# Opposition Brief — Roeder, Individually and on Behalf of All Others Similarly Situated v. Islamic Republic of Iran

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 2004
- **Citation:** 542 U.S. 915

## Text

No. 03-1147 | MAY 12 2004 |

T Office <

In the Supreme Court of the United States

DAVID M. ROEDER, ET AL., PETITIONERS
Vv.

ISLAMIC REPUBLIC OF IRAN, ET AL.

ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

BRIEF FOR THE UNITED STATES IN OPPOSITION

THEODORE B. OLSON
Solicitor General
Counsel of Record
PETER D. KEISLER
Assistant Attorney General
DOUGLAS N. LETTER
H. THOMAS BYRON III
Attorneys
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217

QUESTION PRESENTED

Petitioners include former hostages who were held in
Iran for 444 days between 1979 and 1981, as well as
family members of such hostages. The President ne-
gotiated their release under an international agreement
known as the Algiers Accords. In exchange for the
release of the hostages, the Algiers Accords included a
commitment by the United States to bar and preclude
the prosecution of any claim against Iran arising out of
the hostages’ seizure and detention. The question
presented is as foilows:

Whether the preclusion of private suits effected by
the Algiers Accords was superseded by Acts of Con-
gress providing that the Republic of Iran does not have
sovereign immunity from the claims raised in the
instant case.

TABLE OF CONTENTS

sind irpealeadiiahinensemeibcsinkiniiasesiiiamnanni
I lcci eaeiseenmnidbaanedvbnininnienenionesene
IT iach acd einbnenbcebinleainennnennirebncéebinnenn
Laon Acicaieieblibdatelaaeemindinbisiiondaninnenspensienneneenumnnenies
acacia deatesstinnsinnunmmionondouveiens

TABLE OF AUTHORITIES
Cases:

American Ins. Ass’n v. Garamendi, 123 S. Ct.

ann anITITTIN oto th isicididedianichubeeninihiteenspennebiidacdaanioeniepacvonerbuensie
Argentine Republic v. Amerada Hess Shipping

Ns A EID ececrcsnecinsictenninescnesoseseescscssesessasoonnse
Cicippio-Puleo v. Islamic Republic of Iran,

Be Re CR, Cs CUE) crrcersccscsenzsencscenenenessoesssonsosteons
Consumer Product Safety Comm’n v. GTE

SPPUANIG, 447 U.S. 102 (1GBD) ....ceceresncesosescsreresssesesesesesesseses
Cook v. United States, 288 U.S. 102 (1933) oo.
Dames & Moore v. Regan, 453 U.S. 654 (1981) ............
Havana Club Holding, S.A. v. Galleon S.A., 203

F.3d 116 (2d Cir.), cert. denied, 531 U.S. 918

Murray v. The Charming Betsy, 6 U.S. (2 Cranch)

Sanaa IIITIIITI SIs i seschaciechldlnclaeiieadaaientehesciehatbeaihiewnsaseinenentensicchithenontosenice
Persinger v. Islamic Republic of Iran, 729 F.2d

835 (D.C. Cir.), cert. denied, 469 U.S. 881 (1984) .............
Saudi Arabia vy. Nelson, 507 U.S. 349 (1998) oe
Trans World Airlines, Inc. v. Franklin Mint Corp.,

SO IID i cisnssnscrssnaparanesenonncenetossanpiichdsanisdessenecseineines
United States v. Guy W. Capps, Inc., 204 F.2d 655

(4th Cir. 1953), aff’d on other grounds, 348 U.S. 296

STE schlsssisl nichts inbseeabiideletabbictienecnbnnessnionysnbebicenteneevbicbieesonees
Weinberger v. Rossi, 456 U.S. 25 (1982) .....ccccccssseseeeseee
Whitney v. Robertson, 124 U.S. 190 (1888) ....cccccceeceseseees
Wisniewski v. United States, 353 U.S. 901 (1957) ...........

