# Petition for Writ of Certiorari — Lloyd A. Fry Roofing Co. v. Illinois Pollution Control Board

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1975
- **Citation:** 420 U.S. 996

## Text

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IN THE

Supreme Court of the Gnited States

OCTOBER TERM, 1974. |

No. @4- 86

LLOYD A. FRY ROOFING COMPANY,
A CORPORATION,

Petitioner,
vs

ILLINOIS POLLUTION CONTROL BOARD, ILLINOIS
ENVIRONMENTAL PROTECTION AGENCY, THE

COUNTY OF COOK, a Bopy POLitic, VILLAGE OF SUM-
MIT, REV. LOUIS HEMMERICH, ET AL.,

Respondents.

PETITION FOR WRIT OF CERTIORARI
TO THE SUPREME COURT OF ILLINOIS

BuRTON Y. WEITZENFELD,

ARTHUR L. KLEIN,

PauL L. LEEDs,
120 South LaSalte Street,
Chicago, Illinois 60603,

Counsel for Petitioner.
ARNSTEIN, GLUCK, WEITZENFELD
& MINow,

Of Counsel.

Gunthorp-Warren Printing Company, Chicago @ 346-1717

TABLE OF CONTENTS.

Opinion Below ........seeeeees WITTTTT TTT TTT TTT re
This Court’s Jurisdiction ...........++ eTTT TTT TT Ty
Questions Presented ..... secceetodess PrvT TTT rity
Constitutional Amendments and Statutes Involved ......
Sentomnamt OF Ge CABS wc cece scccccecdaccoccasese
Reasons Why The Writ Should Be Granted ............

I. The Decision Below Conflicts with and Indeed Flaunts
the Holdings of This Court in Cases Such as United
States v. L. Cohen Grocery, 225 U. S. 81 (1920), Con-
nally v. General Construction Company, 269 U. S.
385 (1926), Cline v. Frink Dairy Company, 274 U. S.
445 (1927), Giaccio v. Pennsylvania, 382 U. S. 399
(1966) and Papachristou v. City of Jacksonville, 405
U. S. 156 (1972) That Statutes as Vague, Indefinite
and Uncertain as the Illinois Environmental Control
Act Violate Due Process. If the Decision Beiow Is
Permitted to Stand, There Will Be No Guidelines
Whatsoever Upon Which Persons May Base Their
Conduct So As to Prevent a Conviction for “Air Pol-
lution” Under the Illinios Act and Similar Statutes ..

II. Under the Illinois Environmental Protection Act, a
Charge of Violation May Be Brought in Criminal
Court or in a So-Called “Administrative” Proceeding.
But an Administrative Defendant Is Subject to a
Greater Monetary Penalty Than a Criminal Defendant
Charged with the Same Offense. Yet an Administrative
Defendant Is Denied the Right to a Trial by Jury,
Denied the Right to a Trial Under the Rules of
Evidence and Denied the Right to Proof of Guilt
Beyond a Reasonable Doubt. Since the State May
Arbitrarily Pick and Choose Between These Two
Means of Enforcement, the Act Violates Equal Pro-
tection and Due Process .....csccccccccccccecs

RR RDe PLO PON ROT game

CAO Re Oe

0

Ill. The Illinois Environmental Protection Act and the
Pollution Control Board’s Procedural Rules Guarantee
That a Defendant Has the Right to Submit Written
and Oral Argument. But the Board Here Refused to
Permit Fry to Submit Written or Oral Argument and
the Appellate Court’s Decision Upholding the Board
Is in Clear Conflict wich the Statute, the Board Rules,
the Constitution and the Law of This Court ......

Appendix A:

Lloyd A. Fry Roofing Company v. Pollution Con-
trol Board, et al. (Appellate Court of Illinois
Gpliom) ww ccc cess cccscccccsvcess

Appendix B:

Lloyd A. Fry Roofing Company v. Pollution Con-
trol Board, et al. (Supreme Court of Illinois
RRP pred aera an eae ee

Appendix C:
Illinois Environmental Protection Act ........

Appendix D:
Environmental Protection Agency, et al. v. Lloyd
A. Fry Roofing Company (Tlinois Pollution
Control Board Opinion) ................

Appendix E:
Environmental Protection Agency, et al. v. Lloyd
A. Fry Roofing Company (Illinois Pollution
Control Board Supplemental Opinion) .....

Appendix F:
Excerpt from Board Hearing ...............
Appendix G:

Excerpts from Illinois Poliution Control Board
PE SE 00 oa we Cowen evened exes

14
17
Al

Al

TABLE OF CITATIONS.

Cases.
Barbier v. Connolly, 113 U. S. 27 (1885) ............ 11
Cline v. Frink Dairy Company, 274 U. S. 445 (1927) .. 7,9
Connally v. General Construction Company, 269 U. S. 385

SET 445s + esa cheats bel Raber adeeb i ecekecens 8
Giaccio v. Pennsylvania, 382 U. S. 399 (1966) ........ 8
Jenkins v. McKeithen, 395 U. S. 411 (1969) .......... 13
Morgan v. United States, 304 U. S. 1 (1938) ........ 15, 17
Mystik Tape v. Illinois Pollution Control Board, 16 Ill.

App. 3d 778, 306 N. E. 2d 574 (1973) ............ 7
Papachristou v. City of Jacksonville, 405 U. S. 156

COE ORNS eR denecawnt Ad MES Gad ee hcdanusas 8
Pennsylvania Coal Co. v. Mahon, 260 U. S. 393 (1922) . 14
People v. Harter, 86 Il. App. 2d 461 (1967) ........ 12
People v. Sweetland, 210 Ill. App. 432 (1918) ........ 12
Rasche v. Board of Trustees, 353 F. Supp. 973 (N. D.

Se SOD ede CER G 6066 Nw ee eekdanbaceesus benex 9
Small Co. v. American Sugar Refining Co., 267 U. S. 233

| Preeee ree ET Te ECOL e TTC TT CET TCE Te PCT Tee 8
Truax v. Corrigan, 257 U. S. 312 (1921) ............ 11
United States v. L. Cohen Grocery, 255 U. S. 81

SOWE Casas ks bxneaede tented esse sasaae 6, 7,9, 10

Constitutional Provisions.
United States Constitution:

iv
Federal Statutes.
ee EE hbings Od k 60 N66050 be ansncnee ves 2
Re Toe eg rrr ee ere rer rrr rere 2
Illinois Statute. |
Illinois Environmental Protection Act (Ill. Rev. Stats., ch.
i). Web Ry ” § Serre re eee 3, 6, A19-38

Illinois Criminal Code (Ill. Rev. Stats., ch. 38, §17(j)) .. 12

IN THE

Supreme Court of the Gnited States

OcTOBER TERM, 1974.

No.

LLOYD A. FRY ROOFING COMPANY,
A CORPORATION,
Petitioner,
vs

ILLINOIS POLLUTION CONTROL BOARD, ILLINOIS
ENVIRONMENTAL PROTECTION AGENCY, THE
COUNTY OF COOK, a sBopy Po.itic, VILLAGE OF SUM-
MIT, REV. LOUIS HEMMERICH, ET AL.,

Respondents.

PETITION FOR WRIT OF CERTIORARI
TC THE SUPREME COURT OF ILLINOIS

Lloyd A. Fry Roofing Company petitions for a Writ of
Certiorari to review the decision of the Appellate Court of
Illinois entered on May 28, 1974, and the Order of the Supreme
Court of Illinois entered on September 27, 1974, denying Fry’s
petition for leave to appeal from the Appellate Court decision.

OPINION BELOW

The Appellate Court decision is reported at 20 Ill. App. 3d
301 and is reprinted in full as Appendix A to this Petition.
The Illinois Supreme Court rendered no opinion and its Order
denying the petition for leave to appeal is not reported. The
Clerk’s notice of the entry of said Order is reproduced as Ap-
pendix B to this Petition.

THIS COURT’S JURISDICTION

The Illinois Supreme Court denied Fry’s petition for leave to
appeal on September 27, 1974 and this Petition is filed within
ninety days thereafter pursuant to 28 U.S.C. § 2101. This
Court’s jurisdiction is invoked under 28 U.S.C. § 1257(3).

QUESTIONS PRESENTED

1. Are sections 9(a), 3(b) and 3(d) of the Illinois En-
vironmental Protection Act (Ill. Rev. Stats, ch. 111%,
§§ 1009(a), 1003(b) and 1003(d)), including the prohibition
therein against “unreasonably interfer[ing] with the enjoyment
of life or property”, so vague, indefinite and uncertain as to
violate due process?

2. Does the Illinois Environmental Protection Act deny
equal protection and due process by permitting the State to
arbitrarily choose between enforcement in a criminal proceeding
or in a proceeding which is denominated as “administrative”, but
is literally identical in substance and effect to a criminal pro-
ceeding except that an “administrative” defendant is denied
substantial rights guaranteed to a criminal defendant?

3. Does an administrative Board deny due process when
it convicts and fines a defendant without g’ving it the oppor-
tunity to submit argument as guaranteed by Statute, by the
Board’s own Rules and by decisions of this Court?

CONSTITUTIONAL AMENDMENTS AND
STATUTES INVOLVED

“Amendment XIV . . . Section 1 . . . No State shall make
or enforce any law which shall abridge the privileges or
immunities of citizens of the United States; nor shall any
State deprive any person of life, liberty, or property, with-
out due process of law; nor deny to any person within
its jurisdiction the equal protection of the laws.”

7 —

Ch. 111% IIL. Rev. Stats.

“§ 1009. Acts prohibited. § 9. N> person shall:

(a) Cause or threaten or allow the discharge or emis-
sion of any contaminant into the environment in any State
so as to cause or tend to cause air pollution in Illinois, either
alone or in combination with contaminants from other
sources, 07 so as to violate regulations or standards adopted
by the Board under this Act;”

“§ 1003. Definitions. § 3...

(b) ‘Air Pollution’ is the presence in the atmosphere
of one or more contaminants in sufficient quantities and of
such characteristics and duration as to be injurious to
human, plant, or animal life, to health, or to property, or
to unreasonably interfere with the enjoyment of life or

property.”

“(d) ‘Contaminant’ is any solid, liquid, or gaseous mat-
ter, any odor, or any form of energy, from whatever
source.”

STATEMENT OF THE CASE

Petitioner Lloyd A. Fry Roofing Company (herein some-
times called “Fry”) is a manufacturer of roofing materials. In
February of 1971, Fry was charged with air pollution, in
alleged violation of the newly enacted Illinois Environmental
Protection Act, before the newly created Illinois Pollution
Control Board. Prior to the commencement of the Board pro-
ceeding, an action had been filed in Circuit Court by the
State’s Attorney of Cook County also charging Fry with air
pollution, this in alleged violation of a County ordinance. A
Consent Decree was subsequently entered in the County action
by which Fry denied any violation of law, but agreed nonethe-
less to install control equipment. The Consent Decree was sub-
mitted to the Board along with a request by Fry that the ad-
ministrative proceeding be dismissed. The Board ignored that
request and the hearings continued.

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The hearings were held before a Hearing Officer appointed
by the Board. They resulted in a record containing more than
900 pages of testimony and numerous, lengthy documents.

Under the Environmental Protection Act and Board Rules,
the Hearing Officer is not to provide a summary or report con-
cerning the evidence or the case. In fact, he is to take no part at
all in the decision-making process. He is, however, required to
set a schedule for the parties to submit written briefs to the Board
“after the close of the hearing[s]”. He did so in this case (Ap-
pendix F hereto). A request for oral argument was also made
after the close of the hearings, pursuant to the Act and Rules.
But the Board refused to await written briefs and refused to
hear oral argument. Ratier, ignoring those guaranteed rights, it
held Petitioner in violation of the Statute and emission regula-
tions, entered a cease and desist order and imposed a $50,000
fine (Appendix D hereto).

Fry appealed the Board’s decision to the Illinois Appellate
Court. There Fry argued that the Act violated the due process
and equal protection guarantees contained in the Illinois and
United States Constitutions, that it unconstitutionally permitted
the Board to exercise the legislative and judicial powers, that the
Board had denied Fry its constitutional and statutory right to
submit argument, that the Hearing Officer was biased and the
hearings unfair and that there was no competent or material evi-
dence which could support the Board’s decision.

The Appellate Court, however, affirmed the Board’s finding
of statutory violation and its imposition of a fine. In so holding,
the Court virtually ignored the proposition that the Act is un-
constitutionally vague and uncertain. Indeed, the Court held
that the Board could convict one of a statutory violation by
begetting its own language and applying it in lieu of the
statutory provisions.

The Appellate Court also held that a State may create an
administrative Board to hear the same charges as might be
heard by a criminal court and jury. In fact the Board may im-

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pose a higher fine than a criminal court. Yet, a defendant before
the Board is denied the safeguards guaranteed to a criminal
defendant.

And the Appellate Court further held that, notwithstanding
specific language to the contrary contained in the Statute, the
Board’s own Rules and the law of this Court, an administrative
defendant may be convicted and fined without the opportunity
to submit argument.

