# Opposition Brief — Sullivan v. Choquette

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1970
- **Citation:** 398 U.S. 904

## Text

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in the :
Supreme Court of the Anited Fi ried

Octoszr TzrM, 1969

No. 1345

JAMES D. SULLIVAN a
PETITIONER,

v.
EDWARD J. CHOQUETTE
HARVEY BEIT
JONATHAN G. WELLS ITI
and
T. FRANCIS KELLEHER,
RESPONDENTS.

BRIEF IN OPPOSITION TO PETITION FOR
A WRIT OF CERTIORARI TO THE UNITED
STATES COURT OF APPEALS FOR THE
FIRST CIRCUIT

Bensamin GotpMan

6 Beacon Street

Boston, Massachusetts 02108

Attorney for Respondents
Choquette and Kelleher

Joun F, Cocan, Jr.

28 State Street

Joun Kimpatt, Jr. Boston, Massachusetts 02109
Davip S. Mortexsen Attorney for Respondents
28 State Street Wells and Beit

Boston, Massachusetts
Of Counsel for Respondents
Wells and Beit

Bianchard Press, Inc.. Boston. Mass. — Law Printers

. -~-- “oe _——— =

Opinions Below
Jurisdiction

Argument
Conclusion
Appendices

CITATIONS

Cases

Acree v. Air Lines Pilots Assoc., 390 F.2d 199, 201 (5th

Cir. 1968)
Astron Industrial Assoc. v. Chrysler Motor Corp., 405
F.2d 958, 961 (5th Cir. 1968) 12, 13
Dangel v. Offset Printing, Inc., 342 Mass. 170 (1961) .. 14
Fiumara v. Sinclair Refining Company, 385 F.2d 395
(3d Cir. 1967) 12
Francis v. Crafts, 203 F.2d 809 (1st Cir. 1953), cert.
denied, 346 U.S. 835 (1953)
Francis v. Lyman, 108 F.Supp. 884, 885 (D.Mass.
1952)
Gabriel v. Borowy, 324 Mass. 231, 236 (1949)
Hubbard v. Beatty & Hyde, 343 Mass. 258 (1961)
Ledgehill Homes, Inc. v. Chaitman, 348 Mass. 777
(1964)

Index

Quaranto v. Silverman, 345 Mass. 423 (1963)

Ross v. Peck Iron & Metal Company, 264 F.2d 262,
268 (4th Cir. 1959)

Sullivan v. Choquette, 289 F.Supp. 780 (D.Mass.
1968), appeal dismissed, No. 7253, Feb. 12,
1969) 2, 8, 12, 14

Sullivan v. Choquette, Essex Superior Court, No. 139,

788 (filed Dee. 1, 1967; dismissed Oct. 14, |) a |

Sullivan v. Choquette et al., Mass. Supreme Judicial
Court for Essex County, No. 2663

Sullivan (Kimberly) v. Choquette, Civil Action No.
68-984-G (D.Mass. 1969, unreported)

Sullivan v. Kelleher, Civil Action No. 67-919-C (D.
Mass. 1968) 2, 7, 13

Sullivan v. Kelleher, 405 F.2d 486 (1st Cir.1968) .. 2,7,18

United States v. International Building Co., 345 US.
502, 504 (1953)

42 U.S.C. § 1983

I oh cactus tee sso Seed TANS .
42 U.S.C. § 1986

Mass. G. L. c. 260,§ 2A ...

Zn the
Supreme Court of the United States

Octoser Term, 1969

No. 1345

JAMES D. SULLIVAN,
PETITIONER,

Vv.

EDWARD J. CHOQUETTE
HARVEY BEIT
JONATHAN G. WELLS III
and
T. FRANCIS KELLEHER,
RESPONDENTS.

BRIEF IN OPPOSITION TO PETITION FOR
A WRIT OF CERTIORARI TO THE UNITED
STATES COURT OF APPEALS FOR THE
FIRST CIRCUIT

The Respondents oppose the petition and pray that a
writ of certiorari will not issue to review the judgment
of the United States Court of Appeals for the First Cir-
cuit, entered in the case of James D. Sullivan v. Edward--
J. Choquette et al., on December 30, 1969.

2

Opinions Below

The United States District Court for the District of
Massachusetts wrote a Memorandum of Decision and Or-
der of Dismissal granting respondents’ motions to dismiss.
That opinion has not been reported. It was not included
in petitioner’s Petition but is printed as Appendix A to
this brief.

The opinion of the United States Court of Appeals for
the First Circuit is reported at 420 F.2d 674. It is also
printed as Appendix B to this brief.

