# Appendix — Brotherhood of Locomotive Firemen & Enginemen v. Elgin, Joliet & Eastern Railway Co.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1969
- **Citation:** 396 U.S. 886

## Text

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APPENDIX.

OPINIONS BELOW.

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In tHE Unitep Srates: Court or APPEALS
For the Seventh Circuit, ;
December 4, 1968.
ibieieted at 404 F. 2d 80.)

Before CastTLe, Chie f oa, and Hastixcs and Kanten,
Circuit Judges.

CastLe, Chief Judge.

This case arose under the Railway Labor Act, 45 U.S. C.
§ 151 et seq., and concerns tke obligation of the defendant
railroad to employ firemen, members of the plaintiff
brotherhood (BLF&E), on a switching locomotive which is
operated for the rdilroad’s parent company, United States
Steel Company, within the latter’s Gary, Indiana plant.
The railroad claims that, pursuant to the collective bargain-
ing agreement, as modified by Arbitration Awérd No. 282,
issued pursuant to Public Law 88-108, 77 Stat. 132, it need
-not employ a fireman on the switching locomotive. The
_BLF&E, on the other hand, argues that the award did not
modify the National Diesel ‘Agreement or the collective
bargaining agreement in ‘‘full crew’’ states such as In-
diana.

The BLF&E relies heavily on the recent case of Bangor
& A. R. Co. v. Brotherhood of Locomotive Firemen and
Enginemen, 253 F. Supp. 682 (D. D. C. 1966), affirmed in

A2 e

_ part and reversed in part, sub nom, Brotherhood of Rail-
_road Trainmen v: Akron & B. B. R. Co., 385 F. 2d 581 (D.C.
‘Cir., 1967), cert. denied 390-5. §. 923, 88 S. Ct. 851, 19 L. Ed.

2d 983 (1968), to which both plaintiff and defendant in > *

‘ the instant case were parties. Phe court there dealt with the
similar-problem of: whether Arbitration. Award 282, which
by its terms was to last two years, and had by then expired,
permitted the railroads to continue using the procedures
established by the award to abolish firemen’s jobs. The

_ district court in the instant case properly summarized the
holding in Bangor:

‘‘There the Court of Appeals held, in essence, that
. the Arbitration Award was yot part of the work rules
en at ‘or collective bargaining .agreements_ between the
parties, but rather, it had established a)method, which
terminated with the award, for changing these agree-
ments. It held that those jobs abolished during the
period of the award did not have to be reestablished
but that the procedures of the award were. no longer
available to the railroads. It further held that ‘any
new runs created after Award 282 are subject to the
National Diesel Agreement; and its requirement of a
fireman on each engine crew. Moreover, the National
Diesel Agreement is in effect even though the only”
reason why a change in its work rule was not made
under the Award during its lifetime was the fact that
the change was blocked by a state’s full crew law’.
The Supreme Court denied certiorari on January 29,
1968.”’ .

The district court dismissed the suit on the ground that
it had no jurisdiction since the dispute before it was
‘‘minor’’ rather than ‘‘major’’ and therefore éxclusively
within the jurisdiction of the agency created by the Act.
Since we agree with the district court that the dispute in .
the instant case is ‘‘minor,’’ and therefore tha federal
courts are without jurisdiction, we find it wineenry nd
inappropriate to consider the merits of the controveksy,

A

A3

namely, whether or not the agreement, as it now stands,
permits the railroad to operate the switch locomotive with-
out a fireman. Rather, we shall deal only with the deter-
mination that the instant dispute, within the meaning of
the Act and the cases interpreting the Act, is ‘‘minor.”’

In this regard, a-short look at the history of our national
railway labor policy is necessary. In 1926, Congress first
set up the machinery and the procedures whieh are em-
bodéed in the Railway Labor. Act, in order to lessen. the
threat to interstate commerce posed by strikes in the rail-
road industry. e Act and the case law dealing with it
recognize the basic difference between two classes of labor
disputes: the so-called veshajor” and ‘‘minor’’ disputes. _

‘‘The first relates to disputes over the formation of
collective agreements or efforts to secure them. They
arise where there is no agreement or where it is sought
to change the terms of one, and therefore the issue
is not whether an existing agreement controls the con-
troversy: They look to the acquisition of rights for the
future, not to assertion of rights claimed to have vested
in the, past.

“The second class, how ever, contemplates the exist-

ence of a collective agreement ‘alr eady concluded or, at ~

any rate, a situation in which no effort is made to bring | ic 8

about a formal change in terms or to create a new one.
The dispute relates either to the meaning or proper —
application of a particular prov ision with reference to
a specific situation or to an omitted case. * * *

‘‘In general, the difference is between what are re-
garded traditionally as the major and minor disputes
of the railway labor world.’’ Elgin, Joliet & Eastern
R. Co. v. Burley, 325 U. S. 711, 723, 65 S. Ct. 1282, 1290,
89 L. Ed. 1886 (1945).