Notwithstanding the devastating impact of these holdings upon
future proceedings, as well as this defendant, the Illinois Su-
preme Court refused to consider the matter and denied Fry’s
petition for leave to appeal. Certiorari is sought before this
Court.

REASONS WHY THE WRIT SHOULD BE GRANTED
I.

The Decision Below Conflicts with and Indeed Flaunts the
Holdings of This Court in Cases Such As United States v.
L. Cohen Grocery, 255 U.S. 81 (1920), Connally v. General
Construction Company, 269 U.S. 385 (1926), Cline v. Frink
Dairy Company, 274 U.S. 445 (1927), Giaccio v. Pennsyl-
vania, 382 U.S. 399 (1966) and Papachristou v. City of
Jacksonville, 405 U.S. 156 (1972) That Statutes As Vague,
Indefinite and Uncertain As The Ilinois Environmental Con-
trol Act Violate Due Process. If the Decision Below Is Per-
mitted to Stand, There Will Be No Guidelines Whatsoever
Upon Which Persons May Base Their Conduct So As to
Prevent a Conviction for “Air Pollution” Under the Ilinois
Act and Similar Statutes.

The Illinois Appellate Court affirmed an administrative deci-
sion that Fry had violated Sections 9(a) and 3(b) of the
Illinois Environmental Protection Act.* But, as Fry argued be-
fore the Illinois Courts, these provisions clearly fail to meet due
process.

* Til. Rev. Stats., ch. 111%, §§ 1009(a) and 1003(b).

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6

Section 9(a) of the Act provides that:

“No person shall: (a) Cause or threaten or allow the
discharge or emission of any contaminant into the environ-
ment in any State so as to cause or tend to cause air
pollution in Ilinois, either alone or in combination with
contaminants from other sources, or so as to violate regula-
tions or standards adopted by the Board under this Act;”
(emphasis supplied )

Section 3(b) defines “Air Pollution” as:

“. . . the presence in the atmosphere of one or more
contaminants in sufficient quantities and of such charac-
teristics and duration as to be injurious to human, plant,
or animal life, to health, or to property, or to unreasonably
interfere with the enjoyment of life or property.” (emphasis
supplied )

Section 3(d) defines a “contaminant” as:

“. .. any solid, liquid, or gaseous matter, any odor, or
any form of energy, from whatever source.”

Surely such vague and indefinite language violates the well-
settled requirements for a valid statute.

In United States v. L. Cohen Grocery, 255 U.S. 81 (1920),
this Court held that the so-called Lever (or Food Control)
Act was unconstitutionally vague. Much like the Illinois statute,
the Lever Act made it unlawful “to make any unjust or un-
reasonable rate or charge” and Petitioner submits that this
Court’s language is dispositive here:

“The sole remaining inquiry, therefore, is the certainty or
uncertainty of the text in question; that is, whether the
words, ‘That it is hereby made unlawful for any person
wilfully . . . to make any unjust or unreasonable rate or
charge in handling or dealing in or with any necessaries,’
constituted a fixing by Congress of an ascertainable stand-
ard of guilt, and are adequate to inform persons accused
of violation thereof of the nature and cause of the accusa-
tion against them. That they are not, we are of opinion so
clearly results from their mere statement as to render
elaboration on the subject wholly unnecessary. Observe that

SELON DW SARIS a r PISANI A NRE LEM St NITE BLES EE ALO EMEA PMID LA IG

7

the section forbids no specific or definite act. It confines
the subject matter of the investigation which it authorizes
to no element essentially inhering in the transaction as to
which it provides. It leaves open, therefore, the widest
conceivable inquiry, the scope of which no one can foresee,
and the result of which no one can foreshadow or ade-
quately guard against. In fact, we see no reason to doubt
the soundness of the observation of the court below in its
opinion to the effect that, to attempt to enforce the section
would be the exact equivalent of an effort to carry out a
statute which in terms merely penalized and punished
all acts detrimental to the public interest when unjust and
unreasonable in the estimation of the court and jury.”
(255 US. at p. 89.)

Similarly, in Cline v. Frink Dairy Company, 274 U.S. 445
(1927), this Court struck down a Colorado antitrust statute
which provided that combinations otherwise illegal would be
exempted from the act if they conducted operations “at a
reasonable profit”. Citing L. Cohen Grocery for the proposition
that a standard of “reasonable” was so vague and uncertain
that it necessarily violated due process, this Court went on to
say:

“*That the terms of a penal statute creating a new offense
must be sufficiently explicit to inform those who are subject
to it what conduct on their part will render them liable to
its penalties, is a well-recognized requirement, consonant
alike with ordinary notions of fair play and the settled
rules of law. And a statute which either forbids or re-
quires the doing of an act in terms so vague that men of
common intelligence must necessarily guess at its meaning

and differ as to it ener a violates the first essential
of due process of law. .. ..” (274 US. at p. 459.)

As the Illinois Appellate Court has held in another case, the
Environmental Protection Act creates a new offense (Mystik
Tape V. Illinois Pollution Control Board, 16 Il. App. 3d 778,
306 N.E. 2d 574 (1973)).

Decisions similar to L. Cohen Grocery and Cline v. Frink
Dairy are legion and include cases such as Connally v. General

ee ete |

Construction Company, 269 U.S. 385 (1926), Giaccio v.
Pennsylvania, 382 U.S. 399 (1966) and Papachristou v. City
of Jacksonville, 405 U.S. 156 (1972), where Mr. Justice
Douglas stated:
“This ordinance is void for vagueness, both in the sense
that it ‘fails to give a person of ordinary intelligence fair
notice that his contemplated conduct is forbidden by the

statute,’ . . . and because it encourages arbitrary and
erratic arrests and convictions.” (405 U.S. at p. 162.)

Nor does it matter that the Illinois Act might be characterized
as imposing a civil rather than a criminal penalty where a
charge of violation is made before the Board. This Court has
repeatedly held that whether statutes be civil or criminal, they
must all be construed within the framework of the constitutional
right to due process—they must give fair warning of the pro-
scribed conduct. As this Court stated in Small Co. v. American
Sugar Refining Co., 267 U.S. 233 (1925):

“The defendant attempts to distinguish those cases because
they are criminal prosecutions. But that is not an adequate
distinction. The ground or principle of the decisions was
not such as to be applicable only to criminal prosecutions.
It was not the criminal penalty that was held invalid, but
the exaction of obedience to a rule or standard which was
so vague and indefinite as really to be no rule or standard at
all.” (267 U.S. at p. 239.)

Petitioner submits that a statute which proscribes conduct
with words like “tend to cause air pollution . . . either alone or in
combination with contaminants from other sources” and “con-
taminants in sufficient quantities and of such characteristics . . .
as to be injurious to human, plant, or animal life, to health or
to property” is void for vagueness. No statute may properly con-
tain prohibitions such as “threaten”, “allow”, and “tend to
cause” or define “contaminant” so broadly as to literally forbid
breathing. And of critical importance here, this statute states and
the Appellate Court held that one may be convicted if he

POEL a COND AELTAR SLENE AT BLE DAG LB

has “unressonably inserfere[d| with the enjoyment of life or
property”, the very language which this Court held to be un-
constitutionally vague in L. Cohen Grocery and Cline v. Frink
Dairy Company.

There can be imagined no more eloquent proof of the in-
validity of this Act than the opinion of the Pollution Control
Board below. The Board said that it need only determine “. . .
whether Fry’s operation substantially interfered with the en-
joyment of life and property . . .” (Appendix D, p. A44). But
the Act does not contain the term “substantially” interfered.
The statutory standard, such as it is, is “unreasonably” interfered
and even the Appellate Court said the Board had misapplied
the Act (Appendix A, p. Al4). As a three. judge Federal Court
recently noted, while voiding a statute which provided for the
termination of aid to college students “convicted . . . of any
crime .. . of a serious a and [which] contributed to a sub-
stantial daragtion rs;

“It may be urged that the hearing officer simply misapplied
the language of the statute, but vague language is suspect-
ible of subjective interpretation or complete misinterpre-
tation. This is nrccicel;; whv reno! or punitive statutes must
be sufficientiy precise as to give fair notice to persons whose
actions may be subject to them as well as to provide ef-
fective standards for adjudication of their applicability.
If a statute is so obscure that men of common intelligence
must guess at its meaning or differ as to its applicability,
it is unconstitutionally vague”. (Rasche v. Board of Trus-
tees, 353 F. Supp 973, at p. 977 (N.D. Ill. 1972).)

The Illinois Environmental Protection Act is so vague and
obscure that “men of common intelligence” could not possibly
do more than “guess at its meaning and differ as to its appli-
cation”; surely, it fails to inform potential defendants “what
conduct on their part will render them liable to its penalties”
(Cline v. Frink Dairy Company, supra, at p. 459). As stated
above, this Court has specifically held that the very prohibitions
which formed the basis for Fry’s conviction are unconstitutionally

MO, ERIE CINE

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whe BAS Ler SH

10

vague. Fry cited and argued those decisions to the Illinois Courts.
But the Illinois Courts ignored thos> decisions. Rather, the Ap-
pellate Court cited an Illinois case completely irrelevant to this
Act and the statutes of three other States which it said were
similar to the one at bar (Appendix A, pp. A7-8).

If the decision below is permitted to stand, one may now be
found guilty of “pollution” at the unfettered whim of a State
court or administrative board. Unless it is set aside, States may
now blithely ignore this Court’s oft repeated admonition that
statutes must be sufficiently precise so that persons subject thereto
may intelligently guide their conduct. Unless review is granted
by this Court, the Illinois Environmental Protection Act and
“similar” statutes may now be used to conduct “the widest
conceivable inquiry, the scope of which no one can foresee, and
the result of which no one can foreshadow or adequately guard
against.” (United States v. L. Cohen Grocery, supra, at p. 89).
Petitioner earnestly prays that its Petition be allowed.

Il.

Under the Ilinois Environmental Protection Act, a Charge
of Violation May be Brought in Criminal Court or in a
So-Called “Administrative” Proceeding. But an Administra-
tive Defendant Is Subject to a Greater Monetary Penalty
Than a Criminal Defendant Charged with the Same Offense.
Yet an Administrative Defendant Is Denied the Right to a
Trial by Jury, Denied the Right to a Trial Under the Rules
of Evidence and Denied the Right to Proof of Guilt Beyond
a Reasonable Doubt. Since the State Mzy Arbitrarily Pick
and Choose Between These Two Means of Enforcement,
the Act Violates Equal Protection and Due Process.

As Petitioner argued below, one of the most critical defects
in the Illinois Environmental Protection Act involves the dual

11

method of enforcement contained therein. As this Court held in
the leading case of Barbier v. Connolly, 113 U.S. 27 (1885):

“The 14th Amendment, in declaring that no State ‘Shall
deprive any person of life, liberty or property without due
process of law, nor deny to any person within its jurisdic-
tion the equal protection of the laws,’ undoubtedly intended,
not only that there should be no arbitrary deprivation of
life or liberty or arbitrary spoliation of property but that
equal protection and security should be given to all under
like circumstances in the enjoyment of their personal and
civil rights; that all persons should be equally entitled to
pursue their happiness and acquire and enjoy property;
that they should have like access to the courts of the country
for the protection of their persons and property, the pre-
vention and redress of wrongs, and the enforcement of con-
tracts; that no impediment should be interposed to the
pursuits of anyone except as applied to the same pursuits
by others under like circumstances; that no greater burdens
should be laid upon one than are laid upon others in the
same calling and condition, and that in the administration
of criminal justice no different or higher punishment should
be imposed upon one than such as is prescribed to all for
like offenses.” (113 U.S. at p. 31, emphasis supplied.)
And, in Truax v. Corrigan, 257 U.S. 312 (1921):

“Thus, the [equal protection] guaranty was intended to
secure equality of protection not only for all, but against
all similarly situated. Indeed, protection is not protection
unless it does so.”

“*These provisions are universal in their application, to all
persons within the territorial jurisdiction, without regard
to any differences of race, of color, or of nationality; and
the equal protection of the laws is a pledge of the protec-
tiom of equal laws.’” (257 U.S. 333, emphasis by the
Court.)

But the Illinois Act clearly violates these well settled maxims.
Thus, Section 1042 permits a charge of statutory violation to
be brought before the Pollution Control Board which can im-
pose a fine of up to $10,000 for each violation and $1,000 more
for each additional “day of violation”. On the other hand,

12

Section 1044 states that it shall be a misdemeanor to violate
the Act. A misdemeanor is a crime (People v. Harter, 86 Il.
App. 2d 461 (1967); People v. Sweetland, 210 Ill. App. 432
(1918)) and where, as here, the statute is silent as to the
criminal penalty, a defendant may receive a maximum fine of
$1,000, and/or up to one year in jail. (Ill. Rev. Stats., ch. 38,
§ 17(j)).

