# Petition for Writ of Certiorari — James v. United States

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1970
- **Citation:** 397 U.S. 907

## Text

7 IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1970

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Cases Cite

Page

Amador v. A/S J. Ludwig Mowinkels Rederi, 224 F 2d
437 (CCA 2d) cert. den. 350 U.S. 901, 76 S.Ct. 179 .... 30

Andrews v. Olin Mathieson Chemical Corp. (8th Cir.

2004) $34 F. Sd 482, 4988 we eee av
Arizona v. Anelich, 206 U.S. 110, 56 S. Ct. 707 ....... 30
Ballwanz v. Isthmian Lines, Inc. 319 F 2d 457 (4 Cir.
Ne i kw Gass 29
Bredy v. Southern Railway Co., 320 U.S. 476, 479, 64 S.
eae EET a nO 11,17,33
Callen v. Pennsylvania R. Co. 162 F 2d 832 .......... 15

Carpenter v. Baltimore & Ohio R. Co., 109 F 2d 375... 18

Chesapeake & Ohio R. Co. v. Smith, 42 F 2d 111; cd.

OR UR GR GR TAG. GR nn cccccccccccccccccccces 18
Crumady v. The Joechim Hendvik Pier, 358 U.S. 423,
79 S.Ct. 445 EASTER PO SIS eee Co tee ree ee Pe paiacacnns 19
D’Amico v. Licyd Brasileiro Patrinonic Nationale 364 F
i ae ee eins Sebo dine eneete doses 21
Didinger v. Pennsylvania R. Co., 89 F 24798 .......... 18
Dowell, Inc. v. dowers, 166 F 2d 214 ................ 11
AD

if

Poge
- Biliott v. Chicago, M-& St. P. Ry. Co. 24 8. C2. 85. 180

sores MOTE EE ME BLL 18
Ferrara v. Sheraton McAlpin Corporation, 311’ F. 94 294
a Oty Tee Ne FE eT, ake . 1
Gibbs v. Kiesel $82 F 9d 917 (1967) ................ 20
Gritlen v. United States 23% F. 2d 919 nenesendotnde ae
Hegans v. Parrell Lines, 237 F 9d 477................ 1
Harris v. Smith, 372 F 2d 806 (1967) ................ 16
Hemphill v. Mississippi Power Co., 04 F 24971 ........ a
Holley v. Manfred Stansfield, 186 F. Supp. 212 (ED Va.
NER RRME RV GE 5. ews = tied . 19

Hussein v. Isthmian Lines, Inc., 405 F 2d 946 (5 Cir. 1968) 8
Imperial Oil, Led. v. Drlik, 294 F 24 4 eerccccescccese ll -

dune T., Inc., v. King, 290 F 2d 404 pcecccoccccoece 1,29
Kincade v. Mikies, (6th (Cir.) 144 F. 9d 784 ote beeeees 17

Knox v. United States, 294 F 2d 354 (3rd Cir. 1961) ... 19
Lowery v. Hocking Valley RB. Co., 60 F 24 78 ..... —
Maccarone v. A/S Inger, 262 F 2d 560 (overriding cable). 11
Mehnich v. Souther 8. 8. Co., 881 U.S., 96, 64 8. ce.

EE thd ennsnddandbesdnen Sibianmesieimaabins 11,30

Metager v. 88 Kirsten Torm, 245 F. Supp. 227 (D. Md.

PED 50 ctccsnccbinssisanphcebasnienici 19
iti’

Powe

Minneapolis St. P. & S. S.M. R. Co. v. Metal-Matic, Inc. 8
Gir. 1063, SBS F. Bd OOS, O10 ... eee 17

Mitchell v. Trawler Racer, Inc., 362 U.S. $39,608...

ED cccccccccccccccewccccccccccceccesccccees 18

Mc Nello v. dohn B. Helly, Inc. 383 F 34 06 (1980) .... @

Nentesbet, inc. v. B. F. Raboy @ Co. 31 AD. 24 804,

STE é0n0060600660060600000000 pasese 31
Nashville, C. @ St. L.R. Co. v. York, 127 F 24. 606... 18
Melson v. Robin Line 6.8. Co., 39 F 20 490 ........... “3
C’xien v. Wilys Motors, Inc. 386 F 24 163 (1967) . ebin 30
Paluch v. Brie Lackawanna Railroad Company, 387 F 2d
a ees ciainndianene sees 9
Petterson v. Aleska Ghipping Co., 206 F 24 478, offd
347 US. 396 LPR ieeS600600000600600000008 30
Pike v. Geand Trunk Ry. Co,, 39 F. 255 aneketabonens 18
Pettchand v. Liggett & Meyers Tobacco Company, 360 F.
i tn pnncncneceedoetenseaneeeecetrs 10
wv

Reid v. Quebéc Paper Gales & Tranep. Co. Lad., 340 F 2a
BOB Gir. 10GB)... cw ccnes seteeeeeees 19
Rogers v. U.S. Lines, 206 F 2d 57, rev. per cur. 347 U.S.

084, 74S. Ct O49 ........ eeeeccssesocsosscecosssbl 30
Sams v. Haines, 299 F. Supp. 746 (2980). neeecees pane 7 ;
fen Antonio. Tike, 267 F 2d 983 (2988). wanes pee 15
Seance ¥. Poo! Shipping Co. Lad 296 F 24729 ..... 30

Sees Ghipping Co. v. Sigrachi, 296 U.S. 85, 08 8. Ch. 672.230

Suennon v. UL. 119 F. Supp. 106, 295 F. 34.487 ..... 10 |
Shokuwen Shimabukuro v. Higevoshi, 140 F. 94 13, of.
$82 US. 755,648. CL 1270.................05e0 8

/ Sn v2 Latm, 01. Sap. 088 GD Pa 108. 19
Southam R. Co. v. Deer, 240 F.73......... aealaaiaall 30
Southern Railway-Casolina Division Co. v. Bennett, 233
|___FAN tet 30
Speague v. The Texas Company, 250 F. 24 123 am 28
Standard O8 Go. of New York v. RL. Pitcher Co. 289 F.
MT citiiliintinn tii sneneiiiainiates ED 18

Vv

Page

Strika v. Netherlands Ministry of Traffic, 185 F. 2d 555

(2d Cir. 1960) ed. 342 U.S. 904,71 8 Ct. 614........ 19
Sweeney v. Erving, 228 U.S. 233, 338. Ct. 416 ........ 30
Texas Menhaden Company .v. Johnson, 332 F. 2d 527 (5
il ee Rata NR a 30
Wing v. Rockport Steamship Company, 30 F.R.D. 349,
(1962)........ a Ra bats ws 18
Other Authorities
a ea as iivacsscacncess 4
Rule 51,28 US.C.A. ...... Stent ale? oH
vi

IN THE
_ SUPREME COURT OF THE UNITED STATES
OCTOBER TERM 1969

PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR.
THE FIFTH CIRCUIT.

Your petitioner prays that a Writ of Certiorari issue to
review the judgment of the United States Court of Appeals
for the Fifth Circuit entered on June 24, 1970.

