all areas designated as nonattainment for PM-
10 are classified as moderate areas (see section 188(a) of
the Clean Air Act (Act)).fnl Subsequently, in
accordance with section 188(b) of the Act, “The
Administrator may reclassify as a serious PM-10
nonattainment area * * * any area that the
Administrator determines cannot practicably attain the
national ambient air quality standard for PM-10 by the
attainment date (as prescribed in subsection (c)) for
moderate areas” or any area that fails to timely attain.
The EPA took final action on January 8, 1993 to
reclassify 5 moderate areas that were initially
designated as nonattainment for PM-10 upon
enactment of the 1990 Amendments (see 58 FR 3334).
The EPA is considering reclassifying additional areas
from moderate to serious.

This guidance document is being published as an
addendum to the General Preamble for the
Implementation of Title I of the Clean Air Act
Amendments of 1990 (General Preamble) published
April 16, 1992 (57 FR 13498).fn2 Among other things,
this PM-10 nonattainment area guidance document
describes EPA’s preliminary views on how EPA should

96a

interpret various provisions of title I with regard to
requirements for PM-10 serious area SIP’s. Although
the guidance includes various statements that States
must take certain actions, these statements are made
pursuant to EPA’s preliminary interpretations, and
thus do not bind the States and the public as a matter of
law. Of course, the use of prescriptive language is
appropriate in those instances where the policy is
simply reiterating statutory mandates which provide
that States must take certain actions.

Possible approaches to implementing the provisions in
section 179B applicable to international border areas,
general SIP requirements of section 172(c), the specific
requirements in subpart 4 of part D of title I in serious
PM-10 nonattainment areas, the issues involved and the
means of resolving those issues are discussed in the
following sections. The topics discussed include SIP
requirements such as provisions to assure that best
available control measures (BACM) are implemented;
waivers for areas impacted by nonanthropogenic
sources; treatment of international border areas;
requirements for quantitative milestones, reasonable
further progress (RFP) and contingency measures.

II. Designations and Classifications
A. Designations

Section 107(d) of the Act provides generally for the
designation of areas of each State as attainment,
nonattainment or unclassifiable for each pollutant for
which there is a national ambient air quality standard
(NAAQS). Certain areas meeting the qualifications of
section 107(d)(4)(B) of the Act were designated

97a

nonattainment for PM-10 by operation of law upon
enactment of the 1990 Amendments (initial PM-10
nonattainment areas). A Federal Register notice
announcing all of the areas designated nonattainment
for PM-10 at enactment and classified as moderate was
published on March 15, 1991 (56 FR 11101). A follow-up
notice correcting some of these area designations was
published August 8, 1991 (56 FR 37654). The
nonattainment areas were formally codified in 40 CFR
part 81, effective January 6, 1992 (56 FR 56694,
November 6, 1991). All those areas of the country not
designated nonattainment for PM-10 at enactment
were designated unclassifiable (see section
107(d)(4)(B)(iii) of the Act).

B. Classifications

Once an area is designated nonattainment, section 188
of the Act outlines the process for classification of the
area and establishes the area’s attainment date. In
accordance with section 188(a), all PM-10
nonattainment areas are initially classified as moderate
by operation of law upon their designation as
nonattainment.

C. Reclassifications

1. General Conditions

A moderate area can subsequently be reclassified as a
serious nonattainment area under two. general
conditions. First, EPA has general discretion under
section 188(b)(1) to reclassify a moderate area as a
serious area at any time the Administrator determines

98a

the area cannot practicably attain the NAAQS by the
statutory attainment date for moderate areas.fn3

Second, under section 188(b)(2) a moderate area is
reclassified as serious by operation of law after the
statutory attainment date has passed if the
Administrator finds that the area has not attained the
NAAQS. The EPA must publish a Federal Register
notice identifying the areas that have failed to attain
and were reclassified, within 6 months following the
attainment date (see section 188(b)(2)(B)).

2 Reclassification of Initial PM-10 Nonattainment
Areas

Section 188(b)(1)(A) provides an accelerated schedule
by which EPA is to reclassify appropriate initial PM-10
nonattainment areas. The EPA proposed on November
21, 1991 (56 FR 58656) to reclassify 14 of the 70 initial
moderate areas as serious. The 14 areas EPA proposed
to reclassify were identified largely based on the
magnitude and frequency of ambient PM-10
measurements above the 24-hour NAAQS of 150
micrograms per cubic meter (g/m3)
during calendar years 1988-1990. The EPA took final
action on January 8, 1993 (58 FR 3334) to reclassify 5 of
the 14 areas. The final decision to reclassify the 5 areas
was based on the criteria utilized in the proposal,
comments received in response to the proposal and on
EPA’s preliminary review of the SIP’s for the areas.

In the future, EPA anticipates that, generally, any
decision to reclassify an initial PM-10 nonattainment
area before the attainment date will be based on
specific facts or circumstances demonstrating that the

99a

NAAQS cannot practicably be attained in the area by
December 31, 1994 (the statutory attainment date
specified in section 188(c)(1) for initial PM-10
nonattainment areas).

3. Reclassification of Future PM-10 Nonattainment
Areas

Section 188(b)(1)(B) provides a timeframe within which
EPA is to reclassify appropriate areas designated
nonattainment for PM-10 subsequent to enactment of
the 1990 Amendments. Appropriate areas are to be
reclassified as serious within 18 months after the
required date for the State’s submission of a moderate
area PM-10 SIP.fn4 The statute requires that these
moderate area PM-10 SIP’s be submitted within 18
months after the area is designated nonattainment (see
section 189(a)(2)(B)). Taking these provisions together,
the statute thus requires that EPA reclassify
appropriate PM-10 moderate areas designated
nonattainment after 1990 as serious within 3 years of
such designation.

Because the moderate area SIP’s are due before this
reclassification deadline, EPA anticipates that any
determination that such areas should be reclassified
will be based upon facts contained in the moderate area
SIP demonstrating that the NAAQS cannot practicably
be attained by the statutory deadline. The EPA may
also consider reclassifying moderate areas for which a
SIP has not been submitted whenever it becomes
apparent (e.g., because of an extensive delay in
submitting the SIP) that an area cannot practicably
attain the standards by the applicable attainment date.
The EPA may also determine that an area cannot

100a

practicably attain the standards by the applicable date
when the State submits an incomplete or otherwise
inadequate SIP for the area (i.e., a SIP which would not
assure timely attainment) and the State does not act
expeditiously to correct such deficiencies.

The EPA does not believe that generally reclassifying
moderate areas as serious rewards areas which delay
development and implementation of PM-10 control
measures. Rather, EPA believes its policy creates an
incentive for the timely submittal and effective
implementation of moderate area SIP requirements and
facilitates the PM-10 attainment objective. For
example, if an area that fails to submit a timely
moderate area SIP is reclassified, this does not obviate
the requirement that the area submit and implement
the moderate area SIP requirements. Accordingly, in
addition to reclassifying such areas, EPA would also
determine that the State had failed to submit a PM-10
SIP and the area could be subject to sanctions under
sections 110(m) and 179 for its delay. As provided under
section 179(a) of the Act, States containing areas for
which EPA has made such determinations have up to
18 months from EPA’s determination to submit a
complete plan or plan revision before EPA is required
to impose either the highway funding sanction or the
requirement to provide two-to-one new source offsets
described in section 179(b). If the deficiency has not
been corrected 6 months after the first sanction applies,
then the second sanction must apply.fn5 The EPA’s
determination also triggers a requirement for EPA to
impose a Federal implementation plan under section
110(c)(1) of the Act. In conjunction with the possible
imposition of sanctions, EPA may issue a determination
to reclassify the area to serious.

