# Petition for Writ of Certiorari — Pocono Green, Inc. v. Board of Supervisors

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1991
- **Citation:** 498 U.S. 1048

## Text

IN THE SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1990

POCONO GREEN, INC.,
Petitioner

vs.

BOARD OF SUPERVISORS OF KIDDER TOWNSHIP
(Carbon County), PENNSYLVANIA

PETITION FOR WRIT OF CERTIORARI
TO THE SUPREME COURT OF PENNSYLVANIA

_*STEPHEN B. LIEBERMAN
BARRY W. SAWTELLE
Lieberman and Rothstein, P.C.
635 Walnut Street
Reading, Pennsylvania 19601

Of Counsel:

LENARD L. WOLFFE
Houpt, Wolffe, and Huganir, Ltd.
45 Darby Road
Paoli, Pennsylvania 19301

* Counsel of record

QUESTION PRESENTED

Whether the Board of Supervisors of Kidder Township (Carbon
County), Pennsylvania and the Supreme Court of Pennsylvania, re-
spectively, denied preliminary approval of Petitioner's housing devel-
opment based upon statements not in evidence nor part of the record, in
violation of the Fourteenth Amendment to the United States
Constitution.

TABLE OF CONTENTS

Questions Presented
Table of Authorities
Opinions Below
Jurisdiction
Constitutiona! Provisions Involved
Statement of Facts and Applicable Law

Staiement of Facts

Statement of Law
Reasons for Granting the Petition
Conclusion
Appendix A (Pennsylvania Supreme Court Opinion)
Appendix B (Application for Reargument)
Appendix C (Denial of Application for Reargument)
Appendix D (Commonwealth Court Opinion)
Appendix E (Common Pleas Opinion)

Appendix F (Township Decision and Findings)

TABLE OF AUTHORITIES
Cases:

Appeal of Molnar, 441 A.2d 487, 64 Pa. Cmwith. 515
(1982)

Bi-Metallic Investment Co. v. State Board of Equal-
ization, 239 U.S. 441, 36 S.Ct. 141, 60 L.Ed. 372 (1915)

Board of Regents v. Roth, 408 U.S. 564, 92 S.Ct.2701,
33 L.Ed. 2d 548 (1972)

Boddie v. Connecticut, 401 U.S. 371,91 S.Ct. 780,
28 L.Ed. 2d 113 (1971)

Brady v. Township of Colchester, 863 F.2d 205
(2nd Cir., 1988)

Bray v. Zoning Board of Adjustment, 410 A. 2d 909,
48 Pa. Cmwith 523 (1980).

Bridges v. Wixon, 326 U.S. 135, 65 S.Ct. 2358,
49 L.Ed. 2103 (1945)

City of Eastlake v. Forest City Enterprises, Inc., 426
U.S. 668, 96 S.Ct. 2358, 49 L.Ed. 2d 132 (1976)

Creative Environments, Inc. v. Estabrook, 680 F.2d

822 (Ist Cir., 1982), cert. denied 459 U.S. 989, 103 S.Ct.

345, 74 L.Ed 2d 385

Doran Investments v. Muhlenberg Township, 309
A. 2d 450, 10 Pa Cmwith. 143 (1973)

Fasano v. Board of County Commissioners, 264 Ore.
574, 507 P. 2d 23 (1973)

Page:

12,19

10

12

13

Cases:
Flick v. Gately, 328 Ill. App. 81, 65 N.E. 2d 137 (1946)

Gagnon v. Scarpelli, 411 U.S. 778, 93 S. Ct. 1756, 36 L.Ed.
2d 656 (1973)

Goldberg v. Kelly, 397 U.S. 254, 90S. Ct. 1011, 25
L. Ed. 2d 287 (1970)

Littlefield v. City of Afton, 785 F.2d 596 (8th Cir., 1986)

Matthews v. Eldridge, 424 U.S. 319, 96 S. Ct. 893, 47
L.Ed. 2d 18 (1976)

Meyers v. Board of Supervisors of Lower Makefield
Township, 394 A.2d 669, 38 Pa. Cmwith. 578 (1978)

Morrissey v. Brewer, 408 U.S. 471, 92 S.Ct. 2593,
33 L.Ed. 2d 484 (1972)

National Land Investment Co. v. Kuhn, 215 A.2d 597,
419 Pa. 504 (1965)

Nectow v. City of Cambridge, 277 U.S. 183, 48 S.Ct. 447,
72 L.Ed. 842 (1928)

Rogin v. Bensalem Township, 616 F.2d 680 (3rd Cir. ,1980),

cert. denied 450 U.S. 1029, 101 S.Ct. 1737, 68 L.Ed. 2d 223

South Gwinnett Venture v. Pruitt, 491 F.2d 5 (Sth Cir.,en
banc, 1974), cert. dismissed 416 U.S. 901,94 S.Ct. 1625, 40
L.Ed. 2d 119, cert. denied 419 U.S. 837, 95 S.Ct. 66, 42
L.Ed. 2d 64

Village of Belle Terre v. Boraas, 416 U.S. 1,94S.Ct. 1536,
39 L.Ed. 2d 797(1974)

Village of Euclid v. Ambler Realty Co., 272 U.S. 365, 47
S.Ct. 114, 71 L.Ed. 303 (1926)

Page:

12

9,10, 16

10

12

12

14

9, 10

14

12, 20

7, 8

Cases:

Village of Arlington Heights v. Metropolitan Housing
Development Corp., 429 U.S. 252, 97 S.Ct. 555, 50 L.Ed.
2d 450 (1977)

Warth v. Seldin, 422 U.S. 490, 95 S.Ct. 2197,
45 L.Ed. 2d 343 (1975)

Washington v. Davis, 426 U.S. 229, 96 S.Ct. 2040,
48 L.Ed. 2d 597 (1976)

Constitution and Statutes:

United States Constitution, Fourteenth Amendment
28 U.S.C. Section 1257(a)

Pennsylvania Municipalities Planning Code, 53 P.S.
Section 1001 et. seqg., Section 10707(4)

Other authorities:

Davidoff and Davidoff, Opening the Suburbs:
Toward Inclusionary Land Use Controls, 22 Syracuse
L. Rev. 511 (1971).

Shortlidge, The “Fasano Doctrine”: Land Use
Decisions As Quasi-Judicial Acts, Planning, Zoning,

and Eminent Domain (Fall, 1986).

Developments in the Law -- Zoning, 91 Harv. L. Rev.
1427 (1978)

Page:

14,15,

16, 20

14, 20

15

13

13

17

A eA VT

IN THE SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1990

No.

POCONO GREEN, INC.,
Petitioner
vs.
BOARD OF SUPERVISORS OF KIDDER TOWNSHIP
(Carbon County), PENNSYLVANIA

PETITION FOR WRIT OF CERTIORARI
TO THE SUPREME COURT OF PENNSYLVANIA

The Petitioner, Pocono Green, Inc., by and through tts
counsel, petitions for a Writ of Certiorari to review the judgment of
the Supreme Court of Pennsylvania in this case.

OPINIONS BELOW

The opinion of the Supreme Court of Pennsylvania (App.,
injra, \a-1\'a)is reported at 523 Pa. 601 and 568 A.2d612. The opinion
of the Commonwealth Court of Pennsylvania (App., infra, 27a - 29a)
is reported at 117 Pa. Commonwealth 396 and 543 A.2d 1253. The
opinion of the Court of Common Pleas or Carbon County is not re-
ported. The Report of the Supervisors of Kidder Township is not

reported.

JURISDICTION
The judgment of the Supreme Court of Pennsylvania (App.,
infra, 1a) was entered on January 16, 1990. An Application for Rear-
gument was denied on August 22, 1990 (App., infra, 26a). The juris-
diction of this Court is invoked under 28 U.S.C. Section 1257(a).

CONSTITUTIONAL PROVISION INVOLVED

The Fourteenth Amendment to the United States Constitution
provides, in relevant part:

No State shal! make or enforce any law
which shall abridge the privileges or
immunities of citizens of the United
States; nor shall any Siate deprive

any person of life, liberty or prop-

erty without due process of law...

STATEMENT OF FACTS AND APPLICABLE LAW

The issue in this case is whether the state can deny a
property owner the right to use his land in a manner consistent with
applicable zoning regulations without affording him the safeguards
of Procedural Pue Process. This right is important and fundamen-
tal--too important and fundamental to be defeated by unsupported
and insupportable fears of adverse impact. Yet, precisely this oc-
curred with Petitioner’s land development application to the Board
of Supervisors of Kidder Township.

The Kidder Township Board of Supervisors reached an
incorrect conclusion because it relied upon public opinicn rather
than competent evidence. Procedural Due Process provides safe-
guards which insure that government decisions affecting individu-
als are fair and accurate, not arbitrary or irrational. When govern-
ment agencies stray from the structural framework of Procedural
Due Process, errors are committed and rights protected by the
Fourteenth Amendment are abridged.

Procedural Due Process requires that decisions regarding
reasonable land use be made objectively and without hysteria. This
Court has never instructed local zoning agencies to comport their
actions to the Procedural Due Process requiremenis of the Four-
teenth Amendment. The Court should issue a definitive statement
that local governments must adhere to the requirements of Proce-
dural Due Process in applying zoning ordinances to individual prop-
erties. This will safeguard against the denial of legitimate land use,
based on irrational public sentiment and without regard for the rights of
property owners or the larger needs of society.

I. Statement of Facts.

The Petitioner (“Pocono Green”) is a real estate devel-
oper. In 1985, Pocono Green proposed 2 planned residential devel-
opment of 465 dwellings on a tract of land partially located in Kidder
Township, Carbon County, Pennsylvania. Pursuant to applicable
state law and municipal ordinance, Pocono Green submitted to
Kidder Township its Planned Unit Development' for Tentative
Approval? of the 200 dwellings to be located in the Kidder Township
portion of the tract.

Pennsylvania law provides that the municipal legislative
body may assign consideration of planned developments to an
independent administrative agency (generally called a “Planning
Commission”), Alternatively, the municipal board may opt to re-
view the development plans itself. Kidder Township has opted for
the latter procedure. Accordingly, a public hearing on Petitioner’s
Planned Unit Development was held before the Board of Supervi-
sors of Kidder Township. At the public hearing, Pocono Green
presented exhibits and the swor. testimony of several witnesses,
including a professional engineer. After the public hearing the
Township Board of Supervisors issued a written decision, denying
Tentative Approval of the Planned Unit Development.

The denial of Tentative Approval was based solely upon
the Supervisors’ conclusion that Pocono Green’s plans for sewage

' Planned developments (sametimes called “Planned Unit Developments” or “Planned Resi-
dential Developments”) are a housing development model gaining increasing popularity for the
construction of affordable housing. By clustering the housing units, thereby minimizing the
expense of roads, sidewalks, and unilites, this type of development provides entry level housing
for middle and working class families in a more aesthetically pleasant and environmenially

? Tentative Approval is a preliminary approval of the design scheme, critical under the Penn-
syivania Municipalities Planning Code, 53 P.S. Section 1001, et. seg. The Tentative Approval
process allows a review of the development plans for conformity to state and
local land use regulations. Without Tentative Approval, the development may
not proceed under Pennsylvania law. As a practical matter, also, Tentative
Approval is generally necessary to secure financing for the actual construction of
the Planned Unit Development. Tentative Approval was granted by the adjoining
East Side Borough for the remaining 265 dwellings on December 5, 1985.

treatment were not feasible’. This conclusion resulted entirely
from the Board’s finding of fact that the stream into which Pocono
Green proposed to discharge the treated wastewater processed by
its sewage treatment plant (i) ran dry and (ii) emptied into a pond
with no outlet. The record made before the Board contains no
competent evidence to support these findings.‘

At the public hearing, two residents of Kidder Township,
who were not sworn as witnesses, asked questions of Pocono
Green’s engineer. While asking those questions, the residents
made unsolicited comments from the floor of the public hearing, to
the effect that the stream ran dry and that it emptied into a pond that
_ had no outlet. Regardless of the truth or falsity of the unsworn
statements, the Board should not have relied on them to reach its
decision, because the statements were not part of the sworn testimony
and were not subject to cross-examination.°

Nevertheless, the Board seized on these statements to

3Initially, the developer has the burden to show that the sewage treatment design is feasible, 53
Pa.C.S. Section 10707(4). Feasibility, for purposes of Tentative Approval, is established by
meeting the objective standards of the Ordinance and the enabling legislation,
Doran Investments v. Muhlenberg Township, 309 A.2d 450, 10 Pa. Cmwlth. 143
(1973). The only objective standards in the Ordinance regarding sewage treat-
ment are requirements of compliance with the Pennsylvania Department of
Environmental Resources (“DER”) standards and preliminary approval by
DER. The Report on Sewage and Water Facilities prepared by Petitioner’s
engineer, the testimony of Petitioner's engineer, and the preliminary approval of
the proposed treatment system by the Pennsylvania Department of Environ-
mental Resources, all of which are part of the record, satisfied the objective
requirements of the Ordinance and the enabling legislation. See, Appeal of
Molnar, 441 A.2d 487, 64 Pa. Cmwith. 515 (1982). When the developer meets
these objective standards, the burden shifts to the objectors to show a lack of
feasibility. See, Bray v. Zoning Board of Adjustment, 410 A. 2d 909, 48
Pa.Cmwlth. 523 (1980).

