# Opposition Brief — New Orleans Baptist Theological Seminary v. Babcock

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1990
- **Citation:** 498 U.S. 880

## Text

A Ne an aeeneere
: n Supreme Court, U.S.
(Pyhersi er, FILED

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\ ci ST OY JUL 19 1990

JOSEPH F. SPANIOL, JR.
CLERK

SDDMLE AAR AS AKere NIT TMoTN emamnec
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MIT AT AT RAT COMTMADY

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OF THE

UNITED

VERSUS NO.

RUDOLPH G.

ON FOR WRIT OF CERTIORARI

TOC THE HONORABLE, THE CHIEF JUSTICE
AND THE ASSOCIATE JUSTICES OF THE
COURT OF THE UNITED STATES:

Rudolph G. Babcock, Respondent, submits that this Court

should not grant New Orleans Baptist Theological Seminery's
"NOBTS" or "School") Petition for Writ of Certiorari for the
following reasons:

First, the School's Petition does not satisfy the
standards of Supreme Court Rule 10. That is, the decision of the
Fourth Circuit Court of Appeals for the State of Louisiana does
not conflict with any other state or federal decision, and does
not raise an important issue of federal law.

Second, and related to the first, the dispute herein is
a simple one that has been blown way out of proportion by the
School. That NOBTS has tried to make a mountain out of a mole
hill is evinced by the following indisputable facts:

(A) NOBTS sought accreditation from the Southern

Association of Colleges & Schools (SACS

= i. 1 a oe ale Tahelaal ed s 7. acai —
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ACS equired NOBTS O include a due process

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Pursuan hereto, the School promulgated

discivlinary standards including the right to

discipline (expel) in the event cf separation or

(D) The School allegedly expelled Babcock because he

was separated or divorced without adherence to the

§- Babcock neither wasS nor 1S separated or divorced

F The Schoo accordingly, entered into a consent
judgment injunction resulting in the
reinstatement of Babcock;

(G Babcoc} then néeisputably and Satisfactorily

ompleted his studies over the next two years;
The School, nevertheless, refused to award Babcock
his degree, claiming that Babcock was not fit for

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) The School never appealed the consent injunction
which it, in fact, drafted.
For reasons more fully set forth in the decision of the

Fourth Circuit itself (Petitioner's Exhibit A-1), as well as the

Briefs submitted by Respondent to the Louisiana Fourth Circuit

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sLLIS B. MUROV [Bar # 98
DEUTSCH, KERRIGAN & STIL
755 Magazine Street
New O.:leans, LA 70

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Telephone: (504) 581-5141
Attorneys For Rudolph G. Babcock

SERVICE

CERTIFICATE OF

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CIVIL DISTRICT COURT FOR THE .ARISH OF ORLEANS
STATE OF LOUISIANA
wo. 2 2-) D087 DIVISION *"§" DOCKET NO.
RUDOLPH G. BABCOCK
VERSUS

NEW ORLEANS BAPTIST
THEOLOGICAL SEMINARY

PILED |
DEPUTY CLERK
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PETITION FOR SPECIFIC
PERFORMANCE AND INJUNCTIVE RELIEF
Petitioner, Rudolph G. Babcock, through undersigned
|
counsel, with respect represents

Rudolph G. Babcock is an individual of the full age
of majority residing and domiciled in Orleans Parish with his

wife, Suzanne Babcock.

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Defendant, New Orleans Baptist Theological Seminary

("School"), is an educational institution located in Orleans

Parish.
BACKGROUND
3.
|
Suzanne and “Rudy” Babcock were married in December |
1983. They have never separated and are still married and

living together as husband and wife.

EXHIBIT

A -|

4.
In August 1985, Plaintiff entered the School to pur-
sue a Masters of Divinity degree in marriage and family coun- |

seling. |

5.

The terms and conditions of Plaintiff's educational
tenure are set forth in a student handbook. The School has a
Givorce policy calling for withdrawal in the event of “separa-
tion and/or divorce." A copy of the cover page of the student

handbook as well as the School's divorce policy and its “Due

Process for Handling Conduct Situations" is attached hereto as

Exhibit A.

6.
According to the provisions entitled "Due Process for

Ranéling Conduct Situations,” dismissal for, inter alia, sep-

arating from and/or divorcing one's spouse cannot occur until:

(a) The student has been given an initial hearing
with the Executive Vice President (in this case
Dr. Stewart) where he is informed “of all de~
tails of the process" and, if appropriate, pro-
vided with a written, signed complaint;

(b) If the student receives a written, signed com-
plaint, he then has a second interview with the
Executive Vice President (again, Dr. Stewart)
where the alleged violation is discussed and the
student is given an opportunity to submit a
written counterstatement. Additionally, a writ-

ten continuity report must be prepared at this

stage;

| (c) Assuming that the matter is not resolved in
favor of the student at this level, the student

is given the right to read the continuity report

in its entirety before the case is submitted to

a Student Affairs Committee for a hearing at

| which time the student has the right to be pres-

ent along with a representative and any witnes-
ses whom he desires to call. Assuming that the
Student Affairs Committee confirms the discipl-
inary @ecision, the student then has the right
to appeal to the President of the School.

a |

Ve
On July 29, 1987, Petitioner was made the beneficiary
of a $400 grant from the Lowrey B. Eastland Memorial Fund for
the fall semester of 1987 ("Grant"). A copy of a letter from
Dr. Don H. Stewart, Executive Vice President, to Petitioner

evincing the grant is attached hereto as Exhibit B.

8.
On August 4, 1987, Petitioner received a letter

("Exhibit C")from Dr. Don BH. Stewart, Executive Vice President,

Stating, inter alia, the following:

(a) A meeting of the Student Affairs Committee was
held on July 31, 1987

(6) At the meeting, Petitioner was accused of having
separated from his wife and considering a di-
vorce;

(c) Petitioner could not continue in his degree p
gram and must vacate the campus where he is 1
ing in his trailer with his wife an
children; and

(2) *The action of the Committee is final. Accoré=-
ing to institutional policy long enforcec, the
possibility of returning to this Seminary is
virtually non-existent when termination follows

probation.®

9.
Plaintiff has never been on probation and has never

separated from his wife.

FIRST CAUSE OF ACTION

10.
Plaintiff realleges and reavers all allegations con-
tained in paragraphs 1 through 8 above as if repeated herein in

extenso.

Lads
Petitioner has been dismissed from the School in vio-

lation of the contract between Petitioner and the School. In

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partic. .r, Petitioner is not separe ‘ from his wife and has
not been afforded the protections set forth in paragraph 6
above.
12.
Since specific performance is authorized by La. Civ.
Code Arts. 1986 and 1987 and is in fact a favored remedy (J.

Weingarten, Inc. v. Northgate Mall, 404 So. 2d 896 (La.

1981)), Petitioner is entitled to specific performance in the
form of an injunction mandating the School to permit Petitioner |

to register on August 20 and/or 21, 1987 with full use of the

o

rant and campus facilities for his trailer and prohibiting the
School from dismissing him on the purported grounds of separa-

tion
aVile

SECOND CAUSE OF ACTION

13.
Petitioner realleges and reavers all allegations con-
tained in paragraphs 1 through 12 above as if repeated herein

in extenso.

Registration for the fall semester will be held only
on August 20 and 21 and anyone who does not register then will

not be allowed take classes this fali.

15.

Petitioner is 38 years old. He is in the middle of
his curriculum having entered the School in August of 1985.
Plaintiff anticipates graduating in May of 1989. If Petitioner
is dismissed from the School and disallowed to register, Peti-
tioner's career goals and plans will be disrupted thereby caus-
ing him immediate and irreparable injury and loss. Plaintiff,
therefore, is entitled to a temporary restraining order pro-

hibiting the School from dismissing Plaintiff on the purported

grounds of separation and requiring the School to permit Peti-

tioner .oO enroll on August 20 and/o 21 with the full use of

the Grant and campus facilities for his trailer.

16.
Since registration for the fall semester must be cor-
pleted on August 20 or 21 and since today is August 18, issu-
ance of a temporary restraining order without any notice to the

4

School is both appropriate and necessary.

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WHEREFORE, Petitioner prays that a copy of this

tion be served upon Defendant and that:

ry restraining order
hi the School from dismissing Petitione
f the purported grounds of separation and re-
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guiring the School to allow Plaintifé
ister on August 20 and/or 21, 1987 and with
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C. After due proceedings be had, all costs an? at-
torneys' fees to be assessed against Defendant.

ELLIS B. MUROV

DEUTSCH, KERRIGAN & STILES

755 Magazine Street

New Orleans, Louisiana 70130
Telephone: (504) $81-5141
Attorneys for Rudolph G. Babcock

PLEASE SERVE:

NEW ORLEANS BAPTIST THEOLOGICAL SEMINARY
Through its President and Executi Off
Dr. Landrum P. Leavell

3939 Gentilly Boulevard

New Orleans, Louisiana 70126

= —

CIVIL DISTRIC. COURT FOR THE PARISE OF ORLEANS
STATE OF LOUISIANA
NO. 69° ; 2sViSlON “B" DOCKET NC.
FUDOLPH G. BABCOCK
VERSUS

NEw ORLEANS BAPTIST THEOLOGICAL SEMINARY

PILED:

DEPUTY CLERK

PETITION FOR TEMPORARY RESTRAINING ORDEF,

a

SNOUNOTIVE RELIEF AND SPECIFIC PERFORMANCE

re tsts eres Rusossen G pa>cock tnrese> neess-gnes
Ccounse., with respec: resresents:
ll alii all aa
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Russsp: G. Badcock if an inésvi@uai cf the *£u2° sce
~t we--e -- ec: 4-+- --A Anew i* 6a - fe - Sar - - *
ez aseor.cy Fressesng enc Gomiciies is Orieans Paris wie so
wite, Suzanne Babcock.
é welencan:, New Orieans Bapt:s: Thetlog:ca: Ser:nar
"66505; $8 a2 @6u2ationa s5Ststcutcses soezeteé is OCrieaess
Paris?
ELIOK SFO INE
2 Rucc.¢>. Babcock ==
appea. the juriséi:ctsona. 1.850 agree2 c5 a permane**
iniunetion prohibiting Bascock s diswissa.j “bases upe- a: ~—
his conauct Or attivitsesS OCSurring oF FF befece Auz.8: 3?
1987 " and reinstates his Sonc.arsace ExNse:*

13 The School appealed only the cena. of the Excepre.s=
devolutively. Exhibst 4). The Appeal. :s pencsns See No
89-CA-0232 Fourth Circuit Court of Appea.s As €@ £OSs.2, THe

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judgment.

14. Babcock has continued his studies, has completes 4-.-
requirements, anc has received letters, noticcs an¢d
verifications of the imminency of his graduation from tne
public relations office, the executive vice pres:den=. =e
director of housing, the registrar, the president, anc the
Southern Baptist Foreign Mission Board. (Exhibit 5 in g-o>bo

15. On May 9, 1989, the day before Babcock's Appellee 's
Brief was due, counsel for Babcock received a two-line letter

notifying counsel that the School refuses to awarc Babcock §

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degree at commencement, May 20, 1989 because if he had been
expelled in August of 1987, he woulée not have earnez his
degree, and be on the May 20, 1989 graduation list. (Exhib
6 and 7).

16. Petitioner has completed Satisfactorily ali
requirements for graduation. The withholding of a degree by
the School breaches the contract which exists between a school
and its students and the School and Babcock.

17. Moreover, the School, having agreed by consent
judgment, approved by this Court May 31, 1988, not to dismiss
Petitioner for any alleged offense which occurred on or before
August 19, 1987, is in violation thereof by its refusal tc

allow Petitioner tc graduate based on the same ailiegec

offense

WHEREFORE, Petitioner prays that a copy of this Petit:on
be servec upon defendant and that:

(a) A temporary restraining order be issued prohibiting

the School from ¢ism:issing Petitioner by refusing to allow hir
to graduate May 20, 1989 and reguiring the School to issuc to
petition the Master of Divinity degree which he has earnec.

(b>) After due proceedings be had, a preliminary and/or
permanent injunction be issued prohibiting the School from
Gismissing Petitioner by refusing to allow him to graduate anc
requiring the School to issue to him the Master of Divinity
degree which he has earned.

(c) After due proceedings be had, all costs ané
attorneys' fees to be assessed against Defendant as a result
of forcing Babcock to bring an action to compel defendant to

honor an order of this Court.

OANNE C. FERRIOT (18209)
DEUTSCH, KERRIGAN & STILES
755 Magazine Street
New Orleans, Louisiana 70130
Telephone: (504) 581-5141
ATTORNEYS FOR PLAINTIFF,
RUDOLPH G. BABCOCK

PLEASE SERV

NEW ORLEANS BAPTIST THEOLOGICAL

Through its President anc Execut:ve Officer
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Dr. Landrum P. Leavell
«7 . ore | «
3939 Gentilly Boulevard
, Orl - Loui * . 74 26
New - eans, ~ Uisiana Used
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ame CORBET CUEAORS «6 ok se Kk we lk ke
2. "Free exercise" clause principles ......
a. Applicable statutes and principles .....
4. Contractual Articles do not infringe upon the
free exercise of religion as nonadherence to
contracts is not a religious belief of the
BADGae. Seen & as «ao, & See ke eo ee

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SYLLABUS

Characterizations are not dispositive. E. g., Commissioner

v. Culbertson, 337 U.S. 733 (1949) and cases cited at pp.

10-11.

NOBTS is a school based upon the facts and not the
Characterizations.

As a school, NOBTS' reiations with its students are
basiceliy contractual and may thus be reviewed by the

courts, especialiy in disciplinary matters. E. G., Fusseil

Vv. Louisiana Business College of Monroe, 478 So.2d 652 (La.

Apr. 2c Cir. i985); Lexington Theological Seminary v. Vance,

596 S.wWw.z2d 11 (Ky. App. 1979), and Tedeschi v. Wagner
College, 427 N.Y. Supp. 24 760 (N.Y. App. 1986) and cases

Where a school makes asSSurances to other entities in
exchange for valuable consideration and for the benefit of
its students, it cannot refuse to honor those assurances.

La. Code Civ. Art. 1967 and Lemon v. Bossier Parish School

Boarc, 240 F.Supp. 709 (W.D. La. 1965), affd, 370 F.2d 84,

cert. deniec, 388 U.S. 911 (1967).

