# Opposition Brief — Cocke v. Cantor

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1975
- **Citation:** 423 U.S. 835

## Text

| LIBRARY
COURT, U. B

IN THE

SUPREME COURT OF THE UNITED

October Term, 1974

No. 74-1532

FRANCIS M. COCKE, Petitioner
Vv.
IRWIN S. CANTOR, et al., Respondents.

BRIEF IN OPPOSITION TO
PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

Hubert E. Kelly, Esq.
550 West Washington

Phoenix, Arizona 85003

and

Wallace O. Tanner, Esq.
Tanner, Jarvis & Owens
3800 N. Central Avenue
Phoenix, Arizona‘ 85012

Attorneys for Respondents

Steven H. Schneider, Esq.,
Title Insurance Company of
Minnesota, James Stewart
Company, M. Seth Horne and
Maurine D. Horne, his wife,
Arleigh H. Burton, and in
propria persona for themselves

July 24, 1975

INDEX
Page

Opinion and Judgments Below.. 2
PUCPLSGLCELONs scvccccersccsecce 2
Questions presented.........- 2
Statement of the case........ 3
Arguments
I. Jurisdiction is con-
ferred upon the dis-
trict court, 28 U.8.C.A.
§1343, to review state
court judgments entered
in violation of Peti-
tioner's right to due
process of law as pro-
tected by the Civil
RIGhts Act. .ccocvcsevece ~
II. The District Court did
not err in finding that
the state court had
jurisdiction in the
Original litigation... 10
III. Petitioner's action
against attorneys
Kelly and Tanner is
frivolous and with-
Out Merit.cccccscesceee 17
Conclusionececscceseccsscescce AY
Certificate of service....... 21

CITAT

Brown v. Joseph...
463 F.2d 1046 (3rd
Cocné vw. Cocks. .« « «
Civil No. D-89833,
Cty., Ariz. Super,
filed December 31,

March 15, 1969, aff

(1970)
Cocke v. Cantor, et a
No. 74-1997 (Octobe
: Cocke v. Transamerica
“$ Insurance Co. ...
16 Ariz. App. 556,
756 (1972)

IONS

Cir.

1970)

Maricapa

Ct.,
1968
"dad.

.
rit.
Tit

and
13

Ariz. App. 57, 474 P.2d 64

1974)
le

494 P.2d

Concerned Consumer's League v.

a eS ee

1974)

319 U.S. 157, 161,
Francisco Enterprises

Kisby « « °

French v. Corrigan. .
432 F.2d 1211 (7th

trial Organization.
307 U.S. 496, 507,
James Stewart Co. v.

Cty., Ariz. Super.
April 22, 1969

ii

162

371 F.Supp 644 (EB. D. Wisc.

Douglas v. City Jeannette. .

(1943)

» 2a. Ve

482 F.2d 481 (9th Cir.

iy Ege

508

1973)

1970)

Hague v. Committee for Indus-

(1939)

CoGne. «. 2

Ct.s

Civil No. C-222472, Maricopa

filed

4

RO ar ae eer

Page

James Stewart Co. v. Cocke. .. 4
(November 10, 1970), aff'd.
sub. nom., Cocke v. Trans-
america Title Insurance >.

16 Ariz. App. 556, 494 P.2a
756 (1972)

James Stewart Co. v. Cocke. .. 5
Civil No. 1-CA-CIV-2306 (Ariz.
App. May 17, 1973)

VONES. 9. DAYOT 26.6 4 es a D8
392 U.S. 409, 412 (1968)

Lynch v. Household Finance
Se ee ee er ee a
405 U.S. 538, 543, 544 (1972)

Morgan v. Sylvester ... eo oe

125 F.Supp. 380, aff'd 220
F.2d 758 (2nd Cir. 1955)
Paul v. Dade County .....
419 F.2d 10 (5th Cir. 1969),
cert. den., 397 U.S. 1065

oi By: 7,

(1970)
Scott v. California Supreme
Court... « . - 16

426 F.2d 300 (9th Cir. 1970)
Smallwood v. United States. .. 18

358 F.Supp. 398 (E.D. Mo.

(1973)

iii

IN THE
SUPREME COURT OF THE UNITED STATES

October Term, 1974

FRANCIS M. COCKE, Petitioner,
Vv.

