# Petition for Writ of Certiorari — Bangor & Aroostook Railroad v. Brotherhood of Locomotive Firemen & Enginemen

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385604_1414%3A1

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1970
- **Citation:** 397 U.S. 1024

## Text

| Office Supreme: Coort, US.
: . FILED

am

tA 21 1970

IN THE

SUPREME COURT OF THE UNITED pees
OCTOBER TERM, 1969

No. — ‘1epy

v's

BANGOR AND AROOSTOOK RAILROAD COMPANY,
ET AL., Petitioners,

'

Vv. | a

BROTHERHOOD OF LOCOMOTIVE FIREMEN AND
ENGINEMEN, Respondent. _

PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE
DISTRICT OF COLUMBIA CIRCUIT.

i

Sub & GARDNER FRANCIS M. SHEA

734 Fifteenth Street, N.W. ‘Ricuarp T. Conway
Washington, D.C. 20005 Witu1am H. Dempsey, Jr. *

of Counsel. - 734 Fifteenth Street, N.W.
‘3 Washington, D.C. 20005

James~A. WiLcox +
1225 Connecticut Ave., N. w. : ; |
Washington, D..C. 20005 <
Attorneys for Petitioners.

ctteeteneenien eee ee

nate alata ites sistem dtl. tines
.

“2?

ee

o

eg

INDEX

TaBLE or ConTENTS |
Opinions Below............ + CT Recah ey
Juiisdiction ....... tee Cs ae ees”
Questions Presented ........°... 6... Sot ken
Statute Involved... __. Ba hooky Baie Pep rd Sra oe ee

Reasons for Granting the Writ..... Sete aac ee

I. The Relationship Between the Railway Labor :

Veneinneon: ee een Ree ONS Fins
ee erent ee er ree ear beet
AppenMx Boe. 3.6): Pireceeeas PE Seared pe et tee Tet

apne tS Se. epee SME Be Pc eles ras ie
Appendix D...:..... are eg iy yee SEEM), SUC

TABLE OF CITATIONS ..
Cases: Saree

Akron d Barberton Belt R. Co. v. Brotherhood-of R.
Trainmen, 250 F. Supp! 691 (D. D.C., 1966), supple-
mental opinions, 252 F. Supp. 207 (D. D.C., 1966),
293 F. Supp. 538 (D. D.C., 1966), 254 F. Supp. 306

C

II

Cases—Continued Pave
Brotherhood of Railroad Carmen v. Chicago & NAW.

“Ry. Co., 354 F. 2d:786 (8th Cir., 1965) .\......3.... 21
Brotherhood of Railroad Train. vy. Denver & R-G. W.

R. Co., 290 F. 2d 266 (10th Cir, 1961)... .. f. 2)
Brotherhood of Railroad Traimmen v. Akron & B. B.

R. Co., 385 F. 2d 581 (D.C. Cir.,, 1967)... 0... O74 Ti,

14, 21, 29, 23

Graham y. Brotherhood of Firemen, 338 U.S, 282

Lo EOE ieee Et. Say Gye NO ry oe en 17,18
eae ‘Engineers v. B. é 0. R. Lo., 372 U.S. 284

RS ks ce Cyn oa eats erica hace Mawel Sra eagre tha Mee 5)
Locomotive sea hat L-@€°N. &.-Ce., Sis US 3a

Wee dae. Aa 4,19
Locomotive Engimeers v, U. ug LT. R. Co., 363 U a 528

Pel. i es ee ay ae ween 19
Piedmont Av iation; Inc. Air Line Pilots Ass’ n, In-

ternat’l, 416 F. 2d 635 (th C3 eg 2) 21.
Railroad Traimmen v. How ard, : 343 U.S. 768 (19. 52). ee Se.
Railroad Trainmen &. Terminal Co., 394 U.S. 369

Re ieee etn ee bee ee 4
Railway Clerks v. Florida E.C.R. 384 US. 238

Oe a ee rere rite ME araaliy nee ea al 4
Rutkand Railway Co. v. Brotherhood of Loc omotive

Eng. PA te ee A a BOER ec is ask 21
S. Anargyros v. Anargyros i Co., 191 F. 208 (1911) 25
Salvage Process C orp. hs Acme Tank Cleaning Proc-

°ess Corp., 86 F. 2d 7 7 (1936)....... eae 25
Telegraphers v. caine &-N.W. R. Co., 362 US. 330,

CNR ee ee amie dices Re eae re eee 19.
Textile Workers v. Lincoln Mills, 353 U.S. 448 (1957) 9
Trainmen v,. Cpepe? R. é& LR, Co., 353 U.S. 30 ;

‘2s yf Saree SP ab Coed Neth lea tore Baits Aen ee
Trammen v. Toledo, Pp. ¢ Ww. R. Co., 321 U.S. 50 Ey

Ca ia ie nae eng ere SL 19

United States v. Mus Workers, 330 US. 258
(1947) FRIESE Naan Goa Ue Pl doe apes ean SR ~...14, 20

V irginian Ry. ve BF desiieon, 300 U.S. 515 (1937). .16, 17,18
Worden v. Searls, 121 U.S. 14 ( (1887) Cee Eee ese

/
/
/

29

92 26° 4

] aw

III

fp

who S109 Com I

Statutes: ° | | a ga
Norris-LaGuardia Act:
Section 4; ........ entree Paxt ice a 16, 17, 20, 24, 25
» ieetioned 7... Neate ps eek are ¢* ay ay om 21
Section 8:.°..... Pye, Kae eee 2, 16, VW, 19, 20), 21, 25, 27
cee PEED Vie he Bag pS Se 16, 17, 20, 21
In. general BARE cca renee RTEL By doa to ee Soe Oo Cea 15-23, 2 27
Public Law 88-108: ° ~ | ‘
casa ee Cet e! oe Fen thay ea Re tena
Ss aa, 3 Oa a eee TP ees eta gi a Nae Aurea ee
We OR Se ee es ge te gees
Railway Labor. Act: : can ahs
Bech NM a ee es eee acta mS
Sik i ne ee ieee ete a Sin a :
Rite to ee. Fink fan oe Sak ettorca
PRLS Ee cc ae ea: te igi Se eee
In general... ... See ay Ruse Tal hee ee eo 15-23, 2
aE OR) ag ae a a Ce
28 USC. $1661 -... ete Pe pe ean ae 1

Miscellaneous:

Opinion of Neutral Members, 41 Labor Arbitration
Oi ss ee Cee, aes 4

IN THE

SUPREME COURT OF THE UNITED STATES |
OCTOBER TERM, 1969

No.

BANGOR AND AROOSTOOK RAILROAD COMPANY,
ET AL., Petitioners,

Vv.

BROTHERHOOD OF LOCOMOTIVE FIREMEN AND
mibiesraeap sack, Respondent.

.)

PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE
Bes oe CIRCUIT. .

Petitioners pray that a writ of certiorari issue to review
an order of the United States Court of Appeals for the Dis- .
trict of Columbia Circuit entered in the above-entitled case
on February 28, 1969. 7 .

Opinions Below
The opinion of the District Court, delivered orally on May
28, 1968 and not officially reported, is set forth in Appendix
A hereto. The February 28, 1969 opinion of the Court of
Appeals, not yet officially reported, is set forth in Appendix
B hereto.
- Jurisdiction

The order of the Court of Appeals, set forth in Appendix
C hereto, was entered on wereery 28, 1969. A timely peti- .

(ay

a

a: .
tion*for rehearing was denied on October 23, 1969, in an
order set forth in.Appendix D hereto.’ The jurisdiction of
this Court is invoked under 28 U.S.C. § 1254(1).
. ee Questions Presented ;
1. Is Section 8 of the Norris-LaGuardia Act applicable to
a proceeding for an order temporarily restraining a Strike

. allegedly in violation of the Railway Labor Act pending a
hearing on a motion for preliminary’ injunction?
‘2, Assuming that the District Court erred in holding that —

Section 8 of the Norris-LaGuardia. Act is inapplicable to
such a proceeding for a temporary restraining order and;
therefore, in not hearing evidence ¢oncerning compliance
with Section 8 or determining whether a temporary restrain-
ing order should-be issued under the circumstances despite
noncompliancé with Section 8, dees such error prevent per-
sons damaged by strikes in contemptuous violation of the:
temporary restraining order issued by the District Court

from recovering their damages in a compensatory contenipt.

proceeding ?
oe Statute Involved

-~

Section 8 of the Norris-LaGuardia Act, 4 Stat. 72, 29
US. (’. $ 108, provides that:

a

‘‘No restraining order or injunctive relief shall be
granted to any complainant who has failed to comply

with any obligation imposed by law Which-is*involved

in-the labor dispute in question, or who has failed io
-make every reasonable effort to. settle such dispute

- either by negotiation or with the aid of any available
governmental*machinery of mediation or voluntary
arbitration. gh

1 That order also disposed of certain other matters pending in the same

~ dockets before the Court of iPypele which are not involved in this petition.

o

-

ee

és

eyes 2

\ ; Statement of the Case

\ .
When steam-powered locomotives were replaced by

diesels, the primary function of the locomotive firemen—
firing the boilers—disappeared and such firemen’ generally
were not needed for the safe and efficient operation of loco-

a. . . . .
~ motives. Nevertheless, the collective bargaining agreements
* * 4 *
between the peti railroads and the respondent union

continued to requiré’ that a fireman be used on most locomo-

tives, at great cost to petitioners and ultimately to the publie ’

in the form of higher rates. In an effort to eliminate the
wasteful overmanning resulting from that requirement and
other obsolete work rules, petitioners in 1959’served respon-
dent and other unions representing their operating em-
ployees with notice of proposals, pursuant to Section 6 of the
Railway Labor Act (45 U.S.C. § 156), to change the existing
agreements so as to do away with those work rules.

