# Opposition Brief — Prisco v. New York

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1972
- **Citation:** 409 U.S. 1039

## Text

% nov 1 432

MICHAEL ROGAK, JR..S

No. 72-487

RUDOLPH PRISCO,
against

THE PEOPLE OF THE STATE OF NEW YORK,
Respondent.

Petitioner,

— eee

RESPONDENT'S BRIEF IN OPPOSITION TO
PETITION FOR WRIT OF CERTIORARI

—————
Burrow B. Roserts
District Attorney
Bronx County
Attorney for Respondent

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851 Grand Concourse
Bronx, New York 10451

TABLE OF CONTENTS

Preliminary Statement
Opinions Below
Jurisdiction
Questions Presented
Statement of the Case

Argument
Point One—No federal questions were waummee for
this Court’s review

ne ee ee See
sented --

A. Cunsnning tho Tied Comte failure to
notify defense counsel during the jury’s
deliberations that an ill juror had received
medical attention from his own doctor 7

B. Concerning the Hearing Courts’ denial of

A te

a ool

the motion to controvert the search war- :
rant and suppress the evidence seized 9 f
Appendix A—Decision and Opinion of Appellate Di-
vision wncceeeteneneneneeenenee Al
Appendix B—Affidavit for Search Warrant . AT

7]

PATIO) ARPA bo Peep

It

TABLE OF AUTHORITIES

PAGE
Cases:
Aguilar v. Texas, 378 U.S. 108 (1964) 9
Chapman v. California, 386 U.S. 18 (1967) ...... 14

Gatewood v. United States, 209 F.2d 789 (D.C. Cir.
1953) ele ee
Gray v. State, 143 Fla. 588, 197 So. 33 (1940), — F

Hair v. United States, 289 F.2d 894 (D.C. Cir. 1961) ll
Haley v. State, 123 Miss. 87, 85 So. 129 (1920) ... 7, Ad

Jones v. United States, 362 U.S. 257 (1960) ............. 9
LaGuardia v. State, 190 Md. 450, 58 A.2d 913 (1948)...7, Ad

Masiello v. United States, 304 F.2d 399 (D.C. Cir.1962) 11

Miller v. United States, 357 U.S. 301 (1958) .......... 11
People v. Durling, 303 N.Y. 382 (1952) .... 8
People v. Floyd, 26 N.Y.2d 558 (1970) ol a
People v. Gowasky, 244 N.Y. 451 (1927) ... iene a
People v. Hendricks, 25 N.Y.2d 129 (1969) .......... 9, 10
People v. Johnson, 231 N.Y.S. 2d 689 (Ct. Gen. Sess.
N.Y. Cty. 1962) ......... li
People v. Law, 55 Mise. 2a 1075 (Cortland Cty. 1968) 11
People v. Loria, 10 N.Y.2d 368 (1961) ........... 9
People v. Montague, 19 N.Y.2d 121 (1967) ...... 9
People v. Montanaro, 34 Misc.2d 624 (Kings Cty. 1962) 12
People v. Schnitzler, 18 N.Y.2d 457 (1966) .. 9
People v. Schwartzman, 24 N.Y.2d 241 (1969) ....... 14
Sabbath v. United States, 391 U.S. 585 (1968) 11

Spinelli v. United States, 393 U.S. 410 (1969) 9

PAGE
Takarsie v. State, 81 Okl. Cr. 189, 162 P.2d 197
SUTITTTTIE - scndsacsasomnssctcsonsnecteslstoniliniecniacesasdnadslaamanianiiishdaiillaabe 7, A4
United States v. Ventresca, 380 U.S. 102 (1965) ........... 9
Williams v. State, 171 So. 386 0000... A4
Constitution of the United States:
I 3
Miscellaneous:
New York Code Crim. Proc.
MII csi asada cies aneiatacamanaioreamsbtcaanamiadadiaaaecasia A3
§542 .... a ea’ EAS RAS 14
MUTI Gsncicesankseeiausssicaboukctenenusetaeintacenenaeineioemamainiedem 11
New York Crim. Proc. Law
ED snsctcdasdbvatsnasaceats ETT TT Na A3
Statutes:
rr ns A aanail 7, A5

Stern & Grossman, Supreme Court Practice, Sec. 3.29,
pp. 128-131 (4th ed. 1969) 20... ceeeeeeeeceeeeeee 5

Rvupotrx Prisco,
Petitioner,
against

Tue Peopite or THE State oF New York,
Respondent.