The consequences of determining whether a dispute falls
within one class or the other are quite significant and, in

; fact, determinative of the case before us. If a dispute is
‘‘major,’’ it must be resolved under the procedures pre-

scribed by §6 of the Act, 45 U. S. C. § 156, under which
notice must be given, followed by negotiation, mediation by
the National Madiation Board, voluntary arbitration, pos-
sible conciliation attempts by the President (by a: Presi-
‘dential Emergency Board), and finally, if no agreement can
~ be reached, by self-help by the parties. ‘‘Minor”’ disputes,
- on the other hand, must first go to negotiation, and if that
fails, then to binding arbitration by the National Railroad
Adjustment Board (NRAB) or, alternatively, by a special
Board of Adjustment. &

The reason for the difference in treatment between the
two types of disputes was the judgment of Congress that
‘‘minor’’ disputes were not of sufficient importance to
justify a railroad strike with its consequent interruption of
interstate commerce. Thus, a strike over a ‘‘minor”’ dis-
‘pute can be enjoined to protect the jurisdiction of the
. NRAB, Brotherhood of Railroad Trainmen v. Chicago
R. & R. I. R. Co., 353 U. S. 30,77 S. Ct. 635, 1 L. Ed. 2d
622 (1957), while a strike over a ‘“‘major’’-dispute can not
be enjoined. Order of Railroad Telegraphers v. Chicago &
N. W. R. Co., 362 U. S. 330, 80 S. Ct. 761, 4 L. Ed. 2d 774
(1960). Moreover, the statutory procedures are exclusive
and ‘‘[t]he right of one party to place the [minor] dispute
before the Adjustment Board, with or without the consent
of the other, has-been firmly established. * * * And
the other party may not defeat this right by resorting to .
some other forum.’’ Brotherhood of Locomotive Engi-
_ neers v. Louisville € N. R. Co., 373 U. S. 33, 38, 83 S. Ct.
1059, 1062, 10 L. Ed. 2d 172 (1963).

We come, then, to the instant case and the facts leading
up to it. Congress passed Public Law 88-108 in order to
prevent a threatened nation-wide rajlroad strike occasioned
by the railroads’ notice that they planned to eliminate fire-
men’s jobs on freight and switching efigines.. Under the
Law, Arbifration Board 282 was established and Arbitra-

A5

,

tion Award 282 was issued, to be.effective from January 25, «
1964, through January 24, 1966. The effect of the award
after its expiration was the subject of the Bangor litigation,
previously discussed. The BLF&E, in the instant case,
contends that Bangor is res judicata to the instant case.

However, both parties agree that if the dispute is
‘‘minor,’’ the federal courts are without jurisdiction to
- grant any relief, whereas if the dispute is ‘‘major,’’ any
changes in the rules and working conditions embodied in
the agreements between the parties must be enjoined until
all statutory procedures ar€ completed. Virginian R. Co. v.
System Federation No. 40, 300 U. S. 515, 57 S. Ct. 592,
81 L. Ed. 789 (1937). |

\ We find that the reasoning of the cAses discussed and the
policy of the Railway Labor Act compel the conclusion that’
the instant dispute is ‘‘minor’’ and not ‘‘major.’’ First,-
the present controversy can be solved by an administrative
interpretation of the existing agreement in light of Award
282. Although the holding of the District of Columbia Cir-
it Court of Appeals in the Bangor case may control part

f the instant dispute, the agreement must still be applied
tothe facts presented.’ Second, neither the BLF&E nor the

d is seeking a new agreement; rather, they are each
“ing rights under the present agreement as each party
interprets it. Third, the nature of this controversy is such
that the policy beliind our entire system of railway labor’ °
law precludes the possibility of the use of a strike—with its
consequent interference with interstate commerce—to settle
the dispute. Rather than seeking a change in the present
rights of the parties, the railroad here is demanding, in
good faith, only what it believes its rights are under the
terms which have been previously bargained for or arbi-
trated. : ——. ;

1. E.g., whether the switching operation in the instant case con-
stitutes a ‘‘run.’’ .

A6—

-In short, this is not a situation where ‘‘there is no
such agreement or where it is sought to change the terms of .
one’’; rather, this case involves the issue of ‘‘whether an
existing agreement controls the controversy." *? Elgin, Joliet
& Eastern Ry. Co. v. Burley, 325 U. S. 711, 723, 65 S. Ct.
1282, 89 L. Ed. 1886 (1945). As such, the dispute is
‘‘minor’’ and the federal courts are without jurisdiction to
. hear the case. The order dismissing’ the case for lack of
jurisdiction is therefore affirmed. ,
. . AFFIRMED.

Kerner, Circuit Judge (dissenting).

ee

1 regret that for the first time I must respectfully dissent
- from a decision by my brethren.

The national labor policy for railroads is one-which seeks
to encourage industrial peace by substituting axbitration
for strikes in minor disputes. The genesis of the policy is
in the wise decision of the Congress that the continued |.
operation of the nation’s railroads is vital to a healthy
economy and, therefore, that strikes over interpretations of
’’ existing agreements should be avoided. Bhd of R. R. Train-
men v. Chicago River & I. R. Co., 353 U. S. 30, 35-41, 77
S. Ct. 635, 1 L. Kd. 2d 622 (1957).