The dispute resultiag from those proposals and from
counterproposals served by the unions was submitted to an
ad hoc Presidential Railroad’ Commission for its investiga-
tion and. recommendation. That Commission concluded that
firemen generally are not needed forthe safe and efficient
operation of locomotives in Jrtight an\l yard service, and
recommended the abolition of rules requiring that firemen
be so used (subject to certain protections for existing fire-

men), as did an emergency board appointed by the President -

pursuant to Section 10 of the Railway Labor Act (45 U.S.C,

§ 160). Although accepted by the railroads, the recommen- °

dations of the Commission and emergency board were re-
jected by the unions and all of the procedures of the Railway
Labor Act applicable to a major dispute were exhausted
without settling the dispute.*- When the unions threatened

*The validity of those Section 6 proposals was upheld by this Court in
Locomotive Engineers vy. B. & O. R. Co., 372 US. 284 (1963).
8 Disputes over Section 6 proposals to change existing agreements tommonly

|
an

|
|

os }

H i .
a nationwide railroad strike, the/ p, eae enacted Public
Law 88-108 (77 Stat. 132) to prevent that disaster. _

Under P. L. 88-108, th two most difficult isSues in dispute
—the issue as to the ys of firemen and an issue as to the
consist of train crews (¢.g., the number of brakemen to be
used )—were submitted to compulsory arbitration by an ar-
bitration board which was designated as Arbitration Board
No, 282. Board 282 agreed with the Presidential Railroad

7 mmission “that Anat -helpers are not so essential for

—
<

he safe and efficien

*s

operation of road freight and yard.

diesels that there should tontinue to be either a national rule’

/ or local rules requiring their assignment on all such diesels.”’
| Opinion of Neutral Members, 41 Labor Arbitration 680, 688
/ (1963)" In general, its Award modified the existing agree-
ments and established new work rules whereby the use of
firemen in freight ’and. yard service could be reduced by
approximately 90%, subject to certain. protections for the
existing firemen. The Award also established procedures
whereby train crew consists could be reduced subject to pro-
tections for existing employees.*
Section 3 of P.L. 88-108 provided that the arbitration
award should constitute ‘“a complete and final disposition’?
of the issues submitted to arbitration. Section 4 provided,

however, that the ‘‘award shall continue in force for such

are referred to as “major’’\disputes in contrast to disputes over the interpreta-
tign or application of 8B v0 agreements which commonly are referred to as
“minor” disputes. Minor disputes not settled by agreement are subject to com-
pulsory arbitration by adjustment boards under Section 3 of the Act, 45 U.S.C.
_ § 153, and a union may not validly strike over such disputes. E.g., Locomotive
' Engrs. v. L. & N. R. Co., 373 US. 33 (1963). In major disputes, resort to self
help such as strikes by the unions and lockouts by the carriers is permitted, but
only after the exhaustion of procedures that “are purposely long and drawn out,
based on the hope that reason and practical considerations will provide in time
an agreement that resolves the dispute.” Railway Clerks v. Florida ECR. Co.,
384 US. 238, 246 (1966). See, e.g., Railroad Trainmen v. Terminal Co., 394 US.
369, 378 (1969), where those procedures are succinctly described.
4 The validity of the Award was upheld in Brotherhood of Loc. Fire. & Eng.
v. Chicago, B. & Q. R. Co., 225 F.Supp. 11 (D.DC., 1964), aff'd per curiam, 331
F.2d 1020 (DC. Cir., 1964), cert. den., 377 US. 918 (1964). '

5)

period as the arbitration board shall determine in its awapd,
but not to exceed two. years from the date the award takes
effect, unless the al rs otherwise.’’ Board 282 pro-
vided that its Award should cohtinue in force for a perioil of
two lyears from the effective date thereof, unless the parties
agreed otherwise, This two-year period expired as of Jan-
uary 25, 1966 insofar a¢ ‘the crew-consist provisions of jthe
Award were copcerned! and expired as of March 31, 1966
insofar othe lan |provisions of the Award were ¢on-—
cerned; |
A controversy atose between the railroads and the unions
(except for the rotherhood of Locomotive Engineers,
which agreed with he position ‘of the railroads) concerning |
the rules that woul apply following expiration of the two-
year period of the| Award. In general, the railroads con-
ended ‘that their prior rules as modified under the Award
would continue to apply until changed in accordance with
the Railroad Labor (Act, while the unions contended that the
prior rules would automatically be restored to full force and
effect and apply after expiration of the Award until changed
ineaccordance with the Railway Labor Act. A separate, al-
though related, controversy arose between the railroads and
three of the unions—respondent, the. Brotherhood of Rail-
‘road Trainmen (‘‘BRT’’), and the Order of Railway Con-_
ductors & Brakemen (‘‘ORC&B’’)—as a result of proposals
served by those unions while the Award was still in effect,
purportedly pursuant to Section 6 of the Railway Labor Act,
to adopt new work rules that in effect would have Wiped out
the reductions in overmanning that had been accomplished
under the Award. In general, the carriers contended that
such proposals were premature in that they could not validly
be served until the two-year period of the Award expired,
while the unions contended that they had‘a right to serve
and bargain about such proposals during the period of the
Award as well as thereafter.

»

: 6

These controversies first came before the courts in litiga-

tion brought by the railroads against the crew-consist.

unions, as the crew-consist provisions of the,Award were the
first to expire. With minor exceptions, the District-Court
upheld the position of the railroads in regard both to the
rules in effect following expiration of the Award and to the
prematurity of the Section 6 notices served during. the
period of the Award. Akron & Barberton Belt R. Co. v.
Brotherhood of R. Trainmen, 250 F. Supp. 691 (D. D.C.,
1966), supplemental opinions, 252 F, Supp. 207 (D. D.C.
1966), 253 F. Supp. 538 (D. D.C., 1966), 254 F. Supp. 306
(D. D.C., 1966). Similar rulings were made by the District
Court in the subsequent litigation between petitioners and
respondent following expiration of the fireman provisions of
the Award. Bangor and Aroostook R. Co. v. Brotherhood of
Loc. F. & E., 253 F. Supp. 682 (D. D.C., 1966)..

While the carriers sought and obtained temporary re-
straining orders against strikes by the crew-consist unions
over the rules to be applied following expiration of the
Award, those unions soon made clear that they did not
intend to strike and the temporary restraining orders were
allowed to expire without any further injunctive relief being
sought or granted. On March 28, 1966, the District Court
issued an order temporarily restraining respondent and its
officers, among others, from striking ‘‘over any dispute as to
the agreements, rules, regulations, interpretations, or prac-
tices to be anoles by the plaintiffs or any of them upon the
expiration of the period during which the Award by Arbitra-

tion Board No. 282 shall conttnue in force as an award,’’ —

pending an April’4, 1966 hearing on the plaintiff railroads’
motion for a preliminary injunction. That temporary re-
straining order was issued upon the basis of affidavits: set-
ting forth threats by top officers of respondent to strike if the
prior rules were not restored to full force and effect when

the fireman pr ovisions of the Award expired.
ee ey

s

7 . -

.
cad ae. e ; .