Companion Cases

This petition is the latest of a long series of actions
brought by petitioner against the respondents and others.
Petitioner has reproduced some but not all of these in the
Petition (p. 2). The complete list, which is relevant to an
understanding of the Petition and of this brief, is as
follows:

The District Court for the District of Massachusetts on
June 26, 1968 wrote an opinion allowing the respondent
Kelleher’s motion to dismiss on the ground of judicial
immunity. Sullivan v. Kelleher, Civil Action No. 67-919-C.
That opinion has not been reported.

The United States Court of Appeals for the First Cir-
cuit affirmed in an opinion reported in 405 F.2d 486. That
opinioa is printed at page 4a in the Appendices to the
Petition.

In a second action the United States District Court for
the District of Massachusetts granted the respondent
Wells’ motion for summary judgment. Sullivan v. Cho-
quette, Civil Action No. 67-961-C. The opinion is reported
in 289 F.Supp. 780.

The United States Court of Appeals for the First Cir-

cuit dismissed petitioner’s appeal on February 21, 1969
for lack of prosecution. Sullivan v. Choquette, No. 7253.

Jurisdiction

The judgment of the Court of Appeals was entered on
December 30, 1969. The jurisdiction of this Court is in-
voked under 28 U.S.C., Section 1254(1).

Statutes Involved

42 U.S.C. § 1983 Civil action for deprivation of rights

Every person who, under color of any statute, ordinance,
regulation, custom, or usage, of any State or Territory, sub-
jects, or causes to be subjected, any citizen of the United
States or other person within the jurisdiction thereof to
the deprivation of any rights, privileges, or immunities
secured by the Constitution and laws, shall be liable to the
party injured in an action at law, suit in equity, or other
proper proceeding for redress.

42 U.S.C. § 1985 Conspiracy to interfere with civil rights —
Preventing officer from performing duties

(1) If two or more persons in any State or Territory
conspire to prevent, by force, intimidation, or threat, any
person from accepting or holding any office, trust, or place
of confidence under the United States, or from discharg-
ing any duties thereof; or to induce by like means any
officer of the United States to leave any State, district, or
place, where his duties as an officer are required to be
performed, or to injure him in his person or property on ac-
count of his lawful discharge of the duties of his office, or
while engaged in the lawful discharge thereof, or to injure
his property so as to molest, interrupt, hinder, or impede
him in the discharge of his official duties ;

a

Obstructing justice; intimidating party, witness or
juror

(2) If two or more persons in any State or Territory
conspire to deter, by force, intimidation, or threat, any
party or witness in any court of the United States from
attending any such court, or from testifying to any matter
pending therein, freely, fully, and truthfully, or to injure
such party or witness in his person or property on account
of his having so attended or testified, or to influence the
verdict, presentment, or indictment of any grand or petit
juror in any such court, or to injure such juror in his per-
soa or property on account of any verdict, presentment, or
indictment lawfully assented to by him, or of his being or
having been such juror; or if two or more persons conspire
for the purpose of impeding, hindering, obstructing, or de-
feating, in any manner, the due course of justice in any State
or Territory, with intent to deny to any citizen the equal
protection of the laws, or to injure him or his property for
lawfully enforcing, or attempting to enforce, the right of
any person, or class of persons, to the equal protection of
the laws;

Depriving persons of rights or privileges

(3) If two or more persons in any State or Territory
conspire or go in disguise on the highway or on the pre-
mises of another, for the purpose of depriving, either di-
rectly or indirectly, any person or class of persons of the
equal protection of the laws, or of equal privileges and im-
munities under the laws; or for the purpose of preventing
or hindering the constituted authorities of any State or
Territory from giving or securing to all persons within
such State or Territory the equal protection of the laws;
or if two or more persons conspire to prevent by force, in-
timidation, or threat, any citizen who is lawfully entitled to

5

vote, from giving his support or advocacy in a legal manner,
toward or in favor of the election of any lawfully qualified
person as an elector for President or Vice President, or
as a Member of Congress of the United States; or to in-
jure any citizen in person or property on account of such
support or advocacy; in any case of conspiracy set forth
in this section, if one or more persons engaged therein do,
or cause to be done, any act in furtherance of the object
of such conspiracy, whereby another is injured in his per-
son or property, or deprived of having and exercising any
right or privilege of a citizen of the United States, the
party so injured or deprived may have an action for the
recovery of damages, occasioned by such injury or depriva-
tion, against any one or more of the conspirators.
42 U.S.C. § 1986 Same; action for neglect to prevent
Every person who, having knowledge that any of the
wrongs conspired to be done, and mentioned in section 1985
of this title, are about to be committed, and having power
to prevent or aid in preventing the commission of the
same, neglects or refuses so to do, if such wrongful act be
committed, shall be liable to the party injured, or his legal
representatives, for all damages caused by such wrongful
act, which such person by reasonable diligence could have
prevented; and such damages may be recovered in an ac-
tion on the case; and any number of persons guilty of such
wrongful neglect or refusal may be joined as defendants
in the action; and if the death of any party be caused by
any such wrongful act and neglect, the legal representatives
of the deceased shall have such action therefor, and may
recover not exceeding $5,000 damages therein, for the bene-
fit of the widow of the deceased, if there be one, and if
there be no widow, then for the benefit of the next of kin
of the deceased. But no action under the provisions of this
section shall be sustained which is not commenced within
one year after the cause of action has accrued.