(IID)

9

IV

Constitution, treaty and statutes: Page
U.S. Const. Art. 1, § 7, Cl. 2 ...ccccssssccserseseessssssssrssssesenensenensens 14
Settlement of the Hostage Crisis, Jan. 18, 1981, US.-

Iran, 20 I.L.M. 223 sss salaalaicisaenestheenisetaienaidenaiadaliiniaibatas 2
Act of Nov. 28, 2001, Pub. L. No. 107-77, § 626(c),
115 Stat. 748 ..c.c.ccccccsccccsocesersssssescosesesocsnscsessseseessesssososecosscosees 5
Act of Jan. 10, 2002, Pub. L. No. 107-117, § 208,
115 Stat. 2299 .....ccccccccccccossrssssssscsssssscsecscescssssssessessersnenensnees 5
Antiterrorism and Effective Death Penalty Act of 1996,
Pub. L. No. 104-132, § 221(a)(1), 110 Stat. 1241 «0... 3
Foreign Sovereign Immunities Act of 1976, 28 US.C.
1GOZ et SOQ. ..ressscssssecsssesseenesnssncnsensenssnsenssnsncneensenennennenssncensensens 3
DS U.S.C. 1604 ...cccccccccssersscessssccesssssceseressncersssssscnsvessnseeseeses 3
28 U.S.C. 1605(a)(7) (Supp. [ 2001) ......scseeesereererees 3, 4, 16
28 U.S.C. 1605(a)(7)(A) (Supp. 12001) .....seeseseeeseees 3, 5, 12
QB U.S.C. 1605 mote .....cccsscssesesssseesenersessnssessessesssnneenensnsens 3-4

Omnibus Consolidated Appropriations Act, 1997,
Pub. L. No. 104-208, Div. A., Tit. 1, § 191(c) [Tit.
V, § 589(a)], 110 Stat. 3009-172 ......scsesserereensesnnensansnrensenees 3

Miscellaneous:

H.R. Conf. Rep. No. 350, 107th Cong., Ist Sess. (2001)
(ZOOL) ecececcccesssssececescssesesecesossorerecececsesesssesesssssensnsscneassesesseacons 11,15

In the Supreme Court of the Anited States

No. 03-1147
DAVID M. ROEDER, ET AL., PETITIONERS

VU.

ISLAMIC REPUBLIC OF IRAN, ET AL.

ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

BRIEF FOR THE UNITED STATES IN OPPOSITION

OPINIONS BELOW

The opinion of the court of appeals (Pet. App. la-19a)
is reported at 333 F.3d 228. The opinion of the district
court (Pet. App. 20a-108a) is reported at 195 F. Supp.
2d 140.

JURISDICTION

The court of appeals entered its judgment on July 1,
2003. A petition for rehearing was denied on November
7, 2003 (Pet. App. 11la-112a). The petition for a writ of
certiorari was filed on February 5, 2004. The juris-
diction of this Court is invoked under 28 U.S.C. 1254(1).

STATEMENT

1. On November 4, 1979, Iranian militants unlaw-
fully seized the United States Embassy in Tehran, Iran,

(1)

and captured the Embassy’s personnel. The captured
individuals were held hostage for a period of 444 days.
They were ultimately released on January 20, 1981,
pursuant to an international executive agreement
known as the Algiers Accords, which had been exe-
cuted the preceding day. See Dames & Moore v.
Regan, 453 U.S. 654, 662-665 (1981); Pet. App. 25a-27a.

The Algiers Accords include two declarations of the
government of Algeria, embodying an international
agreement between the United States and Iran. See
Settlement of the Hostage Crisis, Jan. 18, 1981, ‘US.-
Iran, 20 I.L.M. 223; Dames & Moore, 453 U.S. at 664;
Pet. App. 27a. A central purpose of the Algiers Ac-
cords was the negotiated release of the Americans held
hostage in Tehran, and the international agreement
was accordingly made contingent on the hostages’ free-
dom. See 20 I.L.M. at 225 (requiring certification “that
the 52 U.S. nationals have safely departed from Iran”
before funds would be transferred from escrow). In
agreeing to the Algiers Accords, the United States
committed to “bar and preclude the prosecution against
Iran of any pending or future claim of * * * a United
States national arising out of events * * * related to
(A) the seizure of the 52 United States nationals on
November 4, 1979, [or] (B) their subsequent detention.”
Id. at 227 (quoted at Pet. App. 28a). The Algiers
Accords were subsequently implemented by a series of
Executive Orders and Treasury Department regula-
tions. See Pet. App. 29a-31a; Dames & Moore, 453 U.S.
at 665-666.

1 Claims arising out of the seizure and detention of the hostages
are also expressly excluded from the arbitral jurisdiction of the
Iran-United States Claims Tribunal. See 20 I.L.M. at 231; Pet.
App. 29a.

