# Petition for Writ of Certiorari — Reilly v. Delaney

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385020_2823%3A1

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1990
- **Citation:** 498 U.S. 998

## Text

In the Supreme Court of the Bnited States

_OCTOBER TERM, 1990

WILLIAM K. REILLY, ADMINISTRATOR OF THE
ENVIRONMENTAL PROTECTION AGENCY, ET AL., PETITIONERS

V.

ROBERTA DELANEY, ET AL.

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

KENNETH W. STARR
Solicitor General

RICHARD B. STEWART
Assistant Attorney General

LAWRENCE G. WALLACE
Deputy Solicitor General

JEFFREY P. MINEAR

E. DONALD ELLIOTT Assistant to the Solicitor General
General Counsel MICHAEL A. MCCorD

ALAN ECKERT DAVID W. ZUGSCHWERDT
Associate General Counsel Altorneys

SARA SCHNEEBERG Department of Justice
Altorney Washington, D.C. 20530
Environmental Protection (202) 514-2217

Agency

Washington, D.C. 20460

ay

| BEST AVAILABLE COPY |

QUESTION PRESENTED

~

Whether the Clean Air Act authorizes a court of ap-
peals, in a proceeding reviewing agency action, to order
the Administrator of the Environmental Protection Agen-
cy to prepare a “federal implementation plan” within a
specified time period.

(I)

II

PARTIES TO THE PROCEEDINGS BELOW

The petitioners before the court of appeals were
Roberta Delaney, Gayle Hartmann, David Horley, Alama
Williams, Maureen Mageau-Decindis and Brian
McCarthy. The respondents before the court of appeals
were William K. Reilly, Administrator of the Environmen-
tal Protection Agency (EPA), and EPA. The State of
Arizona intervened in the court of appeals in support of
the Administrator and EPA.

TABLE OF CONTENTS

Page
ata da wah he cS ed 600.0008 60 00 eae l
er oe ee OGk a ccc cee rises aneteea l
Statutory provisions involved ...................... 2
eet tae a bees 5000000 600000868 e's 2
Reasons for granting the petition ................... 7
ee oe a toe an 6s Os che dsacewauee 15
I no 6 noe seb ese 6s Fee eisaveu eee la
PORTER BD ow ccccccs ie Want es bs wee ure 6 ae 646s aes l7a
er ere 18a
i cree ie ce as 6c a Ce eneed Kies Gus 19a

TABLE OF AUTHORITIES
Cases:
Abramowitz v. EPA, 832 F.2d 1071 (9th Cir.

TESS Se Oi oy Sy SIL 12
Arizona v. Thomas, 829 F.2d 834 (9th Cir. 1987) .. 5
Arizona v. Thomas, 824 F.2d 745 (9th Cir. 1987) .. 5
Citizens to Preserve Overton Park v. Volpe, 401

ns i on ea nok 6e ee 05s esses y
Department of the Treasury v. FLRA, 110 S. Ct.

a cok oc esa ae cuemew eee 10, 12
Environmental Defense Fund v. Thomas, 870 F.2d

EP PIV TTT TET CT eT Tore 12
Farmers Union Central Exchange, Inc. v. Thomas,

ee ee Fe On Gs BUD c ccc cccnnecesscce 12
FCC v. Pottsville Broadcasting Co., 309 U.S. 134

rs ks eda Gb aceeaaks owsses ces 10
FCC v. Schreiber, 381 U.S. 279 (1965) ........... 9
FPC v. Idaho Power Co., 344 U.S. 17 (1952) ..... 10
FPC vy. Transcontinental Gas Pipe Line Co., 423

nee ts een uaa da denis wee 5s 10
FTC v. Morton Salt Co., 334 U.S. 37 (1948) ...... 10

(111)

IV

Cases — Continued: Page
General Motors Corp. v. United States, 110 S. Ct.
DNs a cGdnens odeesdinesneseaeade a 4, ¢, &,
11, 14, 15
Indiana & Michigan Elec. Co. v. EPA, 733 F.2d
er re 12
Kamp v. Hernandez, 752 F.2d 1444 (9th Cir.
SN Os eee sh dkwécaweseaneeceacedens 12
Kennecott Copper Corp. v. Costle, 572 F.2d 1349
i ED ies ck ds erscbacsseanseesen’ss 12
Maine v. Thomas, 874 F.2d 883 (ist Cir. 1989) err 12
Rodway v. Department of Agriculture, 514 F.2d
ee es ES beeawb is kadeacectsdeas 13
Sierra Club v. Thomas, 828 F.2d 783 (D.C. Cir.
SE ceeded cae okie bone ed bataacnnundses 12
Small Refiner Lead Phase-Down Task Force v.
EPA, 705 F.2d 506 (D.C. Cir. 1983) ........... 13-14
United States v. National Steel Corp., 767 F.2d
eae shedenens 13

Vermont Yankee Nuclear Power Corp. v. Natural
Resources Defense Council, Inc., 435 U.S. 519

DEE SUR uc a eacsh cn oktessesenasekenneannes 10
Statutes:

Clean Air Act, 42 U.S.C. 7401 ef seq. ........... 2
Ss SE soa Xeacsudcsensaceaas 3
OBE, Ge Ge POD 6c cnlenceccceces 3
© Rs FE ch ke waepeeccdesasaere 3
§ 110(a)(i (A), 42 U.S.C. 7410(a)(1 MA) ..... 3
§ 110(a)(2), 42 U.S.C. 7410(a)(2) ........... 3
§ 110(a)(2)(1), 42 U.S.C. 7410(a)(2)() ..... . 4
OD OE, Gee as PD occ cccecsscsines 9
§ 110(c)(1), 42 U.S.C. 7410(c)\(1) ........... 3, 4,

13, 19a
Bit WegiS Fake errr rere 8
eee as SEE bbb oeo06s ccecescercs 3

§ 172(a)(1), 42 U.S.C. 7502(a)(1) ........... 4

Statutes — Continued: Page
§ 172(a)(2), 42 U.S.C. 7502(a)(2) ........... 4
> Cae es BO. sk. o e's ans ealdae 4
i er 5 ee 7, 8,9, 11
© SOGteD, 42 U.S.C, FORD oc cc cccccces os ae
§ 304(a)(2), 42 U.S.C. 7604(a)(2) ......... a4 3.
I HE rs ook ss oe aa 7, 8, 10
§ 307(b)(1), 42 U.S.C. 7607(b)\(1) ........ 2, 4, 6, 21a
F @ gtk Fee ry 4
SDs Ge Chas PED 66s 5 eed ccc edter 4

Clean Air Act Amendments of 1970, Pub. L. No.
rer errr be 3

Clean Air Act Amendments of 1977, Pub. L. No.
a ee EE o's x deo a adden eee cae 3

Miscellaneous: “

— SS. 1630, 101st Cong., 2d Sess. (1990) ............ ll

In the Supreme Court of the Qnited States

OcTOBER TERM, 1990

No.

WiLLIAM K. REILLY, ADMINISTRATOR OF THE
ENVIRONMENTAL PROTECTION AGENCY, ET AL., PETITIONERS

Vv.

ROBERTA DELANEY, ET AL.

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

The Solicitor General, on behalf of William K. Reilly,
Administrator of the Environmental Protecton Agency
(EPA), et al., petitions for a writ of certiorari to review the
judgment of the United States Court of Appeals for the
Ninth Circuit in this case.

OPINION BELOW
The amended opinion of the court of appeals (App.,
infra, \a-16a) is reported at 898 F.2d 687.

JURISDICTION

The judgment of the court of appeals (App., infra, 18a)
was entered on March 1, 1990. A petition for rehearing
was denied on May 16, 1990 (App., infra, 17a). On August
9, 1990, Justice O”Connor extended the time for filing a

(1)

2

petition for a writ of certiorari to and including September
13, 1990. The jurisdiction of this Court is invoked under
28 U.S.C. 1254(1).

