# Petition for a Writ of Certiorari — Wyeth Laboratories v. Reyes

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385608_1037%3A1

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for a Writ of Certiorari
- **Published:** January 1, 1974
- **Citation:** 419 U.S. 1096

## Text

“* acme CuUUis te .

IN THE os
Supreme Court of the United States

OctTosprer TERM, 1974

No@4-501'

WyerruH LABORATORIES, a division of American Home
Products Corporation, a Delaware corporation,
Petitioner,
v.

Errranio Reyss, individually and as next friend of
Anita Reyes, a minor,
Respondent.

PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

~

CLark M. CLIFFORD
_ Tuomas D. FINNEY, JR.
THomaAs RICHARD SPRADLIN
CLIFFORD, WARNKE, GLASS,
McILwaIn & FINNEY
815 Connecticut Avenue, N.W.
Washington, D. C. 20006

R. B. Kapine, JR.
WILLIAM J. MCKLVEEN
EBERLE, BERLIN, KapiInG, TURN-
Bow & GILLESPIE, CHARTERED
300 North Sixth Street
Post Office Box 1368
Boise, Idaho 83701

Counsel for Petitioner
October 29, 1974

Press or Byron S. ADAMS PRINTING, INC., WASHINGTON, D. C. —

TEE LED LI PLT ELE ELE AIOE EE SE SOEY GLY MEY

INDEX
Page

Petition For A Writ oF CERTIORARI TO THE UNITED
States Court oF APPEALS FOR THE I‘reTH CrrcuiT.. 1

BE OT TCT E RT TCOEETET ETT ETT ET 1
NS eddy ca kniwks ons aed ein an% 6b 0645465 2
QUESTIONS PRESENTED 2.0.02 cccccescccnccesesccaces 2
ConsTITUTIONAL, STATUTORY, AND FEDERAL REGULATIONS
EE cd ha prkabha sade e eke W ane eb ated eacde i 3
STATEMENT OF THE CASE ............ rr eee ee oe 6
REASONS FOR GRANTING THE WRIT ............20e000- 8

A. Congress Has So Pre-empted the Field of Law
Applicable to Labelirg of Prescription Biologi-
eal Drug Products That It Was Error for the
Courts Below To Dispose of this Case Solely
on the Basis of Local Tort Law ............. 8

B. The Decision of the Court of Appeals is in
Conflict with Applicable Texas Law and Public
Policy on the Important Question of Whether
the Manufacturer of a Prescription Drug has a
Duty to Warn the Ultimate Consumer of Pos-

sible Risks Involved in Taking the Drug...... 15
SIE a 5s 0a ba chad eNO CKO FRE WN OREN e . 5055 26

Appenpix A—Reyes v. Wyeth Laboratories, 498 F.2d
a Pe sh ek haan nat oek bane ean e eens la

Appenpbix B—Vernon’s Education Code of Texas, § 2.09 60a

Apprenpix C—Presidential Proclamation 4329, Jimmuni-
zation Action Week, 1974, October 21, 1974 [39
Fed.Reg. 37629 (Oct. 23, 1974)] ................ 62a

ii Index Continued
AUTHORITIES
C'AsEs: Page \
Algoma Plywood & Veneer Co. v. Wisconsin Employ-
ment Relations Board, 336 U.S. 301 (1949) ...... 12
Davies Warehouse Co. v. Bowles, 321 U.S. 144 (1944) 11
Davis v. Wyeth, 399 F.2d 121 (9th Cir. Eee 22, 23
Garner v. Teamsters Union, 346 U.S, 485 (1953) ...... 12
Gravis v. Parke-Davis & Co. 502 S.W.2d 863 (Tex.Civ.
App.—Corpus Christi, 1973) ............... 19, 20, 25
Karp v. Cooley, 493 F.2d 408 (Sth Cir. 1974) ... .20, 21, 25
McDermott v. Wisconsin, 228 U.S. 115 (1913) ........
Northern Pacific Ry. Co. v. Washington, 222 U.S. 370
CEE Suen hae Voda tes cuidate ou eielacete ls 12
Reyes v. Wyeth Laboratories, 498 F.2d 1264 (5th Cir.
Rane na ached kuna ies ceed bak tee 1, 2, 7, 14, 16, 17,
18, 19, 21, 22
Savage v. Jones, 225 U.S. 501 (1912) ................ 2
Second Employers’ Liability Cases, 223 U.S. 1 (1912) 12
Southern Ry. Co. v. Reid, 222 U.S. 424 (1912) ........ 12
Texas & Pacific Ry. Co. v. Abilene Cotton Oil Co., 204
Ses SED oi Svat ta teed ater pc, ol, 12
Wilson v. Scott, 412 S.W.2d 299 (Tex. BTS Avi esess 20

STATUTES AND REGULATIONS:
Oe SIMA FIED 4 kin a he vn eck Set rene eke 2

Federal Food, Drug, and Cosmetie Act of 1938, 52 Stat.
1040 (1938) as amended, 21 U.S.C. §§ 301, et seq.

