# Appendix — Enix v. Dayton Women's Health Center, Inc.

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385020_3090%3A2

## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1991
- **Citation:** 498 U.S. 1047

## Text

ee j
j SPH,

IN THE SUPREME COURT OF THE UNITED.

STATES
October Term, 1990

DAVID ENIX, re or MEHAFFIE, DAVID

HAFFIE,
DOUGLAS SAPP, KYM MEHAFFIE and
H.F. PERKINS, Petitioners,

v.
THE DAYTON WOMEN’S HEALTH CENTER, INC.,

K. W. DAVIS, MD, and ROBERT SKIPTON, MD,
Respondents.

APPENDIX

Of Counsel Counsel of Record
Thomas E. Grossmann Robert K. Skolrood
1800 Star Bank Center National Legal Foundation

Cincinnati, OH 45202 Suite 306

(513) 381-2838 6477 College Park Square
Virginia Beach, VA 23464

Brian M. McCormick (804) 424-4242

National Legal Foundation

Suite 306

6477 College Park Square
Virginia Beach, VA 23464
(804) 424-4242

oar

i: BD
22 9m
2 Papi:

LERK

ees

)
—

~“

4s

Filed Jan. 15, 1987, at 1:56 p.m.

IN THE COMMON PLEAS COURT OF
MONTGOMERY COUNTY, OHIO

THE DAYTON WOMEN’S :
HEALTH CENTER, : CASE NO. 86-3120

et al., ;
Plaintiffs, : (Judge John M. Meagher)

v. : DECISION, ENTRY &
: ORDER OVERRULING
: DEFENDANTS’ MOTION
: TO STRIKE PLAINTIFFS’
: CLASS ACTION;
DAVID ENIX et al., : CERTIFYING CASE AS
: CLASS ACTION; AND
Defendants.: SUSTAINING
: PLAINTIFFS’ MOTION
: FOR PRELIMINARY
: INJUNCTION.

This matter comes before the court on
defendants’ motion to strike plaintiffs’ class action and
plaintiffs’ motion for preliminary injunction.

The facts indicate that the plaintiffs brought this
action in October 1986 claiming that defendants have
interfered with plaintiffs’ business, staff and patients by

engaging in a variety of activities including invasion of

privacy, trespass and interference with business

reiationships. Plaintiffs pray for injunctive relief and
monetary damages.

Defendants move to strike plaintiffs’ class action
claiming that the requirements of Ohio Civil Rule 23
have not been satisfied. An examination of Rule 23(A)
lists the four prerequisites necessary for a class action
lawsuit.

One or more members of a class may sue
or be sued as representative parties on
behalf of all only if:

(1) the class is so numerous that joinder
of all members is impracticable.

[No. 86-3120, 2]

(2) there are questions of law or fact
common to the class,

(3) the claims or defenses of the
representative parties are typical of the
claims or defenses of the class, and

(4) the representative parties will fairly
and adequately protect the interests of the
class.

In addition, one of the requirements enumerated
in Rule 23(B) must be met:
An action may be maintained as a class action if the

prerequisites of subdivision (A) are satisfied, and in
addition:

Page 2

(1) The prosecution of separate actions by or
against individual members of the class would
create a risk of:

(a) inconsistent or varying adjudication
with respect to individual members of the
Class which would establish incompatible
standards of conduct to the party opposing
the class; or

(b) adjudications with respect to individual
members of the class which would as a
ractical matter be dispositive of the
interests of other members not parties to
the adjudication or substantially impair or
impede their ability to protect their
interests; or
(2) The party opposing the class has acted or
refused to act on grounds generally applicable to
the class, thereby making appropriate final
injunctive relief or corresponding declaratory
relief with respect to the class as a whole...
The Court finds from the evidence that the first
{No. 86-3120, 3]
requirement of Rule 23(A) is clearly satisfied inasmuch
as on at least two separate occasions, up to seventy-five
(75) persons have engaged in picketing activities at the
Dayton Women’s Health Center. Thus, the class is so
numerous that joinder of all members is impractical.

Lastly, the Court finds no merit in the contention that

Page 3

the granting of an injunction against defendant class
would be an injunction against the entire world.

The second requirement, that is, that questions
of law or fact be common to the class is also clearly
satisfied, in light of the many instances involving
representatives of the class in acts of trespass,
obstruction and interference with the orderly flow of
traffic on South Dixie Drive and verbal abuse.

The third and fourth prerequisites of Rule 23(A)
are also met. The Court finds no conflict of interest
between the representatives of the class and the
defendant class itself. Furthermore, the Court finds that
the representatives of the class have already, and will
continue to, adequately represent the interests of the
class.

Finally, it is apparent to the court that the
requirement of Rule 23(B)(1) has been satisfied and
thus warrants certification of plaintiffs’ proposed class.
If this matter was allowed to proceed without class
certification, separate adjudication could possibly result

in prejudice to non-party litigants. In short, all the

Page 4

ee eT

requirements necessary to maintain a class action have
been satisfied.
[No. 86-3120, 4]

Therefore, in the interest of judicial efficiency
and in accordance with the forgoing, defendants’ motion
to strike plaintiffs’ class action is OVERRULED.

Therefore, the Court, pursuant to Rule 23,
certifies this matter as a defendant class action whose
class consists of:

all individuals alge. the activities

conducted at the Dayton Women’s Health

Center, 3460 South Dixie Drive, Dayton,

Ohio 45439, who have been personally

served with this Entry and Preliminary

Injunction as well as their officers, agents,

servants, employees, attorneys and those

persons in active concert or participation

with them who receive personal service of

the Entry and Preliminary Injunction.

Plaintiffs’ motion for preliminary injunction and
defendants’ opposition to it asks this Court to balance
the defendants’ constitutional right to free speech and
assembly versus plaintiffs’ constitutional right to privacy.

Plaintiffs operate the Dayton Women’s Health

Center which provides various health services including,

Page 5

but not limited to, therapeutic abortions. Defendant
class objects to these services and has conducted various
activities at the Center and the offices of the Center’s
physicians.

The Court, after carefully listening to all the
testimony during three days of hearings, has determined
that the defendants’ conduct includes:

1) interference with the daily business operations
of the Health Center including trespass upon the Health
Center’s

[No. 86-3120, 5]
property,

2) obstruction of the driveway which enters the
Health Center’s lot, and

3) interference with the flow of traffic on South
Dixie Drive.

Therefore, the Court concludes that a preliminary
injunction is the appropriate remedy in this matter.

The Supreme Court of the United States has
determined that although freedom of speech is highly

protected, it is not absolute. In fact, reasonable timie,

Page 6

place and manner restrictions may be enforced
providing that such restrictions are narrowly tailored to
serve s significant governmental interest, leave open
ample alternative channels of communication and are
content neutral United States v. Grace, 461 U.S. 171
(1983). Therefore, in light of the evidence and
balancing the constitutionally protected interests of both
parties, the Court ORDERS that the defendant class
and the representative defendants, David Enix, Jim
Mehaffie, David Mehaffie, Kim Mehaffie, Douglas Sapp
and H.F. Perkins are enjoined from:

1) Blocking or interfering with the access or
egress of any individual going to or from the Dayton
Women’s Health Center.

2) Blocking or interfering with the driveway of
the Dayton Women’s Health Center.

3) Speaking, chanting, yelling or verbally
communicating in any manner designed, intended or
having the effect of reaching

[No. 86-3120, 6]

Page 7

the staff or patients inside the Dayton Women’s Health
Center.

4) Trespassing on the property of the Dayton
Women’s Health Center.

5) Verbal communications, either in person or by
telephone, with employees of the Center unless such
communications are with the consent of such
employees.

6) Picketing at or within viewing distance of the
homes of such employees in groups of more than three
(3) individuals.

7) Picketing at or within viewing distance of the
offices of such employees in groups of more than five
(5) individuals.

8) Picketing at or within viewing distance of the
Dayton Women’s Health Center in groups of more than
ten (10) individuals.

The court carefully reviewed the videotapes
marked as plaintiffs’ exhibits 14 and 15 and reaches the
conclusion that serious issues of public safety exist that

involve the members of defendant class and drivers and

Page 8

aa

passengers of vehicles on South Dixie Drive. Two
examples which illustrate the problem include the use of
large red sign with the letters S-T-O-P and the use of
signs urging motorists to honk. Both types of signs
could easily confuse a driver or contribute to driver
distraction and subsequently result in a collision with
other vehicles or the picketers themselves. Accordingly,
the Court feels compelled to further enjoin the

defendant class and iheir representatives from
[No. 86-3120, 7]

9) Blocking or interfering with the flow of traffic
on, from or to South Dixie Drive.

10) Picketing on the west side of South Dixie
Drive.

11) Using any sign larger than four feet in any
dimension, including signs resembling traffic safety signs,
i.€., stop signs.

12) Using any sign urging motorists to honk.

In accordance with the foregoing, plaintiffs’

motion for preliminary injunction is SUSTAINED.

Page 9

Plaintiffs shall post a copy of this Order in front
of the clinic at 3460 South Dixie Drive, Dayton, Ohio
45439. This notice is only an accommodation. Official
class notice is by personal service on class members.

No further service of this Order shall be
necessary on the representative defendants. For the
purpose of this Order, "persons picketing" and a "picket"
include persons present in the area referred to in this
Order who are carrying protest and informational signs,
passing out literature, speaking publicly, or otherwise
engaged in activity intended to inform, influence and
persuade the public about matters of public interest,
including abortion. Service of this Order on such
people shall be effected by the Sheriff of Montgomery
County. Service documented by videotape will be
preferred. Other evidence of service will be acceptable
at the option of the Court. Those serving members of
the class with this Order shall request the name and
address of

[No. 86-3120, 8]

Page 10

of (sic) the person served. A person refusing to
accept the Order shall be deemed to be served.

The Sheriff of Montgomery County may enforce
the terms of this Order.

