# Petition for Writ of Certiorari — E. I. du Pont de Nemours & Co. v. Environmental Protection Agency

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1976
- **Citation:** 426 U.S. 941

## Text

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In The
Supreme Court of the United States

October Term, 1975

ETHYL CORPORATION,
Petitioner,

V.

ENVIRONMENTAL PROTECTION AGENCY,
Respondent.

PETITION FOR WRIT OF CERTIORARI TO THE UNITED
STATES COURT OF APPEALS FOR THE
DISTRICT OF COLUMBIA CIRCUIT

Josern C. Carter, Jr.

Of Counsel:
Davin F. PETERS

F cee Hunton & WILLIAMS
330 South Fourth Stree 700 East Main Street
Richmond, Virginia 23219 Richmond, Virginia 23212

General Counsel Joun J. Avams

Hunton & WILLiAMs
1730 Pennsylvania Avenue, N.W.
Washington, D. C. 20006

Counsel for Petitioner

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TABLE OF CONTENTS

Page
OPINIONS BELOW .........2.20-0
Bowman Transp., Inc, v. Arkansas-Best Freight Sys... Inc., 419
OR I aceteerersncinctnatnins SE TEES pe a) a OOS OD 15, 19
Calvert Cliffs’ Coord. Comm., Inc. v. AEC, 449 F.2d 1109
D.C. Cir. 1971) ~.----------------n-n----en-nnn-nsesneenesenenens soceentecnccttnenenenens 26

§ Citizens to Preserve Overton Park, Inc. v. Volpe, 401 U.S. 402

: PO ite 15

4

4

] Environmental Defense Fund, Inc. v. EPA, 465 F.2d 528 (D.C.

j CS, TO canna nnn nanan nnn nee etn tc enone 20

4 Greater Boston Television Corp. v. FCC, 444 F.2d 841 (D.C, Cir.

i 1970), cert. denied, 403 U.S. 923 (1971)... 15

3 International Harvester Co. v. Ruckelshaus. 478 F.2d 615 (D.C.

; | a meas Lite AO ORO OR 15

‘ Natural Resources Defense Council v. EPA, D.C. Cir. No

; no entecnaeseinshinateenninanncncasnnsinnticrnses Shasmenamenansueeneite Salas 6, 22

4 Mis. Been, 900015. 278 (1965) 14

; Powhatan Mining Co. v. Ickes, 118 F.2d 105 \ 6th te. 91) ...... ZZ

3 )

;

3 South Terminal Corp. v. EPA, 50+ F.2d 646 (Ist Cie. 1974) ....... 21

; Stark v. Weinberger, 497 F.2d 1092 (7th Cir. SRR

emacdar oe raliek

Other Authorities
Administrative Procedure Act. 5 U.S.C. § 593 -........-----------
Federal Judicial Code, 28 U.S.C. § 1254, 1) ne

Clean Air Act:
108, 42 U.S.C. § 1857¢-5
109, 42 U.S.C. § 1857-4 |... Points et Pee

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§ 211(c) (2) (A), 42 U.S.C. § 1857f-6c(c) (2) (A) oececeeeeeeeeeeeeee 9
§ 307(b) (1), 42 U.S.C. § 1857h-5(b) (1) ne... ceeeceeeeeeeeeees 4, 7
Safe Drinking Water Act, 42 U.S.C. § 300f(1) (B) 0.0.0. eee en. 12
EPA Regulations:
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H. Rep. No. 93-1185, 93d Cong., 2d Sess., U.S. Code Cong. &
Pe I I OD 12
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WessTer’s New Dictionary Or SynonyMs 639 (1968) ................ 10

WesstTer’s THirp New INTERNATIONAL Dictionary 748 (1971) .. 10

Wright, The Courts and the Rulemaking Process: The Limits of
Judicial Review, 59 Cornell L. Rev. 375 (1974) o.....ccceccceecesceeee-s 17

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In The
Supreme Court of the United States

October Term, 1975

ETHYL CORPORATION,
Petitioner,
V.

ENVIRONMENTAL PROTECTION AGEN CY,
Respondent.

PETITION FOR WRIT OF CERTIORARI TO THE UNITED
STATES COURT OF APPEALS FOR THE
DISTRICT OF COLUMBIA CIRCUIT

The Petitioner, Ethyl Corporation (a Virginia corpora-
tion), respectfully prays that a Writ of Certiorari issue to
review the judgment and opinion of the United States
Court of Appeals for the District of Columbia Circuit
entered in this proceeding on March 19, 1976.

OPINIONS BELOW

The majority and dissenting opinions of the Court of
Appeals are contained in the Joint Appendix being sepa-
rately filed with the Court on behalf of all of the petitioners

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in the proceeding below.* The opinions have not yet been
published in the official reports, but they have been pub-
lished at 8 ERC 1785.

JURISDICTION

In Opinions issued January 28, 1975 (7 ERC 1353), a
panel of the Court of Appeals for the District of Columbia
Circuit ruled by a vote of two to one that the Respondent's
regulations, the subject of review in this proceeding, should
be set aside. On March 17, 1975, the Court of Appeals
granted Respondent’s petition for a rehearing en banc and
vacated the panel opinions. The final judgment of the Court
of Appeals, affirming Respondent’s regulations by a five
to four vote, was entered on March 19, 1976. Upon joint
motion of all of the petitioners in this proceeding and the
Respondent, the Court of Appeals entered an order on April
7, 1S76, staying its mandate through May 6, 1976, pending
the filing of a petition for a writ of certiorari and a final
determination thereon by this Court.

This Court’s jurisdiction is invoked under 28 U.S.C.

§ 1254(1).
QUESTIONS PRESENTED

This case involves a challenge by Petitioner and others to
the validity of regulations issued by Respondent under Sec-
tion 211(c)(1)(A) of the Clean Air Act requiring the
phased reduction of lead additives (“lead antiknocks”) in

* The Joint Appendix contains the final opinions of the Court of
Appeals in the cases of Ethyl Corp. v. EPA_(No. 73-2205), PPG
Industries, Inc. v. EPA (No. 73-2268), E. I. DuPont de Nemours &
Co. v. EPA (No, 73-2269), Nalco Chemical Co. v. EPA (No.
73-2270), and National Petroleum Refiners Ass’n v. EPA (No.
74-1021). The Petitioner understands that separate petitions for a writ
of certiorari are being filed by PPG Industries, DuPont, Nalco and
the National Petroleum Refiners Association.

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motor gasoline. The case raises difficult and complex issues
of national significance that were decided by a closely di-
vided Court of Appeals whose lengthy and sharply con-
flicting opinions demonstrate the need for review and final
decision by this Court. Specifically, the questions presented
are:

1. Whether the Administrator of the Environmental Pro-
tection Agency has been empowered by Section 211 of the
Clean Air Act to assess hypothetical and speculative risks
and make “essentially legislative policy judgments,” as the
majority of the Court of Appeals held, even where the
available medical and scientific evidence (which is volu-
minous) is admittedly inconclusive and fails to establish
that the emission products of lead antiknocks in gasoline
cause any harm to the public health.

2. Whether, in reviewing agency rule-making in the area
of environmental control, the courts should be limited toa
finding of minimal rationality on the part of the agency, as
held by the majority below, without inquiry into the pro-
priety of the methodology employed by the agency in
assessing the evidence or the reasonableness of the pro-
cedures it followed in formulating its regulatory program.

3. Whether, notwithstanding the requirements of due
process and the Administrative Procedure Act, the Admin-
istrator may issue regulations based in large part upon pre-
liminary, untested studies and new data as to which inter-
ested parties have not been given notice or the opportunity
for meaningful comment.

STATUTES AND REGULATIONS INVOLVED

The pertinent provisions of the Clean Air Act (42 U.S.C.
§§ 1857c-3, 1857c-4, 1857f-1, 1857f-6c(c)), the Adminis-

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trative Procedure Act (5 U.S.C. § 553), and the regulations
involved (40 C.F.R. §§ 80.1, 80.2(c), 80.20, 80.25, 80.26)
are set forth in Appendix A to this petition.

STATEMENT OF THE CASE
Background of Lead Antiknocks

The regulations under review' were promulgated by the
Respondent, the Environmental Protection Agency, under
Section 211(c)(1)(A) of the Clean Air Act, 42 U.S.C.
§ 1857f-6c(c). The Regulations require the phased reduc-
tion over five years by 60-65% of lead antiknocks used in all
motor gasoline sold in the United States. 40 C.F.R. §§ 80.1,
.2, .20, .25, .26, 38 Fed. Reg. 33734-33741 (1973) (A. at
1-9).

Lead antiknocks have been added to motor gasoline since
1923 to increase the octane rating of gasoline for use in high
compression engines that operate with greater efficiency. A
large industry, providing thousands of jobs and owned by
thousands of private investors, has grown up to supply lead
antiknocks to gasoline refiners.

Lead antiknocks serve as “energy extenders,” enabling
the refiner to produce more gasoline of a higher octane from
a given amount of crude oil at a lower cost. The saving of
crude oil from the use of lead antiknocks is 5-6°7. The use
of lead antiknocks over the years has resulted in the saving
of billions of barrels of essential crude oil and billions of
dollars by the motoring public in the United States. Today,
in the face of continuing energy problems, the substantial
elimination of lead antiknocks will greatly increase the use
of crude oil and the cost of gasoline (placing substantial re-
liance upon imported supplies and further draining our bal-

* Judicial review is expressly authorized under Section 307(b) (1 ) of
the Clean Air Act, 42 U.S.C. § 1857h-5(b) (1)

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ance of payments), require the substitution of aromatic
compounds which result in the emission of carcinogens and
compel the expenditure of billions of dollars by the refining
industry to make the changes in equipment necessary to
manufacture commercial gasoline without lead antiknocks.

The effects on the public health of the use of lead anti-
knocks in gasoline have been the subject of continued study
and monitoring for more than fifty years, much of it planned,
sponsored, financed and supervised by governmental agen-
cies. From all this study, not one person has been found to
have any identifiable adverse health effects from lead emit-
ted from motor vehicle exhausts. Neither the Respondent
nor the majority of the Court of Appeals have shown other-
wise.

Background of Regulations

The Respondent issued the regulations in question under
Section 211(c) (1)? of the Clean Air Act Amendments of
1970, which in precise terms authorizes the EPA Adminis-
trator to:

“control or prohibit the manufacture. introduction
into commerce, offering for sale, or sale of any fuel or
fucl additive for use in a motor vehicle or motor ve-
hicle engine (A) if any emission products of such fuel
or fuel additive will endanger the public health or wel-
fare....” (Emphasis added. )*

242 U.S.C. § 1857f-6¢/c¢) (1 i

* Section 211 also authorizes the regulation of fuel additives upon a
finding that the additive significantly impairs the performance of an
emission control device on general use. Regulations based on that
ground requiring the general availability of at least one grade of un-
leaded gasoline were issued in early 1973, 40 C.F.R. §§ 80.1-.24. and
were upheld by the D. C. Circuit in Amoco Oil Co. v. EPA, 501 F.2d
722 (D.C. Cir. 1974). Those regulations are not in issue in this
proceeding.

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Within a month after Section 211 was enacted by Con-
gress, the Respondent publicly announced that it was re-
viewing the medical and scientific data applicable to the
health effects of lead, and that regulations to reduce the
lead content of motor fuel were “anticipated.’* Proposed
regulations were first published on February 23, 1972,° ac-
companied by a document purporting to summarize the
medical and scientific basis for the proposal.° EPA invited
comments on the proposal and conducted public hearings
on the subject during the Spring of 1972 in Washington,
Dallas, and Los Angeles.

Thereafter, on January 10, 1973, EPA issued a new set
of proposed regulations’ as well as a completely revised
health document.* The Respondent again invited public
comment, citing the fact that the agency’s basis for the regu-
lations “has been substantially revised.” 38 Fed. Reg. 1254
(1973).

On October 28, 1973, a panel of the Court of Appeals
below (Judges Wright and McGowan), in an unreported
order entered in response to a motion filed in Natural
Resources Defense Council v. EPA, D.C. Cir. No. 72-
2233, directed the Respondent to reach a final decision
on whether to regulate the lead content of fuel for health
reasons within thirty days. The final regulations were pro-
mulgated on November 28, 1973, accompanied by a third
—and again substantially revised—review of the available

4 36 Fed. Reg. 1486 (Jan. 30, 1971) (A. at 26).
5 37 Fed. Reg. 3882 (1972) (A. at 22).

®R. Doc. No. 13 (A. at 292), revised with R. Doc. No. 10 (A.
at 254).

7 38 Fed. Reg. 1258 (1973) (A. at 14).
8 R. Doc. No. 9 (A. at 158).

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medical and scientific data (hereafter referred to as the

“Third Health Document” ) .*

Court of Appeals Review

On the day the final regulations were published in the
Federal Register.'" December 6. 1973, the Petitioner herein
promptly filed a petition to review the regulations with the
Court of Appeals for the District of Columbia Circuit."
Similar petitions were also filed by PPG Industries, Inc..
E. I. DuPont de Nemours & Co., Nalco Chemical Co. and
the National Petroleum Refiners Association.