Yet no basis for such a distinction between the two methods
for charging violation appears anywhere in the Act. Of course,
one who is charged with a misdemeanor has the right to a trial
by jury. He also has the right to a fair trial under the rules of
evidence, a burden of proof beyond a reasonable doubt and
numerous other guarantees not available to a defendant charged
before the Board. And while the Board cannot imprison, it may,
unlike a criminal court, order one to cease and desist. Both
may impose a monetary penalty, the Board being empowered
to impose a fine far in excess of that which could be imposed by
a criminal court. Obviously, there is a difference in burdens
between persons thus differently charged with the same offense.
The fact that the State may arbitrarily pick and choose between
these two procedures, so widely different in terms of their
guaranteed rights, but both giving rise to substantial penalties,
is a clear violation of equal protection and due process. The
Illinois Appellate Court either misapprehended or ignored
Petitioner’s argument in this regard, for its sole answer appears
to be that the Act savs proceedings may be brought before the
Board (Appendix A.. p. A9). This is precisely why the Act
violates the Constitution.

And since the same charges may be brought before the Board
or in criminal court, a defendant charged before the Board must
surely be permitted the same right to a jury trial as one
charged with a crime. A criminal defendant could not be denied
a trial by jury because he might have been charged with the
same offense before the Board. The Appellate Court, however,
looked only to form, not substance, stating that the “right to

emnete Pane Re

13

trial by jury was never intended to apply to administrative pro-
ceedings.” (Appendix A, p. Al0.) But this was not the
ordinary administrative proceeding involving licensing, rate-
making or the like. This proceeding was literally identical in
substance and effect to a criminal proceeding under the Act.

As Mr. Justice Black said, concurring with a decision of
this Court striking down a statute which created a commission to
investigate violations of labor-management law:

“The Louisiana law here . . . is, in my judgment, nothing
more nor Jess than a scheme for a nonjudicial tribunal to
charge, try, convict, and punish people without courts,
without juries, without lawyers, without witnesses—in short
without any of the procedural protections that the Bill of
Rights provides. . . . For these reasons I believe that the
Louisiana law denies due process of law.” (Jenkins v.
McKeithen, 395 U. S. 411, at pp. 432-33 (1969).)

So too, the Illinois Environmental Protection Act has created

“nothing more nor less than a scheme for a nonjudicial tribunal

. try [and] convict . . . without courts, without juries . . .
(and] without . . . the procedural protections that the Bill of
Rights provides.” The Board here decided an obvious adversary
proceeding. It convicted Fry of statutory violation and ordered
it to cease and desist. It fixed and imposed a $50,000 penalty.
The substance of such a proceeding simply cannot be determined
on the basis of a label ascribed by a State legislature or Appel-
late Court.

Petitioner submits that if the decision below is permitted to
stand, States are free to provide that any charge at all may now
be heard by a nonjudicial “administrative” tribunal, instead
of a court and jury. But Petitioner also submits that the
Constitution cannot and does not permit the elevation of labels
over substance and the denial of substantial rights so that a
State may “expedite” a socially prominent cause.

As government regulation of all walks of life increases, the
words of Mr. Justice Holmes bear repetition:

14

“We are in danger of forgetting that a strong public desire
to improve the public condition is not enough to warrant
achieving the desire by a shorter cut than the constitutional
way of paying for the change.” (Pennsylvania Coal Co. v.
Mahon, 260 US. 393, at p. 416 (1922).)

For the reasons set forth above, this Court should grant review.

Il.

The Ilinois Environmental Protection Act and the Pollution
Control Board’s Procedural Rules Guarantee That a Defend-
ant Has the Right to Submit Written and Oral Argument. But
the Board Here Refused to Permit Fry to Submit Written or
Oral Argument and the Appellate Court’s Decision Upholding
the Board Is in Clear Conflict with the Statute, the Board
Rules, the Constitution and the Law of This Court.

Perhaps no single aspect of the Appellate Court’s decision
so clearly violates guaranteed rights as its holding that Fry
could be denied the opportunity to submit argument to the
Pollution Control Board.

‘The Environmental Protection Act itself is unquestionably
to the contrary. Thus, Section 1032 specifically provides that
“Any party to a [Board] hearing . . . may make oral or written
argument .. .”, while Section 1033(a) states that the Board
may decide the case only “{a]fter due consideration of the
written and oral statements . . .” (Appendix C, pp. A33-34).
Moreover, could there remain any doubt that a defendant has
the right to at least submit a written brief, the Board’s own
procedural Rules mandate without equivocation that:

“The parties may submit written briefs to the Board within
ten days after the close of the hearing, or such other rea-
sonable time as the Hearing Officer shall determine con-
sistent with the Board’s responsibility for expeditious deci-
sion. Upon request at the time of submission of briefs or
on its own motion, the Board may permit oral argument
by the parties before the whole Board.” (Illinois Pollution

15

Control Board Procedural Rules § 330, 1970, emphasis
supplied. )

While it could perhaps be suggested that oral argument is
discretionary (although Petitioner submits that this too would
be both: unconstitutional and contrary to the Act), it is per-
fectly clear that the right to file a written brief simply cannot be
_ denied. Indeed, Rule 330, above, requires the Hearing Officer
to set a briefing schedule. The Hearing Officer here did set a
briefing schedule (Appendix F, p. A52), but the Board ignored
this, as well as the Statute and Rules, deciding the case before
briefs could be filed. And when Fry objected in its motion for
rehearing, the Board replied with near incredible arrogance:

“The Board chose not to await the filing of briefs for the

rendering of its decision, but took the case on the record
. Likewise, the Board chose to proceed without hearing

oral argument.” (Appendix E, p. A49, emphasis supplied. )

But the Board cannot “ciioose” to proceed without briefs
and it cannot “choose” to foreclose oral argument. As stated
above, those rights are clearly guaranteed by Statute and Board
Rule. Of even more importance, they are also guaranteed by
the Constitution and the law of this Court.

Thus, in the so-called “second” Morgan case (Morgan v.
United States, 304 U.S. 1 (1938), this Court reviewed a pro-
ceeding in which an administrator, much like the Board here,
read, but did not hear, a written transcript of evidence. He
also read (but did not hear) a transcript of defendants’ oral
argument and reviewed their written briefs. But, the Govern-
ment made no formal argument at all. Rather, its prosecutors
conferred with the administrator outside the presence of de-
fendants who, of course, had no opportunity to reply. Ac-
cordingly, this Court reversed the administrative decision and
held that due process is only satisfied if (1) the decision-maker
physically hears the evidence and arguments of both parties
and decides the case on the spot; (2) the decision is made after

16

both parties have the opportunity to submit proposed findings

-and arguments; or (3) the hearing examiner were to prepare a
report to be used as a basis for subsequent exceptions and argu-
ment by the parties.

While we do not suggest that the sort of collusion described in
Morgan occurred below, that decision nonetheless highlights
the manifest injustice of this proceeding. Under the Illinois Act,
the Hearing Officer plays no part in the decision making proc-
ess. Indeed, he has no duties except to “conduct” the hearings
and to rule upon matters which do not go to the merits of the
case. Only the Board may rule on substantive matters; only the
Board may decide the case. (Illinois Pollution Control Board Pro-
cedural Rules §§ 308(f) and 315, 1970; Appendix G, p. A53.)
But unless a member of the Board attends the hearings, and
none did here, its decision is made oniy on the basis of the
raw written record and without any knowleage of such critical
factors as credibility, bias, attitude and demear.ior. Since the Hear-
ing Officer supplies no summary or analysis and makes no
recommendations, the Board is all bui completely isolated
from the hearing. These, no doubt, ar: some of the very rea-
sons why the Statute and Rules specifically give parties the right
to submit written and oral arguraent and require that the Hear-
ing Officer set a schedule for “the parties . . . [to] submit
written briefs to the Board . . .. after the close of the hearing{[s]’.

' Should those rights be denied in light of this Statute, due proc-
ess has surely failed.

But the Illinois Courts ignored the foregoing propositions and
held that Fry could be denied the right to submit argument to
the Board. To the extent that the Appellate Court appears to
suggest that due process is satisfied merely by a “hearing” with
counsel present, it has tortured the Statute and Board Rules
beyond recognition. Moreover, it has clearly denied due process
as defined by this Court. As stated above, the Hearing Officer
who presides at the hearings has nothing to do with the Board’s

decision; “argument” to him concerning the merits would be

17

useless. Furthermore, as the Statute, the Rules and second
Morgan obviously recognize, argument or the moans is Am
possible until the hearings have been concluded. Any “argument”
during a hearing necessarily concerns matters such as evidence,
procedure and the like in the heat of trial. It is not the same as
and indeed has nothing to do with the guaranteed right to argue
the case as a whole to the Board “after the close of the hearing”
(Illinois Pollution Control Board Procedural Rules § 330,
1970) ) and after at least a minimum opportunity to review the
evidence and the law. This much, at least, is surely required
by due process.

The decision below has resulted in a grave miscarriage of
justice with respect to this Petitioner. But more than that, the
decision will permit still other State administrators and courts
to ignore clear statutory language and thereby deny unpopular
defendants due process, as guaranteed by the Constitution
and this Court. Petitioner submits that the Constitution must
prevail over the passions of a socially prominent cause, and a
desire to quickly convict, no matter what the law. For these
reasons too, this Petition should be allowed.

CONCLUSION

Petitioner respectfully prays that its Petitiun for Writ of
Certiorari be granted.
Respectfully submitted,

BuRTON Y. WEI1ZENFELD,

ARTHUR L. KLEIN,

Paut L. LEEDs,
120 South LaSalle Street,
Chicago, Illinois 60603.

Counsel for Petitioner.
ARNSTEIN, GLUCK, WEITZENFELD
& MINow,
Of Counsel.

et nF pe ad

rom 2 ee Ln a SRI BIEN AS NRE CG AN CRA ISES. SBN ES RE ee

Ai

APPENDIX A.
56629 i,
LiLoyp A. Fry ROOFING COMPANY, @
corporation,
Petitioner,
VS. Petition for Review

+ from the Pollution
POLLUTION CONTROL BOARD, ENVI- Control Board.

RONMENTAL PROTECTION AGENCY,
THE COUNTY OF COOK, a body
politic, VILLAGE OF SUMMIT, REV.
Louis HEMMERICH, et al.,

Respondents. }

Mr. Justice STAMOS delivered the opinion of the court.

This is a petition for review of an order of the Pollution
Control Board.’ The Board denied petitioner Fry Roofing Com-
pany (hereinafter Fry) a variance from the Environmental
Protection Act,? found that Fry has caused air pollution as de-
fined by Sections 3(b) and 9(a) of the Act® and has emitted
particulates into the atmosphere in an amount exceeding the
limits set forth in the Rules and Regulations Governing the
Control of Air Pollution. The Board ordered Fry to cease and
desist the emission of particulates, and assessed a penalty against
Fry in the amount of $50,000 for violation of the Act and the
Rules and Regulations.

On appeal Fry contends that: 1) the Environmental Protec-
tion Act is unconstitutional in that: (a) it is vague and in-

1. Il. Rev. Stat. 1971, ch. 111%, par. 1041; Ill. Rev. Stat.
1971, ch. 110A, par. 335.

2. Ill. Rev. Stat. 1971, ch. 111%, par. 1001 et seq.
3. Ill. Rev. Stat. 1971, ch. 111%, pars. 1003(b), 1009(a).

BEE nee ee ERA eR ee TER ees ertemenye

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SNS i Pt AO ORIEN. ae

A2

definite; (b) unlimited discretion and legislative power is dele-
gated to the Pollution Control Board; (c) the Act confers
judicial power upon an administrative agency; (d) application
of the Act results in a denial of equal protection of law; and
(e) the Act denies the right to a jury trial; 2) the hearing was
unfair in that: (a) the Board did not “hear” the evidence be-
cause the Board members are not required to attend the hearing;
(b) the hearing officer did not comply with his duty to exclude
immaterial and prejudicial evidence as required by the Act;
(c) the hearing officer was not impartial; and (d) Fry was
denied its right to submit a brief and argument before the
Board; and 3) the decision of the Board is not supported by
competent, sufficient evidence.

Fry is one of the world’s largest manufacturers of asphalt
roofing operating 24 plants in various parts of the United States.
The facility involved in the present proceeding is located in
Summit, Illinois, The Vollney Felt Mill occupies the same
premises, supplying the felt used in the operation. The Trum-
bull Asphalt Company, while purportedly being a separate en-
tity unconnected with Fry, is located contiguous to the Fry
plant in Summit as it is in other parts of the country where
Fry plants are located, and supplies the asphalt used in Fry’s
manufacturing process.

On January 7, 1971, Fry filed a petition for a variance from
the provisions of the Environmental Protection Act. The peti-
tion stated that Fry had installed no control equipment because
of possible relocation problems caused by the proposed South-

West Expressway. On February 26, 1971, a complaint was
filed before the Pollution Control Board by members of a com-
munity group known as S.O.R.E.* The complaints alleged

4. At the time of the filing of this complaint, another cause was
pending in the Circuit Court of Cook County against Fry. (County
of Cook v. Lloyd A. Fry Roofing Co., Inc. 71 Ch. 585.) A consent
order, in which Fry agreed to install emission control equipment,
was entered in that suit before the termination of the instant hearing
before the Board.

gr eae NE EE ITE OEIC LAAT ENS BON te ry pare ta Sabon spree pce, with

a ee een Pen ee Le ENCORE IR eT OPN LR ACCP ORR ater IE aaa

A3

“that Respondent Fry did, on February 17, 1971, cause and
allow the discharge and emission into the environment of con-
taminants so as to cause or tend to cause air pollution in Illinois,
and further that Respondent Fry has engaged and continues
to engage in a pattern of conduct such as to cause and allow
the discharge and emission into the environment of contaminants
SO as to Cause or tend to cause air pollution in Illinois.” Such
allegations clearly allege violaticus of Section 9(a) of the Act
and inform Fry of the manner of the alleged pollution. How-
ever, the complaint does not allege violations of the Rules and
Regulations promulgated by the Board.

