# Opposition Brief — Hadco Products, Inc. v. Kidde

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1972
- **Citation:** 409 U.S. 1023

## Text

No Question in This Case Is Worthy of Review
The Design of the Patent in Suit Is a Trivial Obvious
Ys Departure From the Prior Art
The Patent in Suit Being Directed to a Combination
Must Meet the High Standards of Combination

It Is Specious to Argue That Under the Standards
Established by the Court of Appeals, No Design

P ‘The Presence of Secondary Factors, Such as Com-
mercial Success, Will Not Make for Patentzbility
Without Invention

COPY BOUND CLOSE IN CENT&EeE

,

TABLE OF CITATIONS.
Cases”
Anderson’s-Black Rock, Inc. v. Pavement Salvage Co.
BOG U. S. S7 (19GB) «.. anne nnn een ewer e eee w en wns
Deep Welding Inc. v. Scisky Bros. Inc, 417 F. 2d 1227
cM, ) eeeeeeeeeererererrrrrrrrrrirrrririr
Dempster Bros. Inc. v. Buffalo Metal Container Corp.
F. 2d 420 (2nd Cir, 1965) ......- 2 ese nen ennenwene
Graham v. John Deere Co., 383 U. S. 1 (1966) ..........
Great Atlantic & Pacific Tea Co. v. Supermarket Equi
Corp., 340 U. S. 147 (1950) .....----- eee eennnnnen
Keller v. Adams-Campbell Co., Inc., 264 U. S. 314 (1924) ...
McCullough v. Maryland, 4 Wheat. 316 (1819) ..........
Southern States Equipment Corp. v. USCO Power Equi
Corp. 209 F. 2d 111 (Sth Cir, 1953) .....-- +++ --0eee
United States v. Adams, 383 U. S. 39 (1966) .........+..
Wheaton v. Peters, 8 Pet. S91 (1834) |... ©. . 0-5 c nnn nnnne

Statutes
BB UD, BC. BFE nnccccccccccccccccccccccccccccccscsomm
Rules:

-- 88 8
Sep. Ct. Rule 19... 2... c scence eee e eee n ee nn een ewennnm

This is a commonplace action for patent infringement
» ordinary invalid design patent, in which the District
rt concluded that the subject matter of the patent in
was not obvious, and the Circuit Court, in reversing,
imously concluded that it was obvious. This case meets
. of the criteria required by this Court as reasons for
ting review on certiorari as set forth in its Rule 19.
Petitioner, Hadeo, has phrased its “‘QUESTIONS
SENTED FOR REVIEW”’ in an attempt to conform
ese criteria. In actuality, however, the decision of the
uit Court for which review is sought, is not in conflict
any decision of any other court of appeals on the same
ut, nor with the statutes, nor with the applicable deci-
| of this Court.

Chief Justice Taft's admonition set forth in Keller v.
ns-Campbell Co., Inc., 264 U. 8. 314, 319 (1924) applies
special force to the subject case :

‘Such an ordinary patent case, with the usual issues
f invention, breadth of claims, and non-infringement,
his Court will not bring here by certiorari unless it be
ecessary to reconcile decisions of circuit courts of ap-
al on the same patent.’’

fespondent, Kidde, accepts Hadco's statement of the
» ental ont fot ts below, and jurisdictional
ads

With regard to the statement of the case Hadco has
ated or twisted the record in many aspects. By way
ample, Hadco asserts ‘‘undisputed testimony’’ of
reality of application’’ for the fixture of the patent

COPY BOUND CLOSE IN CENTER

2 Respondent's Brief in Opposition

in suit. This is based on the direct examination
of the patentee, Daum. On subsequent « x
Daum conceded that ail lighting fixtures are of
application (Record 547a to 548a) :°

“A. Of course, all fixtures are of universal
cation if you want to put it om am application.
to the individual. (Emphasis added.)

Indeed, he characterized as ridiculous any
that either his fixture was unique in being of uni
sign, or that the prior art fixtures were not of
design :

“Q. . . . You didn’t anderstand that as
that your Tudor was of universal design, could
anywhere and these others could not and you
determine it?