‘Unlike the crew-consist unions, respondent did not deny

’ that it intended to strike and it soon demonstrated that its

threats were not idlé. In the teeth of the temporary restrain-
ing order, respondent struck several of the railroads imme-
diately after the fireman provisions of the Award ‘expired
at 12:01 A.M. on Mafch 31, 1966.5 Later that day, the Dis-
trict Court entered a Supplement to Temporary Restraining
Order in which’ respondent and ‘‘all other persons’’ subject
to the March 28, 1966 order were specifically ‘‘ofdered to
cease the said strikes and picketing that are now taking
place,’’ but respéndent nevertheless continued its illegal
strikes in direct violation of that order. Consequently, on _
April 2, 1966 following a hearing on an order to show cause, *
the District Court entered an order adjudging that respon-
dent and its President (H. E. Gilbert)-‘‘are guilty of con-
tempt of this Court in failing and refusing to comply with
this Court’s order of March 28, 1966, as supplemented by its
order of March 31, 1966,’ and ordering that respondent ‘‘be |
fined ifthe sum of $25,000 and H. E. Gilbert-be fined in the
‘sum of $2500 if the said contempts have not been terminated
by 12 o’clock noon, on April 3, 1966.’’ When respondent

~ continued to defy the District Court and prolonged the

strikes beyond noon on April 3, 1966, the District Court
issued a rule tc to show cause as to ‘why the fines should not be
increased but the strikes were terminated before action
could be taken upon the rule to show cause, after midnight on
April 4, 1966. |
The parties agreed, with the approval of the District
Court, to bypass the preliminary injunction stage and go
directly to a final hearing of the merits upon the basis of a

C
The struck rajlroads included the Boston and Maine, the Central of Georgia,
the Grand Trunk Western, the Illinois Central, the Missouri Pacific, the New
Orleans Union Passenger Terminal. the Pennsylvania, the Portland Terminal,
the Seaboard, the Spokane International, the Texas and Pacific, and the Union
Pacific. ~~

Y/ |
he

8
/

stipulation as to the facts and issues. Among other things,
that stipulation provided that:

‘5. Whether the Norris-LaGuardia Act . . . OF any |
part thereof, may apply to the dispute involved in this «
proceeding [is one of the issues to be decided]. The
parties contemplate that this issue is to be argued and
decided in the trial on May 4, 1966 as a matter ‘of law.
If it should be determined that the Norris-LaGuardia
Act or some part thereof as a matter of law may apply

‘ to the dispute involved, in this proceeding, the p&rties
contemplate that.a subsequent trial or hearing will be
held to determine whether the, requirements of the
Norris-LaGuardia Act have been complied with upon
the basis of the evidence and other relevant circim-
stances brought before the Court at the subsequent trial
or hearig. 4

In addition to generally agreeing with petitioners’ position
of the merits (see p. 6,“supra), the District Court held
Norris-LaGuardia in its entirety to be inapplicable (253 F.
Supp., at 689) so no further hearing was held to determine
- whether Section 8 of that Ae had been complied with by
petitioners.

The judgment on the merits in the case between petition-
ers and respondent was entered by the District Court on
May 12, 1966. Meanwhile, on April 29, 1966, petitioners filed
a motion to assess the fines conditionally imposed in the
' April 2, 1966 contempt order and a motion to award com-
pensatory contempt damages to the railroads that had been
struck by respondent. An order assessing the coercive con- .
tempt fines was entered on June 15, 1966,* and the compensa-
tory contempt proceeding was held in abeyance pending ap-
peals from that order and from the judgment on the merits. -

8 Bangor and Aroostook R. Co. v. Brotherhood of Loc. F. & E., 255 F. Supp. \
476 (D. DC., 1966).

«=

<

9
: vines

While not consolidated, the appeals from the judgment
on the merits in the. crew consist case, the appeals from the
judgment on the merits in the fireman case between petition-
ers and respondent, and the appeals from the order assessing
‘the coercive contempt fines were argued seriatim before a
single panel of the Court of Appeals. On May 12, 1967, that

Court issued two opinions relating to those appeals. One

opinion dealt only with the appeals from the order assessing
the coercive contempt fines. It is reported as Brotherhood
of Loc. Fire: d Eng. v. Bangor & Aroostook R. Co., 380 F.2d
970 (D.C. Cir., 1967), and is referred to herein as the ‘‘Co- .
ercive Contempt Opinion.’’ Phe second opinion dealt with
the appeals from the judgments on the merits entered in both
the crew-consist case and-in the fireman case. As supplé&
mented on July 31, 1967, it is reported as Brotherhood of
Railroad Trainmen v: Akron é& B.B. R. Co., 385 F.2d 581
(D.C. Cir,, 1967), and is referred to herein as the,‘‘Merits
Opinion.” ‘ Boe

In its/Coercive Contempt Opinion, the Court of Appeals

_rejected all attacks upon.the coercive contempt fines except
‘one. The exception was a holding that the District Court

should have held an evidentiary hearing upon the issue of
whether respondent and its president had complied, or were
unable to comply, with the conditién that the strikes be
termiyated by noon of April 3, 1966.7 While remanding the
proceeding for such a hearing, the Court of Appeals rejected
contentions that the coercive contempt fines could not be—

~ assessed because, among other things, the underlying tempo-

4

7 Petitioners had filed affidavits asserting that the strikes had not terminated
until 12 hours or more after the deadline, and no opposing affidavits were filed.
The District Court saw no need under those circumstances for an evidentiary
hearing, but the Court of Appeals thought it “possible that counsel for appel-
Jant was urging a more absolute ‘substantial compliance,’ or an inability to
comply, with the District Court’s unconditional order to call off the strike and
return to work,” and held that respondent and .Mr. Gilbert should be allowed
an opportunity to present evidence’ supporting the assertions of their counsel.
380 F.2d, at 581-582.

e®

10

rary restraining order violated Sections 4 and 8 of the
Norris-LaGuardia Act. After expressing the view‘that the
coercive contempt fines were enforceable even if the under-
lying restraining order Was invalid, the Court stated that
such ‘‘an analy sis is not, however, critical or determinative
in the case now before us,, because we find that the Norris-
LaGuardia Act does not apply to preelude these under-
lying temporary restraining orders’’ since that ‘‘Act will
not.apply to preclude injun¢tive relief in cases in which the
_acts to be enjoined are in /Violation of the Railroad Labor
Act.’’ 380 F.2, at 483. See, generally, 380 F.2d, at 580, 583-
oe Ga Sires
In its; Merits Opinion, the Court of Appeals generally
affirmed the position of the carriers and the District Court
that the work rules established under Award 282 continued
to apply until changed in accordance with the Railway I sahor
Act (385 F.2d, at 587, 592-594, 607-612), but t Mold that. the

Section 6 notices served during the period of thd Award were .

_ hot premature although certain of those notices were invalid
(385 F.2d, at 594-G05).® In its initial opinion of May 12,

1967, the Court did not discuss the Norri -LaGuardia issue.
At the conclusion of that opinion (385) F.2d, At 605), the
/ Court stated that the parties could ‘‘request supplemental
rulings on any matters that have not been discussed in this
opinion.’’ The supplemental opinion of July 31, 1967 re-
sulted from such requests, including r quests by’ two of the

crew-consist unions (BRT and “ORCE ) that the Court pass ]

upon the validity of the order te pprarily
strikes by those unions.® f
The railroads in the crew-consist/ ‘ease Nook the positi

8 Respondent had served three Section 6 pr Lbosals on or about November
15, 1965, identified as Notice No. 1, Notice No. 2 and Noti¢e No. 3. Notice
No. 1, which proposed /the adoption of rules that once again would require th
use of firemen on almost all locomotives, was held to be valid and bargainable,
Notice No. 2 was held to be invalid, and issyes going to the/validity of Notice
No. 3 had been stipulated out of the case.

-* Respondent did not request such agfuling with respect to the temporary
restraining ‘order issued against it and had not attacked that order at any time

¥v

em.

1 i :

/

| /
that any issues as to the validity of th Aemporary restrain-
ing order entered in that case were moot as that order had
long since expired, ne strikes occurred and no further in-
junctive relief was issued. The Céurt held, however, that
‘the possibility of recovery on the bond if thei order was
/ erroneously issued prevented mgotness, and went on to hold
that Section 8 of Norris-LaGudrdia was applicable and had
not been complied with insofar as the order restrained the
/ . BRT although there was nd failure to comply with Section
" 8 insofar as the order rest ained the ORC&B.'° 385 F.2d, at
613-614. According to thé Court of Appeals, the decision of
this Court in Trainmeyn’v. Chicago, R. & I.R. Co., 353 US.
30 (1957), established a ‘‘principle of accomodation” be-
tween Norris-LaGuafdia and ihe Railway Labor Act which
/jwas_to be applied separately to the various sections of
' Norris-LaGuardia ‘rather than to the Act as a whole. 389
/ F.2d, at 613. Uyder that principle of accommodation as so
/ applied, the Court concluded that Section 8 applies to re-
straints against violations of the Railway Labor Act even
though Section 4 does not. 385 F.2d, at 613-614. But, it
‘“‘may be that in a particular case the District Court might
conclude that the imperatives of the Railway Labor Act
override Section 8,’’ and error in entering a restraining
order because of non-compliance with Section 8 weuld not
““excuse a contemptuous violation.’? 385 F.2d, at 614, Never-
theless, ‘‘the approach of the District Court .. . that Section
8 of the Norris-LaGuardia Act was completely inapplicable

- +. Was error.’’ 385 F.2d, at 614.