IRWIN S. CANTOR, EINO M. JACOBSON,
FRANCIS J. DONOFRIO, WALLACE O.
TANNER, HJBERT E. KELLY, STEVEN

H. SCHNEIDER, LORETTA S. WHITNEY,
POWELL B. GILLENWATER, TRANS-
AMERICA TITLE INSURANCE COMPANY,
TITLE INSURANCE COMPANY OF MINNE-
SOTA, JAMES STEWART COMPANY and

M. SETH HORNE and MAURINE D. HORNE,
his wife, JOAN H. COCKE, ARLEIGH H.
BURTON, Respondents.

BRIEF IN OPPOSITION TO
PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

This is a brief in opposition to
the petition of Francis M. Cocke for a
writ of certiorari to review the judg-
ment of the United States Court of
Appeals for the Ninth Circuit entered

NINE SI RIEL OLE

_— — CREE TEY ALLEL LIL LIP PLE LL SE EO OO EL

on October 7, 1974. The brief is due
July 24, 1975.

OPINION AND JUDGMENTS BELOW

Respondents agree with the Peti-
tioner's summary of the opinion and
judgments below.

JURISDICTION

Respondents agree with the Peti-
tioner's statement of jurisdiction in
this Court.

QUESTIONS PRESENTED

On page 2 Petitioner maintains
the question presented to be whether
his pro se complaint, predicated upon
the Civil Rights Act, should have been
dismissed with prejudice where the re-
lief sought was review and vacation of
state court orders which allegedly de-
nied Petitioner due process of law, on
grounds the state court lacked subject
matter jurisdiction. On page 14 Peti-
tioner states the question differently.
There he says the question is whether
the Civil Rights Act permits the fed-
eral court to review state court's judg-
ments entered in violation of the Peti-
tioner's right to due process of law.

The Respondents submit that
neither proposition states the question
presented. The District Court held
that it had jurisdiction under the
Civil Rights Act to review constitu- ot
tional issues not litigated in the

2

= gS 4 ANOLE GELLER NIP
ESPEN PRA IGE SNP § EIS .

state court. It examined Petitioner's
alleged wrong, i.e. that the state
court proceeded to judgment without
"indispensable parties" and, therefore,
without jurisdiction, concluding Rule
19(b) considerations were equitable,
not jurisdictional. It held that the
state court had jurisdiction, and by
reason thereof the Petitioner's com-
plaint failed to state a cause of
action. Therefore, the question pre-
sented is whether the District Court
erred in so holding.

STATEMENT OF THE CASE

The action arises out of a real
estate transaction and resulting state
court litigation. Respondents are
practically every party, attorney and
judge who were in any way involved with
the case.

In 1964 Petitioner and his ex-
wife made a property settlement agree-
ment, pursuant to which a trust was
established. They were divorced in
1967. Certain property held by them
and the trustee was agreed to be sold
in 1968 to James Stewart Company (or
its nominee the Respondents Horne).
Transamerica Title Insurance and Trust
Company (hereinafter referred to as
Transamerica) was the escrow agent. A
dispute arose between the Petitioner
and his ex-wife over payment instruc-
tions and after the refusal of the
Petitioner to execute certain documents

3

the buyers brought suit for specific
performance. James Stewart Co. v.
Cocke, Civil No. C-222472, Maricopa
Cty., Ariz. Super. Ct., filed April 22,
1969. Transamerica was joined in this
action as an additional defendant by
Petitioner seeking damages for the
alleged mishandling of the escrow
transaction. It answered and counter-
claimed against Petitioner seeking
attorneys' fees and costs. Thereafter
it moved for summary judgment which was
granted, resulting in an award of
attorneys’ fees. The underlying pay-
ment dispute between Petitioner and his
ex-wife was litigated in post-divorce
proceedings in which the court held,
among other things, that the sale pro-
perty had been placed outside of the
trust. Cocke v. Cocke, Civil No.
D-89833 (Maricopa Cty., Ariz. Super.
Ct., filed December 31, 1968 and

March 15, 1969), aff'd. 13 Ariz. App.
57, 474 P.2d 64 (1970).