“A. I didn’t mean that way. I really

“Q. I see.

“A. Because that would be ridiculous tos
statement like that.”"’ (Emphasis added.)
Parenthetically, Hadco’s statement infers that

small company, which has been manhandled by
Actually, as reflected by the record, Hadco is a
subsidiary of Esquire, Inc., a corporation on the
Stock Exchange.

* Refers to the Joint ix Filed in Appeal to the
States Court of Appeals for Third Circuit.

Respondent's Brief in Opposition
ARGUMENT

Question in This Case Is Worthy of Review.

The Design of the Patent in Suit Is a Trivial Obvious
Departure From the Prior Art.

The patent im suit, Deum’s Design Patent 199,143,
s & trivial obvious departure from the prior art.
the design constitutes a combination of elements,

of which is present in the prior art. Daum testified

what made the fixture of his patent interesting to the
its contour or silhouette, i.e. in his deposition DX-
52la, he stated:

; «d over the drawing of the patent application
issued as the patent in suit is set forth in the accom-
ing Appendix. As the Circuit Court held, and as is

evident, the prior art fixture is ‘‘quite similar
Hadco fixture in overall silhouette and contour’’

COPY ROINGEA CrlrAMmenr ms oer ee

7 Respondent’s Brief in Opposition

Viewed in a position most favorable to Hadco,
are, as the Circuit Court found ‘‘clearly recogn
simple modifications’’. *
Overall, the Circuit Court found (A18): *
“When viewed in light of the prior art, the
lighting figure, on the contrary, appears simply,
attractive variation on a well-played theme.
not project the synergistic effect necessary to
a patent for a design which is a combination
and well-known elements. The differences in the]
lantern do not create such a new and unexp
sult in the appearance of the lighting fixture asa
as to be a product of invention or of a skill
that of the ordinary designer in the art.’’

The great bulk of the Circuit Court’s holdi
based on documentary evidence, as to which it
bound by F. R. C. P. 52(a), Deep Welding Inc. ».
Bros., Inc., 417 F. 2d 1227, 1229 (7th Cir., 1969) ; D
Bros. Inc. v. Buffalo Metal Contaimer Corp., 352 F.
423 (2nd Cir., 1965); Southern States Equipment C
USCO Power Equipment Corp., 209 F. 2d 111, 117 (
1953).

Kidde’s expert witness, Robert Stith, was a
of long experience (having designed custom lig
tures before the First World War when the bulk
lighting fixtures were of custom design rather thas
catalog or off the shelf items). He testified to thei

2. (Cont’d.)
“Almost identically to the Hadco lantern, however, the
Ce ee Ger ae ee oe ee curve i
oy Se Se ae Oe ae a

lower edges, terminating in a rippled _ Except
four sided, the cages also are virtually i to that
Hadco fixture in contour of silhouette.”

COPY BOUND

Respondent’s Brief in Opposition 5

liarity of his generation of lighting fixture designers
the components making up a lighting fixture of the
set forth in the patent in suit, and how such designers
sembled and restyled these well-known components to
nce on demand a plethora of designs.’

The Circuit Court correctly found that it was within
kill of such a lighting fixture designer to retain or de-
these well-known components, or to modify their shape
contour.

The Patent in Suit Being Directed to a Combination
Must Meet the High Standards of Combination
Patents.

The standards for combination patents have been set
is Court in Great Atlantic & Pacific Tea Co. v. Super-
et Equipment Corp., 340 U.S. 147, 152 (1950) ; Ander-
Black Rock, Inc. v. Pavement Salvage Co., Inc., 396
57, 61 (1969) ; and United States v. Adams, 383 U. S.
966). These were precisely the standards which the
lit Court followed, even to quoting from AéP and
wson’s-Black Rock (A7-8):

“Where, as in the present case, a combination patent
s involved, additional aspects of nonobviousness come

. Hadco misstates Stith’s testimony in its Petition. By way
at 13, it faults the Circuit Court for stating that
estad Weeder with tediented Glancis ancute oot Ge
y placed on the lower edges of roofs and vent caps as shown in
tent in suit, asserting that Stith’s testimony regarding the prior
lated only to a sinuous curve. However, as reference to A66
s clear, Stith was testifying precisely as to the structure shown
gure 1 of the patent in suit (A66) :

“Q. Now, in connection with roofs of that period used on
interns, was it common to have the peripheral edge of the roof
avy with a sinuous curve as shown in Figure 1 of the patent
' suit? (Emphasis added)

“A. It was frequently done because it was, I think, the
heapest and easiest decoration that could be put therein.”

