# Amicus Curiae Brief — Chathas v. Smith

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 1990
- **Citation:** 493 U.S. 1095

## Text

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ri No. 89-910

IN THE

Supreme Court of the United States

OCTOBER TERM, 1989

ALICE CHATHAS and BYRON ELLIS,

Petitioners,
V.

NORBERT SMITH, Individually and as
Chief of Police of Village of Evergreen Park, et al.,

Respondents.

On Petition For A Writ Of Certiorari To The United
States Court Of Appeals For The Seventh Circuit

MOTION OF THE CHICAGO LAWYERS’ COMMITTEE
FOR CIVIL RIGHTS UNDER LAW FOR LEAVE
TO FILE A BRIEF AMICUS CURIAE IN SUPPORT OF
THE PETITIONERS AND BRIEF AMICUS CURIAE
IN SUPPORT OF THE PETITIONERS

ROSLYN C. LIEB
Counsel of Record
KIMBERLY M. WYMA
Chicago Lawyers’ Committee
for Civil Rights Under Law
185 North Wabash Avenue
Suite 2100
Chicago, Illinois 60601
(312) 630-9744

Attorneys for the Chicago Lawyers’
Committee for Civil Rights
Under Law as Amicus Curiae

January 4, 1990

Midwest Law Printing Co., Chicago 60611, (312) 321-0220

wees wae ee ne ee OA |

No. 89-910

IN THE

Supreme Court of the United States

OcTOBER TERM, 1989

ALICE CHATHAS and BYRON ELLIS,

Petitioners,
We

NORBERT SMITH, Individually and as
Chief of Police of Village of Evergreen Park, et al.,

Respondents.

On Petition For A Writ Of Certiorari To The United
States Court Of Appeals For The Seventh Circuit

MOTION OF THE CHICAGO LAWYERS’ COMMITTEE
FOR CIVIL RIGHTS UNDER LAW
FOR LEAVE TO FILE A BRIEF AMICUS CURIAE
IN SUPPORT OF THE PETITIONERS

Pursuant to Rule 36.3 of the Rules of this Court, the
Chicago Lawyers’ Committee for Civil Rights Under Law,
Inc. (the ‘Lawyers’ Committee”) moves for leave to file
a brief amicus curiae in support of the Petitioners in the
above-captioned proceeding. In support of this motion, the
Lawyers’ Committee states:

1. Although the attorney for the Petitioners has con-
sented to the filing of the attached proposed brief amicus
curiae, the attorneys for the Respondents have refused
consent.

il

2. The Lawyers’ Committee has represented plaintiffs
in numerous actions against police departments and other
governmental entities, often in causes that have been
viewed as unpopular. Over the past twenty years, hun-
dreds of private attorneys have contributed their services
to work on Lawyers’ Committee cases filed to eliminate
inequities in the law on behalf of the voiceless and dis-
possessed members of society. The holding of the Seventh
Circuit Court of Appeals in this cause trivializes the con-
stitutional rights of both an attorney and her client, and
could have a serious chilling effect on the willingness of at-
torneys to represent clients with unpopular causes. There-
fore, the Lawyers’ Committee has an essential interest
in having this Court grant certiorari to the Petitioners.

3. The Lawyers’ Committee believes that this case is
of great importance to all citizens of the United States
since it presents issues related to basic Fourth and Four-
teenth Amendment rights to be secure from unreasonable
searvhes, seizures, and the use of excessive force. In par-
ticular, it raises serious issues related to the conflict
among the Circuit Courts of Appeals as to the retroactive
application of last term’s decision in Grakam v. Connor,
109 S.Ct. 1865 (1989). It also presents the issue of each
person's right of access to the courts. These kinds of
issues have been the touchstone of the work of the
Lawyers’ Committee for the past two decades.