GUOOEs ca chdes we ea We der ehenh concceueucueeuc: 2, 8, 11

ck. SEP RE I ar ia nl O 10

cogs lh. EE PETE EOL FO et Dea 3, 4, 8,9

cyte cea gs Eee Par eT En ee a sna a tls 4,8
Public Health Service Act, 58 Stat. 702 (1944) as

amended, 42 U.S.C. §§ 262 et seq. (1970) ........ 2,9

See. 351 iG SURES SEEN AD SEND SSE vie od esc s co sepene

Vernon’s Educational Code of Texas $2.09 .......... 6, 16

Be ee oo 8 vo Se a a a ba eae ECE ba wh van 5, 10

Be re BO oo sks oh eae 6 is eas a heb whe ek 4,8

Presidential Proclamation 4329, Immunization Action
Week, 1974, October 21, 1974 [39 Fed.Reg. 37629
[Ams My OUR E 565s ee adaet acs co chkues uk 17, 62a

i LEE EL EOL Met AF PLR L YALE COLI ELLA LENT TORY BY DS ° Pie ee Eg Ss, see recesrsgyse ae:

@ ~
Index Continued iii :
Page
\ MISCcRLLANEOUS:
Be, WOR Ds Os Oe Saeko cc beeen denivndns 16
Center for Disease Control, Annual Poliomyelitis Sum-
mary—1970, at 1-4 (September 30, 1971) ...... .6, 24
Center for Disease Control, Morbidity and Mortality
Weekly Reports—1963-1970 ................206. 17
New York Times, October 10, 1974 at 10, col. 3 ....... 25

Report of the Surgeon General’s Special Advisory
Committee on Oral Poliomyelitis Vaccines, 190
AMA Journal ai 49-51 (Oct. 1964) .............. 16

wre dues

5
evi tem nenecrsmcer ton LEMS DERE L ELAINE LEELA LEELES LILES ENGEL EAE AE ES AE LCL la

BER ARE "IMS
POEL TA LGA INCAS

aaa ee

-
‘
ert

IN THE

Supreme Court of the United States

OcToBER TERM, 1974.

No. —

\

Wyernu LABORATORIES, a division of American Ifome
Products Corporation, a Delaware corporation,
Petitioner,
v.

Errranio Reyes, individually and as next friend cf
Anita Reyes, a minor, :
Respondent.

PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

The petitioner, WYETH LaBorATORIES, prays that a
writ of certiorari issue to review the opinion and ©
judgment of the United States Court of Appeals for
the Fifth Circuit rendered in these proceedings on
July 31, 1974.

OPINION BELOW

The opinion of the Court of Appeals is reported as
Reyes v. Wyeth Laboratories, 498 F.2d 1264 (5th Cir.
1974), and appears at Appendix A, infra, at pp. 2a, et

I

2

seq. The case was tried to a jury in the United States
District Court for the Southern District of Texas, |
Brownsville Division, and that court did not render an
opinion.

JURISDICTION

The judgment of the Court of Appeals was entered
on July 31, 1974, Appendix A, infra, at p. la. This
petition for certiorari was filed less than 90 days from
the date aforesaid. The jurisdiction of this Court is
invoked -ulider 28 U.S.C. § 1254(1).

QUESTIONS PRESENTED

1. Whether, by enactment of the Federal Food, Drug,
and Cosmetie Act of 1938, 52 Stat. 1040 (1938), as
amended, 21 U.S.C. §§ 301, ct seq. (1970), and the
Public Health Service Act, 58 Stat. 702 ¢ 1944), as
amended, 42 U.S.C. §§ 262, et seq. (1970), Congress
has so pre-empted the field of law applicable to the
labeling of prescription biological drug products that
it was error for the courts below to dispose of this case
solely on the basis of local tort law.

2. Whether the Court of Appeals contravened the
public health policy of the State of Texas and of the
United States and erred in its application of Texas law
by holding, in the face of statutorily expressed public
policy of Texas to the contrary and in disregard of the
holding in the only Texas case in point, that under
Texas law a manufacturer of a prescription drug, used
to immunize large segments of the population against
paralytic polio. is required to warn the ultimate con-
sumer of the dangers of vaccination, even though ad-
mittedly adequate warnings hove been given to the
physician-administrators of the state public health
facility dispensing the drug.

3

CONSTITUTIONAL, STATUTORY, AND FEDERAL
REGULATIONS INVOLVED

The Public Health Service Act provides:
See. 351.

(b) No person shall falsely label or mark any
package or container of any virus, serum, toxin,
antitoxin, vaccine, blood, blood component or de-
rivative, allergenic product, or other product
aforesaid; nor alter any label or mark on any
package or container of any virus, serum, toxin,
antitoxin, vaccine, blood, blood component or
derivative, allergenie product, or other product
aforesaid so as to falsify such label or mark.

* * *

(g) Nothing contained in this chapter shall be
construed as in any way affecting, modifying, re-
pealing, or superseding the provisions of the
Federal Food, Drug, and Cosmetic Act.’ [42
U.S.C. § 262(b), (g) (1970).]

The Federal Food, Drug, and Cosmetic Act provides
at Sections 502 and 503:

‘See, 502. Misbranded drugs and devices.

A drug or device shall be deemed to he mis-
branded—

(a) If its labeling is false or misleading in any
particular.

* * *

(f) Unless its labeling bears (1) adequate direc-
tions for use; and (2) such adequate warnings
against use in those pathological conditions or by
children where its use may be dangerous to health,
or against unsafe dosage or methods or duration
of administration or application, in such manner

4

and form, as are necessary for the protection of
users: Provided, That where any requirement of
clause (1) of this paragraph, as applied to any
drug or device, is not necessary for the protection
of the public health, the Secretary shall promul-
gate regulations exempting such drug or device
from such requirement.” [21 U.S.C. § 352( a),(f)
(1970).]

* * *

“Sec. 503. Exemptions in ease of drugs and devices,
* * *

(b)(2) Any drug dispensed by filling or refill-
ing a written or oral prescription of a practitioner
licensed by law to administer such drug shall be
exempt from the requirements of section 502,
except paragraphs (a), (i) (2) and (3), (k),
and (1), and the packaging requirements of para- -
graphs (g), (h), and (p), if the drug bears a label
containing the name and address of the dispenser,
the serial number and date of the prescription or
of its filling, the name of the prescriber, and, if
stated in the prescription, the name of the patient,
and the directions for use and cautionary state-
ments, if any, contained in such prescription. This
exemption shall not apply to any drug dispensed
in the course of the conduct of a business of dis-
pensing drugs pursuant to diagnosis by mail, or to
a drug dispensed in violation of paragraph (1) of
this subsection.”’ [21 U.S.C. § 353 (b) (1970).]

