# Petition for Writ of Certiorari — American Mining Congress v. United States Environmental Protection Agency

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1990
- **Citation:** 497 U.S. 1003

## Text

IN THE

Supreme Court of the GQnited States
OCTOBER TERM, 1989

AMERICAN MINING CONGRESS and SOLITE CORPORATION,
Petitioners,
V.

UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY et al.,
Respondents.

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

Of Counsel: JOHN N. HANSON, Esq.
EDWARD M. GREEN, Esq. Counsel of Record
Chief Counsel DONALD J. PATTERSON, JR., ESQ.
RODERICK T. DWYER, Esq. AARON H. GOLDBERG, ESQ.
Senior Counsel BEVERIDGE & DIAMOND, P.C.

American Mining Congress 1350 I Street, N.W., Suite 700
1920 N Street, N.W., Suite 300 Washington, D.C. 20005
Washington, D.C. 20036 (202) 789-6000

Ses} SUE-Saee Attorneys for Petitioner

American Mining Congress

JEREMIAH J. JEWETT, III, Esq.
McGuIRE, Woops, BATTLE

& BOOTHE
One James Center
Richmond, Virginia 23219
(804) 774-1005

Attorney for Petitioner
March 27, 1990 Solite Corporation

PRESS OF BYRON S. ADAMS, WASHINGTON, D.C. (202) 347-8203

——— —

— Ce Ae et aT ol Caliente
@e Pe :
: i oe?

QUESTION PRESENTED

Whether the United States Court of Appeals for
the District of Columbia Circuit erred by allowing the
Environmental Protection Agency summarily to sub-
ject wastes from three important sectors of the United
States economy to the most costly and burdensome
requirements of Subtitle C of the Resource Conser-
vation and Recovery Act without first making a for-
mal regulatory determination as mandated by
Congress that those requirements are warranted.

ii

LIST OF PARTIES AND RULE 29.1 LIST

The parties to the case below were as follows:

American Mining Congress, Solite Corporation,
American Iron and Steel Institute, Waste Manage-
ment of North America, Inc., Chemical Waste Man-
agement, Inc., PPG Industries, Inc., Inland Steel -
Company, Edison Electric Institute,! National Rural

! Edison Electric Institute’s member companies were also listed
on Edison Electric Institute’s Petition for Review as petitioners.
Those member companies are: American Electric Power Service
Corporation, Appalachian Power Company, Atlantic City Electric
Company, Baltimore Gas & Electric Company, Boston Edison
Company, Carolina Power & Light Company, Centerior Energy
Corporation, Central Hudson Gas & Electric Corporation, Cen-
tral Illinois Light Company, Central Illinois Public Service Com-
pany, Central & South West Services, Inc., Cincinnati Gas &
Electric Company, Columbus Southern Power Company, Com-
monwealth Edison Company, Consolidated Edison Company of
New York, Inc., Dayton Power & Light Company, Delmarva
Power & Light Company, Duke Power Company, Duquesne Light
Company, Florida Power & Light Company, Houston Lighting
& Power Company, Illinois Power Company, Indiana Michigan
Power Company, Indianapolis Power & Light Company, Iowa
Power & Light Company, Iowa Public Service Company, Jersey
Central Power & Light Company, Kentucky Power Company,
Madison Gas & Electric Company, Minnesota Power & Light
Company, Monongahela Power Company, Montaup Electric Com-
pany, New England Power Company, Niagara Mohawk Power
Corporation, NIPSCO Industries, Inc., Northeast Utilities Ser-
vice Company, Ohio Power Company, Ohio Valley Electric Cor-
poration, Oklahoma Gas & Electric Company, Pacific Gas &
Electric Company, Pacificorp dba Pacific Power & Light and
Utah Power & Light, Pennsylvania Power & Light Company,
Philadelphia Electric Company, Potomac Electric Power Com-
pany, Public Service Comipany of Indiana, Inc., Public Service
Electric & Gas Company, Salt River Project Agricultural Im-
provement & Power District, Southern California Edison Com-

ili

Electric Cooperative Association, and American Pub-
lic Power Association, petitioners;

United States Environmental Protection Agency
and Lee M. Thomas, Administrator, respondents;

American Petroleum Institute and The Fertilizer
Institute, intervenors; and

Hazardous Waste Treatment Council, amicus cur-
10e.

Petitioner American Mining Congress is an industry
trade association with no publicly owned parent, sub-
sidiary or affiliate.

Petitioner Solite Corporation has no publicly owned
parent, subsidiary or affiliate.

pany, Southern Company Service, Inc., Tampa Electric Company,
Texas Utilities Electric Company, The Detroit Edison Company,
The Potomac Edison Company, Union Electric Company, Vir-
ginia Electric and Power Company, West Penn Power Company,
Wisconsin Electric Power Company, Wisconsin Power & Light
Company, and Wisconsin Public Service Corporation.

iv

TABLE OF CONTENTS

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LIST OF PARTIES AND RULE 29.1 LIST ..............
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B.

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D.

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acta siidhiscnialuiaaienbondinns
WOMCMNOTY FROVUIOES .... might
not be appropriate for wastes generated by the min-
ing, utility, and cement kiln industries. Wastes from
these industries are generated in volumes that are
orders of magnitude greater than those generated by
all Subtitle C hazardous waste facilities combined, and
do not pose the same degree of environmental risk
as wastes from typical industrial and manufacturing
operations.* For example, mining industry waste man-
agement facilities generally are located distant from
population centers and drinking water sources, and
pose reduced threats to groundwater because they are
located in drier climates.” Accordingly, to relieve those
three industries ‘“‘of the onerous economic burden of
stringent Subtitle C controls if at all possible,’’* Con-
gress adopted the Bevill Amendment to RCRA in
1980.9

442 U.S.C. § 6924(u).

5 EDF v. EPA I, 852 F.2d at 1310.

6 See, e.g., 51 Fed. Reg. 24,496, 24,499 (1986); App. at 48a.
7 Id. at 24,499-500; App. at 50a-53a.

8 EDF v. EPA I, 852 F.2d at 1315.

° A related amendment known as the “Bentsen Amendment”
was designed to provide similar relief for the oil and gas in-
dustry. 42 U.S.C. §§ 6921(bX2) and 6982(m).

The Bevill Amendment was designed ‘‘to break with
the previous [Subtitle C] approach to regulation of
hazardous industrial wastes” by focusing on the “‘ac-
tual dangers,” if any, posed by wastes from the min-
ing, utility, and cement kiln industries, and on the
“‘cost{s] and the economic impact’’ on these industries
of subjecting such wastes to Subtitle C controls.’° The
Bevill Amendment did three things. It proscribed the
imposition of any Subtitle C controls on solid waste
from the specified industries.' It further directed
EPA to conduct a detailed and comprehensive study
of the wastes from those industries: a study that ad-
dresses specified factors, such as whether disposal of
the wastes has any adverse effects on human health
or the environment, whether Subtitle C controls would
have an adverse impact on the nation’s use of natural
resources, and the cost of various regulatory alter-
natives.’ Finally, the Bevill Amendment directed
EPA, after completing the required study and re-
porting the results to Congress, to decide, by means
of a Regulatory Determination, whether Subtitle C
regulation of Bevill wastes was warranted."

10 EDF v. EPA I, 852 F.2d at 1314-15.
11 42 U.S.C. § 6921(bX3XA).

12 42 U.S.C. §§ 6982(n), (0), and (p). Congress had previously
directed EPA to conduct a similar study for mining industry
wastes which had not been completed by 1980. 42 U.S.C.
§ 6982(f); EDF v. EPA I, 852 F.2d at 1310.

18 42 U.S.C. § 6921(bX3\XC). This Regulatory Determination was
to made after public hearing and comment, and not later than
six months after EPA submitted the study of the respective
wastes to Congress. Jd. The Regulatory Determination was to
be based on the same factors evaluated in the study and Report
to Congress. EDF v. EPA I, 852 F.2d at 1310-11.

When enacting HSWA in 1984, Congress recog-
nized the severe impact its new RCRA Subtitle C
statutory requirements, including those in section
3004(u), could have on the industries covered by the
Bevill Amendment. Accordingly, Congress en .cted
section 3004(x). If EPA makes a Regulatory Deter-
mination that Subtitle C regulation of wastes covered
by the Bevill Amendment is warranted, section
3004(x) authorizes EPA to modify certain Subtitle C
requirements, including section 3004(u), to take into
account the “‘special characteristics’ of those wastes,
“the practical difficulties associated with implemen-
tation of such requirements,” as well as other fac-
tors.'4

C. Regulatory Determinations

EPA initially implemented the Bevill Amendment
as envisioned by Congress. For example, after com-
plying with the requirements of the Bevill Amend-
ment, EPA in 1986 determined that two classes of
mining wastes—extraction and beneficiation wastes—
should not be subject to Subtitle C regulation.° EPA
reasoned that the vast quantities of mining extraction
and beneficiation wastes generated annually, and the
unique characteristics of those wastes, made Subtitle
C regulation technically infeasible, economically im-
practical, and environmentally unnecessary.'* The
Agency found, for example, that ‘[t]he mining in-
dustry alone generates over one billion metric tons
of [extraction and beneficiation] waste per year com-
pared to 260 million metric tons generated annually

442 U.S.C. § 6924(x).
1651 Fed. Reg. at 24,496; App. at 48a.
16 Jd. at 24,500; App. at 53a-55a.

by all other hazardous waste industries.’”'7 EPA’s
Regulatory Determination for mining industry ex-
traction and beneficiation wastes has been upheld by
the Court of Appeals.'® EPA is to complete the Bevill
Amendment process for the one remaining class of
Bevill mining wastes—processing wastes—by January
31, 1991."

D. The Rulemaking At Issue

In 1987, EPA issued a final rule interpreting the
1984 amendments to RCRA, including section 3004(u).
In that rule, EPA summarily announced that “‘ ‘Bevill
wastes’... are [currently] subject to the corrective
action requirements of Section 3004(u) [of Subtitle C]
when they are found in solid waste management units
at facilities that need permits to manage hazardous
wastes.’’° Although section 3004(u) is located in Sub-
title C of RCRA, the Agency reached this conclusion
without first complying with the special procedural
and substantive requirements prescribed by Congress
in the Bevill Amendment. Moreover, EPA completely
ignored its prior 1986 Regulatory Determination,
which had been made in accordance with the Bevill
Amendment, that extraction and beneficiation wastes

17 Td. at 24,499; App. at 51a.
‘8 RDF v. EPA I, 852 F.2d at 1313-16.

1° Environmental Defense Fund v. United States Environmen-
tal Protection Agency, 852 F.2d 1316, 1531 (D.C. Cir. 1988),
cert. denied, 109 S. Ct. 1120 (1989) (“EDF v. EPA IT’), schedule
modified by Order entered March 14, 1989 in No. 86-1584 and
consolidated cases (D.C. Cir.). See also 53 Fed. Reg. 35,412
(1988); 54 Fed. Reg. 15,316 (1989); 54 Fed. Reg. 36,592 (1989);
55 Fed. Reg. 2322 (1990).

2052 Fed. Reg. 45,788, 45,790 (1987); App. at 58a.

from the mining industry should not be subject to
Subtitle C regulation, including its corrective action
requirements. As a result, mining industry extraction,
beneficiation, and processing wastes are now subject
to section 3004(u) corrective action requirements.

E. The Decision Below

The American Mining Congress and Solite Corpo-
ration petitioned the Court of Appeals to review
EPA’s summary decision to subject Bevill wastes to
regulation under section 3004(u) of Subtitle C without
complying with the Bevill Amendment.” On Septem-
ber 22, 1989, the Court of Appeals denied the petition
for review.”

The Court of Appeals acknowledged that ‘“‘the lin-
guistic case for exemption [of Bevill wastes] from cor-
rective action [under section 3004(u)] is quite
powerful” because the Bevill Amendment exempts
such wastes from regulation under Subtitle C and
section 3004(u) is ‘indisputably located within Subtitle
C.’”3 Nevertheless, the Court of Appeals concluded
that the Bevill Amendment does not apply to section
3004(u). According to the Court of Appeals, the Bevill
Amendment gives mining wastes ‘“‘an exemption only
from regulation as hazardous waste,’’“ and does not
affect section 3004(u) because that section requires
corrective action for “solid waste’’ management units.

21 A petition for review was also filed by the Edison Electric
Institute, et al.

22 AISI v. EPA, 886 F.2d at 404; App at 25a-26a.
23 Id. at 395; App. at 6a.
4 Id. at 396; App. at 8a.

i

10

REASONS FOR GRANTING THE WRIT

I. THE PETITION FOR CERTIORARI SHOULD BE
GRANTED BECAUSE IMPORTANT SECTORS OF
UNITED STATES INDUSTRY HAVE BEEN DENIED
THE SPECIAL PROCEDURAL AND SUBSTANTIVE
PROTECTIONS MANDATED BY CONGRESS

This case raises important issues of statutory con-
struction associated with the administration of RCRA,
and involves the denial of significant rights created
by RCRA.* In the rulemaking at issue in this case,
EPA summarily imposed corrective action require-
ments under section 3004(u) of Subtitle C of RCRA
on the three important United States industries sin-
gled out by Congress for special review under the
Bevill Amendment, without even pretending to com-
ply with its responsibilities under that Amendment.
Because of EPA’s failure to comply with its Bevill
Amendment statutory obligations, these three indus-
tries will now be forced to comply with the most

2 This Court has recently granted certiorari in other federal
environmental cases involving fundamental questions of statu-
tory and regulatory interpretation. See, e.g., Pennsylvania v.
Union Gas Co., 109 S. Ct. 2273, 2276 (1988) (certiorari granted
to determine whether private parties may sue states in federal
court to recover cleanup costs under the Superfund law); Tull
v. United States, 481 U.S. 412, 417 (1987) (certiorari granted
to determine whether a jury trial is required to determine lia-
bility and assess penalties for violation of section 404 of the
Clean Water Act); United States v. Riverside Bayview Homes,
Inc., 474 U.S. 121, 126 (1985) (certiorari granted to review va-
lidity of U.S. Army Corps of Engineers’ regulations defining
“adjacent wetlands’ as ‘waters of the United States” under
the Clean Water Act); Chevron, U.S.A., Inc. v. Natural Resources
Defense Council, Inc., 467 U.S. 837, 842 (1984) (certiorari granted
to review validity of EPA’s “bubble” concept under the Clean
Air Act).

eS a bran:

11

costly and burdensome aspect of the RCRA Subtitle
C regulatory program, without EPA ever having made
the Regulatory Determination mandated by Congress
that such burdens are warranted.”
A. The Decision Below Violates The Clear Admonition Of
This Court That Reviewing Courts Must Give Effect To
The Plain Language Of Statutory Provisions
This Court has held that, in deciding whether
agency action is contrary to law, a reviewing court
must first consider whether Congress ‘“‘has directly
spoken to the precise question at issue.’’ Chevron
U.S.A., Inc. v. Natural Resources Defense Council,
Inc., 467 U.S. 887, 842 (1984) (“‘Chevron’’). “If the
intent of Congress is clear, that is the end of the
matter, for the court, as well as the agency, must
give effect to the unambiguously expressed intent of
Congress.” Id. at 842-43.

