# Opposition Brief — Manocchio v. Moran

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1991
- **Citation:** 500 U.S. 910

## Text

(3)

No. 90-988

In The

Supreme Court of the United States
October Term, 1990

&
4

NICHOLAS P. MANOCCHIO,

Petitioner,
vs.

JOHN MORAN, DIRECTOR, DEPARTMENT
OF CORRECTIONS,

Respondent.

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Petition For Writ Of Certiorari To The
United States Court Of Appeals
For The First Circuit

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BRIEF IN OPPOSITION

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RESPONDENT, STATE OF
RHODE ISLAND
By Its Attorneys,

James E! O’NEIL
Attorney General of the
State of Rhode Island

ANNIE GOLDBERG*

Assistant Attorney General
Appellate Division

72 Pine Street

Providence, Rhode Island 02903
(401) 274-4400 ext. 289

*Attorney of Record

COCKLE LAW BRIEF PRINTING CO., (800) 225-6964
OR CALL COLLECT (402) 342-2831

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"ER

I.

II.

ITI.

IV.

QUESTIONS PRESENTED

WHETHER UNAVAILABILITY OF A HEARSAY
DECLARANT IS A CONSTITUTIONAL PREREQ-
UISITE TO ADMISSION OF HEARSAY EVIDENCE
OVER A CONFRONTATION CLAUSE EXCEP-
TION.

WHETHER THE STATE WAS UNDER ANY DUTY
TO PRODUCE OR DEPOSE AN ABSENT FOREN-
SIC PATHOLOGIST WHO PERFORMED POST-
MORTEM EXAMINATION AND RECORDED HIS
FINDINGS IN AN AUTOPSY REPORT, BUT DID
NOT EXAMINE THE INTERNAL BRAIN, IN
ORDER TO SATISFY A CONFRONTATION
CLAUSE CHALLENGE TO ADMISSION OF THE
REPORT, WHERE A MORE EXPERIENCED,
HIGHER-RANKED, STATE MEDICAL EXAMINER
WHO PARTICIPATED IN THE CONFERENCE ON
THE FORMALIN-FIXED BRAIN, CONCURRED IN
JOINT CONCLUSIONS ON THE CAUSE OF
DEATH, AND SIGNED THE AUTOPSY REPORT
ALSO, WAS PRESENT AND WOULD HAVE TES-
TIFIED TO THE CAUSE OF DEATH, HAD NOT
ONE OR MORE DEFENDANTS OBJECTED.

WHETHER THE COURT OF APPEALS ERRED IN
CONCLUDING THAT OBSERVATIONS STATED
IN THE AUTOPSY REPORT AS TO THE CONDI-
TION OF THE CORPSE CONTAINED SUFFI-
CIENT PARTICULARIZED GUARANTEES OF
TRUSTWORTHINESS TO SUPPORT THEIR
ADMISSION IN A HOMICIDE PROSECUTION
OVER A CONFRONTATION CLAUSE OBJEC-
TION, WITHOUT THE PRESENCE OF THE
EXAMINER WHO PREPARED THE REPORT.

WHETHER THE COURT OF APPEALS ERRED IN
HOLDING THAT ADMISSION OF THE AUTOPSY
REPORT WITHOUT REDACTING A PORTION
REPEATING INFORMATION CONTAINED IN A
POLICE REPORT, NAMELY, THAT DECEDENT

li
QUESTIONS PRESENTED-Continued

HAD BEEN BEATEN IN A PARKING LOT
APPROXIMATELY ONE HOUR BEFORE HE DIED,
DID NOT VIOLATE CONFRONTATION-CLAUSE
RIGHTS OF THIS DEFENDANT, NOT LINKED TO
THE BEATING IN THE REPORT, WHO DID NOT
DENY THAT A BEATING OCCURRED BUT
MERELY ARGUED THAT DE.ATH RESULTED
FROM SOME OTHER CAUSE.