OPINIONS BELOW
The opinion of the United States Court of Appeals for
the Fifth Circuit FP. 2d and there were no opinions
rendered in the District Court. :

The judgment of the-United States Court of Appeals for
the Fifth Circuit was entered June 24, 1970. A petition for

1. Is the principle of uniform and equal justice to all
controlling on United States Courts of Appeal as to dis-
cretionary matters. Has an appellant the right to have a Court
of Appeals review errors such as the Court has held by many |
prior decisions were reviewable?

2. Do statements to a jury by counsel as to the law to
which exceptions are not sustained and, in substance, held to
be correct, have the same legal effect as instructions by the

3. is a lMtigant entitled to dear, unambiguous,
unconfusing and relevant instruction as to the law, free from

The Court below has enunciated a principle of law in
conflict with its prior uniform holdings in other comparable
situations.

The decision by the Court below has enunciated a

York attorney, all of which constitutes a radical departure
from the American concept of justice, as enunciated by this
Honorable Court and uniformly by other United States Courts
of Appeal. |

There has been a complete reversal of the well

established law as enunciated hy this Court that liability for
breach. of warranty of seaworthiness is not dependent on
negligence, which principle was overruled, in substance, by the
Court below affirming the correctness of the statement by.
respondent's counsel that in order for petitioner to be entitled
to a verdict he had to prove that Charlies F. Greer personally
committed a wrong or negligent act.

e

STATEMENT OF THE CASE

On the 6th day of January, 1966, petitioner had his
right leg mangled aboard the shrimping vessel ROVING
GAMBLER when caught by a cable wrapped around a drum
when he attempted to correct an override by kicking the
cable back into position.

In order to receive the benefit of Rule 56 of the Federal
Rules of Civil Procedure, petitioner, for the purposes of the
motion, consented to adopt the shipowner’s factual version of
the accident, thereby all controversial issues of fact were
eliminated as to the physical condition of the work area and
equipment involved.

The shipowner charged contributory negligence on the
part of the seaman in using his foot instead of his hand to
correct the override.

The shipowner did not put at issue any question as to
the physical condition of the work area or the drum or cable
involved.

The motion was denied.

At the trial, the same facts were urged.as a basis for a
directed verdict in the seaman's favor.

4

In the absence of any controversial issue of fact as to the
physical conditions of the work area and equipment, the
matter was one within the exclusive province of the Court to
decide as a question of law, and it was error for the Court to
refuse to act in accordance with the provisions of Rule 56 of
the Federal Rules of Civil Procedure and the uniform and well
established law laid down by this Honorable Court and other
Courts, as hereinafter more particularly set forth.

The Master of the vessel was Captain Pacetti whose
deposition was taken, which demonstrates the absence of any
controversial issue of fact as to the unseaworthiness being the
proximate cause of the accident.

The following are quotes from pages 47 and 48 of the
Captain's deposition.

“Q. Shouldn't the cables wind on the drum evenly
without having to resort to what you call kicking the
cables?

A. “¥es.”

“Q. How would that have anything to do with his leg
being caught in the drum?

A. Well, without it, he would have been able to dis-
engage the friction.

Q. Yes, sir, Sane eee Eee Ripe ah ayes 4 Me
with his foot being caught in the drum? §

—_

A. it — it wouldn't have had nothing to do

‘‘Pundamental error is a basis for appeal,
irrespective of the fact that a precise exception was not
taken.”

The record is devoid of any adequate instruction as to
the applicable law of the case, in total disregard of the fact
nn Sala

sop tit Salas Lawrene, In the ca of Sams o. Hains
a Supp. 746 (1969) comments on this question as
follows: (750)

As observed by Judge Brown in the Fifth Circuit case of
dune T., Inc. v. King, 290 F. 2d 404, at 406: “What is
customary in a trade may be evidence of due care—here
the reasonable fitness element on the concept of
seaworthiness—but it is not the legal measure of the
ny." Her & te fet Gat 0 Gene mn enw te

economically unfeasible.”

The absence of a man at the cable to guide it while it
was being taken up so as to prevent the foreseeable override
constituted unseaworthiness, on the basis of the absence of a
sufficient number of men to perform the work in question st
the time in question.

Hussein v. Isthmian Lines, Inc., 405 F. 2d 946 (5 Cir.
1968)

In the light of the charge, the jury could not possibly
understand that it would be justified in returning a verdict in
tever of petitioner on the basis of liability -jithout faut

The Court recailed the jury and, in effect, took from the
petitioner the right to obtain a verdict in his favor on the
basis of unseaworthiness.

The Court’s charge, in effect, was a directed verdict in
favor of the respondent, as no seaman could ever recover a

' verdict in his favor for any accident brought about by an
‘O.unsafe condition of the structure of the ship or its gear or

S

The decision by the Court below is in conflict with its
prior decision in Hussein v. Isthmian Lines, Inc., supra, —
wherein the Court stated at page 947:

“{1-3] The duty to furnish a seaworthy vessel (a vessel
and appurtenances reasonably fit for their intended use)
is absolute and is completely separate from the
shipowner’s duty under the Jones Act to exercise
reasonable care. Mitchell v. Trawler Racer, Inc., 362 U.S.
539, 549, 80 S. Ct. 926, 4 L. Ed. 2d 941, 948 (1960).
This duty is a type of liability without fault and may be
violated without regard to negligence. Seas Shipping
_ Company v. Sieracki, 328 U.S. 85, 94, 66 S. Ct. 872, 90
L. Ed. 1099, 1106 (1946). Since the record contains
evidence from which the jury could have found that the
appellant was required to work on a greasy ladder, and
was not furnished the proper equipment to do the job
assigned to him, the erroneous refusal to give the

requested charge was prejudicial. Waldron v.
Moore-McCormack Lines, Inc., 386 U.S. 724, 87 8. Ct.

1410, 18 L. Ed. (1967).”

In the case of v. Erie Lackawanna Reilroed

. Company, 387 F. 24 996 (1968), the lower court adopted the

conflicting principle, quoting from the decision in Freifield v.
Hennessy, 363 F. 2d 97; 99 (3 Cir: 1965), as follows:

S

“Where it. is apparent on the face of the record that
counsel failed to object to a fundamental and Highly
prejudicial error, and this failure may have resulted in a
miscarriage of justice, the error must be noticed and
rectified.”

See also Ratay v. Lincoln National Life Insurance

Company, 378 F.2d 209 (1967).

Also Freifield v. Hennessy, 353 F. 2d 97 (1965) where

the Court held at page 99:

(2

“The defendant argues that since the : plaintiff
interposed no objection to the court's instructions he °

resulted in @ miscarriage of justice, the error must be
noticed and rectified. Ibid. This exception to the general

tule is applicable to the instant case.

The judgment of the court below will be reversed
and the action will be remanded with instructions that a
new trial be ordered.”

