# Petition for Writ of Certiorari — Far East Conference v. Federal Maritime Commission

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1965
- **Citation:** 379 U.S. 991

## Text

4 5
1964.

No. 588.

C. E. RUSS,
Petitioner,

vs.

SOUTHERN RAILWAY COMPANY,
Respondent.

PETITION FOR A WRIT OF CERTIORARI
To he United States Court of Appeals

W. E. Frrzcerap,
Burwell Building,
602 S. Gay Street,
Knoxville 2, Tennessee,
Ross & KRaAvusHAAR,
Haroxp A. Ross,

1736 Standard Building,
Cleveland 13, Ohio,

: Counsel for Petitioner.

THE GATES LEGAL PUBLISHING CO., CLEVELAND, OHIO—-PHONE: 621-5647

TABLE OF CONTENTS.

EAGER ERR A ae eee Cle Ne ane ee ee
Questions Presented For Review ______._.______
REA SEE SEAL ea wn ar
CTO cu bas
Reasons For Granting the Writ ___......___ >

The Judgment Below Has Decided a Federal Ques-
tion in a Manner in Conflict With Applicable
Decisions of This Court _.._..______________

The Court Below Has Rendered a Judgment Te-
ciding an Important Question Under the Rail-
way Labor Act, Affecting Labor Relations in
the Railroad Industry and Delineating the
Authority of the National Railroad Adjust-
ment Board, Which Should Be Reviewed by
CN co

The Judgment Rendered in the Court Below Has
Failed to Properly Apply Section 3, First (m)
of the Railway Labor Act _....._____._____.__

i ae
Appendix:
a ea

Judgment of the United States Court of Appeals
fk a

Opinion of the United States Court * Appeals
ee i I etn diesen

13

21

TABLE OF AUTHORITIES.

Cases.

Brotherhood of Locomotive Engineers and Cleveland,
Cincinnati, Chicago and St. Louis Railway,
Award No. 4917 (First Division, 1940) ________ 25

Brotherhood of Locomotive Engineers v. Louisville &
Nashville R. R. Co., 373 U.S. 33, 10 L. Ed. 2d 172
(1963), affirming 297 F. 2d 608 (6th Cir. 1961)

Brotherhood of Locomotive Engineers and IT!nion
Pacific Railroad Company, Award No. 11854
ip; Sena eae eee eee eee 26

Brotherhood of Locomotive Firemen and Enginemen
and Missours-Kansas-Texas Railroad Company,
Award No. 14°51 (First Division, 1951) ______ 15

Brotherhood of Locomotive Firemen and Enginemen
and Southern F.uific Lines, Atlantic System,

Award No. 15315 (First Division, 1952) ______ 16.
Brotherhood cf Railroad Trainmen v. Chicago River &
Indiana R. Co., 353 U. S. 30 (1957) ________- 13, .31

Brotherhood of Railroad Trainmen and Sautherx
Railway Company, Award No. 20007 (First Divi-
SA EEE ae citi occa iene 24

Brotherhood of Railroad Trainmen and The Chicago,
Rock Island and Pacific Railway Company,
Award No. 7595 (First Division, 1943) ________ 15

Capitol Airlines, Inc. v. Air Line Pilots Association,
International, 54 LRRM 2326 (D. C. Tenn. 1963)
sks ids ise pcsaceaudecice omc eakiate Dee 20, 27

Federal Services, Inc. and GUA, Local 33, 64-1 ARB,
URE REN sikiccecsiasiin dc scan eecceeeinean 16

Lodge 12, Machinists v. Cameron Iron Works, Inc.,
292 F. 2d 112 (5th Cir.), cert. den. 368 U. S. 926
| ) Zeman Ta NNRO eee nlnneh Ee nae iaeie eer ee Ne we 18

Oregonian Publishing Co., 33 Lab. Arb. 574 (1959) 18
Patterson-Sargent Co., 23 Lab. Arb. 21 (1954) _____ 18

Texas Gas Transmission Corp. v. International
Chemical Workers, 200 F. Supp. 521 (D. C. La.
REE cep oe era A A RE ee 19

