# Opposition Brief — Goldberg v. United States

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385020_1782%3A2

## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1990
- **Citation:** 498 U.S. 966

## Text

Vv.

UNITED STATES OF AMERICA

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ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
"FORTHE BLEVENTH CIRCUIT

- BRIEF FOR THE UNITED STATES IN OPPOSITION

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QUESTION PRESENTED

Whether the district court properly denied without
a hearing petitioner’s motion for specific perform-
ance, in which he alleged without support that his
plea agreement included a condition that his federal
sentence would run concurrently with a state sen-
tence and that he would derive “good time and gain
time” benefits available to state prisoners.

(1)

TABLE OF CONTENTS

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~ TABLE OF AUTHORITIES
Cases:

Blackledge v. Allison, 481 U.S. 63 (1977) ..............
Hill v. Lockhart, 474 U.S. 52 (1987) .......... Ree
McKenzie V. Wainwright, 682 F.2d 649 (5th Cir.
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United States v. Caporale, 806 F.2d 1487 (11th
Cir. 1986), cert. denied, 482 U.S. 917 (1987)...
United States v. Flores, 616 F.2d 840 (5th Cir.
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Statute and rules:
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Iu the Supreme Court of the United States

OCTOBER TERM, 1990

No. 90-36
EDWARD GOLDBERG, PETITIONER
v.
UNITED STATES OF AMERICA

ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT

BRIEF FOR THE UNITED STATES IN OPPOSITION

OPINION BELOW

The judgment order of the court of appeals (Pet.
App. I) is unreported, but the judgment is noted at
900 F.2d 265 (Table).

JURISDICTION

The judgment of the court of appeals was entered
on March 12, 1990. The petition for a writ of cer-
tiorari was filed on May 17, 1990. The jurisdiction
of this Court is invoked under 28 U.S.C. 1254(1).

STATEMENT

1. An indictment filed on October 25, 1985, in the
United States District Court for the Northern Dis-
trict of Florida charged petitioner with conspiring to

(1)

2

import cocaine, in violation of 21 U.S.C. 952.’ On
February 2, 1987, trial began with the selection of
the jury. The next day petitioner, represented by re-
tained counsel, withdrew his not guilty plea and en-
tered a plea of guilty to the charge. Because the
change of plea came on the eve of trial, the parties
did not prepare a written agreement. The district
court, however, conducted an exhaustive inquiry into
the voluntariness of the plea, pursuant to Fed. R.
Crim. P. 11(c).

At the Rule 11 hearing, petitioner admitted his
cuilt, and his attorney discussed at length the terms
of the bargain that had been struck with the govern-
ment. The court was aware that petitioner also had
been indicted in the Southern District of Illinois and
could be charged in Florida state court. With regard
to punishment, petitioner’s counsel said that the gov-
ernment had agreed to advise the state grand jury
about the plea and had no objection if the state court
were to impose a sentence that would run concur-
rently with petitioner’s federal sentence. The trial
judge cautioned petitioner that he had no control
over the actions of the state grand jury or the court
in the Southern District of Illinois. Discussing a
possible transfer of the Illinois charges for disposi-
tion in the Northern District of Florida pursuant to
Fed. R. Crim. P. 20, the judge admonished petitioner
that the failure of a Rule 20 transfer to materialize
had no effect upon the instant proceeding. The court
asked petitioner whether he understood that neither
the prosecutor nor his own lawyer could contro! those
events, and petitioner replied that he understood.

1The statement of facts is taken from the government’s
brief in the court of appeals.

3

The court asked petitioner whether he understood
the terms of the plea agreement. Petitioner replied
that he did. He also told the court that no one had
made any predictions or premises as to the sentence
he would receive. At the end of the Rule 11 inquiry,
the court accepted petitioner’s guilty plea. On April
6, 1987, petitioner was sentenced to imprisonment
for 15 years.

On August 3, 1987, petitioner filed with the sen-
tencing court a motion requesting a reduction of the
sentence and an order directing that his federal sen-
tence be made to run concurrently with his state
sentence. On January 14, 1988, the court reduced
the prison term to 7% years and recommended that
petitioner be placed in a state institution. The court,
however, did not agree to order that the federal sen-
tence terminate at the same time as the state sen-
tence.