A petition by respondent and its president for writ of

in the. Merits Case, apparently because the issue was raised in the Coercive
Contempt Case.

10 The distinction in the result as to the two unions apparently stemmed from
the Court’s holdings. in the May 12, 1967 opinion (385 F.2d, at 598-599) that
the Section 6 notices served bv the BRT were not premature, so that the rail-
roads had a duty to bargain about such notices even during the period, of the
Award, while the Section 6 notices ‘served by the ORC&B were premature or
invalid so that no such duty arose. See 385 F.2d, at 614.

»

12

certiorari to review the Coercive Contempt Opinion was
denied with a notation that the case ‘‘is not yet ripe for
review by this Court’’ in view of the remand of that matter
to the District Court for further proceedings. 389 U.S. 327-
328 (December 11, 1967). Petitions by both the railroads and
the unions to review the Merits Opinion were also denied.
390 U.S. 923 (January 29, 1968).

All of the foregoing is now history, but it forms the back-
ground for the decision which we now seek to have reviewed.
We have noted (p. 8, supra) that petitioners, on April 29,
1966, filed a motion for an award of compensatory contempt
damages to the railroads struck by respondent upon expira-
tion of the Award in violation of a temporary restraining
order, and that proceedings upon that motion were held in
abeyance pending the appeals as to the coercive contempt
fines and as to the mertis. On February 5, 1968 respondent
filed with the District Court a motion to dismiss the com-
pensatory contempt proceeding on the ground that the ruling
by the Court of Appeals in its Merits Opinion that the tem-
porary restraining order against the BRT was erroneously
assued also applied to the temporary restraining order
issued against respondent. Petitioners pointed out that the
Court of Appeals in its Coercive Contempt Opinion had
upheld the validity of the temporary restraining order
issued against respondent. The District Court, in a brief
oral opinion, concluded that the ‘‘ validity of the restraining
orger has been upheld’’ and compensatory damages could
be awarded even if it were invalid in view of ‘‘the decision
of the Supreme Court in the Mine Workers case to the effect
that even an invalid injunction mvst be obeyed and failure
to obey it is punishable as a contempt.’’ App. A, at 29.
The motion to dismiss the compensatory contempt proceed-
ing was denied, therefore, in an order entered.on May 29,
1968.

- 13

Respondent then filed with the Court of Appeals, in the
dockets in which the Merits Opinion liad been rendered,
what it denominated as a Petition for Further Relief to
Enforce this Court’s Prior Opinion and Mandate. The con-
tents of that.petition demonstrated that it sought an extra-
ordinary writ under the All-Writs Act, 28 U‘S.C. § 1651,
mandating the District Court +to disiniss the compensatory
contempt proceeding: The February 28, 1969 decision of

the Court of Appeals, which is the subject of this petition, in.
effect granted that petition although the Court saw no rea~
son to issue a formal mandate as it was confident that the

Jistrict Court would proceed in accordance with the views
expressed by the Court of Appeals in its opinion. App. B.,
at 33. ; ' .

The Court of Appeals chhracterized its Coercive «Con-
tempt Opinion as holding ‘“thastr coercive contempt fine
could stand even assuming the restraining order itself was

beyond the jurisdiction of the District Court by virtue of

the Norris-LaGuardia Act”? (App. B, at 31), although
conceding that ‘‘at one point there is general language”’ in
the Opinion ‘‘that the Norris-LaGuardia Act did not pre-
clude the restraining order against’? respondent (App. B,
fn. 3, at 32-33). The Court of Appeals then held that the
‘‘lack of propriety of the restraining order’’ against respon-
dent ‘‘is established by’’ its Merits Opinion (App. B, at

31), although conceding that the ‘‘particular ruling came.
in the context of discussing the plea of BRT-for recovery on’

their injunction bond. . .’’ (App. B, fn. 1, at 32). Thus,
‘‘the District Court had erred in granting injunctive relief
to the carriers without regard to §8 of the Norris-LaGuardia
Act in the mistaken belief that §8 was completely inapplica-
ble’’ (App. B, at 32). According to the Court of Appeals,
the ‘‘key mistake of the District Court lay in its assertion
that there is no distinction between the right to impose a

4

, 14. ;

coercive fine in order to enforce an injunction and the right

‘to compensatory damages for its violation, and that in both.
respects failure to obey an invalid injunction is punishable

as contempt’? (App. B, at 33). That was error because, as

the Court of Appeals viewed the decision of this Court in

United States v. Mine Workers, 330 U.S, 258 (1947), ‘fin a

‘compensatory’ civil contempt proceeding—unlike a coer-

cive civil proceeding—the alleged contemnor establishes a

defense if he successfully challenges the propriety of the

underlying order’’ (App. B, at 31).

In a petition for rehearing, we urged, among other things,
that petitioners at least should be given an opportunity to
demonstrate compliance with Section 8, in view of the stipu-
lation of the parties (see p. 8, supra) reserving that issue
for further hearing in the event Section 8 was held to be
applicable, and also to gemonstrate that ‘‘the imperatives of
the Railway Labor Act override Section 8’’ in the circum-
stances of this case—a. possibility that the Court of Appeals
appeared to recognize ‘in its Merits Opinion (see p. 11,
supra).' The petition for rehearing was denied without
opinion, however, on October 23, 1969 (App. D).

11 We do not assert what we believe to be the error of the Court of Appeals
in this regard as an independent ground for grant of certiora¥i, but we reserve
the right to argue the issue in the event that certiorari is granted. The Court
of Appeals stated (App, B, at 30) tbat respondent struck “on the ground that,
they had given an appropriate notice in 1965, to take effect after the expira-
tion of Award 282, to increase the number of firemen above that provided by
the Award,” and petitioners “had refused to bafgain over that notice contend-
ing that it was pen-bargainable.” Thus, the Court of Appeals apparently was
of the view that the refusal to bargain over that Section 6 notice (Notice No. 1,
see fn. 8 at p. 10, supra), established non-compliance with Section 8 of Norris-
‘ LaGuardia as that notice had been held to be bargainable in the Merits Opin-
ion. But, as we pointed out in thée-petition for rehearing, petitioners contended
that the strikes were over the refiisal of the carriers to restore the prior rules
upon ‘expiration of the Award*(an action upheld in the Merits Opinion), re-
spondent :contended the strike was over its Notice No. 3, and no one had
contended and there was no evidence of record that the strikes were over
Notice No. 1. Even if the strikes were over Notice No. 1, moreover, they
violated the Railway Labor Act as the procedures of the Act had not been
exhausted-with respect to that Section 6 proposal. See fn. 3, pp. 3-4, supra.

15

Reasons for Granting the Writ

The background of the decision by the court’below is fairly
complex, but the issues raised by that decision are relatively
simple. The proper decision of those issues is a matter of
real importance, moreover, both to the parties and. to
the future administration of federal statutes having wide
application and of federal contempt law. The.decision below
concerns the relationship between the Railway Labor Act

‘and the Norris-LaGuardia Act and the even broader problem

of the circumstances in which persons injured by actions in
contempt of a restraining order or injunction may: recover
compensatory damages. In holding that each’ provision of
Norris-LaGuardia is to be separately ‘‘accommodated”’ with
the Railway Labor Act and that Section 8 of N orris-LaGuar-
dia, at least, applies to proceedings to restrain violations of
the Railway Labor Act, the decision below conflicts with

decisions of this Court (and of other courts of appeals)

holding the Norris-LaGuardia Act in toto to be inapplicable
to such proceedings. And, the decision below that a technical
error in the issuance of a temporary restraining order pre-
vents recovery in compensatory contempt for deliberate
violations of such an order goes beyond any holding of this
Court (or any other court) of which we are aware. For these
reasons, as more fully set forth in the following portion of
this petition, we believe that certiorari should issue to review
the decision of the Court of Appeals.