Conversely, Congress also recognized in Buction 8 of the
Norris-LaGuardia Act (29 U. S. C. $108) that unions
should have a right to strike when necessary to secure .
the rights of their members or to improve their lot. Thus,
while the Supreme Court has upheld the issuance of injunc-
tiong against strikes in minor disputes, it has refused to
uphold them in major disputes. Bhd. of R. R.’Trainmen v.
Toledo, P. & W. R. Co., 321 U. S. 50, 66, 64 S. Ct. 413,
88 ‘L. Ed. 534 (1944); Elgin, J. & E. Ry. Co. v. Burley, 325
U. S. 711, 725-727, 65 S. Ct. 1282, 89 L. Ed. 1886 (1945) ;
Chicago River; supra, at 42, 77 S. Ct. 635; Order of R. R.»
- Telegraphers v. ee W. Ry. Co., 362 U. ’ 330, 341,

=?

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80S. Ct. 761, 4 L. Ed. 2d 744 (1960); Bhd..of Locomotive
Engrs. v. ‘Baltimore & Ohio R. Co., 372 U.S. 284, 288-289,
83 S. Ct. 691, 9 L. Ed. 2d 759 (1963); and Bhd. of Ry. &
SS. Clerks v. Florida East Coast Ry. Co., 384 U. S. 238,
243-244, 86 S. Ct. 1420, 16 L. Ed. 2d 501 (1966). The latest
case cited also recognizes that carriers may resort to self- -
help in major disputes.

Because of the differences in yights and procedures, the
distinction between major and thinor disputes is of*crucial
importance. In Elgin, J. & E. Ry. €o. v. Burley, the court
noted that the Railway Labor Act distinguishes the two
types of disputes in Section 2 (45 U. S. C. § 152). The
court held, 325 U.S. at 722-723, 65 S. Ct. at 1289:

The statute first marks the distinction in section 2,
which states as among the Act’s five general purposes:
‘‘(4) to provide for the prompt and orderly settlement
of all disputes concerning rates of.pay, rules, or work-
ing conditions; (5) toe provide for the prompt and
orderly settlement of all disputes growing out of griev-
ances or.out of the interpretation or*application of
agreements eovering rates of pay, rules, or working
conditions.’’ The two sorts of dispute are sharply
distinguished, though there are points of common

. treatment. Nevertheless, it is clear from the Act itself,
from the history of .railway labor disputes and from
the legislative history of the various statutes which
have ‘dealt with them, that Congress has drawn
major lines of difference between the two classes of
controversy. sine

The first relates to disputes over the formation of collec
tive agreements or efforts to secure them. They arise
where there i is no such agreement or where it is sought to
change the terms of one, and therefore the issue,is not
whether. an existing agreement tontrols the controversy.
They look to the acquisition of rights for the future, not
to assertion of rights claimed to have vested in the past.

A8
The second class, howover, contemplates the existence
_ of a collective agreement. already concluded or, at any rate, -
a situation in which no effort is made to bring about a
formal change in terms or to create a new one. The dispute
relates either to the meaning or proper application of a
particular provision with reference to a specific situation
or to an omitted case. In the latter event the claim is
founded: upon some incident 6f the, employment relation,
or asserted one, independent of those covered by the collec-
tive agreement; e.g., claims on account of personal injuries.
In either case the claim is to rights acerued, not merely to .
have new ones created for the future. \ 3

In general the difference is between what are regarded
traditionally as the major.and the minor disputes of the ~
ans 4 labor world. * * * [Notes omitted. ]

’ Thus, a minor: dispute is one which necessarily requires °
an actual application or interpretation of an existing agree-
ment and‘set of facts for its resolution. An ‘application’?
of the agreément means that the facts create an issue as
to whether or not the agreement controls the resolution of a
highly particularized dispute. An ‘‘interpretation’”’ of the
agreement means that an issue exists as to the — of
the agreement. ee

Neithér an application nor an interpretation is required
under the facts of this case.. There is no dispute as to the
- facts so there is no reason for an application of any agree-.
ment. Since the only alleged dispuf® between the parttes .is
over a decision of a Court’ of Appeals (as will be shown
below), there is no necessity for interpreting any agree-

ment.

In the Chicago River case, the Court also noted the dis-
tinction between’ Sections 2, Or ii and 2, Seventh, charac-
terizing the latter as applicable‘ to a major dispute. Supra
at 33. Section 2, Seventh (45 U. S. C. § 152, Seventh)” pro-

“hibits a carrier from unilaterally changing ‘the rates of

‘pay,’ rules or working conditions. of its employees, as a-

class’? except in accordance with the bargaining procedures

‘in the Act or those in agreements between the parties. In
the Florida East Coast case, the Court cited with approval
. the holdin& in Florida East Coast Ry. Co. v. Bhd. of R. R.
Trainmen, 336 F.*2d 172, 179-180 (5th Cir. 1964), cert.
denied, 379 U. S. 990, 85 S. Ct. 703, 13 L..Ed. 2d 611, that
unilateral changes in working conditions may constitute a
major dispute where they amount to an abrogation of the
existing agreement. 384 U.S. at 242, 86 S. Ct. 1420.

In the instant case, the carrier unilaterally instituted an
important change in the agreement in force by refusing to
use a fireman on the newly created ‘‘84 inch Hot Strip Mill
run.’’ It'is not necessary for a party to seek a new agree-
ment for there to be. ‘a major dispute. It is sufficient, for
there to be a unilateral change in the prior agreement which,
as here, has the sheet of creating a new agreement.