The Court of Appeals’ review in this case started,
and under Chevron should have ended, with an anal-
ysis of the plain language of RCRA. The Court of
Appeals in its opinion conceded that “the linguistic
case for exemption [of Bevill wastes] from corrective
action [under section 3004(u)] is quite powerful.’’?’ In
particular, the Court of Appeals acknowledged that

26 Under the Bevill Amendment, Subtitle C requirements, in-
cluding those under section 3004(u), can be imposed on Bevill
wastes, but only after the special review requirements of that
Amendment are met. Bevill wastes remain subject to all other
applicable federal and state regulatory requirements. What
petitioners seek here is EPA’s compliance with its obligations
under the Bevill Amendment by not imposing Subtitle C cor-
rective action requirements on Bevill wastes until the Agency
determines whether those requirements and the costs associated
with them are warranted.

27 AISI v. EPA, 886 F.2d at 395; App. at 6a.

12

the Bevill Amendment exempts Bevill wastes from
regulation under Subtitle C, and that section 3004(u)
is “indisputably located within Subtitle C.’’

Nevertheless, the Court of Appeals ignored the ad-
monitions of Chevron, and ruled that EPA had not
erred by failing to comply with the special review
mandated under the Bevill Amendment before the
Agency imposed Subtitle C section 3004(u) require-
ments on Bevill wastes. According to the Court of
Appeals, the Bevill Amendment grants Bevill wastes
‘“‘an exemption only from [Subtitle C] regulation as
hazardous wastes.’’® The Court of Appeals thus ruled
that EPA did not have to comply with the special
review requirements of the Bevill Amendment be-
cause section 3004(u) requires corrective action not
only for hazardous, but also for non-hazardous, solid
wastes.

The Court of Appeals’ decision is wrong, because
the Bevill Amendment is devoid of language restrict-
ing its scope to only some Subtitle C regulations. The ©
Bevill Amendment covers all regulations in Subtitle
C, and section 3004(u) is ‘‘indisputedly located within
Subtitle C.’’ Section 3001(bX3XA) of the Bevill
Amendment directs that Bevill wastes shall ‘‘be sub-
ject only to regulation under other applicable provi-
sions of Federal or State law in lieu of this subchapter
[v.e., Subtitle C]’”’ until completion of the Congres-
sionally mandated study and regulatory determina-

8 Id.
79 Id. at 396; App. at 8a.
3° Td. at 395; App. at 6a.

13

tion.** Similarly, section 3001(bX3XC) mandates that
: EPA shall, “‘after public hearings and opportunity for
comment, either determine to promulgate regulations
under this subchapter [Subtitle C] for each [Bevill]
waste ...or determine that such [Subtitle C] regu-
lations are unwarranted.’’*? If Congress had intended
to limit the scope of the Bevill Amendment, as the
Court of Appeals suggests, it would have done so
explicitly.

The statutory language of the Bevill Amendment
is clear: before EPA may impose any of the require-
ments of Subtitle C, which includes the section 3004(u)
corrective action rules, on Bevill wastes, the Agency
must comply with the special review requirements es-
tablished by the Bevill Amendment. The Court of
Appeals was concerned that petitioners’ view of the
relationship between the Bevill Amendment and sec-
tion 3004(u) would “‘elevate’”’ Bevill wastes “‘to a priv-
ileged position above all other nonhazardous solid
wastes.’ The explicit goal of the Bevill Amendment
is to place Bevill wastes in a special position vis-a-
vis other solid wastes, 1.e., the Amendment plainly
states that the solid wastes it covers shall not be
regulated under Subtitle C unless such regulation is
found to be warranted, after specified factors have
been considered in a special study.™

31 42 U.S.C. § 6921(bX3\A) (emphasis added).
82 42 U.S.C. § 6921(bX3XC) (emphasis added).
33 AISI v. EPA, 886 F.2d at 395-96; App. at 8a.

* The Court of Appeals also stated that the Bevill process
would be “‘logically irrelevant” to the decision on imposition of
corrective action requirements. AISI v. EPA, 886 F.2d at 395;
App. at 7a. The appellate court is wrong. An analysis of the

eet

14

The Chevron decision applies with particular force
in cases involving RCRA, which as the Court of
Appeals has observed, is a statute characterized by
“definitional specificity of the first order.’’* A court
may not, under the guise of statutory interpretation,
usurp Congress’ legislative powers and insert words
or phrases into statutory language that alter the stat-
ute’s meaning. Here, the Court of Appeals has leg-
islated in just such a manner, and in so doing has
deprived petitioners of their right to a formal Reg-
ulatory Determination whether the most onerous of
Subtitle C requirements are warranted for their
wastes.

B. Section 3004(x) Of The 1984 RCRA Amendments Con-
firms That The Court Of Appeals Has Violated The
Plain Language Of The Bevill Amendment

Section 3004(x) of RCRA, which was enacted in
1984 along with section 3004(u), confirms that the
Bevill Amendment extends to Subtitle C in its en-
tirety. It also demonstrates that the Court of Appeals’
decision makes no sense.

Section 3004(x) provides that “‘i]f [a Bevill waste]
is subject to regulation under this subchapter’’ (i.e.,
Subtitle C), EPA may then modify certain Subtitle C
requirements, including section 3004(u), to take into
account the ‘‘special characteristics” of those wastes,
the ‘practical difficulties associated with implemen-

enormous costs of corrective action for the large volumes of
Bevill wastes goes to the very heart of the Bevill Amendment.

35 American Mining Congress v. United States Environmental
Protection Agency, 824 F.2d 1177, 1189 (D.C. Cir. 1987).

% United States v. Temple, 105 U.S. 97, 98 (1881).

15

tation of such requirements,” as well as other fac-
tors.*"

If the Court of Appeals is correct that the Bevill
Amendment does not encompass section 3004(u), there
would have been no reason for the conditional lan-
guage at the beginning of section 3004(x), because
section 3004(u) would have applied automatically to
Bevill wastes. Congress included the introductory
clause of section 3004(x), which delays the trigger
date of section 3004(x) until some future time, be-
cause it recognized that a Bevill study and Regulatory
Determination still needed to be completed before
these wastes could be subject to any of the new
HSWA requirements mentioned in section 3004(x), in-
cluding section 3004(u).

The Court of Appeals recognized the difficulty of
reconciling its interpretation of the Bevill Amendment
with the plain language in section 3004(x). Therefore,
in an effort to “‘make[ ] sense’’®* of section 3004(x),
the Court of Appeals put forth, swa sponte, a novel
and erroneous interpretation of section 3004(x) that
fails to give effect to the plain language of that pro-
vision. Specifically, the Court of Appeals stated that
“to the extent that EPA imposes special § 3004(u)
controls on hazardous wastes and classifies Bevill
wastes as such, § 3004(x) allows the Agency to adjust
the regulations to the special features of Bevill

37 42 U.S.C. § 6924(x). As the Court of Appeals recently noted,
Congress made section 3004(x) relief available only ‘‘in the event
that the Agency chose to regulate [Bevill wastes] under Subtitle
C.” EDF v. EPA I, 852 F.2d at 1815 (emphasis in original).

88 AISI v. EPA, 886 F.2d at 396; App. at 8a.

16

wastes.’ Section 3004(x), however, does not limit
EPA’s modification authority to any ‘‘special’’ section
3004(u) controls that might be imposed on Bevill
wastes. Instead, section 3004(x) authorizes EPA to
modify the requirements of section 3004(u)—without
limitation—if Bevill wastes become subject to regu-
lation under Subtitle C. Once again, the Court of
Appeals failed to give effect to the plain language of
the statute.*

The plain language of the Bevill Amendment and
section 3004(x) requires that before Bevill wastes can
be regulated under any provision of Subtitle C, those
wastes must be studied, and EPA must make a Reg-
ulatory Determination whether such controls, and the
costs associated with them, are warranted. In the
event that EPA then chooses to regulate Bevill wastes

3° Jd. (emphasis in original). EPA did not advance or embrace
this interpretation in the proceeding below; and the Agency has
not adopted it since the Court of Appeals’ decision.

* Moreover, the Court of Appeals failed to proffer any support
for its hypothesis that Congress intended that EPA develop two
separate tiers of corrective action requirements under section
3004(u). This is not surprising, because nothing in the statute
or its legislative history suggests that Congress envisioned sep-
arate tiers of section 3004(u) corrective action requirements for
hazardous and non-hazardous solid wastes.

EPA apparently believes that there is no basis for establishing
different levels of section 3004(u) corrective action requirements.
The Agency has stated that ‘‘[flrom a legal standpoint, neither
the language of § 3004(u) nor the legislative history to the stat-
ute indicate that non-hazardous wastes should be handled in a
different manner than hazardous wastes.’’ Options Paper: De-
velopment of a Regulatory Program for Corrective Action Under
Section 3004(u), attached to Memorandum from J. Winston Por-
ter, Assistant Administrator, Office of Solid Waste and Emer-
gency Response (Jan. 8, 1987); App. at 65a.

« cet le Dwr tall

17

under Subtitle C, the Agency may modify certain Sub-
title C requirements pursuant to section 3004(x). Un-
fortunately, the Court of Appeals ignored the plain
language of the statute and decided that EPA need
not comply with the clear Bevill Amendment require-
ments set forth by Congress. This Court should grant
this Petition to ensure that the Agency complies with
those requirements so that the mining, utility, and
cement kiln industries will not be subject to the enor-
mous costs of section 3004(u) of Subtitle C unless

EPA determines that doing so is warranted.

II. THE PETITION FOR CERTIORARI SHOULD BE
GRANTED BECAUSE THE DECISION BELOW EVIS-
CERATES THE SPECIAL REGULATORY APPROACH
THAT CONGRESS ESTABLISHED AS AN ESSENTIAL
SAFEGUARD AGAINST UNNECESSARY OR INAPPRO-
PRIATE REGULATION OF IMPORTANT INDUSTRIES
A. The Court Of Appeals’ Decision Exposes Bevill

Industries To Devastating Economic Burdens
Without The Congressionally Required Regula-
tory Determination That Those Burdens Are War-
ranted

Congress’ goal in enacting the Bevill Amendment
was “‘to relieve the mining [utility, and cement kiln]
industries of the onerous economic burden of strin-
gent Subtitle C controls if at all possible.’’*! The leg-
islative history is replete with testimonials regarding
the importance to the United States economy of the
industries covered by the Bevill Amendment and
expressions of concern over “‘the potential for dis-
ruptive economic impacts’’ if the wastes from those
industries are subject to regulation under Subtitle C.*

“ EDF v. EPA I, 852 F.2d at 1315.
“52 Fed. Reg. at 45,790, App. at 60a; 125 Cong. Rec. 13,244-

18

Accordingly, the Bevill Amendment was carefully
crafted so that EPA could not impose any Subtitle
C requirements on Bevill wastes without studying the
wastes, reporting the results to Congress, holding
public hearings, evaluating public comments, and
making a formal Regulatory Determination that such
regulation is warranted. Throughout this special proc-
ess, EPA was directed to consider a variety of fac-
tors, including economics, which ordinarily play no
role in EPA’s Subtitle C regulatory program.*

The decision below, however, circumvents the
Congressionally mandated Bevill process and auto-
matically subjects Bevill wastes to section 3004(u) cor-
rective action requirements, the single most costly
component of the Subtitle C regulatory program.
Those requirements will have a much greater eco-
nomic impact on the mining, utility, and cement kiln
industries than all other Subtitle C requirements com-
bined. EPA has estimated that the Subtitle C cor-
rective action requirements could cost as much as $1.8
billion annually at industrial and manufacturing waste
sites, compared to $3(0 million annually for a total
of 11 other key HSWA regulatory requirements under
Subtitle C.“ EPA acknowledges that the cost of com-
plying with Subtitle C corrective action is potentially
“very high.”” For example, in the utility industry, EPA
estimates that the cost of compliance can, under some
circumstances, reach $2 billion per power plant.** Un-

45 (1979) (remarks of Sen. Huddleston), App. at 39a; 126 Cong.
Rec. 3361-65 (1980) (remarks of Reps. Bevill, Findley, Rahall,
Williams, and Staggers), App. at 4la.