2. On February 1, 1989, petitioner, represented by
different counsel, filed with the sentencing court a
motion alleging that part of the plea bargain was
that petitioner’s federal sentence would end at the
same time as his state sentence. Petitioner claimed
that on the morning of trial he was in possession of
a plea agreement approved in the Southern District
of Illinois with Rostyslaw Kindratiw, who was peti-
tioner’s co-defendant in that district and an unin-
dicted co-conspirator (and government witness) in
the Northern District of Florida prosecution. One
condition of that agreement was that Kindratiw
would be sentenced first in the state court: Kin-
dratiw’s sentence in the Southern District of Illinois
would be ordered to run concurently with the state
sentence; and Kindratiw would be allowed to benefit
from the “good [time]” and “gain time” credits re-
ceived by Florida state prisoners. Pet. App. II para.

4

4. Petitioner alleged that on the morning of his trial
in the Northern District of Florida he advised the
prosecutor and his own lawyer that he would plead
_ guilty if he could receive the same deal as Kindratiw.
According to petitioner, the government had agreed
to his proposal. In his motion for collateral relief
petitioner asked the court to order specific perform-
ance of that condition.

In response, the government denied that it had
ever agreed to such an arrangement. The govern-
ment pointed out that no such arrangement had been
discussed at the plea proceedings, and that petitioner
had not alleged the existence of any such agreement
when he filed his earlier post-sentence motion re-
questing reduction of his sentence. The district court
denied petitioner’s motion for specific performance
without a hearing. In an order dated May 9, 1989,
the court stated that it had rejected petitioner’s de-
mand for a “coterminous sentence,” and would have
refused to order such a sentence even if the govern-
ment had recommended it.

ARGUMENT

Petitioner claims that he is entitled to specific per-
formance of his plea agreement, and he faults the
district court for not holding an evidentiary hearing
on his claim.

Summary dismissal of a claim for collateral relief
is appropriate where the allegations, viewed against
the record of the plea hearing, are clearly frivolous
or false. Blackledge vy. Allison, 431 U.S. 63, 76
(1977). Petitioner’s claim was properly rejected
without a hearing.

The record does not support petitioner’s claim that
he had bargained for a coterminous sentence. The

5

written agreement that was reached in Illinois with
co-defendant Kindratiw evidently had been drawn uy,
only after lengthy negotiations that included input
from the State of Florida. Petitioner, who pleaded
guilty at the eleventh hour, must have been aware
that the State was not a party to any agreement that
the federal government and his counsel entered into.
Petitioner admits that the possibility of a sentence
running concurrently with any imposed by the State
was not mentioned at all during the Rule 11 hearing.
Pet. 12. The record of that hearing shows that the
court admonished petitioner that it had no control
over what Florida might do; the record also shows
that petitioner acknowledged that all the terms of his
plea agreement had been revealed in open court.
Consequently, petitioner’s present claim is inconsist-
ent with unambiguous representations made on the
record when petitioner entered his guilty plea.
Petitioner points to no special circumstances that
might support the conclusion that he attached par-
ticular weight to the concurrent nature of the sen-
tence meted out by the several jurisdictions when he
decided to plead guilty. See Hill v. Lockhart, 474
U.S. 52, 60 (1985). Petitioner does not claim that
he would have refused to plead guiity if he had
known that he might not receive thé same effective
sentence in the state and federal systems. Nor did
he provide any supporting evidence, in the form of
an affidavit from his trial counsel (or anyone else),
for his claim. And he did not explain why he waited
several months to make his “coterminous sentence”’
claim, nor did he explain why he failed to raise that
contention in the pleadings he filed prior to his mo-
tion for specific performance. Finally, petitioner did
not allege that his own counsel advised him, rightly
or wrongly, that he could expect to receive a “coter-

6

minous sentence” as part of his plea agreement. Un-
der these circumstances, the courts below correctly
held that petitioner’s demand for specific perform-
ance was meritless and that no hearing was required
before disposing of his claim. See United States v.
Caporale, 806 F.2d 1487, 1516-1517 (11th Cir. 1986),
cert. denied, 482 U.S. 917 (1987) ; McKenzie v. Wain-
wright, 632 F.2d 649, 652 (5th Cir. 1980); United
States v. Flores, 616 F.2d 840, 841-842 (5th Cir.

1980).
CONCLUSION
The petition for a writ of certiorari should be
denied.
Respectfully submitted.
KENNETH W. STARR
Solicitor General
ROBERT S. MUELLER, III
Assistant Attorney General
MERVYN HAMBURG
Attorney
OCTOBER 1990

WU S. GOVERNMENT PRINTING OFFICE, 1990 262061 20163

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385020_1782%3A2. Public record. Not legal advice.