In a series of judgments the
State trial court dismissed the Peti-
tioner's counter and cross-claims
against his ex-wife and other parties
in the specific performance action,
James Stewart Co. v. Cocke, supra,
(November 10, 1970), aff'd. Sub. nom.,
Cocke v. Transamerica Title Insurance
Co., 16 Ariz. App. 556, 494 P.2d
756 (1972), and entered judgment
against Petitioner ordering the sale
consummated. James Stewart Co. v.
Cocke, supra, (September 27, 1972). A
subsequent appeal to the Arizona Court

bailed

a ee

of Appeals was dismissed on the grounds
of not being timely agate James

Stewart Co. v. Cocke, Civil Nol

1-¢ ~CA-CiV-2206 (Ariz. . App. May 17,

1973). Following Genial of Petitioner's
motion for rehearing, no further state
court action was taken by him. However,
ie = to comply with the judgment
of september 27, 1972 and Respondents
Ji nes. Stewart Company and the Hornes,

tion to the state trial

upen ay plic. 2
court, obtained a writ of assistance
to enforce the September 27, 1972
ial, apa (Peti t ioner's Ay as Xy Ds
13 IU Q-] ae ) .

Peti itioner then hroudaht this « iit
under the Civil Rights Act in the feder
al district court The defendants be-

.
low and Pespondents herein filed motions
i

to dismiss on varicus arounds.

The District Court disinissed the
Petitioner's complaint with prejudice.
The Ninth Circuit Court of Appeals

affirmed the District Court's «a
pursuant to Respondent's mot

affirm, Cocke v. Cantor, et al

pects a as Peed. m we eee 2 aw
74-1997 (October 7, 1974), and this
petition followed.

Jurisdiction is conferre d upen

Be m1 Neda
the district court, 28 U.S.C.A. (§1343,

to review State court judgments entered

in violation of Petitioner's right to
due process of law as protected by the
Civil Rights Act. 42 U.S.C.A. §1981
et Seq.

As justification for granting the
writ of certiorari Petitioner asserts,
pursuant to Rule 19, that the lower
courts are not in accord as to whether
a federal court has jurisdiction to re-
view state court judgments entered in
violation of Petitioner's right to due
process of law. In support of this con-
tention Petitioner cites Paul v. Dade
County, 419 F.2d 10 (5th Cir. 1969),
cert. den., 397 U.S. 1065 (1970) and
Concerned Consumer's League v. O'Neill,
371 F.Supp. 644 (E.D. Wisc. 1974).
Petitioner contends that the court in
the Paul case, supra, found that the
district court Rad no jurisdiction to
review a state court's judgment, while
the court in Concerned Consumer's
League, supra, found that a federal
district court did have jurisdiction to
review a state court's judgment. Upon
a closer examination, it is apparent
that these decisions: (1) do net show
a conflict between the circuits-’; (2)
do not conclude as Petitioner has sug-

l/ conceivably, Petitioner might have
argued that the Ninth Circuit's
affirmance of the District Court
in this case, which held that it
had jurisdiction to review the

————— PSRs AIK Ys a ee

‘gested; and, (3) are both distinguish-
able from the case at bar.