6

Mass. G.L. c. 260,§ 2A Statute of Limitations.

Except as otherwise provided, actions of tort, actions of
contract to recover for personal injuries, and actions of
replevin, shall be commenced only within two years next
after the cause of action accrues.

Questions Presented

1. Did the Court of Appeals correctly hold that peti-
tioner’s complaint was barred by the statute of limitations?

9. Did the Court of Appeals correctly hold that peti-
tioner’s complaint, to the extent that it alleged a claim for
abuse of process, was barred by res judicata!

3. Did the Court of Appeals correctly hold that peti-
tioner’s complaint, to the extent that it alleged a claim for
malicious prosecution, failed to state a cause of action upon
which relief could be granted?

4. Did the Court of Appeals correctly hold that, since
petitioner without dispute received actual notice of the
pendency of a state court action, there was no constitutional
defect in the service of process so as to warrant a federal
court’s granting equitable relief from the effects of the
state court’s judgment?

Statement of the Case

Petitioner commenced this action in the United States
District Court for the District of Massachusetts on October
30, 1968. The Complaint purported to state claims for abuse
of process and for malicious prosecution. The complaint
also purported to state a claim under the Civil Rights Act
of 1871. 42 U.S.C. §1983, 1985 and 1986.

The respondent Kelleher was sued in his capacity as
Clerk of the District Court of Newburyport, Massachusetts.
The respondent Choquette was sued as the former lessor

7

to Sullivan of a house in Newburyport. The respondents
Wells and Beit are law partners in N ewburyport. No facts
were alleged pertaining to the respondent Beit except that
he was associated with Wells in the practice of law.

The District Court allowed motions to dismiss filed by
all respondents on May 27, 1969. See Appendix A hereto..

The petitioner appealed, and the United States Court of
Appeals for the First Circuit on December 30, 1969 affirmed
the decision below. See Appendix B hereto.

The complaint below was the latest of a long series of
actions brought in the federal courts by petitioner, pro se,
against the various respondents. A brief description of
those suits is essential to a description of this case, and to
respondent’s argument that the petition for certiorari
should be denied.

Plaintiff first sued respondent Kelleher for damages
for deprivation of petitioner’s constitutional rights in that
Kelleher, as clerk of the state court, allegedly entered a
default judgment against petitioner in an eviction action
with knowledge that legal notice of the suit had not been
properly given. The United States District Court for the
District of Massachusetts dismissed the complaint on June
26, 1968 on the ground of judicial immunity. Sullivan v.
Kelleher, Civil Action No. 67-919-C. The Court of Appeals
affirmed. Sullivan v. Kelleher, 405 F.2d 486 (1st Cir. 1968).

Petitioner also filed a petition for a writ of error in the
Superior Court for Essex County, Massachusetts on De-
cember 1, 1967, which was dismissed for lack of jurisdiction
on October 14, 1968. Sullivan v. Choquette, Essex Superior
Court No. 139,788. No appeal was ever taken from that
judgment. (See Court of Appeals Appendix, p. 133).

Petitioner also brought suit for abuse of process, mali-
cious prosecution, slander and breach of the lease of the
premises from which he had been evicted, against respon-

8

dents: Choquette and Wells and one Jean MacDonald. The
District Court on September 30, 1968: granted summary
judgment for the defendants.on all three counts. Sullivan
v. Choquette, 289 F.Supp. 780 (D.Mass. 1968), appeal dis-
missed for want of prosecution, No. 7253 (1st Cir., Feb. 21,
1969).?

The petitioner then instituted the present action, again
alleging abuse of process, malicious prosecution and vio-
lation of his civil rights.

There is presently pending in the Massachusetts Supreme
Judicial Court for Essex County a petition for a writ of
error, instituted by petitioner on February 7, 1970 — since
the time of the Court of Appeals decision here complained
of — against the respondent Choquette and the Justices
of the District Court of Newburyport, involving the same
subject matter. Sullivan v. Choquette et al., Supreme
Judicial Court for Essex County No. 2663.