The carrier here has argued that it is only acting in
accord with the existing agreements. In this regard, it is
. important to note that the carrier agrees that the decisions
in Bhd. of R. R. Trainmen v. Akron & B. B. R. Co., 385 F.2d
581 (D. C. Cir. 1967), cert. denied, 390 U. S..923, 88 S. Ct.
851, 19 L. Ed. 2d 983 (1968), are res judicata between these
parties. The Supplemental Opinion of the Court of Ap-
peals in that case, 385 F. 2d at 607, shows that the carrier’s
unilateral action was in, violation of the Railway Labor
Act and is not based on any existing agreement. In that
opinion, it was held, 385 F. 2d at 611-612:

The National Diesel Agreement was not set aside by .

the Board. As already noted, the opening section of
the Award provided that agreements in force continued
in effect except as they were modified by the Award.

The Award provided a procedure for modifications |

during the two-year life of the Award. We recognize

‘

A10

that it may be turning back the clock to an era that
two presidential boards and the Neutral Members of
Board 282 have agreed is technologically outdated, but
taking into account the structure of Award 282 as
issued, we see no allernative to holding that any new
runs created after Award 282 are subject to the Na-
tional Diesel Agreement, and its requirement of a fire-
man on each engine crew. !

Moreover, the National Diesel Agreement is in effect
even though the only reason why a change in its work —
rule was not made under the Award during its life time
was the fact that the change was blocked by a state’s
full crew law. The Supreme Court has expressely held
that while such state law was in effect the Board had no
capacity to make a change contrary to its provisions. |
See Brotherhood of Locomotive Engineers v. Chicago,
Rock I. & Pac. R. R., 382 U. 8. 423, 86 S. Ct. 594, 15
L. Ed. 2d 501 (1966). The opening sections of the
Award dealing with the wise of firemen and with crew
consists provided for the continuation of work rules,
however established, unless changed pursuant to the
Award. The repeal of a full crew law subsequent to
the expiration of Award 282 came after expiration of
the Board’s authority under the temporary statute and
after expiration of the power of’a carrier to invoke the
procedures of the Award.

The carriers argue in effect that the Award at least
authorized the carriers to blank firemen positions dur-
ing the lifetime of the Award, with this, personnel
action remaining in a state of suspended animation |
until its vitalization upon repeal of the full crew law.
The Court noted in Rock Island; supra, 382 U. S. at
433, 86 S. Ct. at 599:

Wongress wanted to do as little as possible in

solving the dispute which was before it, and we

note that this dispute was not over the size of
_ erews in States which had full-crew laws.

The Board authorized the carriers to list jobs for
blanking, and thus provide a classification ‘‘when and
if such full crew laws are amended or repealed.’’

Answer of May 17, 1964, to Carriers’ Question No. 5

All r.

under Section II—Part B(1) and B(2). But this con-
ditional-blanking was only available as an advance pro-
cedure made fruitful if the necessary condition ma-
terialized during the 2-year lifetime of the Award.
See Opinion of Neutral Members, quoted supra, 41
Lab. Arb. at 681. The Board’s energy was not limited
to ‘‘the dispute which was before it [Congress]”’ at

tlie passage 6f the law, but also extended to firemen
manning disputes arising during the critical 2-year
period. But the Board’s order and interpretations
cannot be stretched beyond the Congressional frame of
reference to resolve academic differences or dis utes
that were neither in being at the time nor projected as
arising during the 2-year period. [Emphasis added. ]

As it is conceded that the carrier’s attack on Indiana’s Full
Crew haw (Burns’ Ind. Stat. Ann. §§ 55-1330 and 55-1331)
failed_ nd the law was not repealed during the lifg of
Award 282, then the 1950 National Diesel Agreement was
and is in effect between these parties. This is due to the
fact that the condition precedent for a change in that Agree-
_ ment by Award 282, i.e., the repeal of the Full Crew Law,
never came to pass.

The carrier tries to quibble with the phrase ‘‘new runs”’
as used in the above-quoted portidh of the Akron decision.
The carrier would confuse this Court and have it believe
that the word ‘‘run”’ is a word of art in the railroad indus-
try. Firstly, it must be remembered that the word appears
in an opinion of a’Court of Appeals and not in a railroad
agreement. Thus, the NRAB has no special competence to
define its meaning.

Secondly, the word was used in a well-known meaning.
Its sense is that given in Webster’s New International Die-
tionary (2d Ed.) at 2185:

run, n. * * * 7, The distance or extent of territory,
covered or to be covered, * * *, during a special course,
time or operation; the ship’s run was only 300 miles;
* * *; an engineer’s run.

2

The court in Akron was simply saying that when a new
assignment’ comes into being, the National Diesel Agree- © -
ment would regulate the use of firemen.