WHETHER THE CONSTITUTIONAL RIGHT OF
AN ACCUSED TO CONFRONT ADVERSE EVI-
DENCE WAS ADEQUATELY PRESERVED IN THE
CIRCUMSTANCES OF THIS PARTICULAR TRIAL.

ili

TABLE OF CONTENTS

Page
ee a cays bes bbe eee sce e nde i
a iii
cana ccbewuvbnevess iv
Citation co eee hav eee ev scsasen ve 1
RS RU LS SP ea 1
Constitutional Provisions Involved................. 1
EN EE ee 2
EE cee seb b bh saNveseneeseserenans 5
EERE OE re eer et ee eee 9

I, THE FIRST CIRCUIT CORRECTLY DECIDED
THAT THE NATURE AND PURPOSES OF THE
BUSINESS-RECORDS AND PUBLIC-RECORDS
EXCEPTIONS TO THE HEARSAY RULE MAKE
A SHOWING OF THE UNAVAILABILITY OF
THE DECLARANT CONSTITUTIONALLY
ss Cn CEE Wee SS KACO Ree aera vee 9

II. THE CONCLUSIONS OF THE FIRST CIRCUIT
ARE NOT IN CONFLICT WITH THOSE FEW CIR-
CUITS AND STATES THAT HAVE RECENTLY
ADDRESSED THE NARROW ISSUE............. 12

Conclusion... Che eee ee eee errr er ee Terre 17

iv
TABLE OF AUTHORITIES

UNITED States SUPREME CouRT CAsESj
California v. Green, 399 U.S. 149 (1970) .............. 11

Idaho v. Wright, ___ U.S. __, 110 S.Ct. 3139 (1990) .18, 19

Palmer v. Hoffman, 318 U.S. 109 (1943)............... 17
Ohio v. Roberts, 448 U.S 56 (1980) .............. 4, 9, 15
United States v. Inadi, 475 U.S. 387 (1986)....... 4,9, 10

UNitTeD States Courts or AppeALs CASEs:

Hopkinson v. Shillinger, 866 F.2d 1185 (10th Cir.
EE eee eT ee Tere ert TTT ee 15

Mechler v. Procunier, 754 F.2d 1294 (5th Cir. 1985).... 15
Manocchio v. Moran, 919 F.2d 770 (1st Cir. 1990). passim
Nelson v. Farrey, 874 F.2d 1222 (7th Cir. 1989) ....... 18
Reardon v. Manson, 806 F.2d 39 (2d Cir. 1986)..... 15, 18
Stevens v. Bordenkircher, 746 F.2d 342 (6th Cir. 1984) .... 11

UNiteEp States District Court CASEs:
Manocchio v. Moran, 708 F.Supp. 473 (D.R.I. 1989) ...1, 8

Montogomery v. Fogg, 479 F.Supp 363 (S.D.N.Y.
GE wah 5 06.0 36000s 44 sARSEGASSERCOWNIAS NEES KH ¥0 16

RuHope IsLtaANpD CAsEs:
State v. Manocchio, 497 A.2d 1 (R.I. 1985)...1, 4, 6, 7, 8

Vv

TABLE OF AUTHORITIES - Continued

Page
Cases Or OTHER JURISDICTIONS:
Howard v. United States, 473 A.2d 835 (D.C.App.

WONG Aa 5 0D SE HEMEAAN EUS CERRO ae es 14
McLean v. State, 482 A.2d 101 (Del. 1984)............ 13
Moon v. State, 300 Md. 354, 478 A.2d 695 (1984)..... 17
People v. Tenorio, 590 P.2d 952 (Colo. 1979) .......... 14
Robertson v. Comm., 211 Va. 62, 175 S.E.2d (1970).... 13
Salzetti v. Nichols, 744 P.2d 1362 (Utah 1987)......... 13

State v. Cosgrove, 181 Conn. 562, 436 A.2d 33 (1980) .... 18
State v. Damon, 214 Conn. 146, 570 A.2d 700 (1990) .... 18
State v. Mayberry, 411 N.W.2d 677 (Iowa 1987)....... 13
State v. Reddick, 532 N.J. 66, 248 A.2d 425 (1968) .... 14

State v. Russo, 3 Conn.App. 137, 485 A.2d 1335
GOI bak deg ncn kenhivs CUkUN accu eneaeaniaks 14

CITATION TO OPINIONS BELOW

The opinion of the United States Court of Appeals for
the First Circuit, Manocchio v. Moran, 919 F.2d 770 (1st Cir.
1990). The opinion of the United States District Court for
the District of Rhode Island, Manocchio v. Moran, 708 F.
Supp. 473 (D.R.I. 1989). The opinion of the Supreme
Court of Rhode Island, State v. Manocchio, 497 A.2d 1 (R.I.
1985).

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JURISDICTION

Petitioner sought federal habeas corpus relief from
his state conviction under 28 U.S.C. § 2254. The United
States District Court for the District of Rhode Island
granted his petition and ordered the State of Rhode
Island to commence a new trial within 90 days or suffer
the writ to issue. The State appealed from that Order to
the United States Court of Appeals for the First Circuit.
The First Circuit reversed. Petitioner seeks review of that
reversal by writ of certiorari.