SO ORDERED:

[s/ John M. Meagher
John M. Meagher, Judge

Copies of this Decision, Entry & Order were
served on all parties, as is indicated below, by ordinary
mail this filing date:

DAVID GREER/JOHN HAVILAND, Attorneys for
Plaintiffs

DAVID HAFFEY, Attorney for Defendants, D. Enix,
D. & K. Mehaffie, D. Sapp and H.F. Perkins

JAMES CONDIT, Attorney for Defendant, Jim
Mehaffie

CATHY MILLER, Bailiff

MONTGOMERY COUNTY SHERIFF’S
DEPARTMENT

Page 11

IN THE COMMON PLEAS COURT OF
MONTGOMERY COUNTY, OHIO

THE DAYTON :
WOMEN’S HEALTH :
CENTER, et al., : CASE NO. 86-3120
;.s
Plaintiffs, | : (Judge John M. Meagher)
v. : DECISION, ENTRY & ORDER
: OVERRULING DEFENDANTS’
: MOTIONS TO AMEND
: PENDANT INJUNCTION;

DAVID ENIX et al., : OVERRULING PLAINTIFFS’

: MOTION TO MODIFY THE
Defendants : PRELIMINARY INJUNCTION;

: ORDERING DEFENDANTS
: AND DEFENDANT CLASS
: PERMANENTLY ENJOINED;
: AND ORDERING MEMBERS
: MAY BE ADDED TO
: DEFENDANT CLASS.

This matter comes before the Court on
defendants Jim Mehaffie and David Mehaffie’s motions
to amend pendant injune ‘on, plaintiffs’ motion to
modify preliminary injunction, and the parties’ request
for a permanent injunction on the evidence submitted.

Defendants moves this Court to amend the
injunction by incorporating the following:

1. Eliminating the O.R.C.P. 23 "class certification.

2. Eliminate the language "within viewing
distance of" as a limitation on the picketing activities at
any site.

3. Increase the number of picketers authorized to
20 on each side of South Dixie Drive in front of the
Plaintiff Center and increase the number of picketers to
20 at other sites covered by the order.

4. Eliminate all other aspects as to personal
conduct except the terms “blocking” or "interfering" in
the ingress and egress of any individual going to or from
the Plaintiff Center including the driveways of the
Center; and, trespassing.

[No. 86-3120, 2]
5. Redefine "picketing" to include only persons

who are present in the area and carrying protest and
informational signs.

Defendants contend that the current injunction exceeds
the Court’s jurisdiction and powers and therefore
believe that these changes are warranted.

Plaintiffs oppose defendants’ motions to amend
the injunction. Plaintiffs correctly point out that
defendants’ memorandum of law in support of
defendants’ motions contains no discussion but simply
lists six cases from foreign jurisdictions of which the first

five discuss generally the requirements for certifying a

Page 2

plaintiffs class action. Notwithstanding the cases cited
which discuss certifying class actions, the defendants
have cited no legal authority relevant to the issues
raised in their motions. Moreover, the defendants have
not presented any new evidence or reasons to support
the suggested amendments.

In light of the foregoing, defendants’ motions to
amend pendant injunction are OVERRULED.

Plaintiffs move for an order modifying the
preliminary injunction by adding the following:

"it is further Ordered that the Sheriff of
Montgomery County, Ohio, or any other law
enforcement officer be and he hereby is authorized to
arrest for contempt any defendant or member of the
defendant class observed violating the terms of the
injunctions issued by this Court."

Plaintiffs make this request as an alternative to the
cumbersome
[No. 86-3120, 3]

procedure of motions to show cause.

Page 3

ata aniline

After careful consideration, the Court is satisfied
that the current procedure involving motions to show
cause, although cumbersome, is the appropriate manner
to bring a potential contemner to the Court’s attention.

Accordingly, plaintiffs’ motion to modify the
preliminary injunction is OVERRULED.

Counsel for the parties having submitted this
matter to the Court on the evidence presented at the
various hearings thus far ‘held, it is ORDERED that the
individual defendants and the defendant class previously
certified by the Court and consisting of all individuals
protesting the activities conducted at The Dayton
Women’s Health Center, 3460 South Dixie Drive,
Dayton, Ohio, who have been personally served with
this Entry and Order of Final Judgment or with this
Court’s Entry and Preliminary Injunction of January 15,
1987, as well as their officers, agents, servants,
employees, attorneys and those persons in active
concert or participation with them who receive personal
service of the Entry and Order of Final Judgment or
this Court’s Entry and Preliminary Injunction of January

Page 4

25, 1987, be and they hereby are permanently enjoined
from:

1. Blocking or interfering with the access or
ae < of any individual going to or from The Dayton
omen’s Health Center;

2. Blocking or interferin tae the driveway of
The Dayton Women’s Health Center;

[No. 86-3120, 4]

3. Blocking or interfering with the flow of traffic
on, from or to South Dixie Drive;

4. Using any sign larger than four feet in any
dimension, including = resembling traffic safety signs,
LC. _ signs, Or using any sign urging motorists to
ho

5. Speaking, chanting, yelling or verbally
communicating in any manner designed, intended or
having the effect of reaching the staff or patients or
volunteers inside The Dayton Women’s Health Center;

6. Trespassing on the property of The Dayton
Women’s Health aiser:

7. Verbal communications, either in person or by
telephone, with employees, staff or volunteers of the
Center unless such communications are with the consent
of such employees, staff or volunteers;

8. Picketing in any form including parking,
parading or demonstrating at or within the viewin
distance of the homes of patients, em : ees, staff or
volunteers of The Dayton Women’s th Center or of
rede my oo performing services at The Geten Women’s

ealth Center;

Page 5

iii

9. Picketing in any form including parking,
parading or demonstrating at or within the viewing
distance of the offices of nea es performing services
at The Dayton Women’s Health Center in groups of
more than five individuals;

10. Picketing in any form including parking,

Sag or demonstrating on the west side of South
ixie Drive within the viewing distance of The Dayton
Women’s Health Center;

11. Picketing in any form including parking,
remy | or demonstrating within the viewing distance
of The Dayton Women’s Health Center at location
other than the sidewalk bordering the east side of Dixie
Drive in front of the facility;

12. Picketing in any form including parking,
ary or demonstrating within the viewing distance
of The Dayton Women’s Health Center in groups of
more than ten (10) individuals.

For purposes of this injunction, the term
"picketing" includes, but is not limited to, parading,
parking or any other form of demonstration. In fact,

"picketing" goes to the mere

[No. 86-3120, 5]
presence of an individual.

} It is further ORDERED that members may be
added to the defendant class by effecting service of a
copy of this Order on individuals falling within the
description of the defendant class by the Sheriff of

Page 6

Montgomery County, any other law enforcement
individual or by any employee of The Dayton Women’s
Health Center.

The individual effecting such service shall
thereafter file in this action a signed Certificate of
Service stating the date, time and place of service
together with the name and address of the individual
upon whom such service was made.

All individuals who are members of the
defendant class shall divulge to the individual effecting
such service the name and address of any individual
upon whom such service is effected, to the extent such
information is known. If the name and address of the
individual upon whom such service is effected is not
known at the time of service, a photograph of the
individual may be attached to the Certificate of Service
in lieu of such information. Any employee of The
Dayton Women’s Health Center is hereby authorized to
photograph the effecting of any such service.

Counsel should take note that this Decision,

Entry and Order is also in the form of a judgment

Page 7

entry. Therefore, the time for prosecuting an appeal to
the Second District Court of Appeals must be computed
from the date upon which this decision and entry is
filed.
[No. 86-3120, 6]
Costs are to be paid by the defendants.
SO ORDERED:

is/ John M, Meagher
John M. Meagher, Judge
Copies of this Decision, Entry & Order served
on all parties, indicated below, by ordinary mail this
filing date:
DAVID C. GREER, Attorney for Plaintiffs

DAVID A. HAFFEY, Attorney for Defendants, D.
Enix, D. & K. Mehaffie, D. Sapp, and H.F. Perkins

JAMES J. CONDIT, Attorney for Defendant, James
Mehaffie and for Defendant Class

MONTGOMERY COUNTY SHERIFF
DEPARTMENT

CATHY MILLER, Bailiff

Page 8

IN THE COMMON PLEAS COURT OF
MONTGOMERY COUNTY, OHIO

THE DAYTON ¢
WOMEN’S HBALTH :
CENTER, ét al., : CASE NO. 86-3120
Plaintiffs, : (Judge John M. Meagher)
v. : DECISION, ENTRY & ORDER
: OVERRULING DEFENDANTS’
: MOTIONS TO AMEND
: PENDANT INJUNCTION;
Davip ENIx et al., : OVERRULING ;
: MOTION TO MODIFY THE
Defendants : PRELIMINARY INJUNCTION;
: ORDERING DEFENDANTS
: AND DEFENDANT CLASS
: PERMANENTLY ENJOINED;
: AND ORDERING MEMBERS
: MAY BE ADDED TO

: DEFENDANT CLASS.

This matter comes before the Court on
defendants Jim Mehaffie and David Mehaffie’s motions
to amend pendant injunction, plaintiffs’ motion to
modify preliminary injunction, and the parties’ request
for a permanent injunction on the evidence submitted.

Defendants moves this Court to amend the
injunction by incorporating the following:

1. Eliminating the O.R.C.P. 23 “class certification.

Tc seienaeiaantneneiaiinie neil

2. Eliminate the language “within viewin
distance of" as a limitation on the picketing activities at
any site.

3. Increase the number of picketers authorized to
20 on each side of South Dixie Drive in front of the
Plaintiff Center and increase the number of picketers to
20 at other sites covered by the order.

4, Eliminate ali other aspects as to personal
conduct except the terms "blocking" or "interfering" in
the ingress and egress of any individual going to or from
the Plaintiff Center including the driveways of the
Center; and, trespassing.

[No. 86-3120, 2]
5. Redefine "picketing" to include only persons

who are present in the area and carrying protest and
informational signs.

Defendants contend that the current injunction exceeds
the Court’s jurisdiction and powers and therefore
believe that these changes are warranted.

Plaintiffs oppose defendatits’ motions to amend
the injunction. Plaintiffs correctly point out that
defendants’ memorandum of law in support of
defendants’ motions contains no discussion but simply
lists six cases from foreign jurisdictions of which the first

five discuss generally the requirements for certifying a

Page 2

plaintiff's class action. Notwithstanding the cases cited
which discuss certifying class actions, the defendants
have cited no legal authority relevant to the issues
raised in their motions. Moreover, the defendants have
not presented any new evidence or reasons to support
the suggested amendments.