Whether this applies to new assignments which are mod-
ifications of existing ones is not material here. »As shown
by carrier’s agreement of August 9, 1967, with the Brother-
hood of Locgmotive Engineers, this was a completely new
assignment for this carrier. That agreement states (Plain--
tiff’s Appendix 8-9):

To enable the Carrier to be cmaetitive and handle
certain intraplant work associated with the steel manu-
facturing process atthe 84” Hot Strip Mill of the
Gary Sheet & Tin Works, it is agreed:

1. An assignment known as the ‘‘84” Hot Strip Mill’’
Assignment may be: established to perform intra-
plant work not now performed by EJ&E crews:

~ 2. The work of this assignment will include the switch-
ing of Yard P, servicing the 84” Hot Strip Mill, and

related intraplant switching not now performed by

EJ&® crews at the 84” Hot Strip Mill and at other

- mew plants and facilitiés that may be added in the
‘) future at the Gary Sheet & Tin Works.

Pa
,

Moreover, in his te8timony before the court below, James
Shimeall, carrier’s Labor Relations Counsel, admitted that
the 84 inch Hot Strip Mill was first serviced by carrier

1. The word ‘‘assignment”’ is virtually synonymous with the
Webster definition of ‘‘run.’’ ‘‘Assignment,’’ in, the railroad
industry has attained the status of a word of art. perating
employees (engineers, firemen, brakemen, etc.) bid forétheir par-
ticular positions on the basis of seniority. The bids are solicited
by way of a ‘‘bulletin’’ which describes the area or territory to
be covered, the work to be performed ( switching, road freight, pas-
senger, etc. ), the starting time and estimated completion time of the
trip, the location for starting (‘‘on duty’’) and completion (‘‘tie-

p’’) for each crew member, and the days on Ssh the position
will work. The ‘‘assignment”’ is defined by the bulletin description.

2. Emphasis added. It is also important to note that the word
‘‘establish’’ is used in the railroad industry only in connection
‘with new assignments.

A13

* * * when the new plant went into operation. It was
a brand new facility, the first time it went into full
operation. ee Appendix 50. Emphasis
added. ] |

Carrier’s argument on the definition of “new”? runs does
not appear to me to have been made in good faith.

. The last argument raised by carrier is that a stipulation
it entered into with.the Brotherhood here constituted an
agreement as to new work rules under Award 282. The un-
rebutted testimony of Charles Mellen, the Brotherhood’s
General Chairman, showed that the stipulation was a tem-
porary job-protection device for the benefit of firemen put
out of work by the state court’s decision in the carrier’s
challenge to Indian&a’s Full Crew Law. It provided alter-
nate employment to firemen pending disposition of an ap-
peal to the Indiana Supreme Court, which held afainst they
_ earrier. Defendant’s Appendix 19, 40. That the stipulation
was not a permanent change is shown by, further testimony
of Shimeall in which he admitted that earrier’s sole reliance
was placed on its contention that Award 282 modified the
Yational Diesel Agreement. At Defendant’s Appendix 51,
Shimeall stated: nor.
‘I then recall that the conversation came up that
he thought we had to have firemen on here, and the
conversation then went along the line—I advised him
that we had gone through this before in regard to the
hot cinder and hot metal runs whereby it was the car-
rier’s contention that our Diesel Agreement hdd been
modified by Award 282,-and that they were fighting
that battle or had a complaint against the Public Serv-
ice Commission of Indiana, and I advised him that if
he or they won their case before the Commission, that, —

of course, we would have to have firemen—put firemen
on these assignments. [Emphasis added.]

Thus, this defense also does not appear to have been made
in good faith. ’

Al4
For the foregoing reasons, I am unable to find any good
faith defense on the part of the carrier which is based on
any existing agreement. I believe that carrier unilaterally
changed the existing working conditions contained in the e
National Diesel Agreement in violation of the Railway

Labor Act. Accordingly, I would reverse the judgment be-
low and remand for further proceedings.

° Alb
fs)

MEMORANDUM OPINION OF THE DISTRICT COURT

BELOW, PER GEORGE N: BEAMER, JUDGE OF *THE
UNITED STATES DISTRICT COURT FOR THE NORTHERN
~ DISTRICT OF INDIANA. ae |

March 11, 1968,

The plaintiff Brotherhood of Railway Firemen’ and
Trainmen represents the firemer employed by the defend-
ant Elgin, Joliet & Eastern Railway. During August of
1967, the defendant commenced a new run known as the 84
inch strip mill job. No firemen were assigned to this run
and defendant did not communicate or negotiate with
plaintiff concerning it. The defendant, instead, entered into
, agreements with the unions representing the engineers
and switchmen providing for a reduced crew and other
changes in the work rules applicable to the job.

Plaintiff repeatedly requested negotiations - concerning
the use of firemen on the run because it was, and is, plain-
tiff’s position that the collective bargaining agreement
between the parties (Pl. Ex. 5) and the 1950 Diesel Agree-
ment (Pl. Ex. 6) required the use of firemen on all diese]

engines with certain exceptions not applicable here. The /

defendant refused negotiations on the ground that there
was nothing to discuss because, in its view, the collective
bargaining agreement between the parties and the 1950
Diesel agreement had been modified and amended by the
Award of Arbitration Board 282. Under the defendant’s
interpretation of this award, firemen were not required on
new runs such as the one in dispute used in industrial
switching.