3

2. The Foreign Sovereign Immunities Act of 1976
(FSIA), 28 U.S.C. 1602 et seq., provides “the sole basis
for obtaining jurisdiction over a foreign state in our
courts” in a civil suit. Argentine Republic v. Amerada
Hess Shipping Corp., 488 U.S. 428, 434 (1989). Under
the FSIA, foreign governments and their agencies or
instrumentalities are immune from suit in United
States courts unless a specific statutory exception ap-
plies. 28 U.S.C. 1604; Saudi Arabia v. Nelson, 507 U.S.
349, 355 (1993). In 1996, Congress amended the FSIA
to add a new exception to the general rule of foreign
sovereign immunity. See Antiterrorism and Effective
Death Penalty Act of 1996 (AEDPA), Pub. L. No. 104-
132, § 221(a)(1), 110 Stat. 1241 (28 U.S.C. 1605(a)(7)
(Supp. I 2001)). Under that amendment, foreign sover-
eign immunity is unavailable in certain suits “in which
money damages are sought against a foreign state for
personal injury or death that was caused by an act of
torture, extrajudicial killing, aircraft sabotage, hostage
taking, or the provision of material support or re-
sources * * * for such an act.” 28 U.S.C. 1605(a)(7)
(Supp. I 2001). That exception to the general rule of
foreign sovereign immunity applies if the foreign state
was designated as a state sponsor of terrorism by the
Department of State at the time the act occurred, or if
the foreign state was subsequently so designated as a
result of the act that is the basis for the suit. 28 U.S.C.
1605(a)(7)(A) (Supp. I 2001).

Later in 1996, Congress enacted a provision com-
monly known as the Flatow Amendment, which ad-
dresses the potential liability of foreign officers and
agents for acts of terrorism perpetrated in the course of
their official duties. See Omnibus Consolidated Appro-
priations Act, 1997, Pub. L. No. 104-208, Div. A., Tit. I,
§ 101(c) [Tit. V, § 589(a)], 110 Stat. 3009-172 (28 U.S.C.

4

1605 note). Under the Flatow Amendment, individual
officers and agents of designated state sponsors of
terrorism may be held personally liable for their per-
petration of the acts described in 28 U.S.C. 1605(a)(7)
(Supp. I 2001). See Cicippio-Puleo v. Islamic Republic
of Iran, 353 F.3d 1024, 1029 (D.C. Cir. 2004). By its
terms, however, the Flatow Amendment applies only to
“Cajn official, employee, or agent of a foreign state
designated as a state sponsor of terrorism,” not to the
foreign state itself. See id. at 1082. The D.C. Circuit
recently held in Cicippio-Puleo that “neither 28 U.S.C.
§ 1605(a)(7) nor the Flatow Amendment, nor the two
considered in tandem, creates a private right of action
against a foreign government.” Jd. at 1033.

3. Petitioners include the Americans held hostage in
Iran in 1979-1981, as well as their family members.
They brought this suit in 2000, naming as defendants
the Islamic Republic of Iran and the Iranian Ministry of
Foreign Affairs. The suit seeks compensation for in-
juries resulting from the detention and seizure of the
hostages. Iran did not appear in the district court to
defend against petitioners’ action, and in August 2001,
the court entered a default judgment on liability. See
Pet. App. 20-21a, 34a-35a.

In October 2001, shortly before a scheduled trial to
determine the appropriate amount of damages, the
United States filed a motion to intervene in this case, as
well as a separate motion to vacate the default judg-
ment and dismiss petitioners’ complaint. Pet. App. 35a-
36a. The government urged two independent grounds
for dismissal. First, the United States argued that the
government of Iran retained its sovereign immunity
from this suit under the FSIA. The government con-
tended that 28 U.S.C. 1605(a)(7), which provides that
foreign states are not immune from suit for certain acts

5

of state-sponsored terrorism, was inapplicable to this
ease because Iran had not been designated as a state
sponsor of terrorism either at the time the hostages
were seized and detained, or as a result of the hostage-
taking. Pet. App. 36a; see id. at 1la-12a. Second, the
government argued that the Algiers Accords had extin-
guished petitioners’ claims. Jd. at 36a.