* See EDF v. EPA I, 852 F.2d at 1315.
“50 Fed. Reg. 28,702, 28,742 (1985); App. at 47a.
* See EPA Report to Congress: Wastes from the Combustion

oo

19

der the Court of Appeals’ ruling, these devastating
economic burdens will be imposed on the mining, util-
ity, and cement kiln industries without a prior de-
termination that they are warranted, as required by
the Bevill Amendment.“
B. The Court Of Appeals’ Decision Eviscerates EPA’s Reg-
ulatory Determination That Mining Industry Extraction
And Beneficiation Wastes Should Not Be Subject To

Corrective Action Requirements Under Subtitle C Of
RCRA

The decision of the Court of Appeals has an es-
pecially perverse effect on extraction and beneficia-
tion wastes from the mining industry. On July 3,
1986, after completing the Bevill Amendment process,
EPA determined that extraction and beneficiation
wastes, which total between 1.3 and 2 billion metric

of Coal by Electric Utility Power Plants, 6-19 to 6-20, 6-44
(1988), Exec. Commun. No. 3113, 134 Cong. Rec. H827 (daily
ed. Mar. 10, 1988); App. at 62a.

“ The Court of Appeals asserted that “‘[sjection 3004(u)... in
no way implicates the concern that gave rise to [the Bevill
Amendment]: the disruption that would follow if the wastes were
improvidently classified as hazardous.’’ AJSJ v. EPA, 886 F.2d
at 395; App. at 6a. That assertion makes no sense. It would be
inconsistent for Congress to have been concerned about the dis-
ruptive effects of ‘“improvidently’’ classifying Bevill wastes as
hazardous wastes and also be insensitive to the disruption that
would follow if Bevill wastes were regulated under section
3004(u). Because the potential costs of compliance with section
3004(u) for Bevill wastes dwarf the costs of compliance with al!
other Subtitle C requirements, the Court’s holding that section
3004(u) requirements can apply immediately to Bevill wastes
essentially repeals the Bevill Amendment by implication. Any
such implied repeal of previously enacted statutory provisions is
strongly disfavored. See Morton v. Mancari, 417 U.S. 535, 549-
50 (1974); 1A Sutherland, Statutory Construction § 23.09, at 331
(4th ed. 1985).

‘—

20

tons each year,*? should not be subject to Subtitle C
regulation, including corrective action requirements
under section 3004(u).% EPA intends instead to de-
velop a separate, tailored regulatory program for ex-
traction and beneficiation wastes under Subtitle D of
RCRA.* EPA, in fact, has already begun developing
a regulatory program under Subtitle D for extraction
and beneficiation wastes, which includes corrective ac-
tion requirements that are more flexible than under
Subtitle C.° The Subtitle D program is currently
scheduled to be formally proposed in April 1991."

‘751 Fed. Reg. at 24,497; App. at 49a. EPA estimates the
accumulated volume of extraction and beneficiation wastes to be
approximately 50 billion metric tons. Jd. Some individual mining
operations generate more wastes than other entire industries.
Id. at 24,498; App. at 49a.

#51 Fed. Reg. at 24,496; App. at 48a. EPA’s Regulatory
Determination for extraction and beneficiation wastes explicitly
addressed the issue of corrective action under section 3004(u).
For example, the Agency determined that, if extraction and
beneficiation wastes were subjected to Subtitle C regulation,
approximately 60 percent of the costs of such regulation could
be attributed to “‘waste[s] accumulated from past production,”
id. at 24,498, App. at 50a, which are beyond the reach of any
Subtitle C requirements other than section 3004(u) corrective
action. EPA also considered but decided against modifying the
section 3004(u) corrective action requirements for ‘continuing
releases at permitted facilities.’’ Jd. at 24,500; App. at 54a-55a.

* 51 Fed. Reg. at 24,501; App. at 56a.

%® See e.g., U.S. EPA, Outline of RCRA Subtitle D Mining
Waste Strawman (May 31, 1988 draft), attached to Letter from
Jeffrey D. Denit, Deputy Director, Office of Solid Waste, to
Roderick T. Dwyer, Senior Counsel, American Mining Congress
(June 1, 1988); App. at 66a.

5154 Fed. Reg. 45,272, 45,313-14 (1989).

21

The decision of the Court of Appeals, however, ev-
iscerates EPA’s 1986 Regulatory Determination and
subjects extraction and beneficiation wastes to the
most costly component of the Subtitle C program even
though EPA has already decided that Subtitle C con-
trols and costs are not warranted for those wastes.
In this way, the Court of Appeals once again violated
the plain language and purpose of the Bevill Amend-

ment.

CONCLUSION

Because the decision of the Court of Appeals vio-
lates the plain language of RCRA and eviscerates the
special regulatory approach that Congress viewed as
an essential safeguard against unwarranted regulation
of the mining, utility, and cement kiln industries, this
Petition for Certiorari should be granted.

Of Counsel:

EDWARD M. GREEN, ESQ.
Chief Counsel

RODERICK T. DWYER, Esq.
Senior Counsel

AMERICAN MINING CONGRESS

1920 N Street, N.W., Suite 300

Washington, D.C. 20036

(202) 861-2800

March 27, 1990

Respectfully submitted,

JOHN N. HANSON, Esq.
Counsel of Record

DONALD J. PATTERSON, JR., ESQ.

AARON H. GOLDBERG, ESQ.

BEVERIDGE & DIAMOND, P.C.

1350 I Street, N.W., Suite 700

Washington, D.C. 20005

(202) 789-6000

Attorneys for Petitioner
American Mining Congress

JEREMIAH J. JEWETT, III, Esq.
McGUIRE, Woops, BATTLE

& BOOTHE
One James Center
Richmond, Virginia 23219
(804) 774-1005

Attorney for Petitioner
Solite Corporation

APPENDIX

INDEX TO APPENDICES

Page
APPENDIX A: THE CASE BELOW
1. American Iron and Steel Institute v. United
States Environmental Protection Agency, 886
Fe Se is Ge ID sukeweicesnenecscsnnseasees la
2. Order Denying Rehearing. ......................0006 27a
3. Order Denying Rehearing En Banc ............ 28a

APPENDIX B: THE RESOURCE CONSERVATION
AND RECOVERY ACT

1. Section 3001(a), (b); 42 U.S.C. § 6921(a), (b) . 30a
2. Section 3004(u), (x); 42 U.S.C. § 6924(u), (x) . 32a
3. Section 8002(f), (n), (0), (p); 42 U.S.C.

I I I inca iccaiendinmnnqnomeniens 33a
APPENDIX C: LEGISLATIVE HISTORY
1. 125 Cong. Rec. 13,244 (1979) ..................... 39a
2. 126 Cong. Rec. 3361 (1980) .....................6+. 4la
APPENDIX D: FEDERAL REGISTER NOTICES
1. 50 Fed. Reg. 28,702 (1985) ....................000+. 46a
2. 51 Fed. Reg. 24,496 (1986) ................cccssseee 48a
3. 52 Fed. Reg. 45,788 (1987) ...................cse0. 58a

APPENDIX E: MISCELLANEOUS

1. EPA Report To Congress: Wastes From The
Combustion Of Coal By Electric Utility Power

IE DEED - Sevsnnncccceresveensbseentanveserss 6la
2. Options Paper: Development Of A Regulatory Pro-
gram For Corrective Action Under § 3004(u) .... 63a

3. U.S. EPA, Outline Of RCRA Subtitle D Mining
Waste Strawman (May 31, 1988 Draft) ........... 66a

la

UNITED STATES COURT OF APPEALS,
DISTRICT OF COLUMBIA CIRCUIT.

Nos. 88-1155, 88-1156, 88-1158, 88-1165,
88-1168 and 88-1169.

| AMERICAN IRON AND STEEL INSTITUTE,
| Petitioner,
v.

U.S. ENVIRONMENTAL PROTECTION AGENCY,
Respondent,

American Petroleum Institute, Edison
Electric Institute, et al.,
Intervenors.

Argued May 16, 1989.
Decided Sept. 22, 1989.

Before MIKVA and WILLIAMS, Circuit Judges, and
WILL,”* District Judge for the Northern District of Illinois.

Opinion for the court filed by Circuit Judge WILLIAMS.
STEPHEN F. WILLIAMS, Circuit Judge:

The Resource Conservation and Recovery Act (‘““RCRA”’),
Pub.L. No. 94-580, 90 Stat. 2795 (1976), created in its
Subtitle C a system for control over the treatment, storage
and disposal of hazardous wastes. RCRA §§ 3001-13, 42
. U.S.C. §§ 6921-34 (1982) (current version at 42 U.S.C.
§§ 6921-39a (1982 & Supp. IV 1986); see also RCRA
§ 1004(5), 42 U.S.C. § 6903(5) (1982) (defining ‘hazardous

ND os St a

* Sitting by designation pursuant to 28 U.S.C. § 294(d).

2a

waste’’). While invariably described as a “‘cradle-to-grave”’
system, it in fact reaches (as we shall see) well beyond
the grave. It required owners and operators of hazardous
waste treatment, storage and disposal facilities, here gen-
erally referred to simply as facilities or treatment facilities,
to secure operating permits from the Environmental Pro-
tection Agency, RCRA §§ 3004-05; 42 U.S.C. §§ 6924-25
(1982), or from a state holding EPA authorization to issue
permits, RCRA § 3006(b), 42 U.S.C. § 6926(b) (1982). In
addition, RCRA Subtitle D established a regulatory pro-
gram for nonhazardous solid wastes, with primary enforce-
ment by the states. RCRA § 4001-09; 42 U.S.C. §§ 6941-
49 (current version at RCRA §§ 4001-10, 42 U.S.C. § 6941-
49a (1982 & Supp. IV 1986)'). See generally United Tech-
nologies Corp. v. EPA, $21 F.2d 714 (D.C.Cir.1987); En-
vironmental Defense Fund v. EPA, 852 F.2d 1309, 1310-
11 (D.C.Cir.1988).

As originally enacted, RCRA ‘‘did not require permittees
to take significant remedial action to correct past mis-
management of hazardous waste.” United Technologies, 821
F.2d at 717. In 1984 Congress decisively changed that
focus with the Hazardous and Solid Waste Amendments
(““HSWA’’), Pub.L. No. 98-616, 98 Stat. 3224 (1984). This
greatly increased EPA’s authority to require corrective
action, even for releases that occurred before the HSWA
was enacted.

In 1985 EPA adopted a somewhat skeletal set of reg-
ulations, implementing the HSWA in terms that largely
tracked the statutory language. First Codification Rule,
50 Fed.Reg. 28,702 (July 15, 1985). Under attack here is
its 1987 Final Second Codification Rule, 52 Fed.Red.
45,788 (Dec. 1, 1987), which adds critical detail to the
earlier work, and, in the judgment of petitioners and in-

RCRA has been heavily amended since 1980. Henceforth we omit
citations to later amendments when the context makes it clear that we
are discussing the original statute.

ee

a at eS ee

3a

tervenors, goes well beyond EPA’s statutory authority.
Our jurisdiction to review the EPA’s regulations flows
from RCRA § 7006(a), 42 U.S.C. § 6976(a) (1982). We will
not try to summarize our holding here, as it is almost
impossible to state the issues intelligibly without more de-
tail than a summary could reasonably bear.

I. BEVILL-BENTSEN WASTES

Many petitioners attack the regulations for their inclu-
sion of so-called Bevill-Bentsen wastes among those subject
to corrective action. We reject the claim. We read the
Bevill-Bentsen provisions as intended merely to protect
such wastes from undue burdens that might flow from
their being overhastily classified as hazardous wastes;
petitioners’ reading of the statute would immunize them
from burdens concededly imposed by Congress on non-
hazardous wastes.

Congress in October 1980 adopted the Bevill and Bent-
sen amendments as part of the Solid Waste Disposal Act
Amendments of 1980, Pub.L. No. 96-482, 94 Stat. 2334
(1980). The Bevill amendment, RCRA § 3001(b\X3), 42
U.S.C. § 6921(bX3) (1982), exempted particular mining in-
dustry wastes—now known as Bevill wastes—from the haz-
ardous waste controls in RCRA Subtitle C, pending further
study by EPA as to their environmental and health effects
and a possible determination by EPA as to whether to
apply Subtitle C or not. The exemption takes the form of
providing that

Notwithstanding [provisions authorizing the EPA to
identify hazardous wastes to be subject to subtitle C
regulation], each [Bevill] waste listed below shall ...
be subject only to regulation under other applicable
provisions of Federal or State law in lieu of this sub-
chapter. ...

42 U.S.C. § 6921(bX3\ A). The Bentsen amendment, RCRA
§§ 3001(bK2\K A), (C), 8002(m), 42 U.S.C. §§ 6921(b\2\A),

4a

(C), 6982(m) (1982), gave a similar exemption to oil, gas
and geothermal production wastes—Bentsen wastes—ex-
cept that if EPA determined that Subtitle C regulations
were warranted, it was only to transmit them to Congress
for possible adoption. RCRA § 3001(b\K2XC), 42 U.S.C.
§ 6921(bK2\C) (1982). See generally Environmental Defense
Fund v. EPA, 852 F.2d at 1314-15; Environmental Defense
Fund v. EPA, 852 F.2d 1316, 1318-20 (D.C. Cir.1988).

When the EPA conducted the regulatory determinations
required by the two amendments, it decided (with an ex-
ception) that both types of wastes should be regulated only
as Subtitle D nonhazardous solid wastes. See 53 Fed.Reg.
25,446 (July 6, 1988) (Bentsen waste determination); cf.
Alaska Center for the Environment v. Reilly, No. 88-1715,
Order (D.C.Cir. Apr. 27, 1989) (dismissing challenge to
Bentsen determination) pet. for reh’g filed June 12, 1989;
Environmental Defense Fund v. EPA, 852 F.2d 1309
(D.C.Cir.1988) (upholding EPA decision regarding extrac-
tion and beneficiation mining wastes); Environmental De-
fense Fund v. EPA, 852 F.2d 1316 (D.C.Cir.1988) (ordering
EPA to come to decision on mining processing wastes);
American Mining Congress v. EPA, No. 88-1835, et al.
(D.C.Cir. filed Nov. 29, 1988) (challenge to later EPA de-
cision to list certain processing wastes as hazardous
wastes).