RESPONDENT’S BRIEF IN OPPOSITION TO
PETITION FOR WRIT OF CERTIORARI

Preliminary Statement

This is a petition for a writ of certiorari to review an
order of the Court of Appeals of the State of New York,
entered June 1, 1972 [30 N.Y.2d 808], unanimously affirm-
ing, without opinion, an order of the Supreme Court of the
State of New York, Appellate Division, First Department,
entered November 16, 1971 [37 A.D.2d 369], which affirmed,
with an opinion, a judgment of the Supreme Court of the
State of New York, Bronx County, rendered December 17,
1970, convicting the petitioner, after trial by jury, of the
crimes of Promoting Gambling in the First Degree [New
York Penal Law, §225.10] and Possession of Gambling
Records in the First Degree [New York Penal Law,
£225.20], and sentencing him to serve a term of one year
in the New York City Correctional Institution for Men.
He is presently at liberty on bail pending determination of
this application.

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2

Opinions Below

The Appellate Division of the Supreme Court unani-
mously affirmed the judgment in an opinion [37 A.D.2d
369] which is reproduced in Appendix A. The Court of
Appeals unanimously affirmed without opinion [30 N.Y.2d
808].

Jurisdiction

The jurisdiction of this Court is evoked under 28 U.S.C.
§1257(3). The order of the Court of Appeals was entered
on June 1, 1972. The order of the Appellate Division was
entered on November 16, 1971.

Questions Presented

In our view no substantial federal questions have been
presented in this case. Nevertheless, we shall list the
claims petitioner has set forth:

1. Whether petitioner was denied a fair trial by virtue
of the Trial Court’s communicating with a member of the
jury during its deliberations, summoning the juror’s own
personal physician, and permitting the administration of a
drug without ever notifying defense counsel or petitioner,
until after the matter was a fait accompli?

2. Conceding that a Court may react to any medical
emergency involving a juror, may the Court permit such
juror to resume deliberations after having summoned medi-
cal aid for him and permitting the administration of a
drug, without first holding a hearing at which defense coun-
sel could question the doctor and, if need be, the juror,
about the nature of his illness, the type of drug adminis-
tered, and his ability to resume deliberations?

3. Whether in this ‘‘dropsey’’ gambling case the pe-
titioner’s rights under the Fourth Amendment were vio-

RL SN i ee Le a ee

3

lated by the Trial Court’s refusal to suppress evidence ob-
tained as a result of an unlawful search and seizure?

4. Whether the petitioner received a fair trial in view
of the prosecutor’s remarks to the jury that the Trial
Judge had already passed upon the propriety of a search
and seizure?

Statement of the Case

But for several parenthetical references to the Four-
teenth Amendment to the United States Constitution in his
brief (Petition, pp. 2-3), petitioner fails to allege that any
substantial federal or constitutional question is raised by
the issues he is presenting for this Court’s consideration.
His claims appear to be that errors were committed by both
the trial court and prosecutor which deprived him of a fair
trial and hence of the due process guaranteed by the Four-
teenth Amendment. We note, however, that petitioner
failed to seek amendment of the remittitur to reflect that
the state courts passed upon federal or constitutional issues.

The arrest and subsequent indictment of defendant grew
out of observations made on March 24, 1969 by Detective
Walter Laurie of the New York City Police Department.
The detective had observed defendant drop three packages
in an alleyway the contents of which were banker’s state-
ments and slips of paper displaying dates almost a week
old and bearing in excess of 310,000 plays of Mutuel Race
Horse Policy—indications of a ‘‘banker’’ (Laurie A-120-
24, 127, 136-37 ;* Affidavit for Search Warrant).** Defend-
ant had just come from an apartment in which he had
remained approximately three and one-half hours and to
which he now returned (id., 119-26).

* References are to pages of petitioner's appendix in the Court
below unless indicated otherwise.

