# Opposition — O'Grady v. Oberhand

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition
- **Published:** January 1, 1990
- **Citation:** 495 U.S. 918

## Text

QeePr F. SPANIOL, JR,
4 +=
ERK

In

Supreme Court of the United States

BRIEF IN OPPOSITION FOR RESPONDENT
ROBERT I. OBERHAND, M.D.

OHN P. M¢
MC DERMOTT AND M
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QUESTION PRESENTED

Does the mere fact that the jury requested certain testimony
to be read back imply that its verdict was speculative and
consequently a violation of petitioners’ right to procedural due
process?

li

TABLE OF CONTENTS

Question Presse’ . oo. cccessceeseeeuee
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Summary Of Agu. oockccvennddetetnceeee
Reasons for Denying the Writ:
I. The Court is without jurisdiction to grant the writ of
certiorari because petitioners failed to adequately raise

their constitutional claims below. ...............

A. Petitioners Failed to Appeal the Judgment to the
New Jersey Supreme Court. ...............

B. Petitioners Failed to Adequately Raise Their
Constitutional Claims in the State Courts.

eceooonoaevna eo 2eoeaeaadb OCeeeseeaeesanesaevesee es 222 Ff 2 2 6 ee f

C. Petitioners’ Constitutional Claims Were Not
Decided in the State Courts Below..........

D. The Petition is Procedurally Defective Because
Petitioners Have Failed to Comply with Rule
21.DGRD. .cccccccecewencesseeeee eee

Page

ii

ill

11

12

13

ii

Contents
Page

II. No special reasons exist to grant the petition for a
ee cele aed elaedeade se» 13

III. Petitioners’ failure to object to the charge or the
portions of testimony which were read back to the
jury constitute an independent and adequate state
ground to support the judgment. ...... esa ee er 15

IV. The petition should be denied because the record does
not demonstrate any violation of petitioners’ right to
ee ee ua kdwiepece cb ewes 16

De ce nd dv baet eet berenebecs 19
TABLE OF CITATIONS
Cases Cited:

Cardinale v. Louisiana, 394 U.S. 437, 89 S. Ct. 1161, 22 L.
Gus en eee een ee os 12

Ellis v. Dixon, 349 U.S. 458, 75 S. Ct. 850, 99 L. Ed. 1231
ees te Flas 6s be eS EMU Bcc ooo uewnes oes 12, 13

Evers v. Dollinger, 471 A.2d 405, 95 N.J. 399 (1984)
Fay v. Noia, 372 U.S. 391, 83 S. Ct. 822, 9 L. Ed. 2d, 837
ee or we oo b 8b Ab wwe wee 14

Ford v. Reichert, 129 A.2d 439, 23 N.J. 429 (1957)........ 16

iv
Contents

Page

Gaido v. Weiser, 545 A.2d 1350, 227 N.J. Super. 175 (App.
Div. 1988), aff’d, 558 A.2d 845, 115 N.J. 310 (1989)

PE ee ee EP PC Tay ern EOE EE Ir 16
Gluckauf v. Pine Lake Beach Club, Inc., 187 A.2d 357, 78

we ee ee 16
Hake v. Manchester Township, 486 A.2d 836, 98 N.J. 302

CE Sde ccs sICCEAGEERA Ne VEL asdceu ek ene Nbe re ces 18
Kligman v. Lautman, 251 A.2d 745, 53 N.J. 517 (1969)

Sales Uae ARs OR ELMER ODS ERE SEMEL EGS RUE 10
McAllister v. United States, 348 U.S. 19, 75 S. Ct. 6, 99 L.

ly Se adc hu pa bas owe eka a we eul on ad 8, 17
Mississippi Power v. Moore, 487 U.S. ___, 108 S. Ct. 2428,

Pe is Bc Ds cc Fe he bbc bebe busses 12
N.L.R.B. v. Pittsburgh Steamship Co., 340 U.S. 498, 71 S.

Ce, ey ee es Os I RED cds ks ceuvescensue ens 14
Oxley Stave Co. v. Butler County, 166 U.S. 648, 17 S. Ct.

Fay Se ig, PED os ov v.nk kdvew sc awe cesses 12
Peralta v. Heights Medical Center, Inc., 485 U.S. 80, 108

ee JR eT renee 12
Rice v. Sioux City Cemetery, 349 U.S. 70, 75S. Ct. 614, 99

es TD 2 12 o's Cee oe pad ewadvskeedeanters 7,14

Street v. New York, 394 U.S. 576, 89S. Ct. 1354, 22 L. Ed.
Be NT dni eA wee place 4d A Ree eR Ee Se ee 13

Contents
Page

Tidewater Oil Co. v. Mayor and Council of Carteret, 209

Aah 16S, 46 0.5 .. FOO CE 6 ok se ivatadiguscnvess 10
Webb v. Webb, 451 U.S. 493, 101 S. Ct. 1889, 68 L. Ed.