Petitioner has failed to show a

conflict between the circuits as Paul
v. Dade, supra, is a decision rendered
by the Fifth Circuit and Concerned Con-
sumer's League, supra, is a decision

rendered by a federal court for the
Eastern District of Wisconsin. 2/ Fur-
thermore, the holding in neither case
is consistent with Petitioner's
interpretation. The court in Paul,
supra, did not address itself to the
issue of whether a federal court can
review a state court judgment entered
in alleged violation of due process
pursuant to the Civil Rights Act. The
court states that a federal district
court is without jurisdiction to hear
federal constitutional claims already
litigated in state court where there
is an appealable judgment by a state
court at the time the federal suit is
instituted. The court in effect held
that constitutional issues sought to be
raised in federal district court which

state court judgments allegedly ren-
dered in violation of Petitioner's
civil rights, conflicts with the
Fifth Circuit's holding in Paul v.
Dade, supra. However, for reasons
set forth such an argument would

be without merit.

See Footnote l.

were previously raised, determined and
denied in a prior state action are not
issues which the federal district cou~*
has jurisdiction to reconsider.

The court in Concerned Consumer's
League, supra, likewise never addressed
itself to the issue of a federal court's
ability under the Civil Rights Act to
review a state court judgment entered
in alleged violation of the Petitioner's
right to due process. There the court
referred to the district court's abili-
ty to render a decision enjoining the
enforcement of a state court's injunc-
tion. The court referred to the feder-
al anti-injunction statute saying that
actions initiated under 42 U.S.C.A.
§1983 of the Civil Rights Act were ex-
cepted from that limiting statute and
that the court was not restricted from
prohibiting enforcement of a state court
injunction.

Moreover, both of these cases are
distinguishable from the case at bar.
In Paul, supra, the plaintiff brought
an action in a state court alleging
violation of his constitutional right
of freedom of religion. In a subse-
quent federal action, predicated on the
Civil Rights Act, he attempted to reli-
tigate the same constitutional issues.
Here, Petitioner did not allege viola-
tion of his constitutional rights in
the state court action. The court's
holding in Paul, supra, with respect to
jurisdiction of the federal district

court is, therefore, distinguishable
from the instant case,

In Concerned Consumer's League,
supra, the court addressed itself to
the issue of whether the federal anti-
injunction statute would limit the
court's ability under the Civil Rights
Act to prohibit enforcement of a state
court injunction. Certainly the in-
stant action does not involve a state
court injunction nor the federal anti-
injunction statute and is, therefore,
distinguishable from Concerned Consu-
mer's League, supra.

The decision of the District

Court in the present action is fully in
accord with several major decisions of
this Court, which has held in the two
major cases of Jones v. Mayer Co., 392
U.S. 409, 412 (1968) and Lynch v.
Household Finance Corp., 405 U.S. 538,
543, 544 (1972), that the rights to due
process of law and equal protection of
the laws are guaranteed to any person,
and that the remedy for deprivation of
such rights is provided by the Civil
Rights Act, Title 42 U.S.C.A. §1981, et
seq., jurisdiction over the enforcement
of which is given to the district court
by Title 28 U.S.C.A. §1343. The court
in Jones, supra, and,Lynch, supra,
follows its earlier decisions of Hague
v. Committee for Industrial Organiza-
tion, 307 U.S. 496, 507, 508 (1939) and
Douglas v. City of Jeannette, 319 U.S.

’ ’ ~ In addition, all

of the circuits have referred to and
appear to be in accord with these major
cases.

The decision herein is not in con-
flict with the decisions of other cir-
cuits nor is it contrary to any deci-
Sion of this Court. It is clear that
the District Court had jurisdiction over
any claims of Petitioner arising under
the Civil Rights Act. Indeed, it so
held in dismissing Petitioner's com-
Plaint which action was affirmed by tte
Ninth Circuit Court of Appeals.

Lz
The District Court did not err in

finding that the state court had juris-
diction in the original litigation.

Petitioner alleges that the judg-
ments entered by the state court viola-
ted his right to due process of law be-
cause the court had no jurisdiction over
the subject matter of his case. The
District Court held that the state court
did have subject matter jurisdiction,
but with regard to the complaint said:
(Petitioner's Appendix, pp 160-161.)