** See Appendix B to respondent's brief.

7

Such observatoins having been related to Patrolman
John Hatton of the New York City Police Department,
application was made by the patrolman on the following
day, March 25, 1969, for a warrant authorizing the search
of said apartment as well as the persons of petitioner and
one James Ercolani to whom the premises were registered.
The warrant having been issued, execution was made the
same day at which time defendant was arrested in the prem-
ises in possession of 14 banker’s statements, about 1,025,000
plays of Mutuel Race Horse Policy and numerous other
gambling paraphernalia (Hatton A-374, 375, 377-79).

Defendant was subsequently indicted by the Grand Jury
of Bronx County in two separate proceedings charging him
initially with the crimes of Promoting Gambling in the
First Degree (New York Penal Law, $225.10) and Posses-
sion of Gambling Records in the First Degree (New York
Penal Law, §225.20) arising out of the events occurring
upon the execution of the warrant on March 25 (Ind. #1809
of 1969) and, subsequently, with the same identical crimes
arising out of the events of the preceding day (Ind. #2281
of 1969).

Prior to trial a hearing was held upon defendant’s
motion to controvert the warrant and suppress the evidence
seized on both occasions. The motions having been denied
in a written opinion by Thomas Dickens, Justice of the
New York Supreme Court [61 Misc. 2d 730] after the hear-
ing, both indictments were consolidated for trial over the
People’s objection. Although the jury was unable to reach
a verdict as to Ind. No. 2281/69 and was discharged with
respect thereto, it did find defendant guilty of both counts
as charged in Ind. No. 1809/69 with respect to the events
of March 25, 1969.

5

During the jury’s deliberations one of the jurors be-
eame ill. After deliberations were discontinued, the trial
court determined the identity of the juror’s doctor and
without notifying defense counsel summoned him to the
courthouse where the juror was administered a drug, rested
a few minutes and then rejoined the other jurors who there-
upon recommenced deliberations. After the doctor had
administered his treatment he was allowed to leave and
was not held available for examination by defense counsel.

On December 17, 1970 defendant was sentenced to a
term of one year in state prison. Such judgment was af-
firmed, with an opinion, by the Appellate Division and
again by the New York Court of Appeals, without opinion.
No application has been made to amend the remittitur.

Defendant has been at liberty throughout pending final

determination of his direct appeal.

ARGUMENT
POINT ONE

No federal questions were presented for this Court’s
review.

Indicative of the absence of any federal questions raised
by this record is petitioner’s failure to seek an amendment
of the remittitur in the New York Court of Appeals. Such
failure makes the basis for the Court of Appeals’ affirmance
without opinion unclear and necessitates dismissal of the
instant petition [see Stern and Grossman, Supreme Court
Practice, §3.29, pp. 128-131 (4th ed. 1969) ].

GAR IGE ED PET EES PRIS LTS, BY LET IPE

6

Nor does the opinion of the lower state court indicate
that a federal question was raised. In the Appellate Divi-
sion petitioner raised the identical points which he argues
before this Court, all three of which were determined to be
‘‘without merit’? (see Decision and Opinion of Appellate
Division, Appendix A, infra, p. 1a). Although such Court
did expound upon the propriety of summoning a doctor to
treat an ill juror during the jury’s deliberations without
notifying counsel, such question being one of first impres-
sion, it found no statutory violations nor any prejudice to
petitioner. No mention of the existence of a federal ques-
tion appears in such opinion. In fact, the entire record
is devoid of any such question warranting this Court’s
review.

We note further that the Appellate Division, in its
opinion, has delineated a procedure to be followed in the
future, viz.—to hold the physician available for examina-
tion by defense counsel. As a practical matter, therefore,
the procedural problem occurring in this record will no
longer arise.

POINT TWO
No constitutional issue has been presented.

Although petitioner’s arguments imply the denial to
him of due process, an analysis of the record indicates that
such arguments lack merit. Such a conclusion gains force
from petitioner’s failure to amend the remittitur.

A. Concerning the Trial Court’s failure to notify defense
counsel during the jury’s deliberations that an ill juror
had received medical attention from his own doctor
[answering petitioner’s brief, Point I, pp. 16-21].

Upon the discontinuance of the jury’s deliberations due
to the illness of one of the jurors, the Trial Court ascer-
tained the identity of the juror’s doctor and, without noti-
fying defense counsel, summoned him to the courthouse
where the juror was administered a drug, rested a few
moments and then rejoined the other jurors whereupon
deliberations recommenced. The only communications with
the juror related to his physical condition. The drug ad-
ministered was not morphine and the physician had indi-
cated that the juror was fully able to participate in the
deliberations (A-585-88).