4. Because of the national significance of the issues in-
volved in the case and the failure of Petitioners to raise
fully the issue of the retroactive application of Graham,
the Lawyers’ Committee feels that the present parties
cannot adequately represent the interests of the public
while at the same time representing their own parochial
interests.

ill

For the foregoing reasons, the Chicago Lawyers’ Com-
mittee for Civil Rights Under Law requests that the
Court grant this motion for leave to file the attached brief
amicus curiae. :

January 4, 1990
Respectfully submitted,

ROSLYN C. LIEB
Counsel of Record
KIMBERLY M. WYMA
Chicago Lawyers’ Committee
for Civil Rights Under Law
185 North Wabash Avenue
Suite 2100
Chicago, Illinois 6061
(312) 630-9744

Attorneys for the Chicago Lawyers’
Committee for Ciirl Rights
Under Law as Amicus Curie

iv

TABLE OF CONTENTS

REASONS FOR GRANTING THE WRIT ....

I.

BY FAILING TO APPLY THE GRAHAM
STANDARD TO CHATHAS’ AND ELLIS’ EX-
CESSIVE FORCE CLAIMS, THE SEVENTH
CIRCUIT IGNORED THE PRINCIPLE THAT
NEWLY-FASHIONED LEGAL RULES SHOULD
BE APPLIED TO PENDING CIVIL CLAIMS—
A PRINCIPLE THAT SO CLEARLY DIC-
TATES THE RETROACTIVE APPLICATION
OF GRAHAM THAT EVERY OTHER LOWER
COURT CONSIDERING THE ISSUE HAS
FOUND FF COUPES hess ebsrencceuss

A. The Seventh Circuit’s Decision Not To
Apply The Fourth Amendment “Reason-
ableness Test” Of Graham To Pending
Excessive Force Claims That Arose Prior
To Graham Conflicts With The Holdings
Of The Second, Fifth, Eighth, And Dis-
trict of Columbia Circuits ............

B. Under The Court’s Three-Part Test In
Chevron Oil, The Seventh Circuit Erred
In Not Applying Graham’s Fourth Amend-
ment Standard To Chathas’ And Ellis’
Excessive Force Claims ..............

Vv

Il.

WHEN PETITIONER CHATHAS ENTERED
THE COURTHOUSE TO REPRESENT HER
CLIENT, RESPONDENTS DEPRIVED HER
OF HER FOURTH AMENDMENT RIGHT
AGAINST UNREASONABLE SEIZURE AND
EXCESSIVE FORCE BY FORCIBLY LIFTING
HER OFF HER FEET AND MOVING HER
INTO A DARKENED JURY ROOM ........

Ill.

RESPONDENTS DEPRIVED PETITIONER
ELLIS OF HIS FOURTEENTH AMENDMENT
RIGHT TO ACCESS TO THE COURTS AND
HIS FOURTH AND FOURTEENTH AMEND-
MENT RIGHT AGAINST EXCESSIVE FORCE
BY PHYSICALLY ASSAULTING HIM WITH-
OUT CAUSE, FORCIBLY RESTRAINING HIM
IN A JURY ROOM, AND PREVENTING HIM
FROM APPEARING AT A SCHEDULED HEAR-
BE, Hea ecu keded ew riasa rch aves cereap tases

vi

TABLE OF AUTHORITIES

Cases PAGE
Bell v. City of Milwaukee, 746 F.2d 1205 (7th Cir.

IGGQ ne vevecvnwvseeeeecures eee 13
Brown v. Glossip, 878 F.2d 871 (5th Cir. 1989) .. 5
Brown v. Louisiana, 447 U.S. 323 (1980) ...... 5
Burch v. Louisiana, 441 U.S. 130 (1979) ...... 5
Carey v. Piphus, 435 U.S. 247 (1978) ......... 8

Chathas v. Smith, 884 F.2d 980 (7th Cir. 1989) .: 5, 11, 15
Chevron Oil Co. v. Huson, 404 U.S. 97 (1971)... 6,7
EEOC v. Vucitech, 842 F.2d 936 (7th Cir. 1988) . 6
Goodman v. Lukens Steel Co., 482 U.S. 656 (1987) . 6

Graham v. Connor, ___. U.S. ___, 109 S. Ct. 1865
(10GB): .. ce vsncsennseteusnaneeuaun ee passim