That the charge by the trial court was defective, and the
court below in error is clearly demonstrated by the 4ecision
in the case of Pritchard v. Liggett & Myers Tobacco
Company, 350 F.2d 479 (1965). Quoting from the concurring
opinion of Cissuit dudge Posoman, the Sellowing qppens ot
page 487:

ie itt die teainn
but also because of another error. It instructed the jury
that they could not find an express warranty unless the
seller ‘actually intended to be bound by his statement.’
Such a requirement is contrary to the law of
Pennsylvania since the adoption of the Sales Act of 1915
by which Pennsylvania departed from its previous
adherence to the English rule. See 1 Williston on Sales
(Rev. Ed. 1948). § § 196-200; cf. Rothermel v. Phillips,
292 Pa. 371, 375-376, 141 A. 241 (1928). The true test
is not whether the seller actually intended to be bound
by his statement but rather whether he made an
affirmation of fact the natural tendency of which was to

induce the sale and which did in fact induce it. Act of —

May 19, 1916, P.L. 543, §12, 69 Purdon’s Pa. Stat.
Annot. §121; 1 Williston on Sales (Rev. Ed. 1948).
$199.”

The admission by the Captain that the cable was
overriding is further proof of unseaworthiness.

Shannon v. U.S. 119 F. Supp. 706, rev'd on other

10

Pounds, $06 F. 2d 457. ae ie a *
en pe en Oe
kinky or hed some other similar defect, or that theré was
some mal-alignment of the winch itself, and that, in and of
iteelf, is likewise evidence of unseaworthiness. Shannon v. r
Co ies Mannich & Southern 8:8. Co., 381 US. 96, 648.

In the case of Hagans v. Farrell Lines, 237 F. 24477,2 ”
drifting cable was held to constitute unseaworthiness.

Maccarone v. A/S Inger, 262 F. 24 600, (ovmiting
cable)

“Imperial Oil, Ltd. 6, Drith, 234 F. 24 4 |

Grillea v. United States, 282 F. 24°919

In the case of Brady v. Southern Railway Co., 820 U.S.
476, 479, the Court held as follows:

| “When the evidence is such that without weighing the
| credibility of the witnesses there can be but one

The decision by the court below was in conflict with
the Court of Appeals in the Fifth Circuit, in the case of
Dowell, Inc. v. Jowers, 166 F.2d 214, where the court stated
at page 221:

% Poke he .
“Rule 51 of the Federal Rules of Civil Procedure,

28 U.S.C.A., following section 728c, provides thai no

party may assign as error the giving or failure to give an

instruction unless he distinctly presents to the trial court

§

ee

his ground for objection. This conforms to the practice
generally followed in appellate procedure everywhere.
Hence, the error in instructing the jury in this case
cannot be complained of by the defendant. If it is
considered at all, it must be on motion of the court. The
court’s right in a proper case to consider on its own
motion errors patent upon the face of the record where
no objection was made, was considered by the United
States Court of Appeals for the District of Columbia in
Shimabukuro v. Nagayama, 1944, 140 F.2d 13, 15. We
find ourselves in thorough accord with the decision in
that case.

| ‘The power of an appellate court on its own motion
to consider grounds of error not raised below is not one
which should be exercised in an ordinary case.

‘But where it is apparent to the appellate court on
the face of the record that a miscarriage of justice may
occur because counsel hag not properly protected his
client by timely objection, error which has been waived
below may be considered on review. Mr. Justice Black
has recently said: “There may always be exceptional cases
or particular circumstances which will prompt a
reviewing or appellate court, where injustice might
otherwise result, to consider questions of law which were
neither pressed nor passed upon by the court or
administrative agency below.’ Hormel v. Helvering, 1941,
$12 U.S. 552, 557, 61 S.Ct. 719, 721, 85 L.Ed. 1037.’

——We think that in the interest of justice the court
here must act upon its own motion. So acting, we hold
that the trial judge’s charge to the jury constitutes
reversible error.”

. 12

The decision by-the court below was in conflict with the
decision of the United States Court of Appeals, District of
Columbia, in the case of Shokuwan Shimabukuro v
Higeyoshi Nagayma, 140 F.2d 13, c.d. 322 U.S. 755, 64 S.
Ct. 1270 where the court stated at page 15:

“The power of an appellate court on its own
motion to consider grounds of error not raised below is
not one which should be exercised in an ordinary case.”

But where it is apparent to the appellate court on
the face of the record that a miscarriage of justice may
occur because counsel has not properly protected his
client by timely objection, error which has been waived
below may be considered on review. 2 Mr. Justice Black
has recently said: ‘There may always be exceptional cases
or particular circumstances which will prompt ea
reviewing or appellate court, where injustice might
otherwise result, to consider questions of law which were

neither pressed nor passed upon by the court or
administrative agency below. 4

Heretofore this court has noticed error which
parties waived by failure to object at the trial court, to
avoid injustice in criminal cases.° There is no logical
reason for refusing to exercise our power to notice
fundamental error in cases where personal or property
rights are involved, and our Rule 17(i), which states the
principle, makes no distinction between civil and criminal
actions."S —

2mr. Justice Stone in Duignan v. United States, 1927,
274 U.S. 195, at page 200, 47 S.Ct. 566, at page 568,
71 L.Ed. 996, said: ‘This court sits as a court of review.
It is only in exceptional cases coming here from the

13

=

federal courts that questions not pressed or passed upon
below are reviewed.’

3Sibbach v. Wilson & Co. Inc. 1941, 312 U.S. 1, at page
16, 61 S.Ct. 422, at page 427, 85 L.Ed. 479, where Mr.
Justice Roberts said: ‘The District Court treated the

refusal to comply with its order as a contempt and
committed the petitioner thereafter. Neither in the
Circuit Court of Appeals nor here was this action
assigned as error. We think, however, that in the light of
the provisions of Rule 37, it was plain error of such a
fundamental nature that we should notice it. Section (b)
(2) (iv) of Rule 37 exempts from punishment as for
contempt the refusal to obey an order that a party
submit to a physical or mental examination. The District
Court was in error in going counter to this express
exemption. The remedies available under the rule in such
a case are those enumerr‘ed in Section (b) (2) (i) (ii) and
(iii). For this error we reverse the judgment and remand
the cause to the District Court for further proceedings in
conformity to this opinion.’

4tiormel v. Helvering, 1941, 312 U.S. 552, 557, 61 S.Ct.
719, 721, 85 L.Ed. 1037.

SPreed v. United States, 1920, 49 App. D.C. 392, 266 F.
1012; see Schwartz v. United States, 1926, 56 App. D.C.
106, 106, 10 F.2d 900, 901 (citing additional
authorities). McAffee v. United States 1939, 70 App.
D.C. 142, 160-151, 105 F.2d 21 (death penalty);
McKenzie v. United States 1942, 75 U.S. App. D.C. 270
126 F.2d 533 (death penalty); Boykin v. United States,
1942, 76 U.S. App. D.C. 147, 130 F.2d 416 (appeal and
record perfected under unusual circumstances).