The panel assigned to the case heard arguments on Sep-
tember 9, 1974, and on December 20, 1974, the panel, one
judge dissenting, ordered the regulations sect aside. Extensive
opinions (73 pages for the majority; 96 pages for the dis-
sent) were issued January 28, 1975.

On March 17, 1975, the Court of Appeals granted the
Respondent's petition for a rehearing en banc, and the panel
judgment and opinions were vacated. Reargument was held
May 30, 1975 before eight judges of the Court of Appeals.
Chief Judge Bazclon not being present. On March 19, 1976.
the Court decided by a vote of five to four to affirm the regu-
lations, issuing the five separate opinions contained in the
Joint Appendix.

*R. Doc. No. 7 (A. at 27).
1° 38 Fed. Reg. 33734 (Dec. 6, 1973) (A. at 1).
" Section 307(b) (1) of the Clean Air Act specifies the D. C. Circuit

as the exclusive forum for review of regulations issued under Section

211. 42 U.S.C. § 1857h-5(b) (1).

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REASONS FOR GRANTING THE WRIT

This case as no other before it calls into question the basic

accountability of a federal administrative agency for its

rule-making decisions in an area of environmental control

that results in major economic and social impacts. As

indicated by the vigorous opinions of the majority and the

dissent below, the medical and scientific considerations in-

volved in this case are complex and highly controversial.”

The final outcome of this case will vitally affect the future

of the entire lead additive industry, its employees and its
stockholders. It will also have a direct and substantial effect
on the refining industry and through it on our national
energy policy.

The case requires an assessment of the propriety of the
agency’s regulatory action at three distinct, but related,
levels: First, the statutory standard prescribed by Congress
as a precondition for regulatory action; second, the method-
ology employed by the agency in assessing the available evi-
dence; and third, the reasonableness of the procedures fol-
lowed by the agency in its formulation and issuance of the
regulations. At each of these levels the majority below ac-
corded the agency the broadest possible discretion, thus ef-
fectively abdicating the court’s role as an independent over-
seer of agency action. The majority was clearly motivated
by some feeling that environmental regulations are entitled
to special deference—indeed to virtual exemption from the
normal rules designed to uncover and reverse arbitrary
agency action. The majority has presented a “blank check”
to the EPA for the future exercise of standardless, irrevers-
ible discretion affecting all areas of our national life. The

iti

12 Former EPA Administrator, William D. Ruckelshaus, publicly
described the subject as “one of the most controversial complicated
problems that I have ever had to deal with.” R. Doc. No. 1094,
Transcript of press briefing, p. 28 (A. at 2585).

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implications of this decision are so enormous as to require
this Court’s immediate attention.

A. The Majority Below Has Accorded the Respondent A Broad
Policy Making Authority that Far Exceeds the Specific Power

Congress Has Delegated to Respondent under Section 211 of the
Clean Air Act.

The Respondent's authority to regulate the content of
motor fuel derives solely from Section 211 of the Clean Air
Act. That section, as a precondition to regulatory action
against a fuel or fuel additive on health grounds, requires
the Administrator to consider “all relevant medical and sci-
entific evidence available to him.”’* Then, in unique lan-
guage found nowhere else in the Clean Air Act, Section
211 provides that the Administrator may control or prohibit
a fuel additive if the emission products of the additive “will
endanger” the public health or welfare.

The meaning of “will endanger” is central to the question
of Respondent's authority to issue the regulations. The Peti-
tioner’s position is that the “will endanger” standard, par-
ticularly when contrasted to the discretionary language of
the other operative sections of the Act,”* requires a threshold

™ Clean Air Act § 211(c) (2) (A). 42 U.S.C. § 1857f-6c(c) (2) (A).
That section also requires the Administrator to consider “other tech-
nological or economically feasible means of achieving emission stan-

dards under Section 202.”

** Section 108 authorizes the Administrator to issue air quality cri-
teria for air pollutants that—‘in his judgment”—adversely affect
public health. 42 U.S.C. § 1857c-3. Section 109, in turn, requires the
Administrator to prescribe national standards for such pollutants,
allowing “an adequate margin of safety” for the protection of health.
42 USC. §1857c-4. Section 112 authorizes the promulgation of
emission standards for air pollutants that—‘“in the judgment of the
Administrator”—“may cause, or contribute to”—death or irreversible
illness. 42 U.S.C. § 1857c-7. Section 202 authorizes the Administrator
to prescribe new motor vehicle emission standards for any emissions
which—“in his judgment”—are “likely to cause or to contribute to” air
pollution endangering the public health. 42 U.S.C. § 1857f-1(a) (1).

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determination by the Administrator on the basis of factual
data that the emission products are, to a high degree of
probability, in fact harmful to health.” A conclusion that
harm is merely possible, or even likely,"* is not sufficient.
Neither Respondent nor the majority below suggest that
Respondent has satisfied such a standard; they rather con-
tend that far less is required. The majority thus reads
Section 211 as conferring broad authority to assess the rela-
tive risks of underprotection against overprotection, and to
make a policy choice based on a “fear of uncertain or un-
known harm.” Maj. op. at 56."" According to the majority,

the Respondent has been given a “mandate to protect the
; public health,” and through “speculation, conflicts in evi-
dence, and theoretical extrapolation,” the agency may base
the regulations on a “slight or nonexistent data base.” Id.
: at 47. It is noteworthy that Congress could easily have

written such a “mandate” into the statute, but instead it
chose to condition its delegation of a power upon a thres-
hold factual determination by the agency that could be
; reviewed by the courts in the traditional way. As Judge
Wilkey aptly observed in his dissent:

“In essence, it is argued that the ‘will endanger the

4
q public health . . . standard is a delegation of quasi-
i legislative power to the Administrator and not a re-

15“Endanger” means “to bring into danger or peril of probable
harm or loss.” WeBsTER’s THiIrp New INTERNATIONAL DICTIONARY
’ 748 (1971) (emphasis added).

16 The distinction between “probable” and “likely” is clearly ex-
plained by Webster: “Something probable has so much evidence in

; its support or seems so reasonable that it commends itself to the mind
3 as worthy of belief . . . . [I]n contrast with probable, likely does not as
3 often or as definitely suggest grounds sufficient to warrant a presump-
8 tion of truth... .” Wepster’s New Dictionary Or Synonyms 639
q (1968) (emphasis in original).

4 17 References to the majority opinion are to the opinion authored by

Judge Wright contained in the Joint Appendix.

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quirement that he reach a reasoned determination pure-
ly on the scientific and medical data.” Dissenting op.
ac.

In the judgment of the dissenters, such a construction by the
majority “is to grant the plainest license for the wildest
speculation.” Dissenting op. at 53. It is also contrary to
the plain language used by the Congress in Section 211.

The Respondent has argued from the outset that, because
its role in protecting the environment is so important, the
agency should be released from the narrow confines of Sec-
tion 211 and given more discretion to regulate automotive
fuels (with fewer standards to meet). Amazingly, this re-
quest was not made to Congress, the sole constitutional
source of all Respondent’s authority, but to the Court of
Appeals. And the majority affirmatively responded with a
new judicial grant of authority, embodied in this broad
assertion:

“Regulators such as the Administrator must be ac-
corded flexibility, a flexibility that recognizes the special
judicial interest in favor of protection of the health and
welfare of people, even in areas where certainty does
not exist.” Maj. op. at 46.

Then, as if to set a universal standard for all environmental
rule-making, the majority concluded:

“Where a statute is precautionary in nature, the evi-
dence difficult to come by, uncertain, or conflicting be-

18 References to the dissenting opinion are to the opinion authored
by Judge Wilkey contained in the Joint Appendix.

1® Judge MacKinnon, in a separate dissenting opinion, agreed. “In
my view the court’s opinion in a number of respects exaggerates the
Administrator’s ability to act in the policy field without an underlying
factual basis . . . . Thus I do not agree that Congress intended to vest
the Administrator with authority to act on a speculative basis to the
extent the court would allow.” Opinion by MacKinnon, J., at 3.

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cause it is on the frontiers of scientific knowledge, the
regulations designed to protect the public health, and
the decision that of an expert administrator, we will
not demand rigorous step-by-step proof of cause and
effect.” Maj. op. at 53-54.

The Petitioner submits that the specific and limited grant
of statutory authority made by Congress, not a general ex-
pression by the courts of need for flexibility in areas affecting
the public health, should govern the validity of an agency’s
rule-making in a given case. In certain areas, Congress has
indeed conferred broad policy making discretion; in others,
such as Section 211, it has not. In every case, however, the
plain language employed by the Congress should control.”
Certainly the courts should not extend their deference to
administrative expertise to the point where the clear stand-
ards set by Congress may be ignored by the agency.

20 The significance of the particular language chosen for a statute
is well illustrated by a comparison of Section 211 to the language
and legislative history of the recently enacted Safe Drinking Water
Act. That Act empowers the Administrator of EPA to prescribe stand-
ards for drinking water contaminants, which “in the judgment of the
Administrator, may have any adverse effect on the health of per-
sons... .” 42 U.S.C. § 300f(1) (B). In drafting the language of the
Drinking Water Act, the House Interstate and Foreign Commerce
Committee, the same House Committee that reported out the Clean
Air Act Amendments of 1970, deliberately chose the word “may,”
rather than “will.” which appears in Section 211, with purpose. As
the Committee’s report explains: “The words used by the Committee
were carefully chosen. Because of the essentially preventive purpose of
the legislation, the vast number of contaminants which may need to
be regulated, and the limited amount of knowledge presently available
on the health effects of various contaminants in drinking water, the
Committee did not intend to require conclusive proof that any con-
taminant will cause adverse health effects as a condition for regulation
of a suspect contaminant. Rather, all that is required is that the Ad-
ministrator make a reasoned and plausible judgment that a contami-
nant may have such an effect.” H. Rep. No. 93-1185, 93d Cong., 2d
Sess., U.S. Code Cong. & Admin. News 6463 (1974) (emphasis in

original) .

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Where Congress intends for an agency to exercise broad
policy making discretion, to err on the side of overprotection
in an area “on the frontiers of scientific knowledge,” Con-
gress carefully selects words particularly suited to that pur-
pose—“may,” “likely,” “risk,” “in his judgment.” By con-
trast, where the subject matter has been thoroughly studied
for more than fifty years, as with lead antiknocks,”* Congress
understandably requires firm factual determinations, for
which “will endanger” is more appropriate.

The point is that, the majority below notwithstanding, no
generality is possible as to the standard to be applied in
environmental rule-making. Congress has prescribed vary-
ing degrees of accountability for agency rule-making, and
the appropriate standard in a given case can only be deter-
mined on the basis of the particular statutory language em-
ployed.* In the case of regulation of fuel content, which
the majority concedes Congress expected Respondent to
undertake only with trepidation,” Congress obviously con-
templated that the agency would be held to a high degree
of accountability.

The Respondent has not concluded that the evidence
supports a “will endanger” conclusion for lead antiknocks.

21 Maj. op. at 54.

*2 For example, the toxic substances legislation now pending in
Congress would authorize the Administrator of EPA to ban the use
of any chemical substance that he finds “presents or is likely to present
an unreasonable risk of injury to health or the environment.” S. 3149.
94th Cong., 2d Sess., § 6, at 36.

*3'The majority argues that although lead additives have been
studied for 50 years, emissions at present levels have existed only for
the last 15-20 years. Maj. op. at 49. The record evidence shows that
in spite of increases in airborne lead levels in the past 20 years, blood
levels have not increased. R. Doc. No. 817, Fig. 1-1.

** For this reason, the majority’s reliance on other cases, involving
totally different statutes and different facts, is misplaced.

*5 Maj. op. at 16 n. 14.

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Indeed, Respondent has even conceded that the evidence
does not establish a “reasonably clear causal relation” be-
tween ambient lead levels and adverse health effects, which
according to Respondent precludes the setting of ambient
air standards for lead under Section 108-109. EPA Supp.
Brief at 15.2% All the Respondent has suggested is that lead
emissions from motor vehicles present a “significant risk of
harm to the health of urban populations, particularly the
health of city children .. . ,” and this only when lead emis-
sions from autos are combined with other sources of lead.”

Passing up the other, less rigorous options given to it
under the Clean Air Act (ambient air standards, emission
limitations), Respondent has taken the extreme action of
regulating fuel content, at enormous Costs to the petroleum
industry and the motoring public, without any real knowl-
edge that lead additives are a direct endangerment to public
health, or that their reduction will have any measurable,
beneficial effect.

Congress could take such action, perhaps; but Respon-
dent cannot, at least not under Section 211. For purposes
of this case and those that will inevitably follow, it is essen-
tial that this Court restrain administrative rule-making with-
in its proper limits and restore the statutory standard laid
down by Congress as the measure of regulatory power.”*

26 The reference is to the supplemental brief filed by Respondent
upon rehearing en banc in the Court of Appeals.

27 38 Fed. Reg. 33734 (Dec. 6, 1973) (A. at 1).

28 As this Court has often reminded: “The deference owed to an
expert tribunal cannot be allowed to slip into a judicial inertia which
results in the unauthorized assumption by an agency of major policy
decisions properly made by Congress.” NLRB v. Brown, 380 U.S. 278,
291 (1965).