The New York state courts determined that such pro-
ceedings did not prejudice petitioner and that, absent any
prejudice, reversal of the judgment was not required. Other
jurisdictions have concurred in such a holding [see, e.g.,
LaGuardia v. State, 190 Md. 450, 58 A.2d 913 (1948) ; Takar-
sie v. State, 81 Okl. Cr. 189, 162 P.2d 197 (1945); Gray v.
State, 143 Fla. 588, 197 So. 33 (1940); Haley v. State, 123
Miss. 87, 85 So. 129 (1920) ; C.J.S. §1356, p. 955, n. 58].

eee

As the Appellate Division indicated, a reasonable rule
to follow under such circumstances would be to allow the
Court to determine, in its sound discretion, what course of
action to follow in treatment of an ill juror, whether to
notify defense counsel or defendant and await their pres-
ence, and whether, in view of the proceedings that do take
place, a new trial should be granted. For example, treat-
ment of an urgently ill juror should not be required to
await such notification and presence. Nor should the fail-
ure to notify counsel of such fact, even where the illness
is minor, mandate reversal of the judgment absent preju-
dice to the defendant.

While a remand for a hearing to consider whether peti-
tioner was in fact prejudiced might of course be ordered
in an appropriate setting [see People v. Durling, 303 N Y
382 (1952) ], we note that there is no evidence that the ill
juror was influenced in any way or even approached in
regard to the case. Indeed, the Appellate Division opinion
took that tack, but also decreed that henceforth in New
York doctors appearing under similar circumstances should
ideally be kept available for examination by defense coun-
sel. Here, there appears to be virtually no chance of the
instant problem arising again in New York State—a juris-
diction whose reaction to the relevant issue comports, we
submit, with modern notions of due process.

In sum, no prejudice to petitioner resulted from the
Trial Court’s action. He was not deprived of the due
process of law and his claim does not warrant this Court's
review.

BR Concerning the Hearing Court's denial of the
motion to controvert the search warrant and

Petitioner argues that Patrolman Hatton’s affidavit [see
Appendix B, infra, p. A7) failed to establish sufficient
probable cause to justify issuance of the search warrant.
Determination as to whether a constitutionally valid hear-
say affidavit [see People v. Hendricks, 25 N.Y. 2d 129, 133
(1969); People v. Loria, 10 N.Y. 2d 368, 374 (1961)] evi-
dences sufficient probable cause depends upon whether it
states “‘a substantial basis for crediting’? such hearsay
[Jones v. United States, 362 U.S. 257, 272 (1960) ]. In such
a case the affidavit must satisfy a dual test. It must show

‘«(1) whether the informant is in fact reliable and (2)
whether the underlying circumstances as to how the
informant came by his information demonstrate suffi-
cient probability of credibility to allow the search of
the premises or person in question”’ [People v. Hend-
ricks, supra at 133, citing Spinelli v. United States, 393
U.S. 410 (1969) and Aguilar v. Texas, 378 U.S. 108
(1964) }.

The affidavit before the issuing Court stated that the
afiant’s information was ‘‘based upon statements supplied
to me by an undercover New York City Police Officer as-
signed to the First Deputy Comissioner’s Public Morals
Administrative Division’? (A-596). Being a government
agent, the informant’s ‘‘veracity could with relative as-
surance be relied upon”? [People v. Montague, 19 N.Y. 2d
121, 123 (1967); see United States v. Ventresca, 380 US.
102, 111 (1965) ], his character could accordingly be vouched
for (cf. People v. Schnitzler, 18 N.Y. 2d 457 (1966)], and
his reliability thereby inferred.

ie wrt ce >

Moreover, probable cause sufficient to justify issuance
of the warrant was established by Detective Laurie's, the
informant’s, disclosure of the circumstances upon which he
concluded that defendant had committed a crime and that
a search of the premises in question would reap contraband.
The affidavit recounted petitioner’s entry into the subject
apartment, his exit therefrom three and one-half hours
later, and his discarding of three packages evidentiary of
the illegal promotion of gambling and possession of gam-
bling records and of his status as a ‘‘banker."’ The recita-
tion of such factual basis in the affidavit satisfied the second
prong of the constitutional test—the information was suffi-
ciently detailed to set it apart from the category of rumor
and there is no question but that the informant was speak-
ing from firsthand knowledge and observations [c/. People
v. Hendricks, 25 N.Y. 2d 124, 134 (1969) )}.