Graham v. Davis, 880 F.2d 1414 (D.C. Cir. 1989) . 5
Gumz v. Morrisette, T72 F.2d 1395 (7th Cir. 1985). 4,12
Heckler v. Mathews, 465 U.S. 728 (1984) ...... 8
Johnson v. Morel, 876 F.2d 477 (5th Cir. 1989) ... 5
Lemon v. Kurtzman, 411 U.S. 192 (1973) ..... 5
Lemon v. Kurtzman, 403 U.S. 602 (1971) ..... 5

Lester v. City of Chicago, 830 F.2d 706 (7th Cir.
ROBT) .....sacecencannaeeaennaee einen: 4

Lund v. Shearson/Lehman/American Express, Inc.,
852 F.2d 182 (Gth Cir. 1988) .............. 6

Miller v. Lovett, 879 F.2d 1066 (2d Cir. 1989)... 5,12

vii
Payton v. New York, 445 U.S. 573 (1980) .....

Roach v. City of Fredericktown, 882 F.2d 294 (th
OC dnaig ale ich we eases TP RES DCEO S >

Saint Francis College v. Al-Khazraji, 107 S. Ct.
PSR ae eo A Re

Teague v. Lane, 109 S. Ct. 1060 (1989) .......
Tennessee v. Garner, 417 U.S. 1 (1985) .......
Terry v. Ohio, 392 U.S. 1 (1968) .............
Thorpe v. Housing Authority, 393 U.S. 26% (1969) .
United States v. Johnson, 457 U.S. 537 (192) ...

United States v. Security Industrial Bank, 459
i EE ae nc vundepiesuctceses ne ee:

Other Authority

Freyermuth, Rethinking Excessive Force, 19%7
a i ee awa eben ees

wa |

fy

No. 89-910

IN THE

Supreme Court of the United States

OCTOBER TERM, 1989

ALICE CHATHAS and BYRON ELLIS,

Petitioners,
Vv.

NORBERT SMITH, Individually and as
Chief of Police of Village of Evergreen Park, et al.,

Respondents.

On Petition For A Writ Of Certiorari To The United
States Court Of Appeals For The Seventh Circuit

PROPOSED BRIEF OF THE CHICAGO LAWYERS’
COMMITTEE FOR CIVIL RIGHTS UNDER LAW AS
AMICUS CURIAE IN SUPPORT OF THE PETITIONERS

INTEREST OF AMICUS CURIAE

The Chicago Lawyers’ Committee for Civil Rights Under
Law (“the Lawyers’ Committee”’) is one of eight affiliated
civil rights organizations around the country that were
formed in the 1960’s and 1970’s to provide pro bono legal
representation to people who were being deprived of their

==

civil rights. Over the past two decades the Lawyers’ Com-
mittee has represented the interests of Blacks, Hispanics,
women, and the disabled in hundreds of cases related to
employment discrimination, housing discrimination, equal
access to public accommodations, education, and voting
rights.

Among those actions have been several major lawsuits
against municipalities and police departments for violations
of civil rights. The Lawyers’ Committee’s cases are handled,
in large measure, by volunteer attorneys. In this matter,
the treatment of both Petitioners as well as the holdings
of the Seventh Circuit Court of Appeals that the seizure
and force used against attorney Chathas and her client
Ellis were within constitutional limits could have a serious
chilling effect on the willingness of attorneys to repre-
sent clients with unpopular causes. Thus, the Lawyers’
Committee, which relies so heavily on the pro bono work
of attorneys, has an essential interest in having this Court
grant certiorari to the Petitioners.

pare

REASONS FOR GRANTING THE WRIT

I.

BY FAILING TO APPLY THE GRAHAM STANDARD TO
CHATHAS’ AND ELLIS’ EXCESSIVE FORCE CLAIMS,
THE SEVENTH CIRCUIT IGNORED THE LONG ESTAB-
LISHED PRINCIPLE THAT NEWLY-FASHIONED LEGAL
RULES SHOULD BE APPLIED TO PENDING CIVIL
CLAIMS—A PRINCIPLE THAT SO CLEARLY DICTATES
THE RETROACTIVE APPLICATION OF GRAHAM THAT
EVERY OTHER LOWER COURT CONSIDERING THE
ISSUE HAS FOUND IT CONCLUSIVE.

