# Petition for a Writ of Certiorari — Stemmer v. New York

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for a Writ of Certiorari
- **Published:** January 1, 1949
- **Citation:** 336 U.S. 963

## Text

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Supreme Court of the United States
Ocroser Term 1948
No. 5 b 7
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Harvey Sremmer,
Petitioner,

—Vv.—

Tue Prorre or THe Srate or New York.

———————————————

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ee

APPLICATION FOR WRIT OF CERTIORARI

| Artuur Garrretp Hays,
| | Osmonp K. Fraewxex and
Smwyvey Srrvszez,
Attorneys for Harvey Stemmer.

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TABLE OF CONTENTS

PAGE
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Statement of Jurisdiction ............ceeeeeeeeeees 3
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Reasons for Granting Writ ...............seeeeee- 4
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TaBLe or Cases CITED:

Atchison Railway v. Railroad Commission, 283 U. 8S.

Mt Benbeeedavescsccncéesseesnesverssrceseeacs 7
Chartiers & Sdteete Turnpike Company v. Mc-

, T Bib BOO covscersvsevcoarcsrcsecess 8
Francis v. Southern Pacific Co., 333 U. S. 445 ...... 7
Hitzelberger v. State, 174 Md. 152 ............045. 9

Leon v. State, 180 Md. 279, cert. den. 316 U.S.680... 9

Matter of Harlem Check Cashing Corp. v. Bell,
ME Wh, ED suconecccceesceneveseccccecesscs 6,7

ii

PAGE
People v. Barnhart, 66 Cal. App. (2d) 714 .......... 9
People v. Defore, 242 N. Y. 13 ....... sone edanededas S
People v. Donnenfeld, 198 App. Div. 918, affd. 233
i i dedeecbdeneddendbeeestinadetedevesces 8
People v. Kelley, 22 Calif. (2d) 169 ................ 9
People v. Nitzberg, 289 N. Y. 523 ...... jeouresevees 2
Savage v. Jones, 225 U. S. 501 ..............cceeee 7
Testa v. Katt, 390 U. &. S06 ....... cc ccc ccc cccccee 7
Townsend v. Yeomans, 301 U. S. 441 .............. 7
Weiss v. United States, 308 U. S. 321 .......... 4, 6,7

OTHER AvuTHORITIES CITED:

Bernstein, The Fruit of the Poisonous Tree; Civil
Liberties and Wire Taps, 37 Illinois Law Review,

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Constitution of New York State, Article 1,

TIE Ukabivdnsnesthadehscuscet ies 2, 3, 4, 12
Note: 7 Fordham Law Review 263 ................ 8
New York Criminal Code §399 ................ 2, 4, 13
New York Criminal Code §813(a) .............. 3, 4, 13
BOO Wt FONE BO GI occcc cccvccccsccccevess 1
New York Penal Law $580 (6) .................... 1
Revised Judicial Code, Section 1257 ............... 3
Rosenzweig, The Law of Wire Tapping, 32 Cornell

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Section 605 of Federal Communications Act (47
U. S. C. 605

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Supreme Court of the United States

Ocrosper Term 1948
No.

el
Harvey STemMMER,
Petitioner,

—--V.—

Tue Peorie or THE State or New York.

ian ol

APPLICATION FOR WRIT OF CERTIORARI

This is an application for a writ of certiorari to review
the judgment of the Court of Appeals of the State of New
York, which affirmed a judgment of the Appellete Divi-
sion of the Supreme Court of that State, which in turn
affirmed a judgment of the Court of General Sessions of
the County of New York convicting petitioner of con-
spiracy under New York Penal Law §580(6) and of
bribery under New York Penal Law 4382.

The Opinions Below

No opinion was written either in the Appellate Division
(273 App. Div. 854) or in the Court of Appeals (298 N. Y.
728), but the latter Court made the following statement:

“Judgment affirmed. Upon this appeal the follow-
ing question was presented and necessarily passed
upon: The appellants contended that the receipt in

2

evidence of wire tapped telephone calls was illegal
because of sec‘ion 605 of the Federal Communica-
tions Act of 1934 (U. S. Code, tit. 47, §605). This
court held to the contrary. (See Matter of Harlem
Check Cashing Corp. v. Bell, 296 N. Y. 15.) No opin-

ion.”

Summary Statement

Petitioner, with others, was indicted and gonvicted for
offering bribes to two professional football players and
for conspiracy to offer those bribes. The testimony against
petitioner consisted entirely of that of an accomplice,
Paris, together with telephone conversations overheard
as the result of wire tapping.