The issue is whether these wastes are reached by
§ 3004(u) of RCRA, the source of EPA’s authority to re-
quire corrective action:

Standards promulgated under this section [RCRA
§ 3004, 42 U.S.C. § 6924] shall require, and a permit
issued after November 8, 1984, by the Administrator
or a State shall require, corrective action for all re-
leases of hazardous waste or constituents from any
solid waste management unit at a treatment, storage,
or disposal facility seeking a permit under this sub-

ee ee ern ee Eee ee el ee ot ee

chapter, regardless of the time at which waste was
placed in such unit....

RCRA § 3004(u), 42 U.S.C. § 6924(u) (Supp. IV 1986) (em-
phasis added).

The Final Second Codification Rule allows the agency
to require sampling and study to determine the risk of
release of hazardous wastes or constituents, see 52
Fed.Reg. 45,788, 45,799, codified at 40 CFR § 270.14(d),
and to require appropriate corrective action, see id. at
§ 264.101. As § 3004(u) states, any solid waste manage-
ment unit (“SWMU’’) at a facility seeking a permit is
susceptible to these requirements, and the preamble to the
Final Second Codification Rule specifies that such units
are not exempt merely because Bevill-Bentsen wastes are
the only possible source of hazardous constituents. The
preamble states explicitly that EPA intends to exercise its
§ 3004(u) authority ‘‘on a case-by-case basis, writing permit
conditions to require monitoring (or modeling) for any me-
dia [sic] where it finds that a SWMU is likely to release
hazardous constituents that pose a threat to human health
and the environment.” 52 Fed.Reg. at 45,789/2. In con-
firming that this coverage encompasses Bevill-Bentsen
wastes, the EPA stressed that § 3004(u) called for clean-
up not only of hazardous ‘‘wastes’’ but also of hazardous
“constituents.” Id. at 45,790/1. It noted that the com-
menter asserting exemption of Bevill-Bentsen wastes had
conceded that the section covered nonhazardous solid
wastes, id.; counsel confirmed the concession at oral ar-
gument. Thus the issue boils down to whether the ex-
empting language is powerful enough to afford Bevill-
Bentsen wastes a uniquely privileged position, free from
corrective action requirements imposed on all other non-
hazardous solid wastes generally regulated exclusively un-
der Subtitle D.

It is quite true that the Bevill-Bentsen amendments al-
low regulation of the affected wastes only ‘‘in lieu of”

6a

Subtitle C. See RCRA §3001(bX3XA), 42 U.S.C.
§ 6921(bX3KA) (1982) (Bevill); RCRA § 3001(bX2,A), 42
U.S.C. § 6921(bX2\A) (1982) (Bentsen). As § 3004(u) is the
sole basis for EPA’s corrective action requirement, and is
indisputably located within Subtitle C, the linguistic case
for exemption from corrective action is quite powerful.

We must at the outset reject one device by which the
EPA proposes to defeat this claim. It suggests that be-
cause the HSWA added § 3000(u) only in 1984, that section
logically falls outside the Bevill-Bentsen amendments’ cross-
references to Subtitle C. The argument seems palpably
defective. If Congress exempts wastes from Subtitle C
regulation, and then adds to Subtitle C, the normal un-
derstanding would be that the exemption covers the ad-
ditions.

We note, however, that the language of § 3004(u), re-
quiring “‘corrective action for all releases of hazardous
waste or constituents from any solid waste management
unit at a... facility seeking a permit,” sweeps far more
broadly than the rest of Subtitle C, with its focus on
hazardous waste. Moreover, the House Report explaining
§ 3004(u) not only focuses entirely on release of hazardous
constituents, see H.R. Rep. 98-198, 98th Cong., 2d Sess.,
Pt. I, at 60, reprinted in 1984 U.S. Code Cong. & Ad-
min.News 5576, 5619, but explains that the section calls
on the Administrator ‘‘to examine all units at the facility
from which hazardous constituents might migrate, irre-
spective of whether the units were intended for the man-
agement of solid and/or hazardous wastes,’’ id. Section
3004(u)’s focus on possible release of hazardous constitu-
ents, regardless of the absence of hazardous waste, sug-
gests to us that it in no way implicates the concern that
gave rise to Bevill-Bentsen: the disruption that would fol-
low if the wastes were improvidently classified as hazard-
ous.

ee ee ee ee ee

7a

Both the structure of the regulatory scheme and the
legislative history of the Bevill-Bentsen amendments in-
dicate that it was regulation of those wastes as hazardous
wastes that Congress sought to restrict. The amendments
establish a special process by which the EPA is to ascer-
tain, for sure, whether the wastes are truly hazardous. As
all nonhazardous wastes are subject to corrective action
requirements under § 3004(u), the study seems logically
irrelevant to their imposition on Bevill-Bentsen wastes.

Moreover, the EPA and the joint petitioners agree that
the amendments arose out of the apparent imminence of
the wastes’ being regulated as subtitle C hazardous wastes
in EPA’s May 1980 Phase I Interim Status Standards, 45
Fed.Reg. 33,084. See Joint Brief of Petitioners and In-
tervenors at 26 n. 21; Brief for Respondent at 10; see also
45 Fed.Reg. at 33,089 (EPA statement that 40 CFR
§ 261.4(b) will temporarily exclude Bevill-Bentsen wastes
pending congressional action). Naturally enough, the floor
discussion of the amendments stressed concern over their
regulation has hazardous wastes. Representative Bevill, for
example, explained that he knew of no evidence that the
wastes “ever presented a ‘substantial-hazard to human
health or the environment,’ the statutory standard for reg-
ulation as a hazardous waste.’ 126 Cong.Rec. 3361 (1980).
See also 125 Cong.Rec. 13,242/1 (1979) (remarks of Sen.
Randolph); id. at 13,244/2 (remarks of Sen. Bentsen); id.
at 33,849/2-3 (remarks of Rep. Frost). Although petitioners
call our attention to occasions on which sponsors spoke of
the amendments as generally deferring ‘‘regulation”’ of the
wastes, see 126 Cong.Rec. 3361/1, 3362/1 (1980) (remarks
of Rep. Bevill), these appear amid more precise articula-
tions of the goal as seeking to defer their regulation as
hazardous wastes.

Petitioners’ proposed interpretation of the amendments
and § 3004(u) would lead to bizarre results. Not only would
it make the imposition of corrective action requirements
depend upon the outcome of a logically irrelevant inquiry,

8a

but it would elevate Bevill-Bentsen wastes to a privileged
position above all other nonhazardous solid wastes. Yet
petitioners neither suggest a reason for such an elevation,
nor point to any given by the amendments’ sponsors. We
read the amendments as giving Bevill-Bentsen wastes an
exemption only from regulation as hazardous waste.

Petitioners also point, at least as far as Bevill wastes
are concerned, to RCRA § 3004(x):

If ([Bevill waste] ... is subject to regulation under
this subchapter [Subtitle C], the Administrator is au-
thorized to modify the requirements of subsections (c),
(d), (e), (f), (g), (0), and (u) of this section and section
6925(j) of this title, in the case of landfills or surface
impoundments receiving such solid waste, to take into
account the special characteristics of such wastes, the
practical difficulties associated with implementation of
such requirements, and site-specific characteristics, in-
cluding but not limited to the climate, geology, hy-
drology and soil chemistry at the site, so long as such
modified requirements assure protection of human
health and the environment.

RCRA §3004(x), 42 U.S.C. §6924(x) (Supp. IV 1986).
Petitioners argue that the inclusion of subsection (u) among
the provisions as to which Bevill wastes should receive
special consideration, if they should be subjected to Sub-
title C regulation generally, must reflect an assumption
they will be exempt from § 3004(u) unless EPA makes the
affirmative decisions required under the amendment. But
§ 3004(x)also makes sense under our reading of § 3004(u):
to the extent that EPA imposes special § 3004(u) controls
on hazardous wastes and classifies Bevill wastes as such,
§ 3004(x) allows the agency to adjust the regulations to
the special features of Bevill wastes.

Accordingly, we reject petitioners’ claim that the Bevill-
Bentsen amendments exempt those wastes from the cor-

9a

rective action requirements that § 3004(u) authorizes for
nonhazardous wastes.

II. INCLUSION OF OWNER/OPERATORS SEEKING “‘POST-
CLOSURE” PERMITS OR “PERMITS-BY-RULE”’

Section 3004(u), it will be recalled, authorized corrective
action requirements for units at a ‘‘treatment, storage or
disposal facility seeking a permit under [subchapter C].’”
The next two claims contest the EPA’s interpretation of
what behavior constitutes “seeking a permit’ giving rise
to a duty to take corrective action.

First, petitioner American Iron and Steel Institute and
intervenor American Petroleum Institute challenge the
EPA’s view, expressed in the Final Second Codification
Rule, 52 Fed.Reg. at 45,794/2-95/1, that the corrective
action requirement covers facilities seeking ‘‘post-closure”’
permits as well as those seeking operating permits.

Second, petitioner Inland Steel Company contests the
EPA’s decision that the corrective action requirement ex-
tends to owner/operators of underground injection wells
who receive one type of what are called “‘permits-by-rule’’—
in this case, permits issued under the underground injec-
tion control (‘“‘UIC’’) program of the Safe Drinking Water
Act, 42 U.S.C. §§ 300f-300j-11 (1982 & Supp. IV 1986).
The EPA deems such a permit to be a RCRA permit if
the owner-operator has complied with RCRA regulatory
requirements for wells injecting hazardous waste. See 52
Fed. Reg. at 45,791-92; see also 40 CFR § 270.60(b) (1988).

The EPA’s three-part reply to both these challenges is
(1) that they have already been adjudicated by this court
in United Technologies v. EPA, 821 F.2d 714, 724-25

* Thus units with Bevill-Bentsen wastes are subject to corrective ac-
tion under part I of this decision only if they are at a facility that
requires a subchapter C permit. See First Codification Rule, 50 Fed.Reg.
at 28,712/2.

10a

(D.C.Cir.1987), (2) that this court lacks jurisdiction because
the claims are out of time, and (3) that petitioners are
substantively mistaken. We find the first procedural ob-
jection correct as to the first claim (post-closure permits)
and the second correct as to both. Accordingly we do not
reach the merits.

Issue Preclusion

Petitioners acknowledge that in United Technologies the
American Iron and Steel Institute and the American Pe-
troleum Institute raised both these issues. Moreover, as
the number of pages in their briefs testifies, the claims
were scarcely an incidental part of their challenge to the
First Codification Rule. See Joint Brief of Industry
Petitioners and Intervenors at 37-44 and Joint Reply Brief
of Industry Petitioners and Intervenors at 16-19, United
Technologies v. EPA, 821 F.2d 714 (D.C. Cir.1987) (Nos.
85-1654 et al.). Inland Steel Company, however, was not
a party to that suit. Thus, the doctrine of issue preclusion
plainly cannot bar its claim here—the permit-by-rule con-
tention.

Our opinion in United Technologies makes only two ref-
erences that could relate to either issue, but the outcome
of the decision makes clear the court rejected both con-
tentions. One possible reference came at the start of the
opinion, where we stated that

[b]ased on our careful review of the Final Rule, and
the arguments advanced by the parties, we conclude
that the regulations promulgated by the EPA are, for
the most part, reasonable and consistent with the 1984
Amendments. There is one aspect of the Final Rule,
however, that is inconsistent with the plain meaning
of the 1984 Amendments.

821 F.2d at 716 (italics in original). The ‘‘one aspect’’
concerned a matter unrelated to the two issues here. See
821 F.2d at 723-24.

lla

The second, and unambiguous, reference to the permit
issues came when we summarized our opinion as follows:
“The various petitioners have raised a host of objections
to the EPA’s Final Rule. For the most part, we find these
objections to be without merit.”” Jd. at 725. While the
comment was brief, the outcome of the case—denial of all
relief except as to a clearly unrelated issue—necessarily
constituted a rejection of the claims as to both post-closure
permits and permits by rule. See Restatement (Second) of
Judgments § 27 (1982) (“fwJhen an issue of ... law is
actually litigated and determined ... and the determina-
tion is essential to the judgment, the determination is con-
clusive in a subsequent action between the parties’). Even
in the absence of any opinion a judgment bars relitigation
of an issue necessary to the judgment, see National Clas-
sification Committee v. United States, 765 F.2d 164, 171
(D.C.Cir.1985), so it is plain that the adjudicator’s silence
on the issue is relevant only insofar as it may tend to
obscure whether the issue was truly litigated. Thus the
American Iron and Steel Institute and the American Pe-
troleum Institute have had their day in court on both
issues.

Subject Matter Jurisdiction

Our decision in United Technologies does not preclude
Inland Steel’s petition regarding permits by rule, however,
as Inland was not a party to the earlier proceeding nor
in privity with any party. But Inland, and indeed the other
claimants here, encounter a further obstacle, RCRA
§ 7006(aX1)’s requirement that petitions for review of the
EPA’s regulations be filed within 90 days. 42 U.S.C.
§ 6976(aX1) (1982).

The EPA first set out its understanding of the correc-
tive action authority in its First Codification Rule, 50
Fed.Reg. 28,702, 28,711/3-12/1 (post-closure permits),
28,715/2 (permits by rule) (July 15, 1985). Thus the time
bar would normally be understood to have closed off any

12a

challenge by October 1985. Petitioners, however, rely on
Ohio v. EPA, 838 F.2d 1325, 1328-29 (D.C.Cir.1988), under
which the time for seeking review starts fresh at repro-
mulgation if an agency reopens the issue by holding out
the unchanged section as a proposed regulation, offering
an explanation for its language, soliciting comments on its
substance, and responding to the comments in promulgat-
ing the regulation in its final form. Jd. at 1328; see also
Colorado Interstate Gas Co. v. FERC, 850 F.2d 769, 772
(D.C.Cir.1988) (formal reconsideration by agency); Associ-
ation of American Railroads v. ICC, 846 F.2d 1465, 1473
(D.C.Cir.1988) (agency announcement that it sought to har-
monize inconsistent regulations).