Be FU CIEE 6 awe ccbespovanevyessieeraent eens 7, 11
Statutes Cited:
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p BUR Se | ere rrr rr 2, 7, 8, 11
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United States Constitution Cited:
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Rules Cited:
United States Supreme Court Rules:

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Sek oF ¢ . err rer rrr ry yr 14

Rule 21.50 ccc esdeecietitnnt eee eee 7440

Rabe Z1S ii ice sithiineses ese eee 7, 13
New Jersey Court Rules:

Rela 12768. oxic cl edia Fale eee 7.40

vi

Contents
Page
CURE BOB. ond cacdisenicedsa lan ee deeesh sean 12
a 2 rer rer rey rrr. ire 9
ER CED cc'c cand ved ouaa cae pe eeeesee 10
SU ALD nnn os + new vee dc kee eee eae oe )
Ps Peer rer rrr rr re Ty yr Ts ye 10
New Jersey Evidence Rule 41.................2ceeeees 12
New Jersey Rule of Professional Conduct 3.5 .......... 12
Other Authorities Cited:
New Jersey Constitution, 1947:
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APPENDIX
New Jersey Constitution, 1967 .......cccccccscenvnvcns la

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No. 89-1275

In The

Supreme Court of the United States

October Term, 1989
ROSELLA O’GRADY and FRANK O’GRADY,

Petitioners,

vs.

ROBERT I. OBERHAND, M.D., JOSEPH DiLALLO, M.D.,
PAUL R. FRANZ, D.C., PHYLLIS LaFLAMME, R.N., MARY
C. MAJOR and MARY ANN HAMBURGER,

Respondents.

On Petition for a Writ of Certiorari to the Supreme Court of
New Jersey

BRIEF IN OPPOSITION FOR RESPONDENT
ROBERT I. OBERHAND, M.D.

STATEMENT OF THE CASE

This is a case of alleged professional negligence. The issues

are confined solely to those involving state law. Respondent
submits there is no basis to invoke this Court’s jurisdiction
pursuant to 28 U.S.C. § 1257(a).

On March 31, 1983, petitioner Rosella O’Grady suffered a
subarachnoid hemorrhage from a ruptured aneurysm of the right
middle cerebral artery which left her paralyzed from the neck
down. Petitioners brought suit against Dr. Robert Oberhand, an
otolaryngologist, and Dr. Joseph DiLallo, a family practitioner,
alleging generally a failure to properly diagnose headaches
complained of by petitioner prior to the hemorrhage.' A jury
verdict was rendered in favor of both respondents finding, in
response to special interrogatories, that both were not
professionally negligent. Thus, petitioners’ assertion of negligence
being ‘‘uncontested’’ as framed in the questions presented
represents a gross distortion of the facts.

Dr. Bennett Derby, a neurologist, testified as one expert for
petitioners. He explained, as did other witnesses, that an aneurysm
is ‘‘a little bulge or out-pocketing on the wall of an artery,”’ like
a bubbie on a tire tube (19T179:8-14).* He agreed with the expert
for respondents, Dr. Howard Medinets, that an aneurysm was
caused by a congenital defect in the wall of the artery. It was
petitioners’ theory through Dr. Derby and other experts that the
ruptured aneurysm was preceded by a warning or sentinel bleed

1. Petitioners also sued Dr. Paul Franz, a chiropractor, and Mary C. Major,
Phyllis La Flamme and Mary Ann Hamburger, who were office employees of
Dr. DiLallo. The complaint against Dr. Franz was dismissed on summary
judgment prior to trial. Petitioners voluntarily dismissed their claims against
the employees of respondent DiLallo prior to their appeal to the Superior Court
of New Jersey, Appellate Division.

2. The citation ‘‘T’’ refers to the transcript of the trial. The prefix number
refers to the date of the testimony. The suffix refers to the page, and then,
where applicable, the line numbers.

on March 4, 1983, and that this bleed caused Mrs. O’Grady’s
headache (19T181:6-183:11). Both Dr. Derby and Dr. Charles
Duncan, a neurosurgeon, testified that Dr. Oberhand was negligent
for not referring Mrs. O’Grady for immediate neurological
assessment (19T190:1-1G, 20T52:21-53:4).