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15

B. The Majority Below Has So Narrowed The Scope of Judicial
Review of Environmental Regulatory Actions As To Place Def-
erence To Supposed Administrative Expertise Above The Stand-
ard of Reasoned Decision-Making.

Guided by the opinions of this Court in Citizens to Pre-
serve Overton Park, Inc. v. Volpe, 401 U.S. 402 (1971),
and Bowman Transp., Inc. v. Arkansas-Best Freight Sys.
Inc., 419 U.S. 281 (1974),*° the dissenting judges below
carefully reviewed the record and concluded that Respond-
ent had not taken the objective, hard look at the evi-
dence that Section 211 and “reasoned decision-making” re-
quire,”’ and that the methodology employed by the agency in
assessing the evidence had been arbitrary and capricious.*

The record in this case abounds with danger signals that
Respondent had not been rational and principled in its
approach to the subject. The waffling of positions during
the three year rule-making through three separate health
documents—alleging health hazards of lead in the first,**

*® The reviewing court “must consider whether the decision was
based on a consideration of the relevant factors and whether there has
been a clear error of judgment.” Citizens to Preserve Overton Park, Inc.

v. Volpe, 401 U.S. 402, 416 (1971).

30“T]hough an agency’s finding may be supported by substantial
evidence . . . it may nonetheless reflect arbitrary and capricious action.
* * * The agency must articulate a ‘rational connection between the
facts found and the choice made.’ ” Bowman Transp., Inc. v. Arkansas-
Best Freight Sys., Inc., 419 U.S. 281, 284-85 (1974).

31 “Its supervisory function calls on the court to intervene . . . if
the court becomes aware, especially from a combination of danger
signals, that the agency has not really taken a hard look at the salient
problems, and has not genuinely engaged in reasoned decision-making.”
Greater Boston Television Corp. v. FCC, 444 F.2d 841, 851 (D.C, Cir.
1970), cert. denied, 403 U.S. 923 (1971).

%2The Administrator must sustain the burden of adducing a
reasoned presentation supporting the reliability of EPA’s methodology.”
International Harvester Co. v. Ruckelshaus, 478 F.2d 615, 648 (D.C.
Cir. 1973).

83 R. Doc. No. 13, “Health Hazards of Lead,” EPA (Feb. 23, 1971)
(A. at 292).

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the health effects of lead in the second,” and finally the
health implications of lead in the third*’°—indicated a grasp-
ing at straws in the evidence. The dissent recognized Re-
spondent’s prolonged struggle with the evidence as signifi-
cant, saying:

“This extended gestation period has significance in
itself. Implicit in the administrative record generated
by this three-year delay is the recognition by EPA that
available scientific data did not provide a clear and
certain basis for reaching the statutorily mandated con-
clusion, i.e., that a ‘fuel additive will endanger the
public health or welfare.’

“* * * The history of the regulations is really the
history of the EPA Health Documents, a history of
EPA’s effort to discover somewhere, somehow, a scien-
tific rationale which would withstand the unanimous
criticism of the remainder of the government scientific
community.” Dissenting op. at 6-7.

The dissent was also struck by the fact that every other
agency of the Federal Government that had studied the
evidence—the Department of Health, Education and Wel-
fare, the Department of the Interior, the Department of
Commerce, the White House Office of Science and Tech-
nology, the National Institute for Occupational Safety and
Health of the United States Public Health Service—had
unanimously concluded that Respondent's position on the
health effects of lead antiknocks was without support in the
evidence.”®

34. Doc. No. 9, “EPA’s Position on the Health Effects of Airborne
Lead” (Nov. 29, 1972) (A. at 158).

85 R. Doc. No. 7, “EPA’s Position of the Health Implications of
Airborne Lead” (Nov. 28, 1973) (A. at 27).

36 See the review of the other agency criticisms at Dissenting op. pp.
8-15. “Our analysis of the flaws in the Administrator’s logic finds
powerful support in the unaminity of conclusion of the independent
scientific minds throughout the Government outside of EPA itself.”
Dissenting op. at 15-16.

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17

The record also contained numerous expressions of con-
cern from the independent scientific community highly criti-
cal of Respondent’s analysis and conclusions.** Within the
agency itself, serious questions had been expressed as to
the scientific soundness of any health basis for the regula-
tions.**

The majority dismisses the contrary evidence and critical
comment with the conclusion that “evidence may be isolated
that supports virtually any inference one might care to
draw.” Maj. op. at 74. In the majority’s view, “the problem
here is one of choosing among the items of evidence,” id.
at 80, and as to the basis employed in such choosing, the
majority would simply “defer to the Administrator's judg-
ment.” Jd. at 81. In environmental rule-making, where the
record evidence is conflicting and inconclusive, the majority
has thus held that the reviewing court must be “highly
deferential” toward the agency’s decision, id. at 68, and
affirm that decision if it reflects but minimal rationality. Jd.
at 73." Indeed, as interpreted by two members of the
majority (Judges Bazelon and McGowan), a reviewing
court must affirm on the basis of procedural regularity alone,

*7 Dr. Anna M. Baetjer, a member of the National Air Quality Crite-
ria Advisory Committee, critically challenged Respondent’s analysis in
the health documents, saying: “I think this document lacks scientific,
basic sound, scientific knowledge.” (A. at 1052). Similarly, Dr, Norton
Nelson, a consultant to EPA’s Hazardous Materials Advisory Com-
mittee, observed: “[W]hat I read here is such a tenuous argument
that it becomes, in some degree, self-destroying. And I find it complete-
ly deficient.” (A. at 998).

88 A. at 1057; A. at 960; A. at 1936.

*° Under the minimal rationality standard, as previously explained
by Judge Wright, an administrative regulation ‘“‘can be less than rea-
sonable and still survive the ‘arbitrary and capricious’ test”; all that is
required is that the agency satisfy “only the most rudimentary com-
mand of rationality.” Wright, The Courts and the Rule-Making Proc-
ess: The Limits of Judicial Review, 59 Cornell L. Rev. 375, 392 (1974).

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18

without regard to the substantive rationality of the agency’s
decision (opinion by Bazelon, C.J., at 1-4) —a position Judge
Leventhal recognized as advocating “no substantive review
at all.”” Opinion by Leventhal, J., at 1.,

The problem with the majority's suggested standard of
review (whether it be Judge Wright's or Chief Judge Baze-
lon’s) is that it virtually immunizes the regulatory agency
from substantive accountability, a result totally at odds
with the “clear error of judgment” test prescribed by this
Court in Citizens to Preserve Overton Park, Inc. v. Volpe,
401 U.S. 402, 416 (1971), a decision Judge Wright finds
“difficult to plumb.” Maj. op. at 70 n. 74. Where the evi-
dence is indeed conflicting, the agency would have no dif-
ficulty in reciting isolated bits and pieces of inferential
support in the record for its position, and thereby establish
the minimal rationality the majority says it must affirm..If
the majority’s analysis is correct, the exercise of judicial
review is but a charade.

As the dissent perceived, the question of rationality in
administrative rule-making cannot truly be determined by
automatically deferring to the agency’s judgment in select-
ing evidence from the record to support its position. Rather,
the crucial question to be asked is why the agency selected
the evidence it did and rejected others."” If, in answer to
that question, the agency’s basis for assessing the evidence is
found to be inconsistent and variable according to whether

40 In the words of the dissent, “(T]he court concludes that ‘[t]he
problem here is one of choosing among the items of evidence.” We
respectfully disagree. The problem here is really one of choosing among
the items of evidence and explaining why! The Administrator dis-
agreed with the negative conclusions of the Seven Cities study and
several other studies, but never said why he disagreed. This is why
we can fault his conclusion.” Dissenting op. at 72 (emphasis in orig-
inal).

RI FEH THe nIc

19

the particular study supports the agency’s position or op-
poses it, the rule-making can only be characterized as arbi-
trary and irrational.’

With disturbing frequency, the record reveals the use of
inconsistent criteria by Respondent in the assessment of
evidence. Where a study fails to support a basic premise
in Respondent’s position, such as, for example, that in-
creased levels of airborne lead correspond to increased
blood lead levels,** Respondent has rejected the study be-
cause of its failure to control dietary sources of lead. In the
case of studies supporting Respondent’s position, however,
the absence of dietary control is forgotten.** In response to
one of Respondent’s more blatant inconsistencies, the dissent
remarked:

“| []t passes our understanding how anyone can find
dietary control a problem in a comparison between
greater Philadelphia and greater New York (thus justi-
fying rejection of that data), but of no importance in
a comparison between Scarsdale and Harlem (thus
justifying reliance on urban-suburban data from great-
er New York). The art of reconciling total inconsis-
tencies has soared to new heights when this court can
seriously conclude (1) that ‘dietary lead [can] be
assumed relatively constant’ between the most affluent

41 This Court has recognized that even where evidence exists to sup-
port an agency rule, the rule “may nonetheless reflect arbitrary and
capricious action.” Bowman Transp., Inc. v. Arkansas-Best Freight

Sys., Inc., 419 U.S. 281, 284 (1974).

42 The Seven Cities Study (A. at 840), conducted under the joint
sponsorship of EPA and industry, is generally recognized as the most
extensive epidemiological study in the field. That study found no sig-
nificant correlation between airborne lead levels and blood lead levels.

43 As discovered by the dissent, “the record indicates that even the
studies relied upon by the Administrator failed in this same respect.”
Dissenting op. at 76 (emphasis in original) .

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20

and the least affluent neighborhoods of greater New
York City and (2) that ‘[t]he Administrator treated
all the evidence in a consistent and rational manner.’
The Administrator has thus utterly failed to present us
with a reasoned and principled analysis of the evi-
dence.” Dissenting op. at 77-78 (footnotes omitted ) .

Further, where Respondent fails to provide any explana-
tion for its rejection of contrary data, the majority has filled
the gap with post hoc rationalizations as support for the
agency’s decision.* In so doing, the majority has over-
stepped its bounds as a reviewing court, and has merely
accentuated the inadequacies in Respondent's analysis.*”

In short, the record demonstrates that rather than engag-
ing in the objective, hard look at the evidence that Section
211 contemplates, Respondent has searched high and low
for bits and pieces of inferential support for the “get the
lead out” crusade that was predetermined by Respondent
even before the rule-making process began. In the process,
Respondent has functioned as an advocate, not the impartial
analyst of the evidence Congress clearly intended. Under
the majority’s “highly deferential” standard of review, such
single minded advocacy on the part of regulatory agencies
is wholly endorsed. That expert agencies are entitled to
some deference is not disputed, but there must come a point
at which the danger signals of arbitrariness are so clear that

44 Indeed it is highly significant that the majority, while protesting
that a substantive review of the evidence is unnecessary or even im-
proper, devotes 31 pages of its opinion to such a review, in which it
undertakes to explain away the shoddy analysis and biased conclusions
of the Respondent’s “health documents.”

45 “(The specific decision must be explained, not merely explainable,
in terms of the ingredients announced by the Administrator as com-
prising the Agency’s policies and standards.” Environmental Defense
Fund, Inc. v. EPA, 465 F.2d 528, 539 (D.C. Cir. 1972).

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not even “scientific expertise” can shield an agency from
judicial intervention.**

The record here reveals a classic case of arbitrary rule-
making. If such arbitrariness is to be excused in this case,
then judicial review has been reduced to an exercise in form
only, totally devoid of substance. And when judicial review is
gone, there is no protection left against arbitrary procedures,
manipulation of data or even political misuse of agency
powers.

C. By Sanctioning Regulations Based Principally Upon Preliminary,
Untested Data Never Subjected to Scrutiny by the Scientific
Community Or Made Available To The Public For Meaningful
Comment, The Majority Below Has Frustrated The Policy of
The Administrative Procedure Act, And Further Reduced The
Due Process Accountability of Administrative Agencies For Their
Their Rule-Making Decisions.

Basic to all federal rule-making proceedings is the funda-
mental due process requirement that the public be advised
of the basis of the proposed action and be afforded a mean-
ingful opportunity to comment thereon prior to adoption
of the rule. This requirement, expressed in Section 4 of the
Administrative Procedure Act,*’ reflects a recognition by
Congress of the “essential canons of fairness.” Powhatan
Mining Co. v. Ickes, 118 F.2d 105, 109 (6th Cir. 1941).

46 Accord, South Terminal Corp. v. EPA, 504 F.2d 646. 665 (1st
Cir. 1974) (“A court would abdicate its function were it, when con-
fronted with important and seemingly plausible objections going to the
heart of a key technical determination, to presume that the agency
could never behave irrationally”); Stark v. Weinberger, 497 F.2d
1092, 1099 n. 14 (7th Cir. 1974) (Judicial review requires “more than
an uncritical rubber stamping of the administrative action”).

475 U.S.C. § 553.

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ALA NS ew oles ia hen ly BO Ae ae, at

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22

The double standard the decision below has established
for environmental rule-making is nowhere more pronounced
than in the majority’s assessment of Respondent’s com-
pliance with the notice and opportunity for comment re-
quirements. Public comments on the first two proposals of
the regulations (issued in February 1972 and January 1973,
respectively), pointed out the fundamental defects in Re-
spondent’s position and caused the agency to withdraw each
proposal. Under the unreported and unrealistic court order
of October, 1973, to reach a final decision in thirty days,“
however, Respondent issued the regulations and the Third
Health Document without the benefit of advance notice or
public comment.