CLOSE IN CENTER

Respondent's Brief in Opposition

into play. The court must ‘scrutinize combiq
patent claims with a care proportioned to the diff
and improbability of finding invention in an ass
of old elements.’** Such a patent must create ag
gistic effect, one in which the combination of ele
results ‘in an effect greater than the sum of the se
effects taken separately.’**’’

“18. Great Atlantic & Pacific Tea Co. v. Supen
Equipment Corp., 340 U. S. 147, 152 (1950).

“19. Anderson’s-Black Rock, Inc. v. Pavement §
Co., Inc., 396 U. S. 57, 61 (1969); United States v. A
383 U. S. 39 (1966).”

It Is Specious to Argue That Under the Stam
Established by the Court of Appeals, No Desj
Patentable.

Hadco asserts that under the standards of the G
Court it is not possible to sustain the validity of any d
patent. This assertion is hypothetical and not a p
question for review. Moreover, the assertion is simp
true.

Both the District and Cireuit Courts applied «
tially the same standard. At no time heretofore did E
assert that the standard is too strict or improper.

What is involved in the case at bar is a design:
differs from the prior art by mere trifles. Such design
far short of the Constitutional standard.‘

A collection of designs, many of which would me

mp w Ose tA

Respondent's Brief in Opposition 7

of the New York Museum of Modern Art, a portion of
is displayed in its Philip L. Goodwin Galleries of

Many of these pieces are shown in the book entitled:
Design Collection, Selected Objects, The Museum of

om Art, New York’’ published by the Museum of
» Art in 1970. This book’s preface reads in part:

“The Design Collection of The Museum of Modern Art
was established in 1934 and now includes over 1,800
mass-produced or handmade objects. They have been
selected on the basis of their quality and historical
significance to illustrate the development of design
juring the past seventy-five years.

“Some 125 of these objects—including household and
office appliances, tableware, tools, and furniture—are
continuously exhibited in the Philip L. Goodwin
Galleries, opened in 1964 and named in honor of the
architect who from 1935 to 1940 was chairman of the
Museum’s Department of Architecture and Industrial
Art. This international selection presents both an his-
torical survey of styles, from Art Nouveau to the
present, and a standard of reference for judging con
temporary design.’’ (Emphasis added.)

The book illustrates such outstandingly inventive de-
a8 the Charles Eames lounge chair and ottoman, Eero
en molded plastic armchair, Mies van der Rohe
ge chair, Frank Lloyd Wright desk, Nizzoli design for
ivetti typewriter, and inventive designs in a folding
me, coffee grinder, lamp, portable radio, control
i for an IBM 305, ete.* Many of these designs conform

. ee Soman a & Mey i. Goodwin Galleries
and Design is set forth in the accompanying Ap-

— —_——
im 7.timer It CoAT CLO

8 Respondent’s Brief in Opposition

to the standard of the Constitution, and promo
progress of the useful arts. In contrast, the paten p
sign simply constitutes a slight variation from tl
art, easily within the skill of an ordinary worker in th
or ordinary designer. ;

Hadco Would Have This Court Withdraw
Constitutional Standard and Adopt the 8
of the Patent Office.

At page 22 of its Petition, Hadco bemoans that
Patent Office continues to accept design applications
issue about three thousand design patents every y
unsuspecting inventors who are led to believe that t
receiving protectable rights’’.®

Hadco’s apparent solution for this alleged pre
to have this Court abandon the Constitutional standar
adopt that of the Patent Office.