In light of the foregoing, defendants’ motions to
amend pendant injunction are OVERRULED.

Plaintiffs move for an order modifying the
preliminary injunction by adding the following:

“it is further Ordered that the Sheriff of
Montgomery County, Ohio, or any other law
enforcement officer be and he hereby is authorized to
arrest for contempt any defendant or member of the
defendant class observed violating the terms of the
injunctions issued by this Court."

Plaintiffs make this request as an alternative to the
cumbersome
[No. 86-3120, 3]

procedure of motions to show cause.

Page 3

After careful consideration, the Court is satisfied
that the current procedure involving motions to show
cause, although cumbersome, is the appropriate manner
to bring a potential contemner to the Court’s attention.

Accordingly, plaintiffs’ motion to modify the
preliminary injunction is OVERRULED.

Counsel for the parties having submitted this
matter to the Court on the evidence presented at the
various hearings thus far held, it is ORDERED that the
individual defendants and the defendant class previously
certified by the Court and consisting of all individuals
protesting the activities conducted at The Dayton
Women’s Health Center, 3460 South Dixie Drive,
Dayton, Ohio, who have been personally served with
this Entry and Order of Final Judgment or with this
Court’s Entry and Preliminary Injunction of January 15,
1987, as well as their officers, agents, servants,
employees, attorneys and those persons in active
concert or participation with them who receive personal
service of the Entry and Order of Final Judgment or
this Court’s Entry and Preliminary Injunction of January

Page 4

25, 1987, be and they hereby are permanently enjoined
from:

1. Blocking or interfering with the access or
en © of any individual going to or from The Dayton
omen’s Health Center;

2. Blocking or gain, veal the driveway of
The Dayton Wosen’ s Health Center;

[No. 86-3120, 4]

3. Blocking or interfering with the flow of traffic
on, from or to South Dixie Drive;

4. Using any sign larger than four feet in any
dimension, including signs resembling traffic safety signs,
1.€., stop signs, or using any sign urging motorists to
honk;

5. Speaking, chanting, yelling or verbally
communicating in any manner designed, intended or
having the effect of reaching the staff or patients or
volunteers inside The Dayton Women’s Health Center;

6. Trespassing on the property of The Dayton
Women’s Health Center;

7. Verbal communications, either in person or by
telephone, with employees, staff or volunteers of the
Center unless such communications are with the consent
of such employees, staff or volunteers;

8. Picketing in any form including parking,
parading or demonstrating at or within the viewin
distance of the homes of patients, em aes oyees, staff or
volunteers of The Dayton Women’s th Center or of
eT performing services at The aries Women’s

ealth Center;

Page 5

9. Picketing in any form including parking,
parading or demonstrating at or within the viewing
distance of the offices of a performing services
at The Dayton Women’s Health Center in groups of
more than five individuals;

10. Picketing in any form including parking,

pees or demonstrating on the west side of South
ixie Drive within the viewing distance of The Dayton
Women’s Health Center;

11. Picketing in any form including parking,
parading, or demonstrating within the viewing distance
of The Dayton Women’s Health Center at location
other than the sidewalk bordering the east side of Dixie
Drive in front of the facility;

12. Picketing in any form including parking,
parading, or ee eens | within the viewing distance
of The Dayton Women’s Health Center in groups of
more than ten (10) individuals.

For purposes of this injunction, the term
"picketing" includes, but is not limited to, parading,
parking or any other form of demonstration. In fact,

"picketing" goes to the mere

[No. 86-3120, 5] '
presence of an individual.
It is further ORDERED that members may be
added to the defendant class by effecting service of a
copy of this Order on individuals falling within the

description of the defendant class by the Sheriff of

Page 6

Montgomery County, any other law enforcement
individual or by any employee of The Dayton Women’s
Health Center.

The individual effecting such service shall
thereafter file in this action a signed Certificate of
Service stating the date, time and place of service
together with the name and address of the individual
upon whom such service was made.

All individuals who are members of the
defendant class shall divulge to the individual effecting
such service the name and address of any individual
_ upon whom such service is effected, to the extent such
information is known. If the name and address of the
individual upon whom such service is effected is not
known at the time of service, a photograph of the
individual may be attached to the Certificate of Service
in lieu of such information. Any employee of The
Dayton Women’s Health Center is hereby authorized to
photograph the effecting of any such service.

Counsel should take note that this Decision,
Entry and Order is also in the form of a judgment

Page 7

entry. Therefore, the time for prosecuting an appeal to
the Second District Court of Appeals must be computed
from the date upon which this decision and entry is
filed.
[No. 86-3120, 6]
Costs are to be paid by the defendants.
SO ORDERED:

[s/ John M. Meagher
John M. Meagher, Judge
Copies of this Decision, Entry & Order served
on all Fag indicated below, by ordinary mail this
filing date:
DAVID C. GREER, Attorney for Plaintiffs

DAVID A. HAFFEY, Attorney for Defendants, D.
Enix, D. & K. Mehaffie, D. Sapp, and H.F. Perkins

JAMES J. CONDIT, Attorney for Defendant, James
Mehaffie and for Defendant Class

MONTGOMERY COUNTY SHERIFF
DEPARTMENT

CATHY MILLER, Bailiff

Page 8

IN THE COURT OF APPEALS OF MONTGOMERY
COUNTY, OHIO

THE DAYTON WOMEN’S
HEALTH
CENTER, ET AL

Plaintiffs-Appellees
vs. , CASE NO. 10579
DAVID ENIX, ET AL :
Defendants-Appellants

Rendered on the 5th day of December, 1988

DAVID C. GREER, 400 Gem Plaza, Third and Main
Streets, Dayton, Ohio 45402
Attorney for Plaintiffs-Appellees

DAVID A. HAFFEY, 20 King Avenue, P.O. Box 610,
Xenia, Ohio 45385
Attorney for Defendants-Appellants

THOMAS E. GROSSMAN, 1800 First National Bank
Center, 425 Walnut Street, Cincinnati, Ohio 45202
Attorney for Defendants-Appellants

JAMES J. CONDIT, 305 Dixie Terminal Building,
Cincinnati, Ohio 45202
Attorney for Defendant-Appellant Jim Mehaffie

ROBERT R. MELNICK and KENNETH SHAW,

Rutherford Institute of Ohio, 18 N. Phelps St., Suite
300, Youngstown, Ohio 44503

Attorneys for Amicus Curiae

JOHN W. WHITEHEAD, Rutherford Institute, 9411
Battle Street, Manassas, VA 22110
Attorney .or Amicus Curiae

RICHARD SAPHIRE, mp vy Raton Dayton Law
School, 300 College Park a yton, Ohio 45469

Attorney for Amicus Curiae American Civil

Liberties Union of Ohio Foundation, Inc.
ELINOR R. ALGER, American Civil Liberties Union
of Ohio Foundation, Inc., 360 S. Third Street,
Columbus, Ohio 43215

[No. 10579, 2]

Attorney for Amicus Curiae
DOUGLAS W. DAVIS, The National Legal
Foundation, 6477 College Park oe” Suite 306, P.O.

Box 64845, Virginia Bosch, VA 2
Attorney for Amicus Curiae

WILSON, J.

The plaintiff-appellee, Dayton Women’s Health
Center, Inc., provides reproductive health services for
women including abortions. The other two plaintiffs are
K.W. Davis, M.D. and Robert Skipton, M.D. The
doctors are employed by the center and each has a

private practice in Kettering.

Page 2

——eeii

In the fall of 1986, the plaintiffs filed a complaint
alleging that the defendants, David Enix, Jim Mehaffie,
David Mehaffie, Kim Mehaffie, Douglas Sapp, H.F.
Perkins, and other unidentified persons, had engaged in
tortious activity which interfered with the delivery of
medical service at the center and the private offices of
the plaintiff doctors.

The prayer of the complaint was for damages
and injunctive relief. The compliant also sought to have
the case certified as a defendant class action.

After hearings an entry was filed on January 15,
1987 granting a preliminary injunction and certifying the
case as a defendant class action whose class consists of:

"all individuals protesting the activities

conducted at the _—— Women’s Health

Center, 3460 South Dixie Drive, Dayton,

Ohio 45439, who have been personally

served with this Entry and Preliminary

Injunction as well as their officers, agents,

servants, employees, attorneys and those

persons in active concert or participation

with them who receive personal service of

[No. 10579, 3]
the Entry and Preliminary Injunction.”

Page 3

The trial court found that the defendants’
conduct includes:

1) interference with the daily business operations
of the Health Center including trespass upon the
Health Center’s property,

) obstruction of the driveway which enters the
ealth Center’s lot, and

3) interference with the flow of traffic on South
ixie Drive.

The trial court then issued a preliminary
injunction enjoining the defendant class and the named

defendants from:

1) Blocking or interfering with the access or
egress of any individual going to or from the
Dayton Women’s Hea'th Center.

2) Blocking or interfering with the driveway of
the Dayton Women’s Health Center.

3) Speaking, chanting, yelling or verbally
communicating in any manner designed, intended
or having the effect of reaching the staff or
a inside the Dayton Women’s Health

nter.

- Trespassing on the property of the Dayton
omen’s Health Center.

5) Verbal communications, either in person or by
telephone, with employees of the Center unless

Page 4

z

such communications are with the consent of
such employees.

6) Picketing at or — viewing distance of the
homes of such em — in groups of more than
three (3) individ

7) Picketing at or within viewing distance of the
offices of such employees in groups of more than
five (5) individuals.

be Picketing at or within viewing distance of the
yton Women’s Health Center in groups of
more So te ten (10) individuals.

9) Blocking or interfering with the flow of traffic
on, from or to South Dixie Drive.

[No. 10579, 4]

10) Picketing on the west side of South Dixie
Drive.

11) Using any sign larger than four feet in any
dimension, including signs resembling traffic
safety signs, i.¢., stop signs.

12) Using any sign urging motorists to honk.
The order of January 15, 1987 also defined picketing:

For the purpose of this Order, ‘persons
picketing’ and a ‘picket’ include _persons

resent in the area referred to in this

der who are carrying protest and

informational signs, passing out literature,
speaking publicly, or other wise engaged
in activity intended to inform, influence
and persuade the public about matters of
public’ interest, including abortion.

