# Opposition Brief — Sexton v. Arkansas Supreme Court Committee on Professional Conduct

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1990
- **Citation:** 494 U.S. 1066

## Text

Supreme Court, U.S,
FILED

No. 897 1OSS MAR 8 1990

CLERK

JOSEPH F. SPANIOL, UR,

IN THE
SUPREME COURT OF THE UNITED STATES

OCTOBER-TERM, 1989

SAM SEXTON, JR. «sunt peeENBEERS Ges er ec ree. Petitioner
VS.

ARKANSAS SUPREME COURT COMMITTEE
ON PROFESSIONAL CONDUCT ..........0220000- Respondent

ON PETITION FOR WRIT OF CERTIORARI
TO THE SUPREME COURT OF ARKANSAS

RESPONSE TO PETITION FOR
WRIT OF CERTIORARI

STEVE CLARK
Attorney General

By: R. B. FRIEDLANDER
Solicitor General
200 TOWER BUILDING
323 CENTER STREET
LitTLE Rock, ARKANSAS 72201
(501) 682-3637

Attorneys for Respondent

ARKANSAS LEGISLATIVE DIGEST, INC

QUESTIONS PRESENTED

Respondent disagrees with Petitioner’s characterization
of facts contained in the record which form the basis for his
presented questions. Therefore, Respondent would submit the
following:

WHETHER RESPONDENT’S RULES AND PRACTICE
WHICH PROVIDE FOR EVIDENTIARY SUBMISSION
TO IT PRIOR TO A HEARING (AT THE ACCUSED
ATTORNEY ’S OPTION), OFFENDS THE DUE PROCESS
CLAUSE OF THE FOURTEENTH AMENDMENT. OF
THE UNITED STATES CONSTITUTION?

II.

WHETHER THE RESPONDENT COMMITTEE MAY
SUSPEND AN ATTORNEY’S LICENSE UPON A FIND-
ING OF VIOLATION OF A DISCIPLINARY RULE
PURSUANT TO A “PREPONDERANCE OF THE EVI-
DENCE” STANDARD WITHOUT VIOLATING THE
DUE PROCESS CLAUSE OF THE FOURTEENTH
AMENDMENT TO THE UNITED STATES CONSTI-
TUTION?

Il.

il

TABLE OF CONTENTS

QUESTIONS PRESENTED o.vch ios cccccccsartace

SABRE I CON os 600s 65s kes cadesedeanenes

REASONS FOR DENYING THE WRIT....:.......
Respondent Committee did not violate Peti-
tioner’s due process rights by submitting the case
for disciplinary ruling prior to a hearing as that
was Persscney’s COME. i io 65's ob kao ete esis,

Respondent Committee utilized a ‘“‘preponder-
ance of the evidence”’ in determining Petitioner’s
case and the Arkansas Supreme Court utilized
this standard in its de novo review of Petitioner's
COE ccccccoesviwires ees tdunGehUNEEPASRWES Medes 60%

10

16

16

ill

TABLE OF AUTHORITIES

Page

CASES:
FTC v. Cement Institute, 333 U.S. 683,

68 S.Ct. 793, 92 L.Ed.2d 1010 (1948) ............... 8
Gagnon v. Scarpelli, 411 U.S. 778,

SS S.Cx. W756, 96 L..Ed.2 GS6 (1975) 2.0 wcncccccces 7
In Re Bartlett, 283 Or. 487, 584 P.2d 296 (1978) ........ 1]
In Re Goldstein, 103 I11.2d 123,

Be PR I Ct FEDS vices de cus cnivccecceses 12
In Re Neville, 147 Ariz. 106, 708 P.2d 1297 (1985) ...... 1]
In Re O’Byrne, 298 Or. 535, 694 P.2d 955 (1985)........ 12
In Re Pyatt, 312 S.E.2d 553 (S.C. 1984) ...........eee. 12
In Re Ruffalo, 390 U.S. 544,