Textile Workers v. Lincoln Mills, 353 U.S. 448 (1957) 17
Thomas v. New York, Chicago & St. Louis R. Co., 185

fe _) 22
United Steelworkers v. American Mfg. Co., 363 U. S.
564 (1960) ______ Fed Ce SES Se GAT ER 17
United Steelworkers v. Enterprise Wheel & Car Corp.,
gee U.S. 368 (1900) 17, 18, 19, 21
' United Steelworkevs v. Warricr & Gul! Nav. Co., 363
I ans TT 17
Washington Terminal Co. v. Boswell, 124 F. 2d 235
Acs a cmeniencn 13, 14
Statutes.
ie RS a ) en 2
Ce ee eo, cscinessiachenimenantianae 17
Railway Labor Act:
gk Me Se EER Eee ee 28
45 U0. S. C. $153 Firat (i) _.._..._... 7, 3,2, 3
460. S. C. $150 Firat (m) ....__._.... 2,3, 33, 3
45 U. S. C. § 153 Firat (p) ....___- 2, 3, 29, 32, 34
a i cis mentees 31
Is Stig nh a caeaein 28
Miscellaneous.

Garrison, The Natio-.al Railroad Adjustment Board:
a Unique Administrative Agency, 46 Yale L. J.
is UR I hice wert dheacoreecctc nineties 14, 23

In the Supreme Court of the United States

SOUTHERN RAILWAY COMPANY,
Respondent.

PETITION FOR A WRIT OF CERTIORARI
To the United States Court of Appeals
For the Sixth Circuit.

Petitioner prays that a writ of certiorari issue to re-
view the judgment of the United States Court of Appeals
for the Sixth Circuit entered in the above case on July
16, 1964.

OPINIONS BELOW.

The opinion of the District Court for the Eastern
District of Tennessee is copied at pages 43a-56a of the
certified record accompanying this petition.’ The District

iThe Appendices te the Briefs in the court below of the
Petitioner and Respondent herein have been certified as the
Record for use with this petition, nine extra copies of which are
filed herewith. Vols. I and II comprise the Respondent’s Appen-
dix in the court below, and the pages are numbered from la-
443a. The Appendix to Petitioner’s Brief below has been at-
tached at the beginning of Vol. III as pages 1b-3b. In this peti-
tion references are to the original pagination. Vol. III also in-
cludes the proceedings in the United States Court of Appeals for
the Sixth Circuit.

2

Court’s opinion and judgment are reported in 218 F. Supp.
634 (1963). The opinion of the Court of Appeals for the
Sixth Circuit is set forth in the Appendix, infra, pages 36-
44, and is not yet officially reported.

JURISDICTION.

The judgment of the Court of Appeals for the Sixth
Circuit was made and entered on July 16, 1964. No peti-
tion for rehearing was filed on behalf of petitioner. The
jurisdiction of this Court is invoked under 28 U. S. C.
§ 1254 (1).

QUESTIONS PRESENTED FOR REVIEW.

1. May the National Railroad Adjustment Board upon
determining that a discharge by the carrier of an employee
for violation of its operating and safety rules was excessive
punishment, and therefore not justified, prescribe an
award and order mitigating said punishment, which award
and order is enforceable under 45 U.S. C. § 153 First (p),
when the employee is covered by a collective bargaining
agreement for the craft of which he is a member, and said
bargaining agreement provides procedures for the handling
of claims and grievances, including discharge fer cause,
aid further provides for the processing and adjustment of
all claims and grievances in proceedings instituted by the
employee or his authorized representative before the Na-
tional Railroad Adjustment Board?

2. May the Federal Courts set aside an award of the
National Railroad Adjustment Board which orders the
reinstatement of an employee discharged by a rail carrier
unless the Board finds the discharge was wrongful, al-
though 45 U.S. C. § 153 First (m) provides that awards
of the Board shall be final and binding except insofar as
they contain a money award?

3
STATUTES INVOLVED.

The statutes involved are the provisions of Section 3,
First (m) and ({p) of the Railway Labor Act, 45 U. S. C.
153 First (m) and (p), which are printed in the Appen-
dix at pages 34-35, infra.

STATEMENT OF THE CASE.