STATUTORY PROVISIONS INVOLVED

The relevant provisions of the Clean Air Act, 42 U.S.C.
7401 ef seq., are set out in the appendix to this petition.
See App., infra, 19a-22a.

STATEMENT

The Clean Air Act, 42 U.S.C. 7401 ef seq., provides two
basic avenues to obtain judicial relief relating to EPA’s
implementation of the Act. Section 307(b}(1) authorizes
the courts of appeals to review—and if necessary
reverse — various actions of the Administrator. 42 U.S.C.
7607(b)(1). Section 304(a)(2), by contrast, authorizes the
district courts to compel agency action where “there is
alleged a failure of the Administrator to perform any act
or duty under this chapter which is not discretionary with
the Administrator.” 42 U.S.C. 7604(a)(2). In this case,
respondents commenced an action against the Adminis-
trator under Section 307 of the Clean Air Act challenging
his approval of the State of Arizona’s revisions to its state
implementation plan. The court of appeals held that the
Administrator’s action was, in certain respects, arbitrary
and capricious, and it reversed the Administrator’s ap-
proval. The court of appeals also went one step further
and ordered the Administrator to promulgate a “federal
implementation plan”—to replace the disapproved state
plan—within six months. The question presented is
whether the court of appeals has authority to impose that
requirement, which seriously impairs the Administrator’s
ability to carry out his responsibilities under the Act.

3

1. The Clean Air Act creates a comprehensive national
program for combatting pollution. The basic structure of
the present Act was established by the Clean Air Act
Amendments of 1970, Pub. L. No. 91-604, 84 Stat. 1676,
and is set out in Sections 109 and 110 of the present Act.
Congress charged the Administrator of EPA with develop-
ing “national *** ambient air quality standards”
(NAAQS). § 109(a), 42 U.S.C. 7409(a). Congress then re-
quired each State to develop and submit to EPA, within
nine months after promulgation of the NAAQS, a state
implementation plan (SIP) to achieve and maintain the
NAAQS within the State. § 110(a)(1)(A), 42 U.S.C.
7410(a\(1)(A). The Administrator was required to deter-
mine whether each SIP met certain statutory re-
quirements, including the attainment of applicable
“primary” NAAQS, as “expeditiously as practicable” but
generally not later than three years from the date of ap-
proval of the SIP. § 110(a)(2), 42 U.S.C. 7410(a)(2). If a
State failed to submit a SIP, or if the Administrator deter-
mined that the SIP failed to meet the Clean Air Act’s re-
quirements, the Administrator was empowered to pro-
mulgate his own plan (a federal implementation plan or
FIP) for the State. § 110(c)(1), 42 U.S.C. 7410(c){1). See
generally General Motors Corp. v. United States, 110 S.
Ct. 2528, 2530 (1990).

In 1977, Congress amended the Clean Air Act to re-
spond, in large part, to the States’ widespread failure to
meet the attainment dates of the 1970 Amendments. Clean
Air Act Amendments of 1977, Pub. L. No. 95-95, 91 Stat.
685. The 1977 Amendments retained much of the structure
of the 1970 Amendments, but they also created the con-
cept of a “nonattainment area” —an area where air quality
falls short of NAAQS. § 171, 42 U.S.C. 7501. The 1977
Amendments required each State containing 2 nonattain-
ment area to prepare and secure EPA approval of a new

4

SIP by July 1, 1979. §§ 110(a)(2)(1), 172(b), 42 U.S.C.
7410(a)(2)(1), 7502(b). Congress extended the deadline for
attainment of the primary NAAQS in a nonattainment
area to December 31, 1982. § 172(a)(1), 42 U.S.C.
7502(a)(1). Further extensions were permitted for
“photochemical oxidarts” (ozone) and carbon monoxide,
but only if the State demonstrated that attainment was not
possible by 1982, despite the implementaion of all
reasonably available measures, and that attainment would
be achieved “as expeditiously as practicable but not later
than December 31, i987.” § 172(a)(2), 42 U.S.C.
7502(a)(2). The 1977 Amendments retained the provisions
requiring the Administrator to promulgate a FIP if the
State failed to submit an adequate SIP. See § 110(c)(1), 42
U.S.C. 7410(c)(1). See generally General Motors, 110 S.
Ct. at 2530.

As we have noted, the Clean Air Act provides aggrieved
persons with two forms of judicial relief. First, Section
307(b)(1) authorizes a court of appeals to review, and if
necessary reverse, various actions of the Administrator,
including “the Administrator’s action in approving or pro-
mulgating any implementation plan” for achieving the
Act’s ambient air quality standards. 42 U.S.C. 7607(b)(1).
See also 42 U.S.C. 7607(d). Section 307(e) states that
“{njothing in this chapter shall be construed to authorize
judicial review of regulations or orders of the Ad-
ministrator under this chapter, except as provided in this
section.” 42 U.S.C. 7607(e). Second, Section 304(a)(2)
provides that a person may commence a Civil action in a
district court against the Administrator of EPA where
“there is alleged a failure of the Administrator to perform
any act or duty under this chapter which is not discre-
tionary with the Administrator.” 42 U.S.C. 7604(a)(2).
The district court has jurisdiction “to order the Ad-

ministrator to perform such act or duty, as the case may
be.” 42 U.S.C. 7604(a).

2. This case arises from a challenge by respondents —a
group of Arizona citizens—to the Administrator’s ap-
proval of Arizona’s state implementation plan for portions
of Maricopa and Pima Counties. In 1978, EPA designated
parts of those counties (which embrace, respectively,
Phoenix and Tucson) as nonattainment areas for carbon
monoxide. In 1979, Arizona submitted SIP revisions for
both areas and applied for an extension of the 1982 attain-
ment deadline to 1987. In 1982, the Administrator gave
conditional approval to Arizona’s SIP revisions. Three
years later, respondents filed an action against the Ad-
ministrator in district court, under Section 304(a)(2) of the
Clean Air Act, to obtain an order declaring the Arizona
SIP revisions inadequate and requiring EPA to perform
its “non-discretionary” duty to prepare a FIP for
Maricopa and Pima Counties (McCarthy v. Thomas, No.
85-CV-344 (D. Ariz.) (complaint filed Apr. 8, 1985)). See
App., infra, 3a.'

Upon the agreement of the parties, the district court
entered an order staying the suit until January 1, 1987. See
McCarthy v. Thomas, supra (order filed Feb. 19, 1986).
In late 1986, the Administrator denied Arizona’s applica-
tion for a deadline extension, revoked its 1982 conditional
approval, and ultimately did not approve Arizona’s subse-
quent SIP revisions. See App., infra, 3a. The district
court subsequently ordered the Administrator to prepare a
FIP no later than six months after September 30, 1987,
unless, before that date, Arizona submitted and the Ad-

' The court of appeals incorrectly suggested that respondents filed
their district court action at a later date. See App., infra, 3a.

2 See Arizona v. Thomas, 829 F.2d 834 (9th Cir. 1987); see also
Arizona v. Thomas, 824 F.2d 745 (9th Cir. 1987).

6

ministrator approved adequate SIP revisions. McCarthy
v. Thomas, supra (order filed Aug. 11, 1987). The court
later extended that deadline to August 10, 1988. McCarthy
v. Thomas, supra (order filed Apr. 19, 1988). Arizona
submitted SIP revisions and the Administrator ultimately
approved them on August 10, 1988. See App., infra, 3a.
Respondents then brought the present action in the
court of appeals, under Section 307(b)(1) of the Clean Air
Act, challenging the Administrator’s approval of
Arizona’s SIP revisions. The court of appeals granted the
petition for review and vacated the Administrator’s ap-
proval. The court first overturned the Administrator’s
determination that the nonattainment areas are entitled to
take three years, from the date of SIP approval, to come
into compliance. The court held that, where a state has
failedto-meet Congress’s 1982 attainment deadline, the
SIP must provide for attainment “as soon as possible.”
App., infra, 4a-8a. The court next rejected, as “arbitrary
and capricious,” the Administrator’s failure to require
adoption of a number of air pollution control measures
that, in the court’s view, EPA guidance documents
presume are “reasonably available.” The court stated that
under EPA’s guidelines Arizona must bear the burden of
demonstrating that the measures would not accelerate the
projected attainment date. /d. at 8a-1la. The court also re-
jected, as arbitrary and capricious, the Administrator’s
determination that the Maricopa County SIP revisions
contain adequate “contingency” and “conformity” provi-
sions. /d. at 1la-13a. The court denied relief on respond-
ents’ other challenges to the SIP revisions. /d. at 13a-1l6a.
In the concluding paragraph of its opinion, the court
Stated:
We vacate the EPA’s approvals of Maricopa and
Pima counties’ Clean Air Act implementation plans.