OB SAR. TREE, Be EEG.Be 197 (19GB) 2. ccc cecnvcces 5

In Re Richard V. Watson, 482 N.E.2d 262 (Ind. 1985) ...12
Matter of Kali, 124 Ariz. 592, 606 P.2d 808 (1980) ....... 12

Morrisey v. Brewer, 408 U.S. 471,
92 S.Ct. 2593, 33 L.Ed.2d 484 (1972) ............... 7

Muhammed v. Arkansas Supreme Court
Committee on Professional Conduct,

291 Ark. 29, 722 S.W.2d 280 (1987)........ceseeee 13
NLRB v. Donnelly Garment Company, 330 U.S. 219,

236-237, 67 S.Ct. 756, 91 L.Ed. 854 (1947)........... 8
Sexton v. State, 295 Ark. 141, 747 S-W.2d 94 (1988) ...... 4

Sexton v. State, 297 Ark. 154-A, 761 S.W.2d 602 (1988) ...2

IV

TABLE OF AUTHORITIES

Page

CASES:
Sexton v. Supreme Court Committee on

Professional Conduct, 299 Ark. 439,

FES DO BOWER ind cbs Deeicndbabanesss ée 3, 6
Withrow v. Larkin, 421 U.S. 35, 95 S.Ct. 1456,

a ee ere TeeT yy Tree eee eee eee 7
Wolff v. McDonnell, 418 U.S. 539, 563,

94 S.Ct. 2698, 41 L.Ed.2d 935 (1974) 2... 0c .sesciee 12
OTHERS:
ee UR ae er Pee ee ere ree 9
Code of Professional Responsibility

Disciplinary Rule 5-104(A) ............. 10, 11, 12, 13
Rule 7(a) of the Arkansas Supreme Court

Regulating Professional Conduct of

HNN EE 6 aA a ae Cine e de ce erlschdvanekacci 1]

0 em ae IS

IN THE
SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1989

No.

SADE TERT, FR os scr cccecscesscavanpecscessce Petitioner

VS.

ARKANSAS SUPREME CourT COMMITTEE
On PROFESSIONAL CONDUCT .........00ee000- Respondent

ON PETITION FOR WRIT OF CERTIORARI
TO THE SUPREME COURT OF ARKANSAS

RESPONSE TO PETITION FOR
WRIT OF CERTIORARI

STATEMENT OF THE CASE

On January 23, 1987, Respondent Committee charged
Petitioner with violation of Rules 1.8 and 8.4 of the Model
Rules of Professional Conduct as adopted by the Arkansas
Supreme Court and in effect on that date. The charge was
brought pursuant to a complaint filed with Respondent
Committee. Subsequent to the filing of the complaint,
Petitioner filed a response, but requested no hearing. Pursuant
to Rule 5(B)(1) & (2), Petitioner had been furnished with a copy
of the formal complaint and advised he was entitled to file
a written response in: affidavit form with any supporting
evidence desired. Petitioner was also advised that a hearing

could be requested before any vote was taken by the Committee
and that, in the absence of such request, the file would be sent
to the Committee for vote by ballot as provided in the Rules
of the Arkansas Supreme Court Regulating Professional
Conduct of Attorneys at Law (‘‘Rules’’). Petitioner was also
notified that should he be dissatisfied with the ballot vote, his
right to a subsequent hearing would be preserved. Petitioner
requested no hearing, but instead submitted a response to the
Committee. Copies of the complaint, response and a synopsis
of both were sent to individual Committee members along
with paper ballots. The individual members forwarded the
completed ballots back to the executive secretary of the
Committee who compiled the results. After learning that the
Committee had voted to_suspend his license for a one-year
period, Petitioner Sexton requested a public hearing which
was held August 29, 1987. After that de novo hearing, the
Committee voted to suspend Petitioner's license. That decision
was appealed by Petitioner to the Arkansas Supreme Court for
its de novo review and on March 28, 1988, that Court reversed
and remanded the action of the Committee, stating that
Petitioner could only be charged with violating the Code of
Professional Responsibility, which was in effect at the time he
committed the alleged offense — in 1983. Sexton v. Supreme
Court Committee on Professional Conduct, 295 Ark. 141, 747
S.W.2d 94 (1988) (Sexton I). Petitioner was then charged with
violation of Disciplinary Rule 5-104(A) of the Code of Pro-
fessional Responsibility (““DR 5-104(A)’’) and the Committee
voted to suspend his license for one year after hearing two days
of testimony, on December 3, 1988 a..d February 11, 1989.
Petitioner appealed this final decision to the Arkansas
Supreme Court. As noted in the Petition for Writ of Certiorari,
between the first and final decisions of the Arkansas Supreme
Court, Petitioner filed a ‘‘Petition for Prohibitory aid
Mandatory Relief’’ which was denied on the basis that all
issues presented therein could be raised on appeal. Sexton v.
Supreme Court Committee on Professional Conduct, 297 Ark.