- Through all of petitioner’s repeated suits against the
respondents, there has run a common, recurring thread of
allegations. In the case below petitioner alleged that he is a
resident of New Jersey; that in July 1965 he entered into a
written lease with the respondent Choquette for one year’s
occupancy of a house in ‘Newburyport; that in November
1965, while petitioner was absent from Massachusetts on
business, Choquette commenced an action -of eviction
against petitioner for non-payment of rent in ‘the District
Court of Newburyport, Massachusetts, and caused a four-

1 Petitioner has brought suit on behalf of his minor daughter against
the four respondents and MacDonald seeking to perpetuate the testi-
mony of some seventeen persons including respondents, in anticipation
of a tort action allegedly arising from events connected with the trans-
action at bar. On May 27, 1969 the District Court granted motions
by all defendants to dismiss that petition for failure to state a claim
and for failure to show, as required by Rule 27(a) (1), Fed. R. Civ. P.,
that petitioner was presently unable to bring or cause the cause of
action to be brought. Kimberly Sullivan v. Edward J. Choquette et al.,
Civil Action No. 68-984-G (D.Mass.).

teen-day notice to quit to be served upon petitioner; that
a Deputy Sheriff made service of the writ or summary
process (eviction) by leaving a copy of the writ at the
rented house,? which was the petitioner’s last and usual
place of abode and where petitioner’s wife found it; that
petitioner’s wife telephoned petitioner in Florida and
advised him of the pendency of the action; that petitioner
wrote to the Court from Florida stating thet he viewed the
service as improper and would accept service only by mail
at an address in California (Court of Appeals Appendix,
pp. 9, 30); that petitioner then returned to Massachusetts
and was physically present in Newburyport between De-
cember 14 and December 20, 1965; that the case was con-
tinued ; and that, the defendant having failed to answer or
otherwise appear in the case, the state court summary
process action terminated in a judgment for Choquette on
December 30, 1965 and the issuance of an execution for
petitioner’s eviction on January 7, 1966 (Court of Appeals
Appendix, pp. 9, 56-59). '

The complaint below also alleged that, on January 29,
1966, in exchange for a five-day extension, the petitioner,
-then represented by counsel, signed a written agreement
that he would voluntarily quit the premises within that
period ; and that the premises were in fact vacated by that
time (Court of Appeals Appendix, pp. 13-14).

The complaint is replete with additional allegations
which, in substance, sought to challenge the underlying
procedure in the District Court of Newburyport and which
describe unrelated and irrelevant events. No factual alle-
gations were addressed to actions of the respondent Beit
excepi broad charges of conspiracy.

? With each retelling, petitioner’s version of the story becomes
embellished. In Paragraph V of the Complaint (Court of Appeals
Appendix, P. 7) petitioner states that service was made by leaving
the notice “in the storm porch enclosure”. In his present petition
(P. 8) he for the first time says the notice was found “lying on the
front lawn of the premises”.

10

All four defendants filed motions to dismiss the com-
plaint, and the District Court granted all such motions
on May 27, 1969. See Appendix A. The District Court’s
decision was based on four separate grounds:

1. That the suit, whether in tort or for violation of
the Civil Rights Act, was barred by the statute of
limitations ;

2. That the suit was barred by the doctrine of res
judicata in view of judgments in several earlier
actions involving the same parties;

3. That the complaint failed to state a cause of action
upon which relief could be granted; and

4. That, as to the respondent Kelleher, the suit was
barred by the doctrine of judicial immunity.

In view of its decision the District Court, because of lack
of independent jurisdiction, did not rule on the respondent
Kelleher’s counterclaim for an order enjoining petitioner
from bringing additional suits arising from the transaction
at bar.

The Court of Appeals affirmed on December 30, 1969.
See Appendix B. This petition seeks to challenge that
decision.

Argument

This case is not appropriate for review by this court on
a petition for certiorari for several compelling reasons.

1. This case presents no important or significant quest-
ion of law to be resolved by this Court. The issues which
petitioner seeks to raise do not involve questions which
affect persons other than the litigants. The case, rather,
is uniquely confined to the narrow, factual allegations of
this particular litigation.

This is not a case involving a conflict between the

11

decisions of more than one circuit, nor does it concern a
ruling below which conflicts with a prior decision of this
court. No question of important constitutional dimension
is raised. The case, instead, involves comparatively clear-
cut issues as to the statute of limitations, judicial immunity
and the res judicata effect of prior decisions on the identi-
cal questions.