Contracts are secular in nature, and the interpretation of
contracts does not entangle the courts in ecclesiastical

matters. Jones v. Wolf, 443 U.S. 595 (1979). Fluker

Community Church v. Hitchens, 419 So.2d 445 (La. 1982),

LeBlanc v. Davis, 432 So.2d 239 (La. 1988).

Since breach of contract is not a tenet of the Baptist

1, NOBTS' actions are not immune from review by the

Civil courts. See E.E.0.C. v. Miss. College, 626 F.2e€ 477
(Sth Cir. 1977), Brown v. Dade Christian Schools, Inc., 556
F.2d 310 (Sth Cir. i977), Gert. gensee, €34 U.S. i963
(1976). Fiecier v. Marumsco Christian School, 631 F.2a
1144 (4th Cir. 1980); Lexington Theological Seminary v.
Vance, supré

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CONCISE STATEMENT OF FACTS

a) Rudolph G. Babcock ("Babcock") is an individual of
the full age of majority residing and domiciled in Orleans Parish

with his wife Suzanne Babcock. Plaintiff's Petition for

Specific Performance and Injunctive Relief, par. 1.

b) Babcock became a licensed minister of the Baptist
Church long before entering New Orleans Baptist Theological

Seminary, hereinafter referred to as "NOBTS" or "the School." R-

e) Suzanne anc "Rudy" Babcock were marriecé ir
December, 1983 Tney have never separated and are still married
and living together as husband and wife Pilaintiss’s Perieion
for Specific Performance and Iniunctive Relief, par. 3

CQ ) in August, 1985, plaintiff entered the School cc

pursue a Masters of Divinity degree in marriage anc family

counseling rather than to become a minist r.i Pisi nts net a NOB neornncan = "oO mrneHeary rRORe a aAr wt ary o~4
i uUncTION, NOBTS interposed 2a peremptory exception OL s4atKH Ls
é ~~ he —— - + + + ne sc nae = -~r atten ~ --
J VOUS 4 admits tnat 1t does ot nave tne power er
ArdGain or to expe minierare So.TTT nr Ct he = Bahk-o-
~~ we > ~- ~ = —— ~ ~— —— — --~---*> 7 ae od ~ ~~ Daw Uv hr -
- Ie ~r ~-~r > +r+ _- nn + — - 4 ~ + eo ~ - cr rsa) ~ a e+e
expuis.on, crnerezrore, 0 3 + C Ot @artecr 11S ministeriai Status
- ~_-- c-
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+ ~-~- 7 od ~~ &
AIARc¢ c ~ 7. a+ Arms) _. - - ~ ar -~—- a+ = - - on
¥ NUBLS 18S a ecucational ianstitur 1° accrec.tec i
mr > = a + CA) ) - | " > in
ae _ ia rr cr — ar =~ an - cCrnar c { “ c
Tne Soutner ASSociatlo os Colleges anc scnoossS | oSeAevee ,
-~r r o ar = -_-err ~ + no new + r al + - al Co Cod oo +
the regional accreditin 3 agency for all institutions of

private, in the southern region. (R-III, pp. 69-70). The School
is regularly reviewed by S.A.C.S, anc is required to abide by the

same standards as all other accredited schools in order to keep

urse, that the Student Affairs Committee
1 ministers.

-6-

its accreditation. (K-III, pp. 70 & 90.) These standards

include adherence to academic freedom (R-III, p. 91 and Exh. P-l,
SACS Criteria), and a broadly promulgated statement of procedures
in student disciplinary matters. (R-III, p.93 and Exh. Pel).

Babcock was expelled without adherence to the latter. (R-III,

p.93, printed in the student Handbook, Exh. D-2, pp. 26-27.).

1) New Orleans Baptist Theological Seminary awards
many of the same decrees as do Duke University, Harvareé
University anc the University of Alabama, e.g the Master of
Religious Ecucation, Master of Church Music, Doctor of Musical
Arts, Doctor of Tneology, and Doctor of E¢ucation degrees
(ReIII, pp. 94-97 Course credits earned at New Orleans Baptis«
Thecliogical Seminary are transferable tc other secuiar
institutions of higher education NOETS accepts crec:ts earnec
at other secular institutions (ReIIi, pr 103-104) The
Schoc issues graces and utiiizes the semester system (Relead,
Pp. 104).2
4/ Tne Schocl's students have library privileges at Dillard,
UNO and Tulane University. (R-III p. 104). Among the courses

offered by the School and included in Babcock's curriculum are
Stress Management, Human Development, Behavioral Family Therapy
and Mental Disorders and Treatment (R-III pp. 178-79). Other
courses offered include Orchestration Techniques, Eighteenth
Century Counterpoint (R-III p. 138), Foundations in Educational
Psychology and Social Work Institutions. See NOBTS Bulletin, pp.
105 et seq. In Appellant's desperation to characterize
everything as_ religious, Dr. Stewart said that degree
requirements of research methodology anc statistics had a wholly
religious purpose. (R-III, pp. 99-100).

Vs

m ) Tne School's officers

in

clude a

Academic Affairs, Vice-President for Business

of Development, a Director of

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on both federal and state governments in pursul

Admissions

Vice-President

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Registrar.

Seminary depends

ng its educational

mission For instance, it obtains authority t grant
from the State of Louisiana (R-III, p.71). Like other scho
NOBTS py: ides extensive data on both faculty and students to
fencra” oc ‘A —hahates! aha Kerr ar at = State ~+ LO Siané , a rea
federa. 2verrmme rougn the State of Louisiana, vie 5
submission of sucn data to a program callec the Intecrated
Seconéary Ecucation Data Systems ("IPEDS") (R-3, p 86 anc
P-4 = As eh a - +) - > > Asc
a) Is 1 institution which (1) has students (2) has
,
rr ~, moce rc $ars: i e+ - War | “+ + A :
courses semesters, facusty, a Vice President of Academic
€$€Eanive - Qo Drocirfone at "pe $Eair nA - LC nh ea
Affairs, a Vice Presicent Business Aitftairs and 4 kKegistrar,
a= ~ - ~ ~ = ao » ie ~ =
} as accreciteac Pd $4\- Southern Association @ a LOL.seCGes and
CrRnrnr) {f A - cronec - oa -h ~e— + 7 _ = + ~ -
“ye alone = --_ icensecG » y che — Ee. ae — as al ecucationeadl
-_n"oe - - ~ = nares 7r +> #onroa =) ats ~nmnman- Ma + =
2nstilucios = Eererte coe esere teeeralt Government that it iS a
a na +e 7 — _ - - ~r { - anctore ae n+ _ -~o = = + ~
equcationai instart_e_d she c ates GuuLtee Creaits to ang fro:
.s ‘ =
- ) st —~_> or ey =n - > 7 a a { Ac | — ~ =
wholly secular Couleges anc universities anc awarcs gegrees a4
schoo] nr = cr ren?
web S & a webu we :
ia ve -r Co - a cnn =~ > ~- 4 ma) 7 ee ae eel
5) Does the Soutner Association of Colleges anc
CrAnnsnlic cera - ah *rmnoc “ny cn Alte?
oe ‘ew wd ed ob oD accrecit we bbe whl —) ww + sc Oo0O1S:
5 nes +e _- * > ote ie! . 5 o
Cc) 4S a entity which is requirec to give assurances

of tairness to the federal government and to its accrediting
association in exchange for valuable benefits, a school or a
church?

da) Is NOBTS, which represents itself to the federal
and state governments, its accrediting association, and potential
students as a school, precluded from asserting that it is not 4

-9-

school and acting arbitrarily after a student has relied on its
promise in choosing to enroll at NOBTS?

e ) May a student pursuing a degree in marriage and
family counseling sue the school in which he is enrolled to honor
the promises contained in the student handbook?

f ) Assuming NOBTS is a church, may a student pursuing
a degree in marriage and family counseling sue to honor the

promises contained in the Student Handbook?

g Assuming NOBTS is a church, may the Louisiana
judiciary entertain a suit by a psychology student, based on its
contract with the student or as a third party beneficiary of its
promises to the federai government and S.A.C.S., for expelling
Mim without cue process anc for having separated from or

i) Is breach of or nonadherence to contracts a tener

f

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of the Baptist Church? Stated differently, absent involvement of

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7 \ ‘a = Sass 5 . ae _
1 Certifying that an institution has met establishec
Standards
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T +} th = FArD fa 7 A 4 + e~rKAB - Aane xe = - > oo -|55 — -
It, therefore, foliows that the Stucent Atiairs Committee coucc
> - ~
_ - - rcs - ~e ~pD anRA ram -h mo, --+y anener :_=
neither Orcacn not expe. DaWeCQOTCA ~s+ - e - - > --+ 3 Soa vu *. ——
- ; a + =7 ah rer +~nhKs + a ~ - Aane - no KAS) Se " mAs Sch = ' Cr 72 =A ee oe ee sc:
one 1S talking about "Sunday choo. College anc Univers:ities
+ Ar farms ea) ye watro + Aarne = 4 rc am Amm see ~~
ee COuUzrSse, ~Y ho Gis} lave STUGENT Q@.:zraizrs CoOomuactrees

Cc. Schools Are Subject To The Jurisdiction Of The Court In
Disciplinary Cases.

Courts have not hesitated to hear disputes between

schools and their students. These disputes are generally either
academic or disciplinary. Considerable deference has been given

ul
'

by the courts to actions resulting from the application of

academic judgment.

The courts, however, have taken a different stance
when a disciplinary matter is at issue because "Suspension or
expulsion for causes unrelated to academic achievement...involve
determinations quite closely akin to the day-to-day work of the
judiciary . . . [and] courts have, therefore, looked much more

closely at the actions of educational institutions in such

matters." Tedeschi v. Wagner College, 404 N.E. 2¢€ 1302, 1304
(N.Y 195° See also Goss v. Lopez, 419 U. S. 565, 95 S. Ct.
729, 42 L. Ec. 26 725 (1975); ane Fussell v. Louisiana Business
College of Monroe, Inc., 478 So.2d@ 652 (La. App. 2d Cir. 1985).

Moreover, there is an abundance of authority holding 1)
hat an institution is bounc by its own published rules nd
procedures concerning student discipline and 2) that dismissals

ay be neither arbitrary nor capricious. Slaughter v. Brighan

Young University, 514 F.zd 622 (10th Cir. 1975), cert. deniec 423

U. S. 898 (1975); Lexington Theological Seminary v. Vance, 596

S.W. 2€ 11 (Ky. App. 1979); Tedeschi v. Wagner College, 427 N.Y.

Supp. 2d 760 (N.Y. App. 1980); Coveney v. Holy Cross College, 445

N.E. 24 136 (Mass. 1983); Fussell v. Louisiana Business College

of Monroe, Inc., 478 So.2d 652 (La. App. 24 Cir. 1985)8/

8/ The relationship between a student and a= private
educational institution is generally accepted as contractual.
That is, in consideration for the performance of certain

(continued...)
-16-

aaa it a ai i i

In summary, NOBTS is a school. Students can maintain
actions against schools where discipline is imposed in
contradiction of the school's own rules and without any cause.
Judge Katz's decision and the consent final judgment, therefore,
should be affirmed.

Despite conceding the merits, the School, has belatedly
argued that, while there is judicial review of student
disciplinary decisions (Appellant's Brief at 52), there is stric:
judicial deferenc toward purely academic decisions by tne

institution. Appellant's Brief at 48-51. The Sehoc.

‘t
J
)
1

impermissibly claims he was expelled for academic reascons.=

8/ (...continued)

obligations by the student, the institution agrees tc provide the
desired education and its credentials. Fussell v. Lowisiana
Business College of Monroe, Inc., 47& So.2d 652 (ia. Ape. 2a fix
1965); Tedeschi v. Wagner Coliege, 404 N.E. 2€ 1302 (N.¥. 198°

Napolitano v. Trustees of Princeton University, 4353
(N.J. 1982); Lexington Theological Seminary v. Vance, 536 S.w. i:
11 (Ky. App. 1979).

9/ Appellant has incorrectly raised the issues of iudicial
deference to academic decisions, academic freedom, n@ ¢u.e
process in private schools for the first time on appeal. Unifors
rules -- Courts of Appeal, 1-3. On the trial of Appellant's
exception, Appellant did not at any time argue, elicit testimony
Or produce documents to the effect that the court lackec

jurisdiction to involve itself in purely academic decision
making. In fact, to have done so would have been inconsistent
with the Exception and would have really been addressed to th

merits. It is thus inappropriate and untimely for this court to
consider the arguments proffered in Appellant's Brief, pp. 47-52.
Krauss Company v. Develle, 236 La. 1072, 110 So.2d 104 (1959);
Mundy v. Gentilly Oaks, Inc., 227 La. 118, 78 So.2d 530 (1955);
Handy v. Cheatum, 410 So.2d 322 {La. App. 4th Cir. 1982); Wm. B.
Coleman Co., Inc. v. Ackel, 459 So.2d 596 (La. App. Sth Cir

1984). Babcock proceeds, however, in an abundance of caution and

*. )
(continued...

The School's position is grossly i
letter of expulsion=’ and the consent final
the Court does not stop here, Appellant has

notion of academic judgment and freedom

te

position and the Schoo
remarkably begins by stating that:

ntroversy between

S arguments are meri

consistent with its

judgment. Assuming
had to distort the
to assert such a

tless. The School

the

Babcock related to his

moral standards and his treatment

Ds 3 a 3 ¢ :
of AlS wife in the light of the
- = >? - 5 °
seminary's expectations; in short,
nis ministerial fitness. These are
-~ +} = ~@?> A ad

matters which are academic.

a ws 7 i ae Rr-oF oe . :

Appel.ant’'s Brief p. 46; Emphasis

addcec

ae nia eee 7, ane ~_— = na _ = > _ ** ~ ~ >
Since Appe-.ant nas otherwise arguec that they are theological
-_—— TJ ae b= = oe , 3 + ~
matters Appe.sant S Briel at a eho | = - r— nr ~ at ~ so"
1D Ww Siid Lae 86«fFBeAOGd cCraws Che Line DetTwee aca aS “
ecciesiastical gquestions At least it woul be interesting if
— . Y -=+ ~ ~t - mor cre ~ Umar = + +r e t€nr 7. ~ re >
characterization of a perscn's Oral fitness" for a given career
~a ew ~ ~ = —— - - Je, = a
as acacemic were not patently absurd
9 ». continued)
. . « . . * a) 4

withou walving the assertion that NOBTS cannot now raise the

issue to obtain reversal.