Respondent Oberhand undermined petitioners’ case from
more than one direction. Headaches, being such a common
ailment, he denied negligence for failing to refer Mrs. O’Grady.
Indeed, petitioner Frank O’Grady admitted that his wife had
suffered from migraine headaches (19T132:16-13), and sinus
headaches (19T 133:4). He also conceded that she had injured her
neck exercising on the Ist or 2nd of March (23T28:19-25) and
that she had some history of arthritis (23T33:10-14). Respondent
also challenged the allegation of professional negligence by
attacking causation with an overwhelming amount of evidence,
which would have permitted the jury to conclude that petitioner’s
headaches were most likely attributable to causes other than a
sentinel bleed (which also compounded the difficulty of making
an accurate diagnosis had there been a bleed). Finally, respondent
contended that even if petitioner had been referred for neurological
workup, it was unlikely that the aneurysm would have been
detected.

Dr. Howard Medinets, a neurosurgeon, was called as an
expert witness on behalf of Dr. Oberhand on the issue of causation.
He testified that petitioner suffered a spontaneous subarachnoid
and intracerebral hemorrhage from a congenital aneurysm of the
middle cerebral artery at its first bifurcation (25T152:23-153:1).
He explained that the middle cerebral artery is a major artery
within the substance of the brain, and when it ruptures and bleeds
into the substance of the brain, the intracerebral hemorrhage,
because of the location has a devastating injury and effect
(25T149:20-150:9). Dr. Medinets went on to explain that the
subarachnoid hemorrhage had to occur on March 31, 1983 and

not earlier because a bleed in such a location is a disastrous
occurrence. ‘‘It is a catastrophe, like an explosion inside of the
head.’’ The damage from this type of bleeding is necessarily very
severe and the brain is damaged (25T167:2-15). The brain is
damaged from the blood which is actually in the brain
(25T 167: 16-17). **All of the evidence indicates that she did not
have bleeding prior to 3/31." (25T170:8-9).

Respondent submitted further proof that even if petitioner
had been referred for a neurological assessment, the aneurysm
would not had been discovered. Dr. Derby gave the opinion that
if petitioner had been referred to neurologist or neurosurgeon,
he would have obtained a CAT scan of the head which would
have shown the aneurysm (19T190:14-25). Dr. Medinets disagreed.
He testified that the aneurysm was too small to have been detected
on a CAT scan (25T158:13-159:8). Indeed, Dr. Medinets related
that the CAT scan taken on March 31, 1983 after petitioner
collapsed, failed to show the aneurysm (25T154:25-155:4). The
aneurysm was only later confirmed through an arteriogram done
on July 19, 1983 (25T166:11-17).

Mrs. O'Grady saw respondent Oberhand on only two
occasions after her headaches began. Dr. Roger Miles Rose, a
board-certified otolaryngologist, testified as an expert on behalf
of petitioners. While Dr. Rose delivered an opinion that the care
rendered by Dr. Oberhand on March I4th deviated from the
accepted standard of medical care because he failed to refer the
patient for evaluation by a neurologist or a neurosurgeon, he
testified that the treatment which Dr. Oberhand gave on March
7th was appropriate for what he found (20T161:1-4). Thus, if
believed, the jury had only the visit of March 14 to evaluate to
determine the propriety of the treatment rendered by respondent.
Moreover, Dr. Rose agreed that it was a matter of judgment in
making a decision whether to treat, to refer the patient, or to
determine whether it was an emergency (20T167:7-18). He also

yy

related that it was a matter of judgment in evaluating a patient
and how he presents himself with a complaint of headaches
(20T 168:8-169:3).

As part of their argument, petitioners claim that the trial
court failed to properly charge the jury on the issue of causation,
in particular failing to give a ‘‘loss of a chance’’ charge as set
forth in Evers v. Dollinger, 471 A.2d 405, 95 N.J. 399 (1984).
However, there was no objection by petitioners to the charge as
given by the trial judge, and no request for an Evers charge’
(26T221: 12-16). Likewise, petitioners failed to object to any
testimony which was read back in response to the requests of the
jury (26T:243-248). Moreover, the trial judge invited the jury to
request additional testimony if the passage selected was wrong
(26T245:2-18).

As previously noted, the jury returned a verdict finding that
both respondents were not professionally negligent. Since the jury
concluded that neither respondent was negligent, they did not
render a verdict on the issue of proximate cause.‘

Petitioners moved for a new trial on the ground that the
verdict was against the weight of the evidence. The court denied
the motion and delivered an oral opinion from the bench. It stated
in part:

I believe that the verdict is not against the weight of

3. Furthermore, petitioners did not clam the charge was in error on their
appeal to the Superior Court, Appellate Division. The petitioners first raised
this issue in the petition for certification to the N.J. Supreme Court at p. 16
where they conceded it had not been raised below and urged “‘piain error."
See Point II! herein.