The plaintiff then cominenced this suit for injunctive re-
lief and asked that the Railway be prohibited from operat-
ing the 84 inch strip mill run without a fireman until all
statutory procedures for changes in work rules provided

bed

-A16

by contract were complied with. Title 45 * S. C. § 152
Seventh provides:
No carrier, its officers, or ag yents shall change the rates
of pay rules, or working conditions of its employees as
a class, as embodied in, agreements except in the man-

ner pr escribed i in such agreements or in section 156 of
this Title.

Title 45 U.S. C. § 156 provides for seen negotiation, and
mediation before any changes in rules, or rates of pay, ete.
may be changed as provided in Section 152 Seventh. There
is no claim here that the defendant complied with these pro-
visions. The defendant claims instead that théy are iti-
applicable because it is not attempting to change the ‘‘rates
of pay, rules or working conditions’’ embodied in any col, .
lective bargaining agreement. On the contrary, it claims
that the existing agreements wate modified by the Award.
of Arbitration Board 282 so as to allow them to operate
this run without firemen; aan’

The dispute between the parties is neither tiew nor
unique. The railroads and firemen’s unions have long
argued over the need for firemen on freight and switching
operations. Followingg@be decision of the Supreme Court,
in Brotherhood of aioe Engineers, et al. v. Balti-
more & Ohio R. R. Co., 372 U.S. 284 (1963) that the parties
had exhausted all statutory procedyres, the railroads
served a statutory notice that they planned to abolish the
firemen on freight and switching engines. The resulting
dispute threatened to halt the nation’s railroads, and
caused Congress to pass Public Law 88-108 which estab-
lished Arbitration Board 282. The Board issued what is
known as Arbitration Award 282 (Def. Ex. 1) providing a
procedure for the elimination of firemen from most runs.
By its own terms, the award was to last two (2) years,
but the parties agreed to a series of limited extensions. -
Finally, at the termination of the last extension, the union

4

Al7

claimed that the 1950 Diesel. Agreement was in full force
and effect and that firemen had to be restored on all diesel,
- engines. The railroads contended that the Arbitration
Award had become part of all agreements and that they
Could continue to use its procedures to abolish jobs. This
dispute terminated in the case of Brotherhood of Locomo-
tive Firemen and Enginemen v. Bangor and Arogstoock
R. R. Co., and related cases, 65 LRRM 2229, 65 LRRM
2995, 66 LRRM 2268, in the United States District Court
and the United States Circuit Court of Appeals for the
District of Columbia (Copies of the various opinions in
these cases were supplied to the Court in connection with
defendant’s motions to transfer or dismiss. Both the Court
‘and the parties have relied on these cases during the course
of the litigation).. There the Court of Appeals held, in es-
sence, that the Arbitration Award was not part of the work
____-rules—or collective bargaining agreements between the
parties, but rather, it had established a method, which
terminated with the award, for changing these agreements.
It held that those jobs abolished during the period of the
award did not. have to be reestablished but that the pro-
cedures of the award were no longer available to the rail-
roads. It further held that ‘‘any new.runs created after ~
Award 282 are subject to the National Diesel Agreement,
and its, requirement of a fireman on each engine crew.
Moreover, the National Diesel Agreement is in effect
even though the only reason why a change in its work
‘rule was not made under the Award during its lifetime was
the fact that the change was blocked by a state’s full crew
law.’’ The Supreme Court denied certiorari on January
29, 1968.

It is against this background that the Court must decide ~
the present case. The parties agree that if this is a
‘‘minor’’ dispute within the meaning of the statutexand
the Court interpretations, this Court has no jurisdiction

ca”

A18:

cad

to grant the relief asked. On the other hand, the parties
also agree that if it is a ‘*major’” dispute, then the Court
must enjoin any changes in the rules and working condi-
tions. embodied in the agreements between the parties,
until all statutory procedures are completed. (See Vir-
ginia R. Co. v. System Federation No. 40, 300 U. S. 515
(1937).) .

The Court has examined numerous cases in an effort to
determine the difference between: ‘‘major\ and ‘‘minor®

disputes but has discovered no simple taliS%man. In Elgin,

goliet & Eastern y. Burley, 325 U.S. 711, 722-23 (1945),

‘involving the right of a union to settle individdal claims

for money damages on behalf of its members, the Supreme,
Court said:

The difference between disputes over grievances and
disputes concerning the making of collective ,agree-
ments is traditional inyailway labor disputes .. . |

The two sorts of disputes are sharply distinguished

though there are points.af common treatment. Never-

theless, it is clear from the Act itself, from the his-
tory of railway labor disputes -and from the legisla- |
tive history of the various statutes which have dealt.
with them, that Congress has drawn major lines of
difference betw een the two classes of controversy.

The first, relates to disputes over the formation of
collective agreements or efforts to secure them. They
arise where there is no agreement or where it is sought
-to change the terms of one, and therefore the issue is
not’ whether an existing agreement controls the con-
troversy. They look to the acquisition of rights for
the future; not to assertion of rights: claimed-to_have
vested in the past. —

The segond class, howevergcontemplates the exist-
ence of a collective agreement already concluded or,
at any rate, a situation’ in which no effort is made to
bring about a formal change.in terms or to create a
new one. The dispute relates either to the meaning or _
._proper application of a particular provision with ref-

e erence toa specific situation or to an omitted case.