10/ The nonacademic nature of Babcock's dismissal is further
borne out by the fact that the required "due process" statement
under the provisions of which Babcock was dismissed (R-III, Pp.
93), is entitled “Due Process for Handling Conduct Situations"
(emphasis added) (Exh. D-2 at 26-27). The School characterized

it correctly the first time.

-lk-

Babcock's ismissal was

aim that

9
Ci

S

ort of i

Supp

GS

79 “| Pe ; ’ P+ ~~ rf : 5
even though four full time Support staff were ordainec ministers

and even if one characterized the student as ministers in

training (651 F.2d at 284-86) because the relief sought by the

14/ See 651 F.2d at pp. 282-85. Note: Title VII clearly
exempts from its coverage religious associations and educational
institutions "with respect to the employment of individuals of a
particular religion to perform work connected with carrying
on...its activities." 42 U.S.C. § 2000E-1.

a
-ii-

E.E.O.C. was "not an ongoing interference with the [Seminary's]
religious practices..." 651 F.2d at 286.

Likewise, Babcock, a student, does not excessively
entangle "church and state" by seeking to enforce a contract

because it does not at all interfere with the NOBTS' religious

15/
practices.—
7% Babcock's expulsion did not involve a matter of
internal church discipline/a religious question.
Putting aside the fact that a school iS not a church,
Dr. Stewart admitted that the wording in the student handbook
section "Due Process for Hanéeling Conduct Situations," (Exhibit
D-2 at 2€-27), was applicable to Babcock, and was NOSTS'
response to B.A.6.5.°6 requirement to promulgate sucn é
statement (ReIII, pp. 92-93)

Thus, the source of the procedure outlined was not internal

s? Wi: > molaaRe 2am 5 - ; 9 ~~
to any church including NOBTS, assuming it iS one, but was

aos Considering the nature and extent of the data already
being submittec willingly to both state and federal governments
and the required availability of enrollment and other data for
Veterans Administration and Guaranteed Student Loan purposes, a
court's “interference" as represented by Babcock's claim with
the School's business would be minimal by comparison. Stated
differently, with such "interference" by secular agencies already
so evident in the affairs of the School, how can NOBTS be heard
now to proclaim that one more secular entity, the civil court,
has no right to investigate its contractual obligations to its
students? The whole issue of EEOC v. Southwestern Baptist
Theological Seminary was whether a secular agency, the E.E.O.C.
had the right to request the very same information which New
Orleans Baptist Theological Seminary has regularly offered to
governmental entities!

-28-

required to exist by purely secular agencies, from which the

School derives the benefits that flow from accreditation and
certification. Moreover, Babcock has not been expelled from any
church and Appellant's discussion of minister expulsion cases has
no applicability to the facts herein. Babcock's expulsion by
the Student Affairs Committee, accordingly, had nothing to do
with internal church discipline and is reviewable by courts as no
religious question was involved.

F. Review of Babcock's Expulsion By The Student Affairs

Committee Does Not Infringe Upon The Free Exercise Of
Religion.

1. The Constitutions

Both the Federal anc the LouiSiana Constitutions
prohibit legislatures from enacting laws "prohibiting the free
exercise" of religion U. S. Const. Amend I and La. Const. Art.
1§ 8

ry - "Free exercise" clause principles

"In determining whether a Statutory enactment violézes

the free exercise of a sincerely held religious belief, the
Supreme Court has examined (1) the magnitude of the statute's
impact upon the exercise of the religious belief, (2) the
existence of a compelling state interest justifying the burden
imposed upon the exercise of religious belief, and (3) the extent
to which recognition of an exemption from the statute would

impede the objectives sought to be advanced by the state.

-29-

estates Vv. Mississippi College, Supra at 488 (citations

omitted).

Za Applicable statutes and principles
At issue here is whether Louisiana Code Articles on
contracts impinge upon the free exercise of religion. Ab initio,

one must determine whether there is a sincerely held religious

belief at issue Fiedler v. Marumsco Christian School, 631 F.2d
1144, 1151 (4th Cir. 1980) (race discrimination - expulsion of

white stucent for dating back student-found not to be a

religious, but rather a social or political, belief anc,
therefore, plaintiff coule maintain suit under 42 U.S.C. § 198i
See also Brown v. Dade Christian Schools, Inc., 556 F.2d 310 (5th
Cir. 1977) (belief in propriety of racial segregation was social
and political rather than religious).

4. Contractual Articles do not infringe upon the free

exercise of religion as nonadherence to contracts is

not a religious belief of the Baptist faith.

NOBTS adduced no evidence and cites no authority for
the proposition that nonadherence to contractsS was or is a tenet
of the Baptist religion. Since there is no involvement of a
sincerely held religious belief, there is no "free exercise"
problem.

Appellant, nevertheless, asks this court to reverse in

reliance on Crowder v. Southern Baptist Convention, 828 F.2d 718

-30-

(llth Cir. 1987). There, however, the issue was to determine

which faction within the Southern Baptist Convention, the
fundamentalist or the moderate group, should be seated as
representatives to an ecclesiastical event which would determine
major questions of faith for 37,000 churches. The court in

>

Crowder considered the jurisprudence concerning hierarchical

fu
i"

churches and concluded that the Southern Baptist Convention w

also held that since messengers there hac

D
0
O
Ps
ai
ct

among them. Th
adéressed the highest tribunal of the Southern Baptist Church,

interference was not appropriate.

In the present case, Babcock is a student who has
expellec in utter disregard for the facts anc promulgatec
procedures The School, nevertheless, compares Babcock to the
church messengers in Crowcer, claiming that like the messengers
Babcock had sought redress first within the School's structure,
was heard by the "highest tribunai™ within the hierarch:cai
church, ana when he failed, looked to the civil courts
(Appellant's Brief at 30). Tne parallel must fall, first because
of the incorrectness of appellant's facts: Babcock did not seek
recress internally; he was abruptly expelled rithout an

opportunity to plead his case and addressed the court immediately
thereafter. The parallel also must fall for the reason that the

decision to expel Babcock was made by the NOBTS Student Affairs

» aS it claims, an arm of this same Southern
Baptist Church, how can Babcock have been heard and condemned to

expulsion by its highest tri Is there more than one that

be

is "highest"? Or is the court to believe that the NOBTS Student

’

Affairs Committee is the Southern Baptist Church's highest

on ote aAa~*> ~~ * an ~ — an 7>* ee | —— fo} -

Vs YPwuta Sai ~ + > coes not ae y wa’ Ls ager; ine . o . rhara-teri gatiane ane aAws ,eraet ar NOS

je Sia l a. tSz dG ana hoe Ont uUusScart.ol ° @). ve
mh ao moo me — nom % - ae AawrAtanhe mnaetr af ¢ ao ¢ .

¢ sc a ¢ e
SiIaZTaTLLeILc€esS 2tse@€dsa OS @A2 CAUICA Ana Gevorces OUSt Of AtS OFsaesi tC
. } . z » £
we em me = é — » WA) ¢ > b Ps yrce manAamas= + » ease nmaeae
SAL Oe ta “ aw ¥ eEeee —— aVvuu « Cc 42640 & AS wae tS . a & Ws .~.aots
Tr a SP nam €riem Manmerireae of i aame? 4 mad
¢ 3 ¢
WALC SempseyYy CONLUSEe HDecausSe Cl. Anhapps.liCadSiiity.
t 2 :

WHR *e sec —~- Asi Rae ~~ ae - ae ee ae ro * ALIr _ nn

NUS.c ag a ecucationeadi L4NnSTitltuctr1og Wool.) Ownhnecac anc
Ane+rat 3 = he CAi\e horn Rarticr Convent AT Tee A AaAwPekhs we anr
Operetec dj che oSoutneyr pbaprist to LiOn 4tTS OwnerSsni anc
a... nA _ he i ~ nn + a tery ho . ~ + -hK=+ - — a -,
Controa Owever;x, coes © at@7 Lne Fact Chat a1t iaS 4 cc2€

’

16 Crowder is analogous to a Church administration or
governance case. Courts have refused to interfere in
administration and governance cases. E. g., McClure v. Salvation

Army, 460 F.2d 553 (5th Cir. 1972). McClure described selection
of a minister and determination of salaries, assignments, etc.,
as matters of administration and governance. Babcock's case, of
course, involves none of this.

y
4

Ciplinary\

—

Vv)

ha

because brea

o
.

_
at

Amendme

Y
+

ratec

sepa

Babcock was

YU
‘f)

()
J

i 8]

e€

wauKkKe

+
i> +

M 5

=

+

“Dr
i -
Ps

.

ewspa

—_
aa

(d) Rudolph G. Babcock received a letter from Becky

Brown dated April a 1989 offering her
congratulations (see Addendum)

(e) Rudolph G. Babcock received a "Dear Graduate”
letter dated April 21, 1989 (see Addendum)

(f) Rudolph G. Babcock received invitations to
graduation exercises, breakfasts and dinner under

letter dated April 26, 1989 (see Addendum)

. a | * Ta a ~ Cc
S kudolph G Babcock received a note of
i ~o - Das _ = sacc oo ' * . a a — ~
Accensum. Accorc:ns to Appeilant's counsel, someone decidec tc
= -
128%
Tr. > = 7 oa : 4 4 nr } e
Ruccupn Babcock personally wonders whether NOBTS has

rinciple of “love thy neighbor as thyself?" The
undersigned wonder whether NOBTS acted in order to maintain a
live controversy (avoid mootness).

Regarcless, affirmance is appropriate.

-34-

Cleis 3. tar

ELLIS B. MUROV (9839)

JOANNE C. FERRIOT (18209)
DEUTSCH, KERRIGAN & STILES

755 Magazine Street

New Orleans, Louisiana 70130
Telephone No. (504) 581-5141
Counsel for Rudolph G. Babcock

CERTIFICATE OF SERVICE

that a copy of the Appellee's Brief

ichard T. Simmons

05 Baronne Street
Suite 307
New Orleans, LA 7/0112

James P. Guenther

~a Kr

2199 West End Avenue

6860 Vanderbilt Plaza
a“

jashville, TN 37203

CLF Fraser

fa]

LLIS B. MUROV

'
iw
Ww

'

Cite an, Ky App. 096 5. W230 11

regulations used in a vacuum,
should be interpreted in conte.
intended import.

LEXINGTON THEOLOGICA. SEMI-
NARY, INC. Appellant,

v.

Ottie David VANCE, Appellee.
Ottie David VANCE, Cross-Appellant,

v.

LEXINGTON THEOLOGICAL SEMI-
NARY, INC. Cross-Appeliee.

Court of Appeals of Kentucky
May 18, 1979

Appea’ was taken from s judgment of
the Fayette Circuit Court, Charles M. Tack-
ett, J., ordering seminary to grant a master
of divinity graduate degree to an admitted
homosexual The Court of Appeals, How-
ard, J., held that words and phrases used in
seminary 's catalog. such as “Chnmstian min-
istry.” gospe! transmitted through the “B)-
ble.” “servants of the gospe),” “firm!y com-
mitted to the role and mission with which.
they wil) begin their ministry.” “fundamen-
ta] character’ anc “display traits of charac-
ter and personality which indicate probabie
effectiveness in tne Chmstiar
were not vague or indefinite

Pie thi ded

exercise their sounc discretion in the matter

of granting & master of divinity graduate

degree to an admitted homosexua:
Reversed

Howerton. J., dissented and filed opin-

1. Colleges and Universities 9

Terms and conditions for graduation
from private college or university are those
offered by publications of college at time of
enrollment and, as such, have some charac-
teristics of contract

2. Colleges and Universities e9

College regulations defining student
conduct, challenged on ground of vague-
ness, are not judged by degree of specificity
required for pena! statutes, nor are such

rather
of their

3. Colleges and Universities e=9

Words and phrases used in seminary’s
catalog, such as “Christian ministry,” gospe!
transmitted through the “Bible,” “servants
of the gospel,” “firmly committed to the
role and miasion with which they will begin
their ministry,” “fundamental character”
and “display traits of character and person-
ality which indicate probable effectiveness
in the Christian ministry,” were not vague
or indefinite; thus, board of trustees of
seminary had every right to exercise their
sound discretion in the matter of granting a
master of divinity graduate degree to an
admitted homosexus!

4. Colleges and Universities 9

Courts will not generally interfere in
operations of colleges and universities, espe-
cially in actions challenging institution's ac-
ademic regulations, since courts possess
minimum expertise in the ares

Herbert Sledd, William H McCann
Brown, Sledd. McCann, PSC, Lexington, for
appellant/cross-appeliee

Richard N. Rose, Lexington, for appel-
lee/cross-appellant

Before COOPER. HOWARD and HOW-
ERTON, JJ

HOWARD, Judge

This is an appea! from sa judgment en-
tered in the Fayette Circuit Court ordering
the Lexington Theological Seminary, Inc
(the defendant below) to grant a Master of
Divinity graduate degree to Ottie David
Vance (the plaintiff below), an admitted
homosexual!

The tra] court decided this case on a
contractual! basis Briefly summarized, the
tria] court determined that the catalog is-
sued by the Lexington Theologica) Semi-
nary, Inc. (hereinafter referred to as the
Seminary) fulfilled the requirements of a
contract between the Seminary and Ottie

David Vance (hereinafter referred to as
Vance). The trial court further determined
that Vance had fulfilled al] the scademic
and financia) requirements needed as pre-
requisites for the granting of a degree
The court held that the catalog did not set
forth reasonably clear standards concerning
character traits and that none of the con-
tract terms made clear that the Seminary
could refuse to grant a degree to Vance
because he was a homosexual

Vance enrolled in the Seminary in Sep-
tember of 1972. In Septernber, 1974, Vance
applied to the faculty for admission to the
degree candidacy program. The application
was deferred unti] Vance fulfilled certain
requirements relating to field expemence

Unbeknownst to the faculty or adminis-
trative staff of the Seminary. Vance was a
homosexua] and had actively engaged in
this life style for a number of years” In
September, 1975. Vance advised Dean Ro}
Graham of the fact that he was a homosex-
val, that he lived a homosexua! life style
and had beer “marned” to another man for
six years, and that he now desired tw come
out of the close. Dean Graham advised
Vance to meet with Dr Wayne H Bel).
president of the Seminar. Vance me:
with Dr. Bel! and told him of his homosexu-
a! life style

Dr. Bel] emphasized to Vance tha: his life
style and practice of homosexuality could
impair the granting of a degree by the
Seminary Vance was advised that even if
he met the academic requirements and was
admitted to the degree candidacy program.
neither of these factors guaranteed that he
would be granted adegree Vance testified
that he was aware that the faculty and
Board of Trustees must approve the grant-
ing of a degree and that he knew there was
some question as to whether the facult)
and/or the Board of Trustees would ap
prove

In January, 1976, Vance was informed
that his application for degree candidacy
was again being deferred unti] he could
complete one particular course during the
spring semester. Vance took the course
and successfully completed it. In May,

596 SOUTH WESTERN R” “RTER, 24 SERIES

1976, the faculty recommended that Vance
receive his Master of Divinity degree The
Executive Committee voted not to approve
the faculty recommendation and the full!
Board of Trustees subsequently ratified the
Executive Committee's decision not to
grant Vance a degree Vance thereafter
instituted suit, seeking to have his degree
conferred

Vance also sought compensatory damages
for lost wages and the award of attorne; s
fees The trial court held that Vance failed
to prove any damages he sustained and did
not award attorney's fees These two is-
sues are the subject of Vance’s cross-appes!