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CONSTITUTIONAL PROVISIONS INVOLVED

This case involves the following provisions of the
federal Constitution:

U.S. Const. Amend. VI:

In all criminal prosecutions, the accused shall
enjoy the right to a speedy and public trial, by

2

an impartial jury of the State and District
wherein the crime shall have been committed,
which District shall have been previously ascer-
tained by law, and to be informed of the nature
and cause of the accusations; to be confronted
with the witnesses against him; to have com-
pulsory process for obtaining witnesses in his
favor, and to have the assistance of counsel for
his defense.

U.S. Const. Amend. XIV, Sec. 1:

All persons born or naturalized in the United
States, and subject to the jurisdiction thereof, are
citizens of the United States and of the State in
which they reside. No state shall make or
enforce any law which shall abridge the privi-
leges or immunities of the citizens of the United
States; nor shall any state deprive any person of
life, liberty, or property, without due process of
law; nor deny to any person within its jurisdic-
tion the equal protections of the laws.

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STATEMENT OF THE CASE

The questior. in this case is whether the Confronta-
tion Clause is offended by admission of an autopsy report
in a state homicide prosecution in absence of testimony
by the person who performed the autopsy. The patholo-
gist in this case was Dr. Joel Zirkin, an associate state
medical examiner on a two-year appointment, who
moved to Israel after his term expired. He conducted
postmortem examination and dissection of the victim, but
did not perform the gross and microscopic examinations
of the formalin-fixed brain, through which the cause of
death was established. These were done by a consulting
neuropathologist, Dr. Mary Ambler, in a conference

attended by the full staff, including Zirkin and his two
superiors, William Q. Sturner, the Chief Medical Exam-
iner, and Arthur Burns, the Deputy Chief, all of whom
participated. (Tr. 1987) Dr. Ambler submitted written
findings which were largely incorporated in the autopsy
report, prepared by Zirkin and signed by all three medi-
cal examiners, stating their collective conclusion that the
victim had died of multiple injuries after a beating and
that the manner of death was homicide. The Deputy
Chief Examiner was a witness at trial.

Petitioner now characterizes this as a “ ‘trial by affi-
davit’” from whose “ ‘evil’” he would have been pro-
tected, Petition at 3, had the absent exaininer been
deposed or produced at trial. That is not the case. The
cause of death was not determined by Dr. Zirkin alone,
from his external and internal examination of the body at
autopsy; this was jointly determined by the full staff after
consultation with the neuropathologist. Zirkin was the
least experienced member of the staff, moreover; his testi-
mony could not have added anything that Dr. Burns, the
Deputy Chief, could not have provided with greater
expertise.

Expertise was not what the defense desired in this
case, however. Though petitioner now represents to this
Court that the cause of death was “a legitimately dis-
puted issue” below, Petition at 3, he had moved before
trial to exclude not only the autopsy report and “any and
all hospital, medical,” or other reports “ostensibly proba-
tive of any medical opinion of the cause of the victim’s
death” from evidence, but also, “the testimony of any
medical examiner, associate medical examiner, physician,
pathologist, or any medical professional person regarding

the cause of death of the victim, including but not limited
to” the Chief and the Deputy Chief Medical Examiners.
(Tr. 1908) Similarly, though petitioner now excoriates the
prosecutor for having failed to depose the former associ-
ate medical examiner before the witness left the country,
Petition at 10-11, he fails to mention that two of his
codefendants told the trial court they had opposed the
State’s motion to take the deposition. (Tr. 1918-19) Peti-
tioner’s assertion now that his “objection to the use of
documentary evidence in preference to live testimony
was not an obstructionist effort”, Petition at 3, is belied
by the record.

The First Circuit conducted a careful and painstaking
review of the confrontation analysis of the hearsay evi-
dence addressed in Ohio v. Roberts, 448 U.S. 56 (1980), and
United States v. Inadi, 475 U.S. 387 (1986), and found the
reascning of the latter “applies equally well to distin-
guish the former testimony of Roberts from most of the
other hearsay exceptions, such as - for example - busi-
ness records or public records.” Id. at 774. The circuit
court noted that “While an autopsy report, strictly speak-
ing, does not fall within the category of a clearly recog-
nized hearsay exception,” it “shares most of the features
of both the business records and the public records excep-
tions” codified in Rules 803(6) and (8) of the Rules of
Evidence, “and the reasoning of Inadi similarly applies.”
Id. As it recognized, the Supreme Court of Rhode Island
also found autopsy reports admissible as a business or
public record under state evidence law, id. at 776-77 (cit-
ing Manocchio, 497 A.2d at 6). The court found no real
benefit to be gained from live testimony of the patholo-
gist, because “If any length of time has passed since the