We direct the EPA to disapprove these plans and to
promulgate federal implementation plans consistent
with this opinion within six months.

Id. at 16a.

The government filed a petition for rehearing and a sug-
gestion of rehearing en banc limited to the question of the
court of appeals’ relief. The government urged that the
court of appeals lacked authority to order EPA to pro-
mulgate a FIP and that the six-month deadline for FIP
promulgation was inconsistent with the statute and
unreasonable. On May 16, 1990, the court of appeals
denied the petition without opinion. App., infra, 17a.

REASONS FOR GRANTING THE PETITION

As this Court recently explained, the Clean Air Act pro-
vides specific, carefully crafted remedies for agency inac-
tion, and the courts do not have license to supplant the
statutory remedies with judicially created ones. See
General Motors Corp. v. United States, 110 S. Ct. 2528,
2533-2534 (1990). That reasoning applies with equal force
in this case. Section 307 of the Clean Air Act authorizes
the court of appeals to review and, if necessary, reverse the
Administrator’s approval of Arizona’s SIP revisions. The
court had no authority, however, to take the further step
of ordering the Administrator to promulgate a FIP within
a specified time period. This Court’s decision in General
Motors specifically identified Section 304 of the Clean Air
Act, which authorizes the district courts to compel agency
action, as the appropriate source of judicial relief in the
event that the Administrator fails to perform a non-discre-
tionary duty. The court of appeals did not have the benefit

3 Similarly, in this Court, we do not seek review of the court of ap-
peals’ determinations as to the adequacy of Arizona’s SIP revisions.

of this Court’s General Motors decision at the time it
entered its decision. We therefore suggest that this Court
grant our petition, vacate the court of appeals’ judgment
insofar as it orders the Administrator to prepare a FIP
within a specified time period, and remand the case for
further consideration in light of that decision. In the alter-
native, we urge this Court to reverse summarily the court
of appeals’ judgment insofar as it orders inappropriate
relief. |

1. In General Motors, the petitioners argued that
EPA’s failure to approve a State’s SIP revisions in a timely
manner barred EPA from enforcing the provisions of an
existing SIP. This Court rejected that contention, holding
that Congress did not intend to bar EPA enforcement suits
in those circumstances and that the courts have no
authority to impose such a bar. 110 S. Ct. at 2533-2534.
The Court explained that the Clean Air Act provides
“statutory remedies * * * when EPA delays action on a
SIP revision” and that courts accordingly should not
create other remedies in their stead. Jd. at 2534. The Court
specifically stated that “the statutory remedies for EPA in-
action include a suit to compel agency action under
§ 304(a)(2).” Id. at 2534 n.4. As we have explained, Sec-
tion 304 authorizes a district court to order the Ad-
ministrator to perform non-discretionary duties. See 42
U.S.C. 7604.

The Court’s decision in General Motors arose in the
context of an EPA enforcement suit, brought under Sec-
tion 113(b) of the Act (42 U.S.C. 7413(b)), against a pollu-
tion source. The Court’s reasoning, however, is equally
applicable in this case. Here, respondents brought a Sec-
tion 307 suit seeking judicial review of the Administrator’s
approval of Arizona’s SIP revisions. Section 307
authorizes a court of appeals to review, and, if necessary,
reverse, the Administrator’s approval. Once the court of

9

appeals reversed the Administrator’s action, however, that
court’s reviewing function was at an end. The court had no
authority to require EPA to promulgate a FIP within a
specified time period. Section 110(c) sets forth the Ad-
ministrator’s obligations in the event a State’s proposed
SIP revisions are rejected. See 42 U.S.C. 7410(c). If the
Administrator fails to fulfill his statutory obligations,
respondents have a remedy. As General Motors indicates,
they may bring a Section 304 suit to compel the Ad-
ministrator to perform a non-discretionary duty.

Indeed, the principle recognized in General Motors ap-
plies with even greater force in this case. As an initial mat-
ter, the court of appeals was not entitled to presume that
the Administrator would fail to promulgate a FIP in a
timely manner. See FCC v. Schreiber, 381 U.S. 279, 296
(1965) (administrative agencies are entitled to the
presumption “that they will act properly and according to
law”). See also, e.g., Citizens to Preserve Overton Park v.
Volpe, 401 U.S. 402, 415 (1971). Additionally, Congress
has not given the courts of appeals jurisdiction to provide
a remedy for the Administrator’s failure to perform a non-
discretionary duty; to the contrary, Congress’s remedy, set
forth in Section 304, lies strictly in the district courts.
Moreover, the Clean Air Act’s carefully crafted provisions
for judicial oversight are themselves drawn from settled
principles of administrative law.

This Court has consistently recognized that once a
reviewing court finds an agency’s action invalid and sets it
aside, the court’s reviewing function is at an end and the
matter returns to the agency for further appropriate agen-
cy action. The Court stated the “guiding principle” nearly
40 years ago:

{T]he function of the reviewing court ends when an

10

error of law is laid bare. At that point the matter once
more goes to the [agency] for reconsideration.

FPC v. Idaho Power Co., 344 U.S. 17, 20 (1952).4 The
Clean Air Act’s judicial review provisions employ this
principle. Secion 307 empowers the reviewing court —in
this case the court of appeals —to review and, if necessary,
reverse agency action, but it does not give the court power
to direct the agency’s subsequent activities on remand. As
the Court has recognized, an agency’s task on remand re-
mains “infused with judgment and discretion, requiring
the ‘ “accommodation of conflicting policies that were
committed to the agency’s care.” ’” Department of the
Treasury v. FLRA, 1108S. Ct. 1623, 1629 (1990). “It is not
a task [courts] ought to undertake on the agency’s behalf
in reviewing its orders.” Jd. at 1630. See FCC v. Pottsville
Broadcasting Co., 309 U.S. 134, 144 (1940).

4 See FTC v. Morton Salt Co., 334 U.S. 37, 55 (1948); FCC v.
Pottsville Broadcasting Co., 309 U.S. 134, 140-146 (1940). This Court
has repeatedly followed that principle. For example, the Court con-
cluded in FPC v. Transcontinental Gas Pipe Line Co., 423 U.S. 326
(1976), that a lower court, by ordering an agency to complete an inves-
tigation within 30 days, had “overstepped the bounds of its reviewing
authority.” /d. at 329-330, 331. The Court explained that

a reviewing court may not, after determining that additional
evidence is requisite for adequate review, proceed by dictating to
the agency the methods, procedures, and time dimension of the
needed inquiry and ordering the results to be reported to the court
without opportunity for further consideration on the basis of the
new evidence by the agency.

Id. at 333. See also, e.g., Vermont Yankee Nuclear Power Corp. v.
Natural Resources Defense Council, Inc., 435 U.S. 519, 524-525
(1978). Similarly, when this Court recently held that the Federal Labor
Relations Authority erred in its application of certain provisions of
the Civil Service Reform Act, the Court refused to adopt a “permis-
sible” alternative interpretation because the agency had not considered
the interpretation “in the first instance.” Department of the Treasury
v. FLRA, 110 S. Ct. 1623, 1629 (1990).