14

S:Points Not Presented. Points not presented (errors not
assigned in criminal cases from the district court)
according to the rules of the court, will be disregarded,
though the court, at its option, may notice and pass
upon a plain error not presented or assigned.’ ;

And see Neufield v. United States, 1941, 73 App. D.C.
174, 190, 118 F.2d 375, 391; ‘A plain error may, of
course be noticed, especially in a criminal case, even
though not assigned.’ (emphasis added)

The decision by the court below is in conflict with the
decision in Callen v. Pennsylvania R. Co., 162 F.2d 8382,
where in substance the court held that the court's error is not
cured by the court's effort to explain the situation without
charging on its own motion to disregard the erroneous
construction of the law by defense counsel. The Court said at
page 835:

“That type of gytruction was especially important
in view of the confusion which had been created over
the status of the release.” ‘

The affirmance by the lower court of the decision of the
trial court, refusing to consider fundamental error, is in
conflict with the holding in the case of San Antonio v.
Timko, 868 F.2d 983 (1966), wherein the court held at page
986:

15

73 L.Ed. 706 (1929), which we will consider on appeal
even though the point was not raised at trial. Ferrara v.
Sheraton McAlpin Corp. 311 F.2d 294, 297 (2 Cir.
1962); Dowell, Inc. v. Jowers, 166 F.2d 214, 221, 2
A.L.R. 2d 442 (5 Cir.). cert. denied 334 U.S. 832, 68
8.Ct. 1346, 92 L.Ed. 1759 (1948); Shokuwan
Shimabukuro v. Higeyoshi Nagayama, 78 U.S. App. D.C.
271, 140 F. 2d 13, cert. denied, 322 U.S. 755, 64 S. Ct.
1270, 88 L.Ed. 1584 (1944); 5 Moore, Federal Practice
§ 46.02, pp. 1903-04. When we combine this episode
with the previous improprieties in summation and the
exceedingly thin character of the evidence, we are
convinced the judgment cannot be allowed to stand. See
F. W. Woolworth Co. v. Wilson, 74 F.2d 439, 442-443 (5
Cir. 1934).

The judgment is reversed and the cause remanded
for a new trial.”

“The decision by the court below is in conflict with the

decision by the United States Court of Appeals, 8th Circuit,
in the case of Harris v. Smith, 372 F.2d 806 (1967), where
the court stated at page 815:

“An additional ground of error, although not urged
- on appeal, should be noticed by this court because of its
substantial effect upon the rights of the parties. It is
within the discretion of this court to notice plain error
in civil appeals. As the late Judge Thomas stated for this
court in General Finance Loan Co. v. General Loan Co.,
8 Cir. 1947, 163 F.2d 709, at 711:

‘We may, however, in our discretion consider a
plain error apparent on the face of the record for the
purpose of avoiding a manifest miscarriage of justice,

16

or where the issue raised is one of public concern,
even in a civil case. Kincade v. Mikles, 8 Cir., 144 F.
2d 784; National Aluminate Corporation v. Permutit
Co. 8 Cir., 144 F.2d 93.’

See also, Andrews v. Olin Mathieson Chemical Corp. 8
Cir., 1964, 334 F. 2d 422, 428; Minneapolis St. P. & S.
S.M. R. Co. v. Metal-Matic, Inc. 8 Cir., 1963, 323 F. 2d
903, 910.”

The refusal by the court below to consider fundamental
error is in conflict with the holding by the Court of Appeals
in the 2nd Circuit, in the case of Ferrara v. Sheraton McAlpin
Corporation, 311 F.2d 204 (1962), where the court stated at
page 298:

“When the integrity of a trial court's judgment has
been called into question by a substantial departure. from
those rules, an appellate court cannot put aside this
responsibility merely because of the inadvertence of
appellant’s counsel at trial. That responsibility compels
us to reverse this judgment.

Reversed and remanded.”

The Supreme Court of the United States in Brady,
Admx. v. Southern Railway Co., 320 U.S. 476, 64 S. Ct. 232
(Dec. 1943) laid down the following principles of law as being
controlling:

(p. 284)

“When the evidence is such that without weighing the

credibility of the witnesses there can be but one

reasonable conclusion as to the verdict, the court should
determine the proceeding by non-suit, directed verdict or
otherwise in accordance with the applicable practice

17

rs

‘without submission to the or by judgment
aad eeeiait de enti tu oe direction of the
triel the result is saved from the mischance of
speculation over legally unfounded claims.”

Since the early cases of Elliott v. Chicago, M. & St. P.
Ry. Co., 14 8. Ct. 85, 150 U.S. 245, and Pike v. Grand Trunk
Ry. Co., 39 F. 255, our Courts have uniformly held that the
absence of an issue of fact in a personal injury action for
damages, rendered the question one of law for the Court,

In the case of Standard Oil Co. of New York vu. R. L.
Pitcher Co., 289 F. 678, the Court stated that while the
question of what was proximate cause was ordinarily for the
jury, yet, where the whole evidence offered not dispute upon
material points, it became a question of law for the Court.

See also:

Montgomery Ward & Co. v. Duncan, 311 U.S. 243, 61 S.
Ct. 189;

Wing v. Rockport Steamship Company, 30 F.R.D. 349
(1962);

Didinger v. Pennsylvania R. Co., 39 F. 2d 798;

Chesapeake & Ohio R. Co. v. Smith, 42 F. 2d 111, c.d.
282 U.S. 856, 51 S. Ct. 32;

Lowery v. Hocking Valley R. Co., 60 F. 2d 78;
Carpenter v. Baltimore & Ohio R. Co., 109 F. 2d 375;
Nashville, C. & St. L. R. Co. v. York, 127 F. 2d 606;

18

Mitchell v. Trawler Racer, Inc., 362 U.S. 539, 80 S. Cf.
926;

Crumady v. The Joachim Hendrik Fisser, 358 U.S. 423.
79 8. Ct. 445;

Metzger v. SS Kirsten Torm, 245 F. Supp. 227 (D. Md.
1965);

Smith v. J. Lauritzen, 201 F. Supp. 663 (ED Pa. 1962):
Knox v, United States, 294 F. 2d 354 (8d Cir. 1961):

Holley v. Manfred Standsfield, 186 F. Supp. 212 (ED
Va. 1960);

Strika v. Netherlands Ministry of Traffic, 185 F. 2d 555
(2d Cir. 1950) c.d. 342 U.S. 904, 71 S. Ct. 614;

Reid v. Quebec Paper Sales & Transp. Co. Ltd. 340 F.
2d 34 (2d Cir. 1965);

Petitioner, having stipulated to the elimination of any

controversial issue of fact by adopting respondent's version,
renders the question of liability one of law, calling for the
exclusive decision by the Trial Court. ‘

Implicit in the respondent's contention that ’ the

petitioner was guilty of negligence in using the jury rig which
was dangerous, is the admission that the winch was not.
reasonably safe for the purpose intended.

The negligence of the petitioner, if any, does not

constitute a basis for exoneration from liability for

19

unseaworthiness.

The allegation that the petitioner admitted that he
kicked the cable in order to have it function properly is the
fact that the cable did override and did not function in a

seaworthy manner.

The respondent's contention that petitioner's conduct
created the unseaworthiness in question has no support in
law. ,

This contention is not the law, but is contrary to well
established and uniform law, as pointed out in the case of
Skibinski v. Waterman Steamship Corporation, 360 F. 2d 539

(1966), where the Court stated at page 542:

¢*

Vv

“In defining unseaworthiness we are not concerned with
the conduct or process by which fitness is changed to
unfitness. Our focus is upon the resulting condition of
the ship. See Puddu v. Royal Netherlands Steamship
Company, 303 F. 2d 752, 757 (2d Cir.), cert. denied,
371 U.S. 840, 83 S. Ct. 67, 9 L. Ed. 2d 75 (1962)
(Hays, J., concurring).”’. os

In the case of Gibbs v. Kiesel, supra, the Court of
' Appeals for the Fifth Circuit considered that-it was not error
to decide the question of liability as a matter of law and have
the jury pess upon uncontroverted and admitted questions of
fact. . :

The admitted and uncontroverted facts in the instant

supported the motion for summary judgment and said
_ motion should have been granted in petitioner’s favor on

As recently as December 22, 1965, the Court
pr ine Second Circuit in the case of D'Amico v. Lord

(p. 972)

of Appeals

Further proof that petitioner was denied a fair and.

impartial trial:

In the opening statement respondent's counsel misstated

‘the law as follows: (96, 97 of minutes)

And answer that question specifically.