10la
D. Appendix K and Waivers

Appendix K to 40 CFR part 50 provides guidance on
the interpretation of ambient air quality data to
determine the air quality status of an area. Appendix K
and accompanying guidance (both preceding the 1990
Amendments to the Act) provide in part that measured
exceedances of the PM-10 NAAQS which are believed
to be influenced by uncontrollable events caused by
natural sources of particulate matter or by events that
are not expected to recur at a given location are flagged
and excluded from decisions as to whether or not the
area should be designated nonattainment.fn6
Therefore, if it is established that exceedances are
caused by natural sources, a State may be permitted to
avoid designating the area as nonattainment, even
though the exceedances are expected to recur.

The savings provision of section 193 of the amended Act
provides, among other things, that regulations and
guidance promulgated or issued by the Administrator
prior to enactment of the 1990 Amendments are to
remain in effect according to their terms except to the
extent that they are inconsistent with any provision of
the amended Act. Section 188(f) of the amended Act
provides EPA with the discretionary authority to
waive a specific date of attainment for a PM-10
nonattainment area where it is determined that
nonanthropogenic sources contribute significantly to
the violation of the standard in the area, and to waive
certain nonattainment area SIP requirements where
the Administrator determines that anthropogenic
sources of PM-10 do not contribute significantly to the
violation of the standard in the area. These provisions
take as a fundamental premise that areas experiencing

102a

violations of the NAAQS due to nonanthropogenic
sources are to be designated as nonattainment. If areas
were permitted to avoid being designated as
nonattainment because their violations are caused in
whole or part by uncontrollable natural events, then
this statutory provision would have to be read as
having no legal effect or significance. However, this
would violate canons of statutory construction, which
direct that statutory language not be treated as mere
surplusage.

Consequently, although appendix K appears to be
preserved in part by section 193, the provision
permitting the treatment of “uncontrollable events
caused by natural sources” as exceptional events, and
therefore excludable from nonattainment decisions, is
inconsistent with the provisions of section 188(f) and
should therefore be regarded as no longer having legal
effect. Similarly, any EPA guidance permitting such
exclusion of these events is inconsistent with the
amended Act. For this reason, exceedances which are
attributable to uncontrollable nonanthropogenic events
may not be discounted or deweighted in any manner,
but must be fully considered in determining whether
violations of the NAAQS have occurred and whether
designation as nonattainment is warranted. Future
determinations relevant to exceptional events should
therefore focus on the remaining type of exceptional
event identified under section 2.4 of 40 CFR part 50,
appendix K, namely whether the events--anthropogenic
or nonanthropogenic—are likely to recur at the same
location.

The EPA plans to make perfunctory modifications to
section 2.4 of 40 CFR part 50, appendix K. In addition,

103a

guidance on the interpretation of air quality data
believed to be influenced by special events and
conditions will be addressed in a separate publication
that will replace the 1986 Exceptional Events
Guideline.

III. International Border Areas
A. Statutory Requirement

Section 818 of the 1990 Amendments added a new
section, 179B, to subpart 1, part D of title I. Section
179B applies to areas that could attain the relevant
NAAQS by the statutory attainment date but for
emissions emanating from outside the United States
(U.S.). For PM-10 nonattainment areas, section 179B(a)
provides that EPA mist approve the moderate area
SIP if (1) the SIP meets all the applicable requirements
under the Act other than a requirement that such plan
or revision demonstrate attainment and maintenance of
the PM-10 NAAQS by the applicable attainment date,
and (2) the State demonstrates to EPA’s satisfaction
that the SIP would be adequate to attain and maintain
the PM-10 NAAQS by the attainment date but for
emissions emanating from outside the U.S. In addition,
section 179B(d) provides that if a State demonstrates
that an area would have timely attained the PM-10
NAAQS but for emissions emanating from outside the
U.S., the area must not be subject to the reclassification
provisions of section 188(b)(2). Section 188(b)(2)
provides that any moderate PM-10 nonattainment area
that EPA determines is not in attainment after the
applicable attainment date shall be reclassified to
serious by operation of law. Therefore, the statute
provides that areas that could attain but for emissions

104a

emanating from outside the U.S. must not be
reclassified as serious after failing to attain by the
applicable date.fn7

B. Policy

Assuming that a plan or revision meets all applicable
requirements, the State must show that an area is
eligible to have its SIP approved and not be reclassified
as serious under section 179B by evaluating the impact
of emissions emanating from outside the U.S. and
demonstrating that the SIP would bring about
attainment but for those emissions. Several types of
information may be used to evaluate the impact of
emissions emanating from outside the U.S. The EPA
will consider the information presented by the State for
individual nonattainment areas on a case-by-case basis
in determining whether an area may qualify for
treatment under section 179B. Five examples of such

_ information are listed below in increasing order of

sophistication (the State may use one or more of these
types of information or other techniques, depending on
their feasibility and applicability, to evaluate the impact
of emissions emanating from outside the U.S. on the
nonattainment area; the first three examples do not
require the State to obtain information from a foreign
country):

1. Place several ambient PM-10 monitors and a
meteorological station, measuring wind speed and
direction, in the U.S. nonattainment area near the
international border.fn8 Evaluate and quantify any
changes in monitored PM-10 concentrations with a
change in the predominant wind direction.

105a

2. Comprehensively inventory PM-10 emissions within
the U.S. in the vicinity of the nonattainment area and
demonstrate that the impact of those sources on the
nonattainment area after application of reasonably
available controls does not cause the NAAQS to be
exceeded. This analysis must include an influx of
background PM-10 in the area. Background PM-10
levels could be based, for-example, on concentrations
measured in a similar nearby area not influenced by
emissions from outside the U.S.

3. Analyze ambient sample filters for specific types of
particles emanating from across the border (although
not required, characteristics of emissions from foreign
sources may be helpful).

4. Inventory the sources on both sides of the border and
compare the magnitude of PM-10 emissions originating
within the U.S. to those emanating from outside the
US.

5. Perform air dispersion and/or receptor modeling to
quantify the relative impacts on the nonattainment area
of sources located within the U.S. and of foreign sources
of PM-10 emissions (this approach combines
information collected from the international emission
inventory, meteorological stations, ambient monitoring
network, and analysis of filters).