Here the EPA mentioned its treatment of post-closure
permits and permits by rule in the preamble of its Pro-
posed Second Codification Rule, 51 Fed.Reg. at 10,715/3-
16/1 (post-closure permits), 10,714/1-3 (UIC wells). But no-
where in these pages does the EPA reopen the question
of whether permits by rule or post-closure permits should
be treated as RCRA permits. Instead, the EPA asked for
comments on the specific conditions that it proposed at-
taching to RCRA permits by rule, notably information-
gathering that the agency sought to compel permittees to
conduct, see id. at 10,741/3, and addressed refinements
within the coverage of post-closure permits, see id. at
10,715/3-16/1. The EPA discussion lacked any sustained
attempt to reiterate the reasons it had offered less than
two years earlier. In the Final Second Codification Rule
the EPA noted briefly that it had received comments sug-
gesting that permits for § 3004(u); it responded by stating
that it “‘reaffirmied]’’ its previous position and at most
briefly reiterated its prior reasoning. See 52 Fed. Reg. at
45,792/3-93/1. As to post-closure permits, EPA’s response
focused on other issues. See id. at 45,794/2.

The ‘‘reopening’’ rule of Ohio v. EPA is not a license
for bootstrap procedures by which petitioners can comment
on matters other than those actually at issue, goad an

Se

13a

agency into a reply, and then sue on the grounds that the
agency had re-opened the issue. To so read Ohio v. EPA
would undermine congressional efforts to secure prompt
and final review of agency decisions. We conclude there-
fore that we are without jurisdiction to hear either claim.

II]. THE NATURE OF ‘“‘CLOSURE”’

From 1983 until adoption of the Final Second Codifi-
cation Rule, the EPA’s formal statement of the scope of
the RCRA permit requirement read as follows:

Scope of the RCRA Permit Requirement. RCRA re-
quires a permit for the ‘treatment,’ “‘storage,’’ or
“disposal” of any “hazardous waste’’ as identified or
listed in 40 CFR Part 261.... Owners and operators
of hazardous waste management units must have per-
mits during the active life (including the closure pe-
riod) of the unit, and for any unit which closes after
January 26, 1983, during any post-closure care period
required under § 264.117 [regulations for post-closure
care and use of property, including 30 years of mon-
itoring] and during any compliance period specified
under § 264.96 [‘‘the number of years equal to the
active life of the waste management area (including
any waste management activity prior to permitting,
and the closure period.)’’], including any extension of
the compliance period under § 264.96(c).

40 CFR § 270.1(c) (1986) (emphasis added), 48 Fed.Reg.

14,228, 14,229 (Apr. 1, 1983), amended, 48 Fed.Reg.

30,113, 30,113 (June 30, 1983). Though the rule makes

closure pivotal, it plainly does not define the term nor
reveal when an owner/operator can be said to have ac-
complished it.

In the Final Second Codification Rule the EPA replaced
the above with language carrying a broader reach:

EE

l4a

Scope of the RCRA Permit Requirement. RCRA re-
quires a permit for the “treatment,” “storage,” and
‘disposal’ of any “hazardous waste’’ as identified or
listed in 40 CFR Part 261.... Owners and operators
of hazardous waste management units must have per-
mits during the active life (including the closure pe-
riod) of the unit. Owners or operators of surface
impoundments, landfills, land treatment units, and
waste pile units that received wastes after July 26,
1982, or [1] that certified closure (according to
§ 265.115) after January 26, 1983, must have post-
closure permits, [2] unless they demonstrate closure by
removal as provided under § 270.1(c5) and (6). If a
post-closure permit is required, the permit must ad-
dress applicable Part 264 Groundwater Monitoring,
Unsaturated Zone Monitoring, Corrective Action, and
Post-closure Care Requirements of this chapter. ...

40 CFR § 270.1(c) (1988), 52 Fed.Reg. at 45,798 (emphasis
added).

We now consider two sets of objections to the new
language. One regards the first emphasized passage, which
exempts certain owner/operators only if they certified clo-
sure by January 26, 1983. The other regards the second
emphasized passage, which (through a series of cross ref-
erences) has the effect of exempting owner/operators that
“closed by removal’’ (i.e., by extracting the waste and
shipping it elsewhere) only if their removal satisfied the
part 264 standards, which are far more stringent than the
part 265 “interim status’ standards.

A. Closure by certification v. mere cessation of receipt of
waste.

Several petitioners and intervenors (whom we refer to
simply as petitioners) oppose the revision of § 270.1(c) con-
tained in the Final Second Codifu ‘tion Rule on the
grounds that it was adopted in final form without proper
notice and comment, that the EPA lacked statutory au-

l5a

thority to promulgate the amendment, and that it was
arbitrary and capricious. At issue, in substance, is the
EPA’s imposition of post-closure permitting requirements
on facilities that ceased receiving wastes before July 26,
1982 but failed to certify final closure to the EPA, as set
out in 40 CFR § 265.115, until after January 26, 1983.
We shall call these facilities the ‘‘early cessation-late cert-
ification facilities.” The EPA’s authority to require post-
closure permits from facilities that continued receiving
wastes after the earlier date (‘‘late cessation-late certifi-
cation’’) is not at issue because coverage of late cessation
facilities is explicitly mandated by the HSWA’s addition
of § 3005(i) to RCRA:

Interim status facilities receiving wastes after July
26, 1982.

The standards concerning ground water monitoring,
unsaturated zone monitoring, and corrective action,
which are applicable under section 6924 of this title
[RCRA § 3004] to new landfills, surface impound-
ments, land treatment units, and waste-pile units re-
quired to be permitted under [RCRA § 3005(c)] shall
also apply to any landfill, surface impoundment, land
treatment unit, or waste-pile unit qualifying for the
authorization to operate under [RCRA § 3005(e), re-
garding interim status facilities] which receives haz-
ardous waste after July 26, 1982.

RCRA § 3005(i), 42 U.S.C. § 6925(i) (Supp. IV 1986).

Moreover, the Proposed Second Codification Rules plainly
purported to cover late-cessation facilities, see Proposed
Second Codification Rule, 51 Fed.Reg. 10,706, 10,715/3
(Mar. 28, 1986), so that as to them there can be no claim
of defective notice.

The dates originate with EPA’s Interim Final Rules for
RCRA. 47 Fed.Reg. 32,274 (July 26, 1982). EPA published
these on July 26, 1982 (which we will sometimes refer to

l6a

as ‘‘the earlier date’’), to take effect on January 26, 1983
(sometimes referred to as “‘the later date’’).

Petitioners’ notice and comment argument arises out of
the indisputable point that the Final Second Codification
Rule’s version of § 270.1(c) differed radically from the lan-
guage of the proposed rule. Although the Proposed Second
Codification Rule expanded the post-closure permit re-
quirement to include facilities that continued to receive
waste after the earlier date (late-cessation facilities), 51
Fed.Reg. 10,706, 10,715 (Mar. 28, 1986), it did not discuss
early cessation-late certification facilities. Indeed language
in the preamble to the Proposed Second Codification Rule
suggested that EPA did not believe that the post-closure
permit requirement applied to any facilities that ceased
receiving waste before the earlier date: it stated that its
change was needed because existing rules “subjected such
units to these requirements only if they received waste
after [the later date].’’ Jd. As we will see, petitioners seek
to hold the EPA to this characterization of the status quo
ante. Among EPA’s several replies is the claim that its
1986 statement about the status quo ante was inaccurate
when made, and that the language of the Final Second
Codification Rule, denying relief to early cessation-late
certification facilities, was no more than explicit confir-
mation of the true status quo ante.

As is doubtless apparent by now, closure is an elastic
concept. A considerable period of time may pass between
when a facility ceases to receive waste and when its man-
agement elects to make a certification of closure, as re-
quired under 40 CFR § 265.115 (1988). See, e.g., Brief of
Petitioners Waste Management of North America, Inc. and
Chemical Waste Management, Inc. at 12 (‘‘several years
frequently pass between the last receipt of waste and cert-
ification of closure’). Evidently a substantial number of
facilities received no waste after the earlier date but did
not certify closure until after the later date.

17a

The heart of EPA’s position (or at least of one of its
positions) is that at some time well before the Proposed
Final Second Codification Rule, it had established, as the
true meaning of the then-existing version of 40 CFR
§ 270.1(c), that late-certification facilities were required to
obtain a post-closure permit regardless of when they had
stopped receiving waste. See Final Second Codification
Rule, 52 Fed. Reg. at 45,794/3-95/1 (Dec. 1, 1987). In the
preamble to the final rule, EPA therefore noted its agree-
ment with commentators who viewed the Proposed Second
Codification Rule as having the unintended effect of re-
laxing the post-closure permit requirement for early ces-
sation-late certification facilities. See id. Thus it explained
the final rule’s explicit coverage of early cessation-late
certification facilities as a mere correction of an inad-
vertently created ‘“‘loophole,”’ and observed that ‘“‘the term
‘closure’ in this context has been clarified to mean certi-
fication of closure according to § 265.115.” Id. at 45,795/
1. If indeed 40 CFR § 270.1(c) had by 1986 acquired the
meaning that EPA asserts, then, despite the blunder of
the proposed rule, a simple retreat to the status quo ante
can properly be viewed as a “logical outgrowth” of the
proposed rule. See NRDC v. Thomas, 838 F.2d 1224, 1242-
43 (D.C.Cir.1988). One logical outgrowth of a proposal is
surely, as EPA says, to refrain from taking the proposed
step.

We will spare the reader a review of all the regulatory
product that, in EPA’s view, established the notion that
closure for these purposed meant certification. In fact, at
least to some members of the panel, utterances claimed
by EPA to assert that meaning actually assert or imply
the opposite. Nonetheless, assuming the worst of the pre-
1985 materials, we believe that by 1985, in the First Cod-
ification Rule, EPA did in fact formally adopt the view
it now espouses.

As part of its discussion of the exact issue in question
here—the scope of the post-closure permit requirements—

18a

the EPA stated that “facilities which closed before Jan-
uary 26, 1983, are not required to obtain post-closure per-
mits.” 50 Fed. Reg. at 28,712. In a footnote to that
sentence, the EPA provided what was undoubtedly its cle-
arest definition of closure before the 1987 ‘“‘clarification”’:

It should be noted that ‘closure’ in this context
does not mean simply ceasing to place waste in a
unit. Closure, as a regulatory concept under these
rules, is a proceeding during which EPA determines,
after public review, that the facility has an adequate
closure plan and that the facility implements that plan.
Thus, closure is not complete under the hazardous
waste regulations until a certification of closure has
been given under 40 C.F.R. § 265.115.

Id. at 28,712 n. 14.

A single footnote tucked away in the Federal Register
in minuscule type is far from the best means of giving
notice of an important change in policy. Compare National
Air Transportation Ass’n v. McArtor, 866 F.2d 483, 485
(D.C.Cir.1989) (holding that preamble with misleading bold-
faced headings and summary paragraphs could not provide
constructive notice even though a “thorough and alert
reader” could have deduced its true effects), with Williston
Basin Interstate Pipeline Co. v. FERC, 874 F.2d 834, 836-
37 (D.C.Cir.1989) (holding surcharge exemption contained
in footnote to attachment to pipeline’s effective tariff is
covered by filed rate doctrine). Moreover, as the subjection
of early cessation-late certification facilities to corrective
action requirements cannot rest on the HSWA (§ 3005(i)
addresses only late cessation facilities), petitioners argue
that the footnote did not belong in purported implemen-
tations of HSWA. ‘Petitioners had no reason to look in
a HSWA codification rule for a regulatory change not
based on HSWA.” Reply Brief of Petitioners and Inter-
venors at 22. Indeed, the EPA failed to cite any statutory
or even prior regulatory authority in the footnote.

19a

We are not persuaded by the claim of inadequate notice
of the 1985 clarification. Apart from the First Codification
Rule's focus on the HSWA, petitioners suggest nothing in
its captions, headnotes or other features that would, as in
National Air Transport Ass’n, have erroneously caused an
affected party to put the material down before reaching
the critical passage. And the headnotes’ attention to the
HSWA does not appear deceptive in the present context.
The HSWA was simply a set of amendments of RCRA:
anyone subject to RCRA knew that, as a general matter,
any regulations implementing HSWA necessarily carried
serious risks for him.

Accordingly we accept EPA’s contention that the ex-
plicit definition of closure in its 1987 version of 40 CFR

270.1(c) was indeed no more than a formal restatement
of what it had established no later than 1985, and thus
may be viewed as a logical outgrowth of the proposal to
amend § 270. l(c).

The argument that § 270.1(c) exceeded EPA’s statutory
authority rests essentially on one point: when the EPA,
in the Final Second Codification Rule, 52 Fed.Reg. at
45,794-95, confirmed its 1985 position that closure meant
certification, its only assertion of statutory authority re-
mained the proposed rule’s mention of § 3005(i), see 51
Fed.Reg. at 10,715/3, a reference that was clearly of no
use as it covered only late-cessation facilities.