This is an action brought in the United States District
Court for the Eastern District of Tennessee under Section
3, First (p) of the Railway Labor Act, 45 U. S. C. 153,
First (p), seeking enforcement of an award and order of
the National Railroad Adjustment Board, issued on Janu-
_ary 31, 1961. In its order, the Adjustment Board, First Di-
vision, directed the respondent carrier to comply with the
terms of the award on or before March 2, 1961, by rein-
stating petitioner to employment and by paying him back
pay for a period as of September 27, 1958, which was four
months after his discharge, to the date of his reinstate-
ment. Respondent, however, did not comply with the re-
instatement portion of the awerd and order until May
29, 1961, when petitioner was restored to service without
pay for time lost. Respondent refused to comply with the
back pay provisions of the order, and the Brotherhood of
Locomotive Engineers, as petitioner’s bargaining repre-
sentative, and petitioner filed proceedings in the District
Court to enforce the monetary portion of the Board’s
order. By order of court, the Brotherhood was dismissed
from the case which proceeded with petitioner Russ as
party plaintiff (Ja, 2a).

Petitioner Russ, a locomotive engineer, had been jis-
charged by respondent on May 15, 1958 for alleged viola-
tion of certain Operating Rules, as interpreted by the re-
spondent. On May 8, 1958, petitioner was the locomotive
engineer on Extra 2152 West, operating from Louisville,

4

Kentucky to Princeton, Indiana (69a-7a, 324a). The lo-
comotive fireman on the crew was J. D. Cox (80a, 133a-
134a, 343a-344a). As they approached a point approxi-
mately one-half mile from Ramsey, Indiana, the train first
met a motor car operated by Assistant Supervisor Tames
and his crew (70a-71a). Petitioner was flagged by Tames,
who was protecting his track car in accordance with Rule
9 of the carrier’s Operating Rules for motor cars (35a).
To enable Tames to proceed, petitioner backed his train in-
to a side track. Tames, who was standing on the ground
beside the switch, hollered to petitioner and passed on to
him information that there was another track car heading
toward Milltown, a point about six miles away (74a-75a,
124a, 329a). Petitioner relayed this information to fire-
man Cox (74a, 8la, 95.a, 117a-118a, 329a, 537a). Tames
stated in the carrier’s investigation of the accident that he
was merely relaying information to petitioner (380a-381a).
In the submission to the National Railroad Adjustment
Board and before the District Court, petitioner alleged that
Tames’ actions did not constitute flagging for the second
motor car as that procedure is related in Rule 9 of the Op-
erat‘ng Rules for motor cars.

Petitioner did not proceed toward Milltown for ap-
proximately 20-22 minutes after he first met Tames’ mo-
tor car (8la). After entering the main track, the train
preceeded through a tunnel, then downgrade and around
a curve where vision was obstructed (89a, 9la-92a, 119a,
294a, 327a, 345a-346a). While rounding the curve, pe-
titioner could not see ahead of his locomotive cab, and
fireman Cox’s vision was limited to one or two car lengths
ahead (92a, 114a, 119a, 15la, 157a, 327a). On rounding
the curve, fireman Cox saw the track car about a car length
ahead and shouted to petitioner to apply the brakes in an
emergency position (92a, 93a-94a, 15la, 156a, 327a, 346a).

5

Petitioner applied the emergency brakes but struck the
track motor cer, which resulted in the death of its oper-
ator (94a, 98a, 105a, 327a-328a).

At trial before the District Court, petitioner testified
that he did not apply the emergency brakes on the loco-
motive but only to the cars in the train, because he was
afraid of flattening the wheels on the locomotive, and of
causing the locomotive from sliding and jackknifing off the
tracks (95a-100a). There was a conflict in the testiznony
at trial as to the speed of the train at the time it came upon
the second motor car which was not properly on the main
line since the operator had not obtained a lineup of move-
ments on the main track pursuant to Rule 8 of the rules
for operation of track motor cars, and was not complying
with Rule 9 which vequired him to throw fusees or to put
a red flag out a reasonable distance to warn opposing
movements of his presence (85a-88a, 90a, 301a-302a). The
testimony of the members of the train crew was that their
speed was approximately 15 miles per hour (92a, 142a,
148a, 317a, 324a, 329a, and 347a). Tests made by the re-
spondent with a somewhat similar train on the day follow-
ing the accident tended to show from braking distances
that the train was traveling from 25 to 30 miles per hour
at the point of impact (297a, 397a-398a). Respondent’s
road foreman stated in the investigaticn that the longer
stopping distances of petitioner’s train from the test train
which established the rates of speed were probably due to
the loss of air from previous service applications of the
brakes prior to encounter with the second car (399a).
However, petitioner’s testimony was that it took twice the
braking distance to stop by balancing the air on the loco-
motive’s brakes (100a). Since the motor car had only
been visible to the fireman from 40 to 80 feet, the train
could not have been stopped at this distance whether it

6

had been operated at 15 miles per hour or 30 miles per
hour.