"2 « e« efit) failed to demon-
strate that the defendants
used the courts unequally a-
gainst him [Petitioner], or
that the process was a sham,
Or that any significant right
was denied him [Petitioner]

10

a f F Sar - WE OR PN Vy SF Ne ee , ORS aes

without legal justifica-
tion. It is not made

clear how any one indivi-
dual acted alone or in con-
spiracy to accomplish such

a result. . . .The complaint
does not state a claim under
the Civil Rights Act."
[Brackets supplied. ]

The first page of the answer and
counterclaim clearly indicates that the
Petitioner himself invoked the juris-
‘diction of the Superior Court in June,
1969. The legal description of the
real property attached to the complaint
Shows that the property involved in the
State court litigation was located in
Maricopa County, Arizona. Therefore,
the Superior Court clearly had juris-
diction over the real property located
in Maricopa County, which was the sole
subject of Petitioner's litigation.
Moreover, as pointed out in Respondent
Transamerica's response herein, juris-
diction over the subject real estate
escrow is likewise apparent. (fTrans-
america's Brief in Opposition, ae Pe
It is respectfully submitted that the
state court having jurisdiction over
the person, the property of Peti-
tioner, and subject matter had
jurisdiction to enter the judgments
which Petitioner now seeks to reliti-
gate under the Civil Rights Act.

The substance of Petitioner's
jurisdictional argument is the conten-

11

tion that the courts proceeded to judg-
ment in the absence of indispensable
parties. The District Court addressed
itself to that issue saying:

"It is well settled that

the considerations in Rule
19(b) [F.R.C.P.] are equit-
able, not jurisdictional.
‘To say that a court must
dismiss in the absence of

an indispensable party and
that it cannot proceed with-
out him puts the matter the
wrong way around: a court
does not know whether a par-
ticular person is indispens-
able until it has examined
the situation to determine
whether it can proceed with-
out him.'" Provident Trades-
mens Bank & Trust Co. v.
Patterson, 390 U.S. 102,
119. [Brackets supplied.]

Petitioner's jurisdictional argu-
ments were more specificaliy set forth
in his complaint before the District
Court. (Petitioner's: Apper.dix, p 39-
50.) These same arguments which Peti-
tioner is attempting to relitigate,
were dealt with by the Arizona Court of
Appeals in Cocke v. Transamerica Title
Insurance Co., 16 Ariz. App. 556, 494
P.2d 756 (1972), where the court stated:

", . « - [Petitioner] contends

the trial court lacked juris-

12

ee

diction in this matter
for the following rea-
sons:

(1) Because Trans-
america's counter-
CLAam for attorney's
fees was based upon
only one provision of
the escrow instruc-
tions-~-granting the
escrow agent aitorney's
fees--‘it is elemental
that a party to a con-
tract cannot come into
court seeking the en-
forcement of only its

claimed rights uncer
selected provisions of
the contract, without
regard to its obliga-
tions under the other
Provisions also incor-
porated into its plead-
ings, Since such relief
is beyond the power or
jurisdiction of the
court to grant.’

(2) Transamerica did not
erp the other perty
to the escrow instruc-
tions in its counter-
claim for attorney's
fees and such other
party was ‘indispen-
able'

13

(3) Since Transamerica's
counterclaim did not
join the minor bene-
ficiaries of a trust
formed by Mr. and Mrs.
Cocke, the trial court
was without jurisdic-
tion to proceed.