Although EPA did not cite specific statutes for the post-
closure periait requirement, it did (at 52 Fed.Reg at 45,794/
2) cite passages of the preamble to its Interim Final Rules,
47 Fed.Reg. 32,274, 32,291/3-92/1, 32,336/1 (July 26, 1982),
at which it had rested its post-closure permit requirements
squarely upon RCRA § 3004, 42 U.S.C. § 6924 (renum-
bered RCRA § 3004(a), 42 U.S.C. § 6924(a), after the adop-
tion of the HSWA). This section directs the agency to
establish standards for treatment, storage or disposal of
hazardous waste. In the preamble to the 1982 rules, it had

20a

argued that permits were no more than a devise for tai-
loring the § 3004 standards to the precise specific condi-
tions. Thus EPA may fairly be said to have explicitly,
though indirectly, rested the coverage of late cessation-
late certification units on 42 U.S.C. § 6924(a) (Supp. IV
1986).

Finally, petitioners contend that the amendment of 40
CFR § 270.1(c) was arbitrary and capricious because EPA
failed to justify “its abrupt reversal’’ of the position that
‘‘closure’’ was achieved by a facility’s ceasing to receive
wastes. See Joint Brief of Petitioners and Intervenors at
65-68. Naturally this falls, given our view of the regula-
tion’s history.

We therefore reject the petitioners’ challenge to EPA’s
application of the post-closure permit requirement to fa-
cilities that ceased receiving waste before the earlier date
but certified closure after the late date.

B. “Closure by Removal”’

Certain facilities quite lawfully executed ‘‘closure by re-
moval”’ (i.e., by extraction of the hazardous wastes) under
“interim status’ regulations applicable in 1980-87. Under
the current regulations, EPA rejects this form of closure
as a basis for exemption from corrective action require-
ments, and accepts closure by removal as a basis for ex-
emption only if it satisfies certain more stringent removal
standards. Several petitioners and intervenors, again sim-
ply referred to as petitioners, attack this decision.

Under RCRA as it existed before the HSWA of 1984,
certain facilities that were already in existence when the
interim RCRA standards took effect on November 19,
1980, and which complied with certain other requirements,
were eligible for “interim status’”’ upon applying for a per-
mit—i.e., could continue to operate, just as if they had a
permit. RCRA § 3005(e), 42 U.S.C. § 6925(e) (1982). HSWA
expanded the scope of interim status to reach facilities

2la

that were subject to RCRA only because of HSWA itself.
See 42 U.S.C. § 6925(e\1) (Supp. IV 1986).

The interim RCRA regulations in effect between 1980
and 1987 imposed no post-closure care responsibilities on
interim status facilities that closed by removal (‘clean clo-
sure’) as provided in the Part 265 interim standards. See,
e.g., 40 CFR § 265.228(b) (1986) (exempting surface im-
poundments from post-closure requirements if none of re-
maining wastes are ‘hazardous waste’’). Complying
facilities were free to leave the RCRA regulatory system
and to use or convey the property for any other purpose.
See § 265.119 (1988) (provisions designed to alert pur-
chasers to history as waste facility). Facilities closing un-
der this program were required to certify final closure
according to § 265.115. See 40 CFR § 265.112(a) (1988);
see also 40 CFR § 265.112(a) (1988); see also 40 CFR at
note foll. § 265.120 (1986) (giving former version of
§ 265.112(a)).

In the Proposed Second Codification Rule EPA proposed
to amend § 270.1(c) to impose corrective action requirements
on facilities that received waste after July 26, 1982 and
closed by removal under interim standards, unless they could
show that they had not only removed all hazardous waste
(thus satisfying the interim standard), but also removed all
hazardous constituents (as required by part 264, the stand-
ard applicable to permitted facilities). 51 Fed.Reg. at 10,716/
1-2, 10,722. EPA rested the change on the language of
§ 3005(i), quoted in full at p. 399, supra, which provides that
whatever corrective action requirements apply to fully per-
mitted facilities should also reach interim status facilities
that received waste after July 26, 1982. Essentially it argued
that Congress’s concerns would not be met unless removal
encompassed hazardous constituents as well as hazardous
wastes. (As we have seen, the former may be present with-
out the latter.) The Final Second Codification Rule also
adopted this view. See 52 Fed.Reg. at 45,798-99.

22a

Petitioners complain that § 3005(i) does not give the
EPA the authority to impose such a retroactive post-clo-
sure burden on facilities that lawfully closed under the
interim status provisions. The argument rests on the en-
tirely accurate point that § 3005(i) does not mention ‘‘clo-
sure or permits.’’ Accurate, but inconsequential. Section
3005(i) provides that the new corrective action require-
ments ‘“‘shall also apply’’ to any unit “‘{1] qualifying for the
authorization to operate under [the interim status provi-
sions] [2] which receives hazardous waste after July 26,
1982.” We do not understand petitioners to assert that
the units in dispute fail to meet both those criteria. It is
obviously true that for a unit that closed by removal under
the interim standards in 1983, for example, ‘‘qualifying’’
for interim status on the date of HSWA’s enactment in
1984 would (apart from this provision) have appeared to
be no more than an irrelevance of ancient history. But
unless Congress assumed that closure would always be
interminable, it must have supposed that such units would
be retroactively swept under the stricter requirements. As
for “permits,” the petitioners do not here contest the gen-
eral proposition that post-closure permitting requirements
are a reasonable method for implementing the substantive
burdens Congress imposed.

Petitioners argue that the EPA’s reading of § 3005(i)
drastically disrupts the status quo. Once a unit is closed
by removal under interim status it becomes eligible for
sale or new construction. Subjection to the corrective ac-
tion duties (or attaining exemption by compliance with the
more stringent closure by removal standards) may be es-
pecially burdensome for such units and may upset expec-
tations derived from completing closure by removal under
the interim standards. Petitioners suggest accordingly that
it would be more reasonable to construe the statute to
exempt them. Assuming that finding such an implied ex-
emption would be permissible, however, we certainly can-

23a

not say that EPA’s more literal reading is impermissible.
Accordingly, we must affirm.

IV. AUTHORITY TO ISSUE POST-CLOSURE PERMITS IN STATES
THAT HAVE § 3006(b) AUTHORIZATION

RCRA allows states to apply for authorization to ad-
minister their own hazardous waste programs in lieu of
the EPA’s. EPA must approve the state’s request if the
state’s program is equivalent to and consistent with the
federal one and if it provides adequate enforcement. See
RCRA § 3006(b), 42 U.S.C. §6926(b) (Supp. IV 1986).
EPA’s HSWA powers, however, do not automatically de-
volve to states with § 3006(b) authorization. Instead, the
EPA must retain the responsibility for administering and
enforcing HSWA requirements until states—even those
with § 3006(b) approval—can demonstrate that they are
prepared to undertake the specific tasks HSWA mandates:

Any requirement or prohibition which is applicable
to the generation, transportation, treatment, storage,
or disposal of hazardous waste and which is imposed
under this subchapter pursuant to the amendments
made by the Hazardous and Solid Waste Amendments
of 1984 shall take effect in each State having an in-
terim or finally authorized State program on the same
date as such requirement takes effect in other States.
The Administrator shall carry out such requirement
[sic] directly in each such State unless the State pro-
gram is finally authorized (or is granted interim au-
thorization as provided in paragraph (2)) with respect
to such requirement.

RCRA § 3006(g\1), 42 U.S.C. § 6926(g\1) (Supp. IV 1986).
As a result, in a state that enjoys § 3006(b) authorization,
the first step in determining whether relevant permitting
and enforcement is to be conducted by federal or state
regulators is to inquire whether the EPA’s authority to

VX —————————

24a

issue a given requirement rests on the 1984 HSWA or on
other, pre-HSWA authority.

Earlier we upheld the EPA’s statutory authority to re-
quire early cessation-late certification facilities to seek
RCRA post-closure permits. See § III.A above. Petitioners
Waste Management of North America, Inc. and Chemical
Waste Management, Inc., though joining in the unsuc-
cessful contention on that issue, request in the alternative
that we declare that the agency’s sole authority for per-
mits required by the Second Codification Rule’ is the
HSWA. Petitioners here appear most alarmed by a pas-
sage in the preamble that concludes:

In many cases EPA will be able to defer to the states
in their efforts to implement their programs, rather
than take separate actions under Federal authority.

52 Fed.Reg. 45,788, 45,796.

We find the issue as posed extremely ambiguous. There
appears to be no dispute between the parties that sub-
stantive corrective action requirements resting on the
HSWA, listed by EPA at 40 CFR § 270.1(j) (1988), must
be enforced exclusively by the EPA in the absence of
specific authorization under § 3006(g). Cf. 40 CFR § 271.24
(1988) (procedure for interim § 3006(g) authorization). In-
sofar as the preamble passage cited by petitioners may
suggest the contrary, the EPA repudiates it as ‘“‘a single
sentence ... taken out of context.’”’ EPA Brief at 71. We
take this repudiation as authoritative and binding. We can-
not be in the position of “‘reviewing’”’ preamble language
whose meaning is obscure to begin with and which the
agency neither explicates nor defends when challenged.
Abbott Laboratories v. Gardner, 387 U.S. 136, 148, 87
S.Ct. 1507, 1515, 18 L.Ed.2d 681 (1967) (ripeness doctrine
is intended to protect the courts ‘‘from entangling them-
selves in abstract disagreements over administrative pol-
icies’’).

25a

Apart from the dispute over preamble chaff, we take
petitioners to argue that because the application of a post-
closure permit requirement to early cessation-late certifi-
cation facilities appeared (as they see it) only in the Final
Second Codification Rule, it must rest on HSWA. In fact,
we have found that the EPA made that ruling in the First
Codyication Rule, in the much disputed footnote. That
presumably leaves their claim the same, as the latter was
also promulgated primarily to implement HSWA.

On its face, however, this aspect of petitioners’ claim
is puzzling. All agree that the requirement of a post-closure
permit for such facilities cannot rest on HSWA itself, for
§ 3005(i) speaks only to late cessation facilities. See III.A
above. Thus, insofar as petitioners’ claim relates to sub-
stantive requirements that do not derive from HSWA, we
are puzzled as to the basis for supposing that such non-
HSWA requirements would be covered by § 3006(g)’s in-
sistence on federal enforcement. However, once we put
aside the now repudiated preamble passage, it seems plain
that the rules here under review said nothing on this ju-
risdictional issue; accordingly we do not address it. See
Abbott Laboratories, 387 U.S. at 148-49.

V.

In summary, we affirm the EPA on most, but not all,
points. The EPA may impose HSWA corrective action re-
quirements on Bevill-Bentsen wastes even though such
wastes are exempt from regulation as hazardous waste
under RCRA Subtitle C. We reject as untimely petitioners’
claims that § 3004(u) does not encompass post-closure per-
mits or permits by rule. And we uphold the EPA’s amend-
ment of the RCRA permit scope requirement, 40 CFR
§ 270.1(c), insofar as it requires post-closure permits from
facilities that closed before July 26, 1982 but failed to
certify closure before January 26, 1983 and insofar as it
embraces facilities that closed by removal under part 265
interim status rules but received hazardous waste after

26a

July 25, 1982. We can identify no ripe issue relating to
matters of federal as against state permitting authority.

So ordered.

27a

UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

September Term, 1989

No. 88-1155

American Iron and Steel Institute
Petitioner
v.

U. S. Environmental Protection Agency
Respondent

American Petroleum Institute, Edison
Electric Institute, et al.,
Intervenor

and Consolidated Cases

BEFORE: Mikva and Williams, Circuit Judges, and Will,
Senior District Judge, U. S. District Court for
the Northern District of Illinois

ORDER

Upon consideration of the petitions for rehearing of
American Mining Congress, et al. and PPG Industries,
Inc., et al., it is

ORDERED, by the Court, that the petitions are denied.
Per Curiam

FOR THE COURT:
CONSTANCE L. DUPRE, CLERK

BY: /s/ Robert A. Bonner
Robert A. Bonner
Deputy Clerk

November 27, 1989

a

28a

UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

September Term, 1989

No. 88-1155

American Iron and Steel Institute
Petitioner
v.

U. S. Environmental Protection Agency

Respondent

American Petroleum Institute, Edison
Electric Institute, et al.,
Intervenor

and Consolidated Cases

BEFORE: Wald, Chief Judge; Mikva, Edwards, Ruth B.
Ginsburg, Silberman, Buckley, Williams, D. H.
Ginsburg and Sentelle, Circuit Judges

ORDER

The Suggestions For Rehearing En Banc of American
Mining Congress, et al. and PPG Industries, Inc., et al.,
have been circulated to the full Court. No member of the
Court requested the taking of a vote thereon. Upon con-
sideration of the foregoing it is

ORDERED, by the Court en banc, that the suggestions
are denied.

29a

Per Curiam
FOR THE COURT:
CONSTANCE L. DUPRE, CLERK

BY: /s/ Robert A. Bonner
Robert A. Bonner
Deputy Clerk

November 27, 1989

30a

APPENDIX B

RESOURCE CONSERVATION AND RECOVERY ACT

Sec. 3001 IDENTIFICATION AND LISTING OF HAZARD-
OUS WASTE

(a) CRITERIA FOR IDENTIFICATION OR LISTING.—

Not later than eighteen months after the date of the
enactment of this Act, the Administrator shall, after notice
and opportunity for public hearing, and after consultation
with appropriate Federal and State agencies, develop and
promulgate criteria for identifying the characteristics of
hazardous waste, and for listing hazardous waste, which
should be subject to the provisions of this subtitle, taking
into account toxicity, persistence, and degradability in na-
ture, potential for accumulation in tissue, and other related
factors such as flammability, corrosiveness, and other haz-
ardous characteristics. Such criteria shall be revised from
time to time as may be appropriate.

(b) IDENTIFICATION AND LISTING.—

(1) Not later than eighteen months after the date
of enactment of this section, and after notice and
opportunity for public hearing, the Administrator shall
promulgate regulations identifying the characteristics
of hazardous waste, and listing particular hazardous
wastes (within the meaning of section 1004(5), which
shall be subject to the provisions of this subtitle. Such
regulations shall be based on the criteria promulgated
under subsection (a) and shall be revised from time
to time thereafter as may be appropriate. The Ad-
ministrator, in cooperation with the Agency for Toxic
Substances and Disease Registry and the National
Toxicology Program, shall also identify or list those
hazardous wastes which shall be subject to the pro-
visions of this subtitle solely because of the presence
in such wastes of certain constituents (such as iden-

3la

tified carciongens, mutagens, or teratagens) at levels
in excess of levels which endangers health.