* See, Dissenting Opinion of Justice Larsen (App., infra, 9a-11a)

SThis critical flaw is not merely an academic procedural deficiency. The Pennsylvania
Supreme Court took the extraordinary step of seizing upon these same unswom statements
in supporting jts decision. In its Application to the Pennsylvania Supreme Court seeking
Reargument, Petitioner attached thereto the applicable United States Geological Survey map
and an affidavit of a professional engineer, with accompanying photographs,
showing that the stream in question flowed to an impoundment (commonly
known as a “pond”) created by a railroad embankment, through a concrete
culvert, and then into the Lehigh River. The unswom statements as to the
stream’s terminus were, in fact, false statements.

deny approval to the development. The Board stated:

The evidence before the Board of Supervisors
is sufficiently deficient in showing the

feasibility of the proposed sanitary waste

disposal system being a stream discharge

treatment plant. A proposed system which
discharges into a stream which ofien runs

dry and leads to a pond with no discharge

poirt is detrimental to the environment,

the immediate residents of the area and

all residents of Kidder Township in

general (App., infra, 49a\Xemphasis added).®

In making the finding that the stream ran dry and ran to a
pond with no outlet, the Board of Supervisors confused the legisla-
tive role it normally occupies with the administrative role it exer-
cises in reviewing land development projects. It is acceptable for
a legislative body to rely upon public comment in drafting ordi-
nances. However, when exercising its administrative functions, the
Board may not rely on the kind of unproven, and ultimately false,
statements that were made by the residents from the floor of the
public hearing. Procedural Due Process requires the Board to limit
itself to competent, sworn testimony and properly authenticated
evidence. Here the Board erred fundamentally. It was swayed by the
unswor, erroneous comments of two residents, denying the Petitioner
Procedural Due Process.

Pursuant to the procedural requirements of Pennsylvania
law, Pocono Green sought review from the Court of Common
Pleas of Carbon County, Pennsylvania. The Court of Common
Pleas affirmed the Supervisors’ denial of approval for the develop-
ment without addressing the issue of the unswor statements from the

°The Board of Supervisors has made much of the comments of Petitioner’s engineer in
response to the unproven scenario painted by the objectors to the effect that the stream runs
dry and ends in a pond with no outlet. These comments of the engineer in no way refute the
record proof of the feasibility of the sewage treatment system. The finding of the Township and
the Supreme Court of Pennsylvania that the planned sewage treatment system would be det-
rimental to public health, safety, and welfare necessarily depends on findings of “fact” that are
unsupported by any evidence in the record.

residents.’

Pocono Green appealed the decision of the Court of Common
Pleas to the Commonwealth Court of Pennsylvania and prevailed.
The Commonwealth Court ordered that the development be granted
Tentative Approval, holding that the Supervisors abused their dis-
cretion by relying on the lay testimony of the two residents. The
Supreme Court of Pennsylvania agreed to review the Common-
wealth Court’s decision and, in a 3-to-2 decision, reversed the
Commonwealth Court.

The Supreme Court of Pennsylvania relied on the finding
that the sewage treatment plant would discharge into a stream that
ran dry and ended in a pond with no outlet:

It should go without saying, however, that
when a developer has proposed a sewage treat-
ment plant unsupported by substantial evidence
demonstrating the feasibility of dumpmg treaied
sewage into a stream that runs dry, ending in

a pond with no outlet, the public interest is

ai risk, the physical design of the proposal is
deficient, the manner of deficiency of public
service is obvious, and the relationship to

the neighborhood is adverse.” (App., infra,
9a). (Emphasis added).

The Supreme Court of Pennsylvania fell prey to the false, unsworn
statements from the residents and declined to reconsider its decision
(App., infra, 26a.). The Pennsylvania Supreme Court committed two
fundamental errors. First, it adopted the finding that the stream ran dry
and emptied into a pond with no outlet. This finding is unsupported by
competent evidence on the record. Second, the Pennsylvania Supreme
Court, after accepting as fact the unsworn assertions of the objectors
that the stream in question runs dry and flows to a pond with no outlet,
made its own finding that Petitioner’s planned sewage treatment sys-

7The Court of Common Pleas stated: “The Developer [Pocono Green] contends
that the Board erroneously relied on incompetent “testimony” from two area
residents who attended the meeting and questioned [Pocono Green's engineer]
about the creek and pond. However, we need not reach any issue regarding the
testimonial competence of the questions posed to the engineer by the residents
because it is not necessary to our disposition here.” (App, infra, 35a)

tem would create a risk to the public interest. Nothing in the record,
competent or otherwise, supports this latter finding. In fact, all the
evidence in the record positively contradicts these two findings.

The Pennsylvania Supreme Court also failed to address the
procedural standards that must apply when the municipality exer-
cises its administrative role. By failing to correct Kidder Town-
ship’s use of legislative fact-finding standards in an administrative
context, the court implicitly sanctioned such a process. Such a
procedure allows municipalities virtually unlimited discretion to
determine which housing projects are to be built and the power to
control who gains the right to enter communities. Such a procedure
violates the Due Process Clause of the Fourteenth Amendment.

II. Statement of Law.

The decision of the Pennsylvania Supreme Court allows irra-
tional, unsubstantiated fears to guide and direct the zoning agency’s
review of residential development projects. Decisions based on fears
rather than facts are arbitrary and unconstitutional. The judgment of
the Supreme Court of Pennsylvania denies Pocono Green due process
of law because the decision necessar’'y rests upon material not in
evidence and not part of the record before that court.

The United States Supreme Court has long held that zoning
ordinances are constitutional unless the provisions of the ordinance
“are clearly arbitrary and unreasonable, having no substantial
relation to the public health, safety, morals, and general welfare”,
Village of Euclid v. Ambler Realty Co., 272 U.S. 365, 47 S.Ct. 114,
71 L.Ed. 303 (1926). It is settled law that a municipality may not
enact a zoning ordinance that is arbitrary or unrelated to the pres-
ervation of public health, safety, welfare or morals. However, the
Court has left a gap in the legal process that should protect the land-
owner’s right to use his land in conformity with the zoning ordinance.
This Court has not established the procedural standards that are re-
quired to insure that a municipality’s application of an otherwise consti-
tutional zoning or land use ordinance to a particular landowner does not
become arbitrary or is not motivated by purposes unrelated to legiti-
mate governmental interests. The states and the federal courts lack
guidance on the application of the requirements of Procedural Due

Process to the administrative and adjudicatory actions of zoning agen-
cies.

In the present case, the Supreme Court of Pennsylvania failed
to apply a fundamental tenet of Procedural Due Process (that the
government's decision be based on competent evidence in the record)
to the actions of the municipality. This case presents this Court with the
opportunity to define, for the first time, the procedural requirements the
Due Process Clause of the Fourteenth Amendment imposes on the
application of zoning ordinances to individual landowners and proper-
lies.

A. Validity of Ordinances -- Substantive Due Process

Since Village of Euclid v. Ambler Realty Co., supra., and
Nectow v. City of Cambridge, 277 U.S. 183,48 S.Ct. 447,72 L.Ed. 842
(1928) it has been clear that state regulation of land use is limited by the
Due Process Clause of the Fourteenth Amendment, but that land use
regulation is permitted if it is reasonably related to a legitimate govern-
mental interest.* Zoning ordinances and land development regulations
are presumptively valid so long so they are related to public health,
safety, morals and general welfare. This application of these Substan-
tive Due Process elements of the Due Process Clause is well integrated
into the decisions of the Circuits and the state courts.

The Court’s initial decisions in the area of zoning dealt with the
validity of the ordinances generally. The adoption of the zoning ordi-
nance is a quasi-legislative function. The Court analyzed the ordi-
nances for their reasonableness and relationship to the legitimate gov-
emmental purposes of protecting public health, safety, welfare and
morals. No Procedural Due Process requirements attend this legisla-
tive function, Bi-Metallic Investment Co. v. Staite Board of
Equalization, 239 U.S. 441,36S.Ct. 141,60 L.Ed. 372(1915). The right
to Proce lural Due Process in a legislative context would make govern-
ment unworkable. It is not necessary to provide a hearing to all persons
who might be affected by a general enactment of a body with the
authority to legislaie. The protections against improper action of the
legislating body are in judicial review under the principals of Substan-
tive Due Process and through the power to vote officials out of office.

® See also, Village of Belle Terre v. Boraas, 416 U.S. 1,94 S.Ct. 1536, 39 L.Ed. 2d
797 (1974).

The Court's decisions regarding zoning have focused on a review of
the legislative function of the zoning authority.

However, a zoning ordinance that is reasonably related to a
legitimate governmental interest, and therefore valid on its face, must
be applied to particular properties and landowners in a manner which is
not arbitrary and which is related to a legitimate governmental interest.
The zoning regulation musi be applied in a manner which satisfies the
Procedural Due Process requirements of the Fourteenth Amendment.
In the application of the ordinance to particular development plans, the
role of the municipal zoning authority shifts from legislative to judicial
and administrative. When the zoning authority takes on this quasi-
judicial role, the legislative immunity from Procedural Due Process is
removed and the concepts of Procedural Due Process must be applied
to insure fair and correct application of the zoning ordinance to prop-
erly owners.

B. Administrative Action ~— Procedural Due Process

In the 1970s the Court articulated the application of Proce-
dural Due Process to a variety of governmental actions affecting lib-

erty and property interests. The Court has identified several elements
of Procedural Due Process: (1) notice of the governmental action; (2)
a neutral decision-maker, (3) an opportunity to present evidence; (4)
an Opportunity to cross-examine witnesses; (5) a decision based on
the record with a statement of reasons for the decision.’ Furthermore,
the evidence upon which the decision is based nust be competent and
believable. Therefore, oral testimony is generally required to be given
under oath, thereby impressing upon the witness his obligation to speak
truthfully.'° The Court has applied the concepts of Procedural Due

% See, generally, Gagnon v. Scarpelli, 411 U.S. 778,93 S.Ct 1756, 36 L.Ed. 2d
656 (1973); Morrissey v. Brewer, 408 U.S. 471, 92 S.Ct. 2593, 33 L.Ed. 2d 484
(1972)

© Bridges v. Wixon, 326 US. 135,65 S.C. 1443, 89 LEd. 2103 (1945) (Testimany in adminis-
trative proceedings affecting important rights must be under oath to be considered by the
decision-maker). See, also Flick v. Gately, 328 Ill. App. 132, 65 N.E. 2d 81
(1946) (evidence in a zoning case).

10

Process to a variety of situations'', but not to the application of zoning
or land use ordinances to individual landowners.

Nor has the Court addressed cleariy this distinction between
the legislative role of the municipa! zoning authority and its judicial and
administrative functions. Members of the Court have expressed dif-
fering views on when the zoning agency crosses over from legislating
to adjudicating, but the Court has not addressed this issue directly. In
City of Eastlake v. Forest City Enterprises, Inc., 426 U.S. 668, 96 S.Ct.
2358, 49 L.Ed. 2d 132 (1976) the Court reviewed a zoning ordinance of
the City of Eastlake. The ordinance provided for all changes in zoning
classification to be ratified by a referendum vote. A 55% majority of
the votes cast was needed for approval. The analysis of the majority of
the Court rested on the assumption that the reclassification of zoning
was still within the sphere of legislative action. Therefore, no Proce-
dural Due Process protections attached to the referendum process. In
separate dissents, Justice Powell and Justices Stevens and Brennan
argued that an application of the zoning ordinance to a particular prop-
erty and landowner shifted the function of the zoning authority to
judicial and administrative, thereby requiring Procedural Due Process
safeguards to prevent an abuse of individual property rights.

However, the bulk of the zoning agency’s work, including the
application of the ordinance in the present case, 1s Clearly within the
adjudicatory function of the zoning authority. The Petitioner sought
approval for a planned residential development, a permitted use of land
under the ordinance. No zoning reclassification was sought. The
Board of Supervisors’ role was only to determine whether Petitioner's
plans conformed to the requirements of the ordinance. This action,
representative of the work assigned to the zoning authorities in apply-
ing ordinances to particular projects and properties, requires the exer-
cise of administrative functions. Yei no standards exist to guide the
states and the circuits in determining when Procedural Due Process
protections apply to zoning board actions, nor what level of process is
due. The result is a vacuum out of which have developed broad divi-

11 Board of Regents v. Roth, 408 U.S. 564, 92 S.Ct. 2701, 33 L.Ed. 2d 548 (1972)
(tenure of faculty); Gagnon v. Scarpelli, 411 U.S. 778,93 S. Ct. 1756, 36 L.Ed. 2d
656 (1973) (probation revocation); Morrissey v. Brewer, 408 U.S. 471, 92 S.Ct
2593, 33 L.Ed. 2d 484 (1972) (parole revocation); Goldberg v. Kelly, 397 U.S. 254,
90 S. Ct. 1011, 25 L. Ed. 2d 287 (1970) (welfare benefits).

11

sions out of which have developed broad divisions among the siates
and circuits, uneven application of constitutionally protected rights, and
uncertainty among the builders of housing that they will receive a
fair and objective review of their plans by the local zoning agencies.

REASONS FOR GRANTING THE PETITION

This Court should review the decision of the Supreme
Court of Pennsylvania and establish clearly the procedural stan-
dards by which zoning ordinances may be applied to individual
landowners. The Court must inject order and fairness into the
zoning and land development process. When municipalities as-
sume administrative roles, they must be held to the standards of
Procedural Due Process. The alternative is chaos. Ungrounded
fears, shouted from the floor of zoning hearings, can effectively
prevent appropriate and necessary housing construction. The Court
should go on record as insisting that zoning decisions be rational,
supportable, and based on fact. The Court should establish un-
equivocally that the long-established principals of Procedural Due
Process must apply to the administration of land use and zoning
regulations.