Both the preamble to the final regulations and the Third
Health Document refer to numerous sources and studies
that had never been cited in the previous discredited
documents. The Third Health Document contains a total
of 190 citations to reference sources. Of that number,
a full 151 of them were not cited in the previous health
documents. Fifty-two of the references cited bear a date
subsequent to November 29, 1972, the date of the second
health document, indicating that they were not even in the
literature when that review of the evidence was issued.

The significance of the new citations is not so much their
numbers, but rather the importance Respondent has as-
signed to them in defending its position on the final regu-
lations. The dissenting judges have very carefully reviewed
the record in this case and have found, almost without ex-
ception, that the principal studies relied upon by Respond-
ent were developed after the close of the comment period
on the Second Health Document and were cited for the

48 Natural Resources Defense Council v. EPA, D.C. Cir. No.
72-2233 : see discussion page 6 supra.

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first time in the preamble to the final regulations or the
Third Health Document.” Critical to Respondent’s conclu-
sion that concentrations of lead in the ambient air correlate
directly with lead levels in the blood, for example, were
two pilot isotope studies,” and an unpublished study from
Japan.” As explained in the preamble to the regulations,”
data from these studies were “preliminary” only and had
“not yet been completely analyzed” ; nevertheless, Respond-
ent weighed them against the mass of previous data to the
contrary and concluded that an air/blood correlation does
exist. As the dissent discovered, these studies did not become
available even to Respondent until October and July, re-
spectively, of 1973, and were never mentioned by Respond-
ent as important to its consideration until the final regula-
tions were issued in November, 1973.

Similarly, Respondent has cited a series of studies it
calls “persuasive evidence” in support of its hypothesis
that children eat dust and dirt contaminated by airborne
lead from auto exhausts. As the dissent found, these studies
were developed at the last minute, with no opportunity for
scrutiny by the general scientific community. A study from
Newark, New Jersey, of the effect of lead absorption of
proximity to high traffic density, for example, had not even
been published at the time the regulations were issued. Dis-
senting op. at 24. The scientific community thus had no

49 See dissenting op. at 17-50, where the dissent first isolates the new
studies heavily relied upon by Respondent, and then details their
availability (or lack thereof) to petitioners and the public for comment.

5 R. Doc. No. 113 (A. at 678, 704).

51 R. Doc. No. 462 (A. at 1092).

82 38 Fed. Reg. 33735 (Dec. 6, 1973) (A. at 3).
83 Third Health Doc. at VI-20 (A. at 130).

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opportunity to determine whether the study had taken into
account such important variables as condition of housing,
age or ethnic group. Likewise, studies from Chicago, Phila-
delphia and Rochester which Respondent has termed as
“persuasive” did not come to Respondent until after the
court below had ordered the agency to make a decision with-
in thirty days and shortly before the regulations were issued.
Dissenting op. at 25. Again, no opportunity for public
comment on these critical studies was afforded.

The majority below considers this objection to Respond-
ent’s procedure unimportant, stating that the agency had
invited and received public comment on the lead phase-
down proposal on three previous occasions. Maj. op. at 99.
What the majority refuses to recognize, however, is that the
basic documents upon which Respondent ultimately relied in
defending its position were effectively shielded from public
scrutiny by the timing of the court’s order and issuance of
the regulations. As the dissent noted:

“|B]y October-November 1973 he [the Adminis-
trator] was largely shifting his ground from the dis-
credited scientific data of the First and Second Health
Documents to new data embraced in the Third Health
Document. This is the crucial time at which informed
comment from the best scientific minds in other govern-
ment agencies and elsewhere should have been sought
—unless EPA was irrevocably resolved to promulgate
the restrictive regulations on lead which it had origi-
nally proposed years before, in spite of the barrage of
unanimous critical comment from other government
scientific minds, as well as interested outsiders.” Dis-
senting op. 26-27.

Concerning the prior opportunities for comment, the dissent
recognized :

25

“It certainly, as a practical matter does no good for
an agency to propose an action, support it with data
which is severely criticized, abandon that data for new,
fail to subject the new data to informed comment, and
then promulgate the same proposed regulations on the
basis of new data.” Dissenting op. at 38.

The majority further suggests that the notice and op-
portunity for comment requirements of the Administrative
Procedure Act were fully satisfied when all the studies and
documents referred to in the preamble and the Third Health
Document were placed in the agency’s public information
file, Maj. op. at 100 & n. 102, and that in any event Peti-
tioner can have no complaint because it was furnished all
the record documents as a result of a Freedom of Informa-
tion Act suit. Maj. op. at 108 n. 118. The absurdity of this
position is obvious. As observed by the dissent:

{I]t is not enough under the Administrative Pro-
cedure Act merely to make the scientific data ‘a\ail-
able’ to the public and all interested parties. First, the
claimed ‘availability’ here boils down to a compelled
furnishing of data to one interested party under the
Freedom of Information Act and the placing of hun-
dreds of miscellaneous documents—scientific studies,
papers, published articles, etc.—in a poorly indexed
dust bin of a file in the public rooms of the Environ-
mental Protection Agency. Second, there was never any
notice—and our colleagues do not and can not contend
that there was—on which data out of the great miscel-
laney EPA would rely until the Third Health Docu-
ment was published simultaneously with the regula-
tions. Third, the opportunity to comment effectively on
the new data on which EPA ultimately relied was far-
cical, as our detailed discussion above nails down.”
Dissenting op. at 46-47 (emphasis in original).

Veh Re Ani A ee nats do Sie

26

The procedural irregularities sanctioned below have se-
rious implications for future regulatory actions. The majority
opinion blithely ignores (and indeed discounts by its overly
deferential approach) the growing public clamor for in-
dependent research bodies to advise the regulatory agencies
on highly complex technical issues like this (as was done
in the recent restructuring of the Atomic Energy Commis-
sion). The majority fails to take into account its own un-
realistic time limitation placed on the Respondent that
made it impossible for public comment to be solicited with
respect to the final regulations.* Finally, the majority puts
its stamp of approval on a procedure whereby an agency
avoids the public notice and comment requirements Con-
gress has imposed by simply dumping thousands of pages
of record material into a public information file (without
proper indices or classifications )—a procedure totally repug-
nant to traditional concepts of principled administrative
rule-making.” As the dissent perceived, “From the pages of
the court’s opinion there seeps the theme that this is an
environmental case; hence, the court like the agency need
not labor by the usual rules.” Dissenting op. at 50. In order
to assure the public the “most intelligent, optimally bene-
ficial decision” possible,** however, environmental agencies

54 Tt is perhaps of considerable importance that Judge Wright, who
wrote two lengthy opinions in this case to justify all the Respondent’s
actions, was the leading member of the panel that put the Respondent
under an unrealistic 30 day deadline to take final action against lead
antiknocks.

58 Judges Bazelon and McGowan, in their concurring opinion, like-
wise lamented the procedural inadequacies of Respondent’s rule-
making, observing that “Ordinarily . . . I think a record which so
burdens judicial review would require a remand for clarification.” Op.
by Bazelon, C.J., at 5. Indeed, a total of six judges of the court below
found significant irregularities in Respondent’s procedures.

56 Calvert Cliffs’ Coord. Comm., Inc. v. AEC, 449 F.2d 1109, 1114
(D.C. Cir. 1971).

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27

can be no less accountable for their decisions than are other
administrative bodies.

The actions of the administrative agency in this case are
so difficult to justify that the majority below first had to go
to extremes to supply even “minimal rationality,” and then
had to be overly deferential to so-called administrative ex-
pertise to reach its final result. In so doing, the majority
has notified the Respondent that henceforth there will be no
meaningful judicial review of environmental regulations.
This will likely encourage the disregard of statutory stand-
ards, the performance of shoddy scientific analysis and even
the manipulation of data, and the avoidance of rules de-
signed to give the public advance notice and a meaningful
opportunity to comment on proposed regulations. Such a
momentous redefinition of the scope of judicial review in
the vitally important area of environmental controls re-
quires prompt review by this Court.

CONCLUSION

For these reasons, a writ of certiorari should issue to re-
view the judgment and opinion of the Court of Appeals for
the District of Columbia Circuit.

Respectfully submitted,

JosepH C. CarTER, JR.
Davin F. PETERS
700 E. Main Street
Richmond, Virginia 23212

Joun J. ApaMs
1730 Pennsylvania Ave., N.W.
Washington, D. C. 20006

Counsel for Petitioner
May 5, 1976

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PODS PII DOB Asc VAN BRT LN

28

CERTIFICATE OF SERVICE

I, John J. Adams, counsel for the Petitioner, and a mem-
ber of the Bar of the Supreme Court of the United States,
hereby certify that I have served all parties required to be
served by depositing three copies of the foregoing Petition
for Writ of Certiorari in the United States Mail, first class
postage prepaid, this 5th day of May, 1976, addressed
to: The Solicitor General, Department of Justice, Washing-
ton, D. C., and to Robert V. Zener, Environmental Protec-
tion Agency, Waterside Mall Building, 4th and M Streets,
S.W., Washington, D. C. 20460.

Joun J. ApaMs
Counsel for Petitioner

APPENDIX A

Clean Air Act
42 U.S.C. §§ 1857c-3, 1857c-4, 1857-1, 1857f-6e

Administrative Procedure Act
5 U.S.C, § 553

Environmental Protection Agency Regulations
40 C.F.R. §§ 80.1, 80.2, 80.20, 80.25, 80.26

42 U.S.C. § 1857¢-3
Air Quality Criteria And Control Techniques

Sec. 108. (a) (1) For the purpose of establishing national
primary and secondary ambient air quality standards, the
Administrator shall within 30 days after the date of enact-
ment of the Clean Air Amendments of 1970 publish, and
shall from time to time thereafter revise, a list which in-
cludes each air pollutant—

(A) which in h‘s judgment has an adverse effect on
public health or welfare;

(B) the presence of which in the ambient air results from
numerous or diverse mobile or stationary sources ; and

(C) for which air quality criteria had not been issued be-
fore the date of enactment of the Clean Air Amendments
of 1970, but for which he plans to issue air quality criteria
under this section.

(2) The Administrator shall issue air quality criteria for
an air pollutant within 12 months after he has included such
pollutant in a list under paragraph (1). Air quality criteria
for an air pollutant shall accurately reflect the latest scien-
tific knowledge useful in indicating the kind and extent of
all identifiable effects on public health or welfare which may
be expected from the presence of such pollutant in the

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App. 2

ambient air in varying quantities. The criteria for an air
pollutant, to the extent practicable, shall include informa-
tion on—

(A) those variable factors (including atmospheric con-
ditions) which of themselves or in combination with other
factors may alter the effects on public health or welfare of
such air pollutant ;

(B) the types of air pollutants which, when present in the
atmosphere, may interact with such pollutant to produce
an adverse effect on public health or welfare; and

(C) any known or anticipated adverse effects on welfare.

(b) (1) Simultaneously with the issuance of criteria under
subsection (a), the Administrator shall, after consultation
with appropriate advisory committees and Federal depart-
ments and agencies, issue to the States and appropriate air
pollution control agencies information on air pollution con-
trol techniques, which information shall include data re-
lating to the technology and costs of emission control. Such
information shall include such data as are available on
available technology and alternative methods of prevention
and control of air pollution. Such information shall also in-
clude data on alternative fuels, processes, and operating
methods which will result in elimination or significant re-
duction of emissions.

; (2) In order to assist in the development of information
on pollution control techniques, the Administrator may
] establish a standing consulting committee for each air pol-
lutant included in a list published pursuant to subsection

(a) (1), which shall be comprised of technically qualified
: individuals representative of State and local governments,
; industry, and the academic community. Each such com-
]

SRYLOMAY ET TGA 2 ROY. IG Ao AO Ol” OOM BM

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App. 3

mittee shall submit as appropriate, to the Administrator
information related to that required by paragraph (1).

(c) The Administrator shall from time to time review,
and, as appropriate, modify, and reissue any criteria or in-
formation on control techniques issued pursuant to this sec-
tion.

(d) The issuance of air quality criteria and information
on air pollution control techniques shall be announced in
the Federal Register and copies shall be made available to
the general public.

42 U.S.C. § 1857¢-4
National Ambient Air Quality Standards
Sec. 109. (a) (1) The Administrator—

(A) within 30 days after the date of enactment of the
Clean Air Amendments of 1970, shall publish proposed
regulations prescribing a national primary ambient air
quality standard and a national secondary ambient air
quality standard for each air pollutant for which air qual-
ity criteria have been issued prior to such date of enact-
ment; and

(B) after a reasonable time for interested persons to
submit written comments thereon (but no later than 90 days
after the initial publication of such proposed standards)
shall by regulation promulgate such proposed national pri-
mary and secondary ambient air quality standards with such
modifications as he deems appropriate.