Page 5

The preliminary injunction order of January 15,
1987 was thereafter amended in several respects
including an order dated February 27, 1987 which
provides:

It is the intention of this Court by this
amendment to prohibit any residential
picketing/demonstrations until such time
the Court may fully review all the
evidence presented in the hearing
February 27, 1987.

The order of January 15, 1987 was again
amended by an entry filed March 16, 1987. This order
enjoined the defendants and the defendant class from:

1) Picketing in any form including parkin

pera demonstrating on the west side of

uth Drive within the viewing distance of
The Dayton Women’s Health Center, and

2) Picketing in any form including parking,
parading, os denicnstratin within the viewing
distance of The Dayton Women’s Health Center
at any location other than the sidewalk bordering
the east side of South Dixie Drive in front of the
facility in groups of more than ten (10)
individuals.

The order further made clear that picketing goes

to the mere presence of an individual.

(No. 10579, 5]

Page 6

The Court also enjoined all of the defendants
from:

Picketing in any form including parking,

parading or demonstrating at or within the

viewing distance of the homes of patients

of The Dayton Women’s Health Center,

employees of The Dayton Women’s

Health Center and physicians performing

services at The Dayton Women’s Health

Center.

In the same order, the court refused to enjoin
the defendants from using signs or communications that
make any personal reference to patients or employees
of the center.

Subsequently the plaintiffs voluntarily dismissed
their claims for damages, and all parties then submitted
the permanent injunction issue on the evidence
presented at the previous hearings.

On July 10, 1987 a final order was filed
permanently enjoining the named defendants and the
defendant class from:

1. Biocking or interfering with the access or

egress of any individual going to or from The

Dayton Women’s Health Center;

2. Blocking or interfering with the driveway of
The Dayton Women’s Health Center;

Page 7

i |

3. Blocking or interfering with the flow of traffic
on, from or to South Dixie Drive;

4. Using any sign larger than four feet in any
dimension, including signs resembling traffic

safety signs, i.€., stop signs, of using any sign
urging motorists to honk;

5. Speaking, chanting, yelling or ver
communicating in any manner designed, intended
or having the effect of reaching the staff or
atients or volunteers inside Dayton
omen’s Health Center; _

6. Trespassing on the property of The Dayton
Women’s E Health Center,

[No. 10579, 6]

7. Verbal communications, either in person or
telephone, with employees, staff or volunteers o
the Center unless such communications are with
the consent of such employees, staff or
volunteers;

8. Picketing in any form including parking,

parading or demonstrating at or within the

viewing distance of the homes of patients,

employees, staff or volunteers of Dayton

Women’s Health Center or of physicians
rforming services at The Dayton Women’s
ealth Center;

9. Picketing in any form including parkin
parading or demonstrating at or within t
viewing distance of the s of physicians
rforming services at The Dayton Women’s
ealth Center in groups of more than five
individuals;

Page 8

10. Picketing in any form including parking,
arading or demonstrating on the west side of
uth Dixie Drive within viewing of The Dayton
Women’s Health Center;

11. Picketing in any form includitig parking,
par or demonstrating within the viewin
distance of The Dayton Women’s Health Center
at afly location other than the sidewalk bordering
a of Dixie Drive in front of the
acility;

12. Picketing in any form including parking,
parading, or demonstrating within the viewing
distance of The Dayton Women’s Health Center
in groups of more than ten (10) individuals.

For purposes of this injunction, the term
"picketing" includes, but is not limited to, parading,
parking or any other form of demonstration. In fact,
"picketing" goes to the mere presence of an individual.

The defendants have appealed. They have

presented seven assignments of error. The first is:

THE TRIAL COURT ERRED TO THE
PREJUDICE OF THE DEFENDANTS
AND ALL PERSONS BY CERTIFYING
THE DEFENDANT CLASS AND
ISSUING AN INJUNCTION AGAINST
ITS MEMBERS.

Page 9

The order of January 15, 1987 determining that
this case may be maintained as a class action was a final
appealable order.

[No. 10579, 7]
Amato v. General Motors Corp. (1981), 67 Ohio St. 2d
253. No notice of appeal was filed from that order
within thirty days as required by App. R. 4(A). We
have held that the order determining that a case may
be maintained as a class action cannot be reviewed
after the time for an appeal from the certification order
has expired. State ex rel. Randolph Storm v. The City
of Dayton (Dec. 21, 1981), Mont. App. No. 7308,
unreported.

The first assignment of error is overruled.

The second assignment of error provides:

THE TRIAL COURT ERRED TO THE.

PREJUDICE OF THE DEFENDANTS

AND DEFENDANT CLASS MEMBERS

BY ISSUING UNCONSTITUTIONALLY

VAGUE AND CONTENT BASED

RESTRICTIONS ON EXPRESSIVE

ACTIVITY.

We agree with the appellants that the trial court

recognized that time, place and manner restrictions on

Page 10

w Hrs cometetled sil iil

expressive activity must be content neutral to meet
constitutional standards. United States v. Grace (1983),
461 U.S. 171. However, we disagree with the
appellants’ assertion that the injunction in this case was
a content based restriction simply because its
application was limited to the right-to-life advocacy
defendants and pro-choice advocates were not so
limited. Appellants have cited no authority in support
of their view and we have found none. The second
assignment of error is overruled.

In their third assignment of error, the appellants
State:

THE TRIAL COURT ERRED TO THE

PREJUDICE OF THE DEFENDANTS

AND DEFENDANT CLASS MEMBERS

BY ISSUING AN INJUNCTION BASED

UPON INADEQUATE FACTUAL

FINDINGS WHICH WERE NOT

SUPPORTED BY

[No. 10579, 8]

THE RECORD.

Under this assignment of error, the appellants

contend that the injunction fails to comply with the

Page 11

specificity requirements of Civ. R. 65(D). They also
contend that the findings of the trial court are contrary
to the manifest weight of the evidence.

In our view the record reflects substantial
compliance with Civ. R. 65(D) and the findings are
supported by competent evidence. Season Coal Co. v.
Cleveland (1984), 10 Ohio St. 3d 77.

The fourth assignment of error provides:

THE TRIAL COURT ERRED TO THE

PREJUDICE OF THE DEFENDANTS

AND DEFENDANT CLASS MEMBERS

BY BANNING VERBAL

COMMUNICATIONS WITH DWHC

EMPLOYEES.

Paragraph 7 of the injunction prohibits the
_ defendants from making "Verbal communications, either
in person or by telephone, with employees, staff or
volunteers of the Center unless such communications
are with the consent of such employees, staff or
volunteers."

We agree with the appellants that paragraph 7 is

not a time, place, or manner restriction. It in effect

prohibits all speech, including public issue speech, in

Page 12

. + eve eS

any forum, including a traditional public forum. This
prohibition of protected speech constitutes a prior
restraint on speech.

States and courts do not have the power to
prohibit peaceful political activity. NAACP v. Claiborne
Hardware Co. (1982), 458 U.S. 886.

[No. 10579, 9]

The United States Supreme Court has repeatedly
held that there is "a profound national commitment to
the principle that debate on public issues should be
uninhibited, robust, and wide open." New York Times
Co. v. Sullivan (1964), 376 U.S. 254 at 270. This case
also makes clear that restrictions in public issue
picketing are subject to careful scrutiny.

The fourth assignment of error is sustained.

The fifth assignment of error follows:

THE TRIAL COURT ERRED TO THE

PREJUDICE OF THE DEFENDANTS

AND DEFENDANT CLASS MEMBERS

BY IMPOSING NUMBERS AND

PLACE RESTRICTIONS UPON

PICKETING AT THE DWHC AND

THE PRIVATE OFFICES OF THE

PLAINTIFFS WHICH WERE NOT
SUPPORTED BY THE EVIDENCE

Page 13

AND WHICH ARE

UNCONSTITUTIONALLY

OVERBROAD AND VAGUE.

The appellants under this assignment of error are
objecting to what appears to us to be content neutral
time, place and manner restrictions.

The fifth assignment of error is overruled.
Akron Women’s Clinic v. Right to Life of Greater
Akron (May 14, 1985), summit App. No. 12394,
unreported. Akron Center for Reproductive Health v.
North Coast Christian Community (July 9, 1986),
Summit App. No. 12414, unreported.

The appellants sixth assignment of error
provides:

THE TRIAL COURT ERRED TO THE

PREJUDICE OF THE DEFENDANTS

AND DEFENDANT CLASS MEMBERS

BY IMPOSING A BAN ON ANY

PICKETING WITHIN VIEWING

DISTANCE OF THE HOMES OF

DWHC’S STAFF AND EMPLOYEES.

The total ban on residential picketing contained
in the February 27, 1987 amendment to the preliminary

injunction was not

[No. 10579, 10]

Page 14

i
4
4
:

specifically included in the permanent injunction.
However, paragraph 8 of the permanent injunction
prohibited picketing at or within the viewing distance of
the homes of patients, employees, staff or volunteers of
the Center. The order further defined "picketing" in
broad terms to include "the mere presence of an
individual."

The record does not reflect where all of the
employees or any of the patients of the center reside.
There was testimony that the center has approximately
fifty patients per week and that the center has been
operating since 1973.

It is reasonably clear that one of the purposes of
the injunction in this case was to preserve privacy and
tranquility in the home. It is also reasonably clear that
speech involved in this case was essentially public issue
speech, Le., speech that participates in the process of
representative democracy.

It may be that the mere fact that streets are
residential might support more stringent restrictions on

public issue picketing than non-residential street;

Page 15

however, it is "clear that a public street does not lose its
Status as a traditional public forum simply because it
runs through a residential neighborhood." Frisby v.
Schultz (1988), 101 L.Ed 2d 420.

In Frisby v. Schultz, the Supreme Court upheld
an ordinance banning "picketing before or about the
residence or dwelling of any individual in the Town of
Brookfield." Employing the principle that legislatiou
should be given a narrow construction

[No. 10579, 11]
sO as to avoid constitutional difficulties, the Supreme
Court interpreted "picketing" to be "posting at a
particular place," to wit: a particular residence. So
interpreted, the picketing prohibited by the ordinance
would consist of “having the picket proceed on a
definite course or route in front of a [particular] home."
101 L.Ed. 2d 431.

