# Appendix — Cowan v. Caudill

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385608_1013%3A2

## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1974
- **Citation:** 419 U.S. 1041

## Text

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UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF KENTUCKY
CATLETTSBURG

CIVIL ACTION NO. 1074
FILED DEC, 19, 1973

PETITIONER

' VS: MEMORANDUM OPINION AND ORDER

HENRY E. COWAN, WARDEN

The petitioner, who is presently incarcerated in the
Kentucky State Penitentiary at Eddyville, Kentucky,
seeks Federal Habeas Corpus relief pursuant to 28 U.S.C.
§2254. This Court, after finding the petitioner had ex-
hausted his available state remedies, granted an eviden-
tiary hearing, which was conducted at Catlettsburg, Ken-
tucky on October 12, 1973.

The petitioner, who was represented by Court. ap-
pointed counsel, presented four (4) substantive claims in
support of his petition for post-conviction relief from the
sentence of life imprisonment imposed by the Rowan Cir-
cuit Court, Rowan County, Kentucky on March 24, 1964
following a verdict of guilty to an indictment charging

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the petitioner with the capital offense of rape of a female
child under the age of twelve (12).

The petitioner’s first two (2) contentions are that
there was insufficient evidence to support his conviction
and that the trial judge erroneously instructed the jury
upon whose verdict the petitioner’s conviction rests. These
contentions are not cognizable in an action for federal
post-conviction relief and are, therefore, rejected. Work-
man v. Cardwell, 471 F.2d 909, 911 (6th Cir. 1973) ; Bal-
lard v. Howard, 403 F.2d 653, 654 (6th Cir. 1968), as the
instant proceedings are not a substitute for appeal. Di-
_Pazza v. United States, 471 F.2d 719, (6th Cir. 1973).

The petitioner’s third contention is that he was denied
the effective assistance of counsel at his trial. It is the
respondent’s position that the petitioner waived his right to
counsel. The record of the State Court proceedings sub-
stantiates the respondent’s argument The record dis-
closes three (3) separate attempts by the State Court to
appoint counsel to represent he petitioner: March 12, 1964,
March 18, 1964 and March 20, 1964. The petitioner’s de-
cision, albeit unwise, to reject those offers does not give
rise to a violation of the safeguards afforded by the Sixth
Amendment. See Kelly v. Wingo, 472 F.2d 717, 719 (6th
Cir. 1973) and United States v. Murphy, 413 F.2d 1129,
1141 (6th Cir. 1969), cert. denied, 396 U.S. 896 (1969).

The petitioner’s fourth and last contention is that
he was not informed of his right to appeal, denied his right
of appeal and his right to proceed on such appeal in forma
pauperis.

The petitioner did file a motion for new trial on

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March 28, 1964 which was denied the same date. Under
the Kentucky Rules of Criminal Procedure, such a motion;
pursuant to Rule 10.02, is one of the initial procedural
avenues available to a defendant in obtaining review of
his sentence. The record of the proceedings is silent, how-
ever, as to the Trial Court informing the petitioner of his
right to appellate review and as to whether the petitioner
ever attempted to exercise hat right. The record is not
1aute as to the petitioner’s muliple efforts to obtain collat-
eral review based upon the denial of his right to appeal.

At the aforententioned evidentiary hearing, the pe-
titioner reiterates his allegations as tc the Court’s failure
to appraise him of his various appellate rights. He further
testified that he became aware of those rights only after
incarceration.

Although the petitioner has the burden of establishing
a violation of his constitutional rights, Stidham v. Wingo,
482 F.2d 817, 820 (6th Cir. 1973), he need only prove
that he was not informed of his right of direct appeal
or his right to appointed counsel on such appeal to satisfy
that burden. Lovelace v. Haskins, 474 F.2d 1254, 1255-
1256 (6th Cir. 1973). The lapse of almost ten (10) years
since imposition of sentence does not bar the institution
of this action, Herman v. Claudy 351 F.2d 116 (1956), or
serve to increase his burden, Pasley v. Overholser, 282
F.2d 494, 495 (D.C. Cir. 1960) : Frost v. Montana, 149 F.
Supp. 349, 352-353 (D.Mont. 1966) in this instance.

The petitioner’s own uncontroverted testimony has
established a violation of his constitutional rights. The
record does not refute but, rather, tends to substantiate

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the petitioner’s allegations and tesinony. Any inference
of regularity that may be drawn from the petitioner’s
aforementioned motion for a new trial is negated by the
silent record and the absence of any other corroborating

evidence.

Accordingly, the petitioner’s motion for a Writ of
Habeas Corpus shall be, and the same hereby is, SUS-
TAINED on condition. A Writ shall issue, but shall be
stayed for a period of ninety (90) days from the date of
this Opinion and Order to permit the Kentucky Courts to
consider whether the plaintiff shall be granted the right
of a belated appeal with either appointed, if warrented by
his financial condition or retained counsel. If no such
appeal is granted, the Writ of Habeas Corpus shall become
absolute upon the expiration of the stay period and the
petitioner shall be released from confinement attributable
to Rowan Circuit Court Indictment No. 2011 and the
conviction thereon. The respondent shall timely advise the
Court of any State Court order material to this action.

This cause shall remain on the docket for such fur-
ther orders as may be appropriate for a period of ninetv-
five (95) days at which time it shall be stricken from the
docket without a further Order of Court.

IT IS SO ORDERED this 19th day of December, 1973.
/s/H. David Hermansdorfer, Judge
A True Copy Attest

Davis T. McGarvey, Clerk
U. S. District Court

/s/Marie B. Ross, D.C.