At the trial the football players (Hapes and Filchock)
to whom bribes had been offered testified, but neither of
them implicated petitioner (191, 295*). The accomplice,
Paris, testified that petitioner had induced him to make
these offers (468, 525, 537, 539, 555). Under the law of
New York a conviction may not rest on the uncorroborated
testimony of an accomplice. (New York Criminal Code
§399; People v. Nitzberg, 289 N. Y. 523.) It was there-
fore incumbent upon the prosecution to produce some
corroborative testimony to connect petitioner with the
crime.

The only evidence purporting to corroborate the ac-
complice was that of a police officer, Joseph L. Jove. He
testified to having obtained orders permitting the tapping
of the telephone wires at Paris’ home (1615, 1616). This
was done pursuant to the provisions of Article 1, Section

—

* The references are to the folios of the record used in the state courts.

12 of the Constitution of the State of New York, and Sec-
tion 813(a) of the New York Criminal Code, enacted in
1938. These permit the tapping of telephone wires upon an
affidavit showing that there is reasonable ground to believe
that evidence of crime may be so obtained.

Jove testified with regard to a number of outgoing
calls from Paris’ apartment. He identified petitioner as
the person speaking in Paris’ apartment in connection
with two of these calls. One, No. 5Q, was an intrastate
call made to a number in the Bronx (1803). The other,
No. 5R, was an interstate call to Elizabeth, New Jersey
(1820). Jove also testified that petitioner was the party
calling in on a number of other calls, the source or origin
of which was not identified (1726-1795). He was permitted
to stafe the substance of the conversations he overheard;
his notes were introduced into evidence. The petitioner’s
attorney objected to the receipt of this evidence on the
ground that section 605 of the Federal Communications
Act forbade its disclosure (1643-45).

There can be no doubt that this testimony determined
the jury’s verdict. Indeed, the trial court charged that
petitioner must be acquitted unless the jury was satisfied
that the voice overheard by the police officer was in fact
petitioner’s voice (2681, 2688, 2705).

Statement on Jurisdiction

The judgment of the Court of Appeals was entered on
November 24, 1948. That judgment was final under the
law of New York. The jurisdiction of this Court is in-
voked under Section 1257 of the Revised Judicial Code.

Statutes Involved

The following statutes are set forth in full in the ap-
pendix to this petition:

Section 605 of the Federal Communications Act
(47 U. S. C. 605);

Constitution of the State of New York, Article
1, Section 12;

New York Criminal Code, Sections 399 and
813(a).

The Question Presented

There is but a single question: Does the prohibition
against disclosure of telephone conversations contained
in the Federal Communications Act, prevent a state crimi-
nal court from listening to a report of such conversation
when overheard as a result of wire tapping not consented
to by a party to the conversation?

Reasons for Granting the Writ

The writ should be granted because the issue is one of
great public importance which has not heretofore been
determined by this Court, and because the decision of the
state court contravenes principles established by this
Court, particularly in Nardone v. United States, 302 U. S.
379, and Weiss v. United States, 308 U. S. 321.

THE ARGUMENT

The language of Section 605 of the Federal Communica-
tions Act is plain. It says:

“No person not being authorized by the sender shall
interrupt any communication and divulge or publish
the existence, contents, substance, purport, effect or
meaning of such interrupted communication to any per-
son ee 6”

There can be no question, of course, in the case at bar,
that the disclosure was not authorized by the sender of
the message, either by petitioner or by the accomplice.

This Court has construed the statute to apply to all
persons, agents of the government as well as private in-
dividuals. That question came up in Nardone v. United
States, 302 U. S. 379. There the government strongly
urged that Congress had not intended to ban the intercep-
tion of telephone messages by law enforcement agents.
This Court held otherwise. Mr. Justice Roberts said:

“We nevertheless face the fact that the plain words
of §605 forbid anyone, unless authorized by the
sender, to intercept a telephone message, and direct
in equally clear language that ‘no person’ shall divulge
or publish the message or its substance to ‘any per-
son.’ To recite the contents of the message in testi-
mony before a court is to divulge the message. The
conclusion that the act forbids such testimony seems
to us unshaken by the government’s arguments” (p.

382).

While that case was originally tried in a federal court
and involved the application of the statute to federal
agents, there is nothing whatever in the reasoning of this
Court which would confine the result to that precise situa-
tion. If, as this Court has held, the word “person” in-
cludes an agent of the United States Government, it must
include an agent of a state or municipality as well. The
decision rested on the breadth of the word used by Con-
gress and the policy of the law, not on the circumstances
that the particular agents in the case were federal ones
or the trial held in a federal court. The rule there laid
down has never been deviated from. Moreover, in the
Weiss case, 308 U. 8. 321, this Court applied the ban to
wholly intrastate conversations. Thus all of the conversa-
tions divulged in the case at bar come within the ban.
Taken together, these two cases make it plain beyond
argument that the federal law validly prohibits the inter-

ception and divulgence of all telephone messages by any-
one.