General marching through residential
neighborhoods, or even walking a route in froht of an
entire block of houses, was held not to have been
prohibited by the ordinance. Id. The significance of this

Page 16

nace Rail AB ik aie Bites MR NDONS st:

4
£
P
3
=
;
;

interpretation of the ordinance was that, as so
interpreted, the ordinance permiited the more general
dissemination of a message. Only focused picketing
taking place solely in front of a particular residence was
prohibited. The Supreme Court held that the limited
prohibition contained in the ordinance appropriately
balanced the picketers’ free speech interests with the
resident’s right to privacy, because it achieved the latter
interest without impermissibly infringing the former.

In the case before us, the trial court’s express
definition of picketing, and the express scope of the
restrictions on picketing, are much broader. Picketing is
defined in the order to include the dissemination of
literature and oral speech, activities not by their nature
directed toward a particular residence. The order
prohibits picketing, so defined, "at or within the viewing
distance of the homes of patients * * *, employees * *
* and physicians * * * at The Dayton Women’s Health

{[No. 10579, 12]

Center."

Page 17

By its express terms, the trial court’s order is too
broad to be saved by a narrowing construction, as in
Frisby v. Schultz. The general, door-to-door residential
campaign, not directed at any particular residence,
envisioned in Frisby as being an available alternative
exercise of free speech rights, is not available in the
case before us, since the order, by its express terms,
prohibits such activity within viewing distance of the
homes of the patients, employees and physicians at the
_ Center, and the defendant has no way of determining
where those homes are located.

The injunction in this case in effect prohibits a
prudent defendant from public issue picketing on public
_ Street in residential areas, and as such, impermissibly
infringes upon a prudent defendant’s exercise of his
First Amendment right of free speech.

The sixth assignment of error is sustained.

The appellants last assignment of error is:

THE TRIAL COURT ERRED TO THE

DEFENDANT CLASS MEMBERS BY

IMPOSING VOLUME RESTRICTION ©
UPON THEIR SPEECH WHICH WERE

Page 18

|
:
4
Z
z
3
‘x
8
>
Fi
z
4
3
es
r
3
4
¥
4
:

re eS

pr esiont sum BY ITS FINDINGS

AND OVERBROAD.

Paragraph 5 of the injunction prohibits the
defendants from “speaking, chanting, yelling or verbally
communicating in any manner designed, intended or
having the effect of reaching the staff or patients or
volunteers inside the Dayton Women’s Health

[No. 10579, 13]
Center."

This volume restriction of speech is content
neutral. It focuses on the manner of expression.

We agree with appellants, however, that as
written, paragraph 5 of the injunction is overbroad. It
prohibits verbal communications outside the Center that
are heard within, even though it is not reasonably
foreseeable that they would be heard within.

Appellants point out that the Center has been known to
open its windows during the summer months.

Faced with otherwise reasonable volume
restrictions that it found to be overbroad, the United

States Court of Appeals for the Ninth Circuit in a

] Page 19

recent case modified the order consistently with its
overbreadth concerns. Portland Feminist Women’s
Health Center v. Buhler (Oct. 6, 1988), 9th Cir. No. 86-
4102, 57 U.S.L.W. 2239. We ate permitted to do the
same in the case before us, by virtue of App. R. 12(A),
which provides that a court of appeals may modify the
judgment of a trial court. Accordingly, we elect to
modify paragraph numbered 5 of the injunction to read
as follows:

5. Speaking, chanting, yelling or toe
communicating in any manner designed or
intended to reach the staff or nts or
volunteers inside The Dayton Women’s
Health Center, or in such a volume that it
is reasonably apparent that the

communications, ate likely to be heard by

the staff or patients or volunteers inside

The Dayton Women’s Health Center.

So modified, the restrictions contained in
paragraph 5 are

[No. 10579, 14]

reasonable.

The last assignment of error is sustained.

The permanent injunction issued July 10, 1987 is
amended by amending paragr’ph numbered 5 as set

Page 20

forth above, and by deleting paragraphs numbered 7
and 8. As amended, the order is affirmed.

FAIN, J., concurs

KERNS, J., dissenting in part and concurring in
part:

While the residential character of a street may
support reasonable time, place, and manner restrictions,
it is beyond the power of government, including the
courts, to completely close a public forum to
constitutionally protected first amendment rights. Frisby
v. Schultz, 101 L.Ed 2d 420. Hence, this case turns
upon the reasonableness of the proscriptions contained
in the injunction entered by the Common Pleas Court
on July 10, 1987.

In balancing the first amendment rights and
privacy rights of the plaintiffs and defendants, I have
encountered no difficulty with the restrictions imposed
by the first, second, third, foarth, sixth, ninth, and
twelfth parts of the injunctive order, but in my opinion,
the fifth, seventh, eighth, tenth, and eleventh parts of

Page 21

the injunction are too vague and overbroad to survive

constitutional scrutiny. In fact, the notation in the

injunction order itself that picketing "goes to the mere

presence of an individual" appears to infringe

unnecessarily and impermissibly upon free speech.
[No. 10579, 15]

Accordingly, I would overrule the first and
second assignments of error and sustain the third,
fourth, fifth, sixth and seventh assignments of error.
Then, pursuant to Civ. R. 65(D), the cause should be .
reversed and remanded to the trial court for an
injunction which describes in detail the acts sought to be
restrained and gives specific guidance to the parties to

the action.

:
}
4
u
i]
j
i
;
:
j
d
a
}

oe A REE a nt ie ae how

|
Js

The Supreme Court of Ohio

1990 TERM

To wit: June 20, 1990

Dayton Women’s
Health Center et al., :

Appellees, : Case No. 89-221
v. : MANDATE
David Enix et al.,

Appellants.

To the Honorable Court of Appeals

Within and for the County of Montgomery, Ohio.

The Supreme Court of Ohio commands you to
proceed without delay to carry the following judgment
in this cause into execution:

Judgment of the court of appeals is affirmed
consistent with the opimion rendered herein.

COSTS:
Motion Fee, $20.00, paid by Melinda Berry.
(Court of Appeals No. 10579)

The Supreme Court of Ohio

1990 TERM
To wit: June 20, 1990
Dayton Women’s

Health Center et al., :
Appellees, : Case No. 89-221

v. : JUDGMENT ENTRY
: CERTIFIED BY THE
: COURT OF APPEALS
David Enix et al., :
Appellants.

This cause, here on certification of conflict by the
Court of Appeals for Montgomery County, was
considered in the manner prescribed by law. On
consideration thereof, the judgment of the court of
appeals is affirmed consistent with the opinion rendered
herein.

It is further ordered that the appellees recover
from the appellants their costs herein op seca and
that a mandate by sent to the Court of Appeals for
Montgomery County to carry this judgment into
execution; and that a copy of this entry be certified to
the Clerk of the Court of Appeals for Montgomery
County for entry.

(Court of Appeals No. 10579)

S as J. er

Thomas J. Moyer
Chief Justice

DAYTON WOMEN’S HEALTH CENTER ET AL., APPELLEES,
Vv. ENIX ET AL., APPELLANTS.

[Cite as Dayton Women’s Health Ctr. v. Enix (1990), 52

Ohio St. 3d 67.]

Civil procedure - Class actions-Determination that
action shall or shall not be maintained as class
action is a final appealable order-Civ. R. 23(C)
and App. R. (A).

O.Jur 3d Appellate Review Sec. 64.

An order of a trial court, pursuant to Civ. R. 23(C),
determining that an action shall or shall not be
maintained as a class action, is a final appealable
order, and a party must appeal such an order
within thirty days pursuant to App. R. 4(A).
(Amato v. Genera] Motors Corp. [1981], 67 Ohio
St. 2d 253, 21 0.0. 3d 158, 423 N.E. 2d 452,
syllabus, approved and followed; Roemisch v.
Mutual of Omaha Ins. Co. [1974], 39 Ohio St. 2d
119, 68 O.O. 2d 80, 314

[52 Ohio St. 3d 68]
N.E. 2d 386, syllabus, approved and followed; R.C.
2505.02, construed and applied.)

(No. 89-221-Submitted February 14, 1990 - Decided
June 20, 1990.)

CERTIFIED by the Court of Appeals for Montgomery
County, No. 10579.

The Dayton Women’s Health Center, Inc.
("DWHC") is a non-profit corporation located in
Dayton, Ohio. The DWHC provides reproductive
health care services, including pregnancy tests, pelvic
examinations, medical evaluations, and early pregnancy
terminations (abortions).

Beginning in June 1986, defendants-appellants,
David Enix, Jim Mehaffie, David Mehaffie, H.F. Perkins
and other unnamed individuals began picketing at the
DWHC. Allegedly, appellants began trespassing,
threatening others with violence, and creating excessive
noise which interfered with the center’s operations.
Before the lawsuit was filed, there were as many as

seventy persons or more demonstrating at or around the

DWHC.

PAGE 2

On October 14, 1986, plaintiffs-appellees, Dayton
Women’s Health Center and its staff doctors, K.W.
Davis, M.D., and Robert Skipton, M.D., filed a
complaint, later amended, requesting that a preliminary
and permanent injunction be issued, as well as damages
assessed, against appellants. At that time, appellees
moved to have the case certified as a defendant class
action.

The trial court then conducted hearing son
appellants’ motion to strike the class allegations and
appellees’ motion for a preliminary injunction. On
January 15, 1987, the court certified a defendant class
defined as "all individuals protesting the activities

* *

conducted at the Dayton Women’s Health Center :
who have been personally served with this entry a *
and issued a preliminary injunction against appellants
which included the certified class. Subsequently, on

January 22, 1987, the court issued a supplemental

PAGE 3

order which detailed a procedure for adding members
to the defendant class. !

Next, appellees filed a motion to modify the
court’s injunction in order to conform to certain alleged
misconduct by appellants. On March 16, 1987, the
court issued its decision and entry supplementing and
modifying its original injunctive order.