2. There is presently pending in the Massachusetts
Supreme Judicial Court for Essex County a petition for a
writ of error commenced by petitioner against the respon-
dent Choquette and others. That action involves an attack
against the lower state court proceeding from which
petitioner’s alleged grievance — underlying this action and
all his earlier actions — stems. It involves the same basic
challenge to the underlying state court action which petit-
ioner sought to raise in the lower federal courts, as indi-
cated by the statement in Paragraph II of the Complaint
that petitioner ‘‘is seeking a judgment equivalent to the
Massachusetts State Court ‘Writ of Error’, primarily’’,
and as buttressed by his assertion at page 18 of his brief
in the Court of Appeals:

‘These errors are only correctable by a Writ of Error
on the state latitude .”.. ””

Thus petitioner is now ‘having his day, once again, in the
state court, and this court with its crowded docket should
decline to hear this case.

In that connection, this court should also consider that
the present petition and supporting record are so cluttered
with vague and confusing material that an inordinate de-
mand would be placed on this Court were it to grant the
petition.

3. The decisions below were clearly correct, and were
based on several compelling grounds, any one of which
justifies this court’s declining to grant the petition.

12

(a). BES.JUDICATA. The courts below correctly
held that petitioner was barred from maintaining this
action against the respondents for abuse of process and
malicious prosecution by the res judicata effect of the
earlier proceeding in which essentially the same grounds
for relief were asserted against the respondents. In Sullivan
v. Choquette, 289 F.Supp. 780, 782-83 (D.Mass. 1968), the
district court ruled that these claims were insufficient as a
matter of law and entered judgment for the respondent
Wells.

‘A judgment is an absolute bar to a subsequent action
on the same claim.’ United States v. International Building
Co., 345 U.S. 502, 504 (1953). A judgment also serves as a
bar to later actions on the same claim against persons (in
this instance, respondent Beit) who were in privity with
the parties to the prior suit. Mendez v. Bowie, 118 F.2d 435,
440 (1st Cir. 1941). Thus the court below was correct in
ruling that the prior judgment barred this action insofar
as the complaint alleged abuse of process and malicious
prosecution.

The courts below likewise correctly held that the
prior judgment barred the allegations in this suit that
petitioner’s civil rights were violated. A prior judgment
serves as a bar to a subsequent suit which, although differ-
ing in form, is identical in substance. Astron Industrial
Assoc. v. Chrysler Motors Corp., 405 F.2d 958, 961 (5th Cir.
1968) ; see Fiumara v. Sinclair Refining Company, 385 F.2d
395 (3rd Cir. 1967). Some of the various tests advanced
for determining whether subsequent actions are identical
were outlined in Acree v. Air Line Pilots Assoc., 390 F.2d
199, 201 (5th Cir. 1968) : :

‘Js the same right infringed by the same wrong?
Would a different judgment in the second action
impair rights under the first judgment? Would the
same evidence sustain both judgments?’’

13

See Astron Industrial Assoc. v. Chrysler Motors Corp.,
supra, and cases therein: cited at 961-62. By any of these
tests, petitioner’s effort to breathe fresh air into his now
exhausted claim must fail. The courts below correctly held
that res judicata also barred the asserted claim of a cause
of action under the Civil Rights Act.

By the same token, the courts below properly held that
petitioner’s claims against the respondent Kelleher were
barred by the rulings that he was protected by the doctrine
of judicial immunity, as had previously been held in the
case of Sullivan v. Kelleher, Civil Action No. 67-919-C,
affirmed, Sullivan v. Kelleher, 405 F.2d 486 (1st Cir. 1968).

(b) STATUTE OF LIMITATIONS. The courts
below were clearly correct in ruling that this action was
barred by the statute of limitations.

The causes of action asserted against the respondents
sought recovery for abuse of process and for malicious
prosecution, both of which are torts under Massachusetts
law. Ledgehill Homes, Inc. v. Chaitman, 348 Mass. 777
(1964); Quaranto v. Silverman, 345 Mass. 423 (1963);
Hubbard v. Beatty ¢ Hyde, 343 Mass. 258 (1961). The
Massachusc' is statute of limitations applicable to actions in
tort, Mass. G.L. c. 260, §2A, establishes a limitation period,
absent specific exceptions not here relevant, of two years
after the cause of action accrues. The causes of action here
accrued, at ‘the atest, on February 4, 1966 — the last date
complained of in the complaint. Yet the complaint in the
present action was not filed until more than two years
later, on October 30, 1968. Accordingly, the district court
was correct in ruling that Mass. G.L. c. 260, §2A barred
so much of the complaint as alleged abuse of process and
malicious prosecution. —

Petitioner’s complaint also purported to assert a cause
of action under the Civil Rights Act of 1871. It is well-
settled, however, ‘that actions brought under the Civil

14

Rights Act are governed by the applicable state statute of
limitations. O’Sullivan v. Feliz, 933 U.S. 318, 322 (1914) ;
Francis v. Lyman, 108 F.Supp., 984, 885 (D.Mass. 1952),
affirmed sub nom. Francis v. Crafts, 203 F.2d 809 (1st Cir.
1953), cert. denied, 346 U.S. 835 (1953). Thus the district
court below correctly ruled that the two-year statute of
limitations of Mass. G.L. c. 260, §2A also barred any cause
of action under the Civil Rights Act.