(3A) Notwithstanding the provisions of paragraph (1)
of this subsection, each waste listed below shall, ex-
cept as provided in subparagraph (B) of this para-
graph, be subject only to regulation under other
applicable provisions of Federal or State law in lieu
of this subtitle until at least six months after the date
of submission of the applicable study required to be
conducted under subsection (f), (n), (0), or (p) of sec-
tion 8002 of this Act and after promulgation of reg-
ulations in accordance with subparagraph (C) of this

paragraph:

(i) Fly ash waste, bottom ash waste, slag waste,
and flue gas emission control waste generated pri-
marily from the combustion of coal or other fossil
fuels.

(ii) Solid waste from the extraction, beneficiation,
and processing of ores and minerals, including phos-
phate rock and overburden from the mining of ura-
nium ore.

(iii) Cement kiln dust waste.

(B\Xi) Owners and operators of disposal sites for
wastes listed in subparagraph (A) may be required by
the Administrator, through regulations prescribed un-
der authority of section 2002 of this Act—

(I) as to disposal sites for such wastes which
are to be closed, to identify the locations of such
sites through surveying, platting, or other meas-
ures, together with recordation of such infor-
mation on the public record, to assure that the
locations where such wastes are disposed of are
known and can be located in the future, and

32a

(II) to provide chemical and physical analysis
and composition of such wastes, based on avail-
able information, to be placed on the public re-
cord.

(C) not later than six months after the date of
submission of the applicable study required to be con-
ducted under subsection (f), (n), (0), or (p), of section
8002 of this Act, the Administrator shall, after public
hearings and opportunity for comment, either deter-
mine to promulgate regulations under this subtitle for
each waste listed in subparagraph (A) of this para-
graph or determine that such regulations are unwar-
ranted. The Administrator shall publish his
determination, which shall be based on information
developed or accumulated pursuant to such study,
public hearings, and comment, in the Federal Register
accompanied by an explanation and justification of the
reasons for it.

Sec. 3004 STANDARDS APPLICABLE TO OWNERS AND
OPERATORS OF HAZARDOUS WASTE TREAT-
MENT, STORAGE, AND DISPOSAL FACILI-
TIES

(u) CONTINUING RELEASES AT PERMITTED FACILI-
TIES.—

Standards promulgated under this section shall require,

33a

and a permit issued after the date of enactment of the
Hazardous and Solid Waste Amendments of 1984 by the
Administrator or a State shall require, corrective action
for all releases of hazardous waste or constituents from
any solid waste management unit at a treatment, storage,
or disposal facility seeking a permit under this subtitle,
regardless of the time at which waste was placed in such
unit. Permits issued under section 3005 shall contain sched-
ules of compliance for such corrective action (where such
corrective action cannot be completed prior to issuance of
the permit) and assurances of financial responsibility for
completing such corrective action.

(x) MINING AND OTHER SPECIAL WASTES.—

If (1) solid waste from the extraction, beneficiation or
processing of ores and minerals, including phosphate rock
and overburden from the mining of uranium, (2) fly ash
waste, bottom ash waste, slag waste, and flue gas emission
control waste generated primarily from the combustion of
coal or other fossil fuels, or (3) cement kiln dust waste, is
subject to regulation under this subtitle, the Administrator
is authorized to modify the requirements of subsections (c),
(d), (e), (f), (g), (0), and (u) and section 3005{j), in the case
of landfills or surface impoundments receiving such solid
waste, to take into account the special characteristics of
such wastes, the practical difficulties associated with im-
plementation of such requirements, and site-specific char-
acteristics, including but not limited to the climate, geology,
hydrology and soil chemistry at the site, so long as such
modified requirements assure protection of human health
and the environment.

Sec. 8002 SPECIAL STUDIES; PLANS FOR RESEARCH,
DEVELOPMENT, AND DEMONSTRATIONS

(f) MINING WASTE

The Administrator, in consultation with the Secretary
of the Interior, shall conduct a detailed and comprehensive

34a

study on the adverse effects of solid wastes from active
and abandoned surface and underground mines on the en-
vironment, including, but not limited to, the effects of such
wastes on humans, water, air, health, welfare, and natural
resources, and on the adequacy of means and measures
currently employed by the mining industry, Government
agencies, and others to dispose of and utilize such solid
wastes and to prevent or substantially mitigate such ad-
verse effects. Such study shall include an analysis of—

(1) the sources and volume of discarded material
generated per year from mining;

(2) present disposal practices;

(3) potential dangers to human health and the en-
vironment from surface runoff of leachate and air
pollution by dust;

(4) alternatives to current disposal methods;

(5) the cost of those alternatives in terms of the
impact on mine product costs; and

(6) potential for use of discarded material as a sec-
ondary source of the mine products.

In furtherance of this study, the Administrator shall, as
he deems appropriate, review studies and other actions of
other Federal agencies concerning such wastes with a view
toward avoiding duplication of effort and the need to ex-
pedite such study. Not later than thirty-six months after
October 21, 1980, the Administrator shall publish a report
of such study and shall include appropriate findings and
recommendations for Federal and non-Federal actions con-
cerning such effects. Such report shall be submitted to the
Committee on Environment and Public Works of the

35a

United States Senate and the Committee on Energy and
Commerce of the United States House of Representatives.

> = *

(n) MATERIALS GENERATED FROM THE COMBUSTION
OF COAL AND OTHER FOSSIL FUELS

The Administator shall conduct a detailed and compre-
hensive study and submit a report on the adverse effects
on human health and the environment, if any, of the dis-
posal and utilization of fly ash waste, bottom ash waste,
slag waste, flue gas emission control waste, and other
byproduct materials generated primarily from the com-
bustion of coal or other fossil fuels. Such study shall in-
clude an analysis of—

(1) the source and volumes of such material gen-
erated per year; .

(2) present disposal and utilization practices;

(3) potential danger, if any, to human health and
the environment from the disposal and reuse of such
materials;

(4) documented cases in which danger to human
health or the environment from surface runoff or
leachate has been proved;

(5) alternatives to current disposal methods;
(6) the costs of such alternatives;

(7) the impact of those alternatives on the use of
coal and other natural resources; and

(8) the current and potential utilization of such ma-
terials.

In furtherance of this study, the Administrator shall, as
he deems appropriate, review studies and other actions of

36a

other Federal and State agencies concerning such material
and invite participation by other concerned parties, in-
cluding industry and other Federal and State agencies,
with a view toward avoiding duplication of effort. The
Administrator shall publish a report on such study, which
shall include appropriate findings, not later than twenty-
four months after October 21, 1980. Such study and find-
ings shall be submitted to the Committee on Environment
and Public Works of the United States Senate and the
Committee on Energy and Commerce of the United States
House of Representatives.

(0) CEMENT KILN DUST WASTE

The Administrator shall conduct a detailed and compre-
hensive study of the adverse effects on human health and
the environment, if any, of the disposal of cement kiln
dust waste. Such study shall include analysis of—

(1) the source and volumes of such materials gen-
erated per year;

(2) present disposal practices;

(3) potential danger, if any, to human health and
the environment from the disposal of such materials;

(4) documented cases in which danger to human
health or the environment has been proved;

(5) alternatives to current disposal methods;
(6) the costs of such alternatives;

(7) the impact of those alternatives on the use of
natural resources; and

(8) the current and potential utilization of such ma-
terials.

In furtherance of this study, the Administrator shall, as
he deems appropriate, review studies and other actions of
other Federal and State agencies concerning such waste or

37a

materials and invite participation by other concerned par-
ties, including industry and other Federal and State agen-
cies, with a view toward avoiding duplication of effort.
The Administrator shall publish a report of such study,
which shall include appropriate findings, not later than
thirty-six months after October 21, 1980. Such report shall
be submitted to the Committee on Environment and Public
Works of the United States Senate and the Committee on
Energy and Commerce of the United States House of Rep-
resentatives.

(p) MATERIALS GENERATED FROM THE EXTRAC-
TION, BENEFICIATION, AND PROCESSING OF ORES
AND MINERALS, INCLUDING PHOSPHATE ROCK
AND OVERBURDEN FROM URANIUM MINING

The Administrator shall conduct a detailed and compre-
hensive study on the adverse effects on human health and
the environment, if any, of the disposal and utilization of
solid waste from the extraction, beneficiation, and proc-
essing of ores and minerals, including phosphate rock and
overburden from uranium mining. Such study shall be con-
ducted in conjunction with the study of mining wastes
required by subsection (f) of this section and shall include
an analysis of—

(1) the source and volumes of such materials gen-
erated per year;

(2) present disposal and utilization practices;
Pp po Pp

(3) potential danger, if any, to human health and
the environment from the disposal and reuse of such
materials;

(4) documented cases in which danger to human
health or the environment has been proved;

(5) alternatives to current disposal methods;

(6) the costs of such alternatives;

38a

(7) the impact of those alternatives on the use of
phosphate rock and uranium ore, and other natural
resources; and

(8) the current and potential utilization of such ma-
terials.

In furtherance of this study, the Administrator shall, as
he deems appropriate, review studies and other actions of
other Federal and State agencies concerning such waste
or materials and invite participation by other concerned
parties, including industry and other Federal and State
agencies, with a view toward avoiding duplication of effort.
The Administrator shall publish a report of such study
which shall include appropriate findings, in conjunction with
the publication of the report of the study of mining wastes
required to be conducted under subsection (f) of this sec-
tion. Such report and findings shail be submitted to the
Committee on Environment and Public Works of the
United States Senate and the Committee on Energy and
Commerce of the United States House of Representatives.

39a

APPENDIX C

125 Cong. Rec. 13,244-45 (1979)

Mr. HUDDLESTON. Mr. President, it is my under-
standing that this amendment has been cleared by the
committee on both sides of the aisle.

I rise to offer an amendment to the Solid Waste Dis-
posal Act Amendments of 1979, relating to the regulation
of byproducts produced from the combustion of coal and
other fossil fuels. The Senate is well aware of the interest
of my State in the production and utilization of coal and
the status of Kentucky as a leading producer of this vital
fuel. The present and anticipated shortage of petroleum
products once again has illustrated this Nation’s overre-
liance on the dwindling supply of oil as a major source of
energy, and our corresponding failure to utilize our most
abundant energy source—coal.

Unfortunately, many Government regulatory programs
have the effect of adding to this country’s failure to fully
utilize our coal resources.

- = =
One program which could produce such a result is that
proposed by the Environmental Protection Agency under
the authority of the Solid Waste Disposal Act to regulate
the management and control of hazardous waste from gen-
eration to final disposal. Testimony at the hearings indi-
cated that this regulatory program, crucial for protection
of this Nation’s environmental quality through the control
of truly hazardous wastes, could well, because of its overly
broad implementation, include the overcontrol of materials
such as byproducts of coal and other fossil fuel combus-
tion—fly ash, bottom ash, and flue-gas emission control
waste—which have never been demonstrated to be envi-
ronmentally harmful. Solid waste byproducts of the com-
bustion of coal and other fossil fuels have been present in
the environment of this country since fossil fuels were first

40a

used, and our practical experience with these byproducts
has revealed no instance where the ash, slag, or sludge
could be shown to have posed a substantial hazard to hu-
man health or the environment.

Nonetheless, the interim regulations proposed for these
fossil fuel combustion byproducts, including an estimated
$1 billion of additional costs over a 3-year period for the
electric utility industry alone. These burdens and costs
would be imposed despite the fact that EPA has admitted
to a lack of information on the degree of hazard, if any,
of these wastes, and recognizes that any potential hazards
are relatively low.

This amendment recognizes that the regulatory program
proposed by EPA would have a significant impaci on the
utilization of coal and other fossil fuels and the reuse of
their combustion byproducts. Therefore, additional regu-
lations on these materials would not be promulgated until
further information is developed to determine whether a
sufficient degree of hazard exists to warrant additional
regulations, and whether existing State or Federal pro-
grams adequately control any such hazards. In the rule-
making proceeding provided for in my amendment, the
Administrator should be extremely cautious in imposing
any additional regulations on these materials, particularly
in view of the resulting discouragement of coal use and
the recovery and reuse of valuable fossil fuel combustion
byproducts.

4la

126 Cong. Rec. 3361-65 (1980)

Mr. BEVILL. Mr. Chairman, I rise to offer an amend-
ment to H.R. 3994, the Resource Conservation and Re-
covery Act Amendments of 1979. I believe this amendment
is of vital importance to our Nation, particularly in light
of the President’s recent focus of our attention on the
need to develop our domestic coal resources.

The amendment would encourage development of coal
as a primary domestic source of energy, avoid unnecessary
inflationary impact, and focus the efforts of the Environ-
mental Protection Agency in implementing the Resource
and Conservation and Recovery Act toward activities truly
necessary to protect public health and the environment
specifically, it would require EPA to defer imposition of
regulatory requirements on the disposal of the waste by-
product of fossil fuel combustion, of discarded mining ma-
terials and of cement kiln dust waste until after EPA has
completed studies to determine whether, if at all, these
materials present any hazard to human health or the en-
vironment. These studies would include evaluation of the
economic and environmental aspects of existing and alter-
native disposal and reuse options. EPA would also be re-
quired to focus on the impact of these alternatives on the
use of our coal and other natural resources.

a

The effect on coal usage of the regulations EPA has
proposed under RCRA clearly would constitute an unnec-
essary and ill-timed regulatory burden. Responsible esti-
mates of their impact by the utility industry—a major
consumer of fossil fuel in this Nation—indicated a $1 billion
increase in the cost of the production of electricity from
coal over the first 3 years they are imposed. Additional
billions of dollars of costs would be imposed over the com-
ing decades. These costs are likely to be passed along to

42a

consumers, with an immediate inflationary impact. More-
over, imposition of these costs on those who burn coal
cannot help but discourage the switching from reliance on
oil to reliance on domestic coal.