It is further claimed that Patrolman Hatton's failure to
announce that he was in possession of a search warrant
rendered unconstitutional the procedural execution of the
warrant (see petitioner's brief, pp. 24-25).

The evidence at the hearing established that, in execut-
ing the warrant, Patrolman Hatton knocked on the apart-
ment door, stated that he was a police officer, waited about
fifteen seconds ‘‘for an answer, to give somebody more in-
formation if they requested it,’’ and then forced the door
open with his shoulder and entered the premises (A-34, 54,
55).° Petitioner was seated in the back room of the apart-
ment.

* At trial, an additional witness corroborated that entrance was
made approximately fifteen seconds after the knock (A-485).

11

Although forcible entry in execution of a warrant is
permitted ‘‘if, after notice of (the officer's) authority and
purpose, he be refused admittance’’ (Code Crim. Proce.
(799(a)), such an entry should not be proscribed where a
knock on the door and an announcement of “‘police’’ pro-
duce no response. In cases where forcible entry was held to
nullify execution the officers either failed to give any notice
whatsoever [People v. Floyd, 26 N.Y. 2d 568 (1970) (arrest
warrant); Sabbath v. United States, 391 U.S. 585 (1968)
(officers knocked but did not identify themselves); Gate-
wood +. United States, 209 ¥F 2d 789 (C.D. Cir. 1953) (offi-
cers claimed they were from Western Union)] or failed
to await refusal of admittance despite acknowledgment of
their presence [Miller v. United States, 357 U.S. 301 (1958),
Masiello v. United States, 304 F 2d 399 (D.C. Cir. 1962) (in
which the accused had stated “‘Just a minute’’); Hair v.
United States, 289 F. 2d 894 (D.C. Cir. 1961)}.

No such acknowledgment was offered in the instant case.
Petitioner was still in the back of the apartment when the
officers entered indicating his lack of intention to respond
and the police may justifiably have assumed that the apart-
ment was unoccupied, a circumstance permitting of forcible
entry (cf. People +. Johnson, 231 N.YS.2d 689, 691 (Ct.
Gen. Sess. N.Y. Cty. 1962) ; People v. Law, 55 Mise. 2d 1075,
1078 (Cortland Cty. 1968)]. Having knocked, announced
themselves and received no response, the officers should not
have been required to continue to verbalize a catechism
which, under the circumstances, would have been only an
unnecessary, time-wasting formality. Mandating such an
exercise where initial inquiry has prodaced no response
would be to exalt a formal procedure above common sense.

12

Moreover, the objects of the search under the warrant

were gambling records, easily disposable items. Under
such circumstances officers should only be required to make
a conscientious effort to enter peaceably (e.g., knock, an-
nounce that they are police and wait for a response) and,
if there is no response, forcible entry should be permitted
[cf. People v. Montanaro, 34 Misc. 2d 624, 630 (Kings Cty.
1962) }.

The Hearing Court's denial of petitioner's motions to
controvert and suppress was properly based upon sufficient
legal evidence and did not deprive him of any constitutional
rights.

C. Concerning the alleged prosecutorial misconduct
[answering petitioner’s brief, Point III, pp. 26-29].
Petitioner argues that his right to a fair trial was preju-
diced by the District Attorney’s statements during trial
and summation that (A-337)

_ Your Honor, I’m going to persist in the objection
as to the irrelevancy on this matter. We're not to
review the procedure in which a search warrant was
obtained. It has already been reviewed and passed
upon.”’
and that (A-543) ‘‘the crime occurred in March of 1969.
The hearing in this case occurred in November of 1969. The
Grand Jury—.’’ He claims that such references, to which
he raised timely objections, indicated to the jury that there
had been another hearing and that they ‘‘obviously * * *°
believed that they should not * * * second guess another
tribunal’’ (petitioner’s brief, p. 27).