154-A, 761 S.W.2d 602 (1988) (Sexton II).

In its decision dated July 10, 1989, the Arkansas Supreme
Court held Petitioner failed to comply with the terms of DR
5-104(A) and upheld the decison of the Committee to suspend
Petitioner’s law license to practice in state courts for a period of

one year. Sexton v. Supreme Court Committee on Professional
Conduct, 299 Ark. 439, 774 S.W.2d 114 (1989) (Sexton IIT).

On July 28, 1989, Petitioner filed a Petition for Rehearing
with the Arkansas Supreme Court and a Motion for Stay of
Mandate pending his application for certiorari to this Court.
The Arkansas Supreme Court denied the Petition for Rehear-
ing on September 11, 1989, and granted Petitioner’s Motion to
Stav the Mandate pending his Petition for Writ of Certiorari.

This Response to Petitioner’s Petition for Writ of
Certiorari is now submitted.

Respondent notes that there are several misleading state-
ments made by Petitioner in his Statement of the Case.

First, the rules of Respondent Committee do not require
the Committee to vote to take action against an attorney
accused of rule violations prior to holding a hearing. Instead,
Rule 5(B)(1) & (2) provide that an accused attorney may request
a hearing before any vote is taken by the Committee and that
when such a request has been made, no ballots shall be sent.
Rather, a public hearing shall be held in accordance with the
Committee rules.

Further, although Rule 7(A) provides that if the Com-
mittee finds there is ‘“‘a reasonable ground” to believe that the
attorney has been guilty of misconduct it may take disciplinary
action, this Rule was not applied in any of Petitioner's
hearings before the Committee and/or the Arkansas Supreme

Court. Rather, those bodies made determinations based upon a
“preponderance of the evidence”’ standard. This matter will be
more fully discussed in the argument portion of this Response.

Finally, although Petitioner is correct that no provision is
made in the Rules for appeal, prior to the original complaint
being filed against a Petitioner with the Committee, the
Arkansas Supreme Court had certainly allowed appeals to it
from a Committee adjudication. See Walker v. Supreme Court
Committee on Professional Conduct, 275 Ark. 158, 628 S.W.2d
552 (1982). That Court expressly declared a right to appeal
exists in Sexton v. Supreme Court Committee on Professional
Conduct, 295 Ark. 141, 747 S.W.2d 94 (1988).

REASONS FOR DENYING THE WRIT

RESPONDENT COMMITTEE DID NOT VIOLATE
PETITIONER’S DUE PROCESS RIGHTS BY SUB-
MITTING THE CASE FOR DISCIPLINARY RULING
PRIOR TO A HEARING AS THAT WAS PETITIONER'S
CHOICE.

Contrary to Petitioner’s assertion, his petition presents no
issues of significance to another attorney involved in dis-
ciplinary proceedings: As stated, Rules 5(B)(1) & (2), (as found
at Appendix Pg. 44 of the Petition), provide that any accused
attorney may request a hearing before a vote is taken by the
Committee. In the absence of such a request, the file is sent to
the Committee for vote by ballot. Nothing in the mentioned
procedure precludes an attorney from a right to a subsequent
hearing should he/she be dissatisfied with the ballot vote.
Where an attorney has initially requested a hearing, no ballots
are sent and the matter is set for public hearing immediately.