MR. RASSNER: That is objected to, Your Honor. That
certainly is not the law. Our first cause of action is that,
conceding that Charlie Green did nothing wrong.

THE COURT: All right.
‘MR. RASSNER: I object to counsel telling the Jury
what the law is.

THE COURT: I have your objection. Now, ladies and
gentlemen, there are two causes of action in this case.

One is predicated on the question of unseaworthiness,
and you will be instructed about the law applicable

The other is on the charge of negligence, and you will be
_ instructed about that.

And you may proceed.”

This erroneous. mis-statement of the law by respondent's
counsel was given the force and effect of the law of the case
by the Court going into a lengthy discussion of the unrelated
Sete < aeromee, oars ie Seneerag cabanas Oy
the Court.

“uit must appear that the injury was the natural and

probable consequence of the negligence or wrongful act

or unseaworthiness and that it ought to have been
foreseen in the light of the attending circumstances.”

‘This is not the law and clearly erroneous. |
This misinformation as to the applicable law is“s0
‘a io” the

“At the conclusion of the Court's instructions, petitioner's
counsel felt that the instructions constituted a directed verdict
for the defendant and stated so in the following words: ;

on
23.

that otherwise the vessel was seaworthy - - + would be
prejudicial to the Plaintiff; and I respectfully ask Your
Honor to charge the Jury that the definition of
unseaworthiness includes the absence. And I think it is
basic and fundamental - - - the absence of a sufficient
number of men to do a particular job.

Since we have made a concession that everything that
Your Honor has mentioned was seaworthy, it leaves us
with nothing.

We have no basis for a verdict then if Your Honor
doesn’t charge them.

And it is in the Pretrial Order.

We haven't any basis for a finding of unseaworthiness
without that charge.

THE COURT: I will give considerations to those
matters.”

The Court thereupon reconvened the jury to correct his

erroneous instruction, but failed to do so.

When the jury was recalled for further instruction after

petitioner’s -counsel raised objection to the charge, there was
no correction, in fact rather approval, in substance, of the
erroneous comments by respondent’s counsel of the law of
the case, which is demonstrated by the following which took
place during respondent’s counsel’s opening statement:

“Now, obviously in any accident - - - particularly an
accident of this nature - - - somebody has to have done
something wrong.

24

MR. RASSNER: May I have my objection sustained and
the Jury instructed to disregard that “somebody must be
Proven to have done something wrong’?

THE COURT: I am going to instruct the Jury and I am
sure that counsel will argue this within the framework of

I have your objection, counsel. You may be seated.

MR. RASSNER: May I have the instruction to the Jury
now to disregard the last comment of counsel?

THE COURT: No, sir. You may proceed, counsel.

MR. BEVERLY: To begin again: Obviously, in any
accident - - - particular one of this type - - - somebody
has to have done something wrong.

MR. RASSNER: I object to that, Your Honor. Now, he
has done that twice and that is not the law.

© eosin pen tenes ane

Counsel is entitled to latitude in arguing, and I am
instructing him that he may do that, and he understands
what the Court's instructions will be and I believe he will
do that within that framework.

And I have your objection, counsel.

All right, you may proceed.

MR. BEVERLY: Yes, sir. Your Honor, if I could be
allowed to complete my sentence, maybe this would
alleviate part of counsel from New York's problem.

Again, in an accident of this type - - - as in most every
accident - - - somebody has to have done something
wrong.

In this case, somebody did do something wrong.

Now, the allegations are, of course, that Charles Green
did something wrong.”

Instead of correcting these erroneous, misleading and
prejudicial statements of the law, the Court ordered
petitioner’s counsel to “sit down”.

The Court erroneously refused to sustain petitioner’s
objection to respondent’s counsel’s appeal to prejudice and
passion end to the inference that the respondent was
uninsured, as appears by the following:

“Now, Charlies Green is a man who was born and raised
here in Fort Myers, Florida.

He started working in the fishing business as a young

man. He has grown up in the fishing business.

MR. RASSNER: If Your Honor please, I object to that.
This is an appeal to prejudice.

THE COURT: Counsel, I am going to ask you to restrain

yourself now. You are out of order in making that
statement. .

The Jury is entitled to determine this.

In the meantime, I will ask you please to be seated.
MR. RASSNER: Yes, sir.
THE COURT: All right. You may proceed.

MR. BEVERLY: The point is this. This is a man who
has grown up in this community, and whether he was in
this community or any other community is immaterial.

The fact is that this is a man who has worked all his life
and he is going to continue working for the remainder of
his life; and money, to him, doesn’t come any easier
than it does to me or any other working man.

So keep in mind that he is the individual Defendant in
this lawsuit. That your verdict, if returned against Mr.

27

Green, will be against Mr. Green, individually.”

Further. prejudice to the petitioner’s case was the
comments by the Trial Court to petitioner’s counsel to “sit
down” when petitioner’s counsel was endeavoring to protect
the rights of a seaman in the Federal Court by means of
voicing what petitioner’s counsel considered valid objection.

It is respectfully submitted that the Court was in error in
failing to act sua sponte in correcting the following incorrect
statement by respondent's counsel of the law of the case.

**Because, again, we are-back to the same thing; and that
is who did what wrong? “:

Bl

Remember I asked you on Opening Statement to place
one question in your mind and attempt to keep it there
throughout the duration of this lawsuit and see how you
would answer it.

That question was: What did Charles Green do wrong?

And I would simply suggest to you at this point that the
evidence is, I think, very clear that Charles Green has

done nothing wrong.”

‘The Court below was in error in sustaining a judgment
entered on a verdict arrived at in the absence of any
understandable or applicable instructions as to the law of the
case.

In the case of Sprague uv. ee a 250 F. 2d
123, the Court stated:

“Because of the undisputed evidence on the-subject as to

~<a?

unseaworthiness the direction of a verdict in plaintiff's
favor was proper and the judgment is affirmed.” (p. 124,
. 250 F. 2d)

The vessel was unseaworthy as a matter of law. Ballwanz

vu, Isthmian Lines, Inc. 319 F. 2d 457 (4 Cir. 1963).

In the case of June T, Inc. v. King, 290 F. 2d 404

(1961), the Court stated at page 407:

“Conducting the operations with a single crew member,
the seaman hauling in nets from the starboard side could
not be both on the starboard side 9s occasion demanded
and on the port side to stop the winches if trouble arose.
The fact finder had a rational basis for concluding that
for the operations contemplated, there was more for one
man to do than was reasonably prudent. Of course, to be
inadequately or improperly manned is a classic case of an
unseaworthy vessel. See Boudoin v. Lykes Bros. S.S. Co.,
Inc., 1955, 348 U.S. 336, 75 S. Ct. 382, 99 L. Ed. 354,
1955 A.M.C. 488.”