11

The court of appeals’ requirement that the Adminis-
trator develop a federal implementation plan within six
months, like the enforcement bar in General Motors, was
apparently intended to motivate prompt agency action.°
The Clean Air Act contains other provisions, hqwever, to
ensure that the Administrator acts with appropriate
dispatch. As the Court noted in General Motors, Section
304 authorizes interested citizens to bring suit against the
Administrator “where there is alleged a failure of the
Administrator to perform any act or duty under this
chapter which is not discretionary with the
Administrator.” 42 U.S.C. 7604(a)(2). See 110 S. Ct. at
2534 & n.4. Significantly, however, such suits must be
brought in a district court, which—unlike a court of ap-
peals — has the factfinding capabilities necessary to investi-
gate the reasons for the agency’s inaction, to determine an
appropriate remedy and its timing, and to modify the
remedy to the extent that changed circumstances dictate.
Congress was careful to give the courts of appeals power
over those matters that require judicial review of com-
pleted agency action, while conferring authority on the
district courts as to those matters requiring the exercise of
factfinding and enforcement powers. The court of ap-
peals’ decision in this case, which would require that court
to assume the factfinding role of a district judge, upsets
Congress’s carefully drawn distinction.®

’ The court’s concern in understandable. Arizona repeatedly has
failed to meet the Clean Air Act’s deadlines for attainment of the
NAAQS. But Arizona is not alone. Indeed, the problem of continuing
nonattainment, now as in 1977, is an important legislative topic. Con-
gress is presently considering revisions to the Clean Air Act that will
address that matter. See S.. 1630, 101st Cong., 2d Sess. (1990) (The
Clean Air Act Amendments of 1990).

¢ The courts of appeals have repeatedly recognized the Clean Air
Act’s bifurcated system for judicial oversight of the agency’s imple-

12

2. Although the legal objection that we present in this
petition is narrow, it raises a matter of great practical im-
portance. The court of appeals’ requirement that the
Administrator promulgate a FIP within a specified time
period places severe limitations on the Administrator’s
ability to exercise “judgment and discretion” (FLRA, 110
S. Ct. at 1629) in formulating a legally adequate FIP. The
court of appeals’ six-month deadline is not required by
statute and was formulated without regard to (or even sig-
nificant inquiry into) what the development of a FIP en-
tails. The Administrator is moving resolutely to meet the
court of appeals’ six-month deadline. That deadline, how-
ever, has required a redirection of EPA’s limited resources
during a period of serious budgetary constraints and has
hampered the Administrator’s ability to exercise consid-
ered judgment in a sensitive matter of joint federal-state
concern.’

mentation of the Act. See Maine v. Thomas, 874 F.2d 883, 884 (ist
Cir. 1989); Environmental Defense Fund vy. Thomas, 870 F.2d 892,
896 (2d Cir. 1989); Sierra Club v. Thomas, 828 F.2d 783, 787 (D.C.
Cir. 1987); Indiana & Michigan Elec. Co. v. EPA, 733 F.2d 489,
490-491 (7th Cir. 1984). The Ninth Circuit has itself noted that the Act
assigns separate roles to the courts of appeals and the district courts.
See Farmers Union Central Exchange, Inc. v. Thomas, 881 F.2d 757,
760 (1989); Abramowitz v. EPA, 832 F.2d 1071, 1075 (1987). See also
Kamp v. Hernandez, 752 F.2d 1444, 1454 (1985); Kennecott Copper
Corp. v. Costle, 572 F.2d 1349, 1353 (1978).

’ The court of appeals’ mandate issued on May 25, 1990, and the
Administrator accordingly is under an obligation to complete the
promulgation of the FIP by November 26, 1990. The agency has con-
ducted new air quality modeling for the affected regions, which entails
the use of data on emissions and pollutant concentrations to predict
mathematically the effects of future pollution controls. The Adminis-
trator intends to analyze the modeling results, determine appropriate
control measures and publish a notice of proposed rulemaking on
September 20, 1990. A public hearing will be held in October, and the

13

The court of appeals’ order not only curtails the Admin-
istrator’s exercise of discretion, it eliminates or hampers
the ability of other interested parties to exercise their
Statutory rights. For example, Section 110(c)(1) of the
Clean Air Act provides that a State may avoid the Admin-
istrator’s imposition of a FIP if, prior to its promulgation,
“such State has adopted and submitted a plan (or revision)
which the Administrator determines to be in accordance
with the requirements of this section.” § 110(c)(1), 42
U.S.C. 7410(c)(1). The court of appeals’ order in this case,
however, prevents Arizona from exercising that important
right and limits the State to “submit[ting] proposals to the
EPA for its consideration in developing the plans.” App.,
infra, 1\6an.1. In addition, EPA expects that Arizona citi-
zens, who will be directly affected by the FIP’s pollution
control measures, will wish to participate through the
public commenting process in the preparation of the FIP.
The court of appeals’ deadline, however, will impose
serious time constraints on the Administrator’s ability to
analyze public comments in formulating the final rule. See
note 6, supra. Indeed, it is not uncommon, and sometimes
necessary, for an agency to issue a revised proposed rule
in response to public comments. See, e.g., United States v.
National Steel Corp., 767 F.2d 1176, 1181 (6th Cir. 1985).
See also Small Refiner Lead Phase-Down Task Force v.

public comment period will close in early November. If the govern-
ment fails to secure relief from the court of appeals’ order, the Ad-
ministrator will have a mere three weeks to analyze the public com-
ments, make appropriate revisions, and sign a final rule. See Rodway
v. Department of Agriculture, 514 F.2d 809, 817 (D.C. Cir. 1975)
(noting an agency’s obligations to “respond in a reasoned manner to
the comments received, to explain how the agency resolved any signifi-
cant problems raised by the comments, and to show how that resolu-
tion led the agency to the ultimate rule”).

14

EPA, 705 F.2d 506, 546-547 (D.C. Cir. 1983). The court
of appeals’ timetable intrusively forecloses that option.

As this Court observed, there is a special need to adhere
to Congress’s dictates where “important public rights are
at stake.” General Motors, 110 S. Ct. at 2534. In this case,
the Clean Air Act specifies an important but limited role
for the court of appeals, namely, to review agency action.
The court of appeals ignored the Act’s limitations and dic-
tated the Administrator’s actions on remand. This Court's
recent decision in General Motors indicates that the court
of appeals acted improperly. We submit, however, that
the court of appeals should be given an opportunity to
reconsider its decision before this Court conducts plenary
review. The court of appeals’ decision was issued prior to
this Court’s guidance in General Motors, and the court's
opinion provided no reasoning or justification for its deci-
sion or for its departure from other established precedent.
We suggest, accordingly, that this aspect of the court of
appeals’ judgment should be vacated and the case re-
manded to the court of appeals for reconsideration in light
of General Motors.

In the alternative, it would be appropriate for this Court
to reverse summarily the court of appeals’ judgment
insofar as it dictates the Administrator’s actions on re-
mand. The court’s presumption that the Administrator
would not act properly and according to law, and the
court’s exercise of control over the Administrator’s activi-
ties on remand (including their scheduling), are flatly in-
consistent with well settled principles of administrative
law. Moreover, the court of appeals’ actions will seriously
hamper the Administrator’s ability to promulgate a FIP
that satisfies the requirements of the Clean Air Act while
providing the State of Arizona, its citizens, and other af-
fected persons with an appropriate opportunity for public
participation.

15

CONCLUSION

The petition for a writ of certiorari should be granted,
the judgment of the court of appeals vacated insofar as it
orders the Administrator to promulgate a FIP within a
specified time period, and the case remanded for further
consideration in light of this Court’s decision in General
Motors Corp. v. United States, 110 S. Ct. 2528 (1990). In
the alternative, the Court may wish to consider summary
reversal of the court of appeals’ judgment insofar as it
orders inappropriate relief.