In this case, Petitioner did not request a hearing initially,
but instead chose to submit a written response. That written
response was forwarded to members of the Committee who
proceeded to vote, by paper ballot, on whether violation of
ethical rules had occurred and subsequently, a sanction to be
imposed.

While this Court has recognized Jn Re Ruffalo, 390 U.S.
544, 88 S.Ct. 1222, 20 L.Ed.2d 117 (1968), that the disbarment
of an attorney is a punishment or penalty, it has only stated
that such proceedings are quasi-criminal in nature. Jd. at 550.
Accordingly, this Court has held that an accused attorney is
entitled to procedural due process. The Ruffalo holding has
been adopted and applied in the Sexton trilogy of cases. See

Sexton III, at 299 Ark. 439, 774 S.W.2d 114 (1989), where the
Arkansas Supreme Court stated:

Certainly,we-could never tolerate denial of the right to
practice law without fully affording due process to the
practicing attorney.

Id. at 446.

In rejecting Petitioner's argument that the Committee
should have recused itself from hearing any further evidence as
to-his-ease because some members had expressed opinions
prior to the hearing, by their ballot vote, the Arkansas Supreme
Court noted that the rules of the Committee had been followed
in every respect. It stated:

The mere happenstance that a trier of fact has expressed
an opinion on a matter under consideration does not
automatically disqualify that person from further par-
ticipation. Frequently we reverse a trial judge and remand
the case for another trial. Even though we may reverse a
trial judge, on remand the judge is considered fair and
impartial.

Id. at 448.

Also, the Arkansas Supreme Court discussed several of the
cases cited by Petitioner as allegedly supportive of his position
that because a hearing examiner or judge sat as a factfinder ata
previous stage, he or she should be disentitled to sit in any
subsequent stage just because they ruled against a party in the
first hearing of the matter. The Arkansas Supreme Court
distinguished those cases cited by Petitioner and Respondent
goes further to distinguish these same cases cited by Petitione1
in his first point.

Of course, Respondent does not deny that procedural due
process applies to attorney disciplinary proceedings.

However, attorney disciplinary proceedings are analo-
gous in no way to the situations presented in Gagnon uv.
Scarpelli, 411 U.S. 778, 93 S.Ct. 1756, 36 L.Ed.2d 656 (1973) or
its predecessor, Morrisey v. Brewer, 408 U.S. 471, 92 S.Ct. 2593,
33 L.Ed.2d 484 (1972). In Gagnon, supra, this Court held that
it was unreasonable and violative of due process to have parole
officer (Gagnon) or probation officer (Morrisey) sit as tri-
bunals to make determinations of whether reasonable grounds
existed for revocation of parole and/or probation. This Court
determined that such a finding should be made by someone not
directly invoived in the revocation process, as were parole and
probation officers, by virtue of their roles and functions.

Certainly, in attorney disciplinary proceedings, no issue
of the loss of freedom or liberty is presented. This fact alone
takes this type of cases out of the scope of Gagnon, supra, and
Morrisey, supra. Additionally, Respondent Committee does
not act, as do parole and probation officers, directly to do
initiate investigations concerning an accused, recommend
whether proceedings be instituted against an accused and then
subsequently sit as a tribunal over that matter. Rather,
Respondent Committee responds to complaints filed by the
public. Any independent investigation is accomplished by its
executive secretary and evidentiary matters are presented to
Committee members !n a balanced and impartial manner.
Thus, the constitutional flaw found in the Gagnon and
Morrisey decisions is not present here. Rather, the situation
posed in this case is much more similar to Withrow v. Larkin,
121 U.S. 35, 95 S.Ct. 1456, 43 L.Ed.2d 712 (1975), where a

physician's license was at issue. There, this Court stated:

The contention that the combination of investigative and
adjudicative functions necessarily creates an unconsti-
tutional risk of bias in administrative adjudication has a
much more difficult burden of persuasion to carry. It
must overcome a presumption of honesty and integrity in

those serving as adjudicators; and it must convince that,
under a realistic appraisal of psychological tendencies in
human weakness, conferring investigative and adjudica-
tive powers on the same individuals poses such a risk of
actual bias or prejudgment that the practice must be
forbidden if the guarantee of due process is to be
adequately implemented.