In addition to demonstrating that the SIP for the area
would be adequate to timely attain and maintain the
NAAQS but for emissions emanating outside the U.S.,
the SIP must continue to meet all applicable moderate
area SIP requirements in order to qualify for the
special SIP approval under section 179B. Among other

106a

things, the SIP must provide for the implementation of
reasonably available contro! measures (RACY),
including reasonably available control technology
(RACT) (see 57 FR 13540). In international border
areas, RACM/RACT must be implemented to the
extent necessary to demonstrate attainment by the
applicable attainment date if emissions emanating from
outside the U.S. were not included in the analysis. The
EPA believes that this interpretation of the degree of
RACM the State is required to implement in moderate
PM-10 areas affected by emissions emanating from
outside the U.S. is consistent with the purpose of
section 179B. By directing EPA, under section 179B, to
approve the plan or plan revision of a moderate PM-10
area which shows it would attain the NAAQS but for
foreign emissions and by excluding such an area from
reclassification to serious, Congress clearly wanted to
avoid penalizing States containing such areas by not
making them responsible for control of emissions
emanating from a foreign country over which they have
no jurisdiction. Moreover, by excluding the area from
reclassification, Congress also elected to avoid
subjecting such areas to the more stringent control
measures applicable in serious PM-10 areas. In
addition, as set forth in section 179B(a)(2), the second
condition which must be met before EPA may approve
a moderate area plan showing attainment but for
foreign emissions, by its plain terms, requires the State
to establish only that the plan submitted would be
“adequate” to timely attain and maintain the NAAQS,
but for emissions from outside the U.S. Nothing in
section 179B relieves the State from meeting all its
applicable moderate area PM-10 SIP requirements,
including the requirement to implement RACM.
Nonetheless, if, in doing so, States containing such an

107a

area were also required, because of contributions to
PM-10 violations caused by foreign emissions, to
shoulder more of a regulatory and economic burden
than States not similarly affected (i.e., by implementing
measures which go well beyond those which the SIP
demonstrates would otherwise be adequate to timely
attain and maintain the PM-10 NAAQS) such a
requirement would unfairly penalize States containing
international border areas and effectively undermine
the purpose of section 179B. Indeed, to the extent an
affected State can satisfactorily demonstrate that
implementation of such measures clearly would not
advance the attainment date, EPA could conclude they
are unreasonable and hence do not constitute RACM.
Notwithstanding the above, in light of the overall
health and clean air objectives of the Act, EPA does
encourage affected States to reduce emissions beyond
the minimum necessary to satisfy the “but for” test in
order to reduce the PM-10 concentrations to which
their populations are exposed. The SIP for an
international border area must also include contingency
measures as required under section 172(c)(9) of the Act.
Under section 179B(a)(1), such SIP’s must meet “all the
requirements applicable to it under the Act” except
that they may demonstrate timely attainment by
discounting emissions emanating from outside the U.S.
Contingency measures are additional measures
included in the SIP that can be undertaken to reduce
emissions if the area fails to make RFP or to attain the
primary NAAQS by the applicable attainment date. In
international border areas, EPA will not require the
contingency measures for PM-10 to be implemented
after the area fails to attain if EPA determines that the
area would have attained the NAAQS, but for
emissions emanating from outside the U.S. However,

108a

the EPA will require contingency measures to be
implemented if it determines that the area failed to
make RFP in achieving the required reductions in PM-
10 emissions from sources within the U.S., or if the area
does not, in fact, obtain the emission reductions that
were necessary to demonstrate timely attainment of
the NAAQS, but for emissions emanating from outside
the U.S.

IV. Serious Area SIP Requirements

The Act requires States to submit several SIP
revisions, as necessary, providing for implementation of
increasingly stringent control measures and
demonstrating when those control measures will bring
about attainment of the PM-10 NAAQS. The first SIP
revision was due November 15, 1991 for the initial
‘ moderate PM-10 nonattainment areas. For areas
redesignated nonattainment for PM-10 in the future
under section 107(d)(8), the first SIP revision will be
due within 18 months after the area is redesignated
(see section 189(a)(2)). This SIP revision must, among
other things, provide for implementation of RACM on
sources in the area (see sections 189(a)(1)(C) and
172(c)(1)). All available technologically and
economically feasible control measures would be
considered RACM, and therefore reasonable for
adoption, for areas that cannot attain the NAAQS by
the applicable attainment date (December 31, 1994 for
initial moderate PM-10 nonattainment areas) (see 57
F'R 13544).fn9

If EPA determines that a moderate area cannot
practicably attain the NAAQS by the applicable
attainment date (or determines the area has failed to

109a

attain) and reclassifies the area as a_ serious
nonattainment area under section 188(b), a second SIP
revision for the area is required under section 189(b).
This revision must, among other things, include
provisions to assure that BACM (including BACT) will
be implemented in the area (see section 189(b)(1)(B)).
In addition, a demonstration (including air quality
modeling) must be submitted showing that the plan will
attain the NAAQS either by the applicable attainment
date or, if an extension is granted under section 188(e),
by the most expeditious alternative date practicable
(see section 189(b)(1)(A)).

The SIP revisions to require the implementation of
BACM must be submitted to EPA within 18 months
after an area is reclassified as serious (see section
189(b)(2)). The BACM are to be implemented no later
than 4 years after an area is reclassified (see section
189(b)(1)(B)). The EPA’s policies regarding the
requirement to implement BACM in serious areas are
discussed in section VI of this document.

The serious area attainment demonstration required
under section 189(b)(1)(A) must be submitted to EPA
within 4 years after an area is reclassified based on a
determination by EPA that the area cannot practicably
attain the NAAQS by the statutory deadline for
moderate areas. It is due within 18 months after an
area is reclassified for actually having failed to attain
the NAAQS by the moderate area attainment date (see
section 189(b)(2)).

The new attainment date for initial PM-10
nonattainment areas that are reclassified as serious is
to be as expeditious as practicable but not later than

110a

December 31, 2001. For areas that are designated
nonattainment for PM-10 in the future and
subsequently become serious, the attainment date is to
be as expeditious as practicable but no later than the
end of the tenth calendar year beginning after the
area’s designation as nonattainment (see _ section
188(c)(2)).

If the State demonstrates to the satisfaction of EPA
that attainment by the statutory deadline for serious
areas (as set forth in section 188(c) of the Act) is
impracticable, the State must demonstrate that the SIP
provides for attainment by the most expeditious
alternative date practicable. The State may apply to
EPA for a single extension of the serious area
attainment date, under section 188(e) of the Act, not to
exceed 5 years beyond the serious area attainment
date. A State requesting an extension under section
188(e) for an area must, among other things,
demonstrate that the plan for the area includes the
most stringent measures that are included in the
implementation plan of any State or are achieved in
practice in any State, and can feasibly be implemented
in the area. The EPA intends to issue guidance in the
future, as appropriate, on applying for an extension of
the serious area attainment date.

If a serious area fails to attain by the applicable
attainment date (which may be an extended attainment
date), another SIP revision is required within 12
months that provides for attainment and until then for
annual reductions in PM-10 or PM-10 precursor
emissions within the area of not less than 5 percent of
the amount of such emissions as reported in the most

llla

recent emission inventory for the area (see section
189(d)).

In addition to the specific PM-10 SIP requirements
contained in subpart 4 of part D, title I, States
containing serious areas must meet all of the applicable
general SIP requirements set forth in section 110(a)(2)
and the nonattainment area SIP requirements set forth
in subpart 1 of part D, title I, to the 2xtent that these
provisions are not otherwise subsumed by, or integrally
related to, the more specific PM-10 requirements.fn10
The general SIP requirements applicable to all
nonattainment areas are discussed in the General
Preamble at 57 FR 13556-13557.