In the Court of Appeals the memorandum of affirmance
cited an earlier decision of that Court dealing with the
subject (Matter of Harlem Check Cashing Corp. v. Bell,
296 N. Y. 15) in which some attempt was made to reason
out the Court’s refusal to apply the Communications Act.
In that case, it is significant, however, that the Court of
Appeals did not discuss the Nardone case at all and tried
to distinguish the Weiss case on the single ground that there
the messages had been intercepted without resort to the
procedure authorized by the New York Constitution and
Code. Quite erroneously the Weiss decision was charac-
terized as one dealing only with the admissibility of evi-
dence in a Federal Court, whereas in fact the decision con-
cerned itself with the interpretation of a federal statute
in a field in which federal power was validly exercised.

7

It is, we submit, wholly irrelevant that the State of
New York may have set up a procedure for wire tapping
which, under limited conditions, made such wire tapping
legal under the laws of that state. Such procedure car
have no effect on the validity of the acts concerned under
federal law. Since the tapping of any wires violates the
federal law, no permission granted by a New York court
can make legal what federal law has declared illegal. Su-
premacy of the federal law under such circumstances can-
not be disputed. See Testa v. Katt, 330 U. S. 386; Francis
v. Southern Pacific Co., 333 U. S. 445.

In the Harlem Check Cashing Corp. case, supra, the New
York Court of Appeals suggested that the federal statute
must be limited to federal jurisdiction unless there was a
clear indication to the contrary in the statute itself. The
Court there cited three cases in support of that doctrine:
Townsend v. Yeomans, 301 U. 8. 441; Atchison Railway
v. Railroad Commission, 283 U. S. 380; Savage v. Jones,
225 U. S. 501.

These cases have no application whatever to a situation
such as the one now before the Court. They all dealt with
the commerce power. In that field it has long been estab-
lished that a federal regulation will not necessarily bar a
state regulation unless it is clear that Congress intended
to occupy the whole field. However, the Weiss case demon-
strates that Congress did intend to oceupy the whole field
in the Federal Communications Act. It makes little sense
to suppose that Congress intended to occupy the whole
field, dealing both with interstate and intrastate messages,
and intended to prevent all interception, including inter-
ception by federal agents, yet that Congress intended to
permit interception by state agents or disclosure in state
courts. That would be reading something into the law for

which there is no warrant either in its policy or in its
legislative history.

Here we are dealing with a federal prohibition against
action by any person. As was pointed out in the Nardone
ease, Congress enacted this law as an expression of its
general policy disapproving of wire tapping. It might
have made an exception permitting wire tapping in aid
of state law enforcement. It did not. The state courts
cannot carve out an exception in favor of themselves.

It should be noted, indeed, that the Court of Appeals did
not rest its decision on the New York rule that illegally
obtained evidence is admissible (People v. Defore, 242
N. Y. 13). Moreover, there is here no question of illegally
obtained evidence. For the very divulgence of the con-
versations was the commission of a crime in the presence
of the Court (Cf. 302 U. S. at 382). That the Federal
Communications Act prohibits such disclosure even in the
state court has been the uniform view of commentators
(See Bernstein, The Fruit of the Poisonous Tree; Civil
Liberties and Wire Taps, 37 Illinois Law Review, 99, 108;
Rosenzweig, The Law of Wire Tapping, 32 Cornell Law
Quarterly, 514, 546; note: 7 Fordham Law Review, 263).

Finally, in other situations various courts have held
that when a federal statute forbids the use of certain kind
of material it cannot be received by a state court although
the statute made no special reference to such court (See
People v. Donnenfeld, 198 App. Div. 918, affd. 233 N. Y.
526, as to statements made in bankruptcy under 11 USCA
§25; Chartiers & Robinson Turnpike Company v. Me-
Namara, 72 Pa. 278 (unstamped documents under Act of
July 13, 1866, §9).

The problem presented by this case is serious. It is
moreover far-reaching, since other state courts have

reached the same result as did the New York Court (See
Hitzelberger v. State, 174 Md. 152; Leon v. State, 180 Md.
279, cert. den. 316 U. 8. 680; People v. Kelley, 22 Calif.
(2d) 169; People v. Barnhardt, 66 Cal. App. (2d) 714).
This court should, therefore, grant certiorari, so as to
clarify the law and declare a uniform policy which shall
be observed by all the courts in the country.