After the filing of various contempt motions, and
motions to dismiss and to compel discovery, the
_ appellees voluntarily dismissed their clairis for money
damages pursuant to Civ. R. 41(A)(1), and allowed the
case to be submitted to the court on their request for a
permanent injunction on the evidence submitted at the

previous evidentiary hearings. On July 10, 1987, the

court issued a decision and entry ordering the

1 The trial court provided in its supplemental order that
"[t]he Dayton Women’s Health Center employ the
following procedure for adding members to the
defendant class:

"1. Any employee of The Dayton Women’s Health
Center is hereby designated as an agent of this Court
for the purpose of personally serving a copy of this
Entry and Preliminary Injunction on any individual
found to be protesting the activities gqnducted at The
Dayton Women’s Health Center. ¥

PAGE 4

oe

appellants, which included the defendant class members,
permanently enjoined in accordance
{52 Ohio St. 3d 69]

with the previous orders of the court. In its entry the
court also overruled appellants’ motion to decertify the
class. The appellants, who also represented the
defendant class members, then appealed the trial court’s
decision.

The court of appeals modified and affirmed the
permanent injunction, and further held that the
defendant class members failed to properly bring an
appeai of their class certification. Specifically, the court
held the January 15, 1987 order certifying the defendant
class was a final appealable order, which required the
class members to appeal within thirty days of the
certification under App. R. 4(A).

The court of appeals, finding its decision to be in
conflict with the decision of the Court of Appeals for
Hamilton County in Planned Parenthood Assn. of

Cincinnati, Inc. v. Project Jericho (June 27, 1986), No.

PAGE 5

C-860430, unreported, certified the record of the case to

this court for review and final determination.

Bieser, Greer & Landis and David C. Greer, for
appellees.

Thomas E. Grossmann and Robert Huffman, for
appellants.

Robert R. Melnick, Kenneth Shaw and John W.
Whitehead, urging reversal for amicus curiae,

Rutherford Institute of Ohio.

HOLMES, J. The sole issue certified for our
review is whether the certification of a defendant class
action is a final appealable order that must be
appealable within the time allotted under App. R.
4(A).2 For the reasons which follow, we decide that

such class certifications are final appealable orders

2 Although appellants argue several propositions of law
related to the range and extent of the permanent
injunction, we choose only to address the sole question
certified to us by the court of appeals.

PAGE 6

which must be appealed within thirty days pursuant to
App. R. 4(A).

"Final appealable orders" are defined in R.C.
2505.02, as follow:

"An order affecting a substantial mght in an
action which in effect determines the action and
prevents a judgment, an order affecting a substantial
right made in a special proceeding or upon a summary
application in an action after judgment, or an order
vacating or setting aside a judgment and ordering a new
trial is a final order that may be reviewed, affirmed,
modified, or reversed, with or withcut retrial. aieitlinn
(Later amended March 1987.)

This court addressed the issue of the
appealability of class certifications in Amato v. General
Motors Corp. (1981), 67 Ohio St. 2d 253, 21 O.O. 3d
158, 423 N.E. 2d 452, syllabus, by holding that "[a]n
order of a trial court, pursuant to Civ. R. 23(C)(1),
determining that an action may be maintained as a
[plaintiff] class action is a finai, appealable order,

pursuant to R.C. 2505.02." In deciding that class

PAGE 7

certifications are in effect special proceedings under
R.C. 2505.02, the Amato court announced a balancing
test to be applied in theses proceedings:

"This test weighs the harm to the ‘prompt and
orderly disposition of litigation,’ and the consequent
waste of judicial resources, resulting from the allowance
of an appeal, with the need for immediate review
because appeal after final judgment is not practicable."
Id. at 258, 21 O.O. 3d at 161, 423 N.E. 2d at 456.

Similarly, in Roemisch v. Mutual of Omaha Ins.
Co. (1974), 39 Ohio St. 2d 119, 68 O.O. 2d 80, 314 N.E.
2d 386, syllabus, this court held that an order denying
plaintiff class action status was a final appealable order
under

[52 Ohio St. 3d. 70]
R.C. 2505.02, since "such [an] order clearly affects a
‘substantial right’ of the class which ’in effect determines
the action and prevents a judgment’ adverse or
favorable to the class." (Emphasis sic.) Id. at 122, 68
O.O. 2d at 81, 314 N.E. 2d at 388. Therefore, pursuant

PAGE 8

to R.C. 2505.02 an appeal will lie directly from an order
certifying or denying class action status.

Although Amato and Roemisch dealt with the
appealability of plaintiff class actions, we find little
reason not to apply the holding in those cases to
defendant class actions. Clearly, the potential plaintiff
or defendant will be equally prejudiced in asserting his
or her rights in a defendant or plaintiff class action
depending on the certification ruling by the trial court.
See, e.g, Planned Parenthood Assn. of Cincinnati v.
Project Jericho (1990), 52 Ohio St. 3d 56, ss NE. 2d
___. (Plaintiff requested that defendant class action be
certified in order to enjoin the defendant class from
engaging in certain conduct.) Usually, defendant class
actions are requested in suits seeking injunctive relief
under Civ. R. 23 (B)(2) when there are several
defendants who have been charged with a common
responsibility for implementing or enforcing a particular
challenged code provision or who have otherwise acted
in common under an industry-wide practice or collective

bargaining agreement, or have had some _ other

PAGE 9

interrelationship to one another that bears directly on
the challenged conduct in the litigation. 1 Newberg,
Newberg on Class Actions (2 Ed. 1985) 133, Section
3.02. Both plaintiff and defendant class actions arise
because of the litigation strategies adopted primarily by
the plaintiffs counsel under’ the particular
circumstances. Furthermore, "[w]hether the action is
claimed to be a class action is solely of plaintiff's
choosing, although the defendant may request class
treatment in unusual circumstance." Alpert, Class
Action Manual (National Consumer Law Center 1977)
190, quoted in Newberg on Class Actions, supra, at fn.
23.

Appellants assert that although a_ class
determination is a final appealable order, "an immediate
appeal from an order certifying a defendant class is
permissive, not mandatory." We disagree. Ohio’s App.
R. 4(A) states in pertinent part that: "In a civil case the
notice of appeal required by Rule 3 shall be filed with
the clerk of the trial court within thirty days of the date

of the entry of the judgment or order appealed from. :

PAGE 10

a. (Emphasis added.) Clearly, App. R. 4(A) requires
that an appeal be filed within thirty days of a final
appealable order.? Thus, an order of a trial court,
pursuant to Civ. R. 23(C), determining that an action
shall be maintained as a class action, is a final
appealable order, and a party must appeal such an
order within thirty days of the date of entry pursuant to
App. R. 4(A).

In the case sub judice appellants failed to appeal
the January 15, 1987 certification of the defendant class.
Instead, they chose to appeal the propriety of the
certification on July 10, 1987, when the trial court issued
a decision and entry permanently enjoining the
defendant class members. Consequently, appellants
waived their right to chalienge the class certification on
appeal.4
3 We recommend that the rules Advisory Committed
appointed by this court review whether an amendment
to App. R. 4(A) should be adopted in order for a party
to have the option of appealing an interlocutory final
appealable order after final judgment is rendered in a
4 Under App. 3(A) the court of appeals is permitted

to dismiss cases where appellants have failed to timely
file their appeals. App.R.3(A) provides: "An appeal as

PAGE 11

[52 Ohio St. 3c. ~
Therefore, for the foregoing reasons. the decision
of the court of appeals is affirmed as to the issue on

certification.

Judgment affirmed.

Moyer, C.J., WrRiGHT and H. Brown, JjJ.,
concur.

H. Brown, J., concurs separately.

Sweeney, Douglas and Resnick, JJ., dissent.

H. Brown, J., concurring. | join the syllabus and
opinion. An order certifying a class action, if it affects a
substantial legal right, qualifies as a special proceeding
under R.C. 2505.02 and is thus appealable. This was
the holding in Amato v. Genera! Motors Corp. (1981),
67 Ohio St. 2d 253, 21 O.O0. 3d 158, 423 N.E. 2d 452.

That decision has stood for nine years and has neither

of right shall be taken by filing a notice of appeal with
the clerk of the trial court within the time allowed by
Rule 4. Failure of an —_—- to take any step other
than the timely filing of a notice of appeal does not
affect the validity of the 0 ei but is ground only for
such action as the court of appeals deems apprgpriate,
which may include dismissal of the appeal.

PAGE 12

undermined the stability of the law nor bred great
confusion. I am not prepared to overrule Amato.

I write separately because I believe the Ohio law
with respect to final appealable orders presents a
dilemma when applied to class action issues. If the
order certifying a class action is not immediately
appealable, the results of a protracted, complex trial
(which class actions usually are) could by nullified by an
error in the certification which bears no relationship to
the validity of the claims of class members (perhaps
numbering into the thousands) on the merits.

On the other hand, if certification orders are
iminediately appealable, an appeal could be used as a
tool to delay proceedings.

There is the further problem presented by
amendments to class certification. Each time a
modification is made to a class order, is_ that
appealable? I do not read today’s decision as a
definitive resolution of all appealability questions which

may arise from. class action determinations.

PAGE 13

The problem, as applied to class actions, stems
from the requirement in Ohio that an order be
classified as appealable (in which case an appeal must
be taken or lost) or nonappeaiable (in which case no
appeal may be taken) regardless of the desirability of
having the issue determined before the resources of the
parties and the court are expended on the merits.

What is needed is a rule which would make
immediate appeals of class certifications permissible but
not mandatory. Discretion should be given to the trial
judge to determine when the interests of justice and
judicial economy will be served by review of a class
action order before launching into the trial on the
merits.

Such an approach is permitted in the federal
courts. Federal district courts may certify for appeal to
the courts of appeals an order certifying a class,
pursuant to Section 1292, Title 28, U.S. Code, which

States in part:

PAGE 14

"(b) When a district judge, in making in a civil
action an order no otherwise appealable under this
section, shall be of the opinion that such order involves
a controlling question of law as to which there is
substantial ground for difference of opinion and that an
immediate appeal from the order may

[52 Ohio St. 3d. 72]

materially advance the ultimate termination of the
litigation, he shall so state in writing in such order. The
Court of Appeals which would have jurisdiction of an
appeal of such action may thereupon, in its discretion,
permit an appeal to be taken from such order, if
application is made to it within ten days after the entry
of the order: Provided, however, That application for
an appeal hereunder shall not stay proceedings in the
district court unless the district judge. or the Court of
Appeals or a judge thereof shall so order."