performance of the autopsy, the medical examiner will
probably not remember the autopsy and its results inde-
pendently from the report itself.” Id. at 775. Moreover,
“detailed descriptions” of the body “and often his judg-
ments will be superior at the time he writes the report to
any he could make later; he will ordinarily be able to
testify only by reference to the report.” Jd. “Further,” the
court said, “the routine, standardized conditions under
which such reports are prepared, as well as the fact that
the medical examiner is exercising a special responsibility
which the law assigns to him, assure their independent
reliability.” Id. [emphasis added]. The court therefore held
ihat the autopsy report in this case “possessed sufficient
‘particularized guarantees of trustworthiness’ that its
admission in the absence of live testimony by its preparer
did not offend the Confrontation Clause.” Id. at 777. It
emphasized factors underlying that conclusion, however,
id., and then went on to identify and to examine in detail
the four distinct kinds of hearsay admitted in the report:
(1) descriptive observations of the condition of the
corpse; (2) medical opinions as to the nature of any
injuries or illnesses, and conclusions as to the medical
cause of death, based on those opinions; (3) statements as
to the circumstances surrounding the death, taken from
police reports or other sources; and (4) the conclusion
that the manner of death was homicide. Id. at 778-784.

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FACTUAL BACKGROUND

In the late evening of November 1, 1980, Richard
Fournier and Maureen Enright went to Gantry’s night-
club on Mineral Spring Avenue in North Providence,

Rhode Island, to hear the band known as “Love Lace,” for
whom Fournier had once worked.

Also at the club that evening were five men, later
identified as Nicholas Manocchio [Petitioner here]; his
brother, Louis Manocchio; Paul Eacuello; his brother,
Stephen Eacuello; and James Massarone. Witnesses were
able to describe one or more of these men as having
attracted their notice for various reasons that evening See
State v. Manocchio, 497 A.2d 1, 3-4, 9-10 (R.i. 1985); see also
Record at 751, 946, 1217, 1226, 1234, 1279, 1594-98,
1626-29, 1633-34, 1715. One of the men had a cast on his
arm. (Tr. 935-37, 970, 1226, 1594, 1628) The one with the
cast identified himself as “Nicky” (Tr. 1101) and came
back to the dressing room looking for Fournier (Tr. 1224)
on the pretext of booking the band. (Tr. 937, 1224) This
man told Maureen Enright, “ ‘Your boyfriend’s as good as
dead.’ ” (Tr. 981-82)

Marguerite Fournier, the victim’s mother, testified
that for approximately two weeks before that night she
hud been receiving telephone calls and visits from a man
identifying himself as Stephen Eacuello, who said he was
looking for her son, Richard. Eacuello called on October
26 and told her to tell Rick not to leave: “ ‘We have to see
him.’ ” (Tr. 427-30) That same evening, Eacuello and two
other men came to her house. One was James Massarone.
(Tr. 439-41) The third man was obnoxious; he told Mrs.
Fournier her son owed them each a thousand dollars and
there would be ” ‘problems’ ” if they didn’t get to see
him. (Tr. 433-35) Eacuello came to the house again Octo-
ber 27th. On the 30th, he called and said, “ ‘We are sorry
for the problem we have caused you, but it’s out of my
hands now.’ ” (Tr. 437-38) Mrs. Fournier testified that the

last time she saw her son, he was in very good health. (Tr.
443)

Jayne Leo and Bruce Martin were leaving Gantry’s
around one o’clock that morning when Jayne saw four
men fighting outside in the parking lot, “screaming, hol-
lering, kicking and hitting” as “the person they were
beating on” was yelling, “ ‘Help me, help me, someone,
please, help me. Let me explain. I can explain the whole
thing.’ ” State v. Manocchio, 497 A.2d at 4. The struggling
group progressed to the rear of a car and the victim fell to
the ground, eventually crawling underneath the car and
clinging to the axle in effort to avoid the constant kicking
of his attackers as he cried for help. Id. At some point
Jayne saw the “big person” she had noticed inside the
club walk to the back of the lot and get into a pale yellow
Cadillac. He brought the car around, and opened the
passenger door. The assailants tried to pull Fournier out
from under the other car, telling him, “ ‘Get in this
car. You'll make it a lot easier on yourself. Just get in this
car.’ ” Id. Jayne was still watching as she pulled her own
car out of the lot and then drove up the street to where
Bruce Martin was parked. (Tr. 1715-1727)