Dated: January 3ist, 1949.
Respectfully submitted,

Artuur Garrietp Hays,
Osmonp K. Fragen xe and
Stoney Srrvstzez,
Attorneys for Harvey Stemmer.

10

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if

APPENDIX

Section 605 of the Federal Communications Act
(47 U. S. C. 605)

§605. UnautuHorizep Pusziication orn Use or ComMUNICA-
TIONS

No person receiving or assisting in receiving, or trans-
mitting, or assisting in transmitting, any interstate or
foreign communication by wire or radio shall divulge or
publish the existence, contents, substance, purport, effect,
or meaning thereof, except through authorized channels of
transmission or reception, to any person other than the
addressee, his agent, or attorney, or to a person employed
or authorized to forward such communication to its destina-
tion, or to proper accounting or distributing officers of the
various communicating centers over which the communica-
tion may be passed, or to the master of a ship under whom
he is serving, or in response to a subpoena issued by a court
of competent jurisdiction, or on demand of other lawful
authority; and no person not being authorized by the
sender shall intercept any communication and divulge or
publish the existence, contents, substance, purport, effect,
or meaning of such intercepted communication to any per-
son; and no person not being entitled thereto shall receive
or assist in receiving any interstate or foreign communi-
eation by wire or radio and use the same or any informa-
tion therein contained for his own benefit or for the benefit
of another not entitled thereto; and no person having
received such intercepted communication or having become
acquainted with the contents, substance, purport, effect, or

12

meaning of the same or any part thereof, knowing that
such information was so obtained, shall divulge or publish
the existence, contents, substance, purport, effect, or mean-
ing of the same or any part thereof, or use the same or
any information therein contained for his own benefit or for
the benefit of another not entitled thereto: Provided, That
this section shall not apply to the receiving, divulging, pub-
lishing, or utilizing the contents of any radio communica-
tion broadcast, or transmitted by amateurs or others for
the use of the general public, or relating to ships in dis-
tress. (June 19, 1934, c. 652, $605, 48 Stat. 1103.)

Constitution of the State of New York, Article 1,
Section 12

§12.. [Securiry Acarnst Unreasonasie Searcues, Sziz-
URES AND INTERCEPTIONS. |

The right of the people to be secure in their persons,
houses, papers and effects, against unreasonable searches
and seizures, shall not be violated, and no warrants shall
issue, but upon probable cause, supported by oath or af-
firmation, and particularly describing the place to be
searched, and the persons or things to be seized.

The right of the people to be secure against unreason-
able interception of telephone and telegraph communica-
tions shall not be violated, and ex parte orders or warrants
shall issue only upon oath or affirmation that there is rea-
sonable ground to believe that evidence of crime may be
thus obtained, and identifying the particular means of com-
munication, and particularly describing the person or per-
sons whose communications are to be intercepted and the
purpose thereof. New. Adopted by Constitutional Con-
vention of 1938 and approved by vote of the people Novem-
ber 8, 1938.

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13
New York Criminal Code, Sections 399 and 813(a).

§399. Conviction Cannot Bre Hap on Testimony or Ac-
COMPLICE, UNLEss CoRROBORATED

A conviction cannot be had upon the testimony of an
accomplice, unless he be corroborated by such other evi-
dence as tends to connect the defendant with the commis-
sioa of the crime. As amended L. 1882, c. 360, §1. Eff. June
21, 1882.

§813-a. Ex Parte Orper ror INTERCEPTION

An ex parte order for the interception of telegraphic or
telephonic communications may be issued by any justice
of the supreme court or judge of a county court or of the
court of general sessions of the county of New York upon
oath or affirmation of a district attorney, or of the attorney-
general or of an officer above the rank of sergeant of any
police department of the state or of any political subdivi-
sion thereof, that there is reasonable ground to believe that
evidence of crime may be thus obtained and identifying
the particular telephone line or means of communication
and particularly describing the person or persons whose
communications are to be intercepted and the purpose
thereof. In connection with the issuance of such an order
the justice or judge may examine on oath the applicant
and any other witness he may produce for the purpose of
satisfying himself of the existence of reasonable grounds
for the granting of such application. Any such order shall
be effective for the time specified therein but not for a
period of more than six months unless extended or renewed
by the justice or judge who signed and issued the original
order upon satisfying himself that such extension or re-
newal is in the public interest. Any such order together

14

with the papers upon which the application was based shall
be delivered to and retained by the applicant as authority
for intercepting or directing the interception of the tele-
graphic or telephonic communications transmitted over the
instrument or instruments described. A true copy of such
order shall at all times be retained in his possession by the
judge or justice issuing the same. Added L. 1942, c. 924,
eff. May 23, 1942.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385610_0334%3A2. Public record. Not legal advice.