The Seminary argues three issues on ap
peal 1) That the order compelling the cor-
ferring of the degree was a violation of the
First Amendment mght to freedom of reii-
gion. 2): that Vance failed to prove any
contract between the parties and fasied tu
prove s breach of contract by the Seminar
or the fulfillment of obligations by Vance
and 3) that any alieged contract was ren-
dered void because of Vance’ss faiiure to
revea) that he was a homosexua’ at the
time of admission to the Seminar,

This Court wil! not discuss the Firs:
Amendment argument since this Court be-
leves. as dic the tma) court, that this is a
contrac: case This Cour differs with the
tra! court in that this Court believes that
reasonably clear standards concerning char-
acter were set forth in the catalog

{1] The terms and conditions for gradu-
ation from a private college or univers:ts
are those offered by the publications of the
college at the time of enrollmer: and. as
such. hase some of the charactemstics of a
contract University of Miam: + Militana
Fia App. 184 So.2d 701, 704 (1966

[2] College regulations defining student
conduct, challenged on the ground of
vagueness, are not judged by the degree of
specificity required for pena! statutes Ne-

ther are these regulations used in s vacu-
um, but rather they should be interpreted
in the context of their intended import
Depperman v. University of Kentucky, 371
F.Supp. 78, 78 (E.D.Ky.1974)

In Depper-

‘oe as, Ky App. 086 S$. W236 11

man, the court held that the fol,

lation was not vague:
Any student may be denied permission to
continue enrollment in the College of
Medicine if, in the opinion of the Faculty
Council. his knowledge, character or men-
tal or physica! fitness cast grave doubts
upon his potential capabilities as a physi-
cian

ag regu-

In the instant case, the portions of the
catalog for the school year 1972-1973,
which are relevant to this case, read as
follows:

1) The introductory page, entitled “Edu-
cation For Ministry”, contains the following
two paragraphs

Lexington Theologica] Seminary is en-
gaged at the graduate level in profession-
al education for the Christian ministry
Finding its charter in the gospe! trans-
mitted through the Bible and borne
through history by the ongoing life of the
church. it seeks to equip ils graduates to
serve as contemporary servants of that
gospe:

By the time of graduation. students are
expectec. having worked througn prot-
lems of vocationa) indecision. to be firm's
committed to the role and mission with
which thes wil! begin their minisin
2) The Master of Divinity Program. 1s
describec ir. the following paragrapt
The Master of Divinits program is a@
three-year course of study and is de-
signec for those who desire to become
pastors of loca! congregations. leaders of
religious education, religious leaders at
the state and nations! leve!. ministers of
music. campus ministers, chaplains in hos-
pitals anc in the armed forces, missionar-
es, and leaders ir other specialized minis-
tenes

3) The explanatory section for the appli-
cation for degree candidacy contains the
following paragraph

At the time of his application for cand)-

dacy, the student's overall seminary pro-

file, including academic performance,
field education leadership, financia! re-

sponsibility, and fundamental! jracter,
is evaluated by the faculty. N. student
on probation may [be] admitted to candi-
dacy
4) The admissions standards and policies
section contain the following paragraph:
Lexington Theologica] Seminary will con-
sider for admission applicants who hold
the B.A. degree or its equivalent. Pref-
erence will be given to graduates of ac-
credited institutions who have concen-
~ trated in the liberal arts, maintained a
minimum of B average in their pre-semi-
nary studies, and display traits of charac-
ter and personality which indicate proba-
ble effectiveness in the Christian minis-
try
The trial] court believed that the Semi-
nary should have defined what it meant and
expected by the use of such words and
phrases as “Christian ministry”, “gospel
transmitted through the Bible”, “servants
of the gospel”, “firmly committed to the
role and mission with which they will begin
their ministry”, “fundamenta! character”
and “display traits of character and person-
ality which indicate probable effectiveness
in the Christian ministry.” The tnmal court
stated that, although the use of these words
and phrases might be clear to the Board of
Trustees, the meanings of these words and
phrases were not clear to it [the tna! court)

We disagree Those words “can be easily
understood by anyone who possesses the
intelligence to gain admission to an ac-
credited institution of higher learning.”
Papish +. Board of Curstors of University
of Missouri, 464 F.2d 136, 143 (8th Cir. 1972)
reversed on other grounds, 410 U.S. 667, 93
S.Ct. 1197, 35 L.Ed.2d 618 (1973).

[3] Besides having meaning to anyone
with enough intelligence to be admitted to
a college, we believe that these words
should have even greater meaning to a stu-
dent who is actively seeking a degree in a
religious field of study. We do not believe
that the words and phrases used in the
catalog were vague or indefinite.

In Carr v. St John's University, New
York, 34 Mise.2d 319, 231 N.Y.S2d 403,

-ersed 17 App.Div.2d 682, 231 N.Y.S.2d
410, affirmed 12 N.Y.2d 802, 285 N.Y.S.2d
834, 187 N.E.2d 18 (1962), a Catholic univer-
sity regulation stated that, in conformity
with the ideals of Christian education and
conduct, the university reserved the right to
dismias a student on whatever grounds the
university deemed advisable. A divided
court held that the dismissa) of four stu-
dents, two of whom were married in a civil
ceremony and two of whom acted as wit-
nesses, was within the discretion of the
university and that the court could not re
view the exercise of that discretion.

The Seminary asserts that the order com-
pelling the conferring of the graduate de-
gree to Vance was a violation of the First
Amendment. Again, we do not fee! bound
to decide this case on First Amendment
grounds, but rather on the basis of whether
the Seminary breached its contract to
Vance by refusing to grant him his degree

[4) The courts will not generally inter-
fere in the operations of colleges and uni-
versities, especially in actions challenging
the institution's academic regulations, since
the courts possess minimum expertise in
this area. Depperman v. University of
Kentucky, supra, at pg 76

In 15A AmJur.2d Colleges and Universi-
ties § 31, at pgs 202-293, appear the follow-
ing statements concerning the confermng of
degrees by # university

Universities and colleges are usually vest-

ed with the power to graduate and to

confer degrees and diplomas on students
who have complied with the requirements
imposed by the regulations of such inati-
tutions. Where a student matriculates at
a college or university, a contractual rela-
tionship is established under which, upon
compliance with al) the requirements for
graduation, he is entitled to a degree or
diploma. However, the faculty or other
governing board of a college or universi-
ty, which is authorized to examine the
students and to determine whether the)
have performed al] the conditions pre-
scribed to entitle them to a degree or
diploma, exercises quasi-judicial func-
tions, in which capacity its decisions are

doclusive, except that # degree or diplo

ma may not be refused arbitrarily. (em-

phasis ours).

It is true that the Seminary is essentially
& private graduate school However, its
main emphasis is on the training and educa-
tion of people who desire to become in-
volved in the Christian ministry. In this
connection, Vance fully intends to become a
minister and was not seeking this degree
for any other purpose.

The tria) court specifically held that it
was not deciding the morality of homosexu-
ality in this particular case, even though it
can be a criminal! offense under Kentucky
law, KRS 510.100. Although this case can
be decided under contract law, the question
of morality of homoserua) Christian minis-
ters must be of overmding importance to an
institution such os we have here tha‘ is
engaged in the business or calling of train-
ing persons for the Chmstian mimstry It
begs the question for Vance to argue that
the secular world is becoming more tolerant
of homosexuality as a viable life style This
conclusion on his part w speculative. but
even if it is true, this argumen: ss not
relevant to the ussues in the case

Aithough we are living in 8 society tha: is
more permissive in Many respects than the
societies in the recent past, the argumenr:
that Chnmstian denominations or other re.-
gious groups should adopt the life style and
morals of some segments of the population
at any given time is mdculous on its face
This type of argument can be made for
gaining approva! for many differen: acti»-
tes which are completely contrary tw the
teachings of the Chnstuan relignor.

The Lexington Theologica! Seminary is
an old and iliustmous Seminary that has
prepared ministers to preach the Christian
gospel! in the Disciples of Christ Church and
other denominations. Therefore, it has the
most compelling interest in seeing that its
graduates who go forth with a Dwinity
degree, bearing the name and approva! of
the Lexington Theologica) Seminary, sha)!
be persons possessing character of the high-
est Christian ideals. Therefore, the Board

of Trustees of the Lexington wlogical
Seminary had every right, and. as their
strict duty, to exercise sound discretion in
the matter of granting a degree to Ottie
David Vance.

In view of the circumstances shown in
this case, we do not find that the Board
exercised its discretion in an arbitrary man-
ner or that same was abused. The trial]
court's decision in ordering the Seminary to
grant Vance a Divinity degree was clearly
erroneous. Furthermore, there was no es-
toppel shown precluding the denia! of the
degree by the Seminary. Vance proceeded
to finish his studies at his own risk, after he
revealed his homosexua) life style He was
warned by the Seminary that this revela-
tion might preclude the degree being grant-
e

The judgment of the tria! court is re-
versed on the appea! and is affirmed on the
cross-appea]. The tra! cour: sha!) dismiss
the complaint

COOPER, J.. concurs

HOWERTON. J. dissents

HOWERTON, Judge, dissenting

] cannot agree with the opinion of my
colleagues, although ] am sympathetic with
the desire of the trustees to withhold the
seminary’s degree from an avowed homc-
sexus) For me. the problem of the semi-
nary falls primar], on the actions. or inac-
tions. of the dean. the president. and the
faculty. If those seminary leaders cannot
stand up for what is supposed to be right
then why should we expect the student,
Vance, to interpret the meaning of the lan-
guage in the catalog to exclude him from
eligibility for a degree. Since neither the
dean, the president. nor the faculty under-
stood the catalog tw clearly exclude homo
sexuals, their view certainly clouds any con-
trary meaning

The trial court found the language in the
catalog to be too ambiguous to exclude a
homosexua] such as Vance. Under the cir-
cumstances in this case, 1 agree. Except
for the indecisiveness of the dean and the
president, however, | would have agreed

with the majority opinion and --ncluded
that anyone intending to become Linister
in any Christian denomination should un-
derstand, or at least soon know, the atti-
tudes toward homosexuality as are ex-
pressed in both the Old and New Testa-
ments of the Bible.

Once the dean and the president were
aware of Vance's intention to continue liv-
ing as a homosexual, they could have rea-
sonably expelled him. Such a decision
would obviously have been upheld by al!
members of this panel, if Vance had both-
ered to challenge such a dismissal.

Vance voluntarily gave the dean and
president this information in September, a
whole schoo) vear before his time for gradu-
ation. At the beginning of his final semes-
ter, the seminary accepted more tuition,
and Vance was advised what he must do to
complete the requirements for the degree.
Vance did all of these things and was then
recommended for a Masters Degree by the
faculty. Therefore, in addition to agreeing
with the trial] judge's finding that the cata-
log did not exclude homosexuals, ] must
also conclude that the seminary should be
estoppec from denying Vance his degree
The fact that Vance was giver some weak
warning would not overcome this

] can certainly understand why the Board
of Trustees would not wish to grant Vance
a degree from the Lexington Theologica)
Seminary, Inc., but granting the degree
does not ordain Vance to become a minister
in any church. Furthermore. degrees have
been granted by this seminary to others
who did not intend to become Christian
ministers’ For that matter, degrees have
been granted to non-christians, who merely
desired to become educated in the teachings
of the seminary. In the future, the Board
should consider revising the catalog to be
more explicit on what is meant by “funda-
mental character.” The Board might also
make it clear that applications for degree
candidacy wil] not only be “evaluated by
the faculty” but will also be reviewed by
the Board.

16 Ky. 696 SOUTH WESTERN
The seminary raised a question regard
religious freedom and the separation of
church and state. Under the peculiar cir-
cumstances in this case, and considering the
nature of this particular seminary, ! do not
find that the tria! court's judgment violates
the constitrtiona] requirements of religious
freedom and the separation of church and
state. The seminary also argued that
Vance’s origina] enrollment was based on
fraud or mistake which would render any
contract void. This point would be valid
only if the catalog “contract” could be in-
terpreted to exclude homosexuals. Since |
have concluded that the language has been
rendered meaningless, Vance’s failure to
disclose his life style and feelings on this
mora) issue could not constitute fraud on
his part This argument might have
carmed considerable weight, and the
changed circumstances would probably have
brought a different result, if Vance had not
disclosed his homosexuality unti] he had
completed al] academic requirements for his

degree

Finally, I agree with the tna! judge ir
that Vance proved no damages. Therefore
] would affirm the judgment of the tna!
court on the appea! and the cross-appea

AD awn SS"

Joe CLARK, Appellant,

v

Ernest MASON, the Board of Elections of
Rockcastle Co. Clyde Barnett, Victor
Hysinger, Manuel Shepherd, and Money
Ed Cummins, Appellees.