4. The issues of negligence and causation were submitted as separate
interrogatories to the jury

the evidence. I believe there is not a miscarriage
of justice. I believe that this is an unfortunate
situation where people — that the human body
is a delicate mechanism that none of us truly
understand, even doctors. [4/24T19:15-20; see
Petitioners’ Appendix at p. 14a.]}

The question is ‘‘Did he deviate from accepted
standards of that profession? I find that the jury,
had I been sitting on the jury, having listen to all
the evidence I would have voted the same way the
jury voted. I believe that the jury had all of the
evidence. [4/24T18:19 24; see Petitioners’

Appendix at p. I4a.]

.. . Not only that, but the testimony was, which
supports, more than supports, but had the
Defendant, Dr. Oberhand had the burden of
proving by a preponderance of the credible
evidence that he was not professionally negligent,
I think he would have met that burden, had the
burden been on the other side. [4/24T17:9-15; see
Petitioners’ Appendix at pp. 12a-13a.]

The record is devoid of any complaint by petitioners of a
denial of their due process rights under the Fourteenth
Amendment. Not only is the jury verdict supported by the
evidence, it is a proper and just verdict which should not be
disturbed by this Court.

SUMMARY OF ARGUMENT

The petition seeks review of a judgment of the Superior Court
of New Jersey in favor of respondents in an action alleging
professional negligence. Petitioners seek to invoke the jurisdiction

of this Court pursuant to 28 U.S.C. § 1257(a), claiming a violation
of their right to procedural due process.

Respondent contends that the Court is without jurisdiction
to grant the petition because petitioners failed to adequately raise
their constitutional claims below. Although favored with an appeal
as of right to the New Jersey Supreme Court for matters involving
a Question arising under the Constitution of the United States,
petitioners elected to seek discretionary review by petitioning for
certification which was denied. New Jersey Constitution, 1947,
Article 6, § 5, 1. Thus, petitioners claims were not presented
to the “highest court of a state’’ which is required under 28 U.S.C.
§ 1257(a) for this Court to exercise its jurisdiction. Webb v. Webb,
451 U.S. 493, 101 S. Ct. 1889, 68 L. Ed. 2d 392 (1981). Moreover,
on their petition for certification to the New Jersey Supreme Court,
petitioners failed to raise their constitutional claims. Additionally,
neither of the appellate opinions below indicates that those courts
actually decided the constitutional issues now alleged by petitioners.
That petitioners failed to adequately raise their claims below can
be inferred from their lack of compliance with this Court’s Rule
21.1(h) which subjects the petition to possible denial under Rule
21.5.

Second, the petitioner does not set forth any ‘‘special and
important reasons’’ for issuing a writ of certiorari. Rule 17 and
Rice v. Sioux City Cemetery, 349 U.S. 70, 75 S. Ct. 614, 99 L.
Ed. 897 (1954).

Third, the judgment below is supported on independent and
adequate state grounds. Namely, petitioners neglected to preserve
their right to appellate review by failing to object to the charge,
or the portions of testimony which were read back to the jury
and of which they now complain. N.J. Court Rule 1:7-2.

Finally, the record fails to demonstrate any violation o!

petitioners’ right to due process. Petitioners’ claims are speculative.
The judgment was entered based upon the verdict of a jury which
resolved conflicting facts bearing upon the issues of negligence
and causation — issues plainly outside the criteria by which this
Court exercises its discretionary jurisdiction. McAllister v. United
States, 348 U.S. 19, 75 S. Ct. 6, 99 L. Ed. 26 (1954).

REASONS FOR DENYING THE WRIT
I.

THE COURT IS WITHOUT JURISDICTION TO GRANT
THE WRIT OF CERTIORARI BECAUSE PETITIONERS
FAILED TO ADEQUATELY RAISE’ THEIR
CONSTITUTIONAL CLAIMS BELOW.

Petitioners allege jurisdiction under 28 U.S.C. § 1257(a).
Jurisdiction is allegedly conferred by reason of a judgment “*. . .
rendered by the highest court of a State in which a decision could
be had. . .’’ wherein **. . . any title, night, privilege, or immunity
...’” Petitioners **. . . have specially set up or claimed under
the Constitution ... of ... the United States.’’ Specifically,
petitioners claim a violation of procedural due process under the
Fourteenth Amendment.

A. Petitioners Failed to Appeal the Judgment to the New Jersey
Supreme Court.

New Jersey has a three-tiered judicial system. Original
jurisdiction throughout the State is vested in the Superior Court
which is separated into ‘‘Divisions’’ including the Law and
Appellate Divisions. New Jersey Constitution, 1947 (hereafter
‘*‘Const.’’), Art. 6, § 3, 44 2 and 3. The within matter was
originally venued in the Law Division. Appeals from fina!
judgments in the Law Division may be taken as of right to the

second tier, Appellate Division. Const., Art. 6, § 5, 4 2 and N.J.
Court Rule 2:2-3(a) (Appendix at 1a). The Supreme Court is the
court of last resort. Const., Art. 6, § 2, 2 (Appendix at 1a).