“The Judge likewise credited the plaintiff’s testimony
that the cable was piling up on the winch drums and
that some action was necessary. The action taken by him
certainly could not be held as a matter of law to have
been the sole cause. Donovan v. Esso Shipping Co., 3
Cir., 1958, 259 F. 2d 65, 66-67, 1958 A.M.C. 2096. To
the extent that it was contributory, this would merely
reduce the damage award. Cox v. Esso Shipping Co., 5
Cir., 1957, 247 F. 2d 629, 636, 1957 A.M.C. 1927.”

Assuming that the petitioner kicked the cable, it in

nowise excuses the respondent for its breach of warranty of
seaworthiness.

29

In the case of Texas Menhaden Company v. Johnson,
332 F. 2d 527 (5 Cir. 1964), the Court held the vessel liable
when the line that libelant was handling caught his hand and

crushed it against a spoc'!.

The cases of Gibbs v. Kiesel, 382 F. 2d 917 (1967),
Saunders v. Pool Shipping Co., Ltd., 235 F. 2d 729 and June
T, Inc. vu. King, supra, clearly demonstrate the vessel's
liability.

See also:

Seas Shipping Co. v. Sieracki, 328 U.S. 65;

_ Petterson v. Alaska Shipping Co., 205 F. 2d 478, aff'd
| 847: US. 396; 74 S.Ct. 601.

Rogers v. U.S. Lines, 205 F. 2d 57, rev'd per curiam 347
U.S. 984, 74 S. Ct. 849;

Mollica v. Compania Sud Americana de Vapores, 202 F.
2d 25 (CCA 2d);

Amador v. A/S J. Ludwig Mowinckels Rederi, 224 F. 2d
437 (CCA 2d); ;

Nelson v. Robin Line S.S. Co., 39 F. 2d 430;
Mahnich v. Southern S.S. Co., supra; bs
Arizona v. Analich, 298 U.S. 110, 56 S. Ct. 707;

Southern Railway-Carolina Division Co. v. Bennett, 233
U.S. 80, 34 S. Ct. 566; .

30 ‘

Sweeney v. Erving, 228 U.S. 233, 38 8. Ct. 416:

Southern R. Co. v. Derr, 240 F. 73;

Baltimore & Ohio R. Co. v. Kast, 299 F. 419, c.d. 266
U.S. 613, 45 S. Ct. 95;

The decision by the court below charging the unrelated
principles of negligence law was not cured by the mention of -

_ the correct law concealed from the jury’s comprehension by

the confusing comments as to the principles of unrelated law.
The Supreme Court, Appellate Division, First Department, in
the case of Nantasket, Inc. v. E. F. Raboy & Co., 31 A.D.
804, 297 N.Y.S. 2d, 684, stated at page 686:

“While the Court had properly charged the general
principles of law applicable to the respective causes of
action, upon request plaintiffs-were entitled to a clear
and unequivocal charge that plaintiff’s negligence, if any,
was not a defense to the causes of action for breach of
contract. From a reading of the entire charge and
refusals to charge, we are unable to say that the jury. was
not confused as to the relationship of plaintiffs’
negligence, if any to the causes of action in contract.
(Bacon v. Celeste, 30 A.D. 2d 324, 292 N.Y.S. 2d 54).

In the instant case the trial court charged at great length
as to the law of negligence, unconnected with the law of the
case. Accordingly, the decision by the court below was in
conflict with that of the United States Court of Appeals of
the 6th Circuit; in the case of O'Brien v. Willys Motors, Inc.,
385 F.2d 163 (1967), wherein the following appears at page
167: :

31

a)

“It is also claimed that the court erred in
questioning the plaintiff’s witness, Mr. Billings, on his
testimony before it in another trial. The previous trial
was unconnected with the case at bar and we think the
questioning , was’ out of order and tended to be
prejudicial to the plaintiff.

oe

* * *&

In the case of McNello v. John B. Kelly, Inc., 283 F. 2d
96 (1960), the error comes squarely within ” concept. The
Court stated at page 102:

“The question of liability in the present case was
submitted to the jury with what was tantamount to no
instructions at all. Few more fundamental errors with
respect to a charge can be conceived. A holding that
counsel’s failure to take exception to such a procedure
bound his client would, in’our opinion, result ina om
miscarriage of justice.”

The decision by the court below is in conflict with the
uniform concept of applicable law not only laid down by the
United States Supreme Court, the various courts of appeal, as
heretofore noted, but of the ‘State Court of New York, as set
forth in the Nantasket case, supra. _

CONCLUSION
© :
1. Petiticaer having conceded that respondent’s version

of the physical conditions of the place of the accident could
be considered as correct, thus: obviating any conflict of fact,

. the decision as to liability became a question of law

exclusively within the. province of the Court for decision
pursuant to 45 amar § 51, as interpreted by this

Honorable Court in the case of Brady v. Southern R.R. Co.
420 U.S. 476, 64 S.Ct. 232, and other decisions, supra.

2. Where prejudicial error is apparent on the face of the
record, failure to object does not constitute a waiver of the

right to appeal.

3. When instructions to the jury are tantamount to no
instructions at all, failure to take exception to such procedure
is reviewable on the appeal to avoid a gross miscarriage of
justice.

4. When an Appellate Court enunciates a revolutionary
concept in conflict with holdings by the Supreme Court and
other Courts of Appeal, such decision merits consideration by
the United States Supreme Court, particularly where it is
quite apparent that a litigant was denied equal justice to that
uniformly accorded to other litigants on identical facts.

5. The. decision by the Court below affects every
litigant’s right to a fair and impartial trial and uniform and
equal administration of justice. es

6. The Court, over objection directing petitioner's \
counsel to sit down ratified respondent's counsel as to the
erroneous statement of the law which was, in substance, as
follows:

That petitioner could not recover unless he proved that
Charles F. Green, a local uninsured resident, had personally
wrongfully caused the accident.

Respectfully submitted,

_ JACOB RASSNER
Attomey for Petitioner

NOTICE OF APPEAL

IN THE UNITED STATES DISTRICT COURT FOR THE
_ MIDDLE DISTRICT OF FLORIDA

HOWARD LITTLE,
Plaintiff,
a
CHARLES F. GREEN,

Defendant.

Notice is hereby given that HOWARD LITTLE, plaintiff
- above named, hereby appeals to the United States Court of
Appeals for the Fifth Circuit from the order of August 1,
1968 denying plaitiff’s motion for summary judgment; the
order of Noyember 21, 1968 denying plaintiff’s motion for a
rehearing of the motion for a summary judgment; from the
judgment entered in this action on the 4th day of December,
1968 based on the jury’s verdict in favor of the defendant
and against the plaintiff; from the Court’s denial of plaintiff's
motion for a directed verdict at the close of the entire case
and from the order of Hon. Ben Krentzman, U.S.D.J. of
December 23, 1968, which denied plaintiff's motion for a
new trial and the fudgment thereon.