Respectfully submitted.

KENNETH W. STARR
Solicitor General

RICHARD B. STEWART
Assistant Attorney General

LAWRENCE G. WALLACE

Deputy Solicitor General
JEFFREY P. MINEAR
E. DONALD ELLIOTT Assistant to the Solicitor General
General Counsel MICHAEL A. MCCoRD
ALAN ECKERT DAVID W. ZUGSCHWERDT

Associate General Counsel Altorneys
SARA SCHNEEBERG
Attorney
Environmental Protection
Agency

SEPTEMBER 1990

APPENDIX A

UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

No. 88-7368
ROBERTA DELANEY; GAYLE HARTMANN, ET AL., PETITIONERS
Vv.

ENVIRONMENTAL PROTECTION AGENCY, RESPONDENT

Petition for Review of Action by the
Environmental Protection Agency

Argued and Submitted
June 26, 1989—San Francisco, California

Filed March 1, 1990
Amended April 11, 1990

AMENDED OPINION

Before: THOMAS TANG, STEPHEN REINHARDT and
CHARLES WiGGINS, Circuit Judges.

(la)

2a

OPINION
WIGGINS, Circuit Judge:

Residents of Maricopa and Pima counties, Arizona,
petition this court to vacate as arbitrary and capricious the
Environmental Protection Agency’s approvals of the
counties’ Clean Air Act implementation plans. We have
jurisdiction under 42 U.S.C. § 7606(b)(1) (1982). We
vacate the EPA’s approvals of the plans, and direct the
EPA to take further action consistent with this opinion.

BACKGROUND

The Clean Air Act, as amended in 1970, mandated that
states as expeditiously as practicable, but not later than
December 31, 1975, reduce the levels of certain ambient
pollutants to comply with the National Ambient Air
Quality Standards set by the EPA. 42 U.S.C. § 7409(a),
(b) (1982). Preliminarily, each state had to develop a state
implementation plan to achieve this goal. 42 U.S.C.
§ 7410(a) (1982).

After many areas of the country failed to attain some or
all of the national ambient air quality standards on time,
Congress amended the Act in 1977, providing new dead-
lines for nonattainment areas. 42 U.S.C. §§ 7501-7508
(1982). The 1977 amendments required states to submit by
January 1, 1979, for each of their nonattainment areas, a
revised implementation plan that provided for implemen-
tation of all reasonably available control measures to at-
tain the relevant national ambient air quality standards as
expeditiously as practicable, but not later than Decem-
ber 31, 1982. 42 U.S.C. § 7502. if a state did not submit
an adequate revised state implementation plan by the 1979
deadline, the EPA had to promulgate its own federal im-
plementation plan. 42 U.S.C. §§ 7410(c)(1), 7502(b)(1).
The 1977 amendments provided only one exception: If a

3a

state demonstrated in its revised implementation plan that
the carbon monoxide or ozone ambient air quality stand-
ard could not be attained by the close of 1982 despite im-
plementation of all reasonably available control measures,
the state could have until the end of 1987 to attain the rele-
vant air quality standard in that nonattainment area. 42
U.S.C. § 7502(a)(2). In that case, the state had to submit a
second revised implementation plan to the EPA by July 1,
1982. 42 U.S.C. § 7502(c).

In 1978, the EPA designated large areas of both Mari-
copa and Pima counties as nonattainment areas for carbon
monoxide. In 1979, Arizona submitted revised implemen-
tation plans for both areas. In 1983, the EPA approved
the plans subject to certain conditions. Neither area,
however, satisfied the EPA’s conditions or attained the
carbon monoxide standard by the 1982 deadline. Arizona
failed in its attempt to extend both areas’ attainment
deadlines to 1987, but submitted additional revised plans
for the areas to attain by the 1987 deadline anyway. The
EPA rejected these additional revised plans and we upheld
that decision. Arizona v. Thomas, 824 F.2d 745 (9th Cir.
1987), later proceeding 829 F.2d 834 (9th Cir. 1987).

When Arizona thereafter failed to submit adequate
plans for Maricopa and Pima counties, petitioners filed
suit in the Arizona district court. That court ordered the
EPA to promulgate implementation plans for both coun-
ties by March 30, 1988 (later extended to August 10, 1988),
unless before this date Arizona submitted, and the EPA
approved, adequate state plans. McCarthy v. Thomas,
No. 85-344 (D. Ariz. August 10, 1987). Arizona sub-
mitted, and the EPA ultimately approved (with revisions),
state implementation plans for both counties on August
10, 1988. Petitioners now challenge these approvals.

4a

DISCUSSION

We will not set aside the EPA’s approval of a state im-
plementation plan unless it is arbitrary, capricious, or
Otherwise not in accordance with law. 5 U.S.C.
§ 706(2)(A); Arizona v. Thomas, 824 F.2d at 748. We will
not set aside an agency’s construction of a statute it is im-
plementing unless that construction conflicts with clear
congressional intent or is unreasonable. Chevron USA,
Inc. v. Natural Resources Defense Counsel, Inc. , 467 U.S.
837, 842-45 (1984).

I. THE EPA’S DECISION THAT DELINQUENT NONATTAIN-
MENT AREAS MAY TAKE THREE YEARS FROM
APPROVAL OF THEIR STATE IMPLEMENTATION PLAN
TO ATTAIN THE NATIONAL AMBIENT AIR QUALITY
STANDARDS

Because the Clean Air Act amendments of 1977 made
the 1982 compliance deadline absolute (with the one
exception noted above), the amendments did not specify
an additional deadline for nonattainment areas that failed
to obtain revised implementation plan approval and na-
tional ambient air quality standard compliance by the 1982
deadline. In this circumstance, the EPA adopted the
policy that it should evaluate the adequacy of the Mari-
copa and Pima county plans based on whether they pro-
vide for attainment by three years from the date it ap-
proved those plans, August 10, 1991. Petitioners contend
that the EPA’s policy is arbitrary and capricious. Now that
the 1977 amendments’ deadline for compliance has passed,
petitioner assert, Pima and Maricopa Counties must attain
the carbon monoxide ambient air quality standard as soon
as possible utilizing every available control measure.

The EPA contends that Congress expressed no clear in-
tent on the attainment deadline that the EPA should apply

Sa

in evaluating the Maricopa and Pima county plans because
the 1977 amendments did not specify a deadline for nonat-
tainment areas that failed to obtain revised state im-
plementation plan approval and national ambient air
quality standard compliance by the 1982 deadline. The
EPA argues that this amounts to a “statutory gap.” As a
result, the EPA believes, we must uphold its policy of
allowing compliance within three years of state implemen-
tation plan approval because it is a reasonable construc-
tion of the 1977 amendments.

The EPA argues that if Congress had considered that
some nonattainment areas would not meet the deadline
specified in the 1977 Amendments, Congress would have
intended that the EPA administratively establish a new
three year attainment period from the date of implementa-
tion plan approval deadline, like those provided in the
Clean Air Act amendments of 1970. The EPA contends
that this result is consistent with the language, history, and
overall purposes of the Act. The EPA contends that Con-
gress knew some states would not attain by the 1982 dead-
line and did not intend that states implement draconian
measures.

The EPA explains the seemingly absolute nature of the
1977 amendments’ 1982 deadline by stating that some leg-
islators felt the need to keep fixed deadlines, even as
“somewhat of a legal myth,” because they “provided a
basis for obtaining maximum progress towards clean air.”
Transcript, Mark-up, Clean Air Act Amendments, at 13
(May 4, 1977) (Statement of Sen. Domenici), reprinted in
State Implementation Plans for Nonattainment Areas for
Ozone and Carbon Monoxide: General Preamble and
Notice of Future Actions, 52 Fed. Reg. 26,408 (July 14,
1987) [hereinafter “Preamble and Notice”]. If the
deadlines turned out not to be realistic, there would be

6a

“plenty of time for legislative relief.” 123 Cong. Rec.
18,038 (June 8, 1977) (Statement of Sen. Stafford),
reprinted in Preamble and Notice, 52 Fed. Reg. 26,408
(July 14, 1987). The EPA contends that petitioners’ posi-
tion would require the draconian measures that Congress
allegedly intended to avoid. The EPA argues that, in ef-
fect, it is just doing what Congress did in 1977 when, faced
with many states’ failure to meet attainment deadlines,
Congress revised the Clean Air Act, extending those dead-
lines at least three years.