The provisions of 21 C.F.R. § 1.106 are in pertinent
part as follows:

“$ 1.106 Drugs and devices; directions for use.

(a) Adequate directions for use. ‘Adequate
directions for use’? means directions under which
the layman can use a drug or device safely and
for the purposes for which it is intended. Di-

5

rections for use may be inadequate because (among
other reasons) of omission, in whole or in part,
or incorrect specification of:

(1) Statements of all conditions, purposes, or
uses for which such drug or device is intended,
including conditions, purposes, or uses for which
it is prescribed, recommended, or suggested in its
oral, written, printed, or graphic advertising, and
conditions, purposes, or uses for which the drug
or device is commonly used; except that such
statements shall not refer to conditions, uses, or
purposes for which the drug or device can_ be
safely used only under the supervision of a
practitioner licensed by law and for which it is
advertised solely to such practitioner.

(b) Eremption for prescription drugs. A drug
subject to the requirements of section 503(b) (1)
of the act shall be exempt from section 502(f) (1)
if all the following conditions are met:

* * *

(4) Any labeling, as defined in section 201(m)
of the act, whether or not it is on « ¢ within a pack-
age from which the drug is to be dispensed, .. .
contains: (i) Adequate information .. . under
which practitioners licensed by law to administer
the drug can use the drug safely and for the pur-
poses for which it is intended... .”’

The language of 21 C.F.R. § 1.2 is as follows:

**§ 1.2 Labeling; label; definitions.

(a) Labeling includes all written, printed, or
graphic matter accompanying an article at any
time while such article is in interstate commerce
or held for sale after shipment or delivery in inter-
state commerce.

(b) ‘Label? means* any display of written,
printed, or graphic matter on the immediate con-

— es |

ROE ae OH

a

6
tainer of any article, or any such matter affixed to

‘any consumer commodity or affixed to or appearing

upon a package containing any consumer com.
modity.”’

The relevant statute of the State is Vernon’s Eduea-
tion Code of Texas, Section 2.09, which provides in
part as follows:

‘““No person may be admitted to any elementary
or secondary school or institution of higher eduea-
tion unless he has been immunized against .. .
poliomyelitis... . except as provided in Sub-
section (¢).”

The complete text of § 2.09 is reproduced in full at
Appendix B, infra, at pp. 60a-61a.

STATEMENT OF THE CASE

On May 8, 1970, Anita Reyes, an 8-mouth-old infant,
received a dose of trivalent ora] polio vaccine at a State
of Texas County Health Department Clinie in Hidalgo
County, Mission, Texas. The vaccine was administered
in the course of an epidemie as declared by the United
States Government through the Center for Disease
Control as a part of an epidemic control program
conducted pursuant to the recommended policy of the
Center for Disease Control in Atlanta, Georgia. Of
the 33 cases of polio reported throughout the Nation
during the year 1970, 22 occurred in Texas. All but
one of these eases occurred in the Rio Grande
Valley, where Anita Reyes resides, an area of concen-
trated Mexican-American population; and 1 out of
every 3 of the Texas cases were in ] lidalgo County.
Center for Disease Control, Annual Poliom yelitis
Summary—1907, at 1-4 (Sept. 30, 1971).

7

The vaccine Anita received was part of 400 vials
manufactured and shipped by Petitioner in interstate
commerce in accordance with Federal law and regula-
tions. It was shipped by the Texas Department of
Health in Austin, Texas, to the Hidalgo County Health
Department, and had been purchased by the Texas
Health Department under a competitive bid from Peti-
tioner, Wyeth Laboratories. Wyeth Laboratories is a
division of American Home Products Corporation
and is the distribution outlet for Wyeth Laboratories,
Ine., a wholly owned subsidiary of American Home
Products.

Each vial of this vaccine contained a “package cir-
eular’’ detailing the dangers associated with taking
the vaccine. The registered public health nurse at the
Mission Health Clinie of the Hidalgo County Health
Department had read the package insert. No warning
of the inherent danger, characterized by the Court of
Appeals as “statistically miniscule’? (498 F.2d at 1274),
was given by the public health nurse to Anita’s mother.
Approximately twenty days after she received the
vaccine, it was determined that Anita had contracted
Type I paralytic polio.

Respondent, Epifanio Reyes, filed suit individually,
and as next friend of his minor daughter, Anita Reyes,
against Petitioner is the Federal District Court for
the Southern District of Texas, Brownsville Division,
with jurisdiction based on diversity of citizenship.
The jury concluded that Petitioner’s vaccine was the
cause of Anita’s polio and rendered a verdict against
Petitioner. On appeal, the United States Court of
Appeals for the Fifth Circuit held Petitioner liable
under Texas products liability law for failing to warn
Anita’s parents of the danger inherent in the vaccine.

‘ 5 n fi aa
Ree ese hint. Sante et. on

Peet ne eee

‘ ; ee
Bitiswcsssesernss NS See a ear

8

REASONS FOR GRANTING THE WRIT
A. Congress Has So Pre-empted the Field of Law Applicable to

This case involves an important question of Federal
Supremacy which has never before been specifically
considered by this Court. The manner in which this
question is resolved will have a profound impact on
publie health care throughout our Nation, particularly
on national programs of disease prevention.

Section 502(a) of the Federal Food, Drug, and
Cosmetic Act provides that a drug shall be deemed to
be misbranded if its labeling is false or misleading
in any particular, 21 U.S.C. §352(a). A drug will
also be deemed misbranded according to Section 502( f)
if its labeling does not bear ‘**(1) adequate directions
for use; and (2) such adequate warnings against use
in those pathological conditions or by children where

its use may be dangerous to health ... .”? 21 U.S.C.
§ 352(f).