Manifestly, the subject situation is a clear case of
this Court has termed ‘‘the notorious difference
the standards applied by the Pateat Office and
courts’’, i.e. Graham v. John Deere Co., 383 U. 8.1,

(1966) :

‘“We have observed a notorious difference be

standards applied by the Patent Office and by

courts.

‘‘Although we conclude here that the inquiry
the Patent Office and the courts must make as toy

6. As set forth in the book The Design Collection, quoted
the Museum of Modern Art has selected 1,800 designs as
the “standard of reference for . . . design” for the past seve
years. This 1,800 designs in seventy-five years contrasts
Patent Office issuing “about three thousand design pate

year.”

COPY BOUND

Respondent’s Brief in Opposition 9

ility must be beamed with greater intensity on the
quirements of 4103, it bears repeating that we find
change in the general strictness with which the over-
| test is to be applied. We have been urged to find in
(03 a relaxed standard, supposedly a congressional
action to the ‘increased standard’ applied by this
yurt in its decisions over the last 20 or 30 years. The
andard has remained invariable in this Court.’’

he Presence of Secondary Factors, Such as Commer-
cial Success, Will Not Make for Patentability
Without Invention.

he District Court was overly impressed by the al-
sommercial success of the design of the patent in suit.
yer, secondary fectors, such as commercial success,
iifillment of long-felt need, cannot make up for the
e of invention. The Circuit Court gave measured
{7 to all of these secondary considerations, and de-
ed that invention was plainly lacking (A20):

Under the mandate of John Deere, supra, this court
8 given measured weight to secondary considera-
ons such as commercial success, the opinion of other
anufacturers in the pertinent art, and the fulfillment
t long-felt need. In determining the validity of a
sign patent, however, the primary target of inquiry
mains the design itself, and the presence of sec-
ndary factors ‘without invention will not make

“50. Philips Electronic and Pharmaceutical Industries
orp. v. Thermal and Electronic Industries, Inc., 450 F. 2d
164, 1174 (3 Cir. 1971); Frank W. Egan & Company v.

fodern Plastic Machinery Corp., 387 F. 2d 319, 324 (3 Cir.,
67) cert. den. 361 U. S. 883 (1959).

Hadco’s statement at page 7 of its Petition that the Circuit
rejected these secondary considerations as “altogether irrele-
$a gross misstatement of the record.

CLOSE IN CENTER

10

Respondent's Brief in Opposition

patentability.’** Having concluded that the ;
itself is not a product of invention, it cannot
tained as nonobvious on the basis of other seog
considerations. ‘Where . . . invention is 7
lacking, commercial success cannot fill the void

“S1. Anderson’s-Black Rock, Inc. v. Pavement
Co., Inc., 396 U. S. 57, 61 +k E. J. Brooks Ce
Stoffel Seals Corp., 266 F. 2d 841, 844 (2 Cir., 1959),

“52. Jungersen v. Ostby & Barton Co., 335 U.
567 (1949).”

CONCLUSION
The petition should be denied.

Respectfully submitted,

Aztuusg H. Szme.
Epwarp C. Gonpa
Auten L. GREENBERG
Szme., Gonna & GotpHammes, P. C.
Suite 600, Three Penn Center Plam
Philadelphia, Pa. 19102
Attorneys for Re

THE PATENTEE DAUM DEFINED THE ESSE
HIS DESIGN AS: ;

“PRIMARILY, SILHOUETTE. THAT
MAKES IT INTERESTING TO THE }

SEE PAGES 3 AND 4, SUPRA.

Figure 1 of Daum Patent App’ ication Drawing, DX-19
imposed Over Prior Art Herwig Fixture, DX-220, Re
in Opinion of Circuit Court as “Kidde’s Item No. 5, 3
See Footnote 35 to Opinion of Circuit Court at Al
Principal Differences in Contour Between the Two |
Are Due to Errors in the Drawings of the Daum Pates
cation, Namely the Outside Simulated Ventilators, Whid
Conceded Should Not Be on the Drawings, See Footn
Circuit Court’s Opinion at A3.

(12)

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alte

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385606_1376%3A2. Public record. Not legal advice.