The band was playing the last set when Charlene
O’Brien, lead singer for the band, ran onto the stage and
tried to enlist help. (Tr. 939, 1630) Fournier was lying on
his back in the parking lot, bleeding. His pants had been
torn off his body and he was naked from the waist down.
(Tr. 985, 1770-72) A boot was retrieved from the gutter the
next day; the pants were found a quarter of a mile further
down the road. (Tr. 1846-48) Mrs. Fournier identified
these as having belonged to her son. (Tr. 444)

Robert Marcoux, a bartender at Gantry’s, had been a
combat medic in Vietnam and went out to try to adminis-
ter first aid until the rescue squad arrived. He found
Fournier bleeding profusely and apparently in shock, his
throat full of blood. Marcoux gave him mouth-to-mouth
resuscitation until the rescue squad arrived and conveyed
Fournier to Roger Williams General Hospital in Provi-
dence (Tr. 1226-29). He died within the hour.

Petitioner and his four codefendants were indicted
three months later for murder and conspiracy to murder,
and the case came to trial in September 1982. Petitioner,
his brother, and Paul Eacuello were each convicted of the
lesser offenses of voluntary manslaughter and conspiracy
to commit assault and battery with a dangerous weapon.
The jury was unable to reach a verdict with respect to the
other two defendants, and a mistrial was declared as to
each of them. Defendants’ direct appeal was denied by
the Supreme Court of Rhode Island in 1985 and the
convictions were all affirmed. State v. Manocchio, 497 A.2d
1. Petitioner successfully petitioned the United States Dis-
trict Court for habeas relief under 28 U.S.C. § 2254, Man-
occhio v. Moran, 708 F. Supp. 473 (D.R.I. 1989), but that
decision was reversed on appeal, Manacchio v. Moran, 919
F.2d 770 (ist Cir. 1990). Petitioner now seeks_review by
writ of certiorari to the Court of Appeals for the First
Circuit.

Sd

ARGUMENT

I. THE FIRST CIRCUIT CORRECTLY DECIDED
THAT THE NATURE AND PURPOSES OF THE
BUSINESS-RECORDS AND PUBLIC-RECORDS
EXCEPTIONS TO THE HEARSAY RULE MAKE A
SHOWING OF THE UNAVAILABILITY OF THE
‘DECLARANT CONSTITUTIONALLY UNNECESS-
ARY.

Petitioner attacks the conclusion of the First Circuit
that the Confrontation Clause does not require a demon-
stration of the unavailability of the declarant, before hear-
say evidence in an autopsy report may be admitted. 919
F.2d at 774-76. He reasons that Ohio v. Roberts, 448 U.S. 56
(1980), requires it. In the alternative he argues that an
“availability” rule “would significantly enhance the truth
seeking function” of the Clause. Petition ai 18.

What the First Circuit held was that “Recent Supreme
Court precedent indicates that while reliability continues
to be a key factor in Confrontation Clause analysis of
hearsay, the declarant’s availability, in a case like the
present, is not.” 919 F.2d at 774. The court went to explain
that in United States v. Inadi, 475 U.S. 387, 394 (1986), this
Court “declared that ‘Roberts cannot fairly be read to
stand for the radical proposition that no out-of-court
statement can be introduced by the government without a
showing that the declarant is unavailable.’ ” Id. It went on
to note Inadi’s holding that co-conspirator statements of a
non-testifying declarant may be admitted without a
showing of unavailability, and concluded, “We believe
that Inadi is controlling here.” Id.

Roberts concerned prior testimony. The rule requiring
a showing of the declarant’s unavailability was based on

10

the preference “for present, live testimony” where avail-
able. Id. In Inadi, however, it was pointed out that state-
ments made by a coconspirator while the conspiracy was
in progress “could not be replicated, even if the declarant
testified to the same matters in court.” Id. (citing 475 U.S.
at 396). The First Circuit concluded that the analysis
“applies equally well” to reliable out-of-court statements
admissible in business records and public records. Id. The
court reasoned that observations contemporaneously
recorded at autopsy were undoubtedly superior to any
later testimony a medical examiner could give at trial,
when he “will probably not remember the autopsy and its
results independently” and would “ordinarily be able to
testify only by reference to the report.” Id. at 775.

Review of Dr. Zirkin’s Grand Jury testimony bears
this out, in fact, as the First Circuit noted, 919 F.2d at 778
n.14:

In the present case, even if Dr. Zirkin had been
called as a live witness, he would most likely
have been forced to base his testimony upon his
own written autopsy report because of the large
numbers of autopsies that medical examiners
perform and because of the length of time that
passed between the time of performing the
autopsy and the time of trial. In Dr. Zirkin’s
earlier testimony before the Grand Jury in the
same case, he stated, “If I may refer to my
notes,” and took his answers thereafter directly
from the report.