The Circuit Courts of Appeals and the states are divided as to
(i) whether Procedural Due Process applies to the administration and
application of zoning ordinances and (ii) if Procedural Due Process
considerations do apply, what level of process is due. These constitu-
tional rights require uniform application between jurisdictions to pre-
vent discriminatory and exclusionary zoning practices and to provide
the climate of certainty necessary to allow the investing of resources in
land development and much needed affordable housing.

A. Divisions among the States and the Circuits.

The efforts by the Circuit Courts of Appeals to define
whether, and to what extent, Procedural Due Process requirements
must be incorporated into the administrative role of the zoning authority
have resulted in widely disparate resuits. The Fifth Circuit has con-
cluded that all zoning board activity is legislative and, therefore, the Due
Process Clause imposes no restriction on the process utilized by the

12

zoning board in considering an application under a zoning ordinance,
South Gwinnett Venture v. Pruitt, 491 F.2d 5 (Sth Cir., en banc, 1974),
cert. dismissed 416 U.S. 901, 94 S.Ct. 1625, 40 L.Ed. 2d 1625, cert.
denied 419 U.S. 837, 95 S.Ct. 66, 42 L.Ed. 2d 64. In South Gwinnett
Venture, the Fifth Circuit Court of Appeals held that the reliance of the
zoning authority on evidence not in the record was not a denial of
Procedural Due Process because the action was legislative and not
subject to the procedural requirements of the Due Process Clause.

In sharp contrast is the Third Circuit's discussion, in Rogin v.
Bensalem Township, 616 F.2d 680 (3rd Cir., 1980), of the distinction
between the zoning authority's legislative and administrative functions
and the procedural requirements that apply when the zoning board acts
in its quasi-judicial role. There, the Third Circuit Court of Appeals
stated:

“In contrast to legislative action is administrative action -- the scope of which is
limited by the due process clause. An example of an administrative act would be
the denial of a variance, because such an act involves not only general policy con

siderations but also application of that general policy to an individual land
owner.” 616 F.2d at 693, fn.60.

Similarly, the First and Second Circuits have found that Procedural Due
Process rights do apply in administrative proceedings before the zoning
board'*. These rights include a hearing before an impartial decision-
maker and the right to a decision based on facts and known standards.

However, confusion best describes the state of the law in this
area. Ancxample is Littlefield v. City of Afton, 785 F.2d 596 (8th Cir.,
1986). There, the Eighth Circuit Court of Appeals stated that Proce-
dural Due Process considerations were relevant, but analyzed the
process by the wrong standard. After recognizing that the landowner
was entitled to Procedural Due Process, the Eighth Circuit Court
should have evaluated the procedural protections afforded. Instead,
the Court of Appeals relied on Euclid v. Ambler Realty, supra., and
analyzed the decision of the zoning authority under the Substantive Duc
Process standard of arbitrariness and reasonableness.

2 Brady v. Township of Colchester, 863 F 2d 205 (2nd Cir., 1988), citing Baddie v. Connecticut,
401 U.S. 371,91 S.C. 780, 28 L.Ed 2d 113 (1971 Creative Exvironments, Inc. v. Estabrook,
680 F.2d 822 (1st Cir, 1982), cert. denied, 459 US. 989, 103 S.C. 345, 74 L. Ed. 2d 385, citing

Matthews v. Eldridge, 424 US. 319, 96 S.Ct. 893,47 L.Ed. 18 (1976).

13

Similar confusion and division exists among the states. The
Supreme Court of Oregon was among the first of the state courts to
adopt the distinction between legislative and quasi-judicial authority in
Fasano v. Board of County Commissioners, 264 Ore. 574, 507 P.2d 23
(1973). Several other states have followed the reasoning of Fasano,
but these states remain a minority."

The states following Fasano hold that the zoning author-
ity’s legislative function is limited to enactment of the zoning ordi-
nance and comprehensive revisions to the ordinance. Application
of the zoning ordinance to a particular property is a quasi-judicial
act. Application of the zoning ordinance includes approvals or
denials of subdivisions, approvals of planned unit developments and
other deveiopment projects, special use requests, and variance
requests. With the undertaking of this quasi-judicial role, the zoning
authority must conform to the requirements of Procedural Due
Process. However, states adopting these protections, which are
mandated by the Due Process Clause of the Fourteenth Amend-
ment, are the minority.

The Court should establish uniform application of federally
protected rights by resolving these conflicts. The Court should
establish clear Procedural Due Process standards for the administra-
live acts of zoning agencies.

B. Application of Procedural Due Process to zoning actions is a
logical and necessary safeguard to prevent exclusionary and
discriminatory zoning practices.

Exclusionary zoning practices have long been recognized
as an improper utilization of the staic’s zoning power. Exclusionary
zoning is generally defined as “the complex of zoning practices
which results in closing suburban housing and land markets to low-
and moderate-income families.”"* Exclusionary zoning motivated
by racial or economic discrimination makes the headlines. But perhaps
more pervasive, and equally onerous, is discrimination against new-
See, Shortlidge, The “Fasano Doctirine” : Land Use Decisions As Quasi Judicial Acts.
Planning, Zoning, and Eminent Domain (Fall, 1986).

* Davidoff and Davidoll, Opening the Suburbs: Toward Inclusionary Land Use Controls. 2
Syracuse L. Rev. 511 (1971).

14

comers who would like to be part of a community. This type of
discrimination is particularly odious in the area of housing. Housing is a
fundamental human need. Discrimination against newcomers and
outsiders freezes families out of communities. It allows communities to
build walls and say “we were here first, no one else may enter.” It
attacks directly the basic rights to equal opportunity and equal access.
Closing communities through exclusionary zoning practice distorts the
housing market, limits the opportunity to obtain housing, and places the
burden of accommodating new families squarely on those areas al-
ready urbanized and overburdened. Exclusionary zoning allows com-
munities to shirk their responsibility to share the increasing burdens of a
growing society. The inequality and unfairness injected into communi-
ties when arbitrary barriers are erected taints the dream of home
ownership.

The Pennsylvania Supreme Court has been in the forefront
of the development of the case law condemning exclusionary
practices in zoning regulation.'’ It is ironic, therefore, that the
decision of the Pennsylvania Supreme Court in the present case
opens the door to discriminatory and exclusionary zoning practices.
The decision of the Pennsylvania Supreme Court allows the zoning
agency to deny approval ta development projects without the
safeguard of requiring that decisions be based on objective stan-
dards. When the zoning agency is permitted to deny land develop-
ment projects without supportable reasons, there is no effective
check on the exclusionary and discriminatory zoning practices that
have been universally condemned.

In Village of Arlington Heights v. Metropolitan Housing
Development Corp., 429 U.S. 252,97 S.Ct. 555, 50 L.Ed. 2d 450 (1977),
the Court was asked to review whether Arlington Heights’ refusal to
rezone a particular tract of land, to permit a low income housing proj-
ect, was proper. Following on its decisions in Warth v. Seldin, 422 U.S.
490, 95S.Ct. 2197, 45 L.Ed. 2d 343 (1975), and Washington v. Davis,
426 U.S. 229, 96 S.Ct. 2040 , 48 L.Ed. 2d 597 (1976), the Court in
Arlington Heights reaffirmed the landowners’ fundamental
right to be free from arbitrary and irrational zoning

'S See, National Land Investment Co. v. Kuhn, 215 A.2d 597,419 Pa. 504 (1965); Meyers v.
Board of Supervisors of Lower Makefield Township, 94 A.2d 6, 38 Pa. Cmwith. 578 (1978).

15

actions. The Court went on to declare that zoning actions motivated by
racial discrimination violate this right. However, the Court was unable
to conclude that the denial of Metropolitan Housing's rezoning request
by the Village of Arlington Heights was racially motivated.

In essence, the Court concluded that there was insufficient
evidence of discrimination. The Court recognized the evidentiary
problem faced by parties alleging discrimination in the administration of
a zoning ordinance:

“Determining whether invidious discriminatory purpose was a motivating factor
demands a sensitive inquiry into such circumstantial and direct evidence of intent
as may be available. . . Sometimes a clear pattern, unexplainable on grounds
other than race, emerges from the effect of the state action even when the gov-
erning legislation appears neutral on its face. . . But such cases are rare.” 429

U.S. at 266, 97 S.Ct. at __, 50 L.Ed. 2d at 465.

Arlington Heights was brought to the Court on the theory that
the denial of the rezoning violated the Equal Protection Clause. The
Court did not review the actions of Arlington Heights from the perspec-
tive of Procedural Due Process. This is unfortunate because Proce-
dural Due Process, which requires the zoning agency to disclose the
reasons for its decisions, solves the evidentiary problem identified by
the Court.

Requiring the zoning agency to make its determination
upon known and objective standards and to state reasons for the
decision, supported by facts in the record, eliminates the need to
inquire into the motivations of the zoning agency. If the stated
reasons are not logically consistent with the evidence, then the
decision cannot stand. The subjective motivations of the zoning
authority, which are virtuaily never apparent on the record, become
irrelevant.

The Court has recognized that discrimination may be ac-
complished by the enactment of exclusionary zoning ordinances
and by a discriminatory application of a facially neutral ordinance.
What can be accomplished de jure by the express terms of the
ordinance may also be accomplished de facto by the way the zoning
authorities act upon the particular development application. Proce-
dural Due Process requires that a decision of the zoning authority to be
supported by facts on the record and makes the prohibition against
improperly exclusive zoning practices meaningful. Absent require-
ments that the zoning agency (i) explain its decision, (ii) identify the

16

facts upon which it relies, and (iii) limit its reliance to those facts
brought to it by competent evidence, the agency may hide its discrimi-
natory and exclusionary intent behind a facade of silence or obfusca-
tion, Without the safeguards of Procedural Due Process, parties ag-
grieved by the action of the zoning agency are left to attempi to prove
the intent of the agency indirectly by historical and circumstantial
evidence. As the holding of Arlington Heights makes clear, this is a
difficult, if not impossible, burden. A direct requirement that the zoning
agency explain itself allows the reviewing court to know whether the
action of the zoning agency was motivated by legitimate or illegitimate
purposes.

C. The effective administration of zoning ordinances is served
by Procedural Due Process.

Procedural Due Process rights promote efficiency and accu-
racy in government actions, including administration of zoning ordi-
nances. Procedural Due Process increases the likelihood that the
government agency will make the correct decision.'® This is particu-
larly appropriate in the present case where the key finding made by the
Pennsylvania Supreme Court was factually erroneous.

The Pennsylvania Supreme Court based its decision upon two
findings: (i) that the stream into which Petitioner proposed its sewage
treatment plant would discharge ran dry and emptied into a pond that
had no outlet and (ii) that discharging treated wastewater into such a
stream created a risk to public health, safety, and welfare. As is amply
demonstrated by Petitioner's Exhibits and Affidavit attached to the
Application for Reargument addressed to the Peansylvania Supreme
Court (App., infra, 12a-25a), the pond into which the stream runs does
have an outlet which flows into the Lehigh River. The Pennsylvania
Supreme Court's finding was based on unsworn statements of resi-
dents who were not subject to cross-cxamination. The assumption that
discharging treated wastewater into the stream threatens the public
interest is not supported by anything in the record. This assumption
may have intuitive or emotional appeal, but lacks any basis in fact.

® Sec, Gagnon v. Scarpelli, supra, where Justice Powell, writing for the majority of the Court,
stated: “These [Procedural Due Process] requirements themselves serve as a substantial
protection against ill-considered [government action] ...",411 U.S. at 786,93S.Ci. at, %
L.Ed. 2d at 664.

17

Nevertheless, that assumption motivated both the Board of Supervi-
sors and the Pennsylvania Supreme Court to deny Tentative Approval
to Petitioner's Planned Unit Development. This is precisely why so-
called “conventional wisdom”, which may be quite erronzuus, cannot
control the application of a zoning ordinance to a particular develop-
ment application. Instead, facts presented by competent evidence
must drive the decision of the zoning agency. Application of the
Procedural Due Process requirement that the decision be based only on
competent evidence in the record would have avoided these critical
factual errors.

Procedural Due Process preserves the fundamental fair-
ness necessary to make the application of zoning ordinances con-
stitutional.'? Zoning and land use regulation amount to a bargain
between the state and the landowner. The state secks to infringe on
the !andowner’s right to use his land as he wishes by the imposition
of land use regulations. The landowner agrees to give up his right
to use his land unfettered by zoning restrictions, in exchange for an
assurance that he will be able to use his land within certain known
guidelines and that he will have the right to argue for a waiver of the
restriction if they cause unreasonable harm. Thus virtually all
zoning ordinances contain prescribed permitted uses, uses avail-
able by special permission (known in Pennsylvania as special ex-
ceptions), and provisions for obtaining variances and development
approvals.

But this bargain is only meaningful if the state is required to
be fair and objective in determining whether the landowner may
receive a special exception, a variance, or approval of a planned
unit development. The zoning agency, in its legislative capacity, is
given broad discretion in enacting ordinances. The agency's duty
to explain its actions is minimal because the policy statements are
broad and the direct effect on individual properties is largely theoretical
and remote. But as the ordinance comes to be applied t particular
properties the effect can be immediate and severe. Th vefore, the
agency has a greater duty to explain its decision rationally and to
support the decision with facts. In this way the likelihood of a correct
result is increased.

'7 See Developments in the Law-Zoning, 91 Harv.L.Rev.1427 (1978).

18

When a zoning agency assumes an administrative role, it must
also assume the burden of Procedural Due Process to provide for a fair
adjudication of the individual rights affected by the governmental ac-
tion. The action of the Kidder Township Board of Supervisors, in
basing its decision on the unsworn comments from the audience at the
public hearing, is analogous to the House of Representatives basing a
decision to expel a member of Congress solely on unsworn, uncorrobo-
rated statements shouted from the gallery. Such a decision would
never pass constitutional muster, and neither should the actions of the
Board of Supervisors or the Pennsylvania Supreme Court in this case.