Court of Appeals of Kentucky
May 25, 1979

In an election contest action involving
the office of magistrate, the Rockcastle Crr-
cuit Court, Phillip K. Wicker, J., entered

REPORTER, 24 SERIES

judgment, from which respondent appealed.
The Court of Appeals, Martin, C. J., held
that fact that assignment of the action for
trial on December 28 took place less than 30
days after service of summons, which oc-
curred shortly after November 17, did not
render it unnecessary for tria] court to
make a finding as to just cause for exten-
sion of time beyond the statutory 30-day
hmitation period.
Judgment reversed

Elections = 300

Fact that assignment of election con-
test action for trial on December 28 took
place on December 15, and, thus, the assign-
ment had occurred within 30 days after
service of summons, which took piace short-
ly after November 17, did not render it
unnecessary for trial court to make a find.
ing as to just cause for extension of time
beyond the statutory 30-day lim:tauon pen
od KRS 120.155

Car! R Clontz, Clontz & Cox. Mount Ver
non, for appellant

Charies R. Coy, Coy & Coy Richmond, fo:
appeliee Ernest Masor

Before MARTIN. Chief Judge. am
HOWERTON and LESTER. JJ

MARTIN, Che! Judge

This w an appeal based in part on .
procedura! error by the tma! court ip 8
election contest action involving the offic
of Magistrate in the Fifth Magistena] Dis
unct of Rockcastie Count) We think th
procedural wsue raised 5) appellant wil] b
dispositive of this appea.

Mr Mason filed hus petiuon on Novembe
17, 1977, requesting & recount and contes:
ing the election pursuant to KRS 120.15
This statute sets out the procedure to fo
low ip a contest of a regular election an
provides that evidence in chief for the cor
testant must be completed within thirt
days after service of summons. Althoug
we have not been informed by either part

sasesnssinrteeneenisheeseseninesneesimasiamieemneeeeeee-——_____

1302 *¥

jury's deliberations. It bore materially on
whether the jury believed defendant's claim
of an early turn into the deceleration lane
lt also lent some credence to defendant's
darting back and forth contention, which
was much more possible to have occurred
over a 75-foot or a 45-foot distance than at
a 2foot distance Mrs. Harris, the driver
of the car behind the Nitschke camper as it
entered the exit lane, placed its entry quile
close to the exit lane, and testified as to
decedent's movements (not all of which
could she see) that he hesitated and then
rar quite fast when he disappeared from
her view ir fron: of the camper Her testi-
mon\ on those points would tend to negate
defendant's contention that decedent darted
back and forth Moreover. both her marh-
ings on a photograph and defendant's wife's
ima’ vestimon\ placed decedent off the exit
ane @ on its left-hand shoulder at the
time he was struck Ir hght of the forego-
£ IS IMposs.die to conclude thar the

mr. . verdict may not have been different

har st was had the Tria! Judge not errone-
ous exciudec the questions anc answers
a

Ir view of ms conclusion concerning the
deposition point. ] deem it unnecessarm tc

discuss the expert Lestimons rulings
For the foregoing reasons. ] vote to re-

-
verse the order of the Appellate Division

JASEN. GABRIELLI] and JONES. JJ
concur with COOKE, C. J

MEYER, J., dissents and votes to reverse
in a separate opinion in which WACHTLER
and FUCHSBERG. JJ., concur

Order affirmed, with costs

404 NORTH EASTERN REPORTER, 2d SERIES

49 N Y.2d 652
Nancy J. TEDESCHI. Appellant.
¥v.
WAGNER COLLEGE, Respondent.
Court of Appeals of New York
April 1, 1980

Parttime student who had been sys.
pended from private college sued for dam.
ages and order compelling the college to
reinstate her The Supreme Court, Rich.
mond County, Arthur S. Hirsch, J. 93
Misc.2d 510, 402 N Y.S.2d 967, entered judg.
ment for the college and the student ap.
pealed The Supreme Court, Appellate D).
vision. 70 AD.2d 934, 417 N.Y¥.S.2d 52)
affirmed and the student appealed The
Court of Appeals, Mever, J., held that the
college was bound by its guideline providing
that student suspended or expelled for
cause other than academic failure, without
having had hearing before college coun,
had mght to be heard by student-faculty
hearing board which must present its find.
ings to college president for fina! determi.
mation, thus it was improper to suspend
Student, in part on nonacademic grounds
even though she had met informal], witb
college officials, and student was entitled t
review of her suspension by the board an
the president

Order of Appellate Division reversed
and case remanded to Supreme Cour with
directions

Gabnelli, J., dissented and voted to af-

firm in the separate opinion in which Cooke
C. J., and Jasen, J., concurred

1. Colleges and Universities 9

Though matters involving academic
standards of college are subject to judicial
scrutiny, issue reviewed in such case wu
whether college has acted in good faith or
its action was arbitrary or irratios.al, but in
cases involving suspension or expulsion for
causes unrelated to academic achievement,
courts look more closely at actions of educa-

tional! institutions

TEDESCHI v. WAGNER COLLEGE
Cite as 404.N.E.26 1302

answer correct!) even a simple questior

2 Colleges and Universities e9

When university has adopted rule or
guideline establishing procedure to be fol-
jowed in relation to suspension or expulsion,
that procedure must be substantially ob-
served.

3. Colleges and Universities e=9

Private college was bound by its guide-
line providing that student suspended or
expelled for cause other than academic fail-
ure, without having had hearing before col-
jege court, had right to be heard by stu-
dent-faculty hearing board which must
present its findings to college president for
fina] determination; thus it was improper
to suspend student. in part on nonacademic
grounds, even though she had met infor-
mally with college officials, and studer:
was entitled to review of her suspension b)

the board and the president: USCA
Const. Amends 5, 14

Harry Grossmar.. New York City. for av-
pellant

Howard Newman, Kew Gardens. for re-

spondent

OPINION OF THE COURT

MEYER, Judge

This appeai concerns the effect of guide-
lines or rules published )v a private educa-
tiona! institution upon its right to suspend 4
student. We held that such an institutior
is bound by its own rules and, therefore
reverse the order of the Appellate Division
and remit the matter to the Supreme Court,
Richmond County, for entry of a judgment
in accordance with this opinion

Plaintiff Nancy Jean Tedeschi was admit-
ted to Wagner College, a private institu-
tion, in September, 1976. She was a part-
time student taking courses in mathematics,
Latin and psychology. Her performance
during the fall semester presented both aca-
demic and socia) problems, however. Dr
Thompson, her Latin professor, testified
that she did not participate in class, did not
know the required matena! and only once
of the severa! times called upon was able to

N.Y. 1303

about Latin grammar Her conduct during
class was also disruptive in that three or
four times dumng each penod she would
pick up her handbag and leave the room
returning after two to five minutes

On the evening of December 20, 1976 Ms
Tedeschi sat for her Latin examination, but
at the end of it dramatically tore up her
blue book and did not hand it in. In re-
sponse to her question. Dr. Thompson ad-
vised her that without an examination score
her grade for the course would be an F
Beginning at 4a. m the next morning and
continuing until late in the evening of De-
cember 22. Dr Thompsor was subjected to
a barrage of telephone caiis in which Ms
Tedeschi repeatedi, threatened to comm:
suicide, or to “fix” Dr Thompson. and a:
one point appeared in a distraught cond
tion at the fron: door of his home. On):
when the police were summoned and ad-
vised plaintiff of the possible criminsa: cor-

sequences did the ca!!s cease

Or January 10. 19°77 through his secre-
tar.. Dr Wende! the academic dear. cor-
tactec plaintiff and her mother by tele-

phone to arrange a m-eting with t
the purpose of discussing p.aintuff's
demic situation, in view of her incomplete
grades in two courses Plaintiff
refused to meet siating that there was n
problem There followed. nevertheless an-
other semes of harass. ng calls bs plaint:ff tc
Dr Thompsor Later tha: evening ir a
telephone conversation between Dr Thomp-
son and Nancy s mother. Mrs Tedesch. re-
fused to discuss the matter college
officials and insisted that any probier
should be presented to her in a forma! letter
from the college The next day planntiff
was orally advised by Dr. Wende! that she
was suspended by the college because of her
bad character and the repeated disruption
of her Latin class Thereafter she met with
the academic dean, the dean of students
and an assistant to the president, who test.-
fied that during the interviews plaintiff's
conduct was irrational and discussion fruit-
less By letter dated January 18, 1977
plaintiff was advised by the dean of stu-

aca-

however

?
with

1304 NY 404 NORTH EASTERN
dents, Dr. Guttu, that after consultation
with Dr. Wendel and other members of the
faculty and the administration, she was
“withdrawn from classes for the 1977
spring semester” but could, if she wished,
reapply in the fall. Shortly thereafter
plaintiff's tuition for the spmng semester
was refunded Plaintiff's mother testified
that she called the school severa! times to
arrange a heamng, but without success

Plaintiff then began this action alleging
that she had not been granted a hearing or
afforded an opportunity to defend herself
and that she had been arbitrarily frustrated
in completing her education. She asked for
ar order reinstating her and for damages
Tne tma’ court found that there was
constitutiona! violation since Wagner Col-
lege was not State involved, that it could
not review the decision te suspend plaintiff
on the basis of her academic record, that
aspects of her suspension
trary, that the college

t in good faith, that the
procedure followed was believed
laintiffs best interests and that
prove any damage Or
appeal from the judgment for defendant
enterec om that decision, the Appeliate Di-
by a divided court The
ma)omt\ took note of the college guideline
quoted below but held that plaintiff had
rebuffed severa) attempts by the college to

no

the disciplinary

‘was

wision affirmed

arrange a conference. the dissenters rea-
soned that the relationship betwecn a col-
lege and its students is contractua! and that

the college was bound to follow its owr
rules relating to suspension Though we do
not arrive at our conclusion on exactly the
same reasoning, we agree with the dissen-
ters below that the college has not con-
formed to the procedure its guidelines pre-
scribed and that plaintiff is entitled to have
it do so. We, therefore, reverse

The guideline referred to is part of a
publication distributed by the office of the
dean of students entitled 1976-1977 Guide-
lines of Wagner College. The portion perti-
nent to this appea! reads

“Whenever it shall appear that any stu-
is not making satisfactory progress in

dent

REPORTER, 2d SERIES

his studies, and that his scholastic Standing
does not meet the requirements specified b\
the Committee on Academic Standards he
shall be discharged from the College If for
any other cause a student is deemed to be
an unfit member of the College, the Dear
of Students may notify parents or guard).
ans in order that they may have an oppor.
tunity to withdraw the student

“A student may be suspended or expelled
from the College by the Dean of Students
or the Dean of Academic Affairs. If he is
suspended or expelled for any cause other
than failure in his academic work, and has
not had recourse to a hearing before ar
established College Court, he shal! have the
right to be heard by the Student-Facult
Hearing Board which shal! present its find.
ings to the president of the college for fina
determination
The differentiation between suspension or
expulsion for academic unfitness and sus.
pension or expulsion for causes other than
academic failure drawn in guideline
reflects the dichotomy in decisiona
drawn along similar lines

[1] As is recognized by our recen: de
sion in Matter of Olsson v. Board of Higher
Educ, 49 N Y.2d 408, 426 N.Y.S.2d 2*. 402
N.E.2d 1150. and the cases cited thereir
because matters involving academic star
dards generally rest upon the
judgment of professiona! educators. courts
are reluctant to impose the strictures of
traditiona! lega! rules Though such mat
ters are subject to judicial scrutiny. the
issue reviewed in such a case is whether the
institution has acted in good faith or its
action was arbitrary or irrationa

nat

law

sudjective

Suspension or expulsion for causes unre-
lated to academic achievement, however
involve determinations quite closely akin to
the day-to-day work of the judiciary
Recognizing the present day importance o!
higher education to many, if not most, em-
ployment opportunities, the courts have
therefore, looked more closely at the actions
of educationa! institutions in such matters

Tne legal theory upon which review
should be predicated in such cases 1s, how-

TEDESCHI v. WAGNER COLLEGE N.Y
Cite as 404 N£26 1302

ever, not entirely clear. Plaintiff argues,
and the dissenters in the Appellate Division
agree, that the student-private college rela-
tionship is contractua! and that it is an
implied term of the contract that rules such
as the Wagner College Guidelines will be
adhered to by the college There is support
for that concept in decisional! law (Matter of
Carr v. St John’s Univ., N.Y., 17 A.D.2d
632, 231 N.Y.S.2d 410, affd. 12 N.Y.2d 802,
235 N.Y.S.2d 834, 187 N.E.2d 18; People ex
re!. Cecil v. Bellevue Hosp. Med. Coll., 60
Hun. 107, 14 N.Y.S. 490, affd. 128 N.Y. 621,
28 N.E. 283, Goldstein \. New York Unis.,
76 App.Div. 80, 78 N.Y.S. 739. Drucker
New York Univ., 59 Misc.2d 789, 300 N.Y
§.2d 749) and in lega! commentary as wel!
(Beach, Fundamenta! Fairness in Search of
s Lega! Rationale in Pnvate College Expu-
sions, 2 J.Coll. & Univ.L 65, at pp 65-70
79-81; Center for Law & Education, The
Constitutiona! Rights of Students Analysis
and Litigation Materials For The Studen: s
Lawyer, pp 371-372 [hereafter “Student's

Lawyer]: Note 48 Ind LJ 253. Note 37
Ohio State LJ. Gu» Nolte ve tale LJ
1362)

Contract theory is not wholly satisfacto-
ry, however, because the essential!) fiction-
a) nature of the contract results in its gen-
eraliv being assumed rather than proved
because of the difficult, of its application
and because it forecloses inquiry into, and a
balancing of, the countervailing interests of
the student on the one hand and the institu-
tion on the other (see Matter of Ryan \
Hofstra Univ., 67 Misc.2d 651, 659. 324 NY
S.2d 964; “Students Lawyer”, at 7 372
Abrams & Hofman, Common Law Rights
for Private University Students Beyond
the State Action Principle, & Yale LJ. 120,
122, 143-144 [hereafter “Common Law
Rights"}; Rabban, Judicial Review of the
University-Student Relationship: Expulsion
and Governance, 26 Stan.L. Rev. 95, 97, 104
106 [hereafter “Judicia! Review")). An
added problem is that when urged in aca-
demic achievement as distinct from nonaca-
demic matters the contract tends to be lim-
ited to the implied in law condition of good
faith, i. e€., not to act arbitranly (cf. Matter
of Olsson \. Board of Higher Educ., supra )

4 NE 20-29

1305

to the ultimate confusion of the rules appl)-
cable in the two situations

An alternate basis for review of nonaca-
demic disputes between students and pn-
vate colleges, the application of the princi-
ples of the law of associations. is supported
by case law in some other States ( Ba/timore