Section 31 of the Act® requires that the complaint state “the
manner in, and the extent to which such person (the person
complained against) is said to violate this law.” Notice to the
alleged violator is a fundamental element of due process.
Charges in an administrative proceeding need not be drawn
with the same refinements as pleadings in a court of law, but
the charges must be sufficiently clear and specific to allow prep-
aration of a defense. (Greco v. State Police Merit Board, 105
Ill. App.2d 186, 245 N.E.2d 99.) Section 31 requires notice
of a specific violation charged and notice of the specific conduct
constituting the violation. See Citizens Utilities Co. v. Pollu-
tion Control Board, 9 Ill.App.3d 158, 289 N.E.2d 642. In
addition P. C. B. Procedural Rule 304(c) (2) requires that the
complaint contain “a concise statement of the facts upon which
the respondents are claimed to be in violation.”

In the instant case the complaint did not allege violations
of the Rules and Regulations Governing the Control of Air
Pollution. Therefore, the Board improperly found Fry in viola-
tion of the Rules and Regulations, and we reverse that part of
the Board’s order. We do not believe that this defect was cured
by the facts that the hearing on Fry’s petition for a variance
from the Rules and Regulations was consolidated with the
enforcement proceedings based upon the complaint, and that

5. Ill. Rev. Stat. 1971, ch. 111%, par. 1031.

SEES OLLIE LIP GON LIAL EEOC Tg ng OR CNETE DIDI DEE LOOT RY eats ere area?
= .~ * ues ae a ie ane ee

OCT BREEAM. Le 7
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A4

Fry introduced evidence regarding its emission rates which are
governed by the Regulations. Therefore we will consider only
: that evidence concerning a violation of Section 9(a) of the
: Act.

3 A lengthy hearing covering more than 900 pages in the
: record was held before the hearing officer. In order to con-
: sider defendant’s contentions, the testimony and evidence ad-
‘ duced must be summarized. Geddam Reddy, an engineer em-

ployed by the Environmental Protection Agency, testified on
direct examination that, from a reading of generally accepted
treatises on air pollution emission factors, he was convinced that
emissions from asphalt roofing companies are carcinogenic and
dangerous to human health. He stated that since Fry had no
emissicn control equipment, it was emitting carcinogenic mate-
rials. Near the end of the hearing, the hearing officer struck
the direct testimony of this witness on the basis that he had
never visited the Fry plant and had not inspected it. Reddy
was later called by Fry and stated that Fry Exhibit 1, United
States Environmental Protection Agency Manual (1971 pre-
liminary draft), was a generally accepted emission standard
manual.

Ronald Kluszewski, a trustee of the Village of Summit, testi-
fied as to the contents and background of a resolution passed
by the trustees on January 18, 1971, requesting a denial of
Fry’s variance application, and also requesting that Fry be re-
quired to comply with pollution control laws and regulations.
He also testified to complaints from citizens and to his opinion
| as to public feeling. Finally, he testified that he was able to
| pinpoint the “obnoxious” odor as emanating from Fry and that
it interfered with his enjoyment of his home.

The Summit Chief of Police also testified to complaints re-
garding the odors emitted by Fry. 63 complaints from 1966
were introduced into evidence; many of these pertained to
Trumbull Asphalt Company and did not name Fry. The wit-
ness stated that he had gotten approximately 20 complaints per

ALLELE DE DCES 8S MA ACEP. a LG ROA SON i PA é r Zi EAS tangs.

AS

year since he became chief in 1966; none of these were intro-
duced into evidence.

As Vista volunteer testified to being present at a meeting on
December 18, 1970 with Lloyd Fry, Jr. and members of
S.O.R.E. Mr. Fry told the group that he knew that he was
polluting, but S.O.R.E. could take him to court to make him
stop. This witness also testified that his understanding of the
law was that Fry would be compensated for control equipment
if the plant was condemned for the proposed highway, and that
this was discussed at the meeting.

Approximately 12 members of S.O.R.E. then testified. Affida-
vits from all these witnesses were introduced into evidence.
These affidavits related that on February 17, 1971 the affiants
observed gray smoke and a sickening odor being emitted from
the Fry smokestacks, and that this odor interfered with their
enjoyment of their property and environment. Many of these
affidavits related incidents prior to February 17, 1971 and sub-
sequent to that date in which the smoke and odor emanating
from Fry produced ill effects. One of the affidavits contained
newspaper articles reflecting public concern over Fry’s opera-
tion; two 2fdavits contained information regarding Fry’s opera-
tions and lawsuits in three other states. One witness testified
that S.O.R.E. has received 111 complaints regarding Fry during
December and January of 1971 and 1972. These witnesses
were cross-examined extensively by Fry as to their certainty in
identifying the source of the odors they attributed to Fry, and
as to the contents of their affidavits.

The complainants also called Lloyd Fry, Jr. and Harvey
Hoffman, the former Director of Environmental Controi at the
Fry plant, as adverse witnesses. Fry stated that he did not know
what type of particulates the plant was emitting, and did not
know of an injunction against the Fry plant in California. Hoff-
man was questioned regarding the pollution control equipment
installed in Fry’s other plants.

RD ae

SO 8 nl sea

A6

William Zenisek, an expert witness for the Environmental
Protection Agency testified that he visited Fry in 1968 and
1971 and estimated the emissions rate from the United States
Environmental Protection Agency Manual, 1968 (E.P.A. Ex-
hibit 1). No tests were conducted on the Fry plant to deter-
mine actual emission rates. This witness testified that there
is no Official update of the 1968 manual, only preliminary re-
visions. Air Pollution Engineering Manual, U.S. Department
of Public Health, 1967 was also introduced into evidence
(E.P.A. Exhibit 3) as depicting the state of the art as it relates
to asphalt saturators and the control of emissions.

Steven Rosenthal, an environmental protection engineer em-
ployed by the Environmental Protection Agency testified that he
visited the Fry plant two or three times in 1971, and observed a
disagreeable odor. He computed the Fry emission rate from the
1968 Environmental Protection Agency Manual. He stated that
in his opinion the wood flour he observed on the premises was
the result of a violation. The recommendation of the Environ-
mental Protection Agency, which stated that Rosenthal had made
three inspections of the area and had noted a piercing stench,
was introduced into evidence. The recommendation also stated
that Fry was not complying with Section 9(a) of the Act and
Rule 3-3.11 of the Rules and Regulations regarding emission
rates. Fry made a motion to call Mr. McCreery of the Agency
who purportedly wrote the recommendation; the hearing officer
held that Rosenthal signed it and only he was required to testify.

Fry called its plant manager who testified to the saturating
process, and stated that to his knowledge “nothing goes out of
the stacks,” with the exception of steam. He also testified that the
stacks did not have hoods to catch emissions, but that the
installation of such hoods was planned.

Petitioner’s first constitutional argument is that the Environ-
mental Protection Act is unconstitutionally vague and indefinite.
Section 9(a) of the Act® provides:

6. Ill. Rev. Stat. 1971, ch. 111%, par. 1009(a).

tN aia! Al dia ce,

RES PP, LIES OE GEMS IRON AE IEG SLE LING WEDS wR Chey thier eg esse. - ee

PADRE LEG LTE PS OBL ty cop ig

A7

“No person shall:

(a) Cause or threaten to allow the discharge or
emission of any contaminant into the environment in
any State so as to cause or tend to cause air pollution
in Illinois, either alone or in combination with con-
taminants from other sources, or so as to violate
regulations or standards adopted by the Board under
this act; * * *.”

Section 3(b) of the Act’ states that:

“ ‘Air Pollution’ is the presence in the atmosphere of one or
more contaminants in sufficient quantities and of such
characteristics and duration as to be injurious to human,
plant, or animal life, to health, or to property, or to un-
reasonably interfere with the enjoyment of life or property.”

Section 3(d)* states that:

“*Contaminant is any solid, liquid, or gaseous matter, any
odor, or any form of energy, from whatever source.”

At the outset, we acknowledge that all presumptions are in
favor of the constitutionality of legislation (Gadlin v. Auditor of
Public Accounts, 414 Ill. 89, 110 N.E.2d 234), and petitioner
has the burden of clearly proving unconstitutionality. Statutes
directed at control of pollution in the environment are intended
to encompass infinitely variable conditions. Therefore, flexibility
and adaptability are required. In addition, the above definitions
in this Act, taken together, are clear and easily understandable.
All types of contaminants and “pollution” need not be scientif-
ically delineated in a statute of this kind.® Metropolitan Sanitary

7. Ill. Rev. Stat. supra, par. 1003(b).
8. Ill. Rev. Stat. supra, par. 1003(d).

9. We note that these sections are as clear as those used in
the statutory framework of other states’ pollution statutes. See
Houston Compressed Steel Corp. v. Texas (Tex. Civ. App.), 456
S.W.2d 768; Air Pollution Commission v. Coated Material Co.
(Pa. Ct. Comm. Pl.) IERC 1444; Department of Health v. Owens-
Corning Fiberglas Corp., 100 N.J. Sup. 366, 242 A.2d 21, Affd. 53
N.J. Sup. 248, 250 A.2d 11.

CLP CGN NTA oe an . =
TT Agata EPR MA er ee oe

POET ON TERRY es

A8

District v. United States Steel Corp., 41 Tll.2d 440, 243 N.E.2d
249.

Petitioner’s next contenuons are that the Act confers unlimited
legislative discretion and judicial power upon the Pollution Con-
trol Board. Petitioner’s argument that the delegation of authority
to interpret the Act and to make rules and regulations is an
abdication of legislative responsibility is not persuasive. There is
no clear line separating excessive and permissive delegations of
legislative authority. A reading of Sections 9(a), 3(b) and
3(d) indicates that the legislature has provided some standards
in the Act.

Section 5(b) provides:
“The Board shall determine, define and implement the
environmental control standards applicable in the State of
Illinois and may adopt rules and regulations in accordance
with Title VII of this Act.”
The discretionary power delegate to the Board is clearly limited
by the Section 5(b) requirement that the Board determine
standards. We are in agreement with the decisions of the courts
in Ford v. Environmental Protection Agency, 9 Ill.App.3d 711,
292 N.E.2d 540, Bath, Inc. v. Pollution Control Board, 10
ll.App.3d 507, 294 N.E.2d 778, and City of Monmouth v.
Environmental Protection Agency, 10 Ill.App.3d 823, 295
N.E.2d 136, that the authority and powers bestowed on the
Board to make rules and adjudicate cases are in keeping with
the spirit of the Environmental Protection Act for the practical
application and operation of the Act. See also Reif v. Barrett, |
355 Ill. 104, 188 N.E. 889.

In addition, we hold that the authority to impose monetary
penalties granted by Sections 33(b) and 42 of the Act’® does
not constitute a prohibited grant of judicial power.* Our

10. Til. Rev. Stat. 1971, ch. 111%, pars. 1033(b), 1042.

‘11. The proceeding before the Board was a combination variance
and enforcement proceeding. Therefore, the Board did not exceed

adaiiin 1. temnenuememmeniaceer serena 6x omens tenses

A9

Supreme Court has recently decided the issue by holding that
the discretionary power to impose penalties is reasonably neces-
sary to accomplish the legislative purpose of the agency, and
therefore, does iot violate the constitutional separation of
powers. City of Waukegan v. Environmental Protection Agency,
didn TH 2d ene ones N.EL2d4 ............ (NO. 45984 filed March
29, 1974).

Petitioner’s final constitutional arguments are that the Act
denies it equal protection of law and its rights to trial by jury.
Petitioner argues that Section 44 of the Act’* provides that
violations shall constitute misdemeanors, and that, therefore,
one person may be charged with a violation before the adminis-
trative agency while another person may be charged with the
same violation in a criminal proceeding.

The fourteenth amendment requires that all persons subject to
legislation “shall be treated alike, under like circumstances and
conditions, both in privileges conferred and in liabilities im-
posed.” (Hayes v. Missouri, 120 U.S. 68, 71-72.) The provi-
sions of the Environmental Protection Act and the regulations of
the Board are equally applicable to all persons in Illinois. Peti-
tioner has shown no discrimination or abuse of discretion in
bringing administrative actions. On the contrary, the Act pro-
vides that enforcement actions be brought before the Board.
Ford v. Environmental Protection Agency, supra. See also State
v. Lloyd A. Fry Roofing Co.,.495 P.2d 751 (Ore. App. Ct.),
remanded on other grounds, 502 P.2d 253 (Ore.).