Although we recognize the EPA’s predicament, we can-
not accept the EPA’s position. As the EPA itself recog-
nizes, Congress explicitly declined to allow extensions of
the deadline because it believed an absolute deadline to be
necessary. Other circuits have characterized the 1982 dead-
line as the “ ‘heart’ of the 1977 Amendments,” City of
Seabrook v. EPA, 659 F.2d 1349, 1357 (Sth Cir. 1981),
cert. denied, 459 U.S. 822 (1982), implemented according
to a precise schedule to avoid a repetition of the failure of
many states to attain the national ambient air quality
standards by the deadline specified in the 1970 amend-
ments. Connecticut Fund for the Environment vy. EPA,
672 F.2d 998, 1001-02 (2d Cir.), cert. denied, 459 U.S.
1035 (1982).

This court has already found the deadlines of the 1977
amendments to be “clear and unambiguous.” Abramowitz
‘vy. EPA, 832 F.2d 1071, 1079 (9th Cir. 1987). We stated:

Because we find the language of the Act clear and
unambiguous, we do not believe that EPA has the
discretion to ignore the statutory deadline. We are in-
formed by counsel for both sides of their expectation
that Congress will extend the deadline once again in
the near future, but we must apply the law as it now
stands, not as it may become. . . . Until the Clean Air

Ta

Act is further considered . . . the Agency must “give
effect to the unambiguously expressed intent of Con-
gress.”

Id. (citations omitted).

We, and the EPA, are bound by the statutory scheme
until Congress alters that scheme. As the EPA states in
one of its national guidance documents:

[T]he legislative history shows that Congress set up
the Part D system in order to force communities and
industry to do their utmost to bring about attainment
as rapidly as possible and expected that a future Con-
gress would change the course it had set, if necessary,
to avoid any unacceptable consequences.

.. . Plainly, the original intention of the commit-
tee, which evolved ultimately into the current Part D
system, was to generate [state implementation plans]
that would provide for attainment by a specific date,
even if they contained draconian measures, and to
leave the task of making adjustments to a future Con-
gress.

Preamble and Notice, 52 Fed. Reg. 26,407-08 (July 14,
1987). ,

When Congress has explicitly set an absolute deadline,
congressional intent is clear. It is a semantic game to claim
that once a state fails to meet an absolute deadline, a
statutory gap is created because Congress has not provided
a back-up deadline for its explicitly absolute deadline. If
Congress had been more lenient and allowed a one-year
fall back extension, the EPA would be bound by that
directive. The EPA cannot extract leeway from a statute
that Congress explicitly intended to be strict.

In any case, the EPA’s national guidance documents
state that for those areas that qualified for an extension

8a

from 1982 to 1987, if their control measures “are not ade-
quate to demonstrate attainment by 1987, additional
measures which can be implemented after 1987 must be
identified and adopted and attainment must be demon-
strated by the earliest possible date.” Environmental Pro-
tection Agency Criteria for Approving 1982 Ozone and
Carbon Monoxide Plan Revisions, 46 Fed. Reg. 7186
(January 22, 1981) [hereinafter “Criteria”]. “The 1982
[state implementation plan] revision ... must demon-
strate that all possible measures will be implemented. . . .”
Id. at 7188 (listing four examples of additional control
measures). We believe that it is unreasonable for the EPA
to treat more leniently areas that did not qualify for the
1987 extension than areas that did qualify. We believe that
the only reasonable interpretation of the 1977 amend-
ments is that if the 1982 deadline that Congress specified is
not met, the national ambient air quality standards must
be attained as soon as possible with every available control
measure, including those that the EPA identified in its
criteria for approving 1982 plans.

Il. THE EPA’S DECISION THAT THE MARICOPA AND PIMA
PLANS PROVIDE FOR SUFFICIENT CONTROL
MEASURES

The plans that the EPA approved for Maricopa and
Pima Counties are similar. Both require that:

(1) gas stations sell only high oxygen content fuel
during winter months (when carbon monoxide levels
are highest);

(2) large employers reduce the amount of single car
commuting by their employees;

(3) automobiles be tested for emission levels while
under load as well as while idling.

9a

Petitioners point out that neither the Maricopa plan nor
the Pima plan adopts most of the forty-five measures rec-
ommended in a study of Maricopa County conducted by
the Maricopa Association of Governments, a regional
planning organization. Similarly, neither plan adopts most
of the twelve measures recommended by Cambridge Sys-
tematics, a group that conducted an EPA-sponsored study
of Maricopa County. The excluded measures include ma-
jor expansion of mass transit, imposition of parking con-
trols, significant use of bus and carpool lanes, reductions
in bus fares, restrictions on truck travel during peak
periods, application of the Maricopa and Pima county
oxygenated fuel program and automobile emission testing
program to the entire state, elimination of waivers to the
automobile emission testing program, and adoption of
year-round daylight savings time. The Maricopa Associa-
tion of Governments noted that immediate implementa-
tion of all the measures it identified could have produced
attainment within one year.

Petitioners contend that it was arbitrary and capricious
for the EPA to approve the plans without more control
measures. The EPA contends that it properly approved
the Maricopa and Pima plans with just the three control
measures that they contain, because additional control
measures “could not be demonstrated to further accelerate
the projected attainment date.”

The EPA has, however, arbitrarily shifted from Ari-
zona the burden of demonstrating that control measures
would not accelerate the projected attainment date. An
EPA guidance document explicitly provides that each of
the eighteen measures listed in 42 U.S.C. § 7408 is pre-
sumed reasonably available; a state can reject one of these
measures Only by showing that the measures either would
not advance attainment, would cause substantial wide-

Sn a

10a

spread and long-term adverse impact, or would take too
long to implement. The document states:

[I]}f a state adopts less than all [reasonably available
control measures] and demonstrates (a) that reason-
able further progress and attainment of the [national
ambient air quality standards] are assured, and (b)
that application of all [reasonably available control
measures] would not result in attainment any faster,
then a plan with less than all [reasonably available
control measures] may be approved.

State Implementation Plans; General [P]reamble for Pro-
posed Rulemaking on Approval of Plan Revisions for
Nonattainment Areas, 44 Fed. Reg. 20,375 (April 4, 1979)
(emphasis added).

Neither the Maricopa plan nor the Pima plan contains
serious Commitment to many of the measures listed in sec-
tion 7408, including: 1) limiting portions of roads to com-
mon carriers; 2) improving transit systems with major
changes in existing facilities; 3) controlling on-street park-
ing; 4) establishing auto-free zones; 5) instituting road user
fees that discourage single occupant automobile trips; or
6) retrofitting older vehicles with emission control devices.
See 42 U.S.C. § 7408(fI(U1)(A)(v), (vi), (vil), (ix), (xiii),
(xvii). Yet Arizona has made no claim that any of the con-
trol measures that section 7408 or the Maricopa Associa-
tion of Governments identified is impracticable or unrea-
sonable in either Maricopa County or Pima County.