Procedural Due Process, with judicial review, serves to insure
that decisions of the zoning agency will be rational, not arbitrary. The
requirements that a fair hearing be held by an impartial arbiter, that
competent evidence be presented, and that the arbiter state its decision
in writing, supported by reasons and by facts contained in the record of
evidence presented, assure that the rights of the landowner to a fair and
accurate decision regarding the use of his land are preserved.

Finally, Procedural Due Process provides a more complete
and understandable record upon which the courts of appeal may
review the decisions of the zoning agencies. As issues of land
development and environmental concern come to the fore, courts will
be increasingly asked t~ .-view the decisions of local agencies. The
requirements of Proce iural Due Process not only increase the chances

. that the local agencies will make the correct decision in the first place,
but will provide the reviewing courts with an understandable record
upon which to make an informed analysis of the local agency’s deci-
sion.

D. Effective National Housing Policy requires uniform appli-
cation of Federally protected rights.

It is axiomatic to say that the federal policies protected by the
Fourteenth Amendment should be applied uniformly in all fifty states.
Rights guaranteed by the United State Constitution should not be con-
tingent on state law or differing interpretations among the Circuit
Courts. Presently, there is no uniform application of these constitution-
ally protected rights. Landowners in Oregon or, theoretically, the Third
Circuit, have a mechanism to enforce their rights to Procedural Due

19

Process. Landowners in the Fifth Circuit do not. For this reason alone,
the Court should direct the uniform application of Procedural Due
Process principals to the quasi-judicial actions of zoning authorities.

But land development and housing construction particularly
require Certainty, clarity and objectivity in the decision-making proc-
ess. Housing development necessarily demands the investment of
large sums of money. Uncertainty increases risk. Increased risk
means less housing is built, and the housing that is built costs more.
Allowing the municipality to reject housing development projects
based on fears rather than facts chills the climate for housing develop-
ment, particularly planned communities such as in the present case.

Due Process provides the stability and certainty necessary to
allow reasonable, appropriate, and necessary housing development. In
Boddie v. Connecticut, supra., Justice Harlan recognized this role of
Due Process in American society:

“At its core, the right to due process reflects a fundamental value of our
American Constitutional system ... Perhaps no characteristic of an organized
society is more fundamental than its erection and enforcement of a system of
rules defining the various rights and duties of it members, enabling them to
govern their affairs and definitively settle their differences in an orderly, predict-
able manner Without such a ‘legal system’, social organization and cohesion are
virtually impossible; with the ability to seek regularized resolution of conflicts
individuals are capable of interdependent action that enables them to strive to
achievements without the anxiety that would beset them in a disorganized
society.” 401 U.S. at 374,91 S.Ct at__, 28 L.Ed. 2d at 117.

Planned developments require large initial investments in land acquisi-
tion, planning, and engineering costs. If the builder does not know that,
upon meeting certain known requirements in the zoning ordinance, he
will be able to build the proposed community, the risk will be too great to
permit investment. If the municipality is allowed to reject development
projects without being able to state reasons supported by evidence,
then the climate for building housing is too uncertain to allow reason-
able investment in housing projects affordable to middle and working
class families. Procedural Due Process enforces the requirement of
certainty and fairness that makes decent housing possible in the United
States.

20

CONCLUSION

Zoning and land use regulation necessarily infringe on a
fundamenial property right -- the right to use one’s land freely. The
application of zoning ordinances to particular properties or devel-
opment projects is essentially a judicial and administrative function.
These functions must be undertaken only within the framework of
the Procedural Due Process protections that have been fashioned
to protect individuals from arbitrary and unwarranted government
interference.

The Third Circuit has most clearly identified the separate
legislative and administrative functions of the zoning agency. The
Third Circuit has also identified that Procedural Due Process prin-
cipals apply when the zoning agency acts in its administrative role.'*
The Petitioner urges the Court to adopt and develop the reasoning
of the Third Circuit in Rogin v. Bensalem Township. The Court
should identify procedural elements that must attend the applica-
tion of the zoning ordinance, thereby clarifying this important area
of the law for the Circuits and the states, which are presently in
confusion and conflict.

Procedural Due Process promotes both fairness and accu-
racy. It mitigates against discrimination and exclusion. Application
of Procedural Due Process principals to zoning decisions effectuates
the rights the Court has identified in Warth v. Seldin and Village of
Arlington Heights, supra.

18 Rogin v. Bensalem Township, supra.

21

The Court should grant a writ of certiorari to review and
reverse the decision of the Supreme Court of Pennsylvania.

Respectfully submitted,

*Stephen B. Lieberman
Barry W. Sawtelle
Lieberman & Rothstein, P.C.
635 Walnut Street

Reading, PA 19601

(215) 376-7217

Counsel for Petitioner

Of Counsel:
Lenard L. Wolffe
Houpt, Wolffe, and
Huganir, Lid.

45 Darby Road
Paoli, PA 19301

*Counsel of Record

la
APPENDIX A

SUPREME COURT OF PENNSYLVANIA
EASTERN DISTRICT

POCONO GREEN, INC.

v. : NO. 3 ELD.
: Appeal Docket 1989

BOARD OF SUPERVISORS
OF KIDDER TOWNSHIP
(CARBON COUNTY),
Appellant

JUDGMENT

ON CONSIDERATION WHEREOF, it is now here or-
dered and adjudged by this Court that the Order of the COMMON-
WEALTH COURT, be, and the same is hereby reversed, and the order
of the Court of Common Pleas of Carbon County be and is hereby
reinstated.

Marlene F. Lachman, Esq.
Prothonotary

Dated: January 16, 1990

2a

IN THE SUPREME COURT OF PENNSYLVANIA
EASTERN DISTRICT

POCONO GREEN, INC., : No. 3 E.D. Appeal Docket
Appellee, : 1989
v. : Appeal from the Order of

: the Commonwealth Court
BOARD OF SUPERVISORS: dated June 29, 1988, at

OF KIDDER TOWNSHIP : Docket No. 1549 C.D.
(CARBON COUNTY), : 1987, reversing the order
Appellant : of the Court of Common Pleas

: of Carbon County at 85-0805,
: dated June 19, 1987.

:_ Comwith Ct. ___,
> A.2d _s (1988)
: ARGUED: October 26, 1989

OPINION OF THE COURT
MR. JUSTICE FLAHERTY FILED: January 16, 1990

On March 13, 1985, a real estate developer, Pocono Green,
Inc., submitted an application for approval of a preliminary plan of
a planned residential development (PRD) to the Planning Commis-
sion of Kidder Township, Carbon County. The application contains
information required for a PRD by section 707 of the Pennsylvania
Municipalities Planning Code, 53 P.S. Section 10707, Kidder Town-
ship’s Zoning Ordinance, and the township’s Subdivision and Land
Development Ordinance. Among the required materials was Pocono
Green’s “Report on Sewage and Water Facilities,” which ex-
plained that because no municipal central sewage treatment facili-
ties were available, the Pocono Green development would have its
own facility which would discharge “final treated effluent . . . to an

3a

unnamed tributary of the Lehigh River . . . located at 41 degrees,
three minutes N. latitude and 75 degrees, forty-five minutes W. lon-
gitude.”

The Planning Commission then issued a report and recom-
mendation to the Supervisors, as required by the Subdivision Ordi-
nance, recommending that the application be given tentative ap-
proval, conditioned upon the approval of the Pennsylvania Depart-
ment of Environmental Resources (D.E.R.) for sewage and water
systems. On April 29, 1985 the Board of Supervisors conducted a
public hearing at which Pocono Green presented its preliminary
plan. At this hearing, Pocono Green’s engineer testified that the
sewage treatment plant was “feasible from an engineering stand-
point.” Additionally, as required by the Subdivision Ordinance, the
developer included in its preliminary plan a letter from D.E.R.
Stating that Pocono Green’s preliminary plans for sewage disposal
were acceptable to the agency.'

Two local residents testified that the stream into which
Pocono Green proposes to dump treated sewage sometimes runs
dry and that the stream flows into a pond which does not drain
except when there is a flood. Although Pocono Green’s engineer
was unfamiliar with the stream, he acknowledged that if the stream
runs dry and does not flow from the pond,” there might be some

' The letter of preliminary approval, dated April 1, 1985, from the Bureau of Water Quality
Management, Department of Environmental Resources, stated:

This department has reviewed the preliminary plans for Pocono Green
Development , located in Kidder Township and East Side Borough, Carbon
County PA. The proposal submitted utilizing private water supply and distribu-
tion and for sewage collection, treatment and disposal is acceptable to the
Department of Environmental Resources.

This letter constitutes concurrence by the Department of Environ-
mental Resources, Bureau of Water Quality Management, of the preliminary
proposal only, and should not be construed to represent a permit of any nature. It
is still necessary that . . . planning modules, indicating approval of this proposal
or a revision to the official plans of the municipalities involved, be submitted to
the Department of Environmental Resources for review and approval. More
detailed plans and specifications of the water supply, sewage collection and
treatment will also be reviewed at a later date as part of other permit applica-
tions. Any additional Federal, State and local planning and/or permit require-
ments must be met.

2 There was also testimony that the stream runs through the front yard of at least ane property

owner near the proposed development site.

4a

difficulty getting a final D.E.R. approval. As he put it: “Well, you
could see the problems we would have with D.E.R., getting this
worked oui, no doubt about it.” N.T. 77a.

On June 17, 1985, the Supervisors issued their report deny-
ing Pocono Green's application based on the following findings of
fact and conclusions of law.

FINDINGS OF FACT

* * 7

22 Article 4 of the Kidder Township Zoning Ordinance provides there can be no
habitation of any portion of the development until the residential use types are attached to a
centralized water system and a centralized sewage disposal system. The Municipalities
Planning Code indicates that municipalities shal] determine the feasibility of proposals for the
disposition of sanitary waste and storm water as being in the public interest. We find that the
feasibility of the proposal for the disposition of sanitary waste has not been shown by the
developer.

An issue was raised at the public hearing that the stream into which the developer
proposes an effluent discharge goes dry. A second issue was raised that said stream runs wo a
pond from which there is no discharge of water. The testimony of developer's engineer in
addressing both of these issues is moonclusive and contradictory. Statements (as found in the
record) were made by residents in the area of the stream on record that it does run dry and the
pond does not discharge except in flooding.
2 We find after review of all evidence presented that the developer failed to show that
the proposed sewage treatrnent plant which will discharge into a stream which runs dry and
leads into a pond that does not discharge to be feasible.’

CONCLUSIONS OF LAW

The evidence before the Board of Supervisors is sufficiently deficent in showing of
poerenm Ae bony pms ape system, being a stream discharge scw-
age treatment plant. A proposed system which into a stream which often runs dry
and leads into a pond with no discharge pomi is detrimental to the environment, the immediaic
resklents of the area, and all residents of Kidder Township in general.

DECISION

It is decided that the preliminary plan of Pocono Green as submitted is rejected
based on the foregoing Findings of Fact and Conclusions of Law with respect to a lack of
showing of feasibility of the proposed sanitary waste disposal system .. .

3 Apparently this means that the developer's sewage treatment plan has not been demon-
strated to be feasible.

Sa

On July 16, 1985 Pocono Green filed a notice of appeal in
the Court of Common Pleas of Carbon County. On June 19, 1987
the court affirmed the Supervisors’ decision without taking addi-
tional testimony. Pocono Green then appealed to Commonwealth
Court, which reversed.

Commonwealth Court reasoned that the board had abused
its discretion in determining that the developer had failed to sustain
its burden of proving the feasibility of the proposed sanitary waste
disposal system. The court indicated that although Pocono Green's
engineer was unfamiliar with the flow of sewage into the creck and
pond, the approval by D.E.R. and the testimony of a professional
engineer that the proposed sewage system was “feasible from an
engineering standpoint” constituted substantial evidence of the
feasibility of the plan. The board filed a Petition for Allowance of
Appeai, and this Court granted allocatur to address the question of
whether Commonwealth Court was correct in determining that the
board abused its discretion.

Pocono Green argues that the Supervisors’ decision was in
error in that the township's regulations on PRD applications defer to
D.E.R. sewage treatment standards, and compliance with those
standards, as evidenced by the D.E.R. preliminary approval, consti-
tutes “feasibility” of a preliminary PRD plan. We disagree.

Section 10707 of the Municipalities Planning Code, 53 P.S.
Section 10707, provides that an application for tentative approval of
a development plan for a PRD shall be filed before the planning
agency or the governing body of the municipality, and the applica-
tion shall disclose:

(v) the feasibility of proposals for water supply and the disposition of sanitary waste and storm

water....

53 P.S. Section 10707 (4Xv). Section 10709 further provides that
the governing body or planning agency may either grant or deny
tentative approval of the development plan as submitted. 53 P.S.

6a

Section 10709 (a).

The “feasibility” of the proposed sanitary waste plan, which the
local agency is authorized to decide, is determined, according to
Commonwealth Court, by “substantial evidence to support a find-
ing that the solution of a problem is likely to succeed.” The burden,
of course, is on the developer to prove the feasibility of his plan, and
the local agency must determine feasibility by reference to the
material presented by the developer.

With these principals in mind, we return to the claim that
D.E.R.’s preliminary approval of the sewage treatment plan consti-
tutes “feasibility” of the plan. Accepting Commonwealth Court's
definition of “feasibility” as a showing by substantial evidence that
the plan is likely to succeed, it is apparent that a preliminary agency
approval is irrelevant to the plan's likelihood of success where the
developer's expert indicates that he is not familiar with the stream
into which the treated sewage would flow and that it will be difficult
to persuade D.E.R. to issue a final approval of the sewage treatment
proposal. At issue is not whether the sewage treatment plant,
considered in a vacuum, is technically adequate, as is indicated by
D.E.R.’s preliminary approval. Rather, of course, at issue is the
feasibility of the developer's plan as it wil! operate at this particular
location.