I. The Relationship Between the Railway Labor Act and
the Norris-LaGuardia Act.

The Railway Labor Act (44 Shat. 577, as amended, 45

U.S.C. § 151 et seq.) regulates collectiv@argaining in the

railroad and airline industries. The Norris-LaGuardia Act
(47 Stat. 70, 29 U.S.C. § 101 et seq.), regulates the jurisdic-
tion and proceedings of the federal courts when injunctive

t
;

16

relief is sought in connection with a labor dispute subject to
that Act. Section 4 of Norris-LaGuardia (29 U.S.C. § 104)
deprives the federat courts of jurisdiction to issue orders
; restraining or enjoining certain specified activities, includ-
’ ing ‘‘[eJeasing or refusing to perform any work or to re-
main in any relation of employment ;’’ i.e., strikes. If juris-
diction to issue sucli relief is not withdrawn by Section 4,
Sections 7, 8 and 9 impose procedural requirements that
must be complied with before a restraining order or injune-
tive relief may be issued. Section 7 (29 U.S.C. § 107) re-
quires verified and specific allegations of certain facts, proof
by testimony in open court, and findings of those facts by
the trial court after a hearing of which due notice is given.
Section 8 (29 U.S.C. § 108), with which we are particularly
concerned here, provides that ‘‘no restraining order or in-
junctive relief shall be granted to any complainant who
has failed to comply with any obligation imposed by law
which is involved in the labor dispute in question, or who has
failed to make every reasonable effort to settle such dispute
either by negotiation or with the aid of any available govern-
mental machinery of mediation or voluntary arbitration.”’

And, Section 9 (29 U.S.C. § 109) requires that the trial court"

make its findings prior to the issuance of any relief and that
such relief be limited- to-specifie-acts- alleged, proven and
found.

Neither Act speeifies what the relationship between them
shall be. Thus, labor disputes arising under the Railway
Labor Act are neither expressly subjected to Norris-La-
Guardia nor expressly excepted from Norris-LaGuardia,
either in whole or in part. This Court first passed upon the
relationship. between the two Acts in Virginian Ry. v. Feder-
ation, 300 U.S. 515 (1937). In affirming an injunction re-
quiring # railroad to bargain with a union authorized to

representa craft of its employees pursuant to Section 2 .

17

Ninth of the Railway Laber Act (45 U.S.C. § 152 Ninth), the
Court rejected a contention that the injunctive decree was
invalid ‘‘for its failure to conform to the requirements of
§9 of the Norris-LaGuardia Act,’’ because:

‘Tt suffices to say that.the Norris-LaGuardia Act can
affect the present decree only so far as its provisions
are found hot to conflict with those of §2, Ninth, of the
Railway Labor Act, authorizing the relief which has
been granted. Such provisions cannot be rf
nugatory by the earlier and more general provisfons of

the Norris-LaGuardia Act.’’
4 :

300 U.S., at 562-563, |

In Graham vy. Brotherhood of Firemen, 338 U.S. 232, 237
(1949), this Court relied upon Virginian Ry., which was said
to hold ‘‘that the Norris-LaGuardia Act did not deprive
federal courts of jurisdiction to compel compliance with
positive mandates of the Railway Labor Act,”’ in rejecting a
contention that ‘‘in view of the provisions of thé\Norris-
LaGuardia Act, 29 U.S.C. §§ 101 et. seq., the District Court
was without jurisdiction to grant relief by injunction’’ re-
quiring a union to represent the members of its craft in a
non-discriminatory manner. The respondent union in that
case (which is also the respondent here) had contended that
the injunction\was improper because the plaintiffs had not
complied with Sections 7 and 8 of Norris-LaGuardia,!? as
well as relying upon Section 4 of that Act. The decision in
Graham was followed in Railroad Trainmen v. Howard, 343
U.S. 768, 774 (1952), nats that ‘‘the District Court has
jurisdiction and power o issue necessary injunctive
orders”’ in a similar situation ‘‘notwithstanding the pro-
‘visions of the Norris-LaGuardia Act.’’

This problem next came before the Court in Trainmen vy.

12 Brief for Respondent. at 16-17.

18

Chicago R. & 1. R.-Co., 353 U. S. 30 (1957), which ectieks an
injunction against a strike ov er a minor dispute. That is the
decision which the court below, in its Merits Opinion, relied
upon as establishing a ‘‘principle of accommodation’? which
it purported to follow in holding that Section 8 of Norris-
LaGuardia applies to proceedings to enforce the mandates
of the Railway Labor Act even though Section 4 does not.”
See pp. 11, 13-14, supra. It is true that this Court stated,
in Trainmen, that there ‘‘must be an accommodation’?
of the two Acts. 353 U.S., at 40. But the accommoda-
tion to which this Court referred did not involve picking
and choosing ,among the various provisioris of Norris-
LaGuardia. Indeed, this Court in its Trainmen opinion did
not single out for mention any particular provision of
Norris-LaGuardia, much less analyze the various provisions
in some attempt to determine which should apply and which
should be disregarded. The accommodation which this Court
made, relying upon the legislative history of Norris-La-
Guardia (353 U.S., at 40-41) as ‘well as its Virginian Ry.,
Graham and Howard decisions (353 U.S., at 41-42), was that
‘‘the specific provisions of the Railway Labor Act take
precedence over the more general provisions of the Norris-
LaGuardia Act,’? so that ‘‘the District Court has
jurisdiction and power to issue necessary, injunctive orders
[to enforce compliance with the requirements of the Railway
Labor Aet] notwithstanding the provisions of the Norris-
LaGuardia Act.?’ 353 U.S., at 43 (bracketed insert in the
original). *

Our understanding of Trainmen is confirmed by sub-
sequent opinions of this Court. Later in the same Term, the °
Court held that an arbitration provision in a collective bar-
gaining agreement coming under the Labor-Management
Relations Act could be specifically enforced despite non-
compliance with Section 7 of Norris-LaGuardia. Teztile

7

wth Z “i 5 » 2 distal *, cy RRL: bac the Salmons a a

e>.

if,

ae “

ye iyo

"hy 5 9 os": ‘

Fe avi ¢ ei »

A of 4 ~ Ps *! mE (2
es 3 #9 Ag \

yee if. Noi 4 } nee an
Workers v. Lincoln'Mills8353 YS. 44, 457-459 (1957). Af.
ter noting that Sectior?S of Norris-La uardia indicates that
the Act was intended to encompass akbitration, the Court

? nonetheless concluded that N orris-LaGuardia was inapplica-)

ble, relying in part by analogy upon the holdings in Virgin-
ian Ry. and Graham that ‘‘the Norris-LaGuardia Act does
not deprive federal courts of jurisdiction to compel compli-
ance with the mandates of the Railway Labor Act.’’ 353
F.2d, at 458. In Locomotive Engineers v.W-K.-T R. Co.,
363 U.S. 528, 531 (1960), the Court characterized the Train- |
men case as holding that the injunctive relief granted did
‘not fall within the prohibitions of the Norris-LaGuardia
Act, 29 U.S.C. § 101 et seq., because of the superseding pur-
poses of the Railway Labor Act... .”’ And, in Locomotive
Engrs. v. L. dé N. R. Co., 373 U.S. 33 (1963), the Court relied
upon the Trainmen decision in afirming an injunction

against a strike over a minor dispute which had been decided ——

by an adjustment board, stating that in Trainmen “this
Court concluded that the Norris-LaGuardia Act, 29 U.S.C.
§§ 101-115, was not a bar to injunctive relief against strikes”’
ovér minor disputes which had been submitted to an adjust-
ment.board. 373 U.S., at 39.

Thus, before the Trainmen decision, in that decision and
after that decision, this Court consistently has accommo-
dated the Norris-LaGuardia and Railway Labor Acts by
holding that Norris-LaGuardia is inapplicable to orders
enforcing the requirements of the Railway Labor Act, in-
cluding orders restraining strikes in violation of that Act.”
The Court has applied this ‘‘principle of aceommodation,”’

13On the other hand, if ne violation of the Railway Labor Act is involved,
the fact that the labor dispute is between parties subject to that Act does not
prevent Norris-LaGuardia from applying. Thus, when the procedures prescribed
‘by the Railway Labor Act in a major dispute have been exhausted, Norris-
LaGuardia may apply to a suit to enjoin a strike over that dispute. Telegraph-

ers v. Chicago, & N. W. R. Co., 362 US. 330 (1960) ; Trainmen v. Toledo, P. &
W. RR. Co., 321 US. 50 (1944).

*

20

moreover, to Norris-LaGuardia as a whole, and thus has
held the procedural requirements of Section§ 7,8 and 9 to be
inapplicable as well as the provisions of Section 4. Contrary
to the decision by the court below, at no time has this Court
even so mueh as siiggested that a distinction may be made in
this regard between the various provisions ef Norris-
LaGuardia.!*

_ We see no need to detail the lower court decisions which,
in compliance with the decisions of this Court, have held
generally that Norris-LaGuardia does not apply in proceed-
ings to enforee the mandates. of the Railway Labor Act,
without purporting to distinguish between the various pro-
visions of Norris-LaGuardia. We do note, however, that
Brotherhood of Railroad Train. v. Denver & R.G. W. R. Co.,
290 F.2d 266 (10th Cir., 1961), cert. den., 366 U.S. 966 (1961),
expressly held Section 8 of } orris-LaGuardia to be inappli-
cable and thus undoubtedly is in direct conflict with the
decision below in this case. The Tenth Circuit stated, in this
regard (290 F.2d, at 270), that: :

“Tt is urged that the injunction entered in this case
is prohibited by Section’8 of the Norris-LaGuardia Act.
... We think this question was answered in the [7 rain-
men decision by the Supreme Court], in which it was
held that the general terms of the Norris-LaGuardia
Act could not be read alone in matters dealing with
railway labor disputes, and that it did not prevent in-
junctions to prohibit strikes growing out of minor dis-
putes which were specifically dealt with in the Railway
Labor Act.’