In December 2001, while the government’s motions
to intervene and to vacate the default judgment were
pending in the district court, Congress amended 28
U.S.C. 1605(a)(7)(A)—the FSIA exception to the rule of
foreign sovereign immunity that applies in certain cases
involving state-sponsored terrorism—to add a specific
reference to the present case. Act of Nov. 28, 2001,
Pub. L. No. 107-77, § 626(c), 115 Stat. 803. Approxi-
mately one month later, Congress amended that pro-
vision to correct the erroneous designation of the
district judge’s initials in the provision as originally
enacted. Act of Jan. 10, 2002, Pub. L. No. 107-117,
§ 208, 115 Stat. 2299 (reprinted at Pet. App. 115a); see
Pet. App. 118a (text of 28 U.S.C. 1605(a)(7)(A) (Supp. I
2001) in its current form).

4. The district court granted the government’s mo-
tion to intervene, vacated its earlier default judgment,
and dismissed petitioners’ complaint. Pet. App. 20a-
108a. The court acknowledged that the recent appro-
priations provisions, cited above, had “amend[ed] the
FSIA to allow for a waiver of sovereign immunity not
only when the state-sponsor designation results from
the act at issue, but also for any acts related to this
litigation.” Jd. at 6la. The court held, however, that
petitioners “do not have a cause of action against Iran
because the Algiers Accords require that this suit be
dismissed.” Jd. at 69a.

——

6

Petitioners contended that the Algiers Accords are
invalid because they “resulted from Iran’s ‘demanding
of money from another government to stop inflicting
pain and suffering upon its innocent citizens’ and are |
therefore an unenforceable illegal contract.” Pet. App. |
724. The district court rejected that argument, ex-
plaining that petitioners’ challenge was foreclosed by
this Court’s decision in Dames & Moore, 453 USS. at
686, which “upholds the Algiers Accords as an exercise
of the President’s power.” Pet. App. 72a-73a. The
court recognized that “Congress has the power to dis-
agree with and overturn” executive agreements that
extinguish private claims. Jd. at 73a. The court con-
cluded, however, that none of the statutes on which
petitioners relied manifested a clear legislative intent
to abrogate the Algiers Accords. See id. at 73a-105a.

5. The court of appeals affirmed. Pet. App. 1a-19a.

a. The court of appeals held that the district court
had acted properly in granting the government’s
motion to intervene as of right. Pet. App. 6a-9a. The
court explained that the United States had moved to
intervene “less than thirty days after the State Depart-
ment received notice of the potential conflict with the
executive agreement,” and that “the interest of the
United States in meeting its obligations under the
executive agreement with Iran entitled it to intervene
as a defendant.” Jd. at 8a (internal quotation marks
omitted). The court also held that, for purposes of the
Flatow Amendment (see pp. 3-4, supra), Iran’s Ministry
of Foreign Affairs “must be treated as the state of Iran
itself rather than as its agent.” Pet. App. 11a; see id. at
10a-1la.

b. The court of appeals held that the recent appro-
priations laws on which petitioners principally relied
had not abrogated the Algiers Accords. Pet. App. 1la-

7

19a. While noting that “[t]he authority of the President
to settle claims of American nationals through execu-
tive agreements is clear,” the court acknowledged that
“It]here is no doubt that laws passed after the Presi-
dent enters into an executive agreement may abrogate
the agreement.” Jd. at lla. The court concluded, how-
ever, that petitioners had failed to identify any statu-
tory language reflecting a clear congressional intent to
accomplish that result.

The court of appeals explained that the recent appro-
priations laws

created an exception, for this case alone, to Iran’s
sovereign immunity, which would otherwise have
barred the action. The evident purpose was to
dispose of the government’s argument, in its motion
to vacate [the default judgment], that [petitioners ’]
action should be dismissed because Iran had not
been designated a state sponsor of terrorism at the
time the hostages were captured and held, and that
Iran’s later designation (in 1984) rested not on the
hostage crisis but on its support of terrorism outside
its borders.

Pet. App. 12a-138a. The court observed, however, that
“(t]he question remained whether the Algiers Accords,
on which the United States had relied as a second
ground for dismissal, survived the [appropriations
laws].” Id. at 13a (citation omitted). The court noted
that those laws “do not, on their face, say anything
about the Accords,” but “speak only to the antecedent
question of Iran’s immunity from suit in United States
courts.” Ibid. The court acknowledged that the joint
explanatory statement accompanying the second appro-
priations law contained language supporting peti-
tioners’ position, see id. at 16a, byt it observed that

8

“Congress did not vote on the statement and the
President did not sign a bill embodying it,” zd. at 16a-
17a. The court explained that “neither a treaty nor an
executive agreement will be considered abrogated or
modified by a later statute unless such purpose on the
part of Congress has been clearly expressed,” id. at 17a
(internal quotation marks omitted), and it found “no
clear expression in anything Congress enacted abrogat-
ing the Algiers Accords,” ibid.