Furthermore, as noted above, for a nonattainment area
that qualified for deadline extension to 1987, the 1977
amendments require implementation of not only all rea-
sonably available control measures, but also any addi-
tional measures necessary to ensure timely attainment. 42
U.S.C. § 7502(b)(11)(C). If such an area failed to attain
the relevant ambient air quality standard by 1987, the

lla

EPA required implementation of “all possible measures”
and more extensive evidence to justify failure to adopt any
of the measures listed in section 7408 in order to ensure
“the most expeditious [attainment] date beyond 1987.”
Criteria, 46 Fed. Reg. 7188 (January 22, 1981). The EPA
expressly applied these requirements to nonattainment
areas that failed to meet the 1982 statutory deadline and
did not qualify for deadline extensions to 1987. Guidance
Document for Correction of Part D SIP’s For Nonattain-
ment Areas, January 27, 1984, at 32-33 [hereinafter “Part
D SIP’s for Nonattainment Areas”}.

We, therefore, conclude that the EPA arbitrarily and
capriciously found that the Ma:icopa and Pima plans pro-
vide for sufficient control measures.

Ill. THE EPA’S DECISION THAT THE MARICOPA PLAN
PROVIDES ADEQUATE CONTINGENCY AND CONFOR-
MITY PROVISION[S]

The EPA’s published guidelines require post-1982 car-
bon monoxide implementation plan revisions to contain a
contingency plan to be implemented if shortfalls in emis-
sion reductions occur during the period covered by the
plan. See Criteria, 46 Fed. Reg. 7188 (January 22, 1981)
(prescribing the policy for nonattainment extension areas).
The contingency plan must provide: (a) a list of planned
transportation measures that may adversely affect air
quality and that will be delayed while the state implemen-
tation plan is being revised, if expected emission reduc-
tions or air quality improvements do not occur; and (2) a
description of the process that will be used to determine
and implement additional transportation measures bene-
ficial to air quality that will compensate for unanticipated
shortfalls in emission reductions. /d.

The Maricopa plan contains neither of these. Petitioners
contend that the EPA arbitrarily and capriciously waived

l2a

its contingency plan requirement. The EPA contends that
its contingency plan provision applies only to nonattain-
ment extension areas. But as we note above, the EPA ex-
pressly applied its nonattainment extension area require-
ments tO nonattainment nonextension areas. See Part D
SIP’s for Nonattainment Areas, at 32-33. Indeed, it would
be anomalous for the EPA not to require as stringent
measures for delinquent areas as for areas that qualified
for extensions.

The EPA alternatively contends that each plan contains
two traffic control measures beyond those necessary to
demonstrate attainment by December 31, 1991, and that
these additional measures are the functional equivalent of
a contingency plan. We disagree. First, we held above that
the EPA erred in not requiring compliance before Decem-
ber 31, 1991. Second, the EPA concedes that the two traf-
fic control measures in question—a voluntary no-drive
day program and a minimum market share for alcohol
fuels —are of such speculative value that the EPA could
not assign them any emission reduction value. See Ap-
proval and Promulgation of Implementation Plans; Ari-
zona State Implementation Plan Revision; Maricopa
County Carbon Monoxide Plan, 53 Fed. Reg. 30,232
(August 10, 1988) [hereinafter “Approval of Maricopa
Plan”]. Programs of such speculative benefit are not the
functional equivalent of a list of specific projects that will
be delayed and a description of the specific process that
will be used to determine and implement additional trans-
portation control measures if they become necessary. We
find that the EPA has arbitrarily and capriciously waived
its requirement of a contingency plan.

The Clean Air Act explicitly requires that all federal ac-
tivities conform to Clean Air Act Implementation Plans.
42 U.S.C. § 7506(c). The EPA guidelines direct that to

l3a

assure compliance with this mandate, each implementa-
tion plan “should identify, to the extent possible, the direct
and indirect emissions associated with major federal ac-
tions... .” Criteria, 46 Fed. Reg. 7188 (January 22,
1981). The state implementation plan must contain
“{ajdministrative and technical procedures and agency
responsibilities for ensuring . . . that transportation plans,
programs and projects” will conform with the state im-
plementation plan. /d. The EPA does not dispute that the
Maricopa plan fails to meet either requirement. Peti-
tioners argue that the EPA arbitrarily and capriciously
waived these requirements. The EPA argues, however,
that we should sustain as within its discretion, its finding
that the plan sufficiently assures conformity “given the
flexibility which should be accorded [the EPA’s] practical
implementation of the [Clean Air Act]’s statutory provi-
sions.”

Again, we cannot agree. The EPA must adhere to its
own guidelines. Morton v. Ruiz, 415 U.S. 199, 235 (1974);
Service v. Dulles, 354 U.S. 363, 388 (1957). Because it is
undisputed that the Maricopa plan fails to meet either of
the EPA’s own requirements and the EPA offers no
reason for waiving those requirements, we can conclude
only that the EPA arbitrarily and capriciously approved
the plan. See /ilinois State Chamber of Commerce vy.
EPA, 775 F.2d 1141, 1147 (7th Cir. 1985).

IV. THE EPA’S DECISION THAT THE MARICOPA PLAN
PROVIDES ADEQUATE MAINTENANCE OF THE NA-
TIONAL AMBIENT AIR QUALITY STANDARDS

The Clean Air Act requires that implementation plans
provide for maintenance of national ambient air quality

standards after attainment. 42 U.S.C. § 7410(a)(2)(B).
Petitioners contend that the Maricopa provisions for

l4a

maintenance are inadequate because the plan considers air
quality only ten years into the future. The EPA required
projections only ten years into the future because it found
that projections beyond ten years are unreliable. Of
course, this finding would not have justified the EPA’s
disregard for its rules without a formal revision of the
rules in accordance with the Administrative Procedure
Act. But even assuming that the EPA’s own rule generally
requires maintenance projections twenty years into the
future applies to delinquent nonattainment nonextension
areas (which the EPA disputes), that rule allows plans to
provide maintenance projections only ten years into the
future. The rule states:

The time period analyzed shall extend at least 20
years or, if'modified under § 51.63, not less than 10
years from the date on which the Administrator iden-
tified the area.

40 C.F.R. § 451.42 (1987). Section 51.63(a) adds:

At the request of a State, or under his own initiative,
the Administrator, where he determines it appropri-
ate, may approve alternative [air quality maintenance
area] analysis and plan development procedures as
allowed under §§ 51.42, 51.44, 51.45, 51.46,
51.48(b), and 51.60(a). He may consider all relevant
factors including but not limited to air quality prob-
lems, financial and manpower limitations, adminis-
trative feasibility, and existing commitments by the
State.

40 C.F.R. § 51.63(a) (1987).

The preamble to these regulations specifically states that
one of Section 51.63(a)’s “relevant factors” is the reliability
of the maintenance projections:

The time periods will be selected by the Administra-
tor, through his Regional Administrators, consider-

lSa

ing such factors as State resources, other planning
programs that may significantly affect air quality, the
reliability of projections, and the extent of present
and potential air quality problems.

Maintenance of National Air Quality Standards —Sum-
mary, 41 Fed. Reg. 18,386 (May 3, 1976) (emphasis
added).

In this case, the EPA specifically found that projections
beyond ten years into the future “become too speculative
to be reliable.” Approval of Maricopa Plan, 53 Fed. Reg.
30,234 (August 10, 1988). Petitioners’ own contention that
traffic projections changed dramatically from February
1987 to October 1987 supports the EPA’s conclusion that
projections are quite speculative. We, therefore, cannot
say that the EPA arbitrarily or capriciously required a
maintenance projection only ten years into the future.

Vv. THE EPA’S DECISION NOT TO CONSIDER REVISED, IN-
CREASED VEHICLE TRAFFIC PROJECTIONS IN
EVALUATING THE MARICOPA PLAN

The Maricopa plan based its projection that Maricopa

County would attain the carbon monoxide ambient air

quality standard by 1991 on traffic projections made in

1984 and in February 1987. The EPA refused to consider

revised, increased vehicle traffic projections for Maricopa

County that petitioners presented during the public com-

ment period for the Maricopa plan. The EPA argues that

petitioners submitted this new data only four weeks before
the approval deadline and thus the EPA lacked sufficient
time to incorporate it into the plan. Petitioners contend
that the EPA acted arbitrarily and capriciously in failing
to consider the revised, increased vehicle traffic projec-
tions. They also contend that the EPA’s decision that the
Maricopa plan provides adequate maintenance of the na-

l6a

tional ambient air quality standards was arbitrary and
capricious because it failed to rely on the revised vehicle
traffic projections.