By Federal regulation, 21 C.F.R. § 1.106(a), the
term ‘adequate directions for use” as used in Section
O02(f) of the Act means ‘directions under which the
layman can use a drug or device safely and for the
purposes for which it is intended.” These require-
ments, however, are not applicable to prescription
drugs beeause of the provisions of Section 503 of the
Act. That section exempts from the ‘‘directions for
use’’ requirements of Section 902(f) any drug which
is dispensed on the order of 4 practitioner licensed by
law to administer such drug. This exemption of pre-
scription drugs is further reflected in 21 C.F.R. § 1.106
(a) (1), which states that the ‘directions for use’? re

9

quirements shall not apply ‘‘to conditions, uses, or pur-
poses for which the drug or device can be safely used *,
only under the supervision of a practitioner licensed by -
law and for which it is advertised solely to such prac-
titioner.”” The provisions of Section 502(a) pro-
hibiting false or misleading labeling remain applicable
to prescription drugs.

The foregoing provisions are not the only Federal
laws regulating the labeling of biological drug products.
The Public Health Service Act, 58 Stat. 702 (1944),
as amended, 42 U.S.C. §§ 262, et seq., contains detailed
requirements on the licensing, labeling, and marketing
of any virus, serum, toxin, antitoxin, vaccine, or similar
biological product in interstate commerce, Section
351 (g) provides explicitly, however, that: ‘Nothing
contained in this Act shall be construed as in any way
affecting, modifying, repealing, or superseding the pro-
visions of the Federal Food, Drug, and Cosmetic Act.”’
42 U.S.C. § 262(g).

It has not been and cannot be alleged that the labeling
which Petitioner provided with its trivalent polio vac-
cine in this case was in any way false or misleading. It
was the standard labeling developed with approval of
Federal officials through long experience, and it was
properly shipped in interstate commerce to the public
health officials in charge of the immunization program
out of which this case arose. That labeling, as required
by Federal law, was directed to health professionals
and contained all necessary directions and warnings.
Because of the scientific and medical complexities sur-
rounding this vaccine, as with any prescription drug
product, adequate labeling could have been directed
only to health professionals and not to the ultimate lay
consumer.

10

The courts below would have the manufacturer at-
tempt to provide some form of written information to
the lay consumer regarding the use of this vaccine.
Without question any such statement would amount to
“labeling” under Federal law and regulations. That
term is defined at Section 201(m) of the Act as meaning
“‘all labels and other written, printed, or graphie
matter (1) upon any article or any of its containers or
wrappers, or (2) accompanying such article,”

The term is further explained by Federal regulation
at 21 C.F.R. § 1.2:

“$1.2 Labeling; label; definitions.

(a) Labeling includes all written, printed, or
graphic matter accompanying an article at any
time while such article is in interstate commerce
or held for sale after shipment or delivery in inter-
state commerce.

(b) ‘Label’ means any display of written,
printed, or graphic matter on the immediate con-
tainer of any article, or any such matter affixed
to any consumer commodity or affixed to or ap-
pearing upon a_ package containing any con-
sumer commodity.”’

The court below has committed a fundamental error
which, if not corrected, will have a profoundly adverse
impact upon public health immunization programs in
the future. In its attempt to equate the situation in
this case with the sale of over-the-counter drugs, and
draw therefrom a duty on the part of the manufacturer
to provide labeling providing laymen with ‘adequate
directions for use’’ of trivalent oral polio vaccine, the
Court of Appeals’ decision threatens to wreak havoe
with our Nation’s health care delivery system.

ee hee TOLLS LOL ALLEL Oe

q

11

Erroneously, and contrary to Federal law, the Court
of Appeals has assumed that the manufacturer, or
anyone other than trained an@ licensed health pro-
fessionals dealing directly with their patients, can
provide ‘‘adequate directions for use”’ for prescription
drug products which are meaningful to laymen, many
of whom may be of limited educational background.
This case does not involve the purchase of a common
analgesic or an antacid at a local drug store. It in-
volves the administration by public health authorities in
an epidemic situation of a potent and, complex vac-
cine properly manufactured and shipped in inter-
state commerce pursuant to Federal law.

The decision to conduct mass immunization in this
ease was made by public health authorities. The pro-
fessional labeling accompanying the vaccine in ques-
tion was made available by Petitioner to those authori-
ties. The inherent risk involved in administering the
vaecine was known to them. No representative of Peti-
tioner was present during administration of the vac-
cine, and it would stretch the bounds of credibility to
suggest that it should be otherwise.

The entire context of the Federal Food, Drug, and
Cosmetic Act, as it concerns the labeling of prescrip-
tion drug products, shows without question that Con-
gress intended to pre-empt this area of interstate
commerce. While the extension of Federal control
into traditionally local matters is always a delicate
exercise of legislative authority and requires aeccom-
modation between the needs of central control and the
maintenance of local institutions, where the intent of
Congress is clearty to pre-empt the field in matters re-
garding interft:te commerce that intention must
prevail. Davies! Warehouse Co. v. Bowles, 321 US.

12 ’

144 (1944). No one will question that where State and
Federal laws do not overlap, a State’s jurisdiction is
unimpaired. Id.; Algoma Plywood & Veneer Co. v.
Wisconsin Employment Relations Board, 336 U.S. 301
(1949). But as this Court has als» noted in a related
context involving the predecessor of the Federal Food,
Drug, and Cosmetic Act:

“*... [I]t is equally well settled that the State may
not, under the guise of exercising its police power
or otherwise, impose burdens upon or discriminate
against interstate commerce, nor may it enact
legislation in conflict with the statutes of Congress
passed for the regulation of the subject, and if
it does, to the extent that the state law interferes
with or frustrates the operation of the acts of
Congress, its provisions must yield to the superior
Federal power given to Congress by the Consti-
tution. Texas & Pacific Ry. Co. v. Abilene Cotton
Oil Co., 204 U.S. 426; Northern Pacific Ry. Co. vy.
Washington, 222 U.S. 370; Southern Ry. Co. vy.
Reid, 222 U.S. 424; Second Employers’ Liability
Cases, 223 U.S. 1; Savage v. Jones, supra, 533.’’
McDermott vy. Wisconsin, 228 U.S. 115, 131-132
(1913).