14 And, of course, in connection with an application for a temporary restrain-
ing order, a showing that a violation of the Railway Labor Act may be involved
is sufficient to avoid the application of Norris-LaGuardia since a “District Court
unquestionably [has] the power to issue a restraining order for the purpose of
preserving existing conditions pending a decision upon its jurisdiction.” United
States vy. Mine Workers, 330 U'S. 258, 290 (1947).

A ya

Accord, Brotherhood of Railroad Carmen v. Chicago & N.W.
Ry. Co., 354 F.2d 786, 789-796 (8th Cir., 1965).° See, also,
Piedmont Aviation, Inc. v. Air Line Pilots Ass’n, Internat’l,
416 F.2d 633, 638 (4th Cir., 1969), petition for certiorari
pending, No. 995 (O.T. 1969).

Indeed, we believe that a fair reading of the Coercive Con-
tempt Opinion by the court below will lead to the conclusion
that that court there held that Norris-LaGuardia was totally
inapplicable to the order temporarily restraining respondent
from striking over the rules to be applied following the
expiration of Aw: ard 282, despite the contrary reading given
to that opinion by the court below in the decision now sought
to be reviewed. See pp. 9-10, 13, supra. Certainly, respon-
dent (as well as petitioners) so construed the Coercive Con-
tempt Qpinion at the time. In its petition to this Court for
writ of certiorari to review that decision (No. 353, 2
1967), respondent here asserted (pp. 25-33) that the court
below erred in holding that Sections 7 and 8, as well as See-
‘ion 4, of Norris- LaGuardia were inapplicable, and indeed,
that ‘‘the worst violation of Norris- LaGuardia”’ was the
‘‘disregard of Section 8’’ (p. 30).

But however that may be, we submit that the decision
below in this case conflicts with decisions of this Court and
of other courts of appeals. The clear line of demarcation
between the Railway Labor Act and the Norris-LaGuardia

15 Tn its Merits Opinion, the court below cited the Carmen case as supporting
its approach to Norris-LaGuardia. 385 F.2d, at 613, fn. 4. But while noting in
that case that “even if thee Norris-LaGuardia Act were held to apply .. ., it is
arguable that at least the. requirements of §8 had been met by the carrier”
(354 F.2d, at 794, fn. 8), the Eighth Circuit held that “the more specifi¢g and
later-enacted Railway Labor Act must prevail to allow the issuance of the
injunction” (354 F.2d, at 796) even if the carrier did not comply with the
procedural requirements of Sections 7, 8 or 9 of Norris-LaGuardia. An exami-
nation of the other decisions cited by the court below in that footnote to its
Merits Opinion will reveal that only Rutland Railway Co. v. Brotherhood of
Locomotive Eng., 307 F.2d 21 (2d Cir., 1962), cert. den., 372 U.S. 954 (1963).
lends support to its approach to Norris-LaGuardia.

/ / 1s

drawn by this Coyrt’will be obscured if that
afford warrant for a sepa- -
‘rse ‘faccommodytion’’ of each provision of

Act heretofore
dectsion is lef
rate and div
Norris-LaGyardia even in cirgumstances where enforcement
of the mandates of the Railway Labor Act is involved, vi ither
aGuardia in its entirety in such
circumstanees. If such a cfange in approach is to be adopted
and the Ability of the fedéral courts to enforce the Railway
’ Labor Act is to be so eyoded, that determination should be
made ly this Court aftet full consider ation of all the relevant
arguments.

standing so as t

than disregarding ‘Norris-l

We note that the p(tition for writ of certiorari filed by the :
railroads involved jn the crew-consist aspect of the Merits
Opinion by the egurt below (most of: whom are also peti-
tioners here) soviight review of the holding that Section 8
ef Norris-LaGyardia applied to. the temporary restraining
order against Ahe BRT, asserting reasons that generally are
similar to thése asserted above. See Petition, No. 863, O.T.
1967, at 27432. We do not know, of course, why the Court
denied that petition. It may have been because, as wa’
admitted in the petition (p. 32), the decision in that case had
‘little {mmediate importance to the parties’? as it involved
at mogt a nominal recovery on the injunction bond. See pp.
6-7, ¥1, supra. Here, the damages recoverable in compen-
‘satéry contempt have not yet been proven, but are expected
by petitioners to be very substantial. Moreover, the Norris-
LaGuardia issue in the prior case may have been largely sub-
merged by the issues.relating more directly to P.L: 88-108
and the effect of the expiration of Award 282 which were
raised in that petition and the related petitions. And, of
course, at that time the seeming inconsistencies between the
‘lower court’s Coercive Contempt Opinion and its Merits
Opinion, insofar as the accommodation of the Norris-La-
Gua dia and Railway Labor Acts is concerned, had not been

23

resolved so that this Court may have been uncertain as to
where the lower court stood on that issue. But whatever the
explanation may be, we remain convinced that the issue now
presented is deserving of review and must ultimately be
resolved by this Court.

II. Recovery of Compensatory Contempt Damages.

Assuming that the court below was correct in holding that
the trial court erred in issuing the temporary restraining
order violatéd by respondent, we believe that the court be-
low was wrong in holding that the trial court’s error pre-
vents petitioners from recovering compensation in a com-.
perisatory contempt proceeding for losses caused by respon-
dent’s strikes in contemptuous violation of that restraining
‘order. In-so holding, the court below misconstrued this
Court’s decision in United States v. Mine Workers, 330 U.S.
958 (1947), and erected barriers to the recovery of com-
pensatory contempt damages that are not justified by that
case or by reason. If that decision is left standing, the in-
evitable result will be to encourage persons to violate ju-
dicial orders in the belief that even a correctable technical
error in the issuance of such orders will be sufficient in itself
to prevent any recovery in compensatory contempt by per-
sons injured as a result of such contemptuous conduct.

According to the Court of Appeals, the trial court’s error
in temporarily restraining respondent from striking over
the rules in effect following the expiration of Award 282 was
the trial court’s ‘‘mistaken view tlat $8 [of Norris-La-
Guardia] is completely inapplicable.’’ App. B, at 32. The
Court of Appeals reaffirmed its view, initially asserted in its
Merits Opinion (385 F.2d, at 613), that this error was not
‘‘jurisdictional’’ so as to deprive the trial ¢ourt of jurisdic-
tion to issue injunctive relief. App. B, at 32. The Court of
Appeals did not repudiate its holdings in its Merits Opinion
rejecting respondent’s contention on the merits that the

©

/

rules in effect prior to Award 282 automatically were re-
stored to full force and effect upon the expiration of the
Award (385 F.2d, at 592-594, 608-612), and that ‘‘in a par-
ticular case the District Court might conclude that the im-
peratives of ‘the Railway Labor Act override Section 8’’ of
Norris-LaGuardia and issue a temporary restraining order
even thoigh Section 8 has not been complied with. More-
over, petitioners have never had the opportunity to demon-
strate compliarice with Section 8 contemplated by their stip-
ulation with petitioner to the effect that the trial court
initially would decide as a matter of law whether any part
of Norris-LaGuardia was applicable and a subsequent trial
on the compliance issue would be-had if some part of that
statute were held to be applicable. See p. 8, supra.

24

Nevertheless, the Court of “Appeals held that the non-
jurisdictional error of the trial court in holding that ‘‘§8
was completely inapplicable”’ in itself prevents recovery by
petitioners in compensatory contempt, in the belief that this
result was requive by the Mine Workers decision. App. B,
at 31-33.

In Mine Workers, the union had struck in violation of a
temporary yestramning order issued at the instance of the
United States after the coal mines had been seized by the
Government. The trial] court found the union and its presi-
dent guilty of criminal and civil contempt, and imposed
criminal-contempt fines in the amount of $3,500,000 as to the
union and $10,000 as to its president. In affirming except for
a reduction of the fine imposed on the union, this Court held
that Section 4 of Norris-LaGuardia did not deprive: the
District Court of jurisdiction to issue the temporary re- °
straining order as that Act does not apply to the United
States (330 U.S., at 269-289) and, in the alternative, that
criminal contempt sanctions could properly be imposed for
violation of the restraining order even if the trial court was

25 , : a.
without jurisdiction to issue that order by reason of See-
tion 4 of Norris-LaGuardia (330 U.S., at 289-295).