Finally, the court of appeals rejected petitioners’ con-
tention that the pertinent appropriations provisions
would be rendered “futile” if they were construed not
to abrogate the Algiers Accords. Pet. App. 18a-19a.
The court explained that, assuming those provisions
were constitutional, they

had the effect of removing Iran’s sovereign immu-
nity, which the United States had raised in its
motion to vacate. This enabled [petitioners] to
argue that the Accords were not a valid executive
agreement. [Petitioners] in fact made this argument
in the district court (but they do not make it here).
That the district court rejected the argument is of
no moment. [Petitioners’] opportunity to have it
decided resulted directly from the amendments.

Id. at 19a (footnote and citations omitted).
ARGUMENT

The decision of the court of appeals is correct and
does not conflict with any decision of this Court or of
another court of appeals. Further review is not
warranted.

1. As the court of appeals explained, “(t]he authority
of the President to settle claims of American nationals
through executive agreements is clear.” Pet. App. 11a;

9

see American Ins. Ass’n v. Garamendi, 123 S. Ct. 2374,
2387 (2003) (“Given the fact that the practice goes back
over 200 years to the first Presidential administration,
and has received congressional acquiescence through-
out its history, the conclusion that the President’s
control of foreign relations includes the settlement of
claims is indisputable.”) (brackets and internal quota-
tion marks omitted); Dames & Moore, 453 U.S. at 679 &
n.8. In Dames & Moore, this Court upheld the settle-
ment of claims accomplished in the Algiers Accords as a
permissible exercise of that Presidential authority. See
id. at 686, 688. And while petitioners contested the
validity of the Algiers Accords in the district court, the
district court rejected that challenge, see Pet. App. 72a-
73a, and petitioners did not pursue it on appeal, see id.
at 19a. Thus, any uncertainty that may exist concer -
ing the scope of the President’s authority to enter into
executive agreements in other contexts (see Pet. 21 n.3)
is irrelevant to the disposition of the instant case.

2. Twenty years ago, in Persinger v. Islamic Repub-
lic of Iran, 729 F.2d 835 (D.C. Cir.), cert. denied, 469
U.S. 881 (1984), the court of appeals dismissed an
earlier suit brought by one of the American hostages
and his parents seeking damages for his seizure and
detention. The court held that no FSIA exception to
the general rule of foreign sovereign immunity applied
to the case, and that the Republic of Iran was therefore
immune from suit. Id. at 838-839. In light of its deter-
mination that it lacked jurisdiction under the FSIA, the
court in Persinger declined to reach the question
whether the plaintiffs’ claims were properly extin-
guished pursuant to the Algiers Accords. Id. at 838.

The court of appeals in Persinger thus recognized
that Iran’s sovereign immunity under the FSIA, and
the extinguishment pursuant to the Algiers Accords of

10

private claims arising out of the seizure and detention
of the American hostages, imposed two analytically
distinct barriers to claims of the sort raised in this case.
In its initial district court filings in this case, the United
States likewise relied on the FSIA and the Algiers
Accords as independent grounds for dismissal of peti-
tioners’ suit. Although the appropriations laws on
which petitioners rely refer to the instant case by
docket number, and thus reflect congressional aware-
ness of the litigation, they speak only to the question
whether Iran is immune from suit under the FSIA.
Those laws neither address the continuing validity of
the Algiers Accords nor purport to confer a cause of
action. See Pet. App. 16a (court of appeals explains
that “[t]he text of [the first appropriations provision] is
consistent with removing the government’s first argu-
ment for dismissal” but “says nothing about the
second”). Particularly in light of the legal backdrop

against which Congress acted, there is no basis for.

construing the recent appropriations laws as abrogating
the commitment made by the President in the Algiers
Accords.