; Turning to the last 'juris-
F Gictional' argument fi rst, as

z we have previously pointed out
: ina f otnote, our deci: ion in
: Cocke v. Cocke, supra, held

: that the interest of Mrs. Cocke
ke in the real property involved

: in this sale was not ject

é to any trust. PO argue at

’ this late date that the bene-

b ficiaries of that trust still

r have an interest in the dis-

; position of this real property

3 and therefore are indispen-
sable parties, not only taxes
the patience of this Court
but calls into serious ques-
tion the advocacy of appel-
lant's counsel.

ews ee ey

(2) The appellant's
first ‘jurisdicticnal'
ground is also without
merit. There is no conten-
tion that the trial court
did not obtain personal
jurisdiction over appellant
and appellee and that they
were not properly before
the Court. There is like-

14

wise no contention that

the trial court lacked
subject matter jurisdic-
tion to determine whether
Transamerica was guilty of
negligence or breach of
fiduciary duty in adminis-
tering the escrow agree-
ment. If we understand
appellant's argument cor-
rectly, it is that if a
person is a party to a
contract, one provision of
which allows a prevailing
party attorney's fees in
any litigation arising out
of that contract, the party
to that contract may not sue
under that provision alone
because to do so in some
manner fails to consider
all the other provisions of
the contract and thus would
abrogate those other provi-
sions which the court has
no jurisdiction to do. To
State the proposition is

to show its preposterous-
ness. Admittedly, the
trial court might err in
determining that a party is
entitled to attorney's fees,
but ‘error' and 'jurisdic-
tion' are two wholly separ-
ate and distinct concepts,
and jurisdiction is not in-
volved in the foregoing
situation.

15

pcs, oe

7
~

rae 4

eR miele. re Ue ~ bl
ORCI ARR ere eeeceteneeoeennnemressaee i

en itu

tion that the courts proceeded to judg-
ment in the absence of indispensable
parties. The District Court addressed
itself to that issue saying:

"It is well settled that

the considerations in Rule
19(b) [F.R.C.P.] are equit-
able, not jurisdictional.
‘To say that a court must
dismiss in the absence of

an indispensable party and
that it cannot proceed with-
out him puts the matter the
wrong way around: a court
does not know whether a par-
ticular person is indispens-
able until it has examined
the situation to determine
whether it can proceed with-
out him.'" Provident Trades-
mens Bank & Trust Co. v.
Patterson, 390 U.S. 102,
119. [Brackets supplied.]

Petitioner's jurisdictional argu-
ments were more specifically set forth
in his complaint before the District
Court. (Petitioner's Appendix, p 39-
50.) These same arguments which Peti-
tioner is attempting to relitigate,
were dealt with by the Arizona Court of
Appeals in Cocke v. Transamerica Title
Insurance Co., 16 Ariz. App. 556, 494

P.2d 756 (1972), where the court stated:

". . « . [Petitioner] contends
the trial court lacked juris-

12

Giction in this matter
for the following rea-
sons:

(1) Because Trans-
america's counter
claim for attorney's
fees was based upon
only « one provision of
the escrow instruc-
tions- jranting the

SC row AGE nt atta 1ey

fees-="'it is elemental

that a party to a con-
tract cannot come into
court seeking the en-
forcement of Only its

Claimed rights under

selected provisic

the contract, without

“regard to its obliga-

past under the other

Pi visions also ir 1cor=

‘s

ay since such faltat
S beyond the power or

urisdiction of the
ourt to grant,"

(2). Transamerica did not

join the other p

1€ if arty
to the escrow in: sLiuc-
tions in ite counter-
Claim for at torney's

fees and such Other
£
t

party was 'indispen-
able' .

13

I TNR NERA PoMmeIgt Shee Pt

(3) Since Transamerica's
counterclaim @id not
join the minor bene-
ficiaries of a trust
formed by Mr. and Mrs.
Cocke, the trial court
was without jurisdic-
tion to proceed,

furning to the last "fur

‘ gui G4 t, as
7 1 a t ( Le, r ad : on
Cocke v. Cocke, a, held

] E the : ate) ap ee

n the 1 pr ty lived
n S ile a bject
O.any 1 ey Oo gue at
this Le te cate that the 5 ne~-
ficiaries of that trust stj il
have an inter st in the die-
position of this real broperty
ind therefore re indispen-

ble parties, not only taxes
ihe patience of this Court

first jurisdictional'
ground is also thout
merit. There iS no conten-

tion that the trial court
Gid not obtain personal
jurisdiction over appellant
and appellee and that they
were not properly before
the Court. There is like-