The requirements specifically applicable to serious
areas under subpart 4 are found primarily in section
189. Those requirements include:

a. Current actual and allowable emissions inventories
that meet EPA guidelines fnll (see section VI.D.
below).

b. Submission of a SIP, under section 189(b)(1)(A), that
includes a demonstration that the plan provides for
attainment by the applicable attainment date
(December 31, 2001 for the areas initially designated
nonattainment for PM-10 by operation of law under
section 107(d)(4) and no later than the end of the tenth
year beginning after the area’s redesignation for areas
subsequently redesignated nonattainment), or a
demonstration that attainment by the above date is not
practicable and that the plan provides for attainment
by the most expeditious alternative date
practicable.fn12

112a
Footnotes

fnl The 1990 Amendments to the Clean Air Act made
significant changes to the air quality planning
requirements for areas that do not meet (or that
significantly contribute to ambient air quality in a
nearby area that does not meet) the PM-10 national
ambient air quality standards (see Pub. L. No. 101-549,
104 Stat. 2399). References herein are to the Clean Air
Act, as amended, 42 U.S.C. 7401, et seq.

fn2 A supplemental notice was published at 57 FR
18070, April 28, 1992, which provides certain
appendices to the April 16, 1992 General Preamble.
Subsequent references in this notice to the General
Preamble are inclusive of both documents.

fn3 The EPA’s interpretation of the reclassification
provisions in section 188(b)(1) is discussed in detail in
section III.C.1(b) of the General Preamble (57 FR at
13537-38).

fn4 This directive does not restrict EPA’s general
authority, but simply specifies that it is to be exercised,
as appropriate, in accordance with certain dates.

fn5 See 58 FR 51270 (October 1, 1993).

fn6 See section 2.4 of appendix K of 40 CFR part 50 and
“The Guideline on the Identification and Use of Air
Quality Data Affected by Exceptional Events,” EPA-
450/4-86-007, July 1986.

fn7 As noted, section 179B(d) states that areas
demonstrating attainment of the standards, but for

113a

emissions emanating from outside the U.S., shall not be
subject to section 188(b)(2) (reclassification for failure
to attain). By analogy to this provision and applying
canons of statutory construction, EPA will not
reclassify before the applicable attainment date areas
which can demonstrate attainment of the standards,
but for emissions emanating from outside the U.S. (see
section 188(b)(1)). First, section 179B evinces a general
congressional intent not to penalize areas where
emissions emanating from outside the country are the
but-for cause of the PM-10 nonattainment problems.
Further, if EPA were to reclassify such areas before
the applicable attainment date, EPA, in effect, would be
reading section 179B(d) out of the statute. Specifically,
if EPA proceeded to reclassify, before the applicable
attainment date, thuse areas qualifying for treatment
under section 179B, an area would never be subject to
the provision in section 179B(d) which prohibits EPA
from reclassifying such areas after the applicable
attainment date. Canons of statutory construction
counsel against interpreting the law such that language
is rendered mere surplusage. Finally, note that section
179B(d) contains a clearly erroneous reference to
carbon monoxide instead of P®.-10, and that this section
contains other clear errors ‘*e, e.g., section 179B(c)
reference to section 186(b)(9), which does not exist).

fn8 See 40 CFR part 58 for guidance on locating PM-10
monitors and “On-site Meteorological Program
Guidance for Regulatory Modeling Applications,” EPA-
450/4-87-013, June 1987 for guidance on _ locating
meteorological stations.

fn9 Note that if it can be shown that measures are
unreasonable because emissions from the sources

114a

affected are insignificant or de minimis, such measures
may be excluded from consideration as they would not
represent RACM for that area (see 57 FR 13540).
Moreover, in international border areas, measures
which go beyond those which the SIP demonstrates
would be adequate to attain and maintain the standard,
but for emissions emanating from outside the U.S.,
would not be considered “reasonably” available--and
therefore would not be required by RACM--since they
would not advance the attainment date (although
States may elect to implement such measures in order
to reduce the public’s exposure to PM-10) (see
discussion under International Border Areas of this
guidance document).

fn10 See 57 FR 13538 (April 16, 1992).

fnl1 “PM-10 Emission Inventory Requirements,” EPA-
450/2-93-XX, U.S. Environmental Protection Agency,
Research Triangle Park, NC, 1993.

fn12 Subsequent to adopting requirements for BACM
shortly after the nonattainment area is reclassified as
serious, it may be necessary for the State to adopt
additional control measures in order to demonstrate
that the SIP provides for attainment of the PM-10
NAAQS in accordance with section 189(b)(1)(A)(i). If
the State demonstrates, in accordance with section
189(b)(1)(A)@ii), that attainment by the applicable
serious area attainment date is impracticable and seeks
an extension of the attainment date pursuant to section
188(e), the State must demonstrate to the best of its
ability that the plan for the area includes the most
stringent measures that are included in the
implementation plan of any State or are achieved in

115a

practice in any State, and can be feasibly implemented
in the area.

area ream

116a

Code of Federal Regulations
Title 40, Section 50.6

§ 50.6 National primary and secondary ambient air
quality standards for PM10.

(a) The level of the national primary and secondary 24-
hour ambient air quality standards for particulate
matter is 150 micrograms per cubic meter g/m3), 24-
hour average concentration. The standards are
attained when the expected number of days per
calendar year with a 24-hour average concentration
above 150g/m3, as determined in accordance with
appendix K to this part, is equal to or less than one.

(b) The level of the national primary and secondary
annual standards for particulate matter is 50
micrograms per cubic meter g/m3), annual arithmetic
mean. The standards are attained when the expected
annual arithmetic mean concentration, as deter-mined
in accordance with appendix K to this part, is less than
or equal to 50 g/m3.

(ec) For the purpose of determining attainment of the
primary and secondary standards, particulate matter
shall be measured in the ambient air as PM10 (particles
with an aerodynamic diameter less than or equal to a
nominal 10 micrometers) by:

(1) A reference method based on appendix J and
designated in accordance with part 53 of this chapter,
or

(2) An equivalent method designated in accordance
with part 53 of this chapter.

117a

[52 FR 24663, July 1, 1987, as amended at 62 FR 38711,
July 18, 1997; 65 FR 80779, Dec. 22, 2000]

118a
42 U.S.C. Section 7407. Air quality control regions

(a) Responsibility of each State for air quality;
submission of implementation plan
Each State shall have the primary responsibility for
assuring air quality within the entire geographic area
comprising such State by submitting an implementation
plan for such State which will specify the manner in
which national primary and secondary ambient air
quality standards will be achieved and maintained
within each air quality control region in such State.
(b) Designated regions
For purposes of developing and carrying out
implementation plans under section 7410 of this title -
(1) an air quality control region designated under
this section before December 31, 1970, or a region
designated after such date under subsection (c) of this
section, shall be an air quality control region; and
(2) the portion of such State which is not part of
any such designated region shall be an air quality
control region, but such portion may be subdivided by
the State into two or more air quality control regions
with the approval of the Administrator.
(c) Authority of Administrator to designate regions;
notification of Governors of affected States
The Administrator shall, within 90 days after
December 31, 1970, after consultation with appropriate
State and local authorities, designate as an air quality
control region any interstate area or major intrastate
area which he deems necessary or appropriate for the
attainment and maintenance of ambient air quality
standards. The Administrator shall immediately notify
the Governors of the affected States of any designation
made under this subsection.
(d) Designations

119a

(1) Designations generally

(A) Submission by Governors of initial designations

following promulgation of new or revised standards

By such date as the Administrator may
reasonably require, but not later than 1 year after
promulgation of a new or revised national ambient air
quality standard for any pollutant under section 7409 of
this title, the Governor of each State shall (and at any
other time the Governor of a State deems appropriate
the Governor may) submit to the Administrator a list of
all areas (or portions thereof) in the State, designating
as -

(i) nonattainment, any area that does not meet
(or that contributes to ambient air quality in a nearby
area that does not meet) the national primary or
secondary ambient air quality standard for the
pollutant,

(ii) attainment, any area (other than an area
identified in clause (i)) that meets the national primary
or secondary ambient air quality standard for the
pollutant, or

(iii) unclassifiable, any area that cannot be
classified on the basis of available information as
meeting or not meeting the national primary or
secondary ambient air quality standard for the
pollutant.