Therefore, where Congress has taken jurisdiction of
a particular matter or type of controversy affecting
interstate commerce, the States, through their courts,
may be precluded from adjudging the controversy and
extending their own forms of relief. Garner v. Team-
sters Union, 346 U.S. 485 (1953).

In the situation now at hand the purpose of Congress
is clear and manifest. The labeling of prescription
drug products shipped in interstate commerce is subject
entirely to Federal law and regulation, and the States
are without power to impose contrary restraints in this
area. When the manufacturer of a prescription drug

22a NORIO ALA alate it UB

OT ts we or Ge RR ns Powe fk

13

product has complied fully with the provisions of Fed-
eral law regarding the Jabeling of that product, he has
completed his obligation to the public. Indeed, he
should have no other obligation to the public with re-
gard to prescription drug labeling than to comply. with
Federal law, whether that obligation be asserted in the
form of criminal sanctions or civil or tort liability.
Moreover, throughout the Federal statutes and regula-
tions on this subject there is an inherent recognition of
the sanctity to be accorded the doctor-patient relation-
ship. No drug manufacturer is required or even
allowed under Federal law to interpuse himself be-
tween doctor and patient.

The decision of the Court of Appeals below, if left
standing, would not only violate Federal policy as
promulgated by Congress and the Secretary of Health,
Education, and Welfare but weuld also inevitably
breed a new form of liability suit brought by individ-
uals against drug manufacturers based on unavoidable
injuries due to inherent risks in taking prescription
medication on the advice of health professionals. Such
a result would alter in a fundamental way the health
eare delivery system in this Nation. Manufacturers,
not health professionals, would be ultimately respon-
sible for the administration of prescription drugs to
individual patients.

The effect of the Court of Appeals’ decision would
be to remove the public health physician in particular
from the relationship between the patients of a public
health clinic and the manufacturers whose drugs are
used to further the goals of such an institution. To
the class of persons dependent upon the services pro-
vided by a publie health clinic, the lower court's de-
cision would have a devastating impact. These per-

14

sons would be faced with a choice which they are un-
prepared to make and which would be made for them if
they had the financial resources to. seek health care
from a private physicia&. This is true because, as
Petitioner has repeatedly emphasized, in the adminis-
tration of polio vaccine there is no basis for the in- ;
dividualized medical judgment on which the court be- |
low rests its decision. This fact was either ignored
or never understood by the Court of Appeals.
For the Nation as a whole, but particularly for large
agricultural states such as Texas with a significant num-
ber of poorly educated migrant laborers among whom
the incidence of communicable diseases such as polio
is tragically high, the lower court’s conclusion that

DS a ee

public health authorities cannot play a meaningful role
in administering prescription drugs used in immuniza- ;
tion programs will have serious repercussions because i

of the increased likelihood of communicable disease
epidemics. This is especially true should manufac-
turers of polio vaccine be forced to discontinue its sale
to public health institutions because of the problem of
insuring that adequate warnings are given. The Court
of Appeals’ reference to cost-benefit analysis cuts both
ways. Also, the lower court’s suggestion that the
manufacturer’s loss ‘‘be passed on to the public in the
form of price increases to [its] customers,” 498 F.2d
at 1294, is an unrealistic assessment. Public health
institutions are by far the largest-volume purchasers
of Petitioner’s vaccine, and they are finaneed by State
and Federal governments which have neither the inten-
tion nor the authority to become the manufacturer’s
insurers.

The assumption of necessary and unavoidable risk in
the case of administration of any potent prescription

EOL LOLI ELL ERED LOLS POSE LLL EEL II Yn Bs PME LEI IM LOL IER IO GENS SIO LE LE RON DOB

er eee

ee ee ee eS

15

drug is a medical judgment to be made by the health
professional in dealing with his patient. To place that
risk at the door of drug manufacturers will, among
other things, have a chilling effect on their ability to
cooperate with public health officials in epidemic sit-
uations such as that in this case. It is Federal policy
to leave the decision on administration of drugs similar
to the vaccine here to individual health professionals in
the context of their own relationships with their pa-
tients—even in public health situations. That policy

' is clearly seen in the Federal statutes and regulations.

It is a policy which the decisions below would destroy.

B. The Decision of the Court of Appeals Is in Conflict with

Applicable Texas Law and Federal and State Public Policy
on the Important Question of Whether the Manufacturer
of a Prescription Drug Has a Duty to Warn the Ultimate
Consumer of Possible Risks Involved in Taking the Drug.
This case merits review because of the significant
public health ramifications which will flow from the
lower court’s holding that the manufacturer of a pre-
scription drug, administered in the course of a Fed-
erally approved State program designed to immunize
segments of the population against a highly communi-
cable disease, is required to warn the ultimate consumer
of the danger inherent in the drug, even though an
adequate warning has already been given to the
physicians in charge of the public health facility which
dispenses the drug. The importance of this issue can-
not be overstressed, since it is certain that the impact
on future operations and decisions of public ‘health
authorities—both State and Federal— will be disrup-
tive not only with respect to the administration of polio
vaccine, but also with respect to other drugs adminis-
tered in public health clinies or in the course of publicly
sponsored mass immunization programs.

e ee eee

Tile tee gi

SEO NA te SRT NE

a Ce en

16

The Court of Appeals failed to follow applicable
Texas law, and ignored the very strong public policy
of the State of Texas in preventing the spread of com-
municable disease. Review by this Court is needed ty
correct this misapplication of State law, and to avoid
the serious adverse effects which it is certain to
produce,

There can be no doubt that Texas has a strong
interest in preventing the spread of communicable
diseases. In order to implement this policy, Texas
law requires that students be immunized against cer-
tain communicable diseases, including poliomyelitis.
’ Vernon’s Education Code of Texas § 2.09 (1971), [See
Appendix B, infra, pp. 60a-61a.]