In the course of justifying its holding on the latter point,
this Court stated (330 U.S., at 294-295) that:

‘““Tt does not follow, of course, that simply because a
defendant may .be punished for criminal contempt for
disobedience of an-order later set aside on appeal, that
the plaintiff in the action may profit by way of a fine
imposed in a simultaneous proceeding for civil con-

~ tempt based upon a violation of the same order. The
right to remedial relief falls with an injunction which
events prove was erroneously issued, Worden v. Searls,
[121 U.S. 14,] at 25, 26 [(1887)]; Salvage Process Corp.
Ve Acme Tank Cleaning Process Corp., 86 F.2d 727
(1936) ; 8. Anargyros v. Anargyros & Co., 191 F. 208
(1911); [footnote omitted] and a fortiori when the in-
Junction or restraining order was beyond the jurisdic-
tion of the court.’’

The above-quoted dictum is the apparent basis for the
belief of the court below that Mine Warkers compelled its
holding that petitioners could not recover in compensatory
contempt because the trial court erred in its view that Sec-
tion 8 of Norris-LaGuardia was completely inapplicable.
But, an examination of the cases cited in the above quotation
reveals that they involved situations in which it was sub-
sequently established that an injunction should have been
denied on the merits rather than because of some correctable
procedural or evidentiary irregularity.’* And, we believe
that it is to such situations that this Court referred in stat-

16 Of the cases cited, Worden itself determined that the injunction could not
be sustained on the merits, the opinion on the merits in the Salvage Process
- case is reported at 86 F.2d 725, and the opinion on the merits in the S. Anar-
gyros case is reported at 167 Fed. 753. The cases cited in tHe footnote omitted
from the above-quotation from Mire’ Workers apparently were cited for dicta

and did not djrectly involve recovery in compensatory contempt.
~

?
.
~

26 ,

ing that the ‘‘right to remedial rdliet falls with an injune-
tion which events prove was erroneously issued... .’’ This
is indicated not only by the cases cited for that proposition,
but also by the statement later in Mine Workers (330 ULS., at
O04) that:

‘‘Where compensation is intended, a fine is imposed,
payable to the complainant. Such fine must of course be
based upon evidence of complainant’s actual loss, and
his right, as a civil litigant, to the compensatory fine is
dependent upon the outeome of the basie controversy
(citing in fn. 81 the above- quoted discussion at pp. 294-
205 of 330 U8.I. by
’
The ‘outcome of the basie controversy” here rejected re-
spondent’s contention that the prior rules should be restored
to full foree and effect when Award 282 expired, so that
strikes intended to coerce the restoration of those rules were
illegal and recovery by petitioners for the damages caused
by such illegal strikes truly would constitute * compensa-
tion’’ rather than an undeserved *‘profit.”’

We suggest that it is one thing to say that a party cannot
collect compensatory damages for violations of a restraining
order or injunction that the se Aig had no jurisdiction
to enter or that was unsupportdble on the merits, and quite,
another thing to say that the same result obtains where the :'
error was of a non-fatal character that could have been
rectified by the trial court and that did not preclude the entry
of a permanent injunction. The pressures of time under
Ww hich temporary restraining orders are issued, particularly
where a strike is involv ed, generally are severe, and it is not
surprising that a trial court may not always be able to antici-
pate every possible objection or to avoid technical errors.
We suggest that, so far as compensa damages are con-
cerned, the burden on the injured party shout

than to establish that, hgd the trial court anticipated every
possible issue and had if applied the appropriate governing
principles, the restraining order could have issued, and
issued properly. Assuming that the holding by the Qourt of
Appeals in regard to the applicability of Section.8 of Norris-’
LaGuardia was correct, petitioners at least should have an
opportunity to demonstrate that the temporary restraining
order nevertheless cquld properly have been issued by prov-
ing either that they complied with Section & or that “the
imperatives of the Railway Labor Act”? overrode the re-
quirements of Section 8 in the cireumstances that existed
when the restraining order was issued. Petitioners should
not be forever precluded from recovering in compensatory
contempt for damages caused by strikes in violation of the
restraining order solely because of the trial court’s assumed
error in considering such proof to be unnecessary. Cer-
tainly, the Mine Workers decision is not to the contrary,
the cases cited in@line Workers for the dictum relied upon
below are not to the contrary, and we do not know of any
other decision denying recovery in compensatory contempt
because of an error of the kind found by the court below
to have been committed by the trial court -in issuing the
underlying restraining order. If such a far-reaching doc-
trine is to be established, it should be established by this
Court after due consideration 6f all the factors that may be
involved.

Consequently, we believe that the decision below on this
issue also deserves review by this Court and that certiorari
should be granted for that purpose as well as to review the
holding on the relationship between the Norris-La@Wuardia
and Railway Labor Acts.

— a> aout

28

‘ Conclusion .

lor the reasons stated above, the petition for writ of
certiorari should be granted.

Respectfully submitted,

SHEA & GARDNER Francis M. SHEA
734 Fifteenth Street, N.W. RicHarp T. Conway
Washington, D.C. 20005 WitiiAM H. Dempsey, Jr.
Of Counsel. 734 Fifteenth Street, N.W.

Ye. e Washington, D.C. 20005
JaMEes A. WILCOX = -
1225 Connecticut Ave., N.W.
Washington, D.C. 20005
Attorneys for Petitioners.

dew 2 la abl a_i alk Cre

29

/
APPENDIX A
- OPINION OF THE District Court*

Tue Court: This Court is of the opinion that a distinction
cannot be drawn between the right to impose a coercive fine
in order to enforce an injunction or a restraining order and
the right to compensatory damages for its violation.

The validity of the restraining order has been upheld.
ven if it was invalid there would be recourse to the decision
of the Supreme Court in the Mine Workers case to the effect

‘that even an invalid injunction must be obeyed and failure
to obey it is punishable as a contempt.

In view of these circumstances the motion to dismiss the
compensatory contempt proceeding is denied.

: s

ve,

‘

30

APPENDIX B ;

OPINION OF THE Court or APPEALS

On Appellant’s Petition for Further Relief To Enforce the
Court’s Prior Opinion and Judgment

Decided February 28,. 1969

Mr. Joseph L. Rauh, Jr. with whom Messrs. John Silard,
Daniel H, Pollitt, lsaac N. Groner, David Epstein, Stephen E.
Moss and Alex Elson, were on the petition, for appellant.

Mr, Richard T. Conway, with whom Messrs. Francis M.
Shea and William H. Dempsey, Jr., were on the opposition to
the petition, for appellees.

sefore: Dananer,* Burcer and Levenrnan, Circuit
Judges.

Per Curiam: In this case we grant the petition filed by
Brotherhood of Locomotive Firemen and Eneinemen
(BLE) for a ruling concerning the intention and effect of
our previous rulings in tle railroad work rules litigation.

It sullices for present purposes to recall that an action
was filed on March 24, 1966, by the nation’s railroads against
BLEE (Firemen), concerning the situation that would
confront the nation with the expiration on Mareh 31, 1966,
of the fireman-manning Award of Arbitration Board 282.
The Firemen were to strike on the ground that they had
given an appropriate notice in 1965, to take effect after the
expiration of Award 282, to increase the number of firemen
above that provided by the Award. The railroad had refused
to bargain over that notice, contending that it was non-
bargainable, They obtained a temporary restraining order
on March 28, against strikes by the BLF'E over any dispute
as to the rules to be applied by the earriers after the expira-
tion of that period. The BLFE struek certain carriers the
morning of March 31, and these strikes were specifically
enjoined by a supplement to the temporary restraining order
entered that day. The strike terminated on April 3. On
April 29 the carriers filed two motions—one for an order

(
* Circuit Judge Danaher became Senior Circuit Judge gn January 23, 1969.

acl
31

awarding compensatory damages for contempt, and one for
an order assessing a fine as a coercive penalty for failure to
terminate the contempt. 5 .

The ‘‘coercive contempt’’ matter came before us in No.
20316, wherein this court overruled BLFE’s effort to inter-
pose a defense based on the invalidity of the restraining
order under the Norris-LaGuardia Act. BLFE v. Bangor &
Aroostook R.R. Co., 127 U.S.App.D.C. 23, 380 F.2d 570
(1967). The court het that a coercive contempt fine could
stand even assuming the restraining order itself was beyond
the jurisdiction of the District Court by virtue of the Norris-
LaGuardia Act. It held the doctrine of United States v.
United Mine Workers, 330 US. 258 (1947), which allows
alleged contemnors to challenge the propriety of the under-
lying*order in defense of an otherwise éontemptuous disobe-
dience to be a ‘‘directive in regard to, tl right of defendants
in criminal and compensatory civil contempt proceedings,’
but declared that ‘prospec¥ive, sieve fase should be
enforceable despite a subséduent determination by the. Dis-
trict Court, or on appeal, that the disregarded order was in
fact beyond the ordering court’s jurisdiction.’’ See 127
U.S.App.DjC. at 36, 380 F.2d at 583.