Certiorari was granted in Inadi to “resolve the question
whether the Confrontation Clause requires a showing of
unavailability as a condition to admission of the out-of-
court statements of a nontestifying co-conspirator, when
those statements otherwise satisfy the requirements of

11

Federal Rules of Evidence 801 (d)(2)(E).” 106 S.Ct. at
1124. This Court concluded it did not, finding only “mar-
ginal protection” would be afforded to defendants by an
“unavailability rule’ when compared with the “signifi-
cant practical burden” it plates on the prosecution. The
Court pointed out moreover that “the defendant himself can
call and cross-examine such declarants” by exercise of his
rights under the Compulsory Process Clause. 106 S.Ct. at
1129. [Emphasis added.] Thus the Court declared, “We
hold today that the Confrontation Clause does not
embody such a rule.” Id.

The single factor uniformly looked to among the
States and federal Circuits in deciding confrontation
claims has been the reliability of the evidence at issue. It
is the effort to “afford the trier of fact a satisfactory basis
for evaluating the truth” that gives meaning to the right
in a criminal trial, California v. Green, 399 U.S. 149, 161
(1970), and this rests upon reliability.

Every case petitioner relies on where an autopsy
report or other scientific record or report was held inad-
missible was based on a finding that the evidence in issue
was somehow less than trustworthy. This was true, for
example, in Stevens v. Bordenkircher, 746 F.2d 342 (6th Cir.
1984), where, the First Circuit court pointed out, the
autopsy report “was not based on an autopsy of any kind,
and it falsely created the impression that its contents
reflected the coroner’s independent medical conclusions
based on such an autopsy. Such showings would clearly
justify excluding this particular report from evidence for
Confrontation Clause purposes.” 919 F.2d at 779 n.16.

12

As the First Circuit noted, in this case, “Dr. Burns, the
Deputy Chief Medical Examiner, who testified at the trial,
authenticated the report and established that it was pre-
pared under the auspices of the Medical Examiner’s
Office” in accord with statutory requirements and estab-
lished medical procedures of the Office. Burns “described
the statutory mandate of the Office of the Medica! Exam-
iner, the way in which this mandate is carried out, and
the generalized procedures of the Office regarding con-
duct of autopsies and preparation of the reports.” Id. at
778. As the circuit court noted, however, “It happened in
this case that Dr. Burns also had personal familiarity with
this autopsy, qualifying him to testify to more than just
the general procedures for conducting autopsies and pre-
paring reports.” Id.

Had petitioner actually meant to test the conclusions
of the examiners as to cause of death, as he would have
this Court believe, Petition at 18, he had Dr. Burns right
there on the stand. As the record shows, however, supra,
petitioner had already sought to preclude him from testi-
fying substantively.

It is submitted the First Circuit correctly applied the
reasoning of Inadi in this case.

A.
4

II. THE CONCLUSIONS OF THE FIRST CIRCUIT
ARE NOT IN CONFLICT WITH THOSE FEW CiR-
CUITS AND STATES THAT HAVE RECENTLY
ADDRESSED THE NARROW ISSUE.

It is not the case that the opinion of the First Circuit
“conflicts with federal and state decisions” on the

13

reliability of autopsy and other medical or scientific
reports. Petition at 20. Indeed, the overwhelming trend
would seem in accord with the First Circuit. In Robertson
v. Comm., 211 Va. 62, 175 S.E.2d 260 (1970), for example,
the Supreme Court of Virginia reviewed a state law pro-
viding that “ ‘Reports of investigations made by Chief
Medical Examiner or his assistants . . . and the records
and reports of autopsies made under the authority of this
chapter, shall be received as evidence in any court or
other proceeding,’ ” id., 175 S.E.2d at 262 (quoting VA.
CODE § 19.1-45), and observed:

The purpose of the statute is primarily to obvi-
ate the necessity of summoning as witnesses
those physicians or technicians who, in their
official capacity, are required to make patholog-
ical, bacteriological and toxicological investiga-
tions, as well as post-mortem examinations.
Such a provision is not only expedient and con-
venient — it prevents the delay that would result
if the limited number of physicians, chemists
and technicians were forced to testify whenever
a report made by them was offered in evidence.
The admission of a laboratory report in evidence
violates no constitutional right of a defendant.
The right to be confronted with one’s accusers
and witnesses does not operate to exclude
proper documentary evidence.