(c) FAILURE TO STATE A CLAIM. The Court
of Appeals was clearly correct, as was the district court in
an earlier proceeding, Sullivan v. Choquette, 289 F.Supp.
780, 782 (D.Mass. 1968), in ruling that petitioner’s com-
plaint failed to state a cause of action for malicious prose-
cution. There is no allegation that the prior proceedings
terminated in a manner favorable to plaintiff, an indis-
pensable element of the tort. Dangel v. Offset Printing,
Inc., 342 Mass. 170 (1961).

Likewise, the courts below rightly held that the complaint
failed to state a cause of action for abuse of process, as had
another judge of the district court in the earlier decision of
Sullivan v. Choquette, 289 F.Supp. 780, 782-83 (D.Mass.
1968), for there was no allegation that the process here was
used for some ulterior motive other than that for which it
was intended. Gabriel v. Borowy, 324 Mass. 231, 236 (1949) ;
Noyes v. Shanahan, 395 Mass. 601, 605 (1950) ; Ross v.
Peck Iron & Metal Company, 964 F.2d 262, 268 (4th Cir.
1959).

The district court below was also plainly correct in
ruling that the case failed to state an actionable claim under
the Civil Rights Act.

The courts below were justified in ruling that the com-
plaint failed to state a claim based upon defects in service
of process. There has never been any dispute but that
petitioner here actually received notice of the pendency
of the state court action, or that he had in fact returned

15 ‘

to Massachusetts long prior to the entry of judgment
against him on December 30, 1965.

For this reason, the Court of Appeals was also clearly
correct in ruling thet petitioner’s case did not justify the
exercise of equitable jurisdiction to relieve petitioner from
the effects of the state court judgment.

Conclusion

For the reasons stated it is respectfully submitted that
the petition for a writ of certiorari should be denied.
May 6, 1970

BenJaMin GoLDMAN
Attorney for Respondents
Choquette and Kelleher

Joun F. Cocan, Jr.
Attorney for Respondents
Wells and Beit

16
APPENDIX A

UNITED STATES DISTRICT COURT
DISTRICT OF MASSACHUSETTS
CIVIL ACTION NO. 68-983-G
Civil Action No. 68-983-G
JAMES D. SULLIVAN,
PLAINTIFF
v.
EDWARD J. CHOQUETTE ET AL.,
DEFENDANTS
MEMORANDUM OF DECISION
AND ORDER OF DISMISSAL
May 27, 1969

Ganarry, J. This case arises upon plaintiff’s complaint
against four individual defendants brought for the stated
purpose of effecting reversal of a writ of summary pro-
cess entered by the Newburyport District Court and for
damages allegedly arising from the fraudulent issuance
and procurance of the writ. The court presently has before
it various motions, including motions by each defendant
to dismiss the complaint and a motion by the plaintiff for
summary judgment on defendant Kelleher’s counterclaim
for an order enjoining plaintiff from bringing additional
suits arising from the transaction at bar.

The facts upon which this complaint is premised have
been before this court twice previously’ and are reported
in Sullivan v. Choquette, D. Mass., 1968, 289 F.Supp. 780.
For the purposes of consideration of the defendant’s

1 In Sullivan v. Kelleher, Civil Action No. 67-919-C, defendant's
motion to dismiss was allowed on June 26, 1968, on the ground that
defendant was judicially immune. The judgment was affirmed, Sullivan
v. Kelleher, 1 Cir., 1968, 405 F.2d 486.

In Sullivan v. Choquette, Civil Action No. 67-961-C, defendants’
motions to dismiss were allowed on September 30, 1968, reported at
289 F.Supp. 780. A docketed, No. 7253, 1 Cir., was dismissed

17

presently pending motions, the facts alleged by the resist-
ing party are, of course, assumed to be true.
I

Each defendant asserts multiple grounds in support of
his motion for dismissal. Since the motions must be grant-
ed, only some of these grounds need be specifically discuss-
ed by the court.