Id. at 47.

Further, this Court noted that similar claims had been
squarely rejected in its previous decisions. For instance, in
FTC v. Cement Institute, 333 U.S. 683, 68 S.Ct. 793, 92 L.Ed.2d
1010 (1948), it was held that no decision of this [the United
States Supreme] Court would require us to hold that it would
be a violation of procedural due process for a judge to sit in a
case after he had expressed an opinion as to whether certain
types of conduct were prohibited by law. In fact, judges
frequently try the same case more than once and decide
identical issues the second time, although these issues involve
questions both of law and fact. Jd. at 702-703.

Also cited with approval by the Arkansas Supreme Court
in Sexton III, was NLRB v. Donnelly Garment Company, 330
U.S. 219, 236-237, 67 S.Ct. 756, 91 L.Ed. 854 (1947):

Certainly, it’s not the rule of judicial administration that
.. .ajudge is disqualified from sitting ina retrial because
he was reversed on earlier rulings. We find no warrant for
imposing upon administrative agency a stiffer rule,
whereby examiners would be disentitled to sit because
they ruled strongly against a party in the first hearing.

Applying these precedents in Withrow, supra, this Court
found no specific foundation had been presented for
suspecting that the [examining board for physicians] had

been prejudiced by its investigation or would be disabled
from hearing and deciding on the basis of the evidence to
be presented at [a] contested hearing. The mere exposure
to evidence presented in non-adversary investigative
procedures is insufficient in itself to impugn the fairness
of the board members at a later adversary hearing.

Sexton III at 448.

While the facts of Withrow are similar to those presented
in this case, here Petitioner cannot show that any evidence was
presented to the deciding tribunal that did not contain
whatever arguments, by way of written response and affidavits,
he wished to make on his own behalf. Nor can he show he was
not (1) given notice of the complainant’s position, (2) allowed
discovery, (3) allowed to present testimony at hearing, o1
(4) cross-examine witnesses. Indeed, Petitioner was accorded
much more due process than the physician in Withrow.

Simply, this Court has dealt squarely with Petitioner's
first argument previously in Withrow and Petitioner presents
no reason to change that ruling based on the record of that case.
In order for this Court to grant certiorari in this matter,
Petitioner has to show that the factual issue of whether the
Committee members were automatically biased by having
reviewed a complaint and response initially and later holding
a public hearing on the issue of his violation of ethical rules, is
significant enough to the body of federal law to warrant this
Court’s review.

No conflict among the circuit courts of appeals is
presented, no radical departure from precedent by the Arkansas
Supreme Court has been presented and no important question
under the Constitution of the United States as is required by 28
U.S.C. §1254(1) is present here. All procedural due process
elements have been accorded Petitioner and the Petition for
Writ of Certiorari should be denied.

10

Plainly the Rules do not provide that only after an adverse
ruling may an accused attorney request a public hearing.
Moreover, the recitation of facts in Sexton III shows that
Petitioner did not initially request any hearing, but rather,
voluntarily chose to submit his case by way of response. Only
after he learned of an adverse ruling by the Committee did he
exercise his right to have a hearing.

Finally, Petitioner vaguely asserts facial unconstitu-
tionality of the Rules of the Court Regulating Professional
Conduct of Attorneys at Law by stating those rules do not
require the Committee make available to the accused attorney
results of its investigation, memoranda submitted by the
executive secretary or any other material except the affidavit of
the complainant. Petitioner was permitted full discovery in
this case, as the record reflects.

Petitioner's first point is totally without merit and
certiorari should be denied as to his first point.

RESPONDENT COMMITTEE UTILIZED A ‘‘PRE-
PONDERANCE OF THE EVIDENCE” STANDARD
IN DETERMINING PETITIONER’S CASE AND THE
ARKANSAS SUPREME COURT UTILIZED THIS
STANDARD IN ITS DE NOVO REVIEW OF PETI-
TIONER’S CASE.