Other states have adopted rules which attempt to
solve the peculiar "appealability" problems presented in
class actions. See, e.g, Ar. App. R. 2(a)(9); Ga. Ct.

PAGE 15

App. R. 29; Ill. Supreme Court Rule 308; Ind. App. R.
4(B)(6); and Tex. App. R. 43(a).

I urge the consideration of a rule in Ohio which
would avoid the necessity of choosing between the
positions taken in today’s case by the majority and
dissenting opinions. Until such time as a rule change is
accomplished, however, I believe that we should adhere
to precedent and that orders certifying a class action are
appealable under the "special proceeding" language of
R.C. 2505.02.

Douctas, J., dissenting. Amato v. General
Motors Corp. (1981), 67 Ohio St. 2d 253, 21 O.O. 3d
158, 423 N.E. 2d 452, was improperly decided by this
court and the majority’s continued reliance upon it
breeds confusion and promotes uncertainty in an area
of law which is in great need of clarification and
stability. In my judgment, Amato should be overruled,
and [| stand ready to do so.

R.C. 2505.03(A) states, in relevant part, that

"[e]very final order ~ ae may be reviewed on appeal °

* *
"

PAGE 16

R.C. 2505.02° defines what types of orders are
final: (1) an order affecting a substantial right in an
action which in effect determines the action and
prevents a judgment; (2) an order affecting a substantial
right made in a special proceeding or made upon
summary application after judgment; or (3) an order
vacating or setting aside a judgment or granting a new
trial See Chef Italiano Corp. v. Kent State Univ.
(1989), 44 Ohio St. 3d 86, 87-88, 541 N.E. 2d 64, 67.
The issue presented in the case at bar concerns only the
second part of R.C. 2505.02 - an order affecting a
substantial right made in a special proceeding or made
upon summary application after iudgment.

The court in Amato announced a "balancing test"
to be utilized in determining whether an order is made

in a "special proceeding." The balancing test "* * *

5 R.C. 2505.02 provides in relevant part:

"An order that affects a substantial right in an
action which in effect determines the action and
prevents a judgment, an order that affects a substantial
right made in a special proceeding or upon a summary
application in an action after judgment, or an order that
vacates or sets aside a judgment or grants a new trial is
a final order that may be reviewed, affirmed, modified,
or reversed, with or without retrial."

PAGE 17

weighs the harm to the ’prompt and orderly disposition
of litigation, and the consequent waste of judicial
resources, resulting from he allowance of an appeal,
with the need for immediate review because appeal
after final judgment is not practicable." Jd. at 258, 21
0.0. 3d at 161, 423 N.E. 2d at 456. Certainly, this
court can devise a definition for "special proceeding"
which will not depend upon which way the Amato scale
of justice tips on any given day. The Amato balancing
test is comprised of nothing
[52 Ohio St. 3d. 73]

more than meaningless verbiage to the practicing
attorney who has received an order and must decide
whether or not to file a notice of appeal.

According to Amato, a proceeding is defined as
"special" (or not "special") only when a majority of a
reviewing court finds that the balance tips in favor of
review, and when the reviewing court is a court of
appeals even that decision can be changed by this court
on appeal. If the balance tips in favor of review, any

order affecting a substantial right which was rendered in

PAGE 18

a civil proceeding is a final appealable order which must
be appealed within thirty days.® What about members
of the bar in this state who never timely file notices of
appeal regarding an order made in a _ proceeding
thinking all the while that the Amato balancing test
would tip in one direction and then, sometime
thereafter, a reviewing court rules that the proceeding
was "special"? The answer is, of course, that appeal
rights are forever lost and colorable claims for
malpractice arise. Hence, there are two lessons to be
learned from Amato. First, every order that affects a
substantial mght in any proceeding should immediately
be appealed since what may be defined as an order
made in a "special proceeding" may change day to day
under Amato. In this vein, Amato mekes the filing of a
notice of appeal like attempting to shoot a moving
target. The other lesson Amato teaches us is that the
payment of malpractice insurance. premiums for

practicing attorneys is essential.

6 See App. R. 4{A).

PAGE 19

in my judgment, this court should strive to
promote clarity and stability in the law. Today’s
majority opinion simply runs afoul of these notions by
relying on Amato.

The General Assembly has determined that
orders affecting a substantial right made in a "special
proceeding" are final orders which may be appealed.
On occasion, this court has made certain proceedings
"special proceedings" regardless of whether the given
proceeding was "special" at all. Today, the majority
takes what may be the ultimate step in this dangerous
direction.

A "special" proceeding is a proceeding which is
unusual or extraordinary. See eg. Black’s Law
Dictionary (5 Ed. 1979) 1253. In State v. Thomas
(1980), 61 Ohio St. 2d 254, 15 O.0. 3d 262, 400 N.E. 2d
897, paragraph one of the syllabus, this court held that
denial of a motion to dismiss a criminal charge, based
upon a claim of double jeopardy, is a_ special
proceeding. This court has also granted a party the

right to immediately appeal an adverse ruling on a

PAGE 20

discovery matter, as an order made in a special
proceeding. See Humphrey v. Riverside Methodist
Hospital (1986), 22 Ohio St. 3d 94, 22 OBR 129, 488
N.E. 2d 877. Now the majority of this court holds that
an order, pursuant to Civ. R. 23, granting class action
status is an order made in a special proceeding.

There is absolutely nothing "special" about
proceedings under the Rules of Criminal or Civil
Procedure. There is nothing unusual or extraordinary
about proceedings that are a part of our everyday civil
or criminal practice. ?

As I have stated on a previous occasion, |
believe that:

"A special proceeding is an action

[52 Ohio St. 3dl 74]

not recognized at common law or part of our standard
civil practice. It is one that has been brought about by

specific legislation which creates a special type of action.

7 For an additional case, not based on either the Civil
or Criminal Rules, creating yet another “~~ ry to the
final appealable order rule, see Tilberry (1986),
24 Ohio St. 3d 117, 24 OBR 308, 493 N N. E. 2d 54.

PAGE 21

Examples would be forcible entry and detainer,
deciaratory judgment, appropriation or aire oe
arbitration." Stewart v. Midwestern Indemn. Co. (1989),
45 Ohio St. 3d 124, 128, 543 N.E. 2d 1200, 1204
(Douglas, J., dissenting).

Therefore, a special proceeding is an action: (1)
which has been brought about by specific legislation
creating a special type of action; (2) and is either (a)
not recognized at common law, or (b) not part of our
standard civil (or criminal) practice. An order granting
certification of a defendant (or plaintiff) class does not
meet this definition.

Class actions are governed by Civ. R. 23. Civ. R.
23 was created not by specific legislation but, rather,
was adopted in Ohio by legislative inaction. See Section
5(B), Article IV, Constitution. As such, a class action
proceeding is not a special proceeding. Further, merely
for purposes of discussion, the class action proceeding
in question is part of our standard civil practice and a

proceeding in the nature of granting certification of a

defendant class did exist at common law in the form of

PAGE 22

equitable bills of peace.® Accordingly, the proceeding

in question not only fails the first prong of the special

8 At common law, a bill of peace could be sought to
avoid a multiplicity of legal actions. The bill provided a
mechanism in which similar claims asserted by a
plaintiff against a multitude of defendants could be
determined in one equity suit. See 1 Pomeroy Equity
Jurisprudence © Ed. 1941), Sections 245 et seq;
Chafee, Bills of Peace With Multiple Parties (1932), 45
Harv. L. Rev. 1297 ("The King of Brobdingnag gave it
for his opinion that, whoever could make two ears of
corn, or two blades of grass to grow upon a spot of
ground where ond one grew before, would deserve
better of mankind, and do more essential service to his
country than the whole race of fang ee put together.’
In matters of justice, however, the benefactor is he who
makes one lawsuit grow where two grew before. A
potent device for this purpose is the bill of peace in
rere My and 27 American Jurisprudence 2d (1966)
574-575, Equity, Section 51.

The granting of the bill of peace would, in effect,
result in the joinder of multiple defendants and the
plaintiffs claims against all defendants could be
maintained in one consolidated lawsuit. The granting of
a bill of peace was, therefore, much like the granting of
certification of a defendant class. See Civ. R. 23.
Indeed, it has been said that Fed. R. Civ. P. 23 is a
product,of the equitable bill of peace:

Defendant class actions have a long and
rich history in English common law. The earliest class
actions, or bills of peace in the nature of class actions,
brought in English Chancery Courts of the seventeenth
and eighteenth centuries were largely defendant class
actions in which the plaintiff needed to join numerous
parties defendant in order to receive an effective
remedy., .

"Defendant class actions have a long history in
the United States. As early as 1853, the Supreme court

PAGE 23

proceeding test outlined above (which is dispositive of
the matter) but also fails both alternative parts of the
second prong.

I agree with today’s majority that the denial of a
class certification is ap-

[52 Ohio St. 3d. 75]

pealable as a final order. In my view, the issue
concerning the denial of class certification was not
properly before this court given the facts of the case
sub judice, but I pass judgment on the issue only to
clarify the distinction between granting and denying
Class certification.

As indicated, there are three types of orders
which are final. An order granting or denying class

certification is not a final order of the second type (an

in Smith v. Swormstedt \Goerks , 97 U.S. (16 How.) 288]
upheld an action by a plaintiff class against a defendant
Class noting the well-established common law rule which
permits such class suits. se neeyring | for plaintiff and
defendant classes was codified in Federal Equity Rule
38, recodified in Federal Rule of Civil Procedure 23,
and carried forward to current Rule 23 in the 1966
amended version." (Footnotes omitted.) Newberg, 1
ei on Class Action (2 Ed. 1985) 373-375, Section
4.45.

PAGE 24

order affecting a substantial right made in a special
proceeding) because such an order is made in a
proceeding which is not “special.” Nor is an order
granting class certification a final order of the first type
(an order affecting a substantial right in an action which
in effect determines the action and prevents a
judgment). An order allowing a _ lawsuit to be
maintained as a class action does not determine the
action or prevent a judgment. The order simply does
neither but, rather, the order granting class status is a
necessary step to a final determination of the class
action lawsuit.