The success of such programs of immunization in
virtually eliminating epidemics of poliomyelitis is well
known. As the Court of Appeals recognized, much of
the credit for the elimination of polio from the United
States is due to the combined efforts of Federal and
State public health authorities and the manufacturers
of polio vaccine. 498 F.2d at 1270. Substantial par-
ticipation in such immunization programs by the Fed-
eral Government indicates the national importance of
these efforts.’ The current poliey of the Federal Goy-

For the past 10 years, the United Staies Publie Health Service,
an agency of ine Department of Health, Education, and Welfare,
has advocated the use of oral polio vaccines to combat the threat of
poliomyelitis and has played a substantial role in encouraging mass
immunization programs. See Report of the Surgeon General's
Special Advisory Committee on Oral Poliomyelitis Vaccines, 190
A.M.A. Journal at 49-5] (October 1964). This policy has been
frequently reiterated. See, eg. 16 A.M.A. Journal (Angust
1967); 18 A.M.A. Journal (October 1969); 2] ALA. Journal
(June 1972). In line with this Federal poliey the United States
Public Health Service through the Center for Disease Control jn
Atlanta, Georgia, has been an active participan‘ in watching for

PVE TAO ee ee pi a lll ie tae

_e

Ce

7
3
f
2

eee ee ere et

17

*

ernment is manifested by a recent proclamation in
which the President of the United States urged ‘‘all
parents, educators, and medical personnel to exert re-
newed efforts during this week and throughout the year
to immunize every American child against diseases for
which vaccines are available.’’ Presidential Procla-
mation 4329, Immunization Action Week 1974, October
21, 1974 [39 Fed. Reg. 37629 (Oct. 23, 1974) ; See Ap-
pendix C, infra, p. 62a.]

In an epidemic situation the public health physician
has only one choice to halt the spread of communicable
disease. That choice is mass immunization. Under
the Couwt of Appeals’ decision below the manufac-
turer of the prescription drug to be used in the immuni-
zation. program would be required to interfere with
that « hoice by carrying a warning to the ultimate con-
sumer, The effect of that holding would be to undermine
the ability of public health physicians to act decisively
aud effectively to control threatened epidemics, such as
the situation which existed in Hidalgo County in 1970.

The polio vaccine administered here was not defee-
tively manufactured. It was ‘*exactly what its makers
and the Texas public health authorities intended it to
be.’’ 498 F.2d at 1273. Even so, there remained the
chance—established statistically at ranges from 1 in 1
million to 1 in 16 million— that one ingesting the vac-

and in helping state and local authorities control outbreaks of
poliomyelitis. (For examples of this participation refer to the
official publication of the Center for Disease Control, Morbidity
and Mortality Weekly Report, for the following weeks: July 2s,
1963 (Pennsylvania); Angust 2. 1963 (Walker County. <Ala-
bama); April 3, 1965 (Pinal County, Arizona): May 22, 1965
(Scotts Bluff, Nebraska): June 26. 1965 (Arizona); July 2. 1966
(Texas); August 13, 1966 (Texas): February 24, 1968 (Midalvo
County, Texas); May 30, 1970, (Hidalgo County, Texas); and
September 19, 1970 (San Antonio, Texas).)

wit Oa tthe Se AR Clea ear BA ay

18

cine would contract polio.? Unlike most other pre-
scription drugs, however, it éannot be determined by a
physician on the basis of an individual’s medieal
history, physical condition, or from a medical examina-
tion whether a particular person is susceptible to con-
tracting polio from ingestion of this raceine. This is
especially true of infants and young children. Thus,
the medical judgment involved ean be made just as
intelligently on a generic basis by publie health
physicians as it ean on an individual basis by a private
physician, the patient, or tie patient’s parents. A
warning of some sort by the manufacturer to the ulti-
mate consumer would not provide for a more informed
choice, but would merely impede the efforts of public

health authorities to prevent the outbreak of an
epidemice.

Petitioner's liability is grounded on its failure to
warn Anita’s mother of the statistical probabilities in-
volved in her daughter's taking the vaccine. In the Fifth
Circuit's view, the necessity for such a warning stems
from the unavoidably unsafe nature of the vaccine and
the need when dealing with such a drug for ‘‘an indi-
vidualized medieal judgment that this treatment or
medication is necessary and desirable for this patient.’’
498 F.2d at 1295. To hold Petitioner strictly liable in
tort, the court necessarily coneluded that an individual-
ized medical judgment was necessary and that this fune-

* Generally, these statistics were compiled by epidemiologists,
Epidemiology is a specialized field of medicine dealing with publie
health, which is based on the observation of disease and thereafter,
by statistical methods, trying to arrive at a conclusion as to the
possible source of the disease. 498 F.2d at 1271 n. 3. The state-
ment in the text does not mean that one of every million persons
who takes the vaccine will contract polio; it means that within the
ranges given, it is statistically compatible with the possibility that
the vaccine caused the illness,

19

tion was not performed by the State’s public health phy-
sicians. This two-pronged conclusion is the foundation
for the court’s decision because of the rule ‘‘that where
prescription drugs are concerned, the manufacturer’s
duty to warn is limited to an obligation to advise the
prescribing physicianmyof any potential dangers that
may result from the Pie's use.”’? Id. at 1276.