On May 12, 1958, respondent held an investigation ct
which petitioner was charged with violation of several
Operating Rules pertaining to locomotive engine«'rs, which.
are set forth at pages 33la-334a of the certified Record.
Fireman Cox was charged with violating several of the
same Operating Rules and several other rules pertaining to
locomotive firemen. These Rules are set forth at page 350a
of the certified Record. Briefly, it should be noted that
Rule 1004 states that the engineer is jointly responsible
with the conductor for the same movement and protection
of the train; and Rule 199 states that both the engineer and
conductor must give consideration to conditions of the
track and all other conditions, and to reduce speed on
curves and points where required for safe inovement.
Rule 1051, which was applied to Cox, states that firemen
“are jointly responsible with the engineer for proper per-
formance of the engine and, where necessary, the protec-
tion of the front end of their train.”

Respondent took the position that these Rules and the
information conveyed by Assistant Supervisor Tames re-
quired petitioner and Cox to run their locomotive at re-
duced speed, which is defined in the carrier’s Operating
Rules a3 proceeding prepared to stop short of train or ob-
structicn (29a, 427a). Since petitioner was unable to stop
short of the motor car, he was considered to have violated
all of the above Operating Rules.

Thus, on May 15, 1958, respondent dismissed both pe-
titioner and fireman Cox from service (283a-284a). On
September 27, 1958, Cox was restored to service on a2
lenien of appellate review would seem to be the same as
in other civil cases. The reviewing court is bound by the
clearly erroneous rule. Rule 52(a) Federal Rules of Civil
Procedure.

The raiiroad points out that both the Board and the
Court found as a fact that Engineer Russ had violated one
of its rules. It contends that it had the right to discharge
Russ for such violation, and its action in so doing was
in the exercise of the prerogative of management, which
could not be usurped by the Board in the absence of a
showing of discrimination or arbitrariness on its part.

Russ and Cox both contended before the Board that
they did not violate any rule of the railroad. This point is
not in issue in this appeal. Russ contends here that the
discipline imposed on him by the railroad was too severe,
taking into account his long record of service and when
compared with that administered to the fireman, was

41

discriminatory. He clsims the Board had the right to
fashion a remedy and likens the case to a voluntary
arbitration proceeding. He cites the trilogy of Steel-
workers cases as authority. United Steel Workers v.
American Mfg. Co., 363 U. S. 564; United Steel. Workers
v. Warrior & Gulf Nav. Co., 363 U. S. 574; United Steel
Workers v. Enterprise Wheel & Car Corp., 363 U. S. 593.

The collective bargaining agreement contained no
provision for arbitration. It did provide procedure for
investigations and discipline as follows:

Article 31. Investigations and Disciplin«-.

(1) Engineers will not be discharged or de-
merited without the authority of the Superintendent,
and after he has reviewed the evidence, he will give
the engineer an opportunity of being heard in his
defense. Investigation will be held by proper officer
within five days if possible, and the accused engineer
and his representative will have the privilege of hear-
ing all evidence submitted and interrogating al! wit-
nesses. An engineer will have the privilege of having
another employee in engine service with him at the
investigation, to assist him, provided such assistant is
in good standing on the division. If found blameless,
he will be paid for time lost and placed back on his
run. If discharged or demerited, he will be advised
within thirty days of the cause, and, if requested in
writing, written statement showing the cause will be
furnished him within fifteen days from date of receipt
of request.”

The collective bargaining agreement contained provi-
sions for the processing of grievances, which were followed
in this case.

We find nothing in the agreement or in the Act which
limited the right of the railroad to discharge an employee
for cause. In the absence of a statute or an agreement, an

42

enployer may discharge his employee for cause or with-
out cause. Violation of a rule certainly justified a dis-
charge even for cause. 56 C. J. Sec. 219.