1. Statute of Limitations, All defendants have moved
to dismiss on the ground that the statute of limitations has
run. This suit, whether in tort or for violation of the Civil
Rights Act, 42, U.S.C. §§¢1983, 1985 and 1986, is governed
by the applicable Massachusetts statute of limitations. The
most analogous and applicable Massachusetts statute of
limitations is that of Mass. G.L. ¢. 260, §2A, which pro-
vides a two-year limitation for all but certain specified
actions which are not related to that at bar. Cf. Mulligan
v. Schlachter, 6 Cir., 1968, 389 F.2d 231, Henig v. Odorioso,
3 Cir., 1967, 385 F.2d 491, cert. den. 390 U.S. 1016, rehear-
ing den. 391 U.S. 929. Since the last of the defendants’ acts
complained of took place not later than February 4, 1966,
this suit, which was filed on October 30, 1968, is barred by
the statute of limitations.

2. Judicial immunity. Defendant Kelleher has moved
to dismiss on the ground of judicial immunity. All of
Kelleher’s acts which are complained of where acts within
the scope of his duties as clerk of the Newburyport District
Court. Kelleher is therefore immune from suit on the
ground of judicial immunity. Sullivan v. Kelleher, 1 Cir.,
1968, 405 F.2d 486.

3. Res judicata. Each defendant has moved to dismiss
on the ground of res judicata. The facts recited in the
complaint in this case are identical to those in two suits in
this court previously brought by plaintiff and dismissed.?
Each defendant in this case was a defendant in one of those

2 See footnote 1 above.

18

two cases except defendant Beit, who is joined here solely
as a law partner of defendant Wells and who is not alleged
to have otherwise been involved. The previous suit against
defendant Kelleher (C.A. No. 67 .919-G) was premised both
in tort and under the Civil Rights Act of 1871, as is this
case, and is therefore res’ judicata on all issues raised in
this case against defendant Kelleher. The previous suit
against defendants Choquette and Wells (C.A. No. 67-961-
C) was brought in tort with jurisdiction based upon divers-
ity of citizenship; that suit did not claim a cause of action
under the Civil Rights Act of 1871. To the extent that
plaintiff’s claim is in tort for malicious prosecution or
abuse of process, the judgment in that case (C.A. No. 67-
961-C) is res judicata since it involves the identical cause
of action and facts. Restatement of Judgments $50 (1942) ;
1B, Moore, Federal Practice, Para. 0.409(1) at 1005 (2nd
ed. 1965). Plaintiff’s claim against defendant Beit is barred
to the same extent that it is against defendants Choquette
and Wells by C.A. 67-961-C since his alleged involvement
in a malicious prosecution of abuse of process is no more
than derivative from that of defendant Wells. The remaind-
er of this suit, plaintiff’s claim under the Civil Rights
Act of 1871 that defendants Choquette, Wells and Beit
have by conspiracy prevented plaintiff from receiving due
process of law in courts of the Commonwealth of Massa-
chusetts, is of the same purport and substance as plain-
tiff’s prior suit for malicious prosecution and abuse of
process (C.A. 67-961-C) and therefore is also barred under
the doctrine of res judicata. See Mendez v. Bowie, 1 Cir.,
1941, 118 F.2d 435; see also 1B, Moore, Federal Practice,
Para. 0.409(1) at 1005-1008 and Para. 0.410(1) and (2) at
1151-1184 (2nd ed. 1965) ; Developments in the Law—Res
Judicata, 65 Harv. L. Rev. 826-828.

4. Failure to state a cause of action. Plaintiff’s com-
plaint alleges that the defendants have conspired and act-

19

ed under the color of law to deprive plaintiff of his civil
rights. ‘‘State proceedings do not become civil rights
matters by generalized, not to mention unsupported, alle-
gations... ’’ Ronan v. Stone, 1 Cir., 1968, 396 F.2d 502, 503.
There is in this complaint no statement of a claim as re-
quired by Fed. R. Civ. P. 8 to support plaintiff’s allegation
of a denial of his civil rights. Plaintiff’s complaint, there-
fore, fails to state a cause of action upon which relief may
be granted.
II
In view of the allowance of defendants’ motions to dis-
miss, the motion of defendant Wells to dissolve attachment
is granted, all other motions pending in this case are
denied, and defendant Kelleher’s counterclaim is dismissed
for want of independent jurisdiction. Cf. Strachman v.
Palmer, 1 Cir., 1949, 177 F.2d 427; see also United Mine
Workers v. Gibbs, 1966, 383 U.S. 715.
So ordered.
(s) W. Arruur Garrity, Jr.
United States District Judge

20

APPENDIX B

UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT

No. 7404.
JAMES D. SULLIVAN,

PLAINTIFF, APPELLANT

v.