Although Petitioner’s vaccine was conceded to be a
prescription drug, the court avoided the prescription
drug rule by reasoning, in essence, that it would not ap-
ply unless there was a face-to-face meeting of patient
and physician, Absent such a meeting the principles ap-
plicable to the sale of over-the-counter drugs, which re-
quire a warning to the ultimate consumer, govern the
manufacturer’s discharge of its duty. Jd. at 1276.
Considered against the backdrop of public health
policy, the Fifth Circuit’s all-or-nothing approach not
only threatens the effectiveness of the State’s program
to prevent the spread of communicable disease but also
represents an egregious misapplication of Texas prod-
ucts liability law.

The Circuit Court’s misapplication of Texas law is
highlighted by its improper treatment of the only
Texas case in point on the issue whether Petitioner's
warning to the public health authorities was sufficient
to discharge its duty. In Gravis v. Parke-Davis & Co.,
502 S.W.2d 863 (Tex.Civ. App.—Corpus Christi, 1973),
the court was concerned with a prescription drug man-
ufacturer’s duty to warn the ultimate consumer of the
dangers of a particular drug.

**We hold that it is unreasonable to demand that
the manufacturer of drugs specifically warn each
and every patient that receives drugs prescribed
by the physician or other authorized persons. The

20

entire system of drug distribution in America is
set up so as to place the responsibility for distri-
bution and use upon professional people. The laws
and regulations prevent prescription type drugs
from being purchased by individuals without the
advice, guidance and consent of licensed physicians
and pharmacists. These professionals are in the
best position to evaluate the warnings put out by
the drug industry.’’ 502 S.W.2d at 870. (Emphasis
added.)

Obviously, the approach taken by the court below is
directly contrary to the holding in Gravis. The Gravis
court rejected the approach taken by the Fifth
Cireuit by explicitly recognizing that the central
question is whether a ‘‘physician or other authorized
[person]’’ has made the decision that a partieular drug
should be used. A Texas court faced with the cireum-
stances of this case would have held as a matter of law,
based on Gravis, that the warning to the public health
physicians discharged Petitioner’s duty to warn any-
one else.

A different panel of the Fifth Circuit, applying
Texas law, recently held that a Texas physician is not
required to inform his patient cf all the risks involved
in the treatment offered. He must only act as would
a reasonable medical practitioner in the same cir-
cumstances. Karp v. Cooley, 493 F.2d 408 (5th Cir.
1974. See also, Wilson v. Scott, 412 S.AV.2d 299, 301
(Tex. 1967); Gravis v. Parke-Davis & Co., supra, 502
S.W.2d at 870.

The underlying rationale of Karp is contrary to the.

approach taken by the Fifth Circuit in this ease. Pe-
titioner provided a complete and adequate warning to
the appropriate public health officials. These officials,

:

PEND Res wa

oF CRA

21

having determined that a polio epidemic was in pro-
gress in the Rio Grande Valley, and acting in accord-
ance with Federal and State policy, determined that
every effort should be made to immunize all persons.
There can be no doubt that their action complied with
the standard outlined in Karp as measured by the local
and nationwide practices of public health physicians.

The lower court’s attempt to distinguish the vaccine
involved in this case from other prescription drugs
which require no warning to the ultimate consumer is
based on the absence of a ‘‘prescribing physician, who
acts as a ‘learned intermediary’ between manufacturer
and consumer.’ 498 F.2d 1276. The assessment of
risk by publie health physicians, and their decision
not to warn each recipient is in accord with the stand-
ards set in Karp, and represents the same type of
judgment that a prescribing physician would make.
Furthermore, the court below conceded that an indi-
vidual! prescribing physician would be unable to do any
more than the State authorities have done in treating a
particular patient, since, as the court noted, “*. . . the
risk appears to be distributed evenly among that sub-
stantial segment of the population that is not naturally
immune to polio. This is so because the behavior of
polio virus in those who contract the disease seems to
suggest more a reversion to virulence by the virus than
a sensitivity in the vaccine.”’ Id. at 1279. Accord-
ingly, an individualized examination of each patient
would in no way lessen the risk involved.

Thus, Petitioner, by providing an adequate warning
to Texas public health authorities, fully discharged
any duty it had under Texas law, as well as Federal
law, since the State’s authorities could and did fune-

ee |

wh

{en Patemekd t

Sete ic, Spd Sy

La

22

tion as a ‘‘learned intermediary’’ whose judgment re-
lieved the manufacturer of a duty to warn the ultimate
consumer directly.

In reaching its decision, the Court of Appeals relied
almost exclusively thronghout its opinion on the rea-
soning of Davis v. Wyeth, 399 F.2d 121 (9th Cir. 1968),
which also involved a plaintiff who allegedly contracted
polio from Petitioner’s vaccine. On the facts of this
‘ase, the court’s reliance on Davis, which involved an
application of Montana Law, cannot be reconciled with
the applicable Texas authorities, or with the strong
public policy of Texas in favor of immunizing all the
children of the State against polio.

In Davis the vaccine was given in 1963 to a 39-year-
old man in a nonepidemie environment in the course of
a mass immunization program conducted by the local
medical society with Petitioner’s cooperation. Because
of unusual circumstances the vaccine was administered
by a pharmacist, rather than by a registered public
health nurse or physician. The Davis eourt character-
ized the vaccine as ‘‘new and experimental,’’ as indeed
it may have been in 1963, and also observed :

“A fact sheet put out by [Wyeth] and contained
in the book it supplied to clinies was published
prior to the Surgeon General’s Report and repre-
sented the vaccine as completely safe for all ages,
A collection of news clippings from Idaho news-
papers introduced in evidence by [Davis] shows
not only a complete lack of warning but assurances
that the vaccine was safe for all.’ 399 F.2d at 125.