(2) With respect to any air pollutant for which air
quality criteria are issued after the date of enactment of
the Clean Air Amendments of 1970, the Administrator shall
publish, simultaneously with the issuance of such criteria

POOR COPY

App. 4

and information, proposed national primary and secondary
ambient air quality standards for any such pollutant. The
procedure provided for in paragraph (1)(B) of this sub-
section shall apply to the promulgation of such standards.

(b)(1) National primary ambient air quality standards,
prescribed under subsection (a) shall be ambient air quality
standards the attainment and maintenance of which in the
judgment of the Administrator, based on such criteria and
allowing an adequate margin of safety, are requisite to
protect the public health. Such primary standards may be
revised in the same manner as promulgated.

(2) Any national secondary ambient air quality standard
prescribed under subsection (a) shall specify a level of air
quality the attainment and maintenance of which in the
judgment of the Administrator, based on such criteria, is
requisite to protect the public welfare from any known or
anticipated adverse effects associated with the presence of
such air pollutant in the ambient air. Such secondary stand-
ards may be revised in the same manner as promulgated.

f 42 U.S.C. § 1857f-1

Sec. 202. (a) Except as otherwise provided in subsection
E (b)—

: (1) The Administrator shall by regulation prescribe (and
from time to time revise) in accordance with the provisions
: of this section, standards applicable to the emission of any
air pollutant from any class or classes of new motor vehicles
or new motor vehicle engines, which in his judgment causes
or contributes to, or is likely to cause or to contribute to, air
pollution which endangers the public health or welfare. Such
standards shall be applicable to such vehicles and engines
for their useful life (as determined under subsection (d) ),

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App. 5

whether such vehicles and engines are designed as complete
systems or incorporate devices to prevent or control such
pollution.

(2) Any regulation prescribed under this subsection (and
any revision thereof) shall take effect after such period as
the Administrator finds necessary to permit the development
and application of the requisite technology, giving ap-
propriate consideration to the cost of compliance within such
period.

(b)(1)(A) The regulations under subsection (a) appli-
cable to emissions of carbon monoxide and hydrocarbons
from light duty vehicles and engines manufactured during
or after model year 1977 shall contain standards which
require a reduction of at least 90 per centum from emissions
of carbon monoxide and hydrocarbons allowable under the
standards under this section applicable to light duty vehicles
and engines manufactured in model year 1970.

The regulations under subsection (a) applicable to emis-
sions of carbon monoxide and hydrocarbons from light-duty
vehicles and engines manufactured during model years 1975
and 1976 shall contain standards which are identical to the
interim standards which were prescribed (as of December 1,
1973) under paragraph (5) (A) of this subsection for light-
duty vehicles and engines manufactured during model year

1975.

(B) The regulations under subsection (a) applicable to
emissions of oxides of nitrogen from light duty vehicles and
engines manufactured during or after model year 1978 shall
contain standards which require a reduction of at least 90
per centum from the average of emissions of oxides of
nitrogen actually measured from light duty vehicles manu-
factured during model year 1971 which are not subject to

POOR COPY

App. 6

any Federal or State emission standard for oxides of nitro-
gen. Such average of emissions shall be determined by the
Administrator on the basis of measurements made by him.
The regulations under subsection (a) applicable to emis-
sions of oxides of nitrogen from light-duty vehicles and
engines manufactured during model years 1975 and 1976
shall contain standards which are identical to the standards
which were prescribed (as of December 1, 1973) under sub-
section (a) for light-duty, vehicles and engines manufac-
tured during model year 1975. The regulations under sub-
section (a) applicable to emissions of oxides of nitrogen from
light-duty vehicles and engines manufactured during model
year 1977 shall contain standards which provide that such
emissions from such vehicles and engines may not exceed
2.0 grams per vehicle mile.

(2) Emission standards under paragraph (1), and meas-
urement techniques on which such standards are based (if
not promulgated prior to the date of enactment of the Clean
Air Amendments of 1970), shall be prescribed by regula-
tion within 180 days after such date.

(3) For purposes of this part

(A) (i) The term ‘model year’ with reference to any
specific calendar year means the manufacturer’s annual
production period (as determined by the Administrator),
which includes January 1| of such calendar year. If the man-
ufacturer has no annual production period, the term ‘model
year shall mean the calendar year.

(ii) For the purpose of assuring that vehicles and engines
manufactured before the beginning of a model year were
not manufactured for purposes of circumventing the ef-
fective date of a standard required to be prescribed by sub-
section (b), the Administrator may prescribe regulations

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BLEED THROUGH

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App. 7

defining ‘model year’ otherwise than as provided in clause
(i). 3

(B) The term ‘light duty vehicles and engines’ means
new light duty motor vehicles and new light duty motor :
vehicle engines, as determined under regulations of the Ad- t
ministrator.

(4) On July 1 of 1971, and of each year thereafter, the
Administrator shall report to the Congress with respect to :
the development of systems necessary to implement the emis-
sion standards established pursuant to this section. Such re-
ports shall include information regarding the continuing
effects of such air pollutants subject to standards under this
section on the public health and welfare, the extent and
progress of efforts being made to develop the necessary
systems, the costs associated with development and applica-
tion of such systems, and following such hearings as he may
deem advisable, any recommendations for additional con-
gressional action necessary to achieve the purposes of this
Act. In gathering information for the purposes of this para-
graph and in connection with any hearing, the provisions
of section 307 (a) (relating to subpoenas) shall apply.

PO PATE OR na pom

(5)(A) At any time after January 1, 1975, any manv-
facturer may file with the administrator an application re-
questing the suspension for one year only of the effective
date of any emission standard required by paragraph
(1)(A) with respect to such manufacturer for light-duty
vehicles and engines manufactured in model year 1977.
The Administrator shall make his determination with respect
to any such application within sixty days. If he determines,
in accordance with the provisions of this subsection, that
such suspension should be granted, he shall simultane- _
ously with such determination prescribe by regulation

;
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POOR COPY

App. 8

interim emission standards which shall apply (in lieu
of the standards required to be prescribed by paragraph
(1) (A) of this subsection) to emissions of carbon monoxide
or hydrocarbons (or both) from such vehicles and engines
manufactured during model year 1977.

(B) Any interim standards prescribed under this para-
graph shall reflect the greatest degree of emission control
which is achievable by application of technology which the
Administrator determines is available, giving appropriate
consideration to the cost of applying such technology with-
in the period of time available to manufacturers.

(C) Within 60 days after receipt of the application for
any such suspension, and after public hearing, the Adminis-
trator shall issue a decision granting or refusing such suspen-
sion. The Administrator shall grant such suspension only if
he determine that (i) such suspension is essential to the pub-
lic interest or the public health and welfare of the United
States, (ii) all good faith efforts have been made to meet
the standards established by this subsection, (iii) the ap-
plicant has established that effective control technology,
processes, operating methods, or other alternatives are not
available or have not been available for a sufficient period
of time to achieve compliance prior to the effective date of
such standards, and (iv) the study and investigation of the
National Academy of Sciences conducted pursuant to sub-
section (c) and other information available to him has not
indicated that technology, processes, or other alternatives are
available to meet such standards.

ee ew

(D) Nothing in this paragraph shall extend the effective
: date of any emission standard required to be prescribed
under this subsection for more than one year.

CST RST VE RT IG LT MT RII IIE I ”

BLEED THROUGH

App. 9

(c)(1) The Administrator shall undertake to enter into
appropriate arrangements with the National Academy of
Sciences to conduct a comprehensive study and investiga-
tion of the technology feasibility of meeting the emissions
standards required to be prescribed by the Administrator
by subsection (b) of this section.

(2) Of the funds authorized to be appropriated to the
Administrator by this Act, such amounts as are required
shall be available to carry out the study and investigation
authorized by paragraph (1) of this subsection.

(3) In entering into any arrangement with the National
Academy of Sciences for conducting the study and investi-
gation authorized by paragraph (1) of this subsection, the
Administrator shall request the National Academy of Sci-
ences to submit semiannual reports on the progress of its
study and investigation to the Administrator and the Con-
gress, beginning not later than July 1, 1971, and continuing
until such study and investigation is completed.

(4) The Administrator shall furnish to such Academy
at its request any information which the Academy deems
necessary for the purpose of conducting the investigation
and study authorized by paragraph (1) of this subsection.
For the purpose of furnishing such information, the Ad-
ministrator may use any authority he has under this Act
(A) to obtain information from any person, and (B) to
require such person to conduct such tests, keep such records,
and make such reports respecting research or other activities
conducted by such person as may be reasonably necessary to
carry out this subsection.

(d) The Administrator shall prescribe regulations under
which the useful life of vehicles and engines shall be deter-
mined for purposes of subsection (a) (1) of this section and

POOR COPY

App. 10

section 207. Such regulations shall provide that useful life
shall—

(1) in the case of light duty vehicles and light duty vehicle
engines, be a period of use of five years or of fifty thousand
miles (or the equivalent ), whichever first occurs ; and

(2) in the case of any other motor vehicle or motor ve-
hicle engine, be a period of use set forth in paragraph (1)
unless the Administrator determines that a period of use of
greater duration or mileage is appropriate.

(e) Inthe event a new power source or propulsion system
for new motor vehicles or new motor vehicle engines is sub-
mitted for certification pursuant to section 206(a), the
Administrator may postpone certification until he has pre-
scribed standards for any air pollutants emitted by such
vehicle or engine which cause or contribute to, or are likely
to cause or contribute to, air pollution which endangers the
public health or welfare but for which standards have not
been prescribed under subsection (a).

42 U.S.C. § 1857f-6e
Regulations Of Fuels

Sec. 211. (a) The Administrator may by regulation desig-
nate any fuel or fuel additive and, after such date or dates as
may be prescribed by him, no manufacturer or processor of
any such fuel or additive may sell, offer for sale, or introduce
into commerce such fuel or additive unless the Administra-
tor has registered such fuel or additive in accordance with
subsection (b) of this section.

(b) (1) For the purpose of registration of fuels and fuel
additives, the Administrator shall require—

——e

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App. 11

“(A) the manufacturer of any fuel to notify him as to
the commercial identifying name and manufacturer of any
additive contained in such fuel; the range of concentration
of any additive in the fuel; and the purpose-in-use of any
such additive ; and

(B) the manufacturer of any additive to notify him as to
the chemical composition of such additive.

(2) For the purpose of registration of fuels and fuel ad-
ditives, the Administrator may also require the manufac-
turer of any fuel or fuel additive

(A) to conduct tests to determine potential public health
effects of such fuel or additive (including, but not limited
to, carcinogenic, teratogenic, or mutagenic effects) , and

(B) to furnish the description of any analytical technique
that can be used to detect and measure any additive in such
fuel, the recommended range of concentration of such addi-
tive, and the recommended purpose-in-use of such additive,
and such other information as is reasonable and necessary to
determine the emissions resulting from the use of the fuel or
additive contained in such fuel, the effect of such fuel or
additive on the emission control performance of any vehicle
or vehicle engine, or the extent to which such emissions
affect the public health or welfare.

Tests under subparagraph (A) shall be conducted in con-
formity with test procedures and protocols established by
the Administrator. The result of such tests shall not be
considered confidential.

(3) Upon compliance with the provisions of this subsec-
tion, including assurances that the Administrator will receive
changes in the information required, the Administrator shall
register such fuel or fuel additive.

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App. 12

(c) (1) The Administrator may, from time to time on the
basis of information obtained under subsection (b) of this
section or other information available to him, by regulation,
control or prohibit the manufacture, introduction into com-
merce, offering for sale, or sale of any fuel additive for use
in a motor vehicle or motor vehicle engine (A) if any emis-
sion products or such fuel or fuel additive will endanger the
public health or welfare, or (B) if emission products of such
fuel or fuel additive will impair to a significant degree the
F performance of any emission control device or system which
j is in general use, or which the Administrator finds has been
developed to a point where in a reasonable time it would
; be in general use were such regulation to be promulgated.

(2)(A) No fuel, class of fuels, or fuel additive may be
: controlled or prohibited by the Administrator pursuant to
clause (A) of paragraph (1) except after consideration of
: all relevant medical and scientific evidence available to him,
4 including consideration of other technologically or econom-
ically feasible means of achieving emission standards under
section 202.

(B) No fuel or fuel additive may be controlled or pro-
hibited by the Administrator pursuant to clause (B) of para-
graph (1) except after consideration of available scientific
and economic data, including a cost benefit analysis com-
paring emission control devices or systems which are or will
be in general use and require the proposed control or pro-
hibition with emission control devices or systems which are
or will be in general use and do not require the proposed
3 control or prohibition. On request of a manufacturer of
motor vehicles, motor vehicle engines, fuels, or fuel addi-
tives submitted within 10 days of notice of proposed rule-
making, the Administrator shall hold a public hearing and
7 publish his findings with respect to any matter he is re-

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App. 13

quired to consider under this subparagraph. Such findings
shall be published at the time of promulgation of final
regulations.

(C) No fuel or fuel additive may be prohibited by the
Administrator under paragraph (1) unless he finds, and
publishes such finding, that in his judgment such prohibi-
tion will not cause the use of any other fuel or fuel additive
which will produce emissions which will endanger the public
health or welfare to the same or greater degree than the use
of the fuel or fuel additive proposed to be prohibited.