Univ. v. Colton, 98 Md. 623,57 A. 14, Ab
bariao +. Hamline Univ. Schoo! of Law,
Minn.. 258 NW.2d 108, 112, Common-

wealth ex rel Hill v. McCauley, 3 Pa. Coun-
ty Ct. 77, see Student Bar Assn. v. Byrd,
293 N.C. 594, 239 S.E.2d 415, Blatt v. Uni-
versits of So Cal, 5 Cal App.3d 935, &
Cal.Rptr 601) as wel! as b. legal commen.
tators (Chafee, Interna! Affairs of Associa-
tions Not for Profit, 43 Ham L Re. 993
996. 1013-1014. 1026, 1028-1029. Deveiop-
ments in the Law—Judicial Contro! of Ac-
tions of Private Associations, 76 Han L
Rex 983, 989. 1011, 1014 1032 [hereafter
“Deveiopments’}]. “Students Lawyer”. at
pp. 373-374

“Common Law Rights’. at pp

140-150, *Judicia: Review’, at pp 112-117
119-324

Tne law of associations accords judicia

} ¢ c stir , ne .
reiie: tO an association Memobder suspence

or expelled without adherence to its rules
(Chafee. op cit. at pp 1014. 101©102
“Developments, at pp 995, 1021. 14 CJS

1288-1289. Clubs. § 17. 6 Am.Jur.2d 465
468, Associations & Clubs, §§ 36.37; The
courts of this State have consistent!) recog
nized the rghit to such relief (Browne
Hibbets, 290 N Y 459.49 N E.2d 713. Polrr
+. Kaplan, 3° NY. 277, 177 NE 833. §
mons \ Berry, 440 NY. 4638. 148 NE 636
People ex re! Devere!] + Musica! Mut Pro
tecuve Union, 118 NY. 101, 3B NE 128
Peopie ex re! Meads \ McDonough, & Apr
Div. 591,35 NYS 214, Loubat » Le Ro)
40 Hun. 546)

The paralie! between associations and
universities is, of course, not exact since
Students do nol participate in the gover-
nance of a university with the same voice as
general!) do members in the functioning of
an association (cf “Common Law Rights’
at pp. 144-145) The situation is further
coniused by the facts that at least in part
the association law under discussion is stat-

i

1306 \.Y

ed in terms of contract (Browne v. Hibbets,
supra, 290 N.Y. at p. 466, 49 N.E2d 718;
Polin v. Kaplan, supra, 257 N.Y. at p. 282,
177 N.E. 883), and that in several cases the
obligation to follow its own rules has been
applied to a pmvate university without ref-
erence to contract law (Matter of Kwiat-
kowski v. Ithaca Coll., 82 Misc.2d 43, 48, 368
N Y.S.2d 973; Matter of Ryan v. Hofstra
Lniv., 67 Mise_2¢ 651, 660-661, $24 N.Y.S.2¢
964, supra, see Matter of Olsson v. Board
of Higher Educ., 66 A.D.2d 196, 198. 412
N.¥.S.2d 615, rev. on other grounds 49
\ Y¥.2d 408, 426 N.Y.S.2d 248, 402 N.E.2d
1150. supra, Matter of Sofair v. State Uni
of NY Upstate Med Center Col! of Med:-
cine. 54 A.D.2d 287, 292. 388 N.Y.S 2d 458
rev on other grounds 44 N Y.2d 475, 37%
N Y.S.24 730, 406 N.Y.S.2d 276)

[2] We do not find it necessary in the
presen: case to resolve such problems as
ma. amse out of the differen: theoretica
predicates Whether analogy to the law
of associations, on the basis of a supposed
contract between university and student, or
simpl\ as a matter of essentia! fairness in
the somewhat one-sided relationship be-
tweer. the institution and the individual, we
hold that when a university has adopted a
rule or guideline establishing the procedure
to be followed in relation to suspension or
expulsion that procedure must be substan-
tually observec

We are brought then to a consideration of

the guideline in question in relation to the
suspension of Nancy Tedeschi Had her
suspension been solely for unsatisfactor)
progress in her studies, the guideline would
have imposed no further obligation on the
college and the only judicially reviewable
question would have been whether it had
acted in good faith (Matter of Olsson v
Board of Higher Educ., supra). Moreover,
there was substantial compliance with 80
much of the guideline as required that Nan-
cy's parent be notified that Nancy was con-
sidered unfit for a cause other than aca-
demic, since Dr. Wende! sought to arrange
a meeting between Mrs. Tedesch: and col-
lege officials to discuss Nancy's problems

404 NORTH EASTERN REPORTER, 24 SERIES

The guideline permits either the dean of
students or the dean of academic affairs to
expe! or suspend a student. The withdraw.
a) letter forwarded on January 18, 197 by
the dean of students was, therefore, in oop.
formance with its provisions. But the
guideline does not stop there. Jt requires 3
further hearing by the Student-Faculty
Hearing Board and review of that board's
findings by the president of the college in
any case in which suspension is for a cause
other than academic failure and the student
has not had a hearing before an established
college court

Dr. Guttu testified that .»e college court
normally dealt with civil disorders or com.
plaints by one student against another, but
that cannot avail the college for it is undw
puted that no court or board of an) kind
ever considered Nancy's case As to the
cause for Nancy's suspension. the Appellate
Division found that it was based on her
irrational and disruptive conduct It. thus
apparentiy tacitly overruled the Tria!
Judge's reference to academic standing as «
cause. but even if 1 did not, the further
proceedings required by the guideline would
still be mandated This is-because a sus-
pension for both academic and other causes
is necessarily, at least in part, @ Suspension
for a cause other than academic failure
That is not to say thal the board would
have the mght, not given it by the guide-
line, to review Nancy's scholastic standing
as a ground for suspension, but simply w
require that sbe have what the guideline
accords her review of the cause other than
academic failure that it involved

The college argues that Nancy's informa’
meetings with the two deans and the pres)-
dent's assistant was sufficient compliance
with the guideline. Though those meetings
may have been sensitive and fair, as the
Tria! Judge indicated, it constituted no ac-
ceptable substitute for a hearing board
composed of both students and faculty
The college also suggests that the refusa! of
Mrs. Tedeschi to meet with its officials con-
stituted a waiver of Nancy's hearing nghts,
but the guideline itself refutes that, since
the purpose of such a meeting is simply ©
give the parent the possibility of avoiding

$

-

_ es

TEDESCHI v. WAGNER COLLEGE N.Y. 1307
Che as 604 N.E36 1302

embarrassment by withdrawing the stu-
dent. Nor can we accept the suggestion
that plaintiff was obliged to make a forma!
demand for a heamng before the Student-
Faculty Hearing Board. Not only is the
guideline phrased in mandatory terms
(“shall have the mght to be heard”) but also
it was the obligation of the college in ef-
fecting the suspension to cal! plaintiff's at-
tention to the further procedures provided
for by the guidelines (Loubat v. Le Ro}. 40
Hun. 546, 552, 556 supra) Even were that
not 80, plaintiff's complaint which specifi-
cally noted that she had never had a hear-
ing would constitute a sufficient demand
(see Fred v. Straussman. 4) N Y.2d 376
$80, 393 N.¥.S.2d 33:1. 361 NE2c 9&

[3} Under the guideline plaintuff was
properly suspended but was entitied to re-
view of her suspensior by the hearing board
and the president) Se much of the com-
plaint as sought mone, damages and the
mght to a due process heamng based on
claimed “state action was properl, d
missed, but she was entitied to judgment
directing review by that bod, and that of!
cia! as the guidelines require

A few words with respec: to the disser:
are in order. What the guideline conterr
plates, and what this op:mion holds that it
requires (supra, pp 1306. 1307) is review
by the Student-Facult, Hearing Board anc
by the president. of the nonacademic cause
for Ms. Tedeschis suspension The appar
ent purpose of that review is the differen:
viewpoint that ma) be taken by a hearing
board composed of faculty and student
than will be taken by a dean, whether the
dean of students or the dean of admissions *
No reason, other than the possible burden
on the college in holding such a hearing, is
suggested by the dissent for denying her
that right

The crux of the dissent is contained in its

references (p. 1309) to elevating “forma!
legalistic principles over the dictates of or-

*“TE)ven if the facts are undisputed and the
Geterm:nauve issue i whether the student s
achons warrant his expulsion under existing
pol... or rules. the student should have some
Opportunity, to justify, his behavior so thai the

dinary common sense” and to “a mechanis-
tic approach to the law’. As Mr. Justice
Felix Frankfurter wrote almost 40 years
ago in McNabb v. United States, 318 U.S
$382, 347, 68 S.Ct. 608, 616, 87 L.Ed. 819,
“The history of liberty has largely been the
history of observance of procedural safe-
guards.” If that be true in the dealings of
the State with citizens enmeshed with its
emmina! justice system it is no less true in
the dealings of a college with the members
of its student body. To suggest, as does the
dissent, that the college can avoid its own
rules whenever its administrative officials
in their wisdom see fit to offer what they
consider as a suitable substitute is to reduce
the guidelines to a meaningless mouthing of
words We do not countenance that in oth-
er relationships nor should we between stu-
den: and college

According!\. the order of the Appellate
Division should be reversed, with costs, and
the case remitted to Supreme Court, Rich-
mond Count). with directions to enter judg-
ment reinstating piaintiff as a student for
the Sepiember. 1980 term of the college
unless pmor to the opening of that term she
has been accorded a hearing by the Sto-
ri-PFacu it) Hearing Board
GABRIELLI. Judge (dissenting
More thar three and one-ha!f vears ag:
Nanc\ Jean Tedeschi, a part-time. nonma
riculated student. was forced to withdraw
frorn classes at Wagner College due to her
disruptive anc sometimes threatening con-
duct in and out of the classroom Toda). a
majomty of this count, after reviewing the
extensive evidence that was offered at tna!
has nevertheless directed that the college
conduct a forma! hearing, presumably for
the purpose of determining the correctness
and wisdom of its omgina! decision Since |
am persuaded that such a hearing could be
nothing more than a painful exercise in
futility given the peculiar circumstances in
this case, | am compelled to dissent

Gecision making tribunal! has available the ar
guments of both sides and can form a balanced
juigment (Developments In The Law—Aca
demic Freedom 8! Harn lL Rev 1045. 1136
1139

1308 NY 404 NORTH EASTERN

Preliminarily, it must be noted that the
Trial Judge in this case found the testimony
of the schoo! officials regarding Ms. Tedes-
chi's disruptive and irrational behavior to be
“extremely credible” (93 Mise.2d, 510 at p
514, 402 N.Y.S.2d 967) Also credited were
the statements made by the schoo! authori-
ties concerning their unsuccessful efforts to
resolve this delicate matter privately
through informa) conferences. Inasmuch
as the Appellate Division affirmed without
making new findings of fact, we must ac-
cept these findings as true for purposes of
the present appea! (CPLR 5501, subd ([b);
Coher. and Karger. Powers of the New
York Court of Appeais, pp 476480)

The statements of the schoo! authorities
taker. together, paint a portrait of a dis-
traught. emotionally disturbed young wom-
ar uno seemed incapabie of controlling her
own feelings of aggression and was equalis
neapabie of fulfiiling her respons:bilities as
a student in an institution of higher learn-
ing Ms Tedeschi hab:tual’s disrupted her
Latin class throughout her first semester at
the college and. indeed. failed to complete
tuc of the three courses in which she was
enrolled Tne rapid deterioration of her
emoviona! state culminated in a series of
harassing telephone calis and suicide
threats which, understandably, alarmed the
authomties at the schoo) Unoer the cir-
cumstances. it carnot be said that the col-
ege officials reacted in an arbitrary or un-
a’ manner To the contrary. in attempt-
ng to bring Ms Tedesch: and her mother in
for an informa! interview to discuss the
student's academic and emotional difficul-
ties, the school officials obvious!y were hop-
ing to reach a solution which would spare
this unfortunate young woman further un-
necessary embarrassment. That this is so is
reflected in the college's fina) letter to Ms
Tedeschi, which stated that she was being
asked to withdraw from classes, but indi-
cated that she was free to apply for read-
mission if and when she straightened out
her emotional difficulties 1 cannot imag-
ine a fairer resolution of the immediate

f

1. Ms Tedeschi s mother testified that she had
telephoned the college anc vequested s hearing
for her daughter Later im her test:mons,. how

REPORTER, 24 SERIES

problem, particularly in view of Ms. Tedes.
chi's continued inability to discuss the con.
cerns of the schoo! officials in a calm and
rational manner

Yet, three and one-half years after the
fact, a majority of this court concludes that
the college is required to afford Ms. Tedes.
chi a heamng. What possible constructive
purpose would be served by such a bearing
we are not told. Ordinarily, s hearing
serves the salutary purpose of permitting
all sides to air their conflicting versions of
events and bring forth al! of the disputed
facts. In the educational setting in particy.
lar, the United States Supreme Court has
described the purpose of a disciplinary bear.
ing as “an effort to inform [the student] of
his dereliction and to jet him tell his side of
the story in order to make sure that an
injustice is not done” (Goss v Lopez 419
US 565, 580.95 S.Ct 729, 739, 42 LEd2d
725) Furthermore, “requimng (an) infor.
ma! hearing permitting the student tw give
his version. of the events wil] provide gs
meaningful hedge against erroneous action
At least the disciplinarian will be alerted to
the existence of disputes about facts and
arguments about cause and effec.” (id., at
pp 583-554.95S Ci at p. 741) In the case
of Ms. Tedeschi, however, there was never
any reason to believe that the student had
an alternate version of the facts to present
to a neutra! hearing body. To the contrary,
the evidence accepted by the tria) court
demonstrates that Ms Tedeschi and her
mother had repeated!, rebuffed efforts by
the schoo! authornties to elicit their side of
the story. When Ms Tedeschi finally did
come in to speak with the academic dean
and the other schoo! officials, she was un-
able to provide a rationa! or coherent expla-
nation for her conduct. Significantly, ac-
cording to the testimony that was credited
by the Tria! Judge, Ms Tedeschi never re-
quested an opportunity to have her case
heard by # neutral hearing body, although
she did speak to school officials personally
on at least two occasions.’ Indeed, every-

ever. the stucent’s mother admitted “| Gén't

say heanng but | said | would like to come wih
Nancs and see what w happening m he

“bayer

ee Mit oat

TEDESCHI v. WAGNER COLLEGE

N.Y

1309

Cie as 464 N.£.26 1382

thing about the behavior of Ms. Tedeschi
and her parent indicated that they had no
“yoterest in presenting their case to college
officials?