Id.

To the same effect are Salzetti v. Nichols, 744 P.2d 1362
(Utah 1987) (HLA test on blood sample to prove paternity
admissible as exception to hearsay rule without testi-
mony of technician); State v. Mayberry, 411 N.W.2d 677
(Iowa 1987) (medical examination report admissible pur-
suant to statute); McLean v. State, 482 A.2d 101 (Del. 1984)

14

(blood alcohol test admitted without chemist did not
abridge right of confrontation); Howard v. United States,
473 A.2d 835 (D.C.App. 1984) (chemical analysis as busi-
ness record bore sufficient indicia of reliability for con-
frontation purposes); People v. Tenorio, 590 P.2d 952 (Colo.
1979) (official public records admissible as exception to
hearsay rule to prove truth of contents). See also State v.
Reddick, 532 N.J. 66, 248 A.2d 425, 426 (1968) (per curiam)
(autopsy report prepared and filed as required by law
was correctly admitted after excising conclusions of
deceased medical examiner who performed post-mortem
examination; present assistant was then properly allowed
to testify as to his opinion of the cause of death, based on
the findings in the autopsy report).

In State v. Russo, 3 Conn.App. 137, 485 A.2d 1335
(1985), a doctor scheduled to testify in a New Haven trial
was in Providence unable to attend until the following
week; the hospital report of defendant’s statements to the
doctor was admitted pursuant to state law, without the
doctor’s testimony. In reviewing the claim that defendant
was denied his right to cross-examine the witness, the
intermediate appellate court held that the test for deter-
mining whether evidence such as the report “should be
admitted without affording the defendant the right to
confront the author is that there are ‘indicia of reliability’
which minimize the possibility of harm in placing the
evidence before the jury.” 485 A.2d at 1339. The court
noted that both patient and doctor were interested in
accuracy; that the doctor had no motive to falsify or
misrepresent findings; and that the report itself was not
prepared in anticipation of litigation. It concluded that

15

the evidence was “highly reliable” and that its admission
therefore did not violate the right of confrontation.

The same standard is seen in the federal cases. See
Hopkinson v. Shillinger, 866 I'.2d 1185, 1201 (10th Cir. 1989)
(when out-of-court victims’ statements “are corroborated
as extensively as here, the corroboration alone may be
sufficient to guarantee that the statements were trustwor-
thy.”); Mechler v. Procunier, 754 F.2d 1294, 1299-1300 (5th
Cir. 1985) (preliminary hearing testimony bore sufficient
indicia of reliability to permit admission “in complete
conformity with” the Confrontation Clause, where State
went to “incredible lengths” to find sole eyewitness who
was moving out of state next day; her testimony was “not
totally unsupported” so the jury could “logically infer
from other proof” whether her version was more likely
true than the defendant’s; no motive had been established
for her to lie; and the setting “provided guarantees of
trustworthiness” in circumstances “closely approximat-
ing” trial).

In Reardon v. Manson, 806 F.2d 39 (1986), the Court of
Appeals for the Second Circuit reversed the judgment of
the district court which cited Ohio v. Roberts, in holding
that Dr. Charles Reading, one of three toxicologists
employed in the toxicology laboratory of the Connecticut
Department of Health, should not nave been permitted to
testify to what he was told by his chemists, unless the
State first showed that the chemists themselves were
unavailable to testify. Id. at 41. Observing that the peti-
tioners did “not dispute the State’s contention that they
‘ had the right under Connecticut law to subpoena the
chemists as their own witnesses” id. at 42, the court
declared it would be “a manifest miscarriage of justice to

16

Overturn a conviction on the ground that the State
declined to call a witness whose testimony was available
to both parties.” Id. at 43. The court went on to observe,
“Of course, when the prosecution seeks to introduce a
hearsay statement without producing the declarant, the
confrontation clause requires a showing that the state-
ment bears adequate indicia of reliability and trust-
worthiness.” Id. It noted, “No one has questioned Dr.
Reading’s qualifications.” Id. It found in addition that the
assistant chemists “were relating matters of present fact,
of which they had immediate personal knowledge”, there
“was no realistic possibility that their statements were
based upon faulty recollection,” and “they had no motive
whatsoever to jeopardize their careers by falsifying”
information. “Moreover, they were well aware that Dr.
Reading himself was participating in tests, the results of
which would measure the accuracy of their own.” Id. The
court concluded:
Under such circumstances, there were adequate

indicia of reliability to satisfy the demands of
the confrontation clause.

Id.