14

Oe Oe eee ae eS Ra

ee ae

wise no contention that

the trial court lacked
subject matter jurisdic-
tion to determine whether
Transamerica was guilty of
negligence or breach of
fiduciary duty in adminis-
tering the escrow agree-
ment. If we understand
appellant's argument cor-
rectly, it is that if a
person is a party to a
contract, one provision of
which allows a prevailing
party attorney's fees in
any litigation arising out
of that contract, the party
to that contract may not sue
under that provision alone
because to do so in some
manner fails to consider
all the other provisions of
the contract and thus would
abrogate those other provi-
sions which the court has
no jurisdiction to do. To
state the proposition is

to show its preposterous-
ness. Admittedly, the
trial court might err in
determining that a party is
entitled to attorney's fees,
but ‘error' and ‘jurisdic-
tion' are two wholly separ-
ate and distinct concepts,
and jurisdiction is not in-
volved in the foregoing
situation,

15

(3) Appellant's next

a
1.1

argument that the buyers
un@er the escrow instruc-
tions were ‘indenspensable
parties" to Transamerica's
counterclaim against appel-
lant is also without merit.
Transamerica's claim for
attorney's fees arose out
of and only out of Ccefend-
ing appellant's alleged

alain . t it ft wa

>] . i S
4 A 4 > ’
71 ‘ ' | ] ke
‘
5 } d [@)
x; % .
7 ‘ i ey i's S
2
> ’
‘ - ? . ~
° ~ +. a ’
S ' | > I
. «

nor any other party to the
CScrow agreement would even
be proper parties to Trans-
emerica's claim for attor-
ney's fees, let alone in-
Gispensable parties.

”_

or the foregoi:

EONS we hold the tria

hed jurisdiction to deter-

in e the Ssu Ss pd] ine a be be
I

fore it." 494 P.2q@ at 7 as

n the e of Scott v. Cal c
.. a > 4 , +3 n a, ; —~
5 Be ups ‘ ‘ t, S £720 D (9th
“IT } FF .} . »- i +. 3. = --%
Saks BE 1970), Line Ourt held that where

the state court had valid jurisdiction
and plaintiff simply Jost his case,
plaintiff was absolutely precluded from

collaterally attacking the judgment of
the state court under the guise of the

16

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POP a ER PUSS

Civil Rights Act. The Ninth Circuit
has also held in Francisco Enterprises,
Inc. v. Kirby, 482 F.2d 481 (9th Cir.
1973), that res judicata principals
will apply to preclude parties from re-
litigating constitutional claims ina
federal district court subsequent to an
adverse judgment on the merits of such
claims by a state court of competent
jurisdiction.

Petitioner's jurisdictional argu-
ments are without merit and constitute
no more than an attempt.to relitigate
issues already decided in the state
courts.

Le ® |

Petitioner's action against attor-

neys Kelly, Tanner and Schneider is
frivolous and without merit.

The substance of Petitioner's
argument to the District Court is that
the Respondents acted in concert to
deprive him of his constitutional right
to due process. In his complaint Peti-
tioner fails to state anything upon
which a cause of action against attor-
neys Kelly, Tanner and Schneider could be
based under the Civil Rights Act. A re-
view of the record demonstrates that Pe-
titioner simply attempts to relitigate
issues already tried in state court.

It is well settled that the assertion
of a violation of Petitioner's rights
and a conspiracy cannot be used as a
guise to relitigage substantive issues

17

already adjudicated at the state court
level. Francisco Enterprises, Inc. v.
Kirby, supra; Morgan v. Sylvester, 125
F.supp.s 380, @££°a. 220 F.i4a 198 (2nd
Cir. 1955); and, French v. Corrigan,
432 F.2d 1211 (7th Cir. 1970). cate

Petitioner fails to allege any
facts upon which a cause of action
could be based under the Civil Rights
Act against these attorneys. He merely
mentions them as being attorneys for
their respective clients.