A19
In general the difference‘is between what are re-

, garded traditionally as the major and minor disputes
~"— of the railway labor world. (Citations. omitted.)

The Court then outlined the differences in treatment ac-
corded the two types of disputes. A major dispute goes
first to negotiation, then to mediation, then possibly to a
Presidential Emergency Boayd, and finally to self help.
The minor disputes also start with negotiation, but then
go to the National Railway Adjustment Board or a special
board for binding arbitration. ‘In other eases, the Su-
preme Court has further delineated the distinction between
_ the ‘two- types of dispute. ‘In Brotherhood fof R. T. v.
“Chicago R. & R. I. R. C., 353 U. 8; 30 (1957) it held that
a dispute over individual grievances was a ‘‘minor dis-
t pute’’ and a strike could be enjoined to protect the juris-
_ diction of. the NRAB.. In Railroad Telegraphers v. Chi-
cago & N. W. R. Co., 362 U. S. 330 (1960) the Court held
that a dispute over a new. provision in a contract was a
‘‘major dispute’’ and a strike could not be enjoined.

Finally, in- Locomotive Engineers v. Louisville & N. R.

. Co., 373 U.S. 33,.10-L. ed, 2d 172, 176 (1963) involving a

dispute over the interpretation of an award of the Railroad
Adjustment Board, the Court said:

‘The several decisions of this Court interpreting/§ : 3

. First have made it clear that this statutory grievance
procedure is a mandator’y, exclusive, and eomprehen-
sive system for resolving grievance disputes. The’ right
of one party to place the dispute before the Adjustment
Board, with or without the consent of the other has-
been firmly established. * * */And the other party may
not defeat this right by resorting to some other forum.
** * (Citations omitted.)

Iryaddition to the Supreme Court cases already discussed,
* this Qourt has examined numerous cases from the Circuit
Courts of Appeal. From these decisions, certain basic prin-

A20

ciples may be discerned. A dispute over an individual em-
ployee’s rights under a collective bargaining agreement is
_ a minor dispute, and a court may enjoin a strike but cannot
determine the basic issue. Loco. Engineers v. Louisville &
N. R. Co., 375 U.S. 33, 10 L. ed. 172 (1963) ; Brotherhood of
Railway Trainmen v. Chicago R. & I. R. Co., 353 U. S. 30;
L. ed. 2d 622 (1957); Elgin, Joliet € Eastern R. Co. v.
Burley, 325 U.S. 711, 87 L, ed. 1886 (1945). Disputes over
an attempt to make an express change in a collective bar-
gaining agreement are major disputes and the Court may-
enjoin such a change unless statutory procedures are fol-
lowed. Florida E. C. Ry. Co. v. Brotherhood of R. Train-
men, 363°F. 2d 172 (Sth Cir. 1964); Southern Ry. Co. v.
Brotherhood of Locomotive Firemen, etc., 337 F. 2d 127
(D. C. Cir. 1964). Strikes over such disputes cannot be
enjoined. Railroad Telegraphers v. Chicago & N. W. R. Co.,
362 U.S. 330, 4 L. ed. 2d 774 (1960). Disputes over the in-
terpretation of contracts, even though the interpretation
might have major effects, are minor disputes and the
Courts have no right or power to interpret the contract or
enjoin the effect of either side’s interpretation. St. Louis
S.F. dé T. Ry. Co. v. Railroad Yardmasters of America, 328
F. 2d 749 (5th Cir. 1964) ; Missouri-Kansas-Texas R}Co. v.
Brotherhood of Locomotive Engineers, 266 F. 2d 335 (5th

Cir. 1959). Finally, disputes over a local issue w hich does
not involve an attempt to change the collective bargaining
agreement are minor disputes. Illinois Central R. Co. v.
Brotherhood of Loco. Fire & Eng., 322 F. 2d 850 (7th Cir.
1954).

Two very recent cases, one from this Circuit, are most
helpful. In Brotherhood of Loco. Fire & Eng. v. Chicago &
Illinois M. Ry. Co., 386 F. 2d 229 (7th Cir, 1967) the factual
situation was much like that facing this'Court. The plain-
tiff brotherhood brought the action for a declaratory
judgment that the collective bargaining agreement and a

A21

decision of a special adjustment board compelled the rein-
statement of a certain run and for an injunction compelling
the railroad to reinstitute the run. The Railroad contended
that Arbitration Award 282 had modified the agreement,
particularly Section 6(0) thereof, and it was free to drop
the run. The union claimed that this was’a major dispute
because there was no genuine dispute over the meaning of

the contract, the meaning having been determined by the ~
‘arbitration award. The Court said, at 386 F. 2d 229:

We think the affidavits reveal that no genuine issue of

fact existed between the parties as ‘to whether there was |

.a dispute about the proper interpretation of Section
6(0)-.of the bargaining agreement in light of Award

not err in entering summary judgment dismissing the
Brotherhood’s suit for lack of jurisdiction over a dis-

No. 282. It ner that we think the district court did’

pute such as this which is particularly appropriate ‘for .

settlement by the parties themselves or by the adminis-.

trative agency set up for the purpose by the Railway

* Labor Act.
Likewise, in Southern Ratlway Company v. Brotherhood
of Locomotive Firemen & Enginemen, .......... y. .:.........