The approval of PRD applications by local agencies is not
intended to be an academic exercise in creating drawing-board
images to be considered in isolation from the circumstances in
which they will function, but rather a determination of whether a
particular drawing-board image will work as it was intended in a
particular location in the real world. That is why the approval is
contingent upon the feasibility of the plan, not merely upon the
acquisition of a preliminary approval from D.E.R.

7a

Further, the statute clearly places the burden of establish-
ing this feasibility on the developer, who must submit substantial
evidence that the plant will function properly where it is to be
located. When the developer cannot answer questions about how
the facility will operate at this location, the township may properly
determine, indeed must determine, that the developer has not proved
the feasibility of its plan by substantial evidence. For these reasons,
the claim that D.E.R.’s preliminary approval should constitute
“feasibility” under the statute is obviously without merit."

Next, the developer contends that the Supervisor's rea-
sons for denying approval are legally deficient. In particular, the
developer argues that the township may not deny approval of a
PRD application on grounds not contained in its ordinances. The
grounds complained of are the township's findings that the proposal
requires the discharge of treated sewage into a stream that runs dry
leading in to a pond that does not discharge. These grounds,
according to the developer, are not present in the township's land
use Ordinance. We understand this argument to mean that because
the township has no ordinance prohibiting the discharge of sewage
into streams that run dry leading to ponds with no outlet, such

* Pocono Green cites our recent decision in Coretsky v. Board of Commissioners of Butler
Township, 520 Pa. 513,555 A.2d 72 (1989), in suppart of the angument that the township cannot
deny approval of a PRD application on the basis of a standard not in its regulations. In Coretyty
the township, pursuant to section 10508 of the Municipalities Planning Code, was required to
specify the section of the statute or ordinance upan which its denial of approval was based:

(2) When the application is not approved... the decision shall specify the defects found in the
application and describe the requirements which have nat been met and shall, in each case, cile
to the provisions of the statute or ordinance relied upon.

53 PS. Section 10508 (2). The township did not specify the statutory provision upan which its
denial of approval was based, and this Court held that the denial was, therefore, improper.

Coretsky has no application to the present case. In this case, the
township is authorized by section 10707 of the Municipalities Planning Code to determine the
feasibility of the developer's plan for sewage treetment. Such a determination, of course, must
be made an the basis of information submitted by the developer. When that information docs
not support the feasibility of the sewage disposal plan, the township is suthorized to disapprove
of the application.

grounds may not be used to support a denial. Thus, according to the
developer, because the township's ordinance contains no sewage
requirements except that the treatment plan be approved by D.E.R.,
and because D.E.R. has issued a preliminary approval, the denial
was in error. This argument is actually only a variation on the first
argument, and also is completely meritless. The developer over-
looks that the burden of presenting substantial evidence of feasibil-
ity is with him, and when he is unable to answer objections to his
plan, and, in fact, indicates that he may have difficulty with the
approval, tne mere possibility that D.E.R. will finally approve his
plan falls short of meeting that burden.°

Finally, the developer argues that the denial was in error
because the township's findings were not supported by substantial
evidence. According to the developer, it will have to meet D.E.R.'s
most stringent criteria for effluent quality because the stream into
which it proposes to discharge treated sewage is classified as a
“high quality cold water fisher[y].” Since the township failed to
make any findings as to the capabilities of the developer's proposed
method of treatment, the engineering characteristics of the treat-
ment plant, or the specific effect of the treatment plant on the
stream, the developer contends that the township's determination
was unsupporied by substantial evidence. This argument, too, is
without merit. Once again, the burden is on the developer to
establish the feasibility of the sewage treatment plan, not on the
township to establish its nonfeasibility. When the developer fails to
meet that burden by substantial evidence, the township has no
alternative but to determine that the plan is not feasible.

> The developer also makes two additional related claims. First, it asserts that the Supervisors
failed to provide specific objections to the plan. We disagree. The specific objections to the plan
are that the developer did not mect his burden of establishing “feasibility” by presenting
substantial evidence that the plan was likely to succeed.

Next, the developer claims that the requirement of D.E.R. approval is
adequate in itself to protect the public interest, and therefore, that the board improperly
withheld approval. Whether D.E.R.'s approval is sufficient to protect the public interest is an
argument more appropriaicly addressed to the legislature than to this Court. The General
Assembly specifically chose to empower local governing bodies to approve or disapprove the
feasibility of certain components of planned residential developments, and the developer may
not usurp this statutory scheme by substituting its opinion for that of the General Assembly as
to how the public interest should be protected.

9a

It is true that the township, pursuant to section 10709 of the
Municipalities Planning Code, is required to set forth reasons for the
denial “with particularity in what respect the development plan
would or would not be in the public interest, including, but not limited
to, findings of fact and conclusions on the following:

(4) the physical design of the development plan and the manner in which
said design does or does not make adequate provision for public services, .. . and
further the amenities of light and air, recreation and visual enjoyment;

(5) the relationship, beneficial or adverse, of the proposed planned resi-
dential development to the neighborhood in which it is proposed to be estab-

lished; ....

53 P.S. Section 10709 (b) (4), (5). It should go without saying, however,
that when a developer has proposed a sewage treatment plan unsup-
ported by substantial evidence demonstrating the feasibility of dumping
treated sewage into a stream that runs dry, ending in a pond with no
outlet, the public interest is at risk, the physical design of the proposal is
deficient, the manner of the deficiency of public service is obvious, and
the relationship to the neighborhood is adverse. The township was
certainly not, therefore, derelict in its findings or its conclusions of law
supporting the denial.

The order of Commonwealth Court is reversed. The order of
the Court of Common Pleas of Carbon County is reinstated.

Mr. Justice McDermott did not participate in the consideration
or decision of this case.

Mr. Justice Larsen files a dissenting opinion, which is joined by
Mr. Justice Zappala.

DISSENTING OPINION

JUSTICE ROLF LARSEN FILED: January 16, 1990

I dissent. Although there is some emotional appeal to Mr.
Justice Flaherty’s majority opinion in this case, there is absolutely
no legal basis for the Court's reversal of Commonwealth Court.

The Pennsylvania Municipalities Planning Code, Section
11005-A provides in relevant part:

10a

. .. If the record below includes findings of fact made by the governing body, board or agency
whose dicision or action is brought up for review and the court does not take additional
evidence or appoint a referee to take additional evidence, the findings of the goveming body,
board, or agency shall not be disturbed by the court if supported by substantial
evidence....

53 P.S. Section 11005-A. There is no evidence of record that the
unnamed tributary of the Lehigh River into which appellee, Pocono
Green, Inc., planned to discharge treated effluent runs dry occa-
sionally or that it flows into the pond with no outlet. The record
herein reveals that appellee, during the public hearing on its applica-
tion for preliminary approval of a planned residential development,
produced 1) the sworn testimony of a registered professional engi-
neer stating that appellee’s plans for a central sewage treatment
and disposal were feasible, and 2) a letter from the Department of
Environmental Resources (DER) giving preliminary approval to
those plans. The residents who spoke at the public hearing regard-
ing the condition of the Lehigh River tributary into which appellee
proposed discharging treated effluent were not sworn in as witnesses
and were not subject to cross-examination during the proceedings.
Thus, it is clear that the determination of the Board of Supervisors, i.e.,
that the sewage treatment proposal was not feasible because the tribu-
tary ran dry at times and ended in a pond with no outlet, was not
supported by substantial evidence.’

Additionally, a stream that flows intermittently can indeed
serve as a recipient of treated waste, as can a pond with a “deten-
tion time of 14 days or more.” See 25 Pa.Code Section 95.6(a)
Discharges to lakes, ponds, and impoundments; Abraham v.
Commonwealth of Pennsylvania, Department of Environmental
Resources, 1980 EHB 146 (DER can require “very high degree of
treatment” to sewage where receiving stream does not flow year
round).

As appellee met its burden of proving that the proposed
sewage treatment and disposal system was feasible, appellant, the
Board of Supervisors of Kidder Township, abused its discretion in
denying preliminary approval to appellee’s application. The DER has

' A court may take judicial notice of geographical facts; however, the extent of flow or
navigability of a given watercourse must “be established by proof.” See, Brush v. Lehigh
Valley Coal Co., 290 Pa. 322, 138 A. 860 (1927).

lla

the expertise to determine whether or not a permit can be issued to
appellee based upon the conditions existing at the site. And, indeed, a
permit will not issue and the planned residential development will not be
constructed if appellee’s plans are in any way inadequate or constitute
a threat to the environment. It is not for the Board of Supervisors or for
this Court to determine, on the basis of unsworn statements of lay
persons, that a particular sewage treatment and disposal system is not
feasible.

Accordingly, I would affirm the decision of Commonwealth
Court.

Mr. Justice Zappala joins in this dissenting opinion.

12a

APPENDIX B

SUPREME COURT OF PENNSYLVANIA
EASTERN DISTRICT

POCONO GREEN, INC., : No. 3 E.D. Appeal
Docket 1989
Appellee,
Appeal from the Order
: of the Commonwealth
-against- Court dated June 29,
: 1988, at Docket No. 1549

C.D. 1987, reversing the
BOARD OF SUPERVISORS : order of the Court of

OF KIDDER TOWNSHIP Common Pleas of
(CARBON COUNTY), : Carbon County at No.
Appellant 85-0805, dated June 19,
: 1987

Comwlth Ct. ;
___ — A.2d (1988)

ARGUED:
October 26, 1989
DECIDED:
January 16, 1990

APPLICATION FOR REARGUMENT OF
APPELLEE POCONO GREEN, INC.

Application of Appellee for Reargument from
Judgment of Supreme Court of Pennsylvania
of January 16, 1990

12a(1)

TABLE OF CONTENTS
Table of Citations
Order Sought To Be Reargued
Reasons for Reargument
Points of Law Overlooked or Misapprehended
Points of Fact Overlooked or Misapprehended
Significant Public Policy Concerns

These Issues Should be Decided by as Full
a Court as Possible

11

12a(2)

TABLE OF CITATIONS
Appeal of M.A. Kravitz Co., 501 Pa. 200, 460 A.2d 1075 (1983)
Bello v. Walker, 840 F.2d 1124 (3d. Cir, 1988)
Concord Township Appeal, 439 Pa. 466, 268 A.2d 765 (1970)

Council of Middletown Township v. Benham, 514 Pa. 176, 523
A.2d 311 (1987)

Herrington v. Sonoma County, 834 F.2d 1488 (9th Cir., 1987)

National Land and Investment Co. v. Easttown Township Board
of Adjustment, 419 Pa. 504, 215 A.2d 597 (1965)

Thompson v. Louisville, 326 U.S. 199, 4 L.Ed. 2d 654, 80 S.Ct.
624 (1960)

Village 2 at New Hope, Inc. 429 Pa. 626, 241 A.2d 81 (1968)

Pennsylvania Municipalities Planning Code, 53 P.S. Section
10101, et. seq.

Pennsylvania Clean Sireams Law, 35 P.S. 691.1 et. seq.

25 Pennsylvania Code, Chapters 91-93

13a

APPLICATION OF APPELLEE FOR REARGUMENT
I. ORDER IN QUESTION

Pursuant to Rules 2542-2544 of the rules of this Court,
Appellee Pocono Green, Inc. respectfully moves for reargument of
this Court’s Order filed January 16, 1990, in which the Court, by a
vote of 3-2 (one Justice withdrawn and one vacancy), reversed the
Order of the Commonwealth Court and reinstated the Order of the
Court of Common Pleas of Carbon County in a case which will have
a great impact on the cost of middle income housing throughout the
Commonwealth.

II. REASONS FOR ALLOWANCE OF REARGUMENT:

A. POINTS OF LAW OVERLOOKED OR MIS-
APPREHENDED:

1. THE COURT OVERLOOKED OR MIS-
APPREHENDED THE DUE PROCESS CLAUSE OF THE
FOURTEENTH AMENDMENT TO THE UNITED STATES
CONSTITUTION.

a. The decisions by this Court’s majority
that (i) “the stream runs dry, ending in a pond with no outlet,” (ii)
“the public interest is at risk,” (iii) “the physical design of the
proposal is deficient,” and (iv) “the relationship to the neighbor-
hood is adverse” (Opinion, p.11) are not based upon competent and
admissible evidence on the record. The first decision referenced
above [(i)] was not based on competent evidence (See II.A. (1) (b),
infra.). Decisions (ii) through (iv) above were based on absolutely
no evidence. As such, those decisions are irrational, arbitrary and
capricious and, therefore, a denial of Appellee’s right to due proc-
ess.