We are also unable to agree with petitioner that the Act is
applied in a capricious or arbitrary manner because actions for
violation of the Act can be brought against persons, even though

its statutory authority to impose fines in enforcement proceedings.
Ill. Rev. Stat. 1971, ch. 111%, pars. 1033(b), 1042. The Board
may not impose fines in the context of a variance proceeding.
Citizens Utilities Co. v. Pollution Control Board, 9 Tl.App.3d
158, 289 N.E.2d 642; City of Mattoon v. Illinois Environmental
Protection Agency, 11 "TILApp.3d 259, 296 N.E.2d 383.

12. Ill. Rev. Stat. 1971, ch. 111%, par. 1044.

Al0

they may be in compliance with the regulations, and even though
Section 49(e) of the Act"* states thyt compliance with the regu-
lations is a prima facie defense to ‘an action. It is sufficient to
point out that violations of the Act occur whenever a person
causes or tends to cause “air pollution” or violates the rules and
regulations adopted by the Board. (Ill. Rev. Stat. 1971, ch.
111%, par. 1009(a).) Compliance with the regulations is a
prima facie defense, but it is not a complete defense.
Petitioner’s contention that the Act deprives it of its constitu-
tional right to trial by jury is also without merit. The Constitution
of 1970** provides that “[t]he right of trial by jury as heretofore
enjoyed shall remain inviolate.” This language is identical to
that in the Constitution of 1870, and has been interpreted to
secure the right of jury trial as it existed at common law.
(Stephens v. Kasten, 383 Ill. 127, 48 N.E.2d 508.) dn the
instant case, the Act provides for the creation of an administra-
tive agency to enforce the Act. The constitutional guarantee of
right to trial by jury was never intended to apply to administra-
tive proceedings which were unknown at common law, and
therefore, petitioner cannot argue that this right has been
abridged. Ford v. Environmental Protection Agency, supra.
Petitioner next argues that the Pollution Control Board’s
order must be reversed because petitioner was denied a fair and
impartial hearing. Due process of law requires that an adminis-
trative hearing be fair. (Smith v. Department of Registration and
Education, 412 Til. 332, 106 N.E.2d 722.) In administrative
review, it is our duty to review the manner in which evidence
was adduced before the administrative agency. From petitioner's
specific allegations of unfairness, we cannot conclude that, the
administrative hearing in this case was not fair and impartial.
Petitioner asserts that the Act itself precludes a fair hearing
because none of the Board members personally hear the evi-

13. Tl. Rev. Stat. 1971, ch. 111%, par. 1049(e).
14. Ill. Rev. Stat. 1971, Const., art. I, § 13. \

All

dence and the hearing officer merely receives the evidence with-
out participating in the decision-making process. The United
States Supreme Court has held that in administrative proceedings
“there must be a hearing in a substantial sense.” (Morgan Vv.
United States, 298 U.S. 468, 481.) In the instant case, the Act
requires the Board to make its determinations after “due con-
sideration of the written and oral statements, the testimony and
arguments that shall be submitted at the hearing * * *.” (II.
Rev. Stat. 1971, ch. 111%, par. 1033(a).) Thus we must con-
clude that the decision-making procedure set forth in the Act
conforms to the Morgan requirement that “the officer who makes
the determinations must consider and appraise the evidence.”
Morgan V. United States, supra, at 582; see also Des Plaines Cur-
rency Exchange, Inc. v. Knight, 29 Tll.2d 244, 194 N.E.2d 89.

Petitioner also argues that the hearing was unfair because
the hearing officer failed to exclude irrelevant, prejudicial testi-
mony as required by Procedural Rule 320(b). Although we
agree that incompetent evidence was admitted into evidence—
(we note that evidence was adduced regarding events outside
the time scope of the complaint), we are not compelled to con-
clude that substantial unfairness or an overall denial of justice
resulted. The Act requires the Board to file a written opinion
stating the facts and reasons for its decision (Ill. Rev. Stat.
1971, ch. 111%, par. 1033(a)), and its decision must be based
upon competent evidence. The admission of incompetent evi-
dence is not reversible error if there is substantial evidence to
sustain the decision of the Board. See Yiannopoulos v. Robinson,
247 F.2d 655 (7th Cir.). A failure to observe the technical
rules of evidence is not sufficient reason to set aside an agency’s
decision unless the error materially affects the rights of a party
and results in substantial injustice to him. (Administrative
Review Act, Ill. Rev. Stat. 1971, ch. 110, par. 275(2).) Our
perusal of the record reveals no instance where the ruling of the
hearing officer resulted in substantial injustice to Fry.

\

Al2

Likewise, we are not convinced that the hearing officer was
biased, and actively participated in proving petitioner’: guilt.
It is an established priaciple that the decision of an admin-
istrative agency will be set aside if the prejudice or bias of the
hearing officer results in an unfair hearing. (Gigger v. Board of
Fire and Police Commissioners, 23 Wl.App.2d 433, 163 N.E.
2d 541.) Upon our review of the record, we are satisfied that
the hearing officer conducted the proceedings in a fair and im-
partial manner. The “expert” testimony of the Agency’s engi-
neer, Reddy, was stricken from the record when the hearing
officer became aware that Reddy had no personal knowledge of
the Fry plant. The hearing officer’s instructions to complainant’s
attorney regarding foundation for a witness’s testimony, a letter
to the Board stating that the evidence from the Agency would
hopefully produce a “knowledgeable expert”, the introduction
of police reports from 1966, the introduction of testimony re-
garding comraunity feeling and lawsuits against Fry in other
States, the narrative testimony of certain witnesses, and the hear-
ing officer’s interrogation of the witnesses are interpreted by us as
a conscientious effort by the hearing officer to “insure develop-
ment of a clear and complete record,” as required by the Board’s
regulations. (Pollution Control Board Regulations, Section 115.)
In addition, petitioner was represented by counsel and was
‘ offered the opportunity to prepare a defense and introduce evi-
dence, and all of the testimony adduced at the hearing was
subject to cross-examination. From the above state of the record,
we are of the opinion that the hearing was conducted as a
fact-finding proceeding with a view toward achieving substantial
justice. — | '

As a final assertion of procedural unfairness, petitioner argues
that it was denied its right to file. a written brief to the Board

as ‘permitted by the Board’s regulations. (Pollution Control —
Board Regulations, Section 330.) Petitioner does not contend
that it was denied the opportunity to present argument, offer
testimony or cross-examine witnesses as required by the Act,”*

15. Ill. Rev. Stat. 1971, ch. 111%, par. 1032.

Al3

or that the Board issued its order without considering the state-
ments, testimony and arguments submitted at the hearing as
required by the Act."* The intent of the legislature, as seen from
the Act itself, was to afford parties procedural due process.
In the case at bar, the hearing conformed to fundamental prin-
ciples of justice, and we construe the regulation providing that
written briefs may be filed as a discretionary provision only.
The Board did not abuse its discretion in rendering its order
without considering briefs from the parties.

Petitioner’s final contention is that the decision of the Board
must be overturned because there is not substantial, competent
evidence upon which to base that decision. Petitioner main-
taias that the decision was based on irrelevant allegations and
prejudicial conclusions.

It is well established that a reviewing court may examine
firdings of an administrative agency to determine if they are
supported by sufficient, competent evidence. (St. James Temple
of the A.O.H. Church of God, Inc. v. Board of Appeals, 100 Tl.
App.2d 302, 241 N.E.2d 525; Russell v. License Appeal Com-
mission, 133 T.App.2d 594, 273 N.E.2d 650.

In the instant case, the complaint charged plaintiff with viola-
tions of the Act in discharging contaminants into the atmosphere
on February 17, 1971, and causing or tending to cause air
pollution. Complainants sought a cease and desist order and
a $1,000 fine for the February 17th incident and every other
day during which Fry discharged contaminants. The order
of the Board ordered Fry to cease and desist and assessed a
$50,000 penalty for violations of the particulate emissions pro-
visions of the Rules and Regulations Governing the Control
of Air Pollution; for failure to file a Letter of Intent and Air
Contaminant Emission Reduction Program; and for causing air
pollution.

Upon our review of the record, we are convinced that the
Board’s finding of air pollution by Fry, in violation of Section

16. Til. Rev. Stat. supra, par. 1033(a).

Al4

9(a), is supported by substantial, competent evidence. Section
3(b) of the Act defines air pollution as the presence of sufficient
quantity and quality of contaminants as to (1) be injurious to
human life, (2) be injurious to plant life, (3) be injurious to
animal life, (4) be injurious to health, (5) unreasonably inter-
fere with the enjoyment of life or property. The Board’s finding
of a violation must rest upon a finding that the alleged pollution
resulted in one or more of the above-mentioned situations.

The opinion of the Board erroneously states that it need only
find. “substantial interference” with the enjoyment of life or
property in order to support a finding of violation of the statute.
The Board found that the evidence:

“amply supports a finding of severe nuisance and air pol-
lution as defined in the statute * * * (and that Fry’s opera-
tion caused) a severe burden and nuisance on the com-
munity.”
These statements do not provide a necessary recognition of the
elements of Sections 9(a), 3(b) and 3(d) which are required
to support a finding of air pollution. Nowhere in the Board’s
opinion is there an explicit finding of “unreasonable” inter-
ference with the enjoyment of life or property of nearby resi-
dents. Our court has recently held that neither a finding of
nuisance nor burden on the community amounts to a sufficiently
specific finding that Fry “unreasonably” interfered with the en-
joyment of life. See Mystik Tape v. Illinois Pollution Control
Board, 16 Ill.App.3d 778, 306 N.E.2d 574.

However, we believe that sufficient, competent evidence was
adduced at the hearing to support a finding of unreasonable
interference with life and property. Affidavits of members of
S.O.R.E. were introduced into evidence. These affidavits related
specific instances of pollution by Fry on February 17, 1971
and on subsequent dates (in addition to irrelevant mention
of instances prior to February 17, 1971). The affiants testified
at the hearing that smoke and odors emanating from Fry
interfered with the enjoyment of their property, and that they
were able to identify the harmful and irritating odors as emanat-

Al5

ing from Fry. Fry was afforded opportunity, of which they
availed themselves, to thoroughly cross-examine each of these
witnesses.

One of the affiants, James Johnstone, testified that he lives
four blocks from the Fry plant. He observed gray smoke and
was aware of the odor of asphalt and felt emanating from the
Fry smoke stacks. He testified that the smoke and odor “makes
you sick * * * it makes your eyes water, parches your throat.”
He observed the smoke and was aware of the odor prior to
February 17, 1971 and subsequently. He testified that the odor
in the park across from the Fry plant is “bad,” and that he could
not jog in the park because of the odor and smoke.

Another affiant, Mary Younkers, who lives three blocks from
Fry, testified that on April 16, 1971, she was in the park and
was aware of odors emanating from Fry. The odors pervaded
the area and caused her to leave the park. She also was aware
of the odor in her home subsequent to February 17, 1971, and
it caused her headaches and nausea.

Other witnesses testified that the odors being emitted from
the Fry smoke-stacks were “obnoxious” or “disagreeable.” More
importantly, witnesses testified that the odor caused headaches,
nausea, coughing and eye irritation. Therefore, we conclude
that the evidence adduced supports a finding of unreasonable
interference with the enjoyment of life and property of the resi-
dents. Section 33(c) of the Act provides:

“In making its orders and determinations, the Board shall

take into consideration all the facts and circumstances

bearing upon the reasonableness of the emissions * * *.”
We note that, in its order, the Board failed to demonstrate
compliance with this section in that the order did not indicate
consideration of the factors enumerated therein. Fry does not
raise this issue on appeal, and moreover, we are of the opinion
that sufficient evidence was adduced as to each enumerated
factor to support the Board’s findings.

Section 33(c)(1) concerns “the character. and degree of
injury to, or interference with the protection of health * * *.”

Al6

The testimony of the affiants, as previously set forth in this
opinion, is sufficient to indicate the character and. degree of in-
jury. Concerning “the social and economic value of the pollu-
tion source” (§ 33(c)(2)), Fry introduced evidence of the
operation of the plant. As to the “suitability or unsuitability of
the pollution source to the area in which it is located * * *”
(§ 33(c)(3)), evidence was adduced as to the presence in the
’ general area of the Chicago Metropolitan Sanitary District slush
ponds, The Trumbull Asphalt Co. and the Corn Products Co.
plant, in addition to residences and a public park. Finally, evi-
dence concerning “the technical practicability and economic
reasonablencss of reducing or eliminating the emissions * * *
resulting from such pollution source” (§ 33(c) (4) ) was adduced
through testimony regarding the availability of pollution devices
to asphalt plants and the existence of pollution control devices
on Fry plants in other areas of the country. In addition, the
Fry plant manager testified that no emission control devices
were employed, but that plans for installation of such devices
had been made.

Based upon the evidence previously alluded to, the Board
properly concluded that air pollution caused by Fry unreason-
ably interfered with enjoyment of life and property, and that
Fry is in violation of Section 9(a) of the Act. Accordingly,
we affirm that part of the order of the Pollution Control Board
ordering Fry to comply with Section 9(a) of the Act; we reverse
that part of the order finding Fry in violation of the Board’s
Rules and Regulations. Because the Board imposed a penalty of
$50,000 for violations of the Act and the Regulations, and did
not indicate what portion of the penalty was imposed for the
statutory violation, we remand this cause to the Board for a
redetermination of an appropriate penalty.