Finally, let me direct the House’s attention to the fact
that after EPA concludes these studies, it will be required
to obtain public views on them and to make known
whether, as a result of this process, EPA believes any
regulation of these materials is necessary. This require-
ment is especially important in view of our national com-
mitment to develop a coherent and consistent policy toward
the use of our coal and other energy resources.

This requirement will focus public attention on the issue
of whether regulation is consistent with our national policy
goals. It will also allow interested parties to evaluate the
basis of the Agency’s decision, and to address the question
of what degree of regulation, if any, is appropriate.

Mr. Chairman, I would close by citing just a few of
these national policy goals. The President has asked that
we establish an Energy Mobilization Board to expedite
development of critical energy facilities. It makes no sense
for EPA to simultaneously impose unnecessary regulations
on coal users. The President has asked that we require
utilities to cut oil consumption by 50 percent. This requires
that they burn coal. It makes no sense for EPA to si-
multaneously act to discourage coal conversions and con-
structions of new coal-fired capacity. The President has
asked that we join hands to fight inflation. It makes no
sense for EPA to needlessly impose expensive regulations.
For those reasons, Mr. Chairman, I urge the adoption of
this amendment.

Mr. FINDLEY. Mr. Chairman, much of the debate sur-

43a

rounding the Resource Conservation and Recovery Act
tends to emphasize the need for stricter environmental
controls for handling hazardous wastes. However, for such
wastes as fly ash and slag, less control is needed.

If the Agency is successful in classifying fly ash and
slag as hazardous wastes, their reuse will be discouraged
or eliminated. EPA’s decision to treat these relatively
harmless byproducts as special hazardous wastes subject
to stringent regulation will only hasten the decline of the
coal industry in this country and that is something we can
ill afford. In addition, it has been calculated that EPA's
proposed regulations for these byproducts would add $1
billion over a 3-year period to the cost of producing elec-
tricity, costs which will be passed along to already inflation
saddled consumers.

Mr. RAHALL. I comment the gentleman from Alabama
for his amendment. I rise in support of the Bevill amend-
ment to the Resource Conservation and Recovery Act of
1976 that would require EPA to evaluate a variety of
aspects of coal byproduct management before imposing
regulations upon these materials under this act.

I view the proposed amendment as an integral element
of our national energy policy. At a time when we are
seeking to encourage electric utilities and others to switch
from the burning of oil to coal, it would be highly inap-
propriate to place further unnecessary regulatory road-
blocks in the way of increased coal usage.

Indeed, this amendment may very well serve the same
purpose as the President’s proposed Energy Mobilization
Board. It will be a step toward the elimination of delay
and unnecessary paperwork in the development of our do-
mestic energy resources. Coal is our most abundant and

44a

readily available domestic energy source. To break the grip
of foreign energy suppliers on our industry, we must pro-
mote its use, not deter it.

Mr. WILLIAMS of Montana. Mr. Chairman. I. too. want
to commend the gentleman for his amendment.

Mr. Chairman. I rise in support of the amendment of-
fered by the gentleman from Alabama.

This amendment would direct the Environmental Pro-
tection Agency to evaluate certain high volume, low tox-
icity wastes so as to assure a reasoned set of regulations
by which to manage these wastes. My interest in this
amendment is in the area of wastes from mineral pro-
duction. Mining and processing of minerals is a major in-
dustry in my congressional district. My discussion of the
wastes generated by the mining industry has illustrated
for me the wisdom of this amendment.

As has been stated, this amendment would merely sus-
pend regulation of these wastes for a reasonable period
of time until more is known about them. What is known?
With regard to slag wastes generated by the smelting of
copper, the National Academy of Sciences has recently
reported that it “‘is basically inert and weathers slowly.”
The slag produced 2,500 years ago at King Solomon’s
mines north of Eliat, Israel, has not changed perceptibly
over time.

Should wastes such as smelting slag be subject to strin-
gent regulations at this time? I think not—not until a
thorough study is conducted by the responsible agency
which clearly proves the need for additional regulation

* * *

Mr. STAGGERS. Mr. Chairman. I rise in support of the
amendment offered by the distinguished gentleman from

45a

Alabama (Mr. Bevill), and commend him for his diligent
efforts in formulating a reasonable and balanced approach
to a difficult issue. This arnendment is necessary to insure
that genuinely necessary environmental regulation does not
include overregulation of coal mining and inhibit coal uti-
lization. As everyone in this Chamber knows, the coal in-
dustry is vital to the economy of my State and to the
solution of this Nation’s energy problems. The EPA reg-
ulatory program being discussed here today is one of sev-
eral Government regulatory programs which, in fact,
discourage the increased utilization of coal by imposing
overlapping and duplicative regulatory requirements. The
program would have this unfortunate effect due to its
proposed inclusion of both coal mining and coal combustion
wastes within the scope of EPA’s hazardous waste pro-
gram in a ‘“‘special waste’ category.

We must avoid placing unnecessary roadblocks in the way
of developing our coal resources. This amendment contin-
ues to subject specified byproducts of fossil fuel combus-
tion, coal mining wastes and the other so-called special
wastes to existing regulatory programs under presently
applicable Federal and State laws, but would preclude,
until after completion of the required study and rulemak-
ing, any EPA regulation of these wastes under subtitle C
of RCRA. This amendment is necessary to insure that the
results of the studies to be undertaken have not been
prejudged or undermined by imposition of regulation prior
to an actual determination of the necessity for it.

46a
APPENDIX D

Final Rule
July 15, 1985
50 Fed. Reg. 28,702

On November 8, 1984, the President signed into law
the Hazardous and Solid Waste Amendments of 1984
(HSWA). This new statute makes many changes to EPA's
existing hazardous waste management program. The pur-
pose of this rule is to amend EPA’s existing hazardous
waste regulations to reflect those statutory provisions that
have immediate or short-term effects on the regulated
community.

D. Estimated Cost of the Final Rule

14. Total Cost of the Final Rule

The sum of all the annualized costs ranges from a lower
bound of $365 million to $2.1 billion. Table VI-2 shows
these annualized costs as well as the first year costs, which
range between $1.9 billion and $14.5 billion. Corrective
action costs dominate both first year and annualized costs
in each scenario. The Agency is soliciting comments on
these cost estimates.

47a

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48a

Regulatory Determination
July 3, 1986
51 Fed. Reg. 24,496

I. Summary

Based on the Report to Congress, comments on the
report, and other available information, EPA has deter-
mined that regulation of mining waste under Subtitle C
of the Resource Conservation and Recovery Act (RCRA)
is not warranted at this time.

This conclusion is based on EPA’s belief that several
aspects of EPA’s current hazardous waste management
standards are likely to be environmentally unnecessary,
technically infeasible, or economically impractical when ap-
plied to mining waste. While under existing law EPA would
have some flexibility to modify its standards for hazardous
waste management as applied to these wastes, there are
substantial questions about whether the flexibility inherent
in the statute coupled with the Agency’s current-data on
these wastes provide a sufficient basis for EPA to develop
a mining waste program under Subtitle C that addresses
the risks presented by mining waste while remaining sen-
sitive to the unique practical demands of mining opera-
tions. Given these uncertainties, EPA does not intend to
impose Subtitle C controls on mining waste at this time.

The Agency, however, is concerned about certain actual
and potential mining waste problems, and therefore plans
to develop a program for mining waste under Subtitle D
of RCRA. The long-term effectiveness of this program
depends on available State resources for designing and
implementing a program tailored to the needs of each
State, and on EPA’s ability to oversee and enforce the
program. As noted below in section VI, EPA will be work-
ing with the States to determine the specific nature of
their current mining waste activities and their future plans
to administer such programs. The Administration will work
with Congress to develop expanded Subtitle D authority

49a

(i.e., Federal oversight and enforcement) to support an
effective State-implemented program for mining waste.
EPA has already made preliminary contacts with Congress
and intends to hold detailed discussions on the specifics
of the Subtitle ™ program in the coming year. In the
interim, EPA will use RCRA section 7003 and CERCLA
sections 104 and 106 to protect against substantial threats
and imminent hazards. If EPA is unable to develop an
effective mining waste program under Subtitle D, the
Agency may find it necessary to use Subtitle C authority
in the future.

x* * *

IV. Report to Congress

x * *

A. Summary of Report to Congress

x* * *

2. Waste Quantities

The Report to Congress estimated that 1.3 and 2 billion
metric tons per year of nonfuel mining waste were gen-
erated in 1982 and 1980, respectively. The accumulated
waste volume since 1910 from nonfuel mining is estimated
to be approximately 50 billion metric tons. The large vol-
ume of annual and accumulated nonfuel mining waste re-
sults from the high waste-t-product ratios associated with
mining. The fact that most of the material handled in
mining is waste and not marketable product distinguishes
mining from many other process industries where waste
materials make up a relatively small portion of the ma-
terials used to produce a final product. Consequently, some
of the larger mining operations handle more material and
generate more waste than many entire industries.

*> * *

6. Potential Costs of Regulation

The Report to Congress presented for five metal mining
segments, total annualized costs ranging from $7 million

50a

per year (for a scenario that emphasizes primarily basic
maintenance and monitoring for wastes that are hazardous
under the current RCRA criteria) to over $800 million per
year (for an unlikely scenario that approximates a full
RCRA Subtitle C regulatory approach, emphasizing cap
and liner containment for all wastes considered hazardous
under the current criteria, plus cyanide and acid formation
wastes). About 60 percent of the total projected annualized
cost at active facilities can be attributed to the manage-
ment of waste accumulated from past production. Those
segments with no hazardous waste (e.g., iron) would incur
no costs. Within a segment, incremental costs would vary
greatly from facility to facility, depending on current re-
quirements of state laws, ore grade, geography, past waste
accumulation, percentage of waste which is hazardous, and
other factors.

B. Comments Received on the Report to Congress and
EPA’s Response

*-_ * *

3. Potential Costs of Regulation

EPA received a large number of comments pertaining
to the cost of complying with regulations for mining waste,
and the effects these compliance costs would have on the
mining industry. Many commenters claimed that regulating
the mining industry would impose costs much greater than
those EPA estimated in its Report to Congress. They also
noted that the mining industry was depressed, and that
for many mines, increased compliance costs would be
greater than the profits leading to forced closures.

*_ * *

C. Mining Waste Conclusions

Based on the available information and public comments,
the Agency draws the following conclusions about mining
wastes. (BAI, 1986 see VII No. 1)

Source and Volume

e The waste volume generated by mining and benefi-
ciation is considerably larger than the volume of waste
generated by other industries currently subject to hazard-
ous waste controls. The mining industry alone generates
over one billion metric tons of waste per year compared
to 260 million metric tons generated annually by all other
hazardous waste industries. The average mining waste fa-
cility manages about three million metric tons of waste
annually while the typical facility subject to Subtitle C
controls manages about 50 thousand metric tons of waste
per year.

e In general, mining waste disposal facilities.are con-
siderably larger than industrial hazardous waste disposal
facilities; most of the largest industrial hazardous waste
land disposal facilities are (tens of acres) in size, while
typical mining waste disposal facilities are (hundreds of
acres) in size. Agency studies indicate that mining waste
tailings impoundments average about 500 acres; the largest
is over 5000 acres. Mining waste piles average 126 acres;
the largest exceeds 500 acres. Hazardous waste impound-
ments, however, average only about 6 acres and hazardous
waste landfills average only about 10 acres. Consequently,
EPA believes that many traditional hazardous waste con-
trols may be technically infeasible or economically im-
practical to implement at mining waste sites because of
their size.

Waste Management Practices

e EPA estimates indicate that most hazardous waste
generators (about 70 percent) ship all of their waste off-
site, however, no mines ship all of their waste off-site. In
addition, nearly all mining waste is land disposed, while
less than half of all industrial hazardous waste is land
disposed.

52a

Evidence of Damage

e In general, environmental conditions and exposure po-
tential associated with mining waste are different than
those associated with industrial hazardous waste streams.
Agency studies suggest that mining waste streams gen-
erally have lower exposure and risk potential for several
reasons.

— First, mining waste management facilities are gen-
erally in drier climates than hazardous waste management
facilities, thereby reducing the leaching potential. Over 80
percent of the mining sites are located west of the Mis-
sissippi River, which generally has drier climates, whereas
industrial hazardous waste landfills are more evenly dis-
tributed nationally. In addition, the Agency estimates that
more than sixty percent of all mines have annual net re-
charge between 0-2 inches, and only ten percent have net
recharge greater than ten inches. However, about 80 per-
cent of the hazardous waste land disposal facilities have
net recharge greater than five inches and over one-third
exceed 15 inches.

— Second, EPA studies indicate that hazardous waste
land disposal facilities are closer to ground water than
mining waste sites. Over 70 percent of hazardous waste
sites have a depth to ground water of 30 feet or less,
while about 70 percent of mining sites have ground water
depths greater than 30 feet.

— Third, Subtitle C facilities tend to be located in
more densely populated areas. EPA estimates that mining
waste sites have average populations of less than 200
within one mile of the site, while hazardous waste sites
average over 2,000 people at the same distance. Within
five miles of the mining waste sites, the average population
is almost 3,000, while hazardous waste sites average nearly
60.000 people.

— Fourth, Agency studies suggest that, compared to
mining waste sites, hazardous waste sites tend to be lo-

53a

cated closer to drinking water receptors and serve larger
populations. Almost 70 percent of the hazardous waste
sites are located within five miles of a drinking water
receptor serving an avera

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385020_1282%3A1. Public record. Not legal advice.