It has been argued that the schoo! had an
affirmative obligation to notify Ms. Tedes-
chi of ber right to a hearing before the
Student-Faculty Hearing Board pursuant to
the college’s regulations. Although the
regulation relied upon by the majority
states that the dean of students “may noti-
fy parents or guardians in order that they
may have an opportunity to withdraw the
student” when the student is “deemed to be
an unfit member of the College”, however,
there is nothing in the regulation that sug-
gests that the schoo! has an affirmative
obligation to give the student forma! notice
of his right to a hearing pror w his suspen-
sion from classes In any event. the specia!
facts presented by Ms. Tedeschi's case can-
not be ignored. In view o7 her continued
inability to conduct herself in a rationa!
manner, it cannot be said that a hearing
before a student-faculty board would have
been an appropriate or effective safeguard
of her interests Inasmuch as the
concerning her behavior were not serious!
disputed, ] cannot conclude tha: the schoo
authonties acted unreasonabls or unfair!
because they did not think tw invite Ms
Tedeschi to present her case to a heanng
board

Nevertheless, the majorty, de-
finitively adopting any particular theors.
now holds that the college was bound to
follow its interna! regulations and provide
Ms. Tedeschi with a heanng even in the
absence of a request for an opportunity
present her case. Presumably, it has done
so in order to vindicate the genera! princi-
ple that once a university establishes and
publishes a rule outlining the procedures to

facts

without

schoo!” This belated request for a conference
was made only after the schoo! sent the fina!
suspension letter to Ms Tedeschi Inasmuch
as the mother had previously repulsed the ef-
forts of school administrators to resolve the
matter in & private intermew. she must be
deemed to have waived by her conduct any
mght she may have had to present arguments
in Opposition to her daughters suspension to
the schoo! suthonties

be followed in disciplinary matters, it must
invariably adhere to that rule’ There can
be no disagreement with this concept as «
genera! principle of law. In a case such as
this, however, our application of such gen-
era) principles must be tempered by our
understanding of the somewhat unusua!
facts. Ms. Tedeschi was suffering from an
emotiona! breakdown at the time in ques-
tion. Her suspension from classes for the
spring semester was not a “disciplinary”
measure in the traditional! sense, but rather
was a recognition by the schoo! officials
that her continued attendance would be
fruitless from an academic standpoint
Given these facts, to require that the col-
lege adhere wo its published procedures re-
garding student discipline would be w ele-
vate forma! legalistic principles over the
dictates of ordinary common sense |! can-
not concur ap
proach to the law

In the recent case of Matter of Olssor +
Board of Higher Educ. 49 N.Y .2d 408, 426
NY.S2d 248. 402 N E2d 1150, this court
stated that college officials must be accord-
ed wide latitude in evaluating the academic
progress of their students (cf Board of Cur-

ators of Lnis of Mo v. Horowitz. 435 US
7&, 9§ SCtr. 948, 55 L.Ed 2d 124) In ar
effort to overcome the rationale in Olssun

as wel! as the college's own rule permitting
academic dismissals without a prior hearing
the majority asserts that the decision u
dismiss Ms. Tedeschi was not rooted in aca-
demic concerns The arguments advanced
by the majority in connection with this as-
sertion are not convincing First, the ma-
jonty erroneously states that the Appellau
Division's finding that the dismissa! was
based upon Ms. Tedeschi’s “irrationa! and
disruptive conduct” somehow “tacitly over-
ruled” the Tria! Judge's conclusion that the

2. The majonty states that Ms Tedesch: s com
plaint in the instant action constituted a “suff:
cient demand’ for s heanng | fail to see
however. how a complaint served months after
the dismissal can be regarded retroactivels as a
substitute for a timely notification to the col
lege that Ms Tedeschi wished to be heard

1310 ».Y

dismissa! was grounded in academic rea-
sons. Next, the majority reasons that, even
if this is not the case, a hearing stil) should
have been required because the schoo! offi-
cials were motivated, at least in part, by
reasons unrelated to Ms Tedeschi’s academ-
i¢ failure. 1 find, however, that the majori-
ty’s attempts to parse out a distinction be-
tween dismissa] for academic failure and
dismiasa! for “other reasons” are, in this
case, unavailing, since, in any event, Ms
Tedeschi was plainly suspended because of
her inability to function in the academic
setting Given the student's failure to
make satisfactory progress in her studies as
wel] as her repeatedly disruptive behavior
in class. it cannot be said that the authori-
ties at Wagner College were not acting in
the proper exercise of their academic discre-
tior, wher thes made the decision to su:-
pend Ms Tedeschi without a prior hearing
Indeed. even the majority acknowledges
that Ms Tedesch. was terminated. at leas:
r. part. as @ result of her academ.c por
formance According!y, she was noi ent-
tled to a hearing under the regulations pro-
mulgated by the college

In closing. ] would note that the form of
relief ordered by the majority serves only ti
highlight the problems inherent in its ay
proach to this case The majority has heid
that Wagner College must either reinstate
Ms Tedeschi or hold a belated forma) in-
quiry into the facts surrounding her dis-
missa! 1 cannot perceive. however. what
possible purpose could be served b) such a
heamng at this point, particularly since
three separate courts have already reviewed
the facts underlying the dismissa). If Ms
Tedeschi has recovered from her emotional!
difficulties in the three and one-half years
since she attended class at Wagner College,
there presumably would be no obstacle to
her apolying for readmission. If. on the
oth ~ hand, she has not yet managed to
bring her problem under control, a ritualis-
tic hearing regarding events long past will
not advance her interests

For al] these reasons, | respectfully dis-
sent and cast my vote in favor of affirming
the decision of the Appellate Division.

404 NORTH EASTERN REPORTER, 2d SERIES

JON®TS, WACHTLER and FUCHS. é
BERG, JJ., concur with MEYER, J.

GABRIELLI, J., dissents and vote 4

affirm in @ separate opinion in which 2
COOKE, C. J., and JASEN, J., concur -

Order reversed, with costs, and the cags
remitted to Supreme Court, Ri
County, with directions te enter perme; ,
in accordance with the opinion herein. a

‘

49 N Y.2d 668

The PEOPLE of the State of New
York. Respondent,

v.

Victor CASASSA, Appellant.

Cour: of Appeais of New York

April 1, 198¢

Defendant was convicted in the County
Court. Nassau County, Raymond Harring.
ton. J.. of murder in the second degree and
he appealed The Supreme Court, Appel
late Division. 6 A.D.2d 1032, 411 N.Y.S2d
47%. affirmed The Court of Appeals, Ja-
sen. J., held that (1) not al! mental infirmi-
ties which do not arisé to the level of insani-
ty constitule extreme emotiona! distur-
bance. (2) determination of whether there
was a reasonable explanation or excuse for
a particular emotional disturbance should
be made by viewing the subjective situstiom
in which defendant found himself and
external circumstances as he
them at the time and assessing from
standpoint whether the explanation or
cuse for his emotiona) disturbance ist

able: (3) trier of fact is never requi
find mitigation on any particular set.
facts. (4) trial court did not abuse its
cretion in failing to find extreme e
disturbance in the instant case; (5)

NAPOLITANO v. PRINCETON UNIV. TRUSTEES N.J. £79
Che as, 453 A.26 279 (NJSuper.Ch 1862)

found in it Perhaps plaintiff's self-concern
blinds her to the fact that the penalty im-
on her, as a leader of the University
community, has to have some educative ef-
fect on other student members of the com-
munity. In addition, to paraphrase the
t, “the child is mother to the woman,”
we believe that the lesson to be learned
here should be learned by Gabrielle Napo.
tano and borne by her for the rest of her
life. We are sure it will strengthen her in
her resolve to become a success in whatever
endeavor she chooses
The judgment of the Chancery Division is
affirmed, with no costs to any part)

186 N.J. Super 57€
Gabrielle NAPOLITANO. Plaintiff.
y

The TRUSTEES OF PRINCETON UNI-
VERSITY. William G. Bowen. individu-
ally and as President of Princeton Lni-
versity. Peter Onek. individualls and as
Assistant Dean of Student Affairs of
Princeton University, and Sylvia Molloy.
Defendants.

Superior Court of New Jerse:
Chancery Division, Mercer Coun:

Decided from bench June 2. 1982
Supplementec June 30. 1982

University student brought action to
compe] the institution to issue her a Bache-
lor of Arts degree at its regular June com-
mencement exercise. The Supenor Court,
Chancery Division, Mercer County. Dreier,
J. S. C., held that: (1) evidence supported
finding: of plagiarism, and (2) although
plaintiff had an otherwise unblemished aca-
demic record and although other alterna-
tives were available, it was for the universi-
ty to choose to withhold plaintiff's degree
for one year.

Complaint dismissed
Judgment affirmed, 455 A.2d 263

1. Colleges and Universities 9

Although if it believed student's claim
that she knew that professor was familiar
with work from which she quoted without
attribution in term paper and that because
of her lack of proficiency in Spanish, the
quotations, which were in Spanish, would
immediately be recognized, disciplinary
committee might have found that offense
was merely an unintentiona! academic in-
fraction, the evidence was sufficient to up
hold finding of plagiarism, defined as delib-
erate use of any outside source without
proper acknowledgment, and under doctrine
of judicia! abstention the court would not
disturb that finding

2. Colleges and Universities e=9

In a student discipline case a court ma}
not substitute its own views for those of a
duly competent administrative body within
a private college or university and court
ma\ not act as governmental! overseer ex-
cept where judicial], cognizable issues ca!!
for its intervention to protect the nghts of

an individua! or tne pubs

3. Colleges and Universities 9

In determining whether discipline im-
posed on university student for alleged pla-
giarism violated contract to award a Bache-
lor of Arts degree if student complied with
university rules and regulations the lega!
Standard agains: which to measure univer-
Sity s conduct was that of good faith and
fair-dealing

4. Colleges and Universities
[3 bs

M@, William Ronald Branch bods Charles Ernest Pharic**
fae Leroy J. Brewer ucius B. Pooser**
ll. Curtis Alan Bridges ~ Darrell Roland Brown James Harold Reid
eee Richard Timothy Brown Stephen David Richardson
fAMSZ David George Burzynski John T. Risher 38~~i\o* esc ae”
y Brenda Benfield Caldwell** aae Karl Wayne Roberts
7iCherles Edward Castles- Donald Alan Seagle
bee gonathar McCord Raiiais Mc {486 James Edward Shafto 4+:
PR4 David Franklin Daugherty** Zz. Jerry L. Smith
(25 Brian Eerl Davis - Joey Edward Smith
(026.,-Ron Dincgus 21h 34~ Philip Sanders Smith
‘0423> L. Daniel Dix fe “Anthony Lee Snyder
28; Marvin Eugene Douglass 5+~ Joseph Stewart Sorath:
fq42S> Lauralee Grace Stapp Estes** . David Brandon Spiers
Se a 243 -(7z) fAge- Mark ‘D. Stagg
; fark R. Foley 3
(P37 Craic Eucene Forque hes. Patricia Corr Taylor }erro

3%. y Ernest Gipson W
ae John David Gordon®
psi 3 Jeffrey Claude Griffis**
William Michael Gwinn
037. Michael Dean Hagen
e-38. Billy Gene Hardin**
fO9> James Arnold Harrison

Larr

‘ piger Tim Tolleson

Fy Timothy Clark Tomlinson
Timothy C. VanLandinghan -
Voyles, Jeffrey Loyal**
4i-—Michael Gene Waldrip ’
5éBart Matthew Walker 2?’
6. NGerald Herrin Walker

92.

254

747

\40. Dennis Wayne Bawkins*®® 222-- Charles Phillip Herring - Teddy Glen Wilson
a ae Esmond Wentworth Hilton** ~\l01. Murray Ross Wilton**
(245 Larry Rogers
¢ASI. William Jeffrey Rose
32+’ Henry Leon Schill
PAYS. =Kennith G. Sterlin
~ James Richard Stew
- Mark A. Ward
PY 36— Melvin Joseph Yorks**
PAZ? ~=Gloria Lynne Youngblood

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eT EEEEeeEeEeEEeEeEEeeeeEEe—eeeeeaeaeaeaeaeEee__ ee eee ee -

APPLICANTS FOR GRADUATION
May 20, 1989

DOCTOR OF MINISTRY
heger ry Boyd, Jr.

Gerald Walker Haley
fA@onald Glen Payne
b Stgees Milton Peak

Oy vid Raddin, Jr.
as Ate

ri Yt
on ae

_—_
ce.

/4€arol A. Evans
Mark F. Grahar

Gregory James Wal kup (Raxiu, .)

Michael S. Young

DOCTOR OF THEOLOGY

Tommy Joe Bo
Kathleen McG
@®avid Hugh §

| George Trama
1,~Bdgar Lee Wrigh

New O. 2ans Baptist Theole ical Seminary

3939 Gentilly Boulevard « New Orleans, Louisiana 70126-4858 « (504, 282-4455

a

Pubiic Relations

March 27, 1989

Dear Graduate:

Congratulations! The Office of Public Relations has been
notified that you are a candidate for May graduation.

We wish to inform your family and friends that you have earned
your degree from New Orleans Baptist Theological Seminary. [In
order that we may release this news to appropriate media, we as
that you fill out the enclosed form and return it to the Office
of Public Relations no later than Friday, April 21, 1989.

Please do not overlook this important step in the graduaticn
process. If there is a problem in returning the news release
form by April 21, please give us a call at 286-3603.

If this office can be of any further assistance to you, now or in
the future, please do not hesitate to call on us.

Sincerely,

EHO. SX
WT) oe \ Et

Ellen Smith
Assistant Office Manager
Office of Public Relations

Jpyt~ Ca 7 SLL LIS s~ —- se oe?

S$
_ i \ A
a ’ al ‘ a hin , ~¢
Ago So fe ee 7 : il HK : ' che
s
s 7
Pg 7 ue o 2 » ie as 7
MOF SorEK en a .
| 3 J

ae are, _jncce’® gat tee ¢ YE +e
4A die > ee 4 * ’

A Gateway Opened By Providence And Prayer

GRADUATION NEWS RELEASE INFORMATION
(Please print)
Return to Public Relations Office by Friday, April 21.