We do not determine whether the EPA acted arbitrarily
and capriciously in its decision not to consider the revised
traffic projections. Our holdings on the other issues in this
case require the EPA to develop a new Maricopa county
implementation plan. To develop that plan properly the
EPA will, of course, need to consider the most recent vehi-
cle traffic projections currently available. Whether, due to
time constraints, the EPA in 1988 justifiably refused to
consider the revised, increased traffic projections is now
an issue of only academic significance.

CONCLUSION

We grant the petition for review. We vacate the EPA’s
approvals of Maricopa and Pima counties’ Clean Air Act
implementation plans. We direct the EPA to disapprove
these plans and to promulgate federal implementation
plans consistent with this opinion within six months.' To
summarize, the new plans must utilize all available control
measures to attain the carbon monoxide ambient air quali-
ty standard as soon as possible. The new plans must con-
tain contingency and conformity plans in accordance with
EPA guidelines and must be based on the most recent traf-
fic projections currently available. We grant petitioners’
motion for fees and costs and direct petitioners to submit
appropriate documentation to this court.

' Arizona may, Of course, submit proposals to the EPA for its con-
sideration in developing the plans.

17a

APPENDIX B

UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

No. 88-7368
ROBERTA DELANEY; GAYLE HARTMANN, ET AL., PETITIONERS
Vv.

ENVIRONMENTAL PROTECTION AGENCY, RESPONDENT

[Filed MAY 16, 1990]

ORDER

Before: TANG, REINHARDT and WIGGINS, Circuit
Judges.

The panel has voted to deny the petition for rehearing
and to reject the suggestion for rehearing en banc.

The full court has been advised of the suggestion for en
banc rehearing, and no judge of the court has requested a
vote for rehearing en banc. Fed. R. App. P. 35(b).

The petition for rehearing is denied and the suggestion
for rehearing en banc is rejected.

18a
APPENDIX C

UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

CA No. 88-7368
ROBERTA DELANEY; GAYLE HARTMANN, ET AL., PETITIONERS
V.

ENVIRONMENTAL PROTECTION AGENCY, RESPONDENT

JUDGMENT

—

[Filed and entered March 1, 1990]

Upon Petition to Review an order of the
Environmental Protection Agency

This Cause came on to be heard on the Transcript of the
Record from the Environmental Protection Agency and
was duly submitted.

On Consideration Whereof, it is now here ordered and
adjudged by this Court, that the petition for review of the
order of the Environmental Protection Agency in this
cause be, and hereby is GRANTED.

19a

APPENDIX D

STATUTORY PROVISIONS INVOLVED

Section 110(c) of The Clean Air Act, 42 U.S.C. 7410(c). ,

Preparation and publication by Administrator of proposed
regulations setting forth implementation plan; transportation
regulations study and report; parking surcharge; suspension
authority; plan implementation
(1) The Administrator shall, after consideration of
any State hearing record, promptly prepare and publish
proposed regulations setting forth an implementation
plan, or portion thereof, for a State if—

(a) the State fails to submit an implementation
plan which meets the requirements of this section,

(B) the plan, or any portion thereof, submitted
for such State is determined by the Administrator not
to be in accordance with the requirements of this sec-
tion, or

(C) the State fails, within 60 days after notifica-
tion by the Administrator or such longer period as he
may prescribe, to revise an implementation plan as re-
quired pursuant to a provision of its plan referred to
in subsection (a)(2)(H) of this section.

If such State held no public hearing associated with respect
to such plan (or revision thereof), the Administrator shall
provide opportunity for such hearing within such State on
any proposed regulation. The Administrator shall, within
six months after the date required for submission of such
plan (or revision thereof), promulgate any such regula-
tions unless, prior to such promulgation, such State has
adopted and submitted a plan (or revision) which the Ad-
ministrator determines to be in accordance with the re-

20a

quirements of this section. Notwithstanding the preceding
sentence, any portion of a plan relating to any measure
described in the first sentence of section 7421 of this title
(relating to consultation) or the consultation process re-
quired under such section 7421 of this title shall not be re-
quired to be promulgated before the date eight months
after such date required for submission.

Section 304(a) of The Clean Air Act, 42 U.S.C. 7604(a).
Authority to bring civil action; jurisdiction

Except as provided in subsection (b) of this section, any
person may commence a civil action on his own behalf —

(1) against any person (including (i) the United
States, and (ii) any other governmental instrumentali-
tt’ or agency to the extent permitted by the Eleventh
Amendment to the Constitution) who is alleged to be
in violation of (A) an emission standard or limitation |
under this chapter or (B) an order issued by the Ad-
ministrator or a State with respect to such a standard
or limitation,

(2) against the Administrator where there is al-
leged a failure of the Administrator to perform any
act or duty under this chapter which is not discretion-
ary with the Administrator, or

(3) against any person who proposes to construct
or constructs any new or modified major emitting
facility without a permit required under part C of
subchapter I of this chapter (relating to significant
deterioration of air quality) or part D of subchapter I
of this chapter (relating to nonattainment) or who is
alleged to be in violation of any condition of such per-
mit.

2la

The district courts shall have jurisdiction, without regard
to the amount in controversy or the citizenship of the par-
ties, to enforce such an emission standard or limitation, or
such an order, or to order the Administrator to perform
such act or duty, as the case may be. ‘

Section 307(b) of The Clean Air Act, 42 U.S.C. 7607(b).
Judicial review

(1) A petition for review of action of the Administra-
tor in promulgating any national primary or secondary
ambient air quality standard, any emission standard or re-
quirement under section 7412 of this title, any standard of
performance or requirement under section 7411 of this ti-
tle, any standard under section 7521 of this title (other
than a standard required to be prescribed under section
7521(b)(1) of this title), any determination under section
7521(b)(5) of this title, any control or prohibition under
section 7545 of this title, any standard under section 7571
of this title, any rule issued under section 7413, 7419, or
under section 7420 of this title, or any other nationally ap-
plicable regulations promulgated, or final action taken, by
the Administrator under this chapter may be filed only in
the United States Court of Appeals for the District of
Columbia. A petition for review of the Administrator’s ac-
tion in approving or promulgating any implementation
plan under section 7410 of this title or section 7411(d) of
this title, any order under section 7411(j) of this title,
under section 7412(c) of this title, under section 7413(d)
of this title, under section 7419 of this title, or under
section 7420 of this title, or his action under section
1857c-10(c)(2)(A), (B), or (C) of this title (as in effect be-
fore August 7, 1977) or under regulations thereunder, or
any other final action of the Administrator under this
chapter (including any denial or disapproval by the

22a

Administrator under subchapter I of this chapter) which is
locally or regionally applicable may be filed only in the
United States Court of Appeals for the appropriate cir-
cuit. Notwithstanding the preceding sentence a petition for
review of any action referred to in such sentence may be
filed only in the United States Court of Appeals for the
District of Columbia if such action is based on a deter-
mination of nationwide scope or effect and if in taking
such action the Administrator finds and publishes that
such action is based on such a determination. Any petition
for review under this subsection shall be filed within sixty
days from the date notice of such promulgation, approval,
Or action appears in the Federal Register, except that if
such petition is based solely on grounds arising after such
sixtieth day, then any petition for review under this
subsection shall be filed within sixty days from the date
notice of such promulgation, approval, or action appears
in the Federal Register, except that if such petition is based
solely on grounds arising after such sixtieth day, then any
petition for review under this subsection shall be filed
within sixty days after such grounds arise.

ve US. GOVERNMENT PRINTING OFFICE 1990— 262-203/20104

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385020_2823%3A1. Public record. Not legal advice.