(3) (A) For the purpose of obtaining evidence and data
to carry out paragraph (2), the Administrator may require
the manufacturer of any motor vehicle engine to furnish
any information which has been developed concerning the
emissions from motor vehicles resulting from the use of any
fuel additive, or the effect of such use on the performance of
any emission control device or system.

(B) In obtaining information under subparagraph (A),
section 307(a) (relating to subpoenas) shall be applicable.

(4) (A) Except as otherwise provided in subparagraph
(B) or (C), no State (or political subdivision thereof) may
prescribe or attempt to enforce, for purposes of motor
vehicle emission control, any control or prohibition respect-
ing use of a fuel or fuel additive in a motor vehicle or motor
vehicle engine—

(i) if the Administrator has found that no control or

prohibition under paragraph (1) is necessary and has pub-
lished his finding in the Federal Register, or

(ii) if the Administrator has prescribed under paragraph
(1) a control or prohibition applicable to such fuel or fuel
additive, unless State prohibition or control is identical to

Sa | a ST on ae ee on a ee ts

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App. 14

the prohibition or control prescribed by the Administrator.

(B) Any State for which application of section 209(a)
has at anytime been waived under section 209(b) may at
any time prescribe and enforce, for the purpose of motor
vehicle emission control, a control or prohibition respecting
any fuel or fuel additive.

(C) A State may prescribe and enforce, for the purposes
of motor vehicle emission control, a control or prohibition
respecting the use of a fuel or fuel additive in a motor
vehicle or motor vehicle engine if an applicable implemen-
tation plan for such State under section 110 so provides. The
Administrator may approve such provision in an imple-
mentation plan, or promulgate an implementation plan con-
taining such a provision, only if he finds that the State con-
trol or prohibition is necessary to achieve the national pri-
mary or secondary ambient air quality standard which the
plan implements.

(d) Any person who violates subsection (a) or the regu-
lations prescribed under subsection (c) or who fails to fur-
nish any information required by the Administrator under
subsection (b) shall forfeit and pay to the United States a
civil penalty of $10,000 for each and every day of the con-
tinuance of such violation, which shall accrue to the United
States and be recovered in a civil suit in the name of the
United States, brought in the district where such person has
his principal office or in any district in which he does busi-
ness. The Administrator may, upon application therefor,
remit or mitigate any forfeiture provided for in this sub-
section and he shall have authority to determine the facts
upon all such applications.

PEPPER IO WN ST RE a BO ha

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App. 15

3 U.S.C. § 553
§ 553. Rule making.

(a) This section applies, according to the provisions
thereof, except to the extent that there is involved—

(1) a military or foreign affairs function of the United
States; or

(2) a matter relating to agency management or personnel
or to public property, loans, grants, benefits, or contracts.

(b) General notice of proposed rule making shall be pub-
lished in the Federal Register, unless persons subject thereto
are named and either personally served or otherwise have
actual notice thereof in accordance with law. The notice
shall include—

(1) a statement of the time, place, and nature of public
rule making proceedings ;

(2) reference to the legal authority under which the rule
is proposed ; and

(3) either the terms or substance of the proposed rule or
a description of the subjects and issues involved.

Except when notice or hearing is required by statute, this
subsection does not apply—

(A) to interpretative rules, general statements of policy,
or rules of agency organization, procedure, or practice; or

(B) when the agency for good cause finds (and incorpo-
rates the finding and a brief statement of reasons therefor in
the rules issued) that notice and public procedure thereon
are impracticable, unnecessary, or contrary to the public
interest.

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App. 16

(c) After notice required by this section, the agency shall
give interested persons an opportunity to participate in the
rule making through submission of written data, views, or
arguments with or without opportunity for oral presentation.
After consideration of the relevant matter presented, the
agency shall incorporate in the rules adopted a concise gen-
eral statement of their basis and purpose. When rules are
required by statute to be made on the record after oppor-
tunity for an agency hearing, Sections 556 and 557 of this
title apply instead of this subsection.

(d) The required publication or service of a substantive
rule shall be made not less than 30 days before its effective
date, except—

(1) a substantive rule which grants or recognizes an ex-
emption or relieves a restriction;

(2) interpretative rules and statements of policy; or

(3) as otherwise provided by the agency for good cause
found and published with the rule.

(e) Each agency shall give an interested person the right
to petition for the issuance, amendment, or repeal of a rule.
40 C.F.R. §§ 80.1, 80.2, 80.20, 80.25, 80.26

Part 80 of Chapter I, Title 40 of the Code of Federal
Regulations is amended as follows:

1. In § 80.1, the second sentence is revised to read as
follows:

§ 80.1 Scope.

* * * These regulations are based upon a determination
by the Administrator that the emission product of a fuel
or additive will endanger the public health, or will im-

App. 17

pair to a significant degree the performance of a motor
vehicle emission control device in general use or which the
Administrator finds has been developed to a point where in
a reasonable time it would be in general use were such regu-
lations promulgated; and certain other findings specified by
the Act.

2. In § 80.2, a new paragraph (m) is added as follows:

§ 80.2 Definitions.

* * *

(m) “Lead additive manufacturer” means any person
who produces a lead additive or sells a lead additive under
his own name.

3. Anew § 80.20 is added as follows:
§ 80.20 Controls applicable to gasoline refiners.

(a) (1) In the manufacture of gasoline at any refinery, no
gasoline refiner shall exceed the average lead content per
gallon specified below for each 3-month period (January
through March, April through June, July through Septem-
ber, October through December) :

(i) 1.7 grams of lead per gallon, after January 1, 1975;
(ii) 1.4 grams of lead per gallon, after January 1, 1976;
(iii) 1.0 grams of lead per gallon, after January 1, 1977;
(iv) 0.8 grams of lead per gallon, after January 1, 1978;
(v) 0.5 grams of lead per gallon, after January 1, 1979.

(2) For each 3-month period (January through March,
April through June, July through September, October
through December) the average lead content per gallon

7

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App. 18

shall be computed by dividing total grams of lead used at a
refinery in the manufacture of gasoline by total gallons of
gasoline manufactured at such refinery.

(3) For each 3-month period (January through March,
April through June, July through September, October
through December) commencing with the period January
1, 1975 through March 31, 1975, each refiner shall submit
to the Administrator a report showing for each refinery (i)
the total grams of lead in lead additive inventory on the
first day of the period, (ii) the total grams of lead received
during the period, (iii) the total grams of lead in lead addi-
tive inventory on the last day of the period, (iv) the total
gallons of gasoline produced by such refinery during the
period, and (v) the average lead content in each gallon
of gasoline produced during the period. Reports shall be
submitted within 15 days after the close of the reporting
period, on forms supplied by the Administrator upon re-
quest.

(b) The piovisions of paragraph (a) (1) (i) and (ii) of
this section shall not be applicable to any refiner which does
not have more than 30,000 barrels per day crude oil or bona
fide feed stock capacity from owned or leased facilities or
from facilities made available to such refiner under an ar-
rangement such as, but not limited to, an exchange agree-
ment (except one on a refined product for refined product
basis) or a through-put or other form of processing agree-
ment, with the same effects as though such facilities had
been leased.

4. Anew § 80.25 is added as follows:
§ 80.25 Controls applicable to lead additive manufacturers.

For each 3-month period (January through March, April
through June, July through September, October through

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App. 19

4

; ‘ -_ ;

December) commencing with the period January 1, 1975 :

through March 31, 1975, cach lead additive manufacturer |

shall submit to the Administrator a report showing the total :

grams of lead shipped to each refinery by such lead addi- t

tive manufacturer during the period. Reports shall be sub- ;

mitted within 15 days after the close of the reporting period, i

on forms supplied by the Administrator upon request. :

5. Anew § 80.26 is added as follows: ;

$ 80.26 Confidentiality of information. :
Information obtained by the Administrator or his repre-
sentatives pursuant to this part shall be treated, insofar as
its confidentiality is concerned. in accordance with the pro-

visions of 40 CFR Part 2.
‘ 2

Rei econ am earch men tee I NN

POOR COPY

2GPREME COURT: U. & A

7S~ 16 '2, 1613, 1679,
IN THE

Supreme Court of the United States

Ocroper Term, 1975

Eruyt Corporation, Petitioner
e.
E.NVIRON MENTAL Protection Acency, Respondent

PPG Ixpvusrries, Ixc., Petitioner
r.
ENVIRONMENTAL Protection Acency, Respondent

BE. 1. DePoxr pe Nemours axnp Company, Petitioner
r.
ENVIRONMENTAL Prorection Agency, Respondent

Natco Cuemican Company, Petitioner
.
E.XvironMENTAL Prorretion Acency, Respondent

Nationa Perroteum Rerixers Association, Petitioner
.
ENVIRON MENTAL Prorretion Acexcy, Respondent

JOINT APPENDIX TO
PETITIONS FOR WRIT OF CERTIORARI

Notice: This opinion is subject to formal revision before publication
in the Federal Reporter or U.S. App. D.C. Reports. Users are requested
to notify the Clerk of any formal errors in order that corrections may be
made before the bound volumes go to press.

United States Court of Appeals

FOR THE DISTRICT OF COLUMBIA CIRCUIT

No. 73-2205

ETHYL CORPORATION, PETITIONER

nr”

Vv.

ENVIRONMENTAL PROTECTION AGENCY, RESPONDENT

No. 73-2268
PPG INDUSTRIES, INC., PETITIONER
Vv.

ENVIRONMENTAL PROTECTION AGENCY, RESPONDENT

i No. 73-2269
KE. I. DUPONT DE NEMouRS & COMPANY, PETITIONER
Wa

ENVIRONMENTAL PROTECTION AGENCY, RESPONDENT

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19

Administrator’s interpretation of the standard is the cor-
rect one.”

1. The Precautionary Nature of “Will Endanger.”
Simply as a matter of plain meaning, we have difficulty
crediting petitioners’ reading of the “will endanger”

Association (hereinafter NPRA Supp. Br.) at 5. The short
answer to the argument is that petitioners’ view of the facts
is erroneous. While interpreting the “will endanger” standard
to mean “presents a significant risk of harm,” 33 FED. REG.
33734, the Administrator ultimately did make his finding in
the language of the statute:

These regulations are based upon a determination by the
Administrator that the emission product of a fuel or
additive will endanger the public health * * *.

Id. at 33741. See 40 C.F.R. § 80.1 (1974).

In any case, however, the issue is spurious. It is well estab-
lished that ultimate findings do not have to be expressed at
all, let alone be expressed in the language of the statute.
Rather, absent compelling countervailing considerations, an
ultimate finding will be implied from the action taken. Pa-
cific States Box & Basket Co. v. White, 296 U.S. 176, 186
(1935) ; Martin v. Mott, 25 U.S. (12 Wheat.) 19, 32-33 (1827)
(Story, J.). Cf. Joseph v. FCC, 131 U.S.App.D.C. 207, 211-
212, 404 F.2d 207, 211-212 (1968). The law is fully developed
in 2 K. DAVIS, ADMINISTRATIVE LAW TREATISE § 16.07 at 455-
59 (1958).

** We note that even if we did not agree fully with the
Administrator’s interpretation of the Act, we would be obliged
to accord it considerable deference. As the Supreme Court
recently held in approving, despite the contrary views of
several circuits, the Administrator’s reading of another sec-
tion of the Clean Air Act:

Without going so far as to hold that the Agency’s con-
struction of the Act was the only one it permissibly
could have adopted, we conclude that it was at the very
least sufficiently reasonable that it should have been
accepted by the reviewing courts.

Train V. Natural Resources Defense Council, Inc., 421 U.S.
60, 75 (1975). See also id. at 87.

POOR COPY

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20

standard. The meaning of “endanger” is not disputed.
Case law and dictionary definition agree that endanger
means something less than actual harm.'' When one is
endangered, harm is threatened; no actual injury need
ever occur. Thus, for example, a town may be “endan-
gered” by a threatening plague or hurricane and yet
emerge from the danger completely unscathed.’* A stat-

It is linguistically clear, of course, that one can be “en-
dangered” without actually being harmed. Nonetheless, some
risk of harm is necessary. State v. Fine, 324 Mo. 194, 23
S.W.2d 7, 9 (1929). Webster defines “endanger” as “to bring
into danger or peril of probable harm or loss.’”’ WEBSTER’S
THIRD NEW INTERNATIONAL DICTIONARY 748 (1961) (empha-
sis added).

Not all courts have agreed that “probability” of harm is the
proper determinant of danger. Where grounds for divorce
are few, for instance, courts have interpreted laws allowing
divorce because of inhuman treatment that “endangers the
life” to require only the slightest possibility of actual loss of
life. Thus action that endangers health has been held to
endanger life on the theory that the former cannot be en-
dangered without threatening the latter. See Cole v. Cole, 23
Iowa 433, 438 (1867); Beebe v. Beebe, 10 Iowa 133, 139
(1859). In one of the latest of these cases, mistreatment
that deprived a spouse of needed rest and peace of mind was
held to “endanger” life. Smith v. Smith, 258 Iowa 557, .
138 N.W.2d 4538, 456 (1966). We need not decide here how
remote the possibility of actual harm could be under the
“will endanger” standard since we accept the Administrator’s
determination in this case that a “significant” risk to health
falls within the statutory language. See pages 31-36 infra.