Conversely, an order denying class certification is
a final order of the first type because the order affects
a substantial right of the class and in effect determines
the action and prevents a judgment for the class. See
Roemisch v. Mutual of Omaha Ins. Co. (1974), 39 Ohio
St. 2d 119, 122, 68 0.0. 2d 80, 81, 314 N.E. 2d 386,
388. Therefore, an order denying class certification is a

final order of the first type, but not the second;

PAGE 25

whereas, an order granting class certification is not a
final order of either the first or second type.

Finally, even if I were to accept the balancing
test of Amato as a determinant of whether a given
order is made in a special proceeding, I believe that the
test as applied to orders granting class certification
balances in favor of no immediate review. If an order
granting class certification is immediately appealable,
the class action lawsuit may never be finally litigated. A
certification order can be altered, amended, modified or
vacated and each change in the class or creation of a
new subclass would result, if objected to, in numerous
new appeals. Delays in the class action lawsuit could
last indefinitely. Such delays and the consequent waste
of judicial resources, if the class is decertified or the
order is vacated, weigh heavily against permitting
immediate appeals. On the other hand, review after
final judgment is practicable, in that it would promote
the prompt and orderly disposition of the litigation, and
far fewer judicial resources would be used, with none

being wasted.

PAGE 26

For the foregoing reasons, I dissent.

SWEENEY, J., concurs in the foregoing dissenting
opinion.

ALICE RosBIE RESNICK, J., dissenting. |
respectfully dissent from the majority’s holding that an
order, "pursuant to Civ. R. 23(C) determining that an
action shal/ or shall not be maintained as a class action,
is a final appealable order as. (Emphasis added.) A
ruling that an action may be maintained as a class
action is totally different from the denial of certification.
Hence, I cannot initially accept that they both should be
treated the same on the issue of appealability as final
orders.

The majority bases its holding on Amato v.
General Motors Corp. (1981), 67 Ohio St. 2d 253, 21
O.O. 3d 158, 423 N.E. 2d 452, wherein it was held that
certification affects a substantial right and is made in a
special proceeding. I agree that class c* tification

affects a substantial right. However, I do not agree that

PAGE 27

it is done in a "special proceeding." Additionally, I can
find no

[52 Ohio St. 3d. 76]
support for such a holding concerning class certification
either in Ohio or other jurisdictions.

Recently this court determined that an order in a
declaratory judgment action pursuant to R.C. Chapter
2721 affected a substantial right in a special proceeding
in General Acc. Ins. Co. v. Insurance Co. of North
America (1989), 44 Ohio St. 3d 17, 540 N.E. 2d 266.
However, a declaratory judgment is an independent
action determining legal rights. This is not the case
with certificet.on of a class action, which is a
preliminary procedure. To term a_ preliminary
procedure provided by rule a special proceeding would
consequently have broad ramifications and open the
door to a flood of piecemeal appeals.

Consequently, if class certification is not a special
proceeding, in order for it to be a final order, we must
consider the remaining criteria found in R.C. 2505.02

which define final orders other than ones made in

PAGE 28

special proceedings. R.C. 2505.02 defines "final order"
as including "[a]n order that affects a substantial right in
an action which in effect determines the action and
prevents a judgment * * * ." Class certification does
neither. We simply have to look to Civ. R. 23(C)(1),
which provides as follows:

"As soon as practicable after the commencement of an
action brought as a class action, the court shall
determine by order whether it is to be so maintained.
An order under this subdivision may be conditional, and
may be altered or amended before the decision on the
merits." An order which may be changed or modified is
interlocutory.

“An interlocutory judgment is provisional or
preliminary; it is made before a final decision, for the
purpose of ascertaining a matter of law or fact
preparatory to a final judgment, or it determines some
preliminary or subordinate point or plea, or settles
some step, question, or default arising in the progress of
the cause, but does not adjudicate the ultimate rights of

the parties or finally put the case out of court.

PAGE 29

x * *

For some purposes, a judgment is not regarded
as final until expiration of the period which the
judgment remains within the inherent power of the
court to modify or vacate igi Pi (Footnotes omitted;
emphasis added.) 47 American Jurisprudence 2d (1969)
123-124, Judgments, Section 1053.

From this it can be seen that certification of a
class neither determines the action nor prevents a
judgment. At any time during the proceedings the court
can decertify part or all of the class. It would be wholly
inconsistent with a considerable line of cases to hold
that if a party opposing certification does not appeal
within thirty days of certification its right to appeal is
lost. The reason is that at any time during trial of the
certified class action the court may change its previous
order. There would be no reason for a party to
attempt an appeal from such an obviously interlocutory
order.

Other jurisdictions have held that certification of

a class action is not immediately appealable. The court

PAGE 30

in Pincus v. Mut. Assurance Co. (1974), 457 Pa. 94, 321
A. 2d 906, stated:

"We note at the outset that an order permitting a
Suit to proceed as a class action is not only an
interlocutory order, but also that it is the type of
interlocutory order which is not usually appealable.
Piltzer v. Independence Federal Savings and Loan
Association, 452 Pa. 402, 319 A. 2d 677 (1974). See
also Thill Securities Corp. v. New York Stock Exchange,
469 F.2d 14, 17 (7th Cir. 1972); Walsh v. Detroit, 412
F.2d 226 (6th Cir. 1969); 9 J. Moore, Federal Practice
110.13[9], at 184-87 (2d Ed. 1973)." Id. at 96-97, 321 A.
2d at 908.

"Since the appellants’ claim is, in

[52 Ohio St. 3d. 77]

reality, an objection to the propriety of the class action,
it can properly be resolved on appeal after final
judgment below. To hold otherwise would encourage
piecemeal determinations and consequent protraction of

litigation. Piltzer, supra." Id. at 98, 321 A. 2d at 909.

PAGE 31

Arizona has a statute similar to Ohio’s as to final
judgments. = Section 12-2101, Ariz. Rev. Stat.
Additionally, Arizona R. Civ. P. 23(c)(1) is identical to
Ohio’s in that it provides that such an order "may be
altered or amended before the decision on the merits."
Arizona has also held that denial of a motion for
decertification of a class is an interlocutory order and
cannot be immediately appealed since it neither
determines the action nor prevents a judgment. See
Eaton v. Unified School Dist. No. 1 of Pima Cty. (App.
1979), 122 Ariz. 391, 595 P. 2d 183, affirmed (1979),
122 Ariz. 377, 595 P. 2d 169.

This court in Roemisch v. Mutual of Omaha Ins.
Co. (1974), 39 Ohio St. 2d 119, 68 O.O. 2d 80, 314 N.E.
2d 386, held in the syllabus that: "An order of a trial
court, pursuant to Civ. R. 23(C)(1), determining that an
action may not be maintained as a class action is a final,
appealable order, pursuant to R.C. 2505.02." Other
jurisdictions have similarly held that denial of class
certification is final. See Darr v. Yellow Cab Co.
(1967), 67 Cal.2d 695, 63 Cal. Rptr. 724, 433 P. 2d 732

PAGE 32

(the California Supreme Court concluded that a class
action termination order was in legal effect a final
judgment from which an appeal lies); Reader v.
Magma-Superior Copper Co. (1972), 108 Ariz. 186, 494
P.2d 708; McConnell v. Commonwealth of Pennsylvania,
Dept. of Rev. (1983), 503 Pa. 322, 469 A. 2d 574; In re
Estate of Freedman (1982), 307 Pa. Super. 413, 453 A.
2d 651. The reasoning that such orders are final is
usually based upon the "death knell" theory which was
rejected in Coopers & Lybrand v. Livesay (1978), 437

U.S. 463, 477, wherein the court stated that:

"Accordingly, we hold that the fact that an
interlocutory order may induce a party to abandon his
claim before final judgment is not sufficient reason for
considering it a final decision’ within the meaning of
1291 [, Title 28, U.S.]." Thus, this issue was settled in
the federal courts. The Livesay decision also
commented on the fact that under Fed. R. Civ. P. 23
(c)(1) an order involving class status may be “altered or

amended before the decision on the merits." Jd. at 469,

PAGE 33

fn. 11. Even if a denial of certification of a class were
immediately appealable on the basis that the denial
prevented a judgment and was a death knell to the

action, there is no basis for similar treatment of a grant

of certification.

In the instant case the trial court certified the
class of defendants. The defendants proceeded with the
case and did not attempt to seek an immediate appeal.
The majority now chooses to affirm the dismissal of
defendants’ appeal, relying on the holding of Amato,
supra.

If we were to accept that class certification is a
special proceeding we still would not have a final
appealable order since the trial court pursuant to Civ.
R. 23(C)(1) may change its order of certification at any
time prior to a decision on the merits. Such an order is
clearly interlocutory and cannot be considered a final
appealable order under R.C. 2505.02. It is interesting

to note that an Illinois Supreme Court Rule succinctly

PAGE 34

——7=—

accomplishes what this court is trying to do through
case law.?
[52 Ohio St. 3d. 78]

To allow this appeal now is for this court to engage in
judicial legislation. R.C. 2505.02 was never intended to
apply to actions such as the cne before this court.

Based upon the foregoing, I would allow the
appellant the right to raise the issue of class

certification and would decide this issue upon the

merits.

9 The Illinois Supreme Court has adopted Supreme
Court Rule 308 which allows interlocutory appeals in
certain circumstances.

"Interlocutory Appeals by Permission

"(a) Requests. en the triai court, in making
an interlocutory order not otherwise appealable, finds
that the order involves a question of law as to which
there is substantial ground for difference of opinion and
that an immediate appeal from the order may
materially advance the ultimate termination of the
litigation, the court shall so state in writing, identifying
the question of law involved. Such a statement may be
made at the time of the entry of the order or thereafter
on the court’s own motion or on motion of any party.
The Appellate Court may thereupon in its discretion
allow an appeal from the order." Cf. Section 1292(b),
Title 28, us. Code.

PAGE 35

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385020_3090%3A2. Public record. Not legal advice.