Review of final judgments in the Supreme Court may be had
either on direct appeal or certification as provided. Const., Art.
6, § 5, 7 1 provides:

1. Appeals to the Supreme Court

1. Appeals may be taken to the Supreme Court:
(a) In causes determined by the appellate division
of the Superior Court involving a question arising
under the Constitution of the United States or this
State;

(b) In causes where there is a dissent in the
Appellate Division of the Superior Court;

(c) In capital causes;

(d) On certification by the Supreme Court to the
Superior Court and, where provided by rules of
the Supreme Court, to the inferior courts; and
(e) In such causes as may be provided by law.

N.J. Court Rule 2:2-1 tracks the state constitutional criteria:

2:2-1. Appeals to tha Supreme Court from Final
Judgments

(a) As of Right. Appeals may be taken to the
Supreme Court from final judgments as of right:

10

(1) in cases determined by the Appellate Division
involving a substantial question arising under the
Constitution of the United States or this State; (2)
in cases where, and with regard to those issues as
to which, there is a dissent in the Appellate
Division; (3) directly from the trial courts in cases
where the death penalty has been imposed and in
post-conviction proceedings in such cases; (4) in
such cases as are provided by law.

(b) On Certification. Appeals may be taken to the
Supreme Court from final judgments on
certification to the Appellate Division pursuant to
R. 2:12.

Both the Constitution and Rule 2:2-l(a)(1) provide for an appeal
‘*as of right’’ in cases *‘...involving a substantial’ question ansing
under the Constitution of the United States...’’. Alternatively,
a litigant may petition for certification, but review by the court is
discretionary.* Where there is a proper basis for an appeal as of
right, non-constitutional claims will also be considered. Kligman
v. Lautman, 251 A.2d 745, 53 N.J. 517 (1969).

Although entitled to review ‘‘as a right’’ of their constitutional
claims, petitioners failed to appeal the judgment of the Appellate

5. While not expressly set forth in the Constitution, N.J. Court Rule
2:2-l(aXil) includes a requirement that the constitutional question must be
**substantial”’ for an appeal as of right. However, the substantiality requirement
has nevertheless been construed has implicit in Article 6, § 5, 4 1. Tidewater
Oil Co. v. Mayor and Council of Carteret, 209 A.2d 105, 44 N.J. 338 (1965).

6. The grounds for certification are set forth in N.J. Court Rule 2:12-4
at Appendix 2a. Generally, a question of *‘general public importance”’ or ‘special
reasons”’ is required.

11

Division to the Supreme Court, but instead sought discretionary
certification which was denied’ (Petitioners’ Appendix at 2a).
Under these circumstances, respondent respectfully contends that
this Court is without jurisdiction under 28 U.S.C. § 1257(a) since
petitioners’ claims were not presented to ‘‘. . . the highest court
of [the] State in which a decision could be had .. .’’. Webb v.
Webb, 451 U.S. 493, 101 S. Ct. 1889, 68 L. Ed. 2d 392 (1981).

B. Petitioners Failed to Adequately Raise Their Constitutional
Claims in the State Courts.

Even if petitioners’ request for certification to the New Jersey
Supreme Court instead of direct appeal of the judgment could
be viewed as adequate for the purpose of invoking this Court’s
jurisdiction under 28 U.S.C. § 1257(a), petitioners never raised
their due process claim in their petition for certification.
Petitioners’ brief and reply brief in support of their petition for cer-
tification are simply devoid of any argument that they were denied
procedural due process under the Fourteenth Amendment. While
such a claim was tangentially raised on appeal to the Appellate
Division,’ it must be deemed to have been abandoned when
petitioners sought review by the New Jersey Supreme Court.

Jurisdiction of this Court can arise **. . . only if the record
as a whole shows either expressly or by clear implication that the
federal claim was adequately presented in the state system.”’ Webb
v. Webb, 451 U.S. 493, 496-497, 101 S. Ct. 1889, 1892, 68 L.

7. While petitioners may have sought certification instead of directly
appealing the judgment because of the ‘‘substantiality’’ requirement, it hardly
behooves petitioners to advance such an argument here in view of this Court's
criteria for granting certiorari.

8. Brief of Plaintiff-Appellants, Superior Court of New Jersey, Appellate
Division, Point I(d) at p. 52

12

Ed. 2d 392, 397 (1981); Oxley Stave Co. v. Butler County, 166
U.S. 648, 655, 17 S. Ct. 709, 711, 41 L. Ed. 1149 (1897).