It is difficult to discern the nature of all Petitioner's
arguments in his second point. Apparently, he contends that
because the Arkansas Supreme Court had not rendered a
decision prior to 1983 interpreting the ‘“‘full disclosure”
provision of DR 5-104(A), that his due process rights were
violated because he did not have notice of what conduct was
prohibited. Additionally, Petitioner contends that Rule 7(a) of

1]

the Arkansas Supreme Court Regulating Professional Con-
duct of Attorneys at Law violates his due process rights because
itonly provides that the Committee find a ‘‘reasonable ground
to believe’ that the attorney has committed an ethical
violation.

Petitioner's arguments are totally without merit. Just
because the Arkansas Supreme Court had never had occasion
to interpret the meaning of the “full disclosure” provision of
DR 5-104(a) prior to the decision in his case, does not mean that
there was any “‘retroactive’’ application of its judicial con-
struction. Carried to its logical conclusion, Petitioner's
argument would preclude a court from considering prece-
dential decisions rendered after the facts occurring in any given
case. Such a conclusion is ridiculous.

Plus, Petitioner was charged with knowledge of rules
applicable to his law license, in 1983.

The Arkansas Supreme Court merely relied on In Re
Neville, 147 Ariz. 106, 708 P.2d 1297 (1985), as persuasive in
interpreting the provisions of DR 5-104(a). That Arizona case
is not precedent in Arkansas, but since the Arkansas Supreme
Court had never construed the rule, it was within that court's
prerogative to rely on other jurisdictions.

Many cases, other than Neville, supra, which was decided
in 1985, stand for the proposition that merely advising a client
to seek outside counsel concerning a business transaction is
not sufficient to meet the full disclosure requirement of
DR 5-104(a). For instance, in In Re Bartlett, 283 Or. 487, 584
P.2d 296 (1978), cited by Petitioner, the Supreme Court of
Oregon held that the failure to advise clients to seek inde-
pendent legal counsel with respect to the purchase of a duplex
in which the lawyer held an interest and the transfer of the
client's interest in that duplex without the consent of the

12

receiver warranted suspension of that attorney for six months.
The Supreme Court of Oregon noted that there was “no
record” as to whether or not the accused made a “‘full disclosure
preceding the [clients] consent.4d_at 300. In Matter of Kali,
124 Ariz. 592, 606 P.2d 808 (1980), the Supreme Court of
Arizona upheld the suspension of Mr. Kali’s license for
entering into a business relationship with a client without
advising the client to seek outside counsel. The only outside
advice received by the client came from an accountant who had
been retained by the attorney and who had no independent
relationship with the client.

Numerous cases decided prior to Petitioner’s entry into a
business transaction with a client in 1983, had been decided
(and the decisions published) which held that merely advising
a client to seek outside counsel concerning a transaction is
insufficient to provide “‘full disclosure’ as is contemplated in.
DR 5-104(A). Certainly, numerous cases have been decided
after 1983 holding the same. See In Re Neville, supra; In Re
Richard V. Watson, 482 N.E.2d 262 (Ind. 1985); In Re O’Byrne,
298 Or. 535, 694 P.2d 955 (1985); In Re Goldstein, 103 I11.2d 123,
468 N.E.2d 959 (Ill. 1984); In Re Pyatt, 312 S.E.2d 553 (S.C. 1984).

Additionally, Petitioner asserts that the failure to enter
findings of fact and conclusions of law by Respondent
Committee violates his due process rights, citing Wolff v.
McDonnell, 418 U.S. 539, 563, 94 S.Ct. 2693, 41 L.Ed.2d 935
(1974) for the proposition that ‘‘due process’’ requires the
factfinder to state the facts upon which its decision is founded
and to state the reasons or conclusions of law which support
the action taken.