AFFIRMED IN PART;
REVERSED IN PART;
REMANDED IN PART,

Hayes, P. J., and LEIGHTON, J., concur.

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APPENDIX C.

ILLINOIS ENVIRONMENTAL CONTROL ACT.

TITLE I: GENERAL PROVISIONS.

§ 1001. Short title and citation.] §1. This Act shall be
known and may be cited as the “Environmental Protection

Act”.
§ 1002. Legislative declaration.] §2.(a). The General
Assembly finds:

(i) that environmental damage seriously endangers the
public health and welfare, as more specifically described in
later sections of this Act;

(ii) that because environmental damage does not respect
political boundaries, it is necessary to establish a unified state-
wide program for environmental protection and to cooperate
fully with other States and with the United States in protecting
the environment;

‘iij) that air, water, and other resource pollution, public
wz er supply, solid waste disposal, noise, and other environ-
menial problems are closely interrelated and must be dealt
with as a unified whole in order to safeguard the environment;

(iv) that it is the obligation of the State Government to
manage its own activities so as to minimize environmental
damage; to encourage and assist local governments to adopt

i and implement environmental-protection programs consistent
with this Act; to promote the development of technology for
environmental protection and conservation of natural resources;
and in appropriate cases to afford financial assistance in pre-
venting environmental damage; and

eee SIE IEG SS DONORS BOL IE LEGER Big POON CLE EL EL AIA LIE EEE, Tip PAGS

ET ASS I he ae

A20

(v) that in order to alleviate the burden on enforcement
agencies, to assure that all interests are given a full hear-
ing, and to increase public participation in the task of pro-
tecting the environment, private as well as governmental reme-
dies must be provided.

(b) It is the purpose of this Act, as more specifically de-
scribed in later sections, to establish a unified, state-wide pro-
gram supplemented by private remedies, to restore, protect
and enhance the quality of the environment, and to assure that
adverse effects upon the environment are fully considered and
borne by those who cause them.

§ 1003. Definitions.] §3.(a). “Agency” is the Environ-
mental Protection Agency established by this Act.

(b) “Air Pollution” is the presence in the atmosphere of
one or more contaminants in sufficient quantities and of such
characteristics and duration as to be injurious to human, plant,
or animal life, to health, or to property, or to unreasonably
interfere with the enjoyment of life or property.

(c) “Board” is the Pollution Control Board established by
this Act.

(d) “Contaminant” is any solid, liquid, or gaseous mat-
ter, any odor, or any form of energy, from whatever source.

(e) “Garbage” is waste resulting from the handling, proc-
essing, preparation, cooking, and consumption of food, and
wastes from the handling, processing, storage, and sale of
produce.

(f) “Institute” is the Illinois Institute for Environmental
Quality established by this Act.

(g) “Open burning” is the combustion of any matter in
the open or in an open dump.

(h) “Open dumping” means the consolidation of refuse
from one or more sources at a central disposal site that does
not fulfill the requirements of a sanitary landfill.

oem eee eee ee

A21

(i) “Person” is any individual, partnership, copartnership,
firm, company corporation, association, joint stock company,
trust, estate, political subdivision, state agency, or any other
legal entity, or their legal respresentative, agent or assigns.

(j) “Public water supply” means all mains, pipes and struc-
tures through which water is obtained and distributed to the
public, including wells and well structures, intakes and cribs,
pumping stations, treatment plants, reservoirs, storage tanks
and appurtenances, collectively or severally, actually used or
intended for use for the purpose of furnishing water for drinking
or general domestic use in incorporated municipalities; or un-
incorporated communities where 10 or more separate lots or
properties are being served or intended to be served; State-
owned parks and memorials; and State-owned educational,
charitable, or penal institutions.

(k) “Refuse” is any garbage or other discarded solid ma-
terials.

(1) “Sanitary landfill” means the disposal of refuse on land
without creating nuisances or hazards to public health or safety,
by confirming the refuse to the smallest practical volume and
covering it with a layer of earth at the conclusion of each day’s
operation, or at such more frequent intervals as may be neces-
sary.

(m) “Sewage works” means individually or collectively those
constructions or devices used for collecting, pumping, treating,
and disposing of sewage, industrial waste or other wastes or
for the recovery of by-products from such wastes.

(n) “Water pollution” is such alternation of the physical,
thermal, chemical, biological or radioactive properties of any
waters of the State, or such discharge of any contaminant into
any waters of the State, as will or is likely to create a nuisance
or render such waters harmful or detrimental or injurious to
public health, safety or welfare, or to domestic, commercial,
industrial, agricultural, recreational, or other legitimate uses,
or to livestock, wild animals, birds, fish, or other aquatic life.

A22

(0) “Waters” means all accumulations of water surface
and underground, natural, and artificial, public and private,
or parts thereof, which are wholly or partially within, flow
through, or border upon this State.

(p) “Municipality” means any city, village or incorporated
town.

§ 1004. Environmental Protection Agency—Estiblishment
—Director—Term and appointment—Duties and powers of
agency. § 4.(a). There is established in the Executive Branch
of the State Government an agency to be known as the Environ-
mental Protection Agency. This agency shall be under the super-
vision and direction of a Director who shall be appointed by
the Governor with the advice and consent of the Senate. The
term of office of the Director shall expire on the third Monday
of January in odd numbered years provided that he shall hold
his office until his successor is appointed and qualified. The
Director shall receive an annual salary of $35,000. The Direc-
tor, in accord with the Personnel Code, shall employ and direct
such personnel, and shall provide for such laboratory and other
facilities, as may be necessary to carry out the purposes of this
Act. In addition, the Director may by agreement secure such
services as he may deem necessary from any other Depart-
ment, agency, or unit of the State Government, and may
employ and compensate such consultants and technical as-
sistants as may be required.

(b) The Agency shall have the duty to collect and dis-
seminate such information, acquire such technical data, and
conduct such experiments as may be required to carry out
the purposes of this Act, including ascertainment of the
quantity and nature of discharges from any contaminant source
and data on those sources, and to operate and arrange for
the operation of devices for the monitoring of environmental
quality.

A23

(c) The Agency shall have authority to conduct a program
of continuing surveillance and of regular or periodic inspection
of actual or potential contaminant or noise sources, of public
water supplies, and of refuse disposal sites.

(d) The Agency shall have authority to enter at all reason-
sonable times upon any private or public property for the
purpose of inspecting and investigating to ascertain possible
violations of the Act or of regulations thereunder, in accord-
ance with constitutional limitations.

(e) The Agency shall-have the duty to investigate violations
of this Act or of regulations adopted thereunder, to prepare
and present enforcement cases before the Board and to take
such summary enforcement action as is provided for by Sec-
tion 34 of this Act. °

(f) The Agency shall appear before the Board in any hear-
ing upon a petition for variance, the denial of a permit, or
the validity or effect of a rule or regulation of the Board, and
shall have the authority to appear before the Board in any
hearing under the Act.

(g) The Agency shall have the duty to administer, in accord
with Title X of this Act, such permit and certification systems
as may be established by this Act or by regulations adopted
thereunder.

(h) The Agency shall have authority to require the sub-
mission of complete plans and specifications from any applicant
for a permit required by this Act or by regulations ‘hereunder,
and to require the submission of such reports regarding actual
or potential violations of the Act or of regulations thereunder, as
may be necessary for purposes of this’ Act.

(i) The Agency may prescribe reasonable fees for permits
required pursuant to this Act.

(j) The Agency shall have authority to make recommenda-
‘ tions to the Board for the adoption of regulations under Title
VII of the Act.

‘A24

(k) The Agency shall have the duty to represent the State
of Illinois in any and all matters pertaining to plans, procedures, '
or negotiations for interstate compacts or other governmental
arrangements relating. to environmental protection.

(1) The Agency shall have the authc.rity to accept, receive,
and administer on behalf of the State a1:7 grants, gifts, loans, or
other funds made available to the State from any source for
purposes of this Act or for air or water pollution control, public
water supply, solid, waste disposal, noise abatement, or other
environmental protection activities, surveys, or programs. Any
federal funds received by the Agency pursuant to this subsection
shall be deposited in a trust fund with the State Treasyrer and _
held and disbursed by him in accordance with “An Act in rela-
tion to the receipt, custody, and disbursement of money allotted
by the United States of America or any agency thereof for
use in this State,” approved July 3, 1939, as amended, provided
that such monies shall be used only for the purposes for which
they are contributed and any balance remaining shall be re-
turned to the contributor. — |

The Agency is authorized to promulgate such regulations and
enter into such contracts as it may deem necessary for carrying
out the provisions of this subsection.

(m) The Agency is hereby designated as water pollution
agency for the state for all purposes of the Federal Water
Pollution Control Act, Public Law 80-845, approved June 30,
1948, as amended, as air pollution agency for the state for all
purposes of the Federal Air Quality Act, Public Law 90-148,
approved November 21, 1948, as amended; and as solid waste

"agency for the state for all purposes of the Federal Solid waste

Disposal Act, Public Law 89-272, approved October 20, 1965.

The Agency is hereby authorized to take all action necessary or |
appropriate to secure to the State the benefits of such federal

Acts, provided that the Agency shall transmit ‘to the United {

States without change any standards adopted by the Pollution

Control Board pursuant to Section 5(c) of this Act.

POR I RE ee

A25

. Any municipality, sanitary district, or other political subdivi-
sion, or any Agency of the State ~r interstate Agency, which
makes application for loans or grants under such federal Acts
shall notify the Agency of such application; the Agency may
participate in proceedings under such federal Acts.

§ 1005. Pollution Control Board—Creation—Membership
— Terms — Compensation — Chairman — Meetings — Quo-
rum—Duties and powers.] § 5.(a). There is hereby created
an independent board to be known as the Pollution Control
Board, consisting of 5 technically qualified members, no more
than 3 of whom may be of the same political party, to be
appointed by the Governor with the advice and consent of the
Senate. One of the members of the Board first appointed shall
be appointed for an initial term expiring July 1, 1971; two
members shall be appointed for initial terms expiring July 1,
1972; two members shall be appointed for initial terms expiring
July 1, 1973. All successors shall hold office for three years
from the first day of July in the year in which they were ap-
pointed except in case of an appointment to fill a vacancy. In
case of a vacancy in the office when the Senate is not in session,
the Governor may make a temporary appointment until the next
meeting of the Senate when he shall nominate some person to
fill such office; and any person so nominated, who is confirmed
by the Senate, shall hold his office during the remainder of the
term. If the Senate is not in session at the time this Act takes
effect, the Governor shall make temporary appointments as in
case of vacancies.

Members of the Board shall hold office until their respective
successors have been appointed and qualified. Any member may
resign from his office, such resignation to take effect when his
successor has been appointed and has qualified.

Board members shall be paid $30,000 per year, and the
Chairman $35,000 per year. Each member shall be reimbursed
for expenses necessarily incurred, shall devote full time to the.

A26

performance of his duties and shall make a full financial dis-
closure upon appointment. Each Board member may employ one
secretary and one assistant, and the Chairman one secretary
and two assistants. The Board also may employ and compensate
hearing officers to preside at hearings under this Act, and such
other personnel as may be necessary. Hearing officers shall be
attorneys licensed to practice law in ‘illinois.

The Governor shall designate one Board member to be
Chairman, who shall serve at the pleasure of the Governor.

The Board shall hold at least one meeting each month and
such additional meetings as may be prescribed by Board rules.
In addition, special meetings may be called by the Chairman or
by any two Board members, upon delivery of 24 hours written
notice to the office of each member. All Board meetings shall be
open to the public, and public notice of all meetings shall be
given at least twenty-four hours in advance of each meeting. In
emergency situations in which a majority of the Board certifies
that exigencies of time require the requirements of public notice
and of twenty-four hour written notice to members may be dis-
pensed with, and Board members shall receive such notice as is
reasonable under the circumstances.

Three members of the Board shall constitute a quorum, and
three votes shall be required for any final determination by the
Board, except in a proceeding to remove a seal under paragraph
(d) of Section 34 of this Act. The Board shall keep a complete
and accurate record of all its meetings.

(b) The Board shall determine, define and implement the
environmental control standards applicable in the State of
Illinois and may acopt rules and regulations in accordance with
Title VII of this Act.

(c) The Board shall have authority to act for the State in
regard to the adoption of standards for submission to the United
States under any federal law respecting environmental protec-
tion. Such standards shall be adopted in accordance with Title

A27

Vill of the Act and upon adoption shall be forwarded to the
Environmental Protection Agency for submission to the United
States pursuant to Section 4(m) of this Act. Nothing in this
paragraph shall limit the discretion of the Governor to delegate

authority granted him under any federal law.

(d) The Board shall have authority to conduct hearings upon
complaints charging violations of this Act or of regulations
thereunder; upon petitions for variances; upon petitions for
review of the Agency’s denial of a permit in accordance with
Title X of this Act; upon petition to remove a seal under Section
34 of this Act; and such other hearings as may be provided
by rule.

(e) In connection with any hearing pursuant to subsections
(b) or (d) of this section the Board may subpoena and compel
the attendance of witnesses and the production of evidence
reasonably necessary to resolution of the matter under considera-
tion. The Board shall issue such subpoenas upon the request of
any party to a proceeding under subsection (d) of this section
or upon its own motion.