EDWARD J. CHOQUETTE,
JONATHAN G. WELLS III,
HARVEY BEIT
and
T. FRANCIS KELLEHER,
DEFENDANTS, APPELLEES

APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS

Before Aupricu, Chief Judge,
McEwtee and Corrtn, Circuit Judges

James D. Sullivan pro se.

Benjamin Goldman for Edward J. Choquette et al., appellees.

David S. Mortensen, with whom John Kimball, Jr., and Hale and
Dorr were on brief, for Jonathan G. Wells et al., appellees.

December 30, 1969
Pzr Curt. This is an action for malicious prosecution,
abuse of process and for relief from a judgment of eviction
of the Newburyport District Court of Massachusetts.’ Our

given. That action was dismissed by the district court on grounds of
judicial immunity and we affirmed. Sullivan v. Kelleher, 405 F.2d

21

jurisdiction is invoked under the civil rights provisions, 28
U.S.C. $1343 (1964) and 42 U.S.C. §§1983, 1985 (1954), and
the diversity statute, 28 U.S.C. §1332 (1964). Plaintiff
appeals from the dismissal of his complaint by the district
court, for, inter alia, failure to state a claim upon which
relief can be granted. The essential facts are set out in the
district court’s opinion in Sullivan I, supra, note 1.

It is plain that an action for malicious prosecution will
not lie unless there has been a termination of the prior
proceedings in a manner favorable to the plaintiff. Dangel
v. Offset Printing, Inc., 342 Mass. 17 (1961); W. Prosser,
Torts §$113-14 (3rd ed. 1964). As the judgment of eviction
rendered by the state court still stands, plaintiff has no
cause of action unless relief is granted against that judg-
ment. Hence, we proceed to consider that aspect of the case.

Plaintiff claims that service of process in the eviction ac-
tion was constitutionally defective. that the state court
therefore did not have jurisdiction, and that we should
grant a ‘‘writ of error’’ to the state court, reversing or
vacating the judgment. While we do not have the power to
“annul, vacate, correct or otherwise alter the prior judg-
ment’’ of a state court, we do have equitable jurisdiction
to grant relief from the effects of such a judgment in an
appropriate casé.? 7 J. Moore, Federal Practice 60.36 (2nd
ed. 1968). This is not, however, such a case.

486 (1st Cir. 1968). He next brought suit for breach of the lease
of the premises from which he was evicted, abuse of process, and
slander against defendants Choquette and Wells and one Jean Mac-
Donald. The district court granted summary judgment for the de-
fendants on all three counts. Sullivan v. Choquette, 289 F.Supp 780
(D. Mass. 1968), appeal dismissed for want of prosecution, No. 7253
(1st Cir., Feb. 21, 1969) [hereinafter cited as Sullivan I].

To the extent that this action states a claim for abuse of process,
the district court was correct in dismissing it. Such a claim is plainly
concluded by the decision in Sullivan I as well as barred by the statute
of limitations, Moreover, the dismissal of the complaint as to defendant
Kelleher was clearly proper, as his immunity from suit was conclu-
sively determined by our decision in Kelleher, supra. :
2 Equitable relief against the state judgment, under some circum-

22

Service of process in the state case was made by leaving
the writ at the demised premises in accordance with Mass.
G.L.A. ch. 223, §31. Plaintiff received actual notice of
service from his wife, who informed him of the contents
of the writ over the telephone. In actions concerning rights
in property within the state, due process requires only that.
reasonable notice and an opportunity to be heard be afford-
ed. Mullane v. Central Hanover Bank & Trust Co., 339 US.
306 (1950); F. James, Civil Procedure §§12.1, 12.7, 12.11
(1965) ; Restatement of J udgments §32, comments a, f, and
g (1942); see Wagner v. Wagner, 293 F.2d 533 (D.C. Cir.
1961); Schultz v. Walker, 130 F.2d 907 (7th Cir. 1942).
While some commentators have expressed doubts as to the
constitutionality of service made by simply leaving process
at the last and usual place of abode, the doubts have con-
cerned the likelihood of the defendant not receiving actual
notice of the action. James, supra §12.11, at 650-51. Since
plaintiff in this case had actual notice, we find no defect
in the service of process. The district court was therefore

correct in dismissing this aspect of the complaint for failure

to state a claim and, since there has not been a favorable

termination of the state eviction proceeding, the court was

also correct in dismissing the malicious prosecution count.
Affirmed.

stances, could constitute a favorable termination of the prior
suit for purposes of ging an action for malicious prosecution. Since
we do not grant relief against the state judgment, however, we express
no opinion on the merits of this issue.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385604_1425%3A2. Public record. Not legal advice.