The Davis court based its decision, then, on the
theory that no adequate warning was given to anyone,
This is crucial because there was some evidence that an

23

adult of that plaintiff’s age stood a statistically higher
risk of contracting polio than would a child. On these
facts, the Ninth Circuit reversed a jury verdict for the
defendant, holding that the District Court erred in
failing to instruct the jury on the warning issue.

Petitioner does not contend that it has no duty to
warn. Rather, it asserts now, as it has continuously (see
498 F.2d at 1275), that its duty was fulfilled. The
warning present with each vial of vaccine contains cau-
tionary language regarding administration of the vac-
cine and no contention has been made that this warn-
ing is inadequate. Moreover, the warning in this case
was given to physicians in charge of a State’s public
health program—physicians eminently familiar with
the needs of those the program would serve, and to the
public health nurse who administered the vaccine. Fi-
nally, the vaccine here was given to an 8-month-old
child, in an epidemic environment, with the undisputed
fact being that children of tender years are most sus-
ceptible to polio. These are not distinctions without
differences, for they thoroughly undermine the lower
court’s mechanistic reliance on Davis. Petitioner sub-
mits that a Texas court would not have regarded Davis
as controlling on the basis of these factual differences
and in view of the State’s stroug public policy in favor
of universal immunization for its children.

That the Court of Appeals erred, to a degree war-
ranting review by this Court, in relying so heavily on
Davis and in failing to aecord any weight to the appli-
eable decisions interpreting Texas law is apparent
when the factual context in which the vaccine was
administered here is considered,

The court either failed to consider or attached too
little significance to the type of health institution at

24

which Anita Reyes received the polio vaccine. The
Mission Health Clinie in Mission, Texas, is run by the
Hidalgo County Health Department, which in turn is
an arm of the Texas State Department of Health. It is
one of many such institutions operating throughout the
State of Texas and across the Nation. The clinic is
staffed by two registered public health nurses, there
being no physician there on a fulltime basis. The eru-
cial decisions are made by medical doctors at the local,
county and State level. One of the primary functions
of these local public health clinies is to provide health
care for those who cannot afford a private physician.
Large segments of the population receive communi-
cable disease vaccines, including polio vaccine, free of
charge to the recipient at these clinics, As a practical
matter, these innoculations against the more common
communicable diseases may well be the ouly health care
received by a significant portion of the population.

The need for such services in Texas is obvious, As
we have previously mentioned, of the 33 cases of polio
reported nationwide in 1970, 22 oceurred in Texas, with
all but 1 of the cases occurring in an area of concen-
trated Mexican-American population and the yast
majority in the Rio Grande Valley area where Anita
Reyes resides. In fact, 7 of the 22 Texas cases were
from Hidalgo County. Center for Disease Control,
Annual Poliomyelitis Sum mar y—1970, at 1-4 ( Sept. 30,
1971). We need Say no more to illustrate that the
problem is not hypothetical or a matter of conjecture—
it is an ever-present concern of public health authori-
ties.’

* On September 30, 1974, while counsel for Wyeth was preparing
this petition, an Associated Press article appeared on the front
page of the Idaho Statesman in which the Center for Disease Con-

25

In summary, Petitioner submits that had the issue
been submitted to the Texas courts, the State’s public
policy in favor of polio immunization combined with
the admittedly adequate warning to the appropriate
State public health authorities would have produced a
holding that the manufacturer of this prescription drug
was not required, to provide the ultimate consumer with
some form of ‘‘labeling’’ about the drug which would
include information on the statistical danger of con-
tracting polio by ingesting the vaccine. ‘‘[I]t is un-
reasonable to demand that the manufacturer of drugs
specifically warn each and every patient that receives
drugs prescribed by the physician or other authorized
persons.”’ Gravis v. Parke-Davis & Co., supra, 502
S.W.2d at 870; see Karp v. Cooley, supra, 493 F.2d at
420. Texas, by enacting its statute mandating immuni-
zation of children against poliomyelitis, has made a
policy judgment which the Court of Appeals ignored.
A Texas court would have recognized this policy, would
have examined the circumstances in which the vaccine
was administered, and then would have held as a matter
of law that the warning to the public health physicians
discharged Petitioner’s duty.

It is apparent that the Court of Appeals failed in its
duty to construe, interpret, and apply Texas law as
would a Texas court. This error can only be corrected
if this Court grants Petitioner’s writ of certiorari.

trol in Atlanta, Georgia, a division of the Department of Health,
Education, and Welfare, warned that nationwide epidemics of child-
hood diseases could still erupt. Figures released by the CDC indi-
cated that immunization levels for polio for 1-4 year-old children
dropped in 1973 to a low of 60.4 percent, compared to 84.0 percent
in 1963. See also, New York Times, Oct. 10, 1974, at 10, col. 3.

|

Pict seer seon: rane.’

26

CONCLUSION

For the reasons stated, a writ of certiorari should be
granted to review the judgment and opinion of the
United States Court of Appeals for the Fifth Circuit.

Respectfully submitted,

Ciark M. Ciirrorp
Tuomas D. Fixney, Jr.
THoMAS RICHARD SPRADLIN
CLIFFORD, WARNKE, GLAss,
McILWwatn & FINNEY
815 Connecticut Avenue, N.W.
Washington, D. C. 20006
R. B. Kapina, Jr.
WituaM J. McKiveen
EBERLE, Bertin, Kapine, Turn-
Bow & GILLESPIE, CHARTERED
300 North Sixth Street
Post Office Box 1368
Boise, Idaho 83701

Counsel for Petitioner
October 29, 1974

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385608_1037%3A1. Public record. Not legal advice.