** Petitioner Ethyl suggests that while these may indeed be
examples of endangerment they differ from the threat from
automotive lead emissions in that

plagues do cause death and illness; violent storms do
cause damage—known facts that may be experienced by
the threatened community.

Ethyl Supp. Br. at 11 (footnote omitted). We may prelimi-
narily observe that the absorption of lead does cause lead
poisoning, a known fact that may be evaluated by the public

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meaning of “endanger” are few in number,” at least one
recent case is directly on point and fully in accord
with our view.

In Reserve Mining Co. v. EPA, 514 F.2d 492 (8th
Cir. 1975) (en banc), the Eighth Circuit addressed,
among other issues, the meaning of the phrase “endanger-
ing the health or welfare of persons” under Section 1160
of the Federal Water Pollution Control Act of 1970
(FWPCA), 33 U.S.C. $1160. FWPCA and the Clean
Air Act together constitute the bulk of this nation’s
substantive environmental protection legislation.** As

*° See note 17 supra. See also Environmental Defense
Fund, Inc. v. EPA, 150 U.S.App.D.C. 348, 465 F.2d 528
(1972), where in interpreting the more rigorous statutory
language “imminent hazard” which must be found before the
registration for a pesticide may be suspended pending the
conclusion of cancellation proceedings, 7 U.S.C. § 136d(c)
(Supp. II 1972), we concluded, per Judge Leventhal:

It is enough if there is substantial likelihood that seri-
ous harm will be experienced during the year or two
required in any realistic projection of the administrative
process.

Id. at 360, 465 F.2d at 540 (emphasis added).

In another case interpreting the standards for cancellation
of a pesticide under the same statute, we held, per Judge
Wilkey, that a showing of “potentially great dangers from
DDT” sufficed as a basis for cancellation. Environmental De-
fense Fund, Inc. v. EPA (Coahoma), 160 U.S.App.D.C. 123,
128, 489 F.2d 1247, 1252 (1973).

** Cf. Environmental Education Act, 20 U.S.C. § 1531 et
seq.; Environmental Quality Improvement Act of 1970, 42
U.S.C. § 4371 et seq.; National Environmental Policy Act of
1969 (NEPA), 42 U.S.C. § 4321 et seg. While initially the
procedural requirements of NEPA consumed judicial en-
ergies most conspiciously, see, e.g., Natural Resources Defense
Council v. Morton, 148 U.S.App.D.C. 5, 458 F.2d 827 (1972) ;
Calvert Cliffs’ Coordinating Committee, Inc. v. AEC, 146
U.S.App.D.C. 33, 449 F.2d 1109 (1971), courts are increas-

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such, and because of their contemporaneous enactment,
interpretations of provisions of one Act have frequently
been applied to comparable provisions of the other. See,
e.g., Natural Resources Defense Council, Inc. v. Train,
166 U.S.App.D.C. 312, 321-322, 510 F.2d 692, 701-702
(1975). Thus Reserve Mining’s interpretation of “en-
dangering” is relevant to the meaning of the term “en-
danger” in the Clean Air Act. Indeed, it is particularly
relevant because in construing the language before it the
Eighth Circuit borrowed extensively from the interpre-
tation of the “will endanger” language of Section 211
expressed in the dissent from the division opinion in this
case, the same interpretation we adopt here. See Re-
serve Mining Co. v. EPA, supra, 514 F.2d at 528-529.
; After analysis of the plain meaning of the FWPCA
; provision, comparison with other sections of that Act,
and reference to our division’s dissent, the Eighth
Circuit’s unanimous conclusion fully supports our view
of the “will endanger” standard:

MIMS ORNL MED SRN GL sid cayta ects:

aeons ve. aime

In the context of this environmental legislation, we
believe that Congress used the term “endangering”
in a precautionary or preventive sense, and, there-
fore, evidence of potential harm as well as actual
harm comes within the purview of that term.

Id. at 528.

In sum, based on the plain meaning of the statute, the
juxtaposition of Section 211 with Sections 108 and 202,
and the Reserve Mining precedent, we conclude that the
“will endanger” standard is precautionary in nature and

ingly according substantive weight to the NEPA language.
See Sierra Club v. Morton, U.S.App.D.C. ,
& n.25, 514 F.2d 856, 873-875 & n.25 (1975), and cases
cited therein, cert. granted, sub nom. Kleppe v. Sierra Club,
— US. ——, 44 U.S. L. WEEK 3397 (Jan. 12, 1976).

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does not require proof of actual harm before regulation
is appropriate.*°

Perhaps because it realized that the above interpreta-
tion was the only possible reading of the statutory
language, petitioner Ethyl addresses this interpretation
and argues that even if actual harm is not required for
action under Section 211(c)(1)(A), the occurrence of
the threatened harm must be “probable” before regula-
tion is justified. Ethyl Supp. Br. 12. While the diction-
ary admittedly settles on “probable” as its measure of
danger,*’ we believe a more sophisticated case-by-case
analysis is appropriate. See note 17 supra. Danger, the
Administrator recognized, is set not by a fixed probability
of harm, but rather is composed of reciprocal elements
of risk and harm, or probability and severity. Cf.
Carolina Environmental Study Group v. United States,
166 U.S.App.D.C. 416, 419, 510 F.2d 796, 799 (1975);
Reserve Mining Co. v. EPA, supra, 514 F.2d at 519-520.
That is to say, the public health may properly be found
endangered both by a lesser risk of a greater harm and
by a greater risk of a lesser harm.*? Danger depends

%° See Green, The Risk-Benefit Calculus in Safety Deter-
minations, 43 GEO. WASH. L. REv. 791 (1975); Handler, A
Rebuttal: The Need for a Sufficient Scientific Base for Gov-
ernment Regulation, id. at 808. Both authors agree that
government safety determinations should be preventive and
based on assessment of risks. Dr. Handler differs from Pro-
fessor Green in arguing that risks should be quantified be-
fore regulatory decisfons are made. Professor Green believes
that quantification is not always necessary or possible, and
that the public health is better served by the making of value
judgments, however inexact.

' See note 17 supra.

*? This proposition must be confined to reasonable limits,
however. In Carolina Environmental Study Group v. United
States, 166 U.S.App.D.C. 416, 510 F.2d 796 (1975), a division
of this court found the possibility of a Class 9 nuclear reactor

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32

upon the relation between the risk and harm presented
by each case, and cannot legitimately be pegged to “prob-
able” harm, regardless of whether that harm be great
or small. As the Eighth Circuit found in Reserve Min-
ing, these concepts “necessarily must apply in a de-
termination of whether any relief should be given in
cases of this kind in which proof with certainty is im-
possible.” ** 514 F.2d at 520.

disaster, a disaster of ultimate severity and horrible conse-
quences, to be so low that the Atomic Energy Commission’s
minimal consideration of the effects of such a disaster in an
environmental impact statement prepared for a new reactor
was sufficient. Likewise, even the absolute certainty of de
minimis harm might not justify government action. Under
§ 211 the threatened harm must be sufficiently significant
to justify health-based regulation of national impact. Ulti-
mately, of course, whether a particular combination of slight
risk and great harm, or great risk and slight harm, consti-
tutes a danger must depend on the facts of each case.

** Nalco devotes several pages of its brief to arguing that
there is a distinction between “risk” and “danger” that EPA
fails to recognize. Nalco Supp. Br. at 9-11, citing Reserve
Mining Co. v. EPA, supra note 13, and Power Reactor Devel-
opment Co. Vv. International Union of Electricians, 367 U.S.
396 (1961). To the extent Nalco argues that risk and danger
are not synonymous, Nalco battles with a straw man. EPA
recognizes that a risk to public health is not necessarily a
danger to public health; it only argues that a significant risk
of widespread lead poisoning constitutes such a danger. To
the extent Nalco argues there is no element of risk in danger,
it is plainly wrong, as the cases it cites demonstrate. In sup-
port of its position, Nalco quotes the following language from
Reserve Mining, in which the en banc court compares its
present opinion with the “stay” opinion of a division of the
court, Reserve Mining Co. v. United States, 498 F.2d 1073
(8th Cir. 1974), in which the division stayed the District
Court’s injunction ordering the immediate closing of the Re-
serve Mining plant:

As will be evident from the discussion that follows, we
adhere to our preliminary assessment that the evidence

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In Reserve Mining the issue was whether asbestiform
wastes flushed into Lake Superior by the Reserve Min-
ing Company endangered health.** The polluted lake

is insufficient to support the kind of demonstrable dan-
ger to the public health that would justify the immediate
closing of Reserve’s operations. We now address the
basic question of whether the discharges pose any risk
to the public health, and, if so, whether the risk is one
that is legally cognizable.

514 F.2d at 507. The Eighth Circuit is not drawing a sharp
line between “danger” and “risk,” but is only contrasting
degrees of danger. Nalco fails to note that the “legally cog-
nizable” risk ultimately found was that Reserve’s discharges
were “endangering” the public health within the meaning of
the Federal Water Pollution Control Act. See page 34
infra. Necessarily, “risk” is an element of “danger,” and the
Reserve Mining court explicitly recognized that fact. 514
F.2d at 520.

The Power Reactor case is likewise of no support to Nalco.
There the Supreme Court simply recognized that when regu-
lations juxtaposed, and ordered, findings of “undue risk” and
“endanger,” an “undue risk” was not intended to mean “en-
danger.” The Court.did not say that risk was not an element
of danger, only that im.the regulations before it an “undue”
risk was not necessarily a sufficient risk to constitute a “dan-
ger.”

** Reserve Mining involved issues not only under FWPCA,
but under § 407 of the Rivers ard Harbors Act of 1899, 33
U.S.C. § 401 et seq., the federal common law of public nui-
sance, and various Minnesota air and water pollution laws,
Minn. Stat. Ann. § 116.081(1); id. § 115.07(1) ; id. § 105.41.
Finding the evidence of danger posed by Reserve Mining’s
waste emissions into the air more compelling than that of
the danger posed by the water emissions (since a correlation
between inhalation, but not ingestion, of asbestos fibers and
cancer could be found), the Eighth Circuit found the con-
tinued air emissions to be in violation of various Minnesota
regulations and ordered Reserve to “promptly take all steps
necessary to comply” with the law. Reserve Mining Co. V.
EPA, supra note 13, 514 F.2d at 538. With respect to the

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waters formed the drinking supply of several surround-
ing communities, while a medical theory, bolstered only
by inconclusive evidence, suggested that ingestion of the
wastes caused cancer. See pages 93-94 infra. Applying
the “endangering the health or welfare of persons” stand-
ard of the FWPCA, the court found the wastes to be a
danger cognizable under the Act. The court did not
find that the danger was probable; rather it found the
wastes to be “potentially harmful,” 514 F.2d at 528, and
potential harm to be embraced by the “endangering”
standard, id. See page 30 supra. The court concluded:

The record shows that Reserve is discharging a
substance into Lake Superior waters which under
an acceptable but unproved medical theory may be
considered as carcinogenic. As previously discussed,
this discharge gives rise to a reasonable medical
concern over the public health. We sustain the dis-
trict court’s determination that Reserve’s discharge
into Lake Superior constitutes pollution of waters
“endangering the health or welfare of persons”
within the terms of §§ 1160(c)(5) and (g)(1) of
the Federal Water Pollution Control Act and is
subject to abatement.

514 F.2d at 529 (footnote omitted) (emphasis added).
The court thus allowed regulation of the effluent on only
a “reasonable” or “potential” showing of danger, hardly
the “probable” findirg urged by Ethyl as the proper
reading of the “endanger” language in Section 211.

water pollution, as described in the text, the court found the
probabilities of danger to be
low for they do not rest on a history of past health
harm attributable to ingestion but on a medical theory
implicating the ingestion of asbestos fibers as a causa-
tive factor in increasing the rates of gastrointestinal
cancer among asbestos workers.

Id. at 536 (emphasis added). Thus the court only ordered
cessation of dumping within a “reasonable time.” Jd. at 538.

— rental {
POT PMO ENT TELL GAINEY MEY BIE IRE TEN RNS ARR TE IT BR OS LAT PTE A

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The reason this relatively slight showing of probability
of risk justified regulation is clear: the harm to be
avoided, cancer, was particularly great. However, be-
cause the risk was somewhat remote, the court did not
order the immediate cessation of asbestiform dumping,
but rather ordered such cessation within “a reasonable
time.” Id. at 538.