OOO

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APPENDIX B

FILED JULY 9, 1974

NO. 74-1246
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
CURTIS CAUDILL,,
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HENRY COWAN, WARDEN,
Defendant-Appellant.

ORDER

Before: CELEBREZZE, LIVELY & ENGEL, Circuit Judges.

Upon consideration of the record, the briefs, and the
oral argument of the parties, the Court finds no error in
the District Court’s judgment. Accordingly, the grant of
the writ of habeas corpus should be, and it hereby is,
Affirmed.

Entered by Order of the Court
/s/John P. Hehman
Clerk

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APPENDIX C

RENDERED: MAY 26, 1972
COURT OF APPEALS OF KENTUCKY

CURTIS CAUDILL .............ceeceeeceees APPELLANT
Vv. APPEAL FROM ROWAN CIRCUIT COURT

HONORABLE JOHN WINN, JUDGE
COMMONWEALTH OF KENTUCRY........ APPELLEE
PER CURIAM OPINION

AFFIRMING

(Not to be officially reported or cited as authority)

This is the appellant’s third RCr 11.42 motion. See
Caudill 1. Commonwealth, Ky., 408 S.W. 2d 182 (1966).

Under RCr 11.42(3) the final disposition of the
petitioner’s first RCr 11.42 motion concluded all issues
that could reasonably have been presented in the same
proceeding. Gregory V. Knuckles, Ky., 471 S.W. 2d 306
(1971). The issues now asserted could have been in-
cluded in the first RCr 11.42 proceeding.

The order denying relief is affirmed.

APPELLANT:

Curtis Caudill ~
P. O. Box 128

Eddyville, Kentucky 42038

ATTORNEYS FOR APPELLEE:

Hon. John B. Breckinridge, Attorney General
Guy C. Shearer, Assistant Attorney General

Capitol Building
Frankfort, Kentucky 40601

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APPENDIX D

UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
NO. 74-1246

CURTIS CAUDILL ............ PETITIONER-APPELLEE
VS. MOTION FOR STAY OF MANDATE

HENRY E. COWAN,
WHEN 530 ésdinkbesensvcece RESPONDENT-APPELLANT

APPEAL FROM THE UNITED STATES DISTRICT
COURT FOR THE EASTERN DISTRICT OF KEN-
TUCKY AT CATLETTSBURG

Respondent-Appellant, by counsel, respectiully pre-
sents this application for, and moves the Court to enter, an
order staying the issuance of the mandate in this case, pur-
suant to Rule 41(b) of the Federal Rules of Appellate Pro-
cedure, until final disposition of the case; because it is the
intention of respondent-appellant to make proper and timely
application to the Supreme Court of the United States for
writ of certiorari to review the decision of the Sixth Cir-
cuit in the above-styled action.

The judgment in this case was entered on July 9,
1974; the twenty-five day period for issue of mandate
will expire in vacation, namely, on the 3rd day of August
1974; and the filing of a petition for a rehearing will not,
therefore, stay the issue of such mandate. aaa

It is submitted that this action by Respondent-Ap-

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pellant is presented in good faith and not for delay; sets

forth good and sufficient grounds for appeal, and war-
rants stay of issue of mandate pending disposition thereof.

ED W. HANCOCK
- ATTORNEY GENERAL
By: Guy C. Shearer

Assistant Attorney General
Capitol Building
Frankfort, Kentucky 40601

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COUNSEL FOR RESPONDENT-APPELLANT

PROOF OF SERVICE

I, Guy C. Shearer, one of counsel for respondent-appellant,
hereby certify that a copy of the foregoing Motion for Stay of
Mandate was served on Petitioner-Appellee by mailing same,
postage prepaid, on July 25, 1974, to Mr. Curtis Caudill, Box 128,
Eddyville, Kentucky 42038, and Honorable J. Vincent Aprile II,
Assistant Public Defender, 625 Leawood Drive, Frankfort, Ken-
tucky 40601.

/s/Guy C. Shearer
Assistant Attorney General .

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APPENDIX E

Goza v. Mayden, 93 S.Ct. 2926, 413 U.S. 665, 37
I..Ed.2d 873 (1973)

Adams v. Illinois, 92 S.Ct. 916, 408 U.S. 278, 31
L.Ed.2d 202 (1972)

Linkletter v Walker, 85 S.Ct. 1731, 381 U.S. 618, 14
L.Ed.2d 601 (1965)

Halliday v. United States, 89 S.Ct. 1498, 394 U.S.
$31, 23 L.Ed. 16, rehearing denied 89 S.Ct. 2106, 395
U.S. 971, 23 L.Ed.2d 761 (1969)

Michigan v. Payne, 93 S.Ct. 1966, 412 U.S. 47, 36
L.Ed.2d 736 (1973)

Johnson v. State of New Jersey, 86 S.Ct. 1772, 384
U.S. 719, 16 L.Ed.2d 882, rehearing denied &7 S.Ct. 12,
385 U.S. 890, 17 L.Ed.2d 121 (1966)

Warner v Flemings, 93 S.Ct. 2926

Desist v. United States, 89 S.Ct. 1030, 394 U.S. 244,
22 L.Ed.2d 248, rehearing denied 89 S.Ct. 1766, 395 U.S.
931, 23 L.Ed.2d 251 (1969)

Stovall v. Denno, 87 S.Ct. 1967, 388 U.S. 293, 18
1..Ed.2d 1199 (1967)

Tehan v. United States ex rel Shott, 86 S.Ct. 459,
382 U.S. 406, 15 L.Ed.2d 453, rehearing denied 86 S.Ct.
925, 383 U.S. 931, 15 L.Ed.2d 850 (1966)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385608_1013%3A2. Public record. Not legal advice.