3. Petitioners’ arguments on the merits do not with-
stand scrutiny.

a. Petitioners suggest (Pet. 27-28) that the relevant
appropriations provisions would serve no meaningful
purpose if they are construed not to affect the validity
of the Algiers Accords. As the court of appeals
recognized (Pet. App. 19a), however, those provisions
removed Iran’s sovereign immunity for the acts in
question, and thus allowed petitioners to obtain a
judicial ruling on their claim that the Algiers Accords
were invalid ab initio—a contention that the court in
Persinger had previously declined to address. Elimi-
nation of the barrier to suit that was formerly imposed

11

by the FSIA also served the related purpose of clarify-
ing the locus of responsibility for dismissal of peti-
tioners’ claims. Before those appropriations laws were
enacted, petitioners’ suit was subject to dismissal on
one ground (the FSIA) that was attributable to Con-
gress itself, and on another ground (the Algiers
Accords) that reflected a legitimate exercise of purely
executive power. Even though Congress was unwilling
to abrogate the executive agreement through which the
release of the hostages had initially been obtained, Con-
gress may have wished to make clear that the Legis-
lative Branch had not imposed any affirmative obstacle
to petitioners’ efforts to obtain relief.

b. Petitioners rely on the joint explanatory state-
ment accompanying the second of the two pertinent
appropriations laws, which contains language that in
petitioners’ view (Pet. 26) suggests that Congress
intended in the first of the appropriations laws to
remove all existing barriers to petitioners’ suit. See
H.R. Conf. Rep. No. 350, 107th Cong., Ist Sess. 422-423
(2001) (stating that the previously enacted appropria-
tions provision “acknowledges that, notwithstanding
any other authority, the American citizens who were
taken hostage by the Islamic Republic of Iran in 1979
have a claim against Iran under [AEDPA] and the
provision specifically allows the judgment to stand”).
The court of appeals stated that the language contained
in the joint explanatory statement (and particularly the
phrase “notwithstanding any other authority”) might
have been sufficient to abrogate the Algiers Accords if
that language had been enacted into law. Pet. App. 16a.
The court recognized, however, that, while legislative
history may assist in the interpretation of ambiguous
statutory language, the joint explanatory statement
does not itself have the force of law. See id. at 16a-17a

12

(“Congress did not vote on the statement and the
President did not sign a bill embodying it.”). Because
the relevant appropriations provisions only amended
the FSIA to expand the pre-existing state-sponsored
terrorism exception to the rule of foreign sovereign
immunity, but did not abrogate the Algiers Accords or
amend any law other than the FSIA, those provisions
cannot properly be construed to eliminate the barrier to
petitioners’ suit imposed by the executive agreement.

Petitioners’ reliance (Pet. 26) on the joint explana-
tory statement is particularly misplaced because that
statement was published after the enactment of the
appropriations law that is alleged to have abrogated the
Algiers Accords. The joint explanatory statement in
question accompanied the second of the two appro-
priations provisions, which simply corrected an error in
the initials of the district judge in the caption of this
case. See p. 5, supra. Obviously that technical correc-
tion could not have had the effect of abrogating the
Algiers Accords. Although the joint explanatory state-
ment purports to describe the legal effect of the first
appropriations provision, such “subsequent legislative
history” has minimal interpretive value. See, ¢.9., Con-
sumer Prod. Safety Comm’n v. GTE Sylvania, 447 U.S.
102, 118 n.13 (1980); Pet. App. 17a.

4. Petitioners contend (Pet. 15-18) that the court of
appeals’ holding conflicts with decisions of this Court
and of other courts of appeals. Petitioners do not allege
a conflict with respect to the specific question of statu-
tory interpretation presented -by this case—.é.,
whether the Algiers Accords were abrogated by the
recent appropriations provisions that amended 28
U.S.C. 1605(a)(7)(A). Rather, petitioners argue that the
interpretive standard applied by the court of appeals,
under which an Act of Congress will not be treated as

13

abrogating an executive agreement unless the statute
contains a clear expression of that intent (see Pet. App.
17a-18a), conflicts with prior rulings. That claim lacks
merit.