_ That coercive contempt case, however, is not the subject
of our present consideration. In the opinion cited above
this court remanded to provide a trial to defendants on a
contested issue, and that proceeding is in the bosom of the
court. What we are concerned with is the other motion
filed by the carriers, for compensatory damages. The Dis-
trict Court declined to dismiss the compensatory contempt
proceeding. We think appellants are entitled to relief declar-
ing that such dismissal is a corollary that follows from the
rulings of this court on the merits.

In No. 20316, as noted above, this court (following Mine
Workers) pointed out that in a ‘‘compensatory’’ civil eon-
tempt proceeding—unlike a coercive civil proceeding—the
alleged contemnor establishes a defense if lie successfully
challenges the propriety of the underlying order.

The lack of propriety of the restraining order is estab-
lished by this court’s ruling on the merits in No, 20152 et al.
See opinion of May 12, 1967, and supplemental opinion of

32
July 31, 1967, reported together sub nom. Brotherhood of
Railroad Trainmen v. Akron & Barberton Belt R.R. Co.,
128 U.S.App.D.C. 59, 385 F.2d 581 (1967), cert. denied, 390
U.S. 923 (1968). In the May 12 opinion this court held, re-
versing the District Court, that there had been an unlawful °
refusal by the carriers to bargain with the firemen. In the
July 31 opinion we held! that the District Court had erred in
granting injunctive relief to the carriers without regard to
$8 of the Norris-LaGuardia Act,” in the mistaken view that
§ 8 was completely inapplicable. Section 8 provides that a
federal court shall not grant a restraining order in a labor
dispute where the complainant ‘‘has failed to comply with
any obligation imposed by law which is involved in the labor
dispute i in question.’’ We said (128 U.S.App.D.C. at 91-92,
385 F.2d at 613-14) :

The District Court erred in pe te that because
it held, correctly, that the action was not subject to
Section 4 of the Norris-LaGuardia Act, which would
have ousted the court of jurisdiction, it necessarily fol-
lowed that the ‘‘clean hands’’ provision of Section 8
of the Norris-LaGuardia Act was likewise wholly inap-
plicable. * * * In saying that the restraining order was
erroneously entered, however, we do not mean that —
would excuse a contemptuous violation.

The last sentence quoted related to the earlier ruling in
No. 20316 that the irregularity of the injunction would not
provide a defense in a coercive contempt proceeding. And
the July 31 ruling specifically affirmed and adhered to the
ruling in No. 20316—by,the same panel—that the District
Court was correct in holding that it had jurisdiction to en-
join a violation of the Railway Labor Act, and that this
jurisdiction was not negatived by § 4 of the Norris-La-
Guardia Act.* See 128 U.S.App.D.C. at 91, 385 F.2d at 613.

1 The particular ruling came in the context of discussing the plea of BRT for
recovery on their injunctive bond, but no one contends there is any meaningful
difference between the unions in regard to the question at bar. This court
assumed that the District Court would issue rulings applying and implementing
the decision of this court.

2 See 29 U.S.C. § 108 (1964).
3 Though at one point there is general language in No. 20316 that the Norris-

a

.
eded

However, as noted, the District Court acted mproperly in
the exercise of its jurisdiction when it did not heed the
“clean hands’? provision of $8 of that law.

The key mistake of the District Court lay in its assertion
that there is no distinction between the right to impose a co-
ercive fine in order to enforce an Injimetion and the right to
compensatory damages for its violation, and that in both
respects failure to-obey an invalid injunction is punishable
asa contempt.! That that is error is clear from the rulings
already quoted. The invalidity of the order is no bar to a
proceeding that vindiéates a public right, the authority of
the court. However the railroads’ right to compensation
depends on their establishing a private right, to the injune-
live relief, and in this case that right was negatived by their
own unlawful refusal to bargain on BLE ’s notice of a pro-

. posed change in manning work rules.

A question arises as to the appropriate form of relief,
While in some cases inandamus has been used," we see no
occasion to think in terms of formal mandates. The Distriet
Court is, we are confident, fully concerned to provide the
fresh outlook of settling disputes between unions and rail-
roads in furtherance of the Congressional objective of agree-
ment and harmony.® It is for that reason that we think this
an appropriate case to clarify the.intention of our prior
rulings, and pull out from the litigation a thorn that mighit
otherwise fester. It suflices for that purpose to issue this
opinion which will in due course be transmitted to the J)is-
trict Court.’

* Petition Grauted,

LaGuardia Net did not preelude the restraining order against BLIPE. it is cles:
from several places in context that what this court was troubled by and focused
on was the claim that defendants were being fined for Vioiating an order that
was beyond the jurisdiction of the District Court. Even this js no defense in a
‘coercive contempt proceeding, as noted above. but it was reassuring that the
District Court did in fact have jurisdiction notwithstanding $ 4. In exercising
that jurisdiction, it was required to observe the clean hands provisiun of § §.
tSce Tr. May 28. 1968, p. 62.
* See Federal Home Loan Bank y. Hall, 225 F.2d 349. 385 (9h Cir, 1955),
cort, denied, 350 US. 968 (1957).
® See 128 US.App.D.C. at 82-83. 385 F.2d at 604-5.
“CJ. SS. Kresge Co. v. Winget Kickernick Co., 102 F.2d 740 (Sth Ch rel
denied, 308 US. 557 (1939).

a ‘Soe 34

APPENDIX C
, ;
Orpen or tuk Courr or Appeats

Before: Danaher,” Burger and Leventhal, Circuit Judges.

( EDER

: Qn consideration of the petition of Brotherhood of Loco-
motive firemen and Hnginemen for further relief to enforce
tis Court's prior opinion and judgement, and of the respon-

i ~iVve pleadings filed with respect thereto, and after hearing

:

aretument hy counsel, it is

i Orperep AND Apscepcep by this Court that the aforesaid

i *petition is hereby granted to the extent set forth in the

opinion of this Court filed herein this date.

| Per Curiam,
Dated: February 28, 1969,

| Opinion per curiam.

Ciremt Judge Danaher became Senior Cireuit Judge on January 23, 1969.

»)

7
a%

Setal. to terminate the stay of further proceedings : ;
The petition of Bangor and Aroostook Railroad Company,

¢

APPENDIX D
“ORDER OF THE Court oF APPEALS*

Before: Danaher, Senior Circuit Judge, Leventhal ‘and
Robb, Cireuit Judges: in Chambers

Orprer

« The Clerk is directed to file all of the responsive pleadings
lodged with respect to the following: =

The motion of Bangor and Aroostook Railroad Company,

etal. for rehearing of the opinion and order of February 2s,
1909; ri

The motion of Bangor and Aroostook Railroad Company,
etal. to recall the mandate ane to clarify the opinion arid
judement ; : :

The motions-of the Brotherhood of Locomotive Firemen
and Enginemen for interim injunctive relief and for imme-
diate oral argument thereon, :

On consideration of the foregoing motions and responsive
pleadings, it is

Orperep by the Court that the stay of further proceedings
in the above entitled cases heretofore ordered on April 25,
1969 is hereby terminated, and it is. -

errier Orperen by the Court that the petition of Bangor
and Aroostook Railroad Company, et al. for rehearing, is
denies, and it is :

FcrrHerR Orperep by the Court that the motion of Bangor
and Aroostook Railroad Company, et al. to recall the man-
date and to clarify the opinion and judement is denied. and
it Is ;

Fertuer Orperep by the Court that the motions of
Brotherhood of Locomotive Firemen and Knginemen for
interim injunctive relief and for immediate oral arenment
thereon, are denied. -

* Filed October 23: 1969. =

~

nh

The Court is of the view that the case does not warrant
revision of its outstanding opinions or mandates, and that
‘the interpretation and application of these opinions to the
fact situations now presented should be determined by the
Distriet Court in the first instance. The District Court has
contimung jurisdiction to hear and rule on requests for
interim or permanent injunctive reliet.

Per Curiam.

(8782-5)

4 .
\
.
a
*
‘ } ri
‘
‘
F . “oF
e
‘ -
- ’
- ’ ~ .
,
.
.
‘ :
*%
oe 7* >
: ‘
~ ¢
®
3 Pa
.
‘
‘
-
F :
,
> ‘
- . ‘
* .
* r -
By
.
ys =
.
’
.
e ’
*
.
? 8
2 .
. * . . ?

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385604_1414%3A1. Public record. Not legal advice.