Montgomery v. Fogg, 479 FSupp. 363 (S.D.N.Y. 1979),
is a case in point. Habeas corpus relief was sought in part
on the basis that admission of an autopsy report at trial
without testimony of those who performed the autopsy
impinged upon tne right of confrontation. The district
court noted that official reports “are a recognized excep-
tion to the hearsay rule and have long been deemed
admissible, notwithstanding the confrontation clause.” Id.
at 370. The court explained, “The rationale supporting
their admissibility is that they have sufficient ‘indicia of

17

reliability’ to ‘afford the trier of fact a satisfactory basis
for evaluating the truth of the prior statement.’” Id.
Autopsy reports in New York “are official records kept in
the regular and usual course of the performance by the
medical examiner of his official duties”; their “reliability
is underscored by the rigid requirements” set by state law
for medical examiners. “Indeed,” the court reasoned, “if
business records are admissible as an exception to the
hearsay rule because they have the ‘earmarks of
reliability’ or ‘probability of trustworthiness’ (citing Pal-
mer v. Hoffman, 318 U.S. 109, 113-14 (1943)), then, a forti-
ori, public records kept pursuant to statute carry greater
weight of reliability.” Id. at 370-71.

Again, where such reports have been excluded, gen-
erally they have been found to be somehow unreliable for
the truth of the matter asserted in them. See Monn v. State,
300 Md. 354, 478 A.2d 695 (1984) (toxicology report
admitted over objection without its author required
reversal where facial discrepancies in report raised
doubts as to its reliability).

a
aA

CONCLUSION

It is true this Court has not directly passed upon the
effect of the Confrontation Clause on admission of an
autopsy report in a homicide case without testimony by
its author. It may be that the-issue is ripe, as petitioner
would urge. The Seventh Circuit recently observed in
another context, “At present, . . . there is no single
authoritative criterion for when the admission of hearsay
evidence violates a defendant’s constitutional right to

18

confrontation.” Nelson v. Farrey, 874 F.2d 1222, 1227 (7th Cir.
1989), cert. denied, __ U.S. __, 110 S.Ct. 835-36 (1990).

This Court had “decline[d] to endorse a mechanical
test for determining ‘particularized guarantees of trust-
worthiness’ ” of hearsay evidence under the Confronta-
tion Clause, however, Idaho v. Wright, __ U.S. __ 1 __ 7
110 S.Ct. 3139, 3150 (1990). Review last Term was denied
in a similar case in which the Supreme Court of Connecti-
cut upheld admission of an autopsy report as a business
record introduced through the testimony of a pathologist
not present at the autopsy. State v. Damon, 214 Conn. 146,
570 A.2d 700, cert. denied, U.S. __, 111 S.Ct. 65 (1990).
In that case, citing precedent of its own and of the Second
Circuit in Reardon v. Manson, 806 F.2d 39 (2d Cir. 1986),
cert. denied, 481 U.S. 1020 (1987), Connecticut held:

An autopsy report derives from well recog-
nized, routine procedures, and records objective
facts. These procedures are performed hundreds
of times each year, and in light of their fre-
quency, are so generally considered reliable that
they are normally undisputed. The pathologist
performing the autopsy, Shah, had no motive to
falsify her findings and owed no special alleg-
iance to the state’s attorney. Shah, as a physician
and state employee, has a professional duty to
report the results of her work in an accurate and
truthful manner. [Citing State v. Cosgrove, 181
Conn. 562, 575-77, 436 A.2d 33 (1980).] Like a
toxicology report, an autopsy report is essen-
tially a factual report limited to objective, physi-
cal observations. As such, it contains sufficient
indicia of reliability to afford the trier of fact a
satisfactory basis for evaluating the truth of the
prior statement.

214 Conn. at 159-60, 570 A.2d at 707-08.

19

The same reasoning is found in the opinion of the
First Circuit in this case. It is submitted the court’s dis-
cussion represents a most thoughtful and reasoned con-
sideration of the very factors the Court has looked to, in
its other cases, for “ ‘hearsay marked with such trust-
worthiness that there is no material departure from the
reason of the general rule.’ ” Idaho v. Wright, ___ U.S. at
__, 110 S.Ct. at 3150.

The First Circuit decision is sound and should be
allowed to stand. The petition for certiorari should be
denied.

Respectfully submitted,

James E. O’NEIL
Attorney General of the
State of Rhode [sland

ANNIE GOLDBERG*

Assistant Attorney General
Appellate Division

72 Pine Street

Providence, Rhode Island 02903
(401) 274-4400 ext. 289

"Attorney of Record

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385020_3293%3A2. Public record. Not legal advice.