Approvals from political subdivisions of
the States, which are required before a party’s land can be im-
proved or developed constitute “property” under the Fourteenth
Amendment and are subject to due process protections. Bello v.
Walker, 840 F. 2d 1124 (3d Cir., 1988); Herrington v. Sonoma

l4a

County, 834 F. 2d 1488 (9th Cir., 1987). Deprivation of property will
not be allowed where there is no evidence to support it. Thompson
v. Louisville, 362 U.S. 199, 4 L. Ed. 2d 654, 80 S. Ct. 624 (1960).

b. The Township's failure to place the ob-
jectors under oath, followed by the Township’s consideration, as
evidence, of their unswom statements, not subject to cross-exami-
nation, violates Appellee’s right to due process. The lack of due
process is no mere academic exercise in this case. It has resulted
in this Court resting its decision, in large part, upon erroneous
“facts”. The stream in question does not “end in a pond with no
outlet.” The statements of the objectors in that regard which were
relied upon by the Township and this Court were false or mislead-
ing. (See Sections II.B.2 (c) and (d) and Exhibits “A” and “B”
attached hereto).

c. The Pennsylvania Department of Envi-
ronmental Resources (“DER”) standards absolutely control all
facets of design and operation of sewage treatment systems. Council
of Middletown Twp. v. Benham, 514 Pa. 176, 523 A.2d 311 (1987).
The Township expressly adopted the standards of DER as the only
standard to be met in all matters involving sewage (See Appellee’s
Appendix, pp. 15, 120, 109, 110, 36, and 85), and the record shows
that the sewage treatment system proposed by Appellee is feasible
according to DER. (Appellee’s Appendix, p. 155). The Township’s
denial of tentative approval based upon Appellee’s purported fail-
ure to satisfy the more indefinite standard of “feasibility” refer-
enced in Section 709(4)(v) of the Municipalities Planning Code
(“MPC”) is arbitrary, capricious, and irrational, and a denial of due
process.

2. THIS COURT OVERLOOKED OR MIS-
APPREHENDED SECTION 1005-A OF THE MUNICIPALI-
TIES PLANNING CODE, 53 P.S. 11005-A, WHEN IT FAILED
TO OVERTURN THE FINDING OF THE TOWNSHIP THAT
THE STREAM RUNS DRY AND ENDS IN A POND WITH
NO OUTLET, IN THE ABSENCE OF SUBSTANTIAL, OR
ANY, EVIDENCE.

This Court has, on numerous occasions, stated that
where the Court of Common Pleas takes no additional evidence,

1Sa

the appellate courts are limited to a determination of whether the
board committed an abuse of discretion or error of law. National
Land and Investment Co. v. Easttown Township Board of
Adjustment, 419 Pa. 504, p. 523, 215 A.2d. 597, p. 607 (1965);
Appeal of M. A. Kravitz Co., 501 Pa. 200, 460 A.2d. 1075 (1983).
“The court may not disturb the findings of the board if the record
indicates the findings are supported by substantial evidence. 53 P.S.
Section 11010.” Kravitz, 460 A.2d. p. 1081.

There is absolutely no competent evidence of record
to support the finding that the stream in question runs dry and ends in a
pond with no outlet. The only mention of these alleged characteristics
of the stream is unsworn testimony which was not subject to cross-
examination. The Appellee never had the opportunity, obligation, or
duty to refute these unsworn statements. It is a violation of the MPC,
53 P.S. 11005-A (formerly 53 P.S. 11010), for the board to base a
finding upon those unswom statements.

3. THIS COURT OVERLOOKED OR MIS-
APPREHENDED THE CHOICES AVAILABLE TO THE
TOWNSHIP UNDER SECTION 709 OF THE MUNICIPALI-
TIES PLANNING CODE.

The Court states that “Section 10709 [sic] further
provides that the governing body or planning agency may either
grant or deny tentative approval of the development plan as submit-
ted. 53 P.S. Section 10709 (a).” (Opinion, p. 6, emphasis added)
Section 709 of the MPC actually provides for a third alternative,
which may be the most practical, and most just, manner of resolving
the dispute between the parties in this case. That third alternative
is for the Township to “grant tentative approval! subject to specified
conditions not included in the development plan as submitted.” 53
P.S. Section 10709 (a)(2).

16a

B. POINTS OF FACT OVERLOOKED OR MISAP-
PREHENDED

1. THE COURT MISAPPREHENDED DER’S
PRELIMINARY APPROVAL AS BEING THE RESULT OF A
TECHNICAL, ACADEMIC EXERCISE THAT DID NOT
EVALUATE THE PROPOSED SEWAGE TREATMENT
PLANT AS IT WILL OPERATE AT THE PARTICULAR
LOCATION PROPOSED BY THE APPELLEE.

This Court misapprehended the significance of DER’s
preliminary approval when the court concluded that it was not
substantial evidence of the feasibility of Appellee’s sewage treat-
ment plan. The court evidenced this misunderstanding when it
Stated:

“AL issue is not whether the sewege treatment plant, considered in a vacuum, is technically
adequate, as is indicated by D.E.R.’s preliminary approval.” (Opinion of the Court, p.7)

The Court overlooked the fact that DER reviewed Ap-
pellee’s development plans before issuing its preliminary approval.
(Appellee’s Appendix, p. 155) Those plans specify the number of
dwellings which the treatment plant would service, the water sup-
ply and distribution system, the sewage collection and disposal
system, the exact latitude and longitude of the discharge into the
stream, and the quality and anticipated volume of the treated efflu-
ent. (Appellee’s Appendix, p.p. 137-140)

The Court overlooked the public record showing that
DER was familiar with the stream in question. Under the Clean
Streams Law, DER is authorized to survey and catalog all of the
waters of the Commonwealth and set water quality standards for
each body of water. 35 P.S. Section 691.394. DER did that survey,
prepared water quality standards for all of the waters of the Com-
monwealth, including the present stream, and codified that survey
in the Pennsylvania Code, 25 Pa. Code Chapter 93. The classifica-
tion of the subject stream is found at 25 Pa. Code Chapter 93.9, List
D, p. 93-28. When DER granted preliminary approval of Appellee’s
pians, it did so knowing full well the stream and its characteristics.

17a

2. THE COURT MISAPPREHENDED
THE EVIDENCE OF RECORD REGARDING THE STREAM
AND POND.

a. The Court misapprehended the comments
of Appellee’s engineer. The comment of Appellee’s engineer,
which the Court emphasized in upholding the Supervisors’ finding
of lack of feasibility, is in the subjunctive (Opinion, p. 3). That
comment has absolutely no significance in the absence of a finding,
by substantial evidence, that the stream runs dry and does not flow
from the pond. At a later point in the hearing, the engineer put his
prior comment in context when he stated:

“*_.we are not going to have a permit to build anything there unless we can demonstrate about
the stream, and, if it is as bad as you say it is, then the requirements for treatment
at that location are going to be more stringent.” (Appellant's Reproduced
Record, pp. 86a, 87a, emphasis added.)

b. The Court overlooked the statement of
Appellee’s engineer in his Report on Sewage and Water Facilities
that the “[flinal treated effluent [from the sewage treatment plant}
will be discharged to an un-named tributary of the Lehigh River
which flows into the river 0.8 miles downstream at a point opposite
Tannery.” (Appellee’s Appendix, p. 140) This statement was
uncontroverted by competent evidence and shows the engineer’s
familiarity with the stream. The stream, obviously, cannot both
flow into the Lehigh River and “end in a pond with no outlet”.

Cc. The fact that the stream does not end in a
pond with no outlet is evidenced by the Affidavit of Christopher L.
Borton, a professional engineer. The Affidavit is attached hereto,
marked Exhibit “A” and incorporated herein.

d. The fact that the stream does not end in a
pond with no outlet is further evidenced by the United States
Department of the Interior Geological Survey map for the White
Haven Quadrangle (“USGS map”). The USGS map shows the
stream which is the focus of this case as a solid blue line from the
proposed discharge point at latitude 47 degrees 03’00", longitude 75
degrees 45’00" to the pond, and then from the pond to the Lehigh River.

18a

The official USGS map for the White Haven quadrangle is attached to
the original of this Application for Reargument as Exhibit “B” and
incorporated herein. This Court can take judicial notice of the USGS
map.

3. THE COURT MISAPPREHENDED
THE PERMITTING PROCESS FOR APPELLEE’S TREAT-
MENT PLANT.

The Court misapprehended the process by which
Appellee must ultimately obtain a National Pollution Discharge
Elimination System (“NPDES”) permit to build and operate its
sewage treatment plant. DER’s regulations for obtaining an NPDES
permit require extensive review by DER, public notice of the permit
application, and public hearings on the application. (25 Pa. Code
Chapter 92) The final decisions of DER are subject to judicial review.

A SIGNIFICANT PUBLIC POLICY CON-
CERNS:

This is a Planned Residential Development case
which is: (a) a preferred method of development sanctioned by
both case law and statute, and (b) the method under which a
significant amount of middle income townhouses are built in this
Commonwealth, as is this one. 1 The holding in this case will cause
a significant increase in the cost of such development and throw a

' Planned Unit Development (or Planned Unit Residential Development) was sanctioned by
this Court in Village 2 at New Hope, Inc., 429 Pa. 626, 241 A.2d 81 (1968) and
that holding was carried over and codified as Article VII of the Pennsylvania
Municipalities Planning Code. Later this kind of development was given a further
imprimatur of approval by this Court in Concord Township Appeal, 439 Pa. 466,
268 A.2d 765 (1970).

? One of the most significant parts of the decision-making process to go ahead with large scale
development, to undertake to spend the huge sums of “front end” maney and to obtain the
necessary financing, is the ability to engineer out all of the uncertainties in order to project costs
and retums on investment. The more uncertainty, the more risk; the more risk, the less gets
dane. In this case it is not one of the superfluous products of American industry, but principally
housing for the middle and working classes of Pennsylvania. The issue here involved the
affordability of that housing which is again stirring controversy here and elsewhere. See

19a

strong element of uncertainty into the planning process. Both
effects will drive up costs for a class or group of citizens already
squeezed by declining industrial jobs, higher interest rates, and the
export of work to lower wage countries.

The Planned Unit Development concept subsumed
certain things which turned out to be true. The first was that large
scale development is inherently different from small scale develop-
ment. Because of that, there could be certain economies which
could be shared between the producers, consumers and munici-
palities. The municipalities would get greater aggregates of open
land, fewer roads, sidewalks, pipelines, etc. to maintain. The pro-
ducers would get less road to build, higher densities and a better
product to sell. The consumer would get better housing, more
innovatively designed, in better surroundings at a lower price.’
Almost all of the Planned Residential Developments in Pennsylva-
nia, as elsewhere, are townhouse or substantially townhouse de-
velopments.

In this case the Court has created, by a one vote
margin, a terrible dilemma for the producer which must inevitably
adversely impact the consumer. By statute, the approval process is
in two stages; the first stage is a preliminary one (which is called
“Tentative Approval”) and the second stage is called “Final
Approval.” In the Tentative Approval stage, all that is envisioned
is that the plan, as presented, meets the legal criteria of the ordi-
nance and that it is “feasible”, that is capable of being done. The
purpose of setting the “feasible” standard is to keep down the huge
costs of “up front” engineering studies, surveys, borings, etc. The
difference between the feasibility studies and final engineering can
be hundreds of thousands of dollars. The protection to the local
authorities is that Final Approval, upon which actual building per-
mits are graé@ed, cannot be obtained until the final engineering is
done and pré—proven to be appropriate and effective. Final Ap-
proval is not given until all plans, specifications and details are fully

3 These are in contrast to “cookie cutter” subdivisions which are not only environmentally
unsound, but very expensive to build and, hence, to sell. Even one acre subdivisions virtually
require that almost every inch of the land be bulldozed. When constructed, Planned Develop-
ment obviates much of this.

20a

and completely engineered, reviewed and approved. Tentative
Approval merely gives the producer an assurance that if the plan
complies with all of the safeguards, Final Approval will be forth-
coming. The key is that it is the Tentative Approval, and that
assurance, which permits him to get financing, in most instances.
That is not something at which to be sneezed! [t is the vital link in the
housing industry.

In this case, and traditioually, the determination of
whether or not a sewer system will or will not work, or whether it
will be approve or not approved, is determined by DER which acts
under the guidelines of the Federal Environmental Protection Agency
(EPA) and the Clean Streams Law.‘ Ultimately, the licensure of a
sewer plant is DER’s responsibility as is its continued operation,
which is monitored by frequent inspections.’ Here DER in effect
gave its “Tentative Approval” and against that all that appears of
record is that two lay persons stand up out of the audience, un-
sworn, neither parties nor witnesses, and voice unverified opinions
as to an irrelevant fact which is used for the basis of the only Finding
of Fact leading to the only Conclusion of Law that is fatal to the
application.

The record shows that a registered professional
engineer says the sewage system will work (Appellant’s Repro-
duced Record, p. 53a) and DER says it will work. If this kind of
refusal is to be affirmed in every application for Planned Residen-
tial Development, then any unfounded fear (to satisfy the “no
development” types present in every community) may be relied
upon by a municipality to deny otherwise perfectly legitimate hous-
ing Opportunities. The only way the producer can avoid this is either
not to go into Planned Unit Development, or to overload the “front
end” and thus increase the cost to the consumer. Neither is good
for the people of this Commonwealth and both are contrary to the

* Act of June 22, 1937, P.L. 1987, 35 PS. Sections 691.1 0 691.1001.

5 See Council of Middletown Twp. v. Benham, 514 Pa. 176,523 A.2d 311 (1987).

21a

announced public policy of both the Courts and the legislature.

D. THESE ISSUES SHOULD BE DECIDED BY
AS FULL A COURT AS POSSIBLE:

As noted, this was a 3-2 case. The decision here
involves the affordability of housing to a major segment of our
population and one of the dominant forms of that housing. It should
have the attention of as full a court as possible. This case deserves
as thorough an exegesis of the legal, social and economic issues as
is possible under the circumstances. While the majority’s decision
turns on seemingly narrow grounds, those grounds have profound
effects on the cost of housing, how much is built, how it is built and
into which market; upper income, middle income, or working class
income those housing dollars will flow. The ability of the present
system to meet these needs is at stake. This decision is an important
one and it deserves all the respect and attention it can be given.