a. Petitioners’ reliance (Pet. 16) on Whitney v.
Robertson, 124 U.S. 190 (1888), is misplaced. The Court
in Whitney held only that “when a law is clear in its
provisions, its validity cannot be assailed before the
courts for want of conformity to stipulations of a pre-
vious treaty.” Id at 195 (emphasis added). The Court
did not suggest that an ambiguous federal statute can
properly be interpreted to abrogate an existing treaty.
To the contrary, the Court stated that, when a treaty
and a statute “relate to the same subject, the courts will
always endeavor to construe them so as to give effect to
both, if that can be done without violating the language
of either.” Jd. at 194. This Court has consistently
recognized that “[a] treaty will not be deemed to have
been abrogated or modified by a later statute unless
such purpose on the part of Congress has been clearly
expressed.” Trans World Airlines, Inc. v. Franklin
Mint Corp., 466 U.S. 243, 252 (1984) (quoting Cook v.
United States, 288 U.S. 102, 120 (1933)); see also, e.g.,
ibid. (referring to the “firm and obviously sound canon
of construction against finding implicit repeal of a
treaty in ambiguous congressional action”).

Petitioners identify no decision suggesting that the
rule of construction described above is inapplicable
when an Act of Congress is claimed to have abrogated
an executive agreement. Nor would such a distinction
be appropriate. Although the term “treaty” has differ-
ent meanings in different contexts, see Weinberger v.
Rossi, 456 U.S. 25, 29-31 (1982), “[uJnder principles of
international law, the word ordinarily refers to an inter-
national agreement concluded between sovereigns,

14

regardless of the manner in which the agreement is
brought into force,” id. at 29. And, as the court of ap-
peals recognized, “Ce]xecutive agreements are essen-
tially contracts between nations, and like contracts be-
tween individuals, executive agreements are expected
to be honored by the parties.” Pet. App. 18a. The
determination whether a federal statute has abrogated
an executive agreement thus directly implicates the
long-established interpretive principle that “an act of
congress ought never to be construed to violate the law
of nations, if any other possible construction remains.”
Murray v. The Charming Betsy, 6 U.S. (2 Cranch) 64,
118 (1804)); see Rossi, 456 U.S. at 32

b. The court of appeals decisions on which peti-
tioners rely (Pet. 16-17) are likewise inapposite.’ The
court in Havana Club Holding, S.A. v. Galleon S.A.,
203 F.3d 116 (2d Cir.), cert. denied, 531 U.S. 918 (2000),
held only that an Act of Congress may have the effect
of abrogating a prior international agreement even if
the agreement is not specifically identified in the text of
the superseding statute. Jd. at 124. Rather, the court

2 Requiring a clear statement of legislative intent to abrogate
an executive agreement ensures, inter alia, that the President can
nake a fully informed decision whether to sign or veto a bill passed
by Congress. See U.S. Const. Art. I, § 7, Cl. 2. In making that
decision, the President could consider the foreign policy conse-
quences, including the possible reactions of other governments,
that abrogation of an existing agreement might entail. In the in-
stant case, the President signed both of the appropriations laws on
which petitioners rely, while expressing his intent that the laws be
implemented “in a manner consistent with the obligations of the
United States under the Algiers Accords.” Pet. App. 17a n.6
(quoting Presidential signing statement).
3 Although petitioners refer to those decisions as “faithfully
following Whitney” (Pet. 16), neither of the court of appeals deci-
sions described at pages 16-17 of the petition cites Whitney.

15

explained, “[w]hat is required is a clear expression by
Congress of a purpose to override protection that a
treaty would otherwise provide.” [bid. The D.C. Cir-
cuit’s decision in the instant case is consistent with that
analysis. The appropriations laws on which petitioners
rely contain no “clear expression” of a congressional
purpose to validate petitioners’ claims on the merits or
to provide petitioners a cause of action against Iran,
and thus to override the effect of the Algiers Accords.
Nor did the D.C. Circuit hold that a specific statutory
reference to the Algiers Accords was a prerequisite to
abrogation of that agreement.’

In United States v. Guy W. Capps, Inc., 204 F.2d 655,
658 (4th Cir. 1953), aff’d on other grounds, 348 U.S. 296
(1955), the court of appeals held that an executive
agreement was void where it “contravened provisions
of a statute dealing with the very matter to which it
related.” In the instant case, by contrast, petitioners do
not contend that any federal statute enacted prior to
1981 conferred a cause of action for their claims against
Iran. Nor did the D.C. Circuit in this case question the