Name Graduation Date

Current Address __

Address After Graduation (if known and different)

Hometown, State

Degree To Be Awarded

Spouse's Name (include wife's maiden name) _

Spouse's Hometown

Your Parents’ Names

Parents’ Address

Your Home Church, City, State

Present Ministry Position (if applicable), Church, City, State

Educational Background (college leve! degrees)

Degree Schoo!

City: State Year:
Decree: Schoo!:

City os Sete: Yea ee en
Degree Schoo!

City: Suate: Year: 7

Newspapers to which news releases should be sent (inciude city):

Home state Baptist paper:

Hometown newspaper:

One other newspaper:

(If the reason for sending a release to 8 particular paper is not evident from above information, piease
state the connection below.)

New Orleans Baptist Theoiugical Seminary

Office of the

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Executive V)

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New \ ‘leans Baptist Theo gical Seminary

3939 Gentilly Boulevard ¢ New Orleans, Louisiana 70126-4858 © (504) 282.4455

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A Cat Opened By Pr nce And Praver

3939 Gentilly Boulevord *« New Orleans Louisiono 70126-4858 «+ (504) 282-6455

tall New Jrleans Baptist The logical Seminary

April 21, 1989
Dear Graduate:

We wish to commend you for your accomplishments during the
time that you have been enrolled with us and would like to make a
few suggestions to you in order that the graduation exercises on
May 20, 1989, may be carried out as smoothly as possible.

Graduation has been planned for 10:00 a.m., Saturday, May 20,
1989, in the Roland Q. Leavell Chapel on the seminary campus.
Please meet with the staff of the Registry Office at 2:30 p.m.,
Friday, May 19, 1989, in the Leavell Chapel for rehearsal. Your

You will need to notify me or Miss Kathryn Barper, Registry
Office, Hardin Student Center, immediately if your plans for
péerticipation ir the graduation ceremonies have been chanced.
Unless we hear from you to the contrary, we will count on you tc
be present for the rehearsal and graduation exercises.

Doctoral candidates should bring their doctoral hoods to the
rehearsal where instructions will be given with reference to
proper placement of the hoods for the graduation exercises. The
Public Relations Office has requested that all doctoral candidates
be prepared for individual pictures immediately following the
rehearsal on Friday afternoon. Coats and ties for the men are

j - Group pictures of the doctoral
candidates by respective home states will be taken in front of
Sellers Building at 9:30 a.m., Saturday, May 20, 1989.

All graduating seniors should have already completed and
returned the Graduate News Release Information form mailed earlier.
If you have not, please do so immediately.

Child care facilities will be available at the Preschool
Education Center for children three years of age and under (thi
also includes chiidren of our out-of-town guests). The Center
will be open at 9:00 a.m., Saturday, May 20, 1989, for your
convenience. It will be necessary for you to pick up your
children not more than 15 minutes after the graduation exercises
are over. PLEASE OBSERVE THAT YOU WILL NEED TO CONTACT MISS
GRACE GRAHAM, DIRECTOR OF THE PRESCHOOL CENTER IF YOU PLAN TO USE
TEIS SERVICE ON GRADUATION DAY.

Thank you for your cooperation with us during the time you
heve been a student at the seminary. We are counting on your
continued interest in our beloved School of Providence and Prayer.

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Sincerely yours,

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Bert C. Neal
Director of Admissions and Registrar

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A Cateway Opened By Prowidence And Prayer

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We at the Foreign
Mission Board extend
to you Our warmest
wishes as you begin a new
chapter in your service to God.
We encourage you to keep
foreign missions an integral
part of your Christian ministry.
Please call on us as you need
foreign missions resources.

LAW OFFICES
. MORGAN BRIAN, JR
A PROFESSIONAL LAW COKPUOKATION
700 CAMP STREET
-W ORLEANS, LOUISIANA 70130

GY
f Ellis B. Murov, Esq.

Deutsch, Kerrigan & Stiles
755 Magazine Street
New Orleans, LA 70130

BY HAND

LAW OFFICES
A. MORGAN BRIAN, JR.
A PROFESSIONAL LAW CORPORATION
700 CAMP STREET
NEW ORLEANS, LOUISIANA 7013

£04) 69 e
(504) 528-950

May 9, 1989

BY HAND

Ellis B. Murov, Esq.
Deutsch, Kerrigan & Stiles
755 Magazine Street

New Orleans, Louisiana 7013(

Re: Babcock - NOBTS
Your file: 03325-0!
Our ref: 477-00]
Dear Ellis:

This is to advise you that New Orleans Baptist Theological Seminary will not
grant to Mr. Babcock 4 degree at the commencement scheduled for May 20.

AMB:ijf

ec: Mr. Rudolph G. Babcock - BY HAND
James P. Guenther, Esq.
Richard T. Simmons, Esq.
Dr. Don H. Stewart
Dr. Landrum P. Leavell, II
Dr. Bart C. Neal

DEUTSCH, KERRIGAN & STILES

(& PART a EeSH > im ue PROFERS Ons. 48 COREDAATIONS

75S MAGAZINE STREET Sv Tammany Orrice
ELLIS B MUROV NEW ORLEANS 70130-3672 OP puiOtse a 70688 100
TELEPHONE BOS) BO'-814 Oe ee
‘LImNG

Po BOx B20

_CaB.e acorcss DEKEST
S.'DE.i. La 70089-0220

TEL Cx 804356
TEL ECOPY- $54/866-'120

May 10, 1989

BY HAND

A. Morgan Brian, Jr.
700 Camp Street
New Orleans, Louisiana 70130

Re: Rudolph G. Babcock v. New Orleans
Baptist Theological Seminary
ur File: 03325-001

Your File: 477-001

We are in receipt of your letter dated May 9, 19689
which states that New Orleans Baptist Theological Seminary will
abcock his degree. Confirming our discussion of

not grant Rudy B
May 9, the action was taken because Babcock would not have earnec
his degree if he had been expelled in August of 1988 and the
degree will be withhelc if the Fourth Circuit reverses.

Babcock does not accept the validity of the above anc
is entitled to graduate as he has earned his degree.

Very truly yours,

Cloiy B we

EBM/11

STATE OF LOUISIANA
COURT OF APPEAL

FOURTH CIRCUIT

RUDOLPH G. BABCOCK

7 > “nr 7
Plaintiff-Appellee

2)

T THEOLOGICAL SEMINARY
Defendant-Appellant

Appeal of Civil Proceeding
from the Civil District Court
for the Parish of Orleans
Hon. Robert A. Katz, Judge

ORIGINAL BRIEF OF APPELLEE

ELLIS B. MUROV, #9839

JOANNE C. FERRIOT, #18209
DEUTSCH, KERRIGAN & STILES

755 Magazine Street

New Orleans, Louisiana 70130
(504) 581-5141

Counsel for Rudolph G. Babcock

EXHIBIT

A-4

TABLE OF CONTENTS

PAGES
pe GR Ge yy cy a a a a a ae a a a a a a i
ee spk goa eS ae se se et et ele lke el helm 1
ISSUES TO BE RESOLVED BY THIS COURT ......-. «2 «© « » 4
Gumeaee Bankceeeees OF PACTS . «© = ss ese eves eeveeve se 6
Dn os 4s 6 «© 6 «@ 6 6 6 @ ee we ee ee hl !hlUlhlU eh 10
A. The Louisiana Civil Courts Have The
Jurisdictional Power to Entertain
memeeegs 8 POCEESON. « 6 ts ts tee teh hh hl hl Ul 10
B Introduction To The Second Case Of
amae COMBGLLGEtOG APPEAL .« st ttl th hl hl ll 10
Le The reasons for this case and this appeal
ey Se ae ee oe a a a ee 10
ri Metamorphosis via characterization... . 11
ss Characterizations are not dispositive. . . 12
Cc NOBTS Is Prohibited By The Doctrine Of Res
Judicata From Putting At Issue Again The
Merits Of Babcock's Attempted Dismissal. .-. 6 13
D Assuming Arguendo That The Doctrine of Res
Judicata Does Not Dispose Of Babcock's
Entitlement To His Degree, Then the Refusal To
Award It was Arbitrary. 15
Ae NOBTS concedes that courts may compel the
award of degrees which were arbitrarily
WAGHOOAR 2 0 ts te te oe ee ee ew He 15
a. NOBTS' refusal to award Babcock his degree
was arbitrary, Capricious and
unreasonable . ecw e ee & & 8S 6 16
E. NOBTS Cannot Assert The Lack of Exhaustion of

Administrative Remedies For the First Time On
Os ee ee ee ee ee ee ee ee 17

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nsent judgment on the merits has the authority of a

thing adjudged and may not be re-litigated. Cheramie v.

Vegas, 468 So. 2d 810 (La. App. lst Cir. 1985), writ

denied, 470 So. 2d 122 (La. 1985) and Greenwood v. New

Orleans, 12 La. Ann. 426 (La. 1857). See also La. Civ.

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24 11 (Ky. App. 1979); Tedeschi v. Wagner College, 4:

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, When the cause was to be heard for the issuance of a
permanent injunction, the School interposed an exception of

lack of jurisdiction, claiming state interference in church

matters.

10. On December 21, 1987, the hearing on the exception
was held

11 On March 18, 1988, the exception was dismissed.
(Exhibit 2)

12. On May 31, 1988, the parties agreed tc a consent
"final judgment,” whereby the School, reserving its right to
appeal the jurisdictional issue, agreed to a permanent
injunction prohibiting Babcock's dismissal "based upon any of
his conduct or activities occurring on or before August 19,

1987... ." and reinstated his scholarship. (Exhibit 3).

1/ Unless otherwise indicated, exhibit references are to
exhibits attached to Babcock's Petition for Temporary
Restraining Order, Injunctive Relief and Specific Performance
filed on May 12, 1989.

o Fu

13. The School appealed only the denial of the Exception
devolutively. (Exhibit 4).

14. Babcock continued his studies, completed all
requirements, and received letters, notices and verifications
of the imminency of his graduation from the public relations
office, the executive vice president, the director of housing,
the registrar, the president, and the Southern Baptist Foreign
Mission Board. (Exhibit 5 in globo).

15. On May 9, 1989, the day before Babcock's Brief was
due in the first case of this consolidated appeal, counsel for
Babcock received a two-line letter notifying counsel that the
School refuses to award Babcock's degree at commencement,
May 20, 1989 because if he had been expelled in August of
1987, he would not have earned his degree, and be on the May
20, 1989 graduation list. (Exhibits 6 and 7). See also
Affidavit of Joe Cothen at paragraph 5.

16. Upon Babcock's request for injunctive relief
presented filed on May 12, 1989, Judge Robin Giarruso granted
a temporary restraining order requiring the School to award
Babcock his degree.

os On May 17, 1989, Judge Katz granted a preliminary
injunction requiring the School to award the degree during the

May 20 graduation ceremonies, and denying NOBTS' Motion to

Dissolve the Temporary Restraining Order.

ee ee

18. NOBTS took an emergency supervisory writ to this
court, which agreed to stay the preliminary injunction as to
the award of the degree to Babcock, but required that Babcock

be allowed to participate fully in the graduation ceremonies

on May 20, 1989.

ARGUMENT

A. The Louisiana Civil Courts Have The
Jurisdictional Power to Entertain
Babcock's Petition.

Babcock incorporates by reference his statements,
arguments and authorities presented in his Brief in No. 89-
0233. Babcock additionally submits the following:

Appellee cannot comprehend why NOBTS insists on

citing E.E.0O.C. v. Southwestern Baptist Theological Seminary,

651 F.2d 277 (5th Cir. 1981), when it is an employment case
and this isn't and when its holding, assuming applicability,
Supports Babcock herein. The only issue upon which defendant
therein prevailed was the statutory one and then only for
purposes of the faculty. As to students such as Babcock,

defendant therein lost on both statutory and constitutional
/

Ito

grounds.

B. Introduction To The Second Case Of
This Consolidated Appeal

Be The reasons for this case and this appeal per
NOBTS

2/ As set forth in the original Brief, the action involved
Title VII of the Civil Rights Act of 1964 which prohibits
discrimination on the basis of race, sex, color, national
origin and religion. Thus, assuming arguendo that the EEOC
had sought to enforce a subpoena on a race, sex or national
origin charge, the defendant would have lost on all grounds as
the only reason it prevailed on the statutory ground for
faculty was a specific and narrow exemption in the statute.
See 42 U.S.C. § 2000 e-l.

-10-

ccording to NOBTS, it withheld Babcock's degree for
two reasons. First, the School was "concerned that its
pending First Appeal would become moot if he graduated."
Appellant Brief at p. 4. Second, the School "still regard[ed)
him as ministerially unfit." Appellant Brief at p. 4.
Be Metamorphosis via characterization
In August 1987, NOBTS attempted to expel Babcock

based upon provisions in its disciplinary code against

separation and divorce. Because Babcock was neither separated
nor divorced, he challenged his expulsion and prevailed. That
is, based upon a motion to enter consent judgment, Judge Katz
enjoined NOBTS from expelling Babcock for conduct occurring on
Or before August 18, 1987. NOBTS chose not to appeal this
judgment other than on jurisdictional grounds.

On appeal and in its Brief in No. 89-0233, NOBTS
characterized its decision to expel as an academic one and
also as one based upon moral unfitness. Why? Simple. NOBTS
had no evidence whatsoever of a separation or divorce and had
even conceded its attempted discipline was unfounded,
unwarranted and illegal by entering into a consent judgment

which it did not appeal except on jurisdictional grounds.

-ll-

In its Brief herein, NOBTS has now recharacterized
Babcock's August 1987 conduct as "marital irregularities."2/
See Appellant Brief at p.14. Then, despite conceding that
Babcock "“Satisfactorily finished all the courses required for
the M-Div. degree "(Appellant Brief at p. 4), NOBTS withheld
the degree for reasons set forth in subparagraph 1 above.

a Characterizations are not dispositive.

Characterizations are not dispositive. Commissioner

v. Culbertson, 337 U.S. 733 (1949); Nash v. Currette, 215 La.

109, 39 So. 2d 840 (1949); and Due v. Due, 342 So. 2d 161 (La.

1977).

NOBTS has cited no evidence of any conduct on
Babcock's part in this consolidated appeal other than conduct
occurring prior to August 18, 1987.

The School first characterized it as a

[Text truncated at 120,000 characters. The full text is on the page linked above.]

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385020_1718%3A2. Public record. Not legal advice.