Respectfully submitted,
(s/ Lenard L. Wolffe

Lenard L. Wolffe

45 Darby Road

Paoli, Pennsylvania 19301
(215) 647-6200

Attorney for Appellee,
Pocono Green, Inc.

22a

AFFIDAVIT
Commonwealth of Pennsylvania

County of Luzerne

I, the undersigned Christopher L. Borton, being duly sworn
according to law, doth depose and say that:

1. I am a principal in the firm of Borton-Lawson
Engineering, a registered professional engineer, licensed by the
Commonwealth of Pennsylvania by License No. PE 031473-E, and
have been so licensed since 1982;

r J I am familiar with the requirements of the Pennsyl-
vania Department of Environmental Resources (“DER”) with
regard to stream discharges from sewage treatment plants;

> I have personally viewed the stream located at
latitude 41 degrees 03’00, longitude 75 degrees 45°00", in Kidder
Township, Carbon County, Pennsylvania;

4. On January 28, 1990, I personally observed said
stream from the aforesaid latitude and longitude to where it flows
into the Lehigh River;

» Said stream does not end in a pond with no outlet;

6. Said stream flows from latitude 47 degrees 03’00",
longitude 75 degrees 45’00" to an impoundment (commonly known
as a “pond”) created by a railroad embankment, which then dis-
charges through a concrete arch culvert to the Lehigh River. On
January 28, 1990, I observed an outlet flow of water from that
impoundment into the Lehigh River approximately equivalent to the
flow of water entering the impoundment;

7. Assuming, for hypothetical purposes, that said
stream were to become dry at times, it is my professional opinion
that, using available technology and equipment, it is feasible to
construct and operate a sewage treatment plant that discharges
treated effluent into said stream at said latitude and longitude which
(i) will meet the applicable standards of the DER and (ii) will not be
detrimental to the environment, the residents of the area where the
stream is located, or all residents of Kidder Township, nor will such
effluent place the public interest at risk or have an adverse effect on

Exhibit "A"

23a

the neighborhood surrounding the proposed planned unit develop-
ment known as Pocono Green or said stream;

8. Said stream is shown on the map of the United
States Department of the Interior Geological Survey (“USGS
map”) for the White Haven Quadrangle as a solid blue line from
the aforesaid latitude and longitude to where it enters the east
end of a pond or impoundment. At the west end of said pond the
USGS map shows, by a solid blue line, a stream from said pond
to the Lehigh River; and

9. Attached hereto as Appendix “A” are photo-
graphs which I took on January 28, 1990, showing the point of
discharge from the aforesaid impoundment, or pond, into the
concrete arch culvert and then into the Lehigh River.

ls/ Christopher L, Borton
Christopher L. Borton

Sworn to and subscribed
before me this 29th day
of January, 1990

/s/

Notary Public

nal

24a

CONFLUENCE OF STREAM WITH LEHIGH RIVER, LOOKING WEST

Appendix "A"

~

aN

oe

=
} -_|
{ > > |-
we
4 *.
<8" =|

“

a

/

i ~~
ST

7

‘
‘ ee \
.

Exhibit B
(Area circled in yellow and stream highlighted in blue on original of Exhibit B
are shown here in black-and-white only, within boxed area.)
(Exhibit C was not reproducible.)

(HICKORY RUN)
5866 1/ SW

26a

APPENDIX C

SUPREME COURT OF PENNSYLVANIA
EASTERN DISTRICT

August 29, 1990

Lenard L. Wolffe, Esquire

PROTNOFF, HOUPT & WOLFFE, LTD.
45 Darby Road

Paoli, Pa. 19301

RE: Pocono Green, Inc. v. Board of Supervisors of
Kidder Township, Appellant
No. 3 E.D. Appeal Docket 1989

Dear Mr. Wolffe:

This is to advise you that the following Order has been
endorsed on your Application for Reargument of Appellee
Pocono Green, Inc., filed in the above captioned matter:

“August 22, 1990.

Denied.
Per Curiam”.

Mr. Justice Larsen would grant reargument.

Very truly yours,

/s/ Marlene F, Lachman, Esq.
Marlene F. Lachman, Esquire

Deputy Prothonotary

/ma

cc: William E. McDonald, Esquire
Roger Nanovic, Esquire
Loudon L. Campbell, Esquire

(neat a

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APPENDIX D

POCONO GREEN, INC., : INTHE COMMONWEALTH
: COURT OF PENNSYLVANIA
Appellant

V.

BOARD OF SUPERVISORS
OF KIDDER TOWNSHIP,

Appellee : No. 1549 C.D. 1987

BEFORE: HONORABLE JOSEPH T. DOYLE, Judge
HONORABLE MADALINE PALLADINO, Judge
HONORABLE JACOB KALISH, Senior Judge

ARGUED: February 25, 1988
OPINION

BY SENIOR JUDGE KALISH FILED: June 29, 1988

Pocono Green, Inc. (developer) appeals from an order of
the Court of Common Pleas of Carbon County which affirmed the
Board of Supervisors of Kidder Township’s (Board) denial of
preliminary approval of its planned unit development. We reverse
and remand.

The developer filed its application for preliminary approval
of a planned unit development which contained information con-
cerning the “feasibility” of proposals for the disposition of sanitary
waste, and storm water. According to the developer’s application
for tentative approval, a privately-owned sewage plant would be
installed at the development to handle all wastewater generated
there.

The Department of Environmental Resources (DER), which
is charged with the duty to approve or disapprove, gave its prelimi-
nary approval for the feasibility of the program. The developer
relied on the testimony of John A. Burke, a professional engineer

28a

who testified that the proposed sewage system was “feasible from
an engineering standpoint.” Notes of testimony at 47. However,
his testimony indicated that he was not familiar with the flow of the
sewage into the creek and pond. The Board of Supervisors of
Kidder Township found that the stream into which the developer
proposes an affluence discharge goes dry and that the stream runs
into a pond from which there is no discharge of the water.

The developer contends that the Board abused its discre-
tion in determining that the developer had not met its burden of
showing feasibility. The court of common pleas, without taking
additional testimony, sustained the Board.

Our scope of review is to determine whether the Board
abused its discretion or committed an error of law. Doran Invest-
ments v. Muhlenberg Township, 10 Pa. Commonwealth Ct. 143,
309 A.2d 450 (1973). An abuse of discretion occurs where the
result is manifestly unreasonable as upon a showing of fraud, bad
faith, capricious action or is in capricious disregard of competent
evidence. Lily Penn Food Stores, Inc. v. Pennsylvania Milk Mar-
keting Board, 80 Pa. 266, 472 A.2d 715 (1984). Once an applicant
shows compliance with the necessary criteria, it is an abuse of
discretion to deny preliminary approval.

In support of its position, the developer argues that the
Board had no authority to deny tentative approval to the develop-
ment because the state preempted this field. In Council Middle-
town Township v. Benham, 514 Pa. 176, 523 A.2d 311 (1987),
where this issue was raised, the court held that in analyzing the
Sewage Act, the legislature did not intend to preempt this field.

Here, the proposed plan shows that a sewage plant will be
installed at the development to handle all generated waste, thus
conforming with requirements of section 701 of the Pennsylvania
Municipalities Planning Code,' and the local ordinance. In addition, a
letter from DER states that the proposal submitted, utilizing private
water supply and distribution and for sewage treatment, is acceptable
to DER.

The term feasibility means that there is substantial evi-
dence to support a finding that the solution of a problem is likely to
succeed.

1 Act of July 31, 1968, PL. 805, as amended, 53 P.S. Section 10701.

————e—————~iCe

29a

The evidence that the developer presented on the question
of sewage disposal consisted of the testimony of Mr. Burke and the
approval of the system by DER, as contrasted to the testimony of
two laypersons.

The Board abused its discretion in concluding that the
developer had failed to sustain its burden of proving that the pro-
posed sanitary waste disposal system was feasible. There was
substantial evidence to support a conclusion of feasibility.

Accordingly, this matter is reversed and remanded to the
common pleas court with instructions to enter an order directing the
Board of Supervisors of Kidder Township to grant preliminary
approval of the developer’s planned unit development.

s/ Jacob Kalish. Senior Jud
JACOB KALISH, Senior Judge

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APPENDIX E

IN THE COURT OF COMMON PLEAS OF CARBON
COUNTY, PENNSYLVANIA

CIYIL ACTION - LAW

POCONO GREEN, INC.,
Appellant

VS. : No. 85-0805
BOARD OF SUPERVISORS OF

KIDDER TOWNSHIP,
Appellee

Roger N. Nanovic, Esquire

and Lenard L. Wolffe, Esquire Counsel for Appellant
William E. McDonald, Esquire Counsel for Appellee
OPINION

LAVELLE, P. J. - June 19, 1987

This is an appeal from a refusal to tentatively ap-
prove a subdivision plan.

On March 13, 1985, in accordance with Article VII
of the Municipalities Planning Code, Act of July 31, 1968, P.L. 805,
as amended, 53 P.S. Section 10701 et seg. (hereafter “Act’”),
Pocono Green, Inc. (hereafier “Developer”) submitted an appli-
cation to the Kidder Township Board of Supervisors for tentative
approval of a proposed Planned Unit Development called Pocono
Green (hereafter “Development”). After holding a public hearing
on April 29, 1985, the Board concluded that there was “a lack of
showing of feasibility of the proposed sanitary waste disposal

‘ical

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system” and denied tentative approval of the Development. Repoit
of the Supervisors Pursuant to Pennsylvania Municipalities Plan-
ning Code and the Township Zoning, Subdivision and Land Use

t Ordinances and the Township Comprehensive Plan (hereafter
“Report of the Supervisors”), p. 14. On appeal, the Developer
challenges this conclusion as erroneous.

The matter was submitted to us on the record
created before the Board. After reviewing the record, and after
considering the briefs and oral arguments of counsel, we find that
the Board committed no reversible error. We shall therefore deny
the appeal and affirm the decision of the Board.

FACTS OF THE CASE

Pocono Green, Inc. (hereafter “Developer”) is the
equitable owner of an 88.769 acre tract of land (hereafter “tract’”)
in Carbon County, Pennsylvania. The tract is an irregularly shaped
parcel which straddles the border of two political subdivisions:
51.076 acres of the tract are in Kidder Township and 37.753 acres
of the tract are in East Side Borough. The proposed Development

’ would consist of two hundred (200) units in Kidder Township and
two hundred and sixty-five (265) units in East Side Borough.

According to the Developer’s Application for ten-
lative approval, a privately owned “stream discharge” sewage
treatment plant will be installed at the Development to handle all
waste water generated therein. After the effluent is treated at the
plant, it will be discharged into Slaughterhouse Creek (hereafter
“creek”). It is the ability of this creek to handle the flow of effluent
emanating from the proposed sewage treatment plant which is the
focal point of this dispute.

DISCUSSION

On appeal from a decision by a governing body
denying tentative approval of a Planned Unit Development, our
scope of review is the same as in zoning cases. Brauns v. Swarthmore
Borough, 4 Pa.Cmwlth. 627, 288 A.2d 830 (1972); DeFeo v.
Brookhaven Borough, 3 Pa.Cmwith. 377, 283 A.2d 505 (1971).
Therefore, since we neither heard testimony nor received addi-

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tional evidence on this matter, our standard of review is limited to
determining whether the Board committed an error of law or an
abuse of discretion. Nascone v. Ross Township Zoning Hearing
Board, 81 Pa.Cmwith. 482, 473 A.2d 1141 (1984); Doran Invest-
ments v. Muhlenberg Township et al., 10 Pa.Cmwith. 143, 309 A.2d
450 (1973).

In the present case, the Developer claims that the
Board manifestly abused its discretion and committed positive
errors of law in concluding that the Developer had failed to sustain
its burden of proving that the proposed sanitary waste disposal
system was feasible The Developer also contends that the Board
lacked the authority to undertake an independent determination of
the feasibility of the sewage system because: 1) this subject matter
has been preempted by state law; and 2) the township has no
ordinance which specifies the criteria by which the instant applica-
tion could be judged. We will address these issues seriatum.

1. Feasibility of proposed sewage system

The Board made the following Findings of Fact
concerning the feasibility of the proposed sewage system:

22. ... We find that the feasibility of the proposal for the disposition of sanitary waste has not
been shown by the developer.

An issue was raised at the public hearing that the stream which the developer proposes an
effluent discharge goes dry. A second issue was raised that said stream runs to a pond from
which there is no discharge of water. The testimony of developer's engineer in addressing
both of these issues is inconclusive and contradictory. Staternents (as found in the record)
were made by residents in the area of the strearn on record that it does run dry and the
pond does not discharge except in flooding.

23. We find after review of all the evidence presented that the developer failed to show that
the proposed sewage treatment plant which will discharge into a stream which runs dry
and leads into a pond that does not discharge [is] feasible.

Repont of the Supervisors, p. 14.

Further, in its Conclusions of Law, the Board
stated:
The evidence before the Board of Supervisors is sufficiently deficient in showing the
feasibility of the proposed sanitary waste disposal system.
Repont of the Supervisors, p. 14.

33a

The Developer challenges these Findings of Fact
as an abuse of discretion and the Conclusion of Law as erroneous.
The Developer argues that, on the contrary, “(t]he feasibility of
Appellant’s proposed sanitary waste disposal system was estab-
lished by competent and relevant evidence by the Appellant’s
engineer and the [Pennsylvania] Department of Environmental
Resources...[and] [t]here was no relevant and competent contrary
evidence whatsoever.” Appellant’s Notice of Appeal, p. 3. We
disagree.