Moreover, if respondent understands petitioners’ argument
that N.J. Court Rule 1:16-1 (Interviewing Jurors Subsequent to
Trial), N.J. Evidence Rule 41 (Evidence to Test a Verdict) and
N.J. Rule of Professional Conduct 3.5 (Lawyer Not to Influence
Juror) somehow violate their right to due process, petitioners failed
to mount any direct constitutional attack on those provisions in
the state courts. In order to invoke this Court’s appellate
jurisdiction, an express challenge to the constitutionality of a state
statute is required. Mississippi Power v. Moore, 487 U.S. ___.,
108 S. Ct. 2428, 2437, 101 L. Ed. 2d 322, 337 (1988), n. 10 and
Peralta v. Heights Medical Center, Inc., 485 U.S. 80, 108 S. Ct.
896, 898, 99 L. Ed. 2d 75, 80 (1988), n. 4.’ Since none was
advanced, respondent contends that the Court is without
jurisdiction.

C. Petitioners’ Constitutional Claims Were Not Decided in the
State Courts Below.

To invoke this Court’s jurisdiction, the federal question must
not only have been raised, but also decided by the state courts.
Cardinale v. Louisiana, 394 U .S. 437, 438, 89S. Ct. 1161, 1162,
22 L. Ed. 2d 398, 400 (1969). If not passed upon, this Court may
assume that the judgment rests on ar adequate nonfederal
ground,'® Cardinale, supra, and Ellis v. Dixon, 349 U.S. 458,

9. Respondent realizes that petitioners have not appealed, but seek a writ
of certiorari. The cases ated were decided prior to the 1988 amendment of 28
U.S.C. § 1257 which eliminated this Court’s appellate jurisdiction from the
state courts under the former § 1257(2). To the extent that petitioners challenge
the constitutionality of the aforesaid state rules, respondent urges that those
decisions are persuasive.

10. Cf, Pout III herein.

13

464, 75 S. Ct. 850, 854, 99 L. Ed. 1231, 1236 (1955), or that
the omission is for want of proper presentation in the state courts,
unless the aggrieved party can affirmatively show the contrary.
Street v. New York, 394 U.S. 576, 582, 89 S. Ct. 1354, 1360,
22 L. Ed. 2d 572, 579 (1969). Nothing in the proceedings below
show that the state appellate courts actually decided the
constitutional issues raised here by petitioners. The Appellate
Division rendered a per curiam opinion which makes no mention
of them, and the New Jersey Supreme Court merely issued an
order denying the petition for certification (Petitioners’ Appendix
at la-Sa).

D. The Petition is Procedurally Defective Because Petitioners
Have Failed to Comply with Rule 21.1(h).

Petitioners’ Statement of the Case is deficient under this
Court’s Rule 21.1(h). There is no specification by petitioners where
the federal questions sought to be reviewed in this Court were
raised, either in the trial or appellate courts. There are no “*.. .
pertinent quotations of specific portions of the record, or summary
thereof . . .’’ to show that the federal questions were timely and
properly raised so as to grant this Court jurisdiction to review
the judgment. Under Rule 21.5, the Court may deny the petition
for failure to comply.

Il.

NO SPECIAL REASONS EXIST TO GRANT THE
PETITION FOR A WRIT OF CERTIORARI.

Petitioners jump to the conclusion that the jury verdict was
the product of speculation based upon requests for certain
testimony to be read back. They then color this alleged speculation
‘*jury misconduct,’’ and, in what can be only characterized as
a quantum leap, argue that the jury violated their right to

14

procedural due process under the Fourteenth Amendment. In the
only place where petitioners raised this unique theory below, they
candidly admitted, ‘‘No case has been discovered in which a
constitutional grievance has been laid at the feet of jurors
themselves .. .’’.'!

However, review on certiorari is not a matter of right, but
of discretion, and is only granted when there are special and
important reasons. Rule 17. Review on certiorari does not provide
a normal appellate channel in any sense comparable to a writ
of error. Fay v. Noia, 372 U.S. 391, 436, 83 S. Ct. 822, 847,
9 L. Ed. 2d 837, 867 (1963). While petitioners may have developed
what they considered to be a novel constitutional theory, ‘‘ ‘special
and important reasons’ imply a reach to a problem beyond the
academic or the episodic.’’ Rice v. Sioux City Cemetery, 349 U.S.
70, 74, 75 S. Ct. 614, 616, 99 L. Ed. 897, 901 (1954). Even where
petitioner may raise a federal question ‘‘of substance,’’ this Court
does sit to satisfy a scholarly interest in such issues. Rice, supra.
Certiorari is granted only where the case involves principles the
settlement of which is important to the public as distinguished
from the parties. N.L.R.B. v. Pittsburgh Steamship Co. 340 U.S.
498, 502, 71 S. Ct. 453, 456, 95 L. Ed. 479, 482 (1951).