Reserve Mining convincingly demonstrates that the
magnitude of risk sufficient to justify regulation is in-
versely proportional to the harm to be avoided. Cf.
Carolina Environmental Study Group v. United States,
supra. It would be a bizarre exercise in balancing
horrors to determine whether cancer or lead poisoning
is a greater harm to be avoided,* but fortunately such
balancing is unnecessary in this case. Undoubtedly, the
harm caused by lead poisoning is severe; nonetheless,
the Administrator does not rely on a “potential” risk
or a “reasonable medical concern” to justify the regula-

** Petitioners properly point out that, unlike lead, there is
no known safe human exposure level for carcinogens. Nalco
Supp. Br. at 9; Ethyl Supp. Br. at 29. See The Society of the
Plastic Industry, Inc. v. OSHA, 509 F.2d 1301, 1307 (2d Cir.),
cert. denied, 421 U.S. 992 (1975); Industrial Union Depart-
ment, AFL-CIO v. Hodgson, 162 U.S.App.D.C. 331, 499 F.2d
467 (1974). This does not, however, imply that the harm
caused by lead poisoning is less significant than that caused
by cancer, only that safe human exposure levels to the causes
of the two diseases may differ. This the Administrator recog-
nized. Unlike the actions of the Secretary of Labor in the
above cited cases, he did not order the lead content of gaso-
line reduced to the lowest detectable levels, but rather directed
a phased cutback to what he deemed a safe level.

In any case, however, even if cancer is considered more
serious than lead poisoning, the Administrator acted based on
an assessment that the risk of lead poisoning from automobile
emissions was considerably greater than the cancer risk that
motivated the Reserve Mining court. Thus this greater risk
of an arguably lesser harm still constitutes endangerment.

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36

tions before us. Instead, he finds a “significant” risk
of harm to health. While this finding may be less than
the “probable” standard urged by Ethyl, it is con-
siderably more certain than the risk that justified regu-
lation in Reserve Mining of a comparably “fright-laden”
harm. Cf. Environmental Defense Fund, Ine. v. EPA,
150 U.S.App.D.C. 348, 358, 465 F.2d 528, 5388 (1972).
Moreover, like the Reserve Mining court, in the face of
this still less than certain risk the Administrator did not
order the cessation of use of lead additives, but rather
directed a phased step-down to a plateau level. Thus we
conclude that however far the parameters of risk and
harm inherent in the “will endanger” standard might
reach in an appropriate case, they certainly present a
“danger” that can be regulated when the harm to be
avoided is widespread lead poisoning and the risk of that
occurrence is “significant.” *

** This conclusion that a “significant risk of harm” states
a sufficient probability of occurrence to fall within the “will
endanger” standard is bolstered by the fact that Congress
did not employ various modifiers frequently used (in the
Clean Air Act and elsewhere) to mandate more certain en-
dangerment. Thus Congress did not require that the lead
emissions “clearly endanger” the public health, ef. 21 U.S.C.
§ 454(c); id. § 661(c); 50 U.S.C. § 1517, or that the emis-
sions pose an “imminent and substantial endangerment” to
4 the public health, cf. 33 U.S.C. § 1364 (Supp. 1974); 42
: U.S.C. § 300i(a); id. § 1851c-10(b); id. § 1857c-7 (c) (1).
See Reserve Mining Co. v. EPA, supra note 13, 514 F.2d at
528. We find these omissions more significant than the use
of the modifier “will,” which Ethyl argues adds “a particular
F degree of certainty to the probability that must be shown.”
Ethyl Supp. Br. at 12. To the contrary, “will” only makes
it clear that the standard is one of danger and nothing less,
a conclusion with which we agree.

Whether the evidence relied upon by the Administrator is
sufficient to support his finding of a “significant risk of harm”
is discussed below at pp. 66-97 infra.

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2. The Administrator’s Power to Assess Risks. Pe-
titioners argue that Section 211 requires the Adminis-
trator to make a “threshold factual determination” that
automobile emissions “will endanger” the public health,
Naleo Supp. Br. at 15-20; Ethyl Supp. Br. at 24-26,
and dispute EPA’s claim that the Administrator may
make “an essentially legislative policy judgment, rather
than a factual determination, concerning the relative
risks of underprotection as compared to overprotection.”
Industrial Union Department, AFL-CIO v. Hodgson,
162 U.S.App.D.C. 331, 339, 499 F.2d 467, 475 (1974).
We must reject petitioners’ argument, since the power
to assess risks, without relying solely on facts, flows
inexorably from the nature of the “will danger” stand-
ard. We have already found that Section 211 allows
the Administrator to regulate fuel content when he finds
that emissions cause a significant risk of harm to the
public health. Yet, how can the Administrator deter-
mine that a risk is a significant risk if he cannot
assess risks? And how can he assess risks if he can-
not make policy judgments? Surely reliance on “facts”
as contemplated by petitioners will provide little guid-
ance. However, sole reliance on facts was not demanded

by Congress.”

** Besides the arguments discussed below, petitioners sup-
port their claim that a “factual” not judgmental decision is
required by pointing to the absence in § 211 of a phrase ex-
pressly allowing the Administrator to use his “judgment,” in
contrast to the presence of such a phrase in §§ 108 and 202.
Nalco Supp. Br. at 21-22; Ethyl Supp. Br. at 21-22. The argu-
ment ignores an important difference between the cited sec-
tions and § 211. Sections 108 and 202 are mandatory in their
terms; under both sections the Administrator “shall” regu-
late if “in his judgment” the pollutants warrant regulation.
Because of the mandatory nature of the provisions, express
provision for administrative discretion via the “judgment”
phrase is necessary. By contrast, § 211 is permissive: the
Administrator “may” regulate if emissions “will endanger”

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38

Originally, it is true, it appeared that Congress would
severely restrict the Administrator’s ability to assess
risks and make policy judgments to protect public health.
The bill sent to the floor of the House, and eventually
passed by the House, would have allowed EPA to con-
trol fuels or fuel additives only if the determination that
their emission products would endanger the public health
were established

on the basis of specific findings derived from rele-
vant medical and scientific evidence, including * * *
a finding that it is not otherwise technologically or
economically feasible to achieve the emission stand-
ards established pursuant to section 202 of this Act.

H.R. 17255, 91st Cong., 2d Sess. § 210(g)(1) (1970)
(emphasis added). The specific findings requirement had
more than procedural significance. It limited the scope
of evidence on which the Administrator could proceed,
made alternative action under Section 202 mandatory
if possible, and was widely interpreted in the House, as
the extracts of debate relied upon by petitioners show,
Ethyl Supp. Br. at 24; NPRA Supp. Br. at 30; Nalco
Supp. Br. at 15, as requiring that any EPA action be

the public health. Since discretion is provided in the directive
to the Administrator, the safety valve of a “judgment” phrase
is unnecessary. On the other hand, since we find the exercise
of judgment to be implicit in a determination of “danger,”
there is no need for an express statement of that power and
no reason to ascribe significance to the omission of the phrase.

The irrelevancy of the omission is shown by the Amoco
decision, where the court construed § 211(c) (1) (B), which,
like its sister section at issue here, does not contain the phrase
“in his judgment.” Nonetheless, the court recognized the Ad-
ministrator must, necessarily, have the power to assess risks
and make policy decisions under that section whenever the
determinations called for are judgmental. Amoco Oil Co. V.
EPA, supra note 2, 163 U.S.App.D.C. at 180-181, 501 F.2d
at 740-741, quoted in text at pp. 43-44 infra.

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based solely on facts.** See also H.R. Rep. No. 91-1146,
91st Cong., 2d Sess., at 13 (1970).

*s Petitioner Nalco argues that if the specific requirement,
and its subsequent deletion, have substantive effect at all,
that effect relates not to the threshold decision to regulate,
but to the subsequent implementing decisions about how to
regulate. Nalco Supp. Br. at 17-20. It is true that a literal
reading of the House version, proposed § 210(g) (1), sug-
gests that specific findings are required in setting “stand-
ards” for fuel additives rather than for the threshold deci-
sion to regulate. Nonetheless, it is doubtful that the language
was intended to exempt the threshold decision to regulate
from the specific findings requirement, and equally doubtful
that a court would ever have so interpreted it. First, as a
practical matter it is questionable whether specific findings
on “standard” setting could be made without a specific find-
ing as to danger. The threshold finding would seem to be a
prerequisite to any subsequent specific findings. Second, the
legislative history makes it clear that the House intended the
specific findings requirement to apply to the threshold regu-
latory decision. In presenting the proposed bill to that cham-
ber Rep. Staggers, chairman of the committee that drafted
the bill, was confronted with questions about the basis on
which the Administrator could regulate fuel additives. Rep.
Staggers responded that the Administrator could regulate
only “[i]f he has the facts, and he has proven this by facts,
that they are a danger and poisonous * * *.” 116 CONG. REC.
19229 (1970). To confirm that regulation could proceed only
upon a threshold factual determination of danger, Rep. Stag-
gers then quoted the specific findings provision that Nalco
now argues is inapplicable to this question. Id. at 19230.
Likewise, Rep. Rogers, a meniber of Rep. Staggers’ commit-
tee, made clear that the threshold determination—that the
gasoline additive endangers health—must be made on the
basis of facts and findings. Jd. at 19231. These are the only
specific comments on proposed § 210(g) (1), and as they
are made by knowledgeable committee members the legisla-
tive history is clear that specific findings were intended for
the threshold decision to regulate.

This conclusion is bolstered by § 211(c)(1)(B) and its
interpretation by the Amoco court. Section 211(c) (1) (B),
unlike § 211(c) (1) (A), retains the finding requirement and

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40

But the House bill did not become law. The Senate’s
preference for less restriction of EPA freedom in regu-
lating fuel additives for health reasons*’ was adopted

the requirement is phrased as ambiguously as the specific
findings requirement in the House version of § 211(c) (1)
(A). The Amoco court recognized that a literal reading of
this findings requirement (which it termed “awkwardly
drafted,” Amoco Oil Co. v. EPA, supra note 2, 163 U.S.App.
D.C. at 179, 501 F.2d at 739), would produce an anomalous
result, just as the literal reading now urged by Nalco of the
deleted findings requirement would produce an anomalous
result. “Thus in a literal sense the provision requires ‘find-
ings with respect to’ the actual items of data which the Ad-
ministrator must ‘consider.’” Jd., 163 U.S.App.D.C. at 176,
501 F.2d at 736 (emphasis in original). The court rejected
this literal, nonsensical, reading and instead read the statute
to require a threshold factual finding that regulation was
necessary under § 211(c) (1) (B). Zd., 163 U.S.App.D.C. at
176-178, 501 F.2d at 736-738.

Based on the legislative history of the House proposed
§ 210(g) and the Amoco precedent relating to the parallel
section, it is clear that had the proposed specific findings re-
quirement been enacted into law, it would have been inter-
preted, as suggested in the text, as requiring a specific fac-
tual finding for the threshold decision to regulate, and not
necessarily specific findings for all the subsequent implement-
ing decisions.

3° The original Senate version of the bill provided:

The Secretary may from time to time on the basis of in-
formation obtained under subsection (b) of this section
[which required fuel manufacturers to furnish various
information to the Secretary] or other information avail-
able to him, by regulation control or prohibit the intro-
duction into commerce of any fuel or fuels for use in
vehicle engines if the combustion or evaporation of such
fuel produces emissions which endanger the public
health or welfare * * *.

S. 4358, § 212(c) (1), 91st Cong., 2d Sess. (1970). The Sen-
ate bill drew a distinction between regulation on public health
and public welfare grounds and required that regulation for
the latter reason be preceded by public hearings. Jd. § 212
(c) (2). With minor verbal changes and deletion of the

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41

by the conference committee and ultimately enacted into
law.’ Although the legislative history does not expressly

health-welfare dichotomy the Senate version became § 211
(c) 1).

Petitioners argue that the Senate as well as the House con-
templated a factual threshold determination. Nalco Supp.
Br. at 15-16; Ethyl Supp. Br. at 24-26; NPRA Supp. Br. at
30. Their arguments are without merit. While the House
debate contains severai references to the need for such a de-
termination, always coupled with discussion of the “specific
findings” requirement, see notes 38 supra and 40 infra, peti-
tioners can point to no express reference in the Senate pro-
ceedings to the need for a factual threshold finding. Instead
they identify discussions of danger and suggest that these
somehow imply that the assessment of danger be factually
based. The implication is nonsensical; the cited discussions
do no more than reiterate the language of the statute, which
does not in terms require a factual finding. See S. Rep. No.
91-1196, 91st Cong., 2d Sess. 117 (1970) (“if the combustion
or evaporation of such fuel produces emissions which en-
danger the public health or welfare’); id. at 33-34 (“emis-
sion that is a direct endangerment to the public health”)
(see notes 25 & 36 supra); 116 CONG. REC. 32921 (1970)
(statement of Sen. Baker) (“emissions that, in and of them-
selves, endanger the public health or welfare”) (see page 58
infra). When compared with the explicit House discussion
of the need for a factual finding, these statements only show
that the Senate intended no such thing. Ethy] also cites this
excerpt from the Senate Report:

“The [Administrator] may prohibit the use of any fuel
in commerce which may provide emissions that, he finds,
would endanger the public health.” Sen. Rep. No. 91-
1196, 91st Cong., 2d Sess. 64 (1970).
Ethyl Supp. Br. at 25 (emphasis in original). Since the Senate
bill explicitly deleted the finding requirement for action un-
der § 211(c) (1) (A), this language can hardly be taken as
supporting its svb silentio inclusion. If anything, the lan-
guage, which uses “finds” in its colloquial, not legal, sense,
only demonstrates the judgmental nature of the Administra-
tor’s decision. See note 37 supra.

* For this reason, stat

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385609_0191%3A1. Public record. Not legal advice.