* * * * *

TITLE II: AtRk POLLUTION.

§ 1008. Legislative declaration.] §8. The General As-
sembly finds that pollution of the air of this State constitutes a
menace to public health and welfare, creates public nuisances,
adds to cleaning costs, accelerates the deterioration of materials,
adversely affects agriculture, business, industry, recreation,
climate, and visibility, depresses property values, and offends
the senses.

It is the purpose of this Title to restore, maintain, and
enhance the purity of the air of this State in order to protect
health, welfare, property, and the quality of life and to assure
that no air contaminants are discharged into the atmosphere
without being given the degree of treatment or control necessary
to prevent pollution.

A28

-§ 1009. Acts prohibited.] §9. No person shall:

(a) Cause or threaten or allow the discharge or emission of
any Coutaminant into the environment in any State so as to cause
or tend to cause air pollution in Illinois, either alone or in com-
bination with contaminants from other sources, or so as to violate
regulations or standards adopted by the Board under this Act;

(b) Construct, install, or operate any equipment, facility,
vehicle, vessel, or aircraft capable of causing or contributing to
air pollution or designed to prevent air pollution, of any type
designated by Board regulations, without a permit granted by
the Agency, or in violation of any conditions imposed by such
permit;

(c) Cause or allow the open burning of refuse, conduct any
salvage operation by open burning, or cause or allow the burn-
ing of any refuse in any chamber not specifically designed for
the purpose and approved by the Agency pursuant to regulations
adopted by the Board under this Act; except that the Board
may adopt regulations permitting open burning of refuse in
certain cases upon a finding that no harm will result from such
burning, or that any alternative method of disposing of such
refuse would create a safety hazard so extreme as to justify the
pollution that would result from such burning;

(d) Sell, offer, or use any fuel or other article in any areas in
which the Board may by regulation forbid its sale, offer, or use
for reasons of air-pollution control.

§ 1010. Regulations.) §10. The Board, pursuant to pro-_
cedures prescribed in Title VII of this Act, may adopt regula-
tions to promote the purposes of this Title. Without limiting the
generality of this authority, such regulations may among other
things prescribe:

(a) Ambient air quality standards specifying the maximum
permissible short-term and long-term concentrations of various
contaminants in the atmosphere;

RA RIRS d e ie ek A ene

A29

(b) Emission standards specifying the maximum amounts or
concentrations of various contaminants that may be discharged
into the atmosphere;

(c) Standards for the issuance of permits for construction,
installation, or operation of any equipment, facility, vehicle,
vessel, or aircraft capable of causing or contributing to air
pollution or designed to prevent air pollution;

(d) Standards and conditions regarding the sale, offer, or use
of any fuel, vehicle, or other article determined by the Board to
constitute an air-pollution hazard;

(e) Alert and abatement standards relative to air-pollution
episodes or emergencies constituting an acute danger to health
or to the environment;

(f) Requirements and procedures for the inspection of any
equipment, facility, vehicle, vessel, or aircraft that may cause or
contribute to air pollution;

(g) Requirements and standards for equipment and pro-
cedures for monitoring contaminant discharges at their sources,
the collection of samples and the collection, reporting and
retention oi data resulting from such monitoring.

oa « * * *

TITLE VII: REGULATIONS.

§ 1026. Procedural rules—Adoption.] § 26. The Board
may adopt such procedural rules as may be necessary to accom-

plish the purposes of this Act. Notice of the proposed adop-
tion of procedural rules shall be given in accord with Section

28 of this Act, and any person may submit written statements
regarding such proposals.

$1027. Adoption of substantive regulations—Charges.]
§ 27. The Board may adopt substantive regulations as de-
scribed in Sections 10, 13, 17, 22 and 25 of this Act. Any
such regulations may make different provisions as required by

A30

circumstances for different contaminant sources and for different
geographical areas; may apply to sources outside this State
causing, contributing to, or threatening environmental damage
in Illinois; and may make special provision for alert and abate-
ment standards and procedures respecting occurrences or emer-
gencies of pollution or on other short-term conditions con-
stituting an acute danger to health or to the environment. In
promulgating regulations under this Act, the Board shall take
into account the existing physical conditions, the character of
the area involved, including the character of surrounding land
uses, zoning classifications, the nature of the existing air quality,
or receiving body of water, as the case may be, and the technical
feasibility and economic reasonableness of measuring or reducing
the particular type of pollution. The generality of this grant of
authority shall only be limited by the specifications of particular
classes of regulations elsewhere in this Act.

No charge shall be established or assessed by the Board
or Agency against any person for emission of air contaminants
from any source, for discharge of water contaminants from any
source, for the sale, offer or use of any article, or for disposal
of any refuse.

§ 1028. Proposals for adoption, amendment or repeal of
regulations—Hearing—Notice.] § 28. Any person may pre-
sent written proposals for the adoption, amendment, or repeal
of the Board’s regulations, and the Board may make such pro-
posals on its own motion. If the Board finds that any such
proposal is supported by an adequate statement of reasons, is
accompanied by a petition signed by at least 200 persons, is
not plainly devoid of merit and does not deal with a subject
on which a hearing has been held within the preceding 6 months,
the Board shall schedule a public hearing for consideration of
the proposal. If such proposal is made by the Agency or by
the Institute, the Board shall schedule a public hearing without
regard to the above conditions. The Board may also in its

BO ees, Gd dee UN ee

A31

discretion schedule a public hearing upon any proposal without
regard to the above conditions.

No substantive regulation shall be adopted, amended, or
repealed until after a public hearing within the area of the State
concerned. In the case of state-wide regulations hearings shall
be held in at least two areas. At least 20 days prior to the
scheduled date of the hearing the Board shall give notice of
such hearing by public advertisement in a newspaper of general
circulation in the area of the state concerned of the date, time,
place and purpose of such hearings; give written notice to any
person in the area concerned who has in writing requested notice
of public hearings; and make available to any person upon
request copies of the proposed regulations, together with sum-
maries of the reasons supporting their adoption.

Any public hearing relating to the adoption, amendment, or
repeal of Board regulations under this subsection shall be held
before a qualified hearing officer, who shall be attended by at
least one member of the Board, designated by the Chairman. All
such hearings shall be open to the public, and reasonable oppor-
tunity to be heard with respect to the subject oi the hearing
shall be afforded to any person. All testimony taken before
the Board shal! be recorded stenographically. The transcript
so recorded, and any written submissions to the Board in
relation to such hearings, shall be open to public inspection,
and copies thereof shall be made available to any person
upon payment of the actual cost of reproducing the original.

After such hearing the Board may revise the proposed regula-
tions before adoption in response to sugestions made at the
hearing, without conducting a further hearing on the revisions.

Any person heard or represented at a hearing or requesting
notice shall be given written notice of the action of the Board
with respect to the subject thereof.

No rule or regulation, or amendment or repeal thereof, shall
become effective until a certified copy thereof has been filed with

A32

the Secretary of State, and thereafter as provided in “An Act
concerning administrative rules,” approved June 14, 1951, as
amended.

§ 1029. Review.] §29. Any person adversely affected
or threatened by any rule or regulation of the Board may obtain
a determination of the validity or application of such rule or
regulation by petition for review under Section 41 of this Act.

TiTLe VIII: ENFORCEMENT.

§ 1030. Investigations.] § 30. The Agency shall cause
investigations to be made upon the request of the Board or

upon receipt of information concerning an alleged violation
of this Act or of any rule or regulation promulgated thereunder
and may cause to be made such other investigations as it shall
deem advisable.

§ 1031. Notice of violation—Service—Complaint by third
persons—Burden of proof.] §31.(a). if such investigation
discloses that a violation may exist, the Agency shall issue and
serve upon the person complained against a written notice,
together with a formal complaint, which shall specify the pro-
vision of this law or the rule or regulation under which such
person is said to be in violation, and a statement of the manner
in, and the extent to which such person is said to violate this
law or such rule or regulation and shall require the person so
complained against to answer the charges of such formal com-
plaint at a hearing before the Board at a time not less than 21
days after the date of notice, except as provided in Section 34
of this Act. A copy of such notice and complaint shall also be
sent to any person who has complained to the Agency respecting
the respondent within the six months preceding the date of the
complaint, and to any person in the county in which the offend-
ing activity occurred who has requested notice of enforcement
proceedings; 21 days notice of such hearings shall also be pub-

EEA et at er RA gS

A33

lished in a newspaper of general circulation in such county. The
respondent may file a written answer, and at such hearing the
rules prescribed in Sections 32 and 33 of this Act shall apply.
In the case of actual or threatened acts outside illinois con-
tributing to environmental damage in Illinois, the extra-ter-
ritorial service-of-process provisions of sections 16 and 17 of
the Civil Practice Act sha! apply.

(b) Any person may file with the Board a complaint,
meeting the requirements of subsection (a) of this section,
against any person allegedly violating this Act or any rule or
regulation thereunder. The complainant shall immediately serve
a copy of such complaint upon the person or persons named
therein. Unless the Board determines that such complaint is
duplicitous or frivolous, it shall schedule a hearing and serve
written notice thereof upon the person or persons named therein,
in accord with subsection (a) of this section.

(c) In hearings before the Board under this Title the burden
shall be on the Agency or other complainant to show either
that the respondent has caused or threatened to cause air or
water pollution or that the respondent has violated or threatens
to violate any provision of this Act or any rule or regulation of
the Board. If such proof has been made, the burden shall be
on the respondent to show that compliance with the Board’s
regulations would impose an arbitrary or unreasonable hardship.

§ 1032. Hearings.] §32. All hearings under this Title
shall be held before a qualified hearing officer, who may be
attended by at least one member of the Board, designated
by the Chairman. All such hearings shall be open to the
public, and any person may submit written statements to the
Board in connection_with the subject thereof. In addition, the
Board may permit any person to offer oral testimony.

Any party to a hearing under this subsection may be repre-
sented by counsel, may make oral or written argument, offer
testimony, cross-examine witnesses, or take any combination of

A34

such actions. All testimony taken before the Board shall be

recorded stenographically. The transcript so recorded, and any

additional matter accepted for the record, shall be open to

public inspection, and copies thereof shall be made available to

any person upon payment of the actual cost of reproducing the
‘ginal

§ 1033. Orders and determinations.] § 33.(a). After due
consideration of the written and oral statements, the testi-
mony and arguments that shall be submitted at the hearing,
or upon default in appearance of the respondent on return
day specified in the notice, the Board shall issue and enter
such final order, or make such final determination, as it
| shall deem appropriate under the circumstances. In all such
| matters the Board shall file and publish a written opinion
stating the facts and reasons leading to its decision. The Board
shall immediately notify the respondent of such order in
writing by registered mail.

(b) Such order may include a direction to cease and
desist from violations of the Act or of the Board’s rules and
regulations and/or the imposition by the Board of money
penalties in accord with Title XII of this Act. The Board may
also revoke the permit as a penalty for violation. If such
order includes a reasonable delay during which to correct a
violation, the Board may require the posting of sufficient ;
performance bond or other security to assume the correction of

(c) In making its orders and determinations, the Board
shall take into consideration all the facts and circumstances
bearing upon the reasonableness of the emissions, discharges
or deposits involved including, but not limited to:

(i) the character and degree of injury to, or interference
with the protection of the health, general welfare and physical
property of the people;

(ii) the social and economic value of the pollution source;

\

A35

(iii) the suitability or unsuitability of the pollution source

to the area in which it is located, including the question of
priority of location in the area involved; and

(iv) the technical practicability and economic reasonable-

ness of reducing or eliminating the emissions, discharges or

deposits resulting from such pollution source.

TiTLe XI: JUDICIAL REVIEW

§ 1041. Administrative Review Act applicable—Validity of
orders.] §41. Any party to a Board hearing, any person
who filed a complaint on which a hearing was denied, any
person who has been denied a variance or permit under this
Act, and any party adversely affected by a final order or
determination of the Board may obtain judicial review, by
filing a petition for review within thirty-five days after entry
of the order or other final action complained of, pursuant to
the provisions of the “Administrative Review Act,” approved
May 8, 1945, as amended and the rules adopted pursuant
thereto, except but review shall be afforded directly in the
Appellate Court for the District in which the cause of action
arose and not in the Circuit Court. Review of any rule or
regulation promulgated by the Board shall not be limited by
this section but may also be had as provided in Section 29
of this Act.

No challenge to the validity of a Board order shall be made
in any enforcement proceeding under Title XII of this Act
as to any issue that could have been raised in a timely petition
for review under this Section.

TiTLe XII: PENALTIES

§ 1042. Violation of Act, regulation, determination or order
—Liability for value of fish or aquatic life destroyed—Actions
by State’s Attorney or Attorney General.] § 42. Any person
who violates any provision of this Act, or any regulation adopted

A36

by the Board, or who violates any determination or order of
the Board pursuant to this Act, shall be liable to a penalty of
not to exceed $10,000 for said violation and an additional
penalty of not to exceed $1,000 for each day during which
violation continues, which may be recovered in a civil action,
and such person may be enjoined from continuing such viola-
tion as hereinafter provided. Any person who violates this Act,
or an order or other determination of the Board under this
Act and causes the death of fish or aquatic life shall, in addition
to the other penalties provided by this Act, be liable to pay to
the State an additional sum for the reasonable value of the fish
or aquatic life destroyed. Any money so recovered shall be
placed in the Game and Fish Fund in the State Treasury.