The petition fails to satisfy, nor does it attempt to satisfy,
any of the criteria typically considered by the court for granting
certiorari. Cf., Rule 17.1(b) and (c). While petitioners undoubtedly
feel that the issues are of great concern to themselves, they in
no way justify the expenditure of this Court’s limited resources.

11. Brief of Plaintiff-Appellants, Supenor Court of New Jersey, Appellate
Division, Point I(d) at p. 52.

15

Il.

PETITIONERS’ FAILURE TO OBJECT TO THE
CHARGE OR THE PORTIONS OF TESTIMONY WHICH
WERE READ BACK TO THE JURY CONSTITUTE AN
INDEPENDENT AND ADEQUATE STATE GROUND TO
SUPPORT THE JUDGMENT.

To the extent that the trial court’s failure to charge ‘‘loss
of a chance’’ under Evers v. Dollinger, 471 A.2d 405, 95 N.J.
399 (1984) and its alleged mistake in having the incorrect testimony
read back to the jury even remotely imply some constitutional
defect, petitioners have waived appellate review by failing to make
appropriate and timely objections.'? New Jersey follows the
traditional rule which requires a timely objection to evidence or
the court’s charge in order to preserve the issue for appellate
review. N.J. Court Rule 1:7-2 provides:

For the purpose of reserving questions for
review or appeal relating to rulings or orders of
the court or instructions to the jury, a party, at
the time the ruling or order is made or sought,
shall make known to the court specifically the
action which he desires it to take or his objection
to the action taken and the grounds therefor.
Except as otherwise provided by R. 1:7-5 and R.
2:10-2 (plain error), no party may urge as error
any portion of the charge to the jury or omissions
therefrom unless he objects thereto before the jury
retires to consider its verdict, but opportunity shall
be given to make the objection in open court, in
the absence of the jury. If a party has no

12. Petitioners conceded in their petition for certification to the New Jersey
Supreme Court at p. 16 that they made no objection to the charge, and urged
‘plain error.”’

16

opportunity to object to a ruling, order or charge,
the absence of an objection shall not thereafter
prejudice him.

Obviously, the purpose of the rule is to give the court an
opportunity to reconsider its rulings and correct any alleged errors.
Gluckauf v. Pine Lake Beach Club, Inc., 187 A.2d 357, 78 N.J.
Super. 8, 18 (App. Div. 1963). Except in the case of ‘‘plain error’’
which is discretionary and ‘‘. . . should be sparingly employed,”’
New Jersey appellate courts will not review matters which were
not preserved below. Ford v. Reichert, 129 A.2d 439, 23 N.J.
429, 433 (1957). See also, Gaido v. Weiser, 545 A.2d 1350, 227
N.J. Super. 175 (App. Div. 1988), aff’d, 558 A.2d 845, 115 N.J.
310 (1989).

There was no objection by petitioners to the charge given
by the trial judge below, and no request for a ‘‘loss of a chance’’
charge (261T221:12-16). To the same effect, petitioners failed to
object to any testimony which was read back in response to the
requests of the jury (26T243-248). Moreover, the trial judge invited
the jury to request additional testimony if the passages selected
were wrong (261245:2-18). Thus, petitioners failure to make
appropriate and timely objections in the trial court constitute an
independent and adequate state ground for affirmance of the
judgment by the courts below.

IV.

THE PETITION SHOULD BE DENIED BECAUSE THE
RECORD DOES NOT DEMONSTRATE ANY VIOLATION OF Py
PETITIONERS’ RIGHT TO DUE PROCESS.

The judgment entered in this case did not turn upon a

violation of petitioners’ right to due process, but rather upon
resolution by a jury of conflicting facts bearing upon the issues

a ef

17

of negligence and causation. As Mr. Justice Frankfurter stated
in McAllister v. United States, 348 U.S. 19, 23, 75 S. Ct. 6, 9,
99 L. Ed. 26 (1954):

. . . If there is any class of cases which plainly
falls outside of the professed considerations by
which this court exercises its discretionary
jurisdiction, it is cases involving only interpretation
of facts bearing on the issue of causation or
negligence. The standards of judgment in this type
of litigation are well settled. The significance of
facts becomes the bone of contention. [Coricurring
opinion]