13

It is first noted that discussion of the pre-trial hearing
was initiated by defense counsel himself who, in cross-
examination of Detective Laurie, asked ‘‘ And these answers

“you read only how long ago, the answers you made back
in November of °69, in front of Judge Dickens. When did
you read these last, your answers?’’ (A-288) and ‘‘ Were
you given a transcription of your answers that you made
back in November "69 * * *?’’ (A-289). During summation
as well defvi:se counsel stated that the detective ‘‘testified
here that he also read questions that were directed to him
back in November before Judge Dickens.’’

Furthermore, to the extent that the Court sustained
counsel’s objection to the People’s statement (A-337-38), it
later instructed the jury that (A-553)

**(D)uring the course of the trial, the court has made
rulings with respect to evidence. It has ruled certain
questions improper and directed certain testimony to
be stricken. Anything the court has directed to be
stricken, you will disregard. You cannot take that
into consideration in arriving at your verdict.

**And of course, gentlemen, you may not consider
questions as evidence in the case. Questions by them-
selves or the implications contained in questions mean
nothing. What is important is the answer * * * But
you cannot impart into this case implications, innuen-
does or suggestions which are contained in questions
not borne out by testimony given by a witness.’’

Such a curative instruction was sufficient to assure that the
People’s statements would not be considered in the jury’s
deliberations since jurors ‘generally do their duty when

it is made clear to them”’ [People v. Gowasky, 244 N.Y.
451, 464 (1927)].

14

In any event, the prosecution’s remarks did not preju-
petitioner’s guilt or innocence of the crimes charged. In
making such determination, the jurors were not required
to ‘‘second guess another tribunal’’ (petitioner’s brief, p.
27) which had made a ruling on the legality of the search
warrant and the admissibility of the proffered evidence
seized thereunder. On the contrary, the jury was not con-
cerned with the warrant but rather only the factual issue
of whether or not petitioner was in possession of the gam-
bling records and was promoting gambling. The existence
of the search warrant, no less its legality, did not affect the
jury’s deliberations and verdict and petitioner was not
prejudiced by reference to the pre-trial hearing.

However, should this Court disagree and be of the opin-
ion that the People’s statements were improper, it is sub-
mitted that any error flowing therefrom was, in view of
the overwhelming proof of guilt of the crimes charged
relating to March 25, harmless beyond a reasonable doubt
[Chapman v. California, 386 US. 18 (1967); People v.
Schwartzman, 24 N.Y. 2d 241, 251 (1969) ; New York Code
Crim. Proe., §542). .

We note, finally, that the New York cases cited comport
with the due process requirements mandated by this Court
and that no constitutional question is presented.

15

Conclusion
The petition for a writ of certiorari should be denied.
Respectfully submitted,

Burton B. Roserts
District Attorney
Bronx County

Attorney for Respondent

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LEER APOIO LINE ITD Nh REI IE LL NTO ip

DOERR NR Red 0 AS OOS SHINS HBR ood

APPENDICES

BEAN!

wo Say

Appendix A
Decision and Opinion of Appellate Division

SUPREME COURT, APPELLATE DIVISION
First Department, October 1971

Harold A. Stevens, P.J., :
Louis J. Capozzoli, 4
Emilio Nunez

Theodore R. Kupferman,
James B.M. McNally, JJ.

EF

RENE, Sg at AO

The People of the State of New York,
Respondent,
—against—

Rudolph Prisco,
Defendant-Appellant.

RR a

Appeals from a judgment of the Supreme Court, Bronx
County, rendered on December 17, 1970, convicting de-
fendant of the crimes of Promoting Gambling in the
First Degree and Possession of Gambling Records in
the First Degree after a trial before Greenfield, J.,
and a jury.

Irving Anolik, attorney for defendant-appellant.

Eliot L. Kaplan of counsel (Burton B. Roberts, Dis-
trict Attorney) for respondent.

i ipininsasiachininseanitaiienasesidniapitieiiiimaeammiaeasill

Appendia A

McNatty, J.

The defendant appeals from a judgment of the Supreme
Court, Bronx County, rendered December 17, 1970, convict-
ing him, after trial to a jury, of the crimes of promoting
gambling in the first degree and possession of gambling
records in the first degree and sentencing him to a term
of one year.

On this appeal, the defendant claims that (1) his motion
to controvert the search warrant and suppress the evidence
was improperly denied; (2) the District Attorney improp-
erly referred during the trial to a pre-trial suppression
hearing; and (3) the court erroneously permitted a doctor
to administer medical treatment to an ill juror after the
jury had commenced deliberation without notification to
defense counsel.