The State’s Attorney of the county in which the violation
occurred, or the Attorney General shall bring such actions in
the name of the people of the State of Illinois.

§ 1043. Injunctions.) § 43. In circumstances of extreme
emergency creating conditions of immediate danger to the
public health, the State’s Attorney or Attorney General may
institute a civil action for an immediate injunction to halt any
discharge or other activity causing the danger. The court may
issue an ex parte order and shall schedule a hearing on the
matter not later than 3 working days from the date of in-
junc

§ 1044. Violation of act or regulations—Misdemeanors—
duty to enforce.] §44. It shall be a misdemeanor to violate
this Act or regulations thereunder, or knowingly to submit any
false information under this Act or regulations adopted there-
under. It shall be the duty of all state and local law-enforcement
Officers to enforce such Act and regulations and all such officers
shal] have authority to issue citations for such violations.

A37

§ 1045. Civil and criminal remedies not impaired by Act
—Construction with Conservation of Oil and Gas etc. Act—
Actions by persons adversely affected—Cost and attorney’s fees. ]
§ 45. (a) No existing civil or criminal remedy for any wrong-
ful action shall be excluded or impaired by this Act. Nothing
in this Act shall be construed to limit or supersede the provisions
of “An Act in relatioa to oil, gas, coal and other surface and
underground resources and to repeal an Act herein named”, filed
July 29, 1941, as amended, and the powers therein granted to”
prevent the intrusion of water into oil, gas or coal strata and
to prevent the pollution of fresh water supplies by oil, gas or
salt water or oil field wastes, except that water quality standards
as set forth by the Pollution Control Board apply to and are
effective within the areas covered by and affected by permits
issued by the Department of Mines and Minerals. Providing
that if the Department of Mines and Minerals fails to act upon —
any complaint within a period of ten working days following
the receipt of said complaint by the Department, the Environ-
mental Protection Agency may proceed under the provisions of
this Act.

(b) Any person adversely affected in fact by a violation
of this Act or of regulations adopted thereunder may sue for
injunctive relief against such violation. However, no action
shall be brought under this Section until 30 days after the
plaintiff has been denied relief by the Board under paragraph
(b) of Section 31 of this Act. The prevailing party shall be
awarded costs and reasonable attoraeys’ fees.

81049. Transitional provisions—Compliance with rules
and regulations as prima facie defense.] § 49.(a) Until the
Board and the Agency established by this Act has been ap-
pointed and taken office, the functions assigned to the Board
and to the Agency shall be performed by the members of the
existing Air Pollution Control Board and Sanitary Water Board
and by the Department of Public Health.

A38

(b) All proceedings respecting acts done before the ef-
fective date of this Act shall’ be determined in accordance with

the law and regulations in force at the time such acts occurred.

All proceedings instituted for actions taken after the effective
‘date of this Act shall be governed by this Act.

(c) All rules and regulations of the Air Pollution Control
Board, the Sanitary Water Board, or the Departwent of
Public Health relating to subjects embraced within this Act
shall remain in full force and effect until repealed, amended,
or superseded by regulations under this Act.

(d) AM onders catered, permits of certifications granted,
and vending proceedings instituted by the Air Pollution Con-
trol Board, the Sanitary Water Board, or the Department of
Public Health relating to subjects embraced within this Act
remain in full force and effect until superseded by actions taken
under this Act.

(e) Compliance with the tules and regulations promul-
gated by the Board under this Act shall constitute a prima facie
defense to any action, legal, equitable, or criminal, or an ad-
ministrative proceeding for a violation of this Act, brought by
any person.

* + \ * * ; s

§ 1051. Severability of unconstitutional provisions. ]

§ 51. If any section, subsection, sentence or clause of this
Act shall be adjudged unconstitutional. such adjudication shall
not affect the validity of the Act as a whole or of.any section,
subsection, sentence or clause thereof not adjudged uncon-
_ $titutional.

A39

APPENDIX D.

ILLINOIS POLLUTION CONTROL BOARD

ENVIRONMENTAL PROTECTION )
AGENCY,

Complainant-Respondent,
REVEREND Louis HEMMERICH, et al.,

: No. 71-4
Complainant-Respondent, : No. 71-33
vs. No. 72-85
Lioyp A. Fry ROOFING COMPANY,
a Delaware corporation,
Respondent-Petitioner. )

OPINION OF THE BoARD (by Mr. Lawton):

Petition for variance from the particulate regulations of the
Rules and Regulations Governing the Control of Air Pollution
was filed by Lloyd A. Fry Roofing Company (Fry), received by
the Board on January 20, 1971. The petition describes the
nature of the company’s manufacturing process and the general
nature of its emissions alleged to be at a rate of nine pounds per
hour. The variance requests continuance of particulate emis-
sions in excess of regulation limits for a period of “at least six
months awaiting the determination of the route of the new south-
west expressway, plus the twenty weeks time to fabricate and
install the air pollution systems.” The substance of the request is
that petitioner fears the routing of the expressway might require
acquisition of its property and that petitioner does not want to
incur the cost of abatement equipment installation unless the
continuity of its operation at its present location is assured. The

A40

Board authorized hearing on this petition. On February 21,

1971, a citizen’s complaint was filed with the Board by Louis

Hemmerich and four other individuals all members of SORE

(Save Our Resources and Environment), against Fry alleging:

“that Respondent Fry did, on February 17, 1971, cause

and allow the discharge and emission into the environment

of contaminants so as to cause or tend to cause air pollution

in Illinois, and further that Respondent Fry has engaged

and continues to engage in a pattern of conduct such as to

cause and allow the discharge and emission into the environ-

ment of contaminants sc as to cause or tend to cause air
pollution in Illinois.”

Hearing was authorized on this complaint by which order of
the Board was consolidated with Fry’s variance petition for pur-
poses of hearing.

At the initial hearing on the consolidated petition and com-
plaint, Fry declined to introduce evidence in support of its
variance petition but stated, through its counsel, “that the plans
[for construction and installation of emission control equipment]
will be off the drawing board and the company is going to pro-
ceed and that is what is in the record as far as Fry is concerned
as far as the proceedings are concerned”. (R. 18.) No details of
this program, either as to the nature of the abatement equipment
proposed to be installed or the time schedule for its installation
appear on the record nor does any motion appear to have been
made by Fry to withdraw its variance petition. On this state of
the record, the Board has no alternative but to deny the variance
as petitioner has failed to establish the statutory requisites for
its allowance. Section 35, Environmental Protection Act.

IT IS THE ORDER Of the Board that the petition for variance
filed by Lioyd A. Fry Roofing Company be and the same is
hereby denied.

The record of the proceeding, concluded on August 12, 1971
after six hearings, the transcript of which contains 906 pages,
clearly establishes that Fry has caused air pollution as defined in

A4l

the Environmental Protection Act, Section 3(b) and has violated
Section 9(a) of the Act, has emitted particulates into the atmos-
phere in an amount exceeding the limits set forth in the Rules
and Regulations Governing the Control of Air Pollution, Section
3-3.111, which violations have continued since 1968 and are
inherent in its daily operation, and has failed to file a letter of
intent and an Air Contaminant Emission Reduction Program
(Acerp) as required by the regulations, Sections 2-2.3 and 2-3.4.

_ Fry is ordered to cease and desist the emissions of particulates
into the atmosphere in violation of the Environmental Protection
Act and the Rules and Regulations Governing the Control of Air
Pollution. Penalty is assessed against Fry in the amount of
$50,000.00 for the violations aforesaid. Further hearing will be
held in this matter as hereinafter provided.

Lloyd A. Fry Roofing Company is one of the world’s largest
manufacturers of asphalt roofing, operating 24 plants in various
parts of the United States. The facility involved in the present
proceeding is located in Summit, Illinois, where it has been
engaged in production of asphalt roofing and allied products for
many years. The Vollney Felt Mill appears to be a subsidiary or
division of Fry and occupies the same premises, supplying the
felt used in the operation. The Trumbell Asphalt Company,
while purportedly being a separate entity in no way connected
with Fry, is located contiguous to the Fry plant in Summit as it
is in other parts of the country where Fry plants are located, and
supplies the asphalt used in Fry’s manufacturing process.

The recommendation of the Environmenial Protection Agency
filed in the variance proceeding, describes the manufacturing
process. Since nothing has been introduced to refute these allega-
tions, these statements will be accepted as true. Lloyd A. Fry, Jr.
did testify to certain aspects of the operation which testimony
appears consistent with the Agency’s assertion. The manufactur-
ing process may be briefly described as follows:

A42

Woodchips are converted into fine wood flour which is com-
bined with rags and cardboard scraps and placed in water-
bearing tanks where a slurry is formed. The slurry, in turn, is
processed through mashers after which the slurry is pumped into
chests where specific thicknesses of the solid material are re-
moved by a belt. This product constitutes the wet felt which is
further processed through a battery of steam-heated drying
rollers. After drying, the felt is processed through an asphalt
saturator where the heated asphalt is absorbéd by the felt. Coat-
ing is then applied and colored granules added. The finished
product is then cooled, cut into shingles or wound in rolls.
Approximately 4.7 tons of asphalt are consumed in the process.
The Agency alleges that 165,000 gallons of No. 5 fuel oil of
1.5% sulphur content are consumed annually, and that 530
pounds of particulates and 106 pounds of SO? are emitted daily,
resulting in emissions of 63.6 tons of particulates and 12.7 tons
of SO? annually. The principal sources of emissions causing air
pollution are the saturators. There is no control device of any
sort located on the stacks connected with these units. No Air
Contaminant Emission Reduction Program was ever submitted
to the Air Pollution Control Board although Fry has been in
constant operation at its present location since prior to 1967
when this requirement was enacted as a regulation of the Air
Pollution Control Board.

On June 20, 1968, C. W. Klassen, Technical Secretary of the
Illinois Air Pollution Control Board wrote (Environmental Pro-
tection Agency Exhibit No. 2) to Francis Nelson, Chief Engi-
neer of Fry, as follows:

“Dear Mr. Nelson:

This is to confirm the conversation between you and our
Engineer, Mr. William Zenisek, during his visit to your
Plant on June 11, 1968.

The information which you furnished on the Asphalt
Saturators has been reviewed with the following conclusions:

1. Process Weight Rate
6250 lbs/hour (Saturant)

sats.

A43

2. Allowable Emission Rate
8.8 lbs/hour

3. Estimated Emission Rate
65 lbs/hour
“(Compilation of Air Pollutant Emission Factors.”
(U. S. Public Health Service Publication No.
99-AP-42, page 33.)

Since the estimated emission rate exceeds the allowable
emission rate, an Air Contaminant Emission Reduction
Program must be filed for this source operation in com-
pliance with the State Regulations, as soon as possible, as
the due date for these programs was April 15, 1968.

We shall appreciate learning of your plans in this matter.
If our Technical Staff can assist you, please feel free to
contact us.”

No Air Contaminant Emission Reduction Program was
ever submitted by Fry to the Air Pollution Control Board or
to this Board. Violation of this requirement is manifest. Like-
wise, particulate smissions in excess of those allowable based
on the process weight are clearly demonstrated by the record.
While the estimated emissions are 65 pounds per hour (R. 719,
753-60), it should be noted that the Environmental Protec-
tion Agency Exhibit No. 3, show emission rates ranging from
20 to 70 pounds per hour. However, even assuming the lowest
figure, it is evident that Fry’s emissions would be two and one-
half times those permitted by the regulations. We have held
(EPA v. Lindgren Foundry Co., 370-1) that standard emis-
sion factors may be used as a basis for determining violation
in the absence of an affirmative showing that the specific
pollution source involved or the circumstances relating to its
operation are such as to make it substantially different from
the elements considered in the standard emission factor com-
putation. (See EPA v. Norfolk & Western Railway, +70-41.)
The record in this case contains no evidence to call for a distinc-
tion, and, accordingly, we are justified in placing reliance on
these figures. (See EPA Exhibit No. 1,. Page 33.)

A44

Even using the figures contained in the Air Pollution En-
gineering Manual, EPA Exhibit No. 3, showing a range of
20 to 70 pounds per hour (P. 378), a violation is clearly
demonstrated. From the foregoing, it is evident that Fry has
violated the regulations in its failure to file an Air Con-
taminant Emission Reduction Program and in failing to abate
the emissions generated by its saturators, which are demon- /
strably in excess of the allowable emission limits of 8.8 pounds {
per hour. Fry operates today as it did in 1968 when these |
circumstances were originally brought to its attention. While i
the failure to file an Acerp and the continuation of unabated
emissions in violation of the relevant regulations would be
sufficient basis for imposing a substantial fine, it is also neces-
sary to ascertain whether Fry’s operation constitutes air pollu-
tion as defined in the statute.

In order to make such finding, it is necessary to go beyond
the technical violation im

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385608_0489%3A1. Public record. Not legal advice.