NORMAN MILLER JACOB RASSNER
Attorney for Plaintiff Attorney for Plaintiff
Office & P.O. Address Office & P.O. Address

19 W. Flagler Street 15 Park Row we
Miami, Florida New York, N.Y. 10038

I hereby certify that a true copy of the foregoing was
mailed to Beverly, Moyle, Gentry & Jones, Esqs., Attorneys
for Defendant, 707 N. Flagler Drive, West Palm Beach,
Florida this 8th day of January, 1969.

s/ Jacob Rassner

ORDER DATED NOVEMBER 21, 1968

A-2

IN THE UNITED STATES DISTRICT COURT FOR
THE MIDDLE. DISTRICT OF FLORIDA FT. MYERS DIVISION

HOWARD LITTLE,
Plaintiff,
vs.
CHARLES F'. GREEN,

Defendant.

THIS CAUSE came on for consideration upon the
plaintiff’s Motion for Summary Judgment pursuant to the
Federal Rules of Civil Procedure, Rule No. 56. The plaintiff's
motion for summary judgment was originally heard before the
Honorable Joseph P. Lieb and denied by his order of August
1, 1968. There has not been any additional or new affidavits,
memoranda or information submitted by the plaintiff or the
defendant in relation to the motion for summary judgment.

The Court has considered the plaintiff’s motion for
rehearing, the original motion for summary judgment,
supporting memoranda and affidavits and is otherwise advised
in the premises. It is, therefore,

ORDERED and ADJUDGED:
That the plaintiff’s motion ‘or a rehearing of the motion

Bl

for summary judgment be and the same is hereby denied.

DONE and ORDERED at Tampa, Florida, this 21st day
of November, 1968.

Ben Krentzman

BEN KRENTZMAN

UNITED STATES DISTRICT
JUDGE

B2

JUDGMENT OF JUDGE KRENTZMAN DATED JAN. 13, 1969

IN THE UNITED STATES DISTRICT COURT FOR THE
MIDDLE DISTRICT OF FLORIDA FORT MYERS DISTRICT

HOWARD LITTLE,

Pi A hae Pre hana Lactne as lel

Plaintiff,
vs.-
CHARLES F. GREEN,

Defendant. | ;

FINAL JUDGMENT

THIS CAUSE having been tried on the issues of
negligence and unseaworthiness before a jury at Fort Myers,
Florida, and a verdict of not guilty having been entered by i
the jury on December 4, 1968, it is

ORDERED AND ADJUDGED that the Plaintiff shall
take nothing by his suit against the Defendant, CHARLES F.
GREEN, and the Plaintiff shall go hence without day. The i
amount of maintenance ahd cure to which Plaintiff is entitled,
if any, having been severed upon stipulation of the parties :
from the issues presented to the jury herein, shall be fixed by
the Court upon final hearing to be set upon proper motion by ,
the Plaintiff. ,

C1

DONE AND ORDERED at Tampa, Florida, this 13th
day of January, 1969.

Ben Krentzman
United States District Judge

C-2

ORDER DATED DECEMBER 23, 1968

IN THE UNITED STATES DISTRICT COURT FOR THE
_ MIDDLE DISTRICT OF FLORIDA FT. MYERS DIVISION

HOWARD LITTLE,
Plaintiff,
vs.
CHARLES F. GREEN,

Defendant.

ORDER

THIS CAUSE came on for consideration upon” the
plaintiff’s motion for a new trial pursuant to Rule 59 of the
Federal Rules of Civil Procedure. The Court has considered
the motion and is otherwise advised in the premises. It is,:
therefore, |

ORDERED and ADJUDGED:

That the plaintiff’s motion for a new trial be and the
same is hereby denied.

DONE and ORDERED at Tampa, Florida, this 23rd day
of December, 1968.

BEN KRENTZMAN

BEN KRENTZMAN

UNITED STATES DISTRICT
JUDGE ,

D-1

EEE eee

ORDER DENYING PETITION FOR REHEARING EN
BANC

IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

No. 28161

HOWARD LITTLE,
Plaintiff-Appellant,
versus
CHARLES F. GREEN,

Defendant-Appellee,

Appeal from the United States District Court for
the Middle District of Florida

Before BROWN, Chief Judge, COLEMAN and CLARK,
Circuit Judges.

BY THE COURT:

IT IS ORDERED that appellant’s petition for an order
enlarging the time for filing of a petition for rehearing en
banc in the above cause is hereby DENIED. -

E-1

LS ,

OPINION OF COURT OF APPEALS

IN THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

No. 28161

HOWARD LITTLE,
Plaintiff- Appellant,
versus
CHARLES F. GREEN,
Defendant- Appellee.

Appeal from the United States District Court for the
Middle District of Florida

@
(June 24, 1970)

Before BROWN, Chief Judge, COLEMAN and CLARK,
Circuit Judges.

CLARK, Circuit Judge: Howard Little, a seaman who
was injured while working as a member of the crew of the
shrimp trawler ROVING GAMBLER, sued Charles F. Green,
the: owner of the vessel. Little’s complaint contained a count
under the Jones Act! for negligence, and a count under the
General Maritime Law for breach of the warranty of
seaworthiness.2 The issues of negligence and unseaworthiness
were tried to a jury and a general verdict was returned for the
defendant. The plaintiff appeals on a claim of confusion
between the legal principles applicable to negligence and the
strict liability doctrine of unseaworthiness which allegedly
arose both in. statements of counsel to the jury and in the
instructions of the court. He also contends the ROVING

146 U.S.C.A. Sec. 688 (1957).

2The complaint also contained a count for maintenance and cure, but ]
this issue was separated from the rest of the case and reserved for
the court. It is not before us on this appeal.

sat i er ne Oe ee

=~ es

GAMBLER was unseaworthy as a fatter of law. Finding no
reversible error in the record, we affirm.

ie

Plaintiff Little was acting as a rigman on the ROVING
GAMBLER on January 6, 1967. He was operating winches to
bring in the nets used for catching shrimp when the cable ‘
attached to the net overrode or wound upon itself on the
winch drum. Little tried to correct the override by kicking it.
His leg was caught in the cable and drawn into the winch and
he was seriously and permanently injured.

At the time of the accident the ROVING GAMBLER
had a crew of three: a captain who was in command and
usually piloted the vessel; a rigman who Operated the winches
which lowered and raised the nets; and a header who cut off
the heads of the shrimp. Both the captain and the leader were
supposed to assist in certain phases of the net operations.

The ROVING GAMBLER operated two large traw! nets
simultaneously — one off each side of the vessel — by trailing
them from cables attached to port and starboard booms
known as outriggers. The forward end of each trawl net was.
held open when in the ocean, by a pair of heavy wooden
vanes called doors. Each net and set of doors was put out and
hauled in through power supplied by a separate deck mounted
winch. Each winch utilized approximately 150 fathoms of
cable. This cable was shackled to an additional forty fathoms
of double cable forming a bridle which ran to each of the
doors.