We have examined these assignments of error and find
them to be without merit, and consequently we affirm.

However, there is an important question posed by this
appeal, apparently one of first impression in this State,
concerning the right of the trial judge to summon medical
aid for a juror while the jury is deliberating without noti-
fying counsel.

No New York statute or case law appears to have con-
sidered the precise question as to whether or not a defend-
ant is prejudiced by the failure to notify his counsel after
the jury commences deliberations that an ill juror had
received medical attention from his own doctor under the
direction of the trial court.

A3

Appendia A

This case was tried in December 1970. Consequently
Section 421 of the Code of Criminal Procedure applies.
It provides:

‘After hearing the charge, the jury may either decide
in court, or may retire for deliberation. If they do
not agree without retiring, one or more officers must
be sworn, to keep them together in some private and
convenient place, and not to permit any person to
speak to or communicate with them, nor do so them-
selves, unless it be by order of the court, or to ask
them whether they have agreed upon a verdict, and
to return them into court when they have so agreed,
or when ordered by the court.’’

Section 310.10 of the Criminal Procedure Law, effective
September 1, 1971, provides:

‘*Following the court’s charge, the jury must retire
to deliberate upon its verdict in a place outside the
courtroom. It must be provided with suitable accom-
modations therefor and must be continuously kept to-
gether under the supervision of an appropriate public
servant or servants. Except when so authorized by
the court or when performing ministerial duties with
respect to the jurors, such public servant or servants
may not speak to or communicate with them or permit
any other person to do so.”’

It appears upon the discontinuance of the jury’s delib-
erations due to the illness of one of the jurors, the court
iseertained the identity of the juror’s doctor and, without
notifying defense counsel, summoned the doctor to the
courthouse where the juror was administered a drug, rested

Us en ee ee ee are

ee

Aé
Appendiz A
a few moments and then rejoined the other jurors, where-
upon deliberations continued. The only communication
with the juror related to his physical condition. The phy-
sician had indicated that the juror was fully capable of
‘cipating in the jury deliberati

Several cases not necessarily controlling point the way
to our decision and appear to us to express an enlightened
view.

Takarsie v. State, 162 P.2d 197, 199, an Oklahoma case,
holds :

““We do not think the taking of the juror to the drug-
store for medicine to relieve his ailment by the bailiff
who did not allow him to converse with anyone, while
leaving the remuining jurors with the other bailiff was
a violation of the terms of the Statute, which provides
that the jury must be kept together and not permitted
to communicate with any other person.’’

Williams v. State, 171 So. 386, an Alabama case, held
as follows:

‘During the deliberation of the jury, one of the jury-
men became ill and was allowed to leave the jury room
and spend a short time with his son, a physician, in
the private room of the presiding judge, and then
allowed to resume deliberations with the remaining
jurors when he got better. There is nothing to the
prejudice of this defendant in the action of the court
in permitting this juror, who was ill, to be attended
by his physician, under the supervision of the court,
and without any pretext that the act in any way con-

A5
Appendiz A

trolled the judgment of the jury in making up his
verdict.”’

See also: LaGuardia v. State, 190 Md. 450, 58 A.2d 913;
Gray v. State, 143 Fla. 588, 197 So. 333; Haley v. State, 123
Miss. 87, 85 So. 129; 23 A C.J.S. §1356, p. 955, n. 58.

A reasonable rule to follow under such circumstances
would be to allow the court to determine in its discretion
what course of action to follow when a juror becomes ill
after deliberations commence. It would appear that it is
the court’s first duty to summon medical assistance.
Defense counsel, defendant and the public prosecutor should
be informed as promptly as feasible as to what has taken
place. Treatment of an ill juror should not be required
to await such notification. Nor should the failure to notify
counsel of such fact, mandate reversal of the judgment,
absent prejudice to the defendant.

In this case, the trial court represented to counsel that
no discussion had occurred other than that relating to the
juror’s illness; that morphine was not administered and
that the doctor had indicated that the juror was fully able
to participate in deliberations. In our opinion, the record
establishes the fact that the defendant suffered no preju-
dice by reason of the illness or the medical aid. Here there
was no separation from the panel as contemplated by the
Statute and consequently no violation of the statutory man-
date. The circumstances are not substantially different
than the need of a juror to respond to a call of personal

2 NN RRR Phe AEE

~~ &

rte er errr"

Appendiz A
necessity or the separation of jurors in different sleeping
rooms when resting for the night.