(D. C. Cir. Civil Action No. 1169-67, 1968) the Court said:

(W)here the railroad asserts a defense based on the
terms of the existing collective bargaining agreement,
the controversy may not be termed a ‘‘major’’ dispute
unless the claimed defense is so obviously insubstantial
as to warrant the inference that it is raised with intent
to circumvent the procedures prescribed by §6 for
alteration of existing agreements. |

This Court has carefully considered the contentions of . ‘

the parties and the effect of the District of Columbia liti-
gation on the questions before it. It finds that the Railroad

has made a good faith claim to a defense based on the

collective bargaining agreements as modified by Arbitra-
tion Award 282. Certainly at the time this litigation was

»

A22

commenced and the strip mill run began, the Railroad
had such a good faith claim. At that time it was involved in
protracted litigation with the plaintiff over many of the
very questions before this Court. Even when the case was
taken under advisement, the Railroad’s petition for cer-
tiorari was still before the Supreme Court. Now, with that
litigation concluded, the railroad has other claims, appar-
ently made in good faith, which would allow it to operate
this run without firemen and without changing work rules
established by the collective bargaining agreements and
arbitration award. One such claim is its contention that
this is not a ‘‘new run’”’ within the meaning of the Circuit
Court of Appeals decision in the+District of Columbia. The
Court, therefore, finds that this is a minor dispute within
the meaning of the statute and case law, and that it is with-
_ out jurisdiction to grant the relief sought.

There is some support for the proposition that even in
minor disputes, the Court may take jurisdiction of the case
and use its injunctive powers to protect the jurisdiction of
the adjustment boards. Here, however, there is no com-
plaint before any adjustment board, and therefore, no basis
for the court retaining jurisdiction of the case. Manion v.
Kansas City Terminal Ry., 353 U. S. 927 (1957) (per
curiam); Southern Ry. Co. v, Locomotive Firemen é En-
ginemen, ........ F. 24 ...... (D. C. Cir. Civil Action No. 1169-
67, (1968)) (per curiam); Westchester Lodge 2188 etc. v.
Railway Express Agency, Inc., 329 F. 2d 748 (2nd Cir.
1964); Hilbert v. Pennsylvania R. R., 290 F. 2d 881 (7th
Cir. 1961), Cert. denied 368 U.S. 900 (1961).

The case is dismissed for lack of jurisdiction.

A23

STATUTES INVOLVED.

Railway Labor Act, s§ 2, First, Seventh, 3 First (i) and
6; 45 U. 8. C. §§ 152, First, Seventh, 153, First (i) and
156:

Section 2, First, of the Railway Labor Act.

‘First. It shall be the duty of all carriers, their
officers, agents and employees to exert every reason-
able effort to make and maintain agreements concern-
ing rates of pay, rules, and working conditions, and to
settle all disputes, whether arising out of the applica-
tion of such agreements or otherwise, in order to avoid
any interruption to commerce or to the operation of
any carrier growing out of any dispute between the
carrier and the employees thereof.’’ 45 U. S. C. $152,
First.

Section 2, Seventh, of the Railway Labor Act.

‘Seventh. No carrier, its officers, or agents shall
change the rates of pay, rules, or working conditions of
its employees, as‘a class as embodied in agreemen
except in the manner prescribed in such agreements o
in Section 6 of the Act.” 45 U.S. C. N 152, Seventh.

Section 3, First (i) of the Railway Labor Act.

“There is hereby established, a Board to be known as
the ‘National Railroad Adjustment Board’, the/4nem-
bers of which shall be selected within thirty days after
approval of this Act, and it is hereby provided—* * *

(i) The disputes between an employee or group
of employees and a carrier or carriers growing out
of grievances or out of the interpretation or appli-
cation of agreements concerning ‘rates of pay,
rules, or working conditions, including cases pend-
ing and unadjusted on the date of approval of this
Act, shall be handled in the usual manner up to
and including the chief operating officer of the
carrier designated to handle such disputes; but

-~

« ss ‘A24

failing to reach an adjustment in this manner, the
disputes may be referred by petition of the parties
or by either party to the ‘appropriate. division of
the Adjustment Board with a full statement of the
facts and all supporting data bearing upon the dis-
putes.’’ 45 U.S.C. § 153, First (i).

Section 6 of thé Railway Labor Act.-

**Sec. 6. Carriers and representatives of the em-
- ployees shall give at least thirty days’ written notice of
an intended change in agreements affecting rates of
pay, rules, or working conditions, and the time and
place for the beginning of conference between the rep-
resentatives. of the parties interested in such intended
changes shall be agreed upon within ten days after the
receipt of said notice, and said time shall be within the
thirty days provided in the notice. In every case where
such notice of intended change has been given, or con-
ferences are being held with reference thereto, or the
services of the Mediation Board haye been requested by —
either party, or said Board has proffered its services,
rates of pay, rules or working conditions shall not be
altered by the carrier until the controversy has been
finally acted upon as required by section 5 of this Act
Chas Mediation Board, unless a period of ten days
has elapsed after termination of conferences withont
uest for-or- proffer of the services of the Mediation
Board.’’ 45.U.8.C. § 156.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385604_0998%3A2. Public record. Not legal advice.