The Administrator may not require the Governor
to submit the required list sooner than 120 days after
promulgating a new or revised national ambient air
quality standard.

(B) Promulgation by EPA of designations

(i) Upon promulgation or revision of a national
ambient air quality standard, the Administrator shall
promulgate the designations of all areas (or portions
thereof) submitted under subparagraph (A) as

120a

expeditiously as practicable, but in no case later than 2
years from the date of promulgation of the new or
revised national ambient air quality standard. Such
period may be extended for up to one year in the event
the Administrator has insufficient information to
promulgate the designations.

(ii) In making the promulgations required under
clause (i), the Administrator may make such
modifications as the Administrator deems necessary to
the designations of the areas (or portions thereof)
submitted under subparagraph (A) (including to the
boundaries of such areas or portions thereof).
Whenever the Administrator intends to make a
modification, the Administrator shall notify the State
and provide such State with an opportunity to
demonstrate why any proposed modification is
inappropriate. The Administrator shall give such
notification no later than 120 days before the date the
Administrator promulgates the designation, including
any modification thereto. If the Governor fails to
submit the list in whole or in part, as required under
subparagraph (A), the Administrator shall promulgate
the designation that the Administrator deems
appropriate for any area (or portion thereof) not
designated by the State.

Gii) If the Governor of any State, on the
Governor’s own motion, under subparagraph (A),
submits a list of areas (or portions thereof) in the State
designated as nonattainment, attainment, or
unclassifiable, the Administrator shall act on such
designations in accordance with the procedures under
paragraph (3) (relating to redesignation).

(iv) A designation for an area (or portion thereof)
made pursuant to this subsection shall remain in effect

12la

until the area (or portion thereof) is redesignated
pursuant to paragraph (8) or (4).

(C) Designations by operation of law

(i) Any area designated with respect to any air
pollutant under the provisions of paragraph (1)(A), (8),
or (C) of this subsection (as in effect immediately before
November 15, 1990) is designated, by operation of law,
as a nonattainment area for such pollutant within the
meaning of subparagraph (A)(i).

(ii) Any area designated with respect to any air
pollutant under the provisions of paragraph (1)(E) (as
in effect immediately before November 15, 1990) is
designated by operation of law, as an attainment area
for such pollutant within the meaning of subparagraph
(A)Gii).

(iii) Any area designated with respect to any air
pollutant under the provisions of paragraph (1)(D) (as
in effect immediately before November 15, 1990) is
designated, by operation of law, as an unclassifiable
area for such pollutant within the meaning of
subparagraph (A)(iii).

(2) Publication of designations and redesignations

(A) The Administrator shall publish a notice in the
Federal Register promulgating any designation under
paragraph (1) or (5), or announcing any designation
under paragraph (4), or promulgating any redesignation
under paragraph (8).

(B) Promulgation or announcement of a
designation under paragraph (1), (4) or (5) shall not be
subject to the provisions of sections 553 through 557 of
title 5 (relating to notice and comment), except nothing
herein shall be construed as precluding such public
notice and comment whenever possible.

(3) Redesignation

122a

(A) Subject to the requirements of subparagraph
(E), and on the basis of air quality data, planning and
control considerations, or any other air quality-related
considerations the Administrator deems appropriate,
the Administrator may at any time notify the Governor
of any State that available information indicates that
the designation of any area or portion of an area within
the State or interstate area should be revised. In
issuing such notification, which shall be public, to the
Governor, the Administrator shall provide such
information as the Administrator may have available
explaining the basis for the notice.

(B) No later than 120 days after receiving a
notification under subparagraph (A), the Governor shall
submit to the Administrator such redesignation, if any,
of the appropriate area (or areas) or portion thereof
within the State or interstate area, as the Governor
considers appropriate.

(C) No later than 120 days after the date described
in subparagraph (B) (or paragraph (1)(B)(ii)), the
Administrator shall promulgate the redesignation, if
any, of the area or portion thereof, submitted by the
Governor in accordance with subparagraph (B), making
such modifications as the Administrator may deem
necessary, in the same manner and under the same
procedure as is applicable under clause (ii) of paragraph
(1)(B), except that the phrase “60 days” shall be
substituted for the phrase “120 days” in that clause. If
the Governor does not submit, in accordance with
subparagraph (B), a redesignation for an area (or
portion thereof) identified by the Administrator under
subparagraph (A), the Administrator shall promulgate
such redesignation, if any, that the Administrator
deems appropriate.

123a

(D) The Governor of any State may, on the
Governor’s own motion, submit to the Administrator a
revised designation of any area or portion thereof
within the State. Within 18 months of receipt of a
complete State redesignation submittal, the
Administrator shall approve or deny — such
redesignation. The submission of a redesignation by a
Governor shall not affect the effectiveness or
enforceability of the applicable implementation plan for
the State.

(E) The Administrator may not promulgate a
redesignation of a nonattainment area (or portion
thereof) to attainment unless -

(i) the Administrator determines that the area has
attained the national ambient air quality standard;

(ii) the Administrator has fully approved the
applicable implementation plan for the area under
section 7410(k) of this title;

(iii) the Administrator determines that the
improvement in air quality is due to permanent and
enforceable reductions in emissions resulting from
implementation of the applicable implementation plan
and applicable Federal air pollutant control regulations
and other permanent and enforceable reductions;

(iv) the Administrator has fully approved a
maintenance plan for the area as meeting the
requirements of section 7505a of this title; and

(v) the State containing such area has met all
requirements applicable to the area under section 7410
of this title and part D of this subchapter.

(F) The Administrator shall not promulgate any
redesignation of any area (or portion thereof) from
nonattainment to unclassifiable.

(4) Nonattainment designations for ozone, carbon
monoxide and particulate matter (PM-10)

124a
(A) Ozone and carbon monoxide

(i) Within 120 days after November 15, 1990, each
Governor of each State shall submit to the
Administrator a list that designates, affirms or
reaffirms the designation of, or redesignates (as the
case may be), all areas (or portions thereof) of the
Governor’s State as attainment, nonattainment, or
unclassifiable with respect to the national ambient air
quality standards for ozone and carbon monoxide.

(ii) No later than 120 days after the date the
Governor is required to submit the list of areas (or
portions thereof) required under clause (i) of this
subparagraph, the Administrator shall promulgate such
designations, making such modifications as the
Administrator may deem necessary, in the same
manner, and under the same procedure, as is applicable
under clause (ii) of paragraph (1)(B), except that the
phrase “60 days” shall be substituted for the phrase
“120 days” in that clause. If the Governor does not
submit, in accordance with clause (i) of this
subparagraph, a designation for an area (or portion
thereof), the Administrator shall promulgate the
designation that the Administrator deems appropriate.