The Board would not be justified in ordering rein-
statemnent without a finding that the discharge was wrong-
ful. Thomas v. New York, Chicago & St. L. R. Co., supra;
Tinnon v. Missouri Pacific R. Co., 282 F. 2d 773 (C. A. 8).

The Board made no euch finding here. Its finding was
only that there ‘vas a disparity in the punishment imposed
for the engineer in relation to that administered for the
fireman. It then proceeded to impose the same discipline
on each without making any determination as to either
the degree of responsibility or fault. It stated:

The issue is not one of the degree of claimant’s

responsibilities and we need not define the extent of
each.

The District Court entertained the same view and he
made no findings with respect to this issue.

At the time the railroad discharged Russ and Cox for
violation of its rules, it accorded to both the same treat-
ment. There was no discrimination. The charge of dis-
crimination arose czly because four months later the rail-
road reinstated Cox, on considerations of leniency, but
extended no leniency to Russ. About thirty-three months
after dismissal, following the entry of the Board’s order,
the railroad voluntarily reinstated Russ, but without back
pay. Cex lost four months’ pay, and Russ thirty-three
months’ wages. This was the posture of the case when it
was tried in the District Court.

We pass the issue of severity of the discipline dis-
cussed by the District Court, because the Board based its
decision on discrimination, and Russ has been reinstated.
The issue of discrimination might have merit if the duties,

43

responsibilities and conduct of the engineer and fireman
were the same. Cf. Brotherhood of Railway Trainmen v.
Louisville & Neshville R. Co., 211 F. Supp. 308, 210 (N. D.
Ala., S. D. 1962). But they were not identical and in our
judgment did not require the same discipline.

The engineer had a much greater responsibility than
the fireman. He was in control of the operation of the
train. The throttle aud brake levers were on his side of
the cab. There was an emergency brake lever on the fire-
laan’s side, which he could use only in an emergency.
Every crew member was required to take orders from the
engineer. The fireman was required to assist the e1 gineer
and to take orders and instructions from him. There was
a difference in the salary paid for the two positions. It was
the engineer who, in violation of the rule, failed to bring
the train to a stop within the assured clear distance hhead
- after he had received a warning as to the presence of the
track motor car.

Some of the rules which both engineer and fireman
were charged with violating, were identical; others, such
as the duty to warn, applicd only to the fireman.

We are of the view that considerations applicable to
voluntary arbitration do not apply here. Title 15 U.S. C.
§ 157 provides that disputes may be submitted to arbitra-
tion, »ut this procedure was not utilized. If it had been
used, then the arbitrator could have fashioned a remedy
and made an award whic’: would have been binding on
both parties. The trilogy of the Steel Workers cases, relied
on by Russ, supports this proposition.

Russ was not required to utilize the provisions of the
Act, but could have instituted an action for damages for
wrongful discharge, against the railroad, in a court of
competent jurisdiction. Moore v. Illinois Central R. Co.,
312 U. S. 630; Slocum v. Delaware L. & W. R. Co.,.339

44 3
U. S. 239, 244, 245; Tran: ontinental & Western Air v,
Koppal, 345 U. S. 653. :
In a suit for damages, the only remedy the Court |
could fashion would be to apply the law of Master and |
Servant. If the discharge was not wrongful, plaintiff could |
not have recovered damages. 9
It should be pointed out that the proceedings before |
the Board amounied to compulsory aritration. The |
Board was not a governmental agency. Its members were | |
named by the railroads and the unions. The appeal af- |
forded the railroad in money awards, where liability could
be tested according to legal considerations, was probably &
necessary to give constitutional validity to the Act.
Here the Board and the Court found that the engineer
had violated the company rule. \Neither found that the iy
discharge was wrongful. Neither found that the railroad.
in discharging the engineer acted arbitrarily. We think
that the award based on discrimination, without taking #
into account differences in duties and in the degree of
responsibility and fault, was arbitrary. The monetary &
portion of the remedy fashioned by the Board was not final §
and conclusive but was subject to judicial review in a de
novo trial. The money judgment entered by the District
‘Court against the railroad was erroneous.
The judgment of the District Court is reversed and
the cause remanded, with instructions to set aside the
award of the Board.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385602_0273%3A1. Public record. Not legal advice.