The threshold issue here is the meaning of the term
“feasibility” as that term is contemplated in the Act. Our independ-
ent research has revealed that neither the Act nor any Pennsylva-
nia appellate case law provide a definition of that term to guide us.
We are, therefore, guided by the polestar principle that, where a
Statutory term is not defined, we must look to the common and
approved usage of that term. 1 Pa.C.S.A. Section 1903; Common-
wealth v. Stanley, 498 Pa. 326, 446 A.2d 583 (1982).

Black’s Law Dictionary defines the term feasible,
the root of feasibility, as “[c]apable of being done, executed, or
affected or accomplished. Reasonable assurance of success.”
BLACK’S LAW DICTIONARY, p. 549 (Fifth Edition, 1979).
Feasible is also defined, inter alia, as “[c)apable of being utilized or
dealt with successfully; suitable.” THE AMERICAN HERITAGE
DICTIONARY OF THE ENGLISH LANGUAGE, p. 480 (1971).

An Oregon court, in determining whether to grant
preliminary approval to a Planned Unit Development has defined
the term feasibility to mean more than possibility from a technical
engineering perspective. Meyer v. City of Portland, 67 Or.App.
274, 678 P.2d 741 (1984). Instead, feasibility means that there is
substantial evidence supporting a finding that the solution to certain
problems posed by a project are possible, likely and reasonably
certain to succeed. /d. Finding these definitions logical and rele-
vant, we adopt them.

Here, to establish the feasibility of the proposed
sewage system, the Developer relied on the testimony of John A.
Burke, a registered professional engineer. Mr. Burke testified that
the proposed sewage system was “feasible from an engineering -
standpoint”. (N.T. 4/29/85, p. 47). However, as we have already
concluded in this Opinion, feasibility as contemplated in the Act

34a

means more than mercly feasible from a technical engineering

perspective. Rather, it means that solutions to problems posed by
the project are reasonably likely t© succeed. Therefore, to discover

whether there was substantial evidence that the proposed sewage
system was feasible, we must closely examine the remainder of
Mr. Burke's testimony.

The Board permitted several nearby residents who
attended the public hearing to question Mr. Burke. The record
reveals the following:

BY MR. LES HERLING:

... Llive directly alangsice the crock they are ulking about pumping sewage down...So it's
going to be a stagnant pand down there.

MR. BURKE: Doean't it discharge from the pond’?

Q: It doesn't have encugh water in it It's going to lay there. You are going w have a source
of water laying there. If you want to take a ride and check the creek now, there is barely a
tickle of water going through it now.

MR. BURKE: Yea, we will have to do that, certainly.

Q: That creck goes right into « pond, right at the Tannery.

MR. BURKE: | think I noticed that.
NT. 429185, pp. 64.68.

MR. BRADY: ‘The creck you are speaking of does run into my pond and there is no outlet, only
when you have a flood, because when the creck goes dry, the pnd goes dry, so if your creck
goes dry —-

MR. BURKE: Right now, isn't there same discharge out of that pond?
MR. BRADY: No.

MR. BURKE: Well, you could sce the problems we would have with DER, getting this
worked out, no doubt about it

NT. 42985, pp. 69-71.

ee

Mr. Burke's testimony indicates that he was not
fully aware of the year round flow of the creek and the discharge
from the pond. This lack of knowledge in this fundamental area
seriously impaired his credibility as a witness and the Board could
have rejected his testimony completely. The Board could have
properly found that Mr. Burke had not fully investigated all the
potential problems the proposed sewage treatment plant would
pose and concluded that there was considerable doubt as to the
likelihood of its success. Since the Developer relied on Mr. Burke's
testimony to show that the proposed sewage system was feasible,
the Board committed neither an error of law nor an abuse of
discretion in concluding that the Developer had failed to present
subsiantial evidence that the sewage system is feasible. Although
the Developer also submitied into evidence a letter from D.E.R.
(Applicant's Exhibit No. 6) which stated that the Developer's
preliminary proposal was “acceptable”, this letter specifically stated
that any other state and local requirements had to be met. This letter
did not support the Developer's contention that the sewage system
was feasible.

The Developer contends that the Board errone-
ously relied on incompetent “testimony” from two area residents
who attended the meeting and questioned Mr. Burke about the
creck and pond. However, we need not reach any issue regarding
the testimonial competence of the questions posed to the engineer
by the residents because it is unnecessary to our disposition here.
As the Board correctly stated, the testimony of Mr. Burke was
“sufficiently deficient” without reference to any other testimony,
competent or not. Mr. Burke's testimony, standing alone, simply
failed to supply substantial evidence to support a finding that the
creck was capable of handling the effluent discharged from the
proposed sewage treatment plan.

Although we found no Pennsylvania appellate cases
on point, there is language, albeit dicta, from the appellate courts
which, in our view, supports our conclusion here. The instant case
is factually similar to Rees v. Board of Supervisors of Indiana
Township, recently addressed by our distinguished colleague,
Administrative Judge Emil Narick, sitting in the Allegheny Court of
Common Pleas. In that case, the Board denied the application for
lentative approval of a Planned Unit Development because, inter

36a

alia, “the proposed sewage disposal plant is not acceptable be-
cause of a serious question as to the flow of Rawlins Run Creek
which is not deemed appropriate to accept the effluent”. Rees v.
Board of Supervisors of Indiana Township, __ Pa. CmwIth. ;
513 A.2d 584 (1986).

The Board’s decision was appealed to the Court of
Common Pleas. Jd. However, after the filing of the appeal, the
appellant and the Board negotiated an Agreement under which the
Board would grant tentative approval provided certain conditions
were met. /d. In light of this Agreement, Judge Narick opined:
The only substantial objection cited by the Board in its decision to deny the application has been
satisfied by one of the conditions set forth in the settlement agreement. We agree with the
Board that the testimony from residents indicating that the creek into which appellant planned
to discharge effluents flows only intermittently during the summer months raised a question as
to the feasibility of the private on-site sewage disposal system. However, appellant has agreed
to use the township’s public sanitation system, rather than the proposed private system. We
therefore need not decide whether possible problems with the adequacy of the private system
would be grounds to sustain the denial of the application...
Rees v. Board of Supervisors of Indiana Township, 39 D. & C.3d
101, 102-103 (Allegheny Co. 1985). (emphasis ours)

On appeal, the Commonwealth Court stated:

[W]e agree with the [trial court], that aside fram the sewage disposal issue, the Board exred in
determining that a PRD [Planned Residential Development] was not permitted in the location
im question. (Citations omitted). We likewise agree that the trial court was correct when it held
that the Agreement satisfied the only valid objection tw the PRD (the matter of sewage
disposal) and property held that the Agreement was legally sufficient to authorize approval of
the PRD.

Rees v. Board of Supervisors of Indiana Township, Pa.
Cmwith. , 513 A.2d 584, 586 (1986).

This language indicates that both the Court of
Common Pleas of Allegheny County and the Commonwealth Court
considered not feasible a sewage system which flowed into an
intermittently dry creek. We find Rees to be apposite to the present
case.

2. Preemption

The Developer also contends that the Board had no
authority to deny tentative approval to the Development because

37a

the field of sewage regulation has been preempted by the legisla-
ture’s enactment of the Sewage Facilities Act nd the Clean Streams
Law. In support of this contention, the Developer submitted a post-
argument Memorandum of Law citing the Pennsylvania Supreme
Court’s recent Opinion in Council of Middletown Township v.
Benham, Pa. , 523 A.2d 311 (1987). Benham is factu-
ally similar to the case at bar because it also dealt with an application
for tentative approval of a Planned Unit Development. The Devel-
oper’s interpretation of Benham, however, is clearly erroneous.

Benham specifically held that “the legislature’s
enactment of the Pennsylvania Sewage Facilities Act [Act of
January 24, 1966, P.L. 1535, as amended, 35 P.S. Sections 750.1 -
750.20]...and the provisions of the Clean Streams Law [Act of June
22, 1937, P.L. 1987, as amended 35 P.S. Section 691.1001] which
deal with sewage systems have not wholly preempted these fields
from local zoning regulations”. Jd. at ___, 523 A.2d at 312.

The Benham Court, specifically addressing the
Sewage Facilities Act, concluded that “the legislature plainly in-
tended to combine state and local power into a comprehensive
regulatory scheme for sewage disposal”. Jd. at ___, 523 A.2d at
313. Further, although the Developer cites Benham for the principle
that enactment of the Clean Streams Law has limited the powers of
a municipality in the area of sewage disposal to certain specified
ministerial tasks, such as, inter alia, inspection of sewage facilities
(See Developer’s Memorandum of Law, pp. 2-3), in our view, no
portion of the Benham decision can be reasonably cited for this
principle. Although the Benham Court included the Clean Streams
Law in its “no preemption” holding, quoted supra, that Court specifi-
cally declined to further address that Law stating that it did “not believe
that that law [was] germane to the preemption discussion”. /d.at___,
523 A.2d at 313, ftnote 6.

Benham makes undeniably clear that the legislature, in
enacting both the Sewage Facilities Act and the Clean Streams
Law, has not placed the field of sewage disposal regulation beyond
the pale of local regulation. Indeed, Benham re-emphasizes that a
local municipality’s power to regulate in this field is part and parcel
of the overall state legislative scheme.

38a

3. Absence of ordinance

The Developer also argues that the lack of specific
provisions in any Kidder Township ordinance as to the require-
ments a Developer must meet to show feasibility for a proposed
sewage system means that only the standards of state agencies are
applicable, and thus, if the sewage system is approved by the
Department of Environmental Resources, the Board does not have
the authority to undertake an independent determination of the
feasibility of the sewage system. We disagree.

Article VII of the Municipalities Planning Code,
Act of July 31, 1968, P.L. 805, as amended, 53 P.S. Section 10701 et
seq., was enacted by the legislature to “encourage innovations in
residential development”. 53 P.S. Section 10701 Section 702 of that
Act provides that “[t]he governing body of each municipality may
enact, amend and repeal ordinances fixing standards and condi-
tions for planned residential development”. 53 P.S. Section 10702.
(emphasis added). |

Section 702, by its own unambiguous language,
does not mandate that every municipality must enact an ordinance
prescribing standards for granting tentative approval of an applica-
tion for a Planned Unit Development. Kaufman and Broad, Inc. v.
Board of Supervisors of West Whiteland Township, 20 Pa.Cmwlth.
116, 340 A.2d 909 (1975). The “creation of a PRD section in an
ordinance is left to the discretion of the [municipality]” and “no one
can compel their enactment”. /d. at 122, 340 A.2d at 912. Instead,
the Act merely prohibits a municipality, which chooses to enact
such an ordinance, from imposing conditions on the grant of tenta-
tive approval which are inconsistent with those provided in the Act.
See 53 P.S. Sections 10705, 10707.

Admittedly, Kidder Township does not have a specific
ordinance promulgated under Article VII detailing the requisites for
making a showing of feasibility of a proposed sewage disposal
system, which makes this case one of first impression in this
Commonwealth. However, contrary to the Developer’s argument,
in our view, it was not the legislature’s intent in enacting Article
VII to give a Developer, in the absence of such an ordinance,

nn

39a

carte blanche in meeting the statutory requirements for securing
tentative approval. In this vein, we note that even where there is _
such an ordinance, and all the requirements contained therein have
been met, a municipality may still deny tentative approval if it serves
the public interest. See Doran Investments v. Muhlenberg Town-
ship, supra. Therefore, we hold that, even in the absence of an
ordinance detailing the requirements for showing feasibility of a
proposed sewage system under Section 702, a Developer must
show the feasibility of a proposed sewage system by competent
and relevant evidence before tentative approval can be granted to
a Planned Unit Development. As we stated previously in this
Opinion, the Developer failed to meet this burden in the instant case.

For the foregoing reasons, we enter the following

ORDER

AND NOW, this 19th day of June, 1987, it is hereby
ORDERED and DECREED that the Appeal of
Pocono Green, Inc. is DENIED and the Decision of the Board of
Supervisors of Kidder Township, denying tentative approval to a
Planned Unit Development is AFFIRMED.
Costs on Appellants.
BY THE COURT:

ls/ John P. Lavelle
P.J.

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APPENDIX F

BEFORE THE SUPERVISORS OF KIDDER TOWNSHIP,
CARBON COUNTY, PENNSYLVANIA

In re: Application for Tentative Approval of a Planned Unit
Development known as “Pocono Green”
by Pocono Green, Inc.

REPORT OF THE SUPERVISORS PURSUANT TO PENN-
SYLVANIA MUNICIPALITIES PLANNING CODE AND
THE TOWNSHIP ZONING, SUBDIVISION AND LAND USE
ORDINANCES AND THE TOWNSHIP COMPREHENSIVE
PLAN

The following report is being submitted upon con-
sideration of the entire record made in connection with the applica-
tion for preliminary approval of the Planned Unit Development
known as “Pocono Green”. This record includes, inter alia, the
application forms, plans, notes of testimony and exhibits offered at
the public hearing on application for preliminary approval, duly
advertised, and held on April 29, 1985.

The proposed development is in a R-2 zoning dis-
trict and is situate on a total 88.769 acre tract. 51.016 acres are
located in Kidder Township and 37.753 acres are located in East
Side Borough. The development is located immediately south and
west of Pocono Hershey Golf Course, which is west of Tannery
Road (L.R. 13040) and south of U.S. Interstate I-80, and is situate
between the Pocono Hershey Resort Golf Course, Commonwealth
of Pennsylvania State Game Lands, and private individual owners.
The plan encampasses four hundred sixty five (465) dwelling units
consisting of two hundred (200) units Kidder Township and two

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hundred and sixty-five (265) uni

[Text truncated at 120,000 characters. The full text is on the page linked above.]

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385020_3126%3A1. Public record. Not legal advice.