(iii) No nonattainment area may be redesignated
as an attainment area under this subparagraph.

(iv) Notwithstanding paragraph (1)(C)(ii) of this
subsection, if an ozone or _ carbon monoxide
nonattainment area located within a metropolitan
statistical area or consolidated metropolitan statistical
area (as established by the Bureau of the Census) is
classified under part D of this subchapter as a Serious,
Severe, or Extreme Area, the boundaries of such area
are hereby revised (on the date 45 days after such
classification) by operation of law to include the entire
metropolitan statistical area or consolidated

125a

metropolitan statistical area, as the case may be, unless
within such 45-day period the Governor (in consultation
with State and local air pollution control agencies)
notifies the Administrator that additional time is
necessary to evaluate the application of clause (v).
Whenever a Governor has submitted such a notice to
the Administrator, such boundary revision shall occur
on the later of the date 8 months after such
classification or 14 months after November 15, 1990,
unless the Governor makes the finding referred to in
clause (v), and the Administrator concurs in such
finding, within such period. Except as otherwise
provided in this paragraph, a boundary revision under
this clause or clause (v) shall apply for purposes of any
State implementation plan revision required to be
submitted after November 15, 1990.

(v) Whenever the Governor of a State has
submitted a notice under clause (iv), the Governor, in
consultation with State and local air pollution control
agencies, shall undertake a study to evaluate whether
the entire metropolitan statistical area or consolidated
metropolitan statistical area should be included within
the nonattainment area. Whenever a Governor finds
and demonstrates to the satisfaction of the
Administrator, and the Administrator concurs in such
finding, that with respect to a portion of a metropolitan
statistical area or consolidated metropolitan statistical
area, sources in the portion do not contribute
significantly to violation of the national ambient air
quality standard, the Administrator shall approve the
Governor’s request to exclude such portion from the
nonattainment area. In making such finding, the
Governor and the Administrator shall consider factors
such as population density, traffic congestion,

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126a

commercial development, industrial development,
meteorological conditions, and pollution transport.
(B) PM-10 designations r
By operation of law, until redesignation by the
Administrator pursuant to paragraph (3) -

(i) each area identified in 52 Federal Register
29383 (Aug. 7, 1987) as a Group I area (except to the
extent that such identification was modified by the
Administrator before November 15, 1990) is designated
nonattainment for PM-10;

(ii) any area containing a site for which air
quality monitoring data show a violation of the national
ambient air quality standard for PM-10 before January
1, 1989 (as determined under part 50, appendix K of
title 40 of the Code of Federal Regulations) is hereby
designated nonattainment for PM-10; and

(iii) each area not described in clause (i) or (ii) is
hereby designated unclassifiable for PM-10.

Any designation for particulate matter (measured
in terms of total suspended particulates) that the
Administrator promulgated pursuant to this subsection
(as in effect immediately before November 15, 1990)
shall remain in effect for purposes of implementing the
maximum allowable increases in concentrations of
particulate matter (measured in terms of total
suspended particulates) pursuant to section 7473(b) of
this title, until the Administrator determines that such
designation is no longer necessary for that purpose.
(5) Designations for lead

The Administrator may, in the Administrator’s
discretion at any time the Administrator deems
appropriate, require a State to designate areas (or
portions thereof) with respect to the national ambient
air quality standard for lead in effect as of November
15, 1990, in accordance with the procedures under

127a

subparagraphs (A) and (B) of paragraph (1), except that
in applying subparagraph (B)(i) of paragraph (1) the
phrase “2 years from the date of promulgation of the
new or revised national ambient air quality standard”
shall be replaced by the phrase “1 year from the date
the Administrator notifies the State of the requirement
to designate areas with respect to the standard for
lead”.
(e) Redesignation of air quality control regions

(1) Except as otherwise provided in paragraph (2),
the Governor of each State is authorized, with the
approval of the Administrator, to redesignate from time
to time the air quality control regions within such State
for purposes of efficient and effective air quality
management. Upon such redesignation, the list under
subsection (d) of this section shall be modified
accordingly.

(2) In the case of an air quality control region in a
State, or part of such region, which the Administrator
finds may significantly affect air pollution
concentrations in another State, the Governor of the
State in which such region, or part of a region, is
located may redesignate from time to time the
boundaries of so much of such air quality control region
as is located within such State only with the approval of
the Administrator and with the consent of all
Governors of all States which the Administrator
determines may be significantly affected.

(3) No compliance date extension granted under
section 7413(d)(5) (FOOTNOTE 1) of this title (relating
to coal conversion) shall cease to be effective by reason
of the regional limitation provided in section 7413(d)(5)
(FOOTNOTE 1) of this title if the violation of such
limitation is due solely to a redesignation of a region
under this subsection.

128a

Footnotes

(FOOTNOTE 1) Section 7413 of this title, referred to
in subsec. (e)(3), was amended generally by Pub. L. 101-
549, title VII, Sec. 701, Nov. 15, 1990, 104 Stat. 2672,
and, as so amended, subsec. (d) of section 7413 no longer
relates to final compliance orders.

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129a

42 U.S.C. Section 7409. National primary and secondary
ambient air quality standards

(a) Promulgation

(1) The Administrator -

(A) within 30 days after December 31, 1970, shall
publish proposed regulations prescribing a national
primary ambient air quality standard and a national
secondary ambient air quality standard for each air
pollutant for which air quality criteria have been issued
prior to such date; and

(B) after a reasonable time for interested persons
to submit written comments thereon (but no later than
90 days after the initial publication of such proposed
standards) shall by regulation promulgate such
proposed national primary and secondary ambient air
quality standards with such modifications as he deems
appropriate.

(2) With respect to any air pollutant for we ch air
quality criteria are issued after December 31, i97-, the
Administrator shall publish, simultaneously with the
issuance of such criteria and information, proposeu
national primary and secondary ambient air quality
standards for any such pollutant. The procedure
provided for in paragraph (1)(B) of this subsection shall
apply to the promulgation of such standards.

(b) Protection of public health and welfare

(1) National primary ambient air quality standards,
prescribed under subsection (a) of this section shall be
ambient air quality standards the attainment and
maintenance of which in the judgment of the
Administrator, based on such criteria and allowing an
adequate margin of safety, are requisite to protect the
public health. Such primary standards may be revised
in the same manner as promulgated.

130a

(2) Any national secondary ambient air quality
standard prescribed under subsection (a) of this section
shall specify a level of air quality the attainment and
maintenance of which in the judgment of the
Administrator, based on such criteria, is requisite to
protect the public welfare from any known or
anticipated adverse ef :cts associated with the
presence of such air pollutant in the ambient air. Such
secondary standards may be revised in the same
manner as promulgated.

(c) National primary ambient air quality standard for
nitrogen dioxide

The Administrator shall, not later than one year
after August 7, 1977, promulgate a national primary
ambient air quality standard for NO2 concentrations
over a period of not more than 3 hours unless, based on
the criteria issued under section 7408(c) of this title, he
finds that there is no significant evidence that such a
standard for such a period is requisite to protect public
health.