Petitioners have latched onto the jury’s request for the testimony
of Dr. Oberhand concerning the continuity of headaches to imply
a verdict based upon speculation which infers misconduct, which,
in turn, is alleged to be a violation of procedural due process.
But the record is replete with references to both ‘‘a headache’’
and ‘‘headaches’’ suffered by petitioner Rose O’Grady between
March 2 and March 16, 1983. Petitioners’ daughter testified to
‘“*very bad headaches.’’ (19T22:14). Petitioner Frank O’Grady was
questioned on direct about his wife’s ‘‘headaches”’ and testified
that they disappeared on March 16 (19T148:3-22). On the
hypothetical question proposed to petitioners’ expert, Dr. Duncan,
reference was made to ‘“‘headaches.’’ (20T46:19, 20T47:3,
20T47:20). Dr. Duncan also agreed on cross examination that
there was a possible basis to attribute petitioner’s ‘‘headaches’’
to the sinus problem (20T105:13-21) and the testimony of Dr.
Franz was laced with references to ‘‘headaches.’’ (24T79:15-23,
24T81:21, 24T87:22-88:4, 24T105:6-25).

On cross examination, Dr. Oberhand referred to ‘‘. . . the
plural headaches.’’ (25T76:5-10). He testified that the petitioner’s
description of the headaches was, ‘‘. . . “‘They’re back again’ type

of situation."’ In other words, similar to all the other headaches
(25T81:6-16).

Clearly, the issue of whether petitioner had a single constant
headache or a series of headaches, and the inferences to be drawn
therefrom were questions for the jury and the only flawed
reasoning concerning same is that which is incorporated in
petitioners’ argument. It is the petitioners, rather than the jury,
who have engaged in speculation. See the opinion of the Superior
Court, Appellate Division, Petitioners’ Appendix at pp. 4a-Sa.
On petitioners’ motion for a new trial, the trial judge remarked
in his oral opinion denying the application that, not only would
he have voted along with the jury to exonerate the respondent,
but he felt the evidence was so strong, that respondent would
have prevailed even if he had the burden of proof.

... Not only that, but the testimony was,
which support, more than supports, that had the
Defendamt Dr. Oberhand had the burden of
proving by a preponderance of the credibie
evidence that he was not professionally negligent.
I think that he would have met that burden, had
that burden had been on the other side
[4/24T17:9-15; Petitioners’ Appendix at pp
|2a-13a]

The verdict of the jury is not only supported by adequate credibiec
evidence in the record, it is right and should not be disturbed

The remainder of petitioners’ arguments concerning (he
adequacy of the court's charge to the jury, and in particular. (5
failure to charge ‘‘loss of a chance’’ pursuant to Evers v Doillinger
supra and Hake v. Manchester Township, 486 A.ld 436, 98 |
302 (1985), if not waived by petitioners for failing to object to
the charge. raise issues solely of state law which (his Court has
no jurisdiction to review under 28 U S.C 12$7

19

CONCLUSION

For all of the foregoing reasons, the petition for a writ of
certiorari should be denied.

Respectfully submitted,

JOHN P. MC GEE
MC DERMOTT & MC GEE

Attorneys for Respondent
Robert |. Oberhand, M.D.

Dated: Millburn, New Jersey
April 2, 1990

APPENDIX

New Jersey Constitution, 1947

Art. 6, § 5, ¢ 2:

2. Appeals to Appellate Division of Superior
Court

2. Appeals may be taken to the Appellate
Division of the Superior Court from the Law and
Chancery Divisions of the Superior Court, and in
such other causes as may be provided by law.

Art. 6, § 2, 4 2:
2. Supreme Court, appellate jurisdiction

2. The Supreme Court shall exercise appellate
jurisdiction in tne last resort in all causes provided
in this Constitution.

New Jersey Court Rules

Rule 2:.2-3 [Part]:

22-3. Appeals to the Appellate Division from Final
Judgments, Decisions, Actions and from Rules,

Tax Court

(a) As of Right. Except as otherwise provided
by R. 2:21(aX3) (final judgments appealabie
directly to the Supreme Court), appeals may be
taken to the Appellate Division as of right

Rule 2:

2a

Appendix

(1) from final judgments of the Superior Court
trial divisions, or the judges thereof sitting as
Statutory agents; the Tax Court; and in summary
contempt proceedings in all trial courts except
municipal courts; .

12-4:
2:12-4. Grounds for Certification

Certification will be granted only if the appeal
presents a question of general public importance
which has not been but should be settled by the
Supreme Court or is similar to a question presented
on another appeal to the Supreme Court; if the
decision under review is in conflict with any other
decision of the same or a higher court or calls for
an exercise of the Supreme Court’s supervision and
in other matters if the interest of justice requires.
Certification will not be allowed on final judgments
of the Appellate Division except for special
reasons.

= |

a

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385020_1066%3A3. Public record. Not legal advice.