Each winch. was separately controlled by a pair of levers,
One lever mounted horizontally and close to the deck of the
ship, was operated by foot. This horizontal lever functioned
as a brake to stop and hold the winch drum. The other lever
was mounted in a vertical position and was intended to be

F.2

operated by hand. By means of a friction coupling, this
vertical lever caused power to be transferred: to the winch.
’ This power operated only in one direction (that of winding in
the cable and nets), since the drag of the water on fhe nets as
the boat moved forward supplied the necessary force to carry
out the nets. The vertical levers were arranged so that pushing .
them toward each other operated the winches. Releasing the
vertical levers released the friction coupling and permitted the
winches to roll free, unless the foot lever brake was applied.
When raising the nets, the captain reduced fhe speed of the
trawler but remained in the wheelhouse until the bridle broke
water, at which time the speed was further reduced and the
captain was to come back to the winch and assist in the final
operations necessary to bring up the nets. ‘

The cable on the ROVING GAMBLER’s winches was
made of metal and was 3/8” in diameter. As it wound onto
the winch, the size of the cable and the tension induced by
the drag of the net were normally sufficient to keep it from
overriding on itself, but such a condition did occur
occasionally. When the bridle had left the water and begun to
wind onto the winch, the bulk of the shackle and the double
cable made it more likely that an override would occur than
when the single cable was being taken in. Such an override of
either the cable or the bridle was undesirable but it was not a
_ major problem. No mechanical means of correcting an .

override was provided on the winches aboard the ROVING
GAMBLER and no regularly used or known mechanical device
for correcting such overrides was disclosed by the proof. One
of Little’s witnesses testified: |

“Q Well, is there any other way for a man to do it [i.e.

prevent or. correct an override] 2? That you know
of? | ais

F-3 _

“A One of the latest methods we use, we have what we
a call a guide — I think one of our boats has it. It is a
piece of steel that we put down over the bridle and
it has a handle on it and we guide both those bridles
in with that handle. Pa

I haven't used it. I don’t know how effective that is.
“Q You do not have a mechanical means?
“A There is no other way except physical — you could
use your hands or your feet. That is the only way it
can be done. Or just: let is go like it is.

“Q You know of no other method of getting that cable

back?
j
“A No.” (Emphasis supplied) ee:

é The preferred method of eliminating an override was for one
7 of the crew members to tap the cable lightly with his hand.
Instead of following this practice, Little chose to kick the
cable on the occasion of his injury.
; Acting without the captain’s knowledge, Little had
; chained together the vertical levers that controlled the power
: to the two winches operating the separate nets with a jury rig
appliance he had brought aboard. The effect of this chain
device was to keep the power to the winches locked in the on
or incoming position without the necessity for the rigman’s
holding the two levers with his hands. Consequently, when
Little’s foot was caught, the winch power could not be
stopped by simply releasing his hand hold on the levers.

rt sbistatalipveabied dices i de

bith tabi

In his brief and argument here, Little urges reversal on

F-4

~

these points: (1) The vessel was unseaworthy as a matter of
law. (2) Counsel for defendant, in his opening statement and
closing argument, misstated the law applicable to
unseaworthiness by intimating that the jury must find that
Green had done something “wrong” in order for Little to
recover and the court failed to correct the misimpression
conveyed by such statement. (3) The instructions of the court
failed to properly set out the law to the jury, in that they
were confusing and improperly commingled principles of
negligence and unseaworthiness.

Little makes no valid challenge of the jury’s verdict on
the negligence issue which he raised below. There is
substantial evidence on which the jury could base its finding
that Little knew the dangers of kicking the cable to correct
an override. In fact it is without dispute that Little had been
twice warned against this practice. Therefore, if he was to
recover at all it must necessarily have been on the basis of
unseaworthiness.

J

I.
UNSEAWORTHINESS

_ In the pretrial stipulation, Little stated it to be his
contention that the vessel was unseaworthy because ‘“‘a cable
failed to wind evenly onto the drum [of the winch] but
instead overrode and that thereby an unseaworhty condition
existed; [and] that there were ‘not a sufficient number of
competent fellow seamen employed tox _ Perform the work
required of the plaintiff.” During argument over instructions
to the jury, counsel for Little stated:

“My entire case and my summation has been based on
the fact that the absence of a sufficient number of men

F-5

» to do a particular job — with the concession that
otherwise the vessel was seaworth[y] .... I respectfully
ask Your Honor to charge the Jury that the definition of
unseaworthiness includes the absence [of a sufficient
number of crewmen].”

In his brief in this Court, Little again contends that the
unseaworthy condition was the override. Evidence on both
theories was developed in the trial court and we will consider
them both on this appeal.

The Override. The jury had abundant evidence to find
that an override, in itself, was not dangerous. There was
testimony that the most that could happen when an override
occurred was that the nets or the doors might come up out of
the water unevenly, but that this difference in the location of
the doors, even if it amounted to four or five feet, had no
significant effect on the shrimping operations or the
equipment and was in nowise dangerous to the vessel or its
mission. Plaintiff testified, to the contrary, that the nets
would be “torn wide open” if the doors came up unevenly,

"and there was other testimony that if the nets came up

unevenly it was likely to throw the vessel off course. The jury
had the right to resolve this conflict in the testimony against
plaintiff and, therefore, the right to believe that an override
was not an inherently dangerous condition that required
correction. There was no evidence that the override aboard
the ROVING GAMBLER, which Little tried to correct, was in
any way a unique type of condition. It appears that an
override may occur as a normal incident to the use of shrimp
trawler winches. Counsel have directed our attention to no

authority to support the proposition that this mere possibility

of an override created an unseaworthy condition as a matter
of law. In the face of abundant evidence that overrides were
neither dangerous nor a condition that demanded correction

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wo King, 200 F.3d 404 (Gth Cr. 1961). But
no vessel is unseaworthy as « matter of law because

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up, then

captain was in the proper place and the number of men
— to do, and doing, the job

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aboard the ROVING GAMBLER
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When it came to the instructions themselves, the Court
very clearly tol? the jury that liability for unseaworthiness did
not depend upon negligence, fault or blame: In part the
charge stated:

“Liability for an unseaworthy condition does not in any
wy depend upon negligence or fault or blame. That is
to say, the ship owner or operator may have exercised
due cx, under the circumstances, and may have had no
notice or knowledge of the unseaworthy condition which
proximately caused, if it did, the injury orrdamage.”

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time, but
quite clear objection at the charge conference did
of

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not include the element of absence of a sufficient number of
men to Go a particular job and becawe the charge id not
state i hace verde that the burden of proof of contributory
negligence wes on the defendant. After this objection was
made the court recelied the jury and added these requested
chesges. No further objection appeared in the record before
the jury retired to consider their verdict. Counsel advised this

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contentic... i tas sort completely dehors the record.
The judgment appealed trom is in ail things

a

AFFIRMED. °

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F-16 na |

ORDER DATED JULY 31, 1968 |

UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
TAMPA DIVISION

—_-

HOWARD LITTLE,

Plaintiff,

ORDER

THIS CAUSE came on for consideration upon Plaintiff's
Motion for Summary Judgment, and the Court having
considered said motion on the basis of the pleadings,
Interrogatories and Answers to Interrogatories, depositions,
affidavits, statenients and briefs of counsel for the respective
parties, and being otherwise fully advised in the premises, it is
therefore,

ORDERED and DECREED:

That plaintiff's Motion for Summary Judgment be, and
the same is hereby, DENIED.

DONE and ORDERED at Tampa, Florida, this 31st day
of July, 1968.
Joseph P. Lieb
UNITED STATES DISTRICT
JUDGE

G1

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385605_0400%3A1. Public record. Not legal advice.