It is well settled in federal law
that activities of a private attorney,
in his capacity as a representative for
a client, cannot be the basis for a
cause of action under the Civil Rights
Act. In several cases it has been held
that a court-appointed attorney ina
criminal proceeding is immune from suit
based on a Civil Rights Act because his
acts cannot be considered performed
under color of law. french v. Corrigan,
supra, and Brown v. Joseph, 463 F.2d —
1046 (3rd Cir. 1972). The same ration-
ale has been used to give a court-
appointed attorney immunity for his
acts in representing a trustee in bank-
ruptcy. Smallwood v. United States,
358 F.Supp. 398 (B.D. Mo. 1973). If
a court-appointed attorney can be held
immune from a suit under the Civil
Rights Act for any activities arising
out of his representation of a client
it would seem even more rational that
a private practitioner should be immune
from the same.

18

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Furthermore, with respect to
Petitioner's allegations of conspiracy,
the District Court found that:

" . . .reading the complaint
with every intendment in its
favor, it fails to demonstrate
that the defendants used the
courts unequally against him
[Petitioner], or that the pro-
cess was a sham, or that any
significant right was denied
him [Petitioner] without legal
justification. It is not made
clear how any one individual
acting alone or in conspiracy
to accomplish such a result. .
. .the complaint does not state
a claim under the Civil Rights
Act." Scott v. California
Supreme Court, 426 F.2d 300
(9th Cir. 1970).

CONCLUSION

For the reasons set forth above,
Respondents respectively submit that
the Petition for Certiorari should be
denied.

Respectfully submitted

YR

“HUBERT E. KELLY /7
550 West Washington
Phoenix, Arizona 8500

and

19

pa hee ae " ee ee ee

TANNER, JARVIS, OWENS & HOYT

WALLACE O. TANNER

3800 North Central Avenue
Phoenix, Arizona 85012

Attorneys for Respondents

Steven H. Schneider, Fsq.,
Title Insurance Company

of Minnesota, James Stewart
Company, M. Seth Horne ana
Maurine D. Horne, his wife,
Arleigh H. Burton, and in
propria persona for
themselves

20

SAN

CERTIFICATE OF SERVICE

adi hereby certify that on this
<3 day of July, 1975, three copies
of the Brief in Opposition to Petition
for a Writ of Certiorari were mailed,
postage prepaid, to the following
attorneys. I further certify that all
parties required to be served have been
served.

John R. Sticht

Attorney for Respondents

Irwin S. Cantor, Eino M. Jacobson,
and Francis J. Donofrio

309 State Capitol Building

Phoenix, Arizona 85007

Powell B. Gillenwater

Browder & Gillenwater, P.C.

Attorneys for Respondent Transamerica
2304 First Federal Savings Building
3003 North Central Avenue

Phoenix, Arizona 85012

Ralph E. Hunsaker, Esq.

O'Connor, Cavanagh, Anderson,
Westover, Killingsworth & Beshears

1800 First Federal Savings Building

3003 North Central Avenue

Phoenix, Arizona 85012

Loretta S. Whitney

Attorney for Respondent Joan H. Cocke
603 Luhrs Building

Phoenix, Arizona 85003

21

Richard Anthony Johnson
Counsel for Petitioner
132 South Central Avenue
Suite 7

Phoenix, Arizona 85004

HUBERT EF. SELLY
550 West Washingto
Phoenix, Arizona 03

and

TANNER, JARVIS, OWENS & HOYT

Oe ata O. TANNER
3800 North Central Avenue
Phoenix, Arizona 85012

Attorneys for Respondents

Steven H. Schneider, Esq.,
Title Insurance Company of
Minnesota, James Stewart
Company, M. Seth Horne and
Maurine D. Horne, his wife,
Arleigh H. Burton, and in
propria persona for themselves

22

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385608_1154%3A5. Public record. Not legal advice.