A. The Seventh Circuit’s Decision Not To Apply The Fourth
Amendment “‘Reasonableness Test’’ Of Graham To Peti-
tioners’ Pending Excessive Force Claims Conflicts With
The Holdings Of The Second, Fifth, Eighth, And District
Of Columbia Circuits.

Last term in Graham v. Connor, 109 S. Ct. 1865 (1989),
this Court firmly embraced a uniform framework for ex-
cessive force claims brought in the context of ‘“‘an arrest
or investigatory stop, or other ‘seizure’ of a free citizen.”
Id. at 1871. Distinguishing such claims from those brought
by pretrial detainees and prisoners, the Court concluded
that all such claims “should be analyzed under the Fourth
Amendment and its ‘reasonableness’ standard, rather than
under a ‘substantive due process’ approach.” Jd.

Although Petitioners do not directly raise the issue of
retroactive application of Graham in their petition for cer-
tiorari, amicus argues that this is a crucial issue that
should be considered here. Last term in Teague v. Lane,
109 S. Ct. 1060 (1989), this Court recognized the propriety
of addressing the question of retroactivity in just this situ-
ation, either when an amicus brief raises the issue, or
when the Court sua sponte decides to address it. Jd. at

ils

1069. Amicus respectfully submits that the Court should
address the issue of retroactivity here since the Seventh
Circuit decision in this case was contrary to well estab-
lished case law when it failed to apply the holding in
Graham retroactively.

Prior to the decision in Graham, most lower federal
courts had endorsed a far less accommodating substantive
due process standard. Indeed, the Second, Fifth, Sixth,
Eighth, Ninth, Tenth, and Eleventh Circuits had routinely
applied a due process standard to excessive force claims
based on police mistreatment during an investigatory stop
or seizure. See Freyermuth, Rethinking Excessive Force,
1987 DUKE L.J. 692, 695 n.20. A few other circuits, the
Seventh included, initially relied on a due process analysis
before adopting a Fourth Amendment “‘objecti | reason-
ableness” standard. Compare Lester v. City 0, — hicago,
830 F.2d 706 (7th Cir. 1987) (excessive force claims should
be founded on the Fourth Amendment) with Gumz v.
Morrisette, 772 F.2d 1395 (7th Cir. 1985) (endorsing due
process approach).

This near consensus among lower courts ensured that
while the pre-Graham due process regime held sway,
nearly all excessive force claims based on police behavior
during an arrest or investigatory stop were subject to the
much higher “shocks the conscience” standard. Such claims,
in turn, represented a significant proportion of all ex-
cessive force claims, including those brought by pretrial
detainees and prisoners. See Freyermuth, 1987 DUKE L.J.
at 694-95 (roughly half of all excessive force claims).

In the period that has elapsed since Graham, those cir-
cuits which had adopted the prevailing due process stan-
dard and circuits, like the Seventh, which had only re-

—__eently rejected such an approach, have had to choose the

=e on

proper standard to apply to the pending claims that arose
prior to this Court’s adoption of the Fourth Amendment
standard. In addition to the Seventh Circuit, four other
circuits have considered the retroactive application of
Graham. See Roach v. City of Fredericktown, 882 F.2d
294, 297 (8th Cir. 1989); Brown v. Glossip, 878 F.2d 871,
873 (5th Cir. 1989); Graham v. Davis, 880 F.2d 1414, 1419
(D.C. Cir. 1989); Miller v. Lovett, 879 F.2d 1066, 1069-70
(2d Cir. 1989); Johnson v. Morel, 876 F.2d 477, 478 (5th
Cir. 1989). With the glaring exception of the Seventh Cir-
cuit, in each case the circuit court has applied the holding
in Graham to pending claims.