4 In discussing the legislative history accompanying the second
of the appropriations laws on which petitioners rely, the court of
appeals quoted the assertion in the joint explanatory statement
that “notwithstanding any other authority, the American citizens
who were taken hostage by the Islamic Republic of Iran in 1979
have a claim against Iran.” Pet. App. 16a (quoting H.R. Conf. Rep.
No. 350, 107th Cong., Ist Sess. 422-423 (2001)) (emphasis added by
court of appeals). The court observed that “(t]his statement, and
the italicized language in particular, is the type of language that
might abrogate an executive agreement—if the statement had
been enacted.” Ibid. In light of the court of appeals’ characteriza-
tion of that language as potentially sufficient to abrogate the
Algiers Accords, the court’s opinion cannot reasonably be read to
require specific identification in the statutory text of the executive
agreement sought to be superseded.

proposition that, if the Algiers Accords were shown to
conflict with subsequently enacted federal legislation,
the provisions of the Act of Congress would supersede
those of the executive agreement. Because the court in
Guy W. Capps did not discuss the interpretive standard
to be used in determining whether an executive agree-
ment and an Act of Congress are in conflict, that deci-
sion is irrelevant to the question presented here.’

5. Petitioners contend (Pet. 18-25) that the court of
appeals’ decision contravenes separation-of-powers
principles by allowing an executive agreement that was
not ratified by the Senate to supersede an Act of
Congress. That argument is baseless. The court of
appeals did not, as petitioners suggest (Pet. 20), treat
“legislation abrogating an executive agreement” as
“eonstitutionally suspect”; nor did it “elevat[e] * * *
unilateral executive action over statutes enacted by

5 Petitioners also suggest (Pet. 29) that the D.C. Circuit’s deci-
sion in this case is inconsistent with the same court’s subsequent
ruling in Cicippio-Puleo v. Islamic Republic of Iran, 353 F.3d 1024
(D.C. Cir. 2004). If any tension between those decisions existed, its
resolution would be primarily entrusted to the D.C. Circuit. See
Wisniewski v. United States, 353 U.S. 901 (1957) (per curiam). In
any event, the two decisions are wholly consistent. The court in
Cicippio-Puleo recognized that, under the Flatow Amendment
(see pp. 3-4, supra), individual officers and agents of designated
state sponsors of terrorism may be held personally liable for their
perpetration of the acts described in 28 U.S.C. 1605(a)(7) (Supp. I
2001). See 353 F.3d at 1029. The court alsu observed that, subject
to certain conditions, “Section 1605(a)(7) waives the sovereign im-
munity of a designated ‘foreign state’ in actions in which money
damages are sought for personal injury or death caused by one of
the specified acts of terrorism.” Id. at 1032. The court squarely
held, however, that “neither 28 U.S.C. § 1605(a)(7) nor the Flatow
Amendment, nor the two considered in tandem, creates a private
right of action against a foreign government.” Id. at 1033; see p. 4,

supra.

17

Congress and signed by the President” (ibid.). To the
contrary, the court recognized that “[t]here is no doubt
that laws passed after the President enters into an
executive agreement may abrogate the agreement.”
Pet. App. lla. The court’s determination that the
particular laws on which petitioners rely did not have
that effect raises no meaningful constitutional concern.

Petitioners are also wrong in contending (Pet. 26-30)
that the instant case provides an “ideal vehicle” (Pet.
26) for determining what interpretive standard to apply
when an Act of Congress is alleged to have abrogated a
prior executive agreement. At the time Congress
enacted the pertinent appropriations laws, it was well
established that the barrier to private suits imposed by
the Algiers Accords was separate and distinct from
Iran’s sovereign immunity under the FSIA. See pp. 9-
10, supra. Congress nevertheless chose in the appro-
priations laws only to amend the FSIA to eliminate
Iran’s immunity from the instant suit, without ex-
pressly abrogating the executive agreement, granting
petitioners a cause of action against the foreign state, or
addressing the merits of petitioners’ claims in any
respect. Accordingly, by far the most natural reading
of the amendments to the FSIA made by the relevant
appropriations provisions is that they leave undis-
turbed the independent bar to suit imposed by the
Algiers Accords. For that reason, the proper disposi-
tion of this case does not depend on the precise degree
of clarity that is required for an Act of Congress to
abrogate an executive agreement.

18

CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted.

THEODORE B. OLSON
Solicitor General

PETER D. KEISLER
Assistant Attorney General

DOUGLAS N. LETTER

H. THOMAS BYRON III
Attorneys

MAY 2004

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386001_1078%3A2. Public record. Not legal advice.