Petitioner has not been convicted of a felony in this case
and the panoply of constitutional rights does not attach to the
proceeding which resulted in his suspension. Even were the
lack of entry of findings and conclusions of law found to be

13

error, that error is harmless and/or has been cured by the

specific, thorough and meticulous factfinding engaged in by

the Arkansas Supreme Court in its de novo review of the —
allegations against Petitioner. See Sexton III, pages 441-444.

Specifically, the Arkansas Supreme Court stated:

In reviewing this case de novo from the record of the
proceedings before the Committee, we have determined
that the clients expected the appellant [petitioner] to
exercise his professional judgment for their protection
in this transaction. The appellant [petitioner] simply
did not make the ‘full disclosure’’ required of him by
DR 5-104(A) when he solicited the loan from his clients.

Finally, Petitioner submits that rules which allow the
Respondent Committee to sustain findings upon a quantum
of proof less than a ‘“‘reasonable ground to believe” violate the
due process clause of the Fourteenth Amendment.

Respondent assumes Petitioner means to state that a
quantum of proof which is ‘‘a reasonable ground to believe’
violates the due process clause. However, his argument is
irrelevant as the standard of proof applied in each and every
proceeding before the Committee and the Arkansas Supreme
Court concerning Petitioner a ‘“‘preponderance of the evi-
dence” standard was applied in determining whether violation
of ethical rules had occurred.

In a lengthy discussion in Muhammed v. Arkansas
Supreme Court Committee on Professional Conduct, 291 Ark.
29, 722 S.W.2d 280 (1987), the Arkansas Supreme Court
determined that the proper standard of review in a case
appealed to it from the Respondent Committee was whether
the findings below were clearly erroneous or clearly against the

14

preponderance of the evidence. Jd. at 35. The Arkansas
Supreme Court held at 36:

Professional Conduct, 275 Ark. 158, 628 S.W.2d 552
(1982), we had before us an appeal from discipline
administered directly by our Committee. Although not
explicitly, we apparently applied the same standard of
review we had applied in the reviews of court decisions.
We held the findings of the Committee to be supported by
a preponderance of the evidence and said: ‘the findings of
the Committee, in this respect [that the appellant had
violated the code] are not contrary to the weight of the
evidence and must be affirmed,’ citing Hurst v. Bar Rules
Committee of the State of Arkansas, 202 Ark. 1101, 155
S.W.2d 697 (1941). (Emphasis added.)

At page 447 of Sexton III, from which this Petition is
taken, the Arkansas Supreme Court held:

In reviewing the actions of the Committee we look to the
preponderance of the evidence and affirm the action taken
by the Committee unless it is clearly against the pre-
ponderance of the evidence. (Citation omitted.)

The arguments of Petitioner in his second point are all
without merit, lacking foundation in law or the facts presented
in this case.

Certainly, Petitioner does not assert the rights of all
attorneys within the State of Arkansas as he would have this
Court believe. Indeed, he does not even specifically relate to
this Court how the actual implementation of the Rules of
Respondent Committee or the de novo review of his case by the
Arkansas Supreme Court deprives him of any recognized due
process rights.

15

Facially, Petitioner’s claims do not fit within any of the
traditional areas meriting review by this Court. His case
presents no “important question under the Constitution of
the United States” as is required to gain the attention of this
Court.

16

CONCLUSION

For all the foregoing reasons and based upon the
foregoing precedents, the Petition for Writ of Certiorari filed
by Petitioner should be denied.

By:

Respectfully submitted,

STEVE CLARK
Attorney General

R. B. FRIEDLANDER

Solicitor General

200 Tower BUILDING

323 CENTER STREET

LITTLE Rock, ARKANSAS 72201
(501) 682-3637

\ P

Attorneys for Respondent

CERTIFICATE OF SERVICE

I, R. B. Friedlander, Solicitor General, do hereby certify
that I have served the foregoing, by mailing a copy of same,
U.S. Mail, postage prepaid thereon to the Honorable Dale
Price, Attorney at Law, 211 Spring Street, Little Rock,
Arkansas 72201 on this 8th day of March, 1990.

/s/ R. B. Friedlander

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385020_0890%3A2. Public record. Not legal advice.