In future cases it would be good practice to detain the
doctor in court if possible, and, if not possible, to make
suitable arrangements for the doctor to attend at a later
date in the event counsel wishes to examine the doctor
concerning the matter. Deliberations of the jury should
go forward in any event.

Under the circumstances of this case we find no statutory
violation or prejudice, and consequently we affirm.

Aut Concur.

AT

Appendix B
Affidavit for Search Warrant

CRIMINAL COURT OF THE CITY OF NEW YORK
Part 1A, County of New York

State of New York )
County of N. Y. ) ss:

Patrolman John C. Hatton, Shield #17071 being duly
sworn, deposes and says:

1. I am a Police Officer assigned to the First Deputy
; sastener's Public Morals Administrative Diviel

2. I have information based upon statemen‘s supplied
to me by an undercover New York City Police Officer as-
signed to the First Deputy Commissioner’s Public Morals
Administrative Division that premises 670 East 176th
Street, apartment 2E, County of Bronx, City and State of
New York is being used for illegal gambling in violation
of Sections 225.05 and 225.15 of the New York State Penal
Law, by Rudolph Prisco. Rudolph Prisco is known to the
New York Police Department under B#79956. He has
been arrested nineteen times for violations of the gambling
’ statutes, and has been convicted seven times.

Said undercover Police Officer made the following ob-
servations: On Monday, March 24, 1969, from 2:30 PM to
6:05 PM, officer had premises 670 East 176th Street under
observation. At 2:30 P.M., officer observed Rudolph Prisco

|
;

A8
Appendiz B

enter said location and proceed to and enter apartment 2E.
Officer continued observation of premises and at 6:05 PM,
he observed Rudolph Prisco exit from the building. Prisco
proceeded to Belmont Avenue towards Tremont Avenue
between 1908 and 1910 Belmont Avenue, and in an alley,
Prisco stopped and removed from his right coat pocket a
package which he threw to the ground. From his left coat
pocket Prisco removed a package which he threw to the
ground and then removed another package from his left
coat pocket and threw it to the ground. Prisco then con-
tinued to Tremont Avenue. Officer immediately retrieved
the three packages without losing sight of same and ob-
served numerous envelopes with paper wrapped around
them held together by rubber bands. Further examination
revealed each package to be dated; package dated March
17, 1969 contained two bankers statements, 32 envelopes
with identities of collectors, inside the envelopes were ap-
proximately 3,040 slips of paper having approximately
209,760 plays of MRHP with amounts; package dated
March 18, 1969 contained 2 bankers statements with 34
envelopes with identities of collectors containing approxi-
mately 1,122 slips of paper bearing approximately 71,930
plays of MRHP with amounts; package dated March 19,
1969 contained 2 bankers statements with 27 envelopes with
approximately 648 slips of paper being approximately
29,160 plays of MRHP with amounts and identities.

Premises 670 East 176th Street, apartment 2E, County
of Bronx, City and State of New York was verified through
Consolidated Edison Company as being registered to James
Ercolani.

A9

Appendiz B

3. Based upon the foregoing reliable information and
upon my personal knowledge there is probable cause to
believe that such policy slips, written records and other
gambling paraphernalia commonly used in unlawful policy
activities, and may be found in the possession of Rudolph
Prisco and James Ercolani or at premises 670 East 176th }

Street, apartment 2E, County of Bronx, City and State of
New York.

;
Wuenrerorg, I respectfully request that the court issue :
a warrant and order of seizure, in the form annexed, au- :

thorizing the search of and directing that if such property
or evidence or any part thereof be found that it be seized :

and brought before the court; together with such other
and further relief that the court may deem proper.

No previous application in this matter has been made :
in this or any other court or to any other judge, justice
or magistrate.

s/ John C. Hatton 17071 Ptl § MPAD
Police Officer Shield Rank Command :

(Duly sworn to
March 25, 1969)

s/ Arthur Braun
Judge

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385606_1427%3A2. Public record. Not legal advice.