(d) Review and revision of criteria and standards;
independent scientific review committee; appointment,
advisory functions

(1) Not later than December 31, 1980, and at five-
year intervals thereafter, the Administrator shall
complete a thorough review of the criteria published
under section 7408 of this title and the national ambient
air quality standards promulgated under this section
and shall make such revisions in such criteria and
standards and promulgate such new standards as may
be appropriate in accordance with section 7408 of this
title and subsection (b) of this section. The
Administrator may review and revise criteria or
promulgate new standards earlier or more frequently
than required under this paragraph.

l3la

(2)(A) The Administrator shall appoint an
independent scientific review committee composed of
seven members including at least one member of the
National Academy of Sciences, one physician, and one
person representing State air pollution control
agencies.

(B) Not later than January 1, 1980, and at five-year
intervals thereafter, the committee referred to in
subparagraph (A) shall complete a review of the criteria
published under section 7408 of this title and the
national primary and secondary ambient air quality
standards promulgated under this section and shall
recommend to the Administrator any new national
ambient air quality standards and revisions of existing
criteria and standards as may be appropriate under
section 7408 of this title and subsection (b) of this
section.

(C) Such committee shall also (i) advise the
Administrator of areas in which additional knowledge is
required to appraise the adequacy and basis of existing,
new, or revised national ambient air quality standards,
(ii) deseribe the research efforts necessary to provide
the required information, (iii) advise the Administrator
on the relative contribution to air _ pollution
concentrations of natural as well as anthropogenic
activity, and (iv) advise the Administrator of any
adverse public health, welfare, social, economic, or
energy effects which may result from various strategies
for attainment and maintenance of such national
ambient air quality standards.

132a

42 U.S.C. Section 7502. Nonattainment plan provisions
in general

(a) Classifications and attainment dates
(1) Classifications

(A) On or after the date the Administrator
promulgates the designation of an area as a
nonattainment area pursuant to section 7407(d) of this
title with respect to any national ambient air quality
standard (or any revised standard, including a revision
of any standard in effect on November 15, 1990), the
Administrator may classify the area for the purpose of
applying an attainment date pursuant to paragraph (2),
and for other purposes. In determining the appropriate
classification, if any, for a nonattainment area, the
Administrator may consider such factors as the
severity of nonattainment in such area and the
_ availability and feasibility of the pollution control
measures that the Administrator believes may be
necessary to provide for attainment of such standard in
such area.

(B) The Administrator shall publish a notice in the
Federal Register announcing each classification under
subparagraph (A), except the Administrator shall
provide an opportunity for at least 30 days for written
comment. Such classification shall not be subject to the
provisions of sections 553 through 557 of title 5
(concerning notice and comment) and shall not be
subject to judicial review until the Administrator takes
final action under subsection (k) or (1) of section 7410 of
this title (concerning action on plan submissions) or
section 7509 of this title (concerning sanctions) with
respect to any plan submissions required by virtue of
such classification.

133a

(C) This paragraph shall not apply with respect to
nonattainment areas for which classifications are
specifically provided under other provisions of this
part.

(2) Attainment dates for nonattainment areas

(A) The attainment date for an area designated
nonattainment with respect to a national primary
ambient air quality standard shall be the date by which
attainment can be achieved as expeditiously as
practicable, but no later than 5 years from the date such
area was designated nonattainment under section
7407(d) of this title, except that the Administrator may
extend the attainment date to the extent the
Administrator determines appropriate, for a period no
greater than 10 years from the date of designation as
nonattainment, considering the severity of
nonattainment and the availability and feasibility of
pollution control measures.

(B) The attainment date for an area designated
nonattainment with respect to a secondary national
ambient air quality standard shall be the date by which
attainment can be achieved as expeditiously as
practicable after the date such area was designated
nonattainment under section 7407(d) of this title.

(C) Upon application by any State, the
Administrator may extend for 1 additional year
(hereinafter referred to as the “Extension Year”) the
attainment date determined by the Administrator
under subparagraph (A) or (B) if - ~ =

(i) the State has complied with all requirements
and commitments pertaining to the area in the
applicable implementation plan, and

(ii) in accordance with guidance published by the
Administrator, no more than a minimal number of
exceedances of the relevant national ambient air quality

134a

standard has occurred in the area in the year preceding
the Extension Year. No more than 2 one-year
extensions may be issued under this subparagraph for a
single nonattainment area.

(D) This paragraph shall not apply with respect to
nonattainment areas for which attainment dates are
specifically provided under other provisions of this
part.

(b) Schedule for plan submissions

At the time the Administrator promulgates the
designation of an area as nonattainment with respect to
a national ambient air quality standard under section
7407(d) of this title, the Administrator shall establish a
schedule according to which the State containing such
area shall submit a plan or plan revision (including the
plan items) meeting the applicable requirements of
subsection (c) of this section and section 7410(a)(2) of
this title. Such schedule shall at a minimum, include a
date or dates, extending no later than 3 years from the
date of the nonattainment designation, for the
submission of a plan or plan revision (including the plan
items) meeting the applicable requirements of
subsection (c) of this section and section 7410(a)(2) of
this title.

(c) Nonattainment plan provisions

The plan provisions (including plan items) required
to be submitted under this part shall comply with each
of the following:

(1) In general

Such plan provisions shall provide for the
implementation of all reasonably available control
measures as expeditiously as practicable (including
such reductions in emissions from existing sources in
the area as may be obtained through the adoption, at a
minimum, of reasonably available control technology)

135a

and shall provide for attainment of the national primary
ambient air quality standards.
(2) RFP
Such plan provisions shall require reasonable
further progress.
(3) Inventory
Such plan provisions shall include a comprehensive,
accurate, current inventory of actual emissions from all
sources of the relevant pollutant or pollutants in such
area, including such periodic revisions as_ the
Administrator may determine necessary to assure that
the requirements of this part are met.
(4) Identification and quantification
Such plan provisions shall expressly identify and
quantify the emissions, if any, of any such pollutant or
pollutants which will be allowed, in accordance with
section 7503(a)(1)(B) of this title, from the construction
and operation of major new or modified stationary
sources in each such area. The plan shall demonstrate
to the satisfaction of the Administrator that the
emissions quantified for this purpose will be consistent
with the achievement of reasonable further progress
and will not interfere with attainment of the applicable
national ambient air quality standard by the applicable
attainment date.
(5) Permits for new and modified major stationary
sources
Such plan provisions shall require permits for the
construction and operation of new or modified major
stationary sources anywhere in the nonattainment area,
in accordance with section 7503 of this title.
(6) Other measures
Such plan provisions shall include enforceable
emission limitations, and such other control measures,
means or techniques (including economic incentives

136a

such as fees, marketable permits, and auctions of
emission rights), as well as schedules and timetables for
compliance, as may be necessary or appropriate to
provide for attainment of such standard in such area by
the applicable attainment date specified in this part.
(7) Compliance with section 7410(a)(2)
Such plan provisions shall also meet the applicable
provisions of section 7410(a)(2) of this title.
(8) Equivalent techniques
Upon application by any State, the Administrator
may allow the use of equivalent modeling, emission
inventory, and planning procedures, unless. the
Administrator determines that the proposed techniques
are, in the aggregate, less effective than the methods
specified by the Administrator.
(9) Contingency measures
Such plan shall provide for the implementation of
specific measures to be undertaken if the area fails to
make reasonable further progress, or to attain the
national primary ambient air quality standard by the
attainment date applicable under this part. Such
measures shall be included in the plan revision as
contingency measures to take effect in any such case
without further action by the State or the
Administrator.
(d) Plan revisions required in response to finding of
plan inadequacy
Any plan revision for a nonattainment area which is
required to be submitted in response to a finding by the
Administrator pursuant to section 7410(k)(5) of this
title (relating to calls for plan revisions) must correct
the plan deficiency (or deficiencies) specified by the
Administrator and meet all other applicable plan
requirements of section 7410 of this title and this part.
The Administrator may reasonably adjust the dates

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137a

otherwise applicable under such requirements to such
revision (except for attainment dates that have not yet
elapsed), to the extent necessary to achieve a consistent
application of such requirements. In order to facilitate
submittal by the States of adequate and approvable
plans consistent with the applicable requirements of
this chapter, the Administrator shall, as appropriate
and from time to time, issue written guidelines,
interpretations, and information to the States which
Shall be available to the public, taking into
consideration any such guidelines, interpretations, or
information provided before November 15, 1990.

(e) Future modification of standard

If the Administrator relaxes a national primary
ambient air quality standard after November 15, 1990,
the Administrator shall, within 12 months after the
relaxation, promulgate requirements applicable to all
areas which have not attained that standard as of the
date of such relaxation. Such requirements shall
provide for controls which are not less stringent than
the controls applicable to areas designated
nonattainment before such relaxation.

138a
42 U.S.C. Section 7509a. International border areas

(a) Implementation plans and revisions

Notwithstanding any other provision of law, an
implementation plan or plan revision required under
this chapter shall be approved by the Administrator if -

(1) such plan or revision meets all the requirements
applicable to it under the (FOOTNOTE 1) chapter
other than a requirement that such plan or revision
demonstrate attainment and maintenance of the
relevant national ambient air quality standards by the
attainment date specified under the applicable
provision of this chapter, or in a regulation promulgated
under such provision, and
(2) the submitting State establishes to the

satisfaction of the Administrator that the
implementation plan of such State would be adequate to
attain and maintain the relevant national ambient air
quality standards by the attainment date specified
under the applicable provision of this chapter, or in a
regulation promulgated under such provision, but for
emissions emanating from outside of the United States.

(b) Attainment of ozone levels -

Notwithstanding any other provision of law, any
State that establishes to the satisfaction of the
Administrator that, with respect to an ozone
nonattainment area in such State, such State would
have attained the national ambient air quality standard
for ozone by the applicable attainment date, but for
emissions emanating from outside of the United States,
shall not be subject to the provisions of section
7511(a)(2) or (5) of this title or section 7511d of this title.

(c) Attainment of carbon monoxide levels

Notwithstanding any other provision of law, any
State that establishes to the satisfaction of the

——

139a

Administrator, with respect to a carbon monoxide
nonattainment area in such State, that such State has
attained the national ambient air quality standard for
carbon monoxide by the applicable attainment date, but
for emissions emanating from outside of the United
States, shall not be subject to the provisions of section
7512(b)(2) or (9) (FOOTNOTE 2) of this title.
(d) Attainment of PM-10 levels

Notwithstanding any other provision of law, any
State that establishes to the satisfaction of the
Administrator that, with respect to a PM-10
nonattainment area in such State, such State would
have attained the national ambient air quality standard
for carbon monoxide by the applicable attainment date,
but for emissions emanating from outside the United
States, shall not be subject to the provisions of section
7513(b)(2) of this title.

Footnotes

(FOOTNOTE 1) So in original.
“this”.

(FOOTNOTE 2) So in original. Section 7512(b) of this
title does not contain a par. (9).

Probably should be

140a

42 U.S.C. Section 7513. Classifications and attainment
dates

(a) Initial classifications
Every area designated nonattainment for PM-10
pursuant to section 7407(d) of this title shall be
classified at the time of such designation, by operation
of law, as a moderate PM-10 nonattainment area (also
referred to in this subpart as a “Moderate Area”) at the
time of such designation. At the time of publication of
the notice under section 7407(d)(4) of this title (relating
to area designations) for each PM-10 nonattainment
area, the Administrator shall publish a_ notice
announcing the classification of such area. The
provisions of section 7502(a)(1)(B) of this title (relating
to lack of notice-and-comment and judicial review) shall
apply with respect to such classification.
(b) Reclassification as Serious
(1) Reclassification before attainment date
The Administrator may reclassify as a Serious PM-
10 nonattainment area (identified in this subpart also as
a “Serious Area”) any area that the Administrator
determines cannot practicably attain the national
ambient air quality standard for PM-10 by the
attainment date (as prescribed in subsection (c) of this
section) for Moderate Areas. The Administrator shall
reclassify appropriate areas as Serious by the following
dates:
(A) For areas designated nonattainment for PM-
10 under section 7407(d)(4) of this title, the
Administrator shall propose to reclassify appropriate
areas by June 30, 1991, and take final action by
December 31, 1991.
(B) For areas’ subsequently designated
nonattainment, the Administrator shall reclassify

;
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14la

appropriate areas within 18 months after the required
date for the State’s submission of a SIP for the
Moderate Area.
(2) Reclassification upon failure to attain
Within 6 months following the applicable
attainment date for a PM-10 nonattainment area, the
Administrator shall determine whether the area
attained the standard by that date. If the
Administrator finds that any Moderate Area is not in
attainment after the applicable attainment date -
(A) the area shall be reclassified by operation of
law as a Serious Area; and
(B) the Administrator shall publish a notice in the
Federal Register no later than 6 months following the
attainment date, identifying the area as having failed to
attain and identifying the reclassification described
under subparagraph (A).
(c) Attainment dates
Except as provided under subsection (d) of this
section, the attainment dates for PM-10 nonattainment
areas shall be as follows:
(1) Moderate Areas
For a Moderate Area, the attainment date shall be
as expeditiously as practicable but no later than the end
of the sixth calendar year after the area’s designation
as nonattainment, except that, for areas designated
nonattainment for PM-10 under section 7407(d)(4) of
this title, the attainment date shall not extend beyond
December 31, 1994.
(2) Serious Areas
For a Serious Area, the attainment date shall be as
expeditiously as practicable but no later than the end of
the tenth calendar year beginning after the area’s
designation as nonattainment, except that, for areas
designated nonattainment for PM-10 under section

142a

7407(d)(4) of this title, the date shall not extend beyond
December 31, 2001.
(d) Extension of attainment date for Moderate Areas
Upon application by any State, the Administrator
may extend for 1 additional year (hereinafter referred
to as the “Extension Year”) the date specified in
paragraph (FOOTNOTE 1) (c)(1) if -

(1) the State has complied with all requirements
and commitments pertaining to the area in the
applicable implementation plan; and

(2) no more than one exceedance of the 24-hour
national ambient air quality standard level for PM-10
has occurred in the area in the year preceding the
Extension Year, and the annual mean concentration of
PM-10 in the a“ea for such year is less than or equal to
the standard level. No more than 2 one-year extensions
may be issued under the subsection for a single
nonattainment area.

(e) Extension of attainment date for Serious Areas

Upon application by any State, the Administrator
may extend the attainment date for a Serious Area
beyond the date specified under subsection (c) of this
section, if attainment by the date established under
subsection (c) of this section would be impracticable,
the State has complied with all requirements and
commitments pertaining to that area in the
implementation plan, and the State demonstrates to the
satisfaction of the Administrator that the plan for that
area includes the most str

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386001_1248%3A1. Public record. Not legal advice.