The consensus among other circuits notwithstanding, the
majority below summarily rejected the retroactive appli-
cation of Graham to Chathas’ and Ellis’ excessive force
claims. Although acknowledging Graham’s unequivocal en-
dorsement of a Fourth Amendment analysis, the Chathas
majority expressly considered and declined to apply Graham
to Petitioners’ excessive force claims. See Chathas v.
Smith, 884 F.2d 980, 988 (7th Cir. 1989).

Given the split among the circuits and the certainty that
this issue will recur with great frequency, granting cer-
tiorari in this case would be entirely consistent with the
Court’s practice of quickly resolving the retroactive force
of recently fashioned important constitutional rules. See,
e.g., Brown v. Louisiana, 447 U.S. 323 (1980) (address-
ing the retroactivity of Burch v. Louisiana, 441 U.S. 130
(1979)); United States v. Johnson, 457 U.S. 537 (1982) (ad-
dressing retroactivity of Payton v. New York, 445 U.S.
573 (1980)); Lemon v. Kurtzman, 411 U.S. 192 (1973) (ad-
dressing retroactivity issue raised by Lemon v. Kurtzman,
403 U.S. 602 (1971)); see generally Johnson, 457 U.S. at
542 (“Since Linkletter, the Court’s announcement of a con-
stitutional rule in the realm of criminal procedure has

-

been followed by a separate decision explaining whether,
and to what extent, that rule applies to past, pending,
and future cases.”). Such a course should be followed here.

B. Under The Court’s Three-Part Test In Chevron Oil, The
Seventh Circuit Erred In Not Applying Graham’s Fourth
Amendment Standard To Chathas’ And Ellis’ Excessive
Force Claims.

From the time of Chief Justice Marshall, in the vast
majority of cases this Court has held that an appellate
court should apply the case law governing at the time
of appeal even if that case law has changed the law pre-
vailing at the time of trial and at the time of the incidents
forming the basis of suit. In cases not involving the im-
position of criminal liability, this Court has rarely wavered
from the principle of retroactive application of judicial de-
cisions, a principle this Court observed should be “familiar
to every law student.’”’ United States v. Security Indus-
trial Bank, 459 U.S. 70, 79 (1982); see also Saint Francis
College v. Al-Khazraji, 107 S. Ct. 2022, 2025 (1987).

Only in ‘‘certain defined circumstances,” Goodman v.
Lukens Steel Co., 482 U.S. 656, 662 (1987), have courts
employed the three-part test in Chevron Oil Co. v. Huson,
404 U.S. 97 (1971), to limit a rule to prospective applica-
tion. See Lund v. Shearson/Lehman/American Express,
Inc., 852 F.2d 182, 184 (6th Cir. 1988) (‘exception to
retroactivity” should be construed “narrowly”); EEOC v.
Vucitech, 842 F.2d 936, 941-42 (7th Cir. 1988) (presump-
tion “strongly in favor of retroactive application”). Under
Chevron, a court may refuse to apply a newly-decided rule
of law retroactively only if the decision “‘establish[es] a
new principle of law, either by overruling clear past prece-
dent on which litigants may have relied ... or by deciding’
an issue of first impression whose resolution was not clear-

a en

ly foreshadowed.” 404 U.S. at 106. Even if this threshold
requirement were met, a court still would have to “weigh
the merits and demerits” of retroactive application, id.
at 106-107, and “the inequity imposed by retroactive appli-
cation.” Jd. at 107. Even assuming that Graham overruled
clearly established precedent, the other two considerations
articulated in Chevron counsel this Court to uphold the
“general rule ... that an appellate court must apply the
law in effect at the time it renders its decision.”’ Thorpe
v. Housing Authority, 393 U.S. 268, 281 (1969).

The retroactive application of Graham will not produce
an inequitable result, and in fact furthers the rationale
underlying section 1983: compensating victims of unconsti-
tutional conduct by government officials. This Court has
found retroactive application to be inequitable especially
when past expectations have been firmly based on bright
line rules. Yet such is not the case here. In Chevron itself,
the Court rejected the retroactive application of a statute
of limitations that would have time-barred petitioner’s
claim. See Chevron, 404 U.S. at 108. The Court in Saint
Francis College v. Al-Khazraji, 107 S. Ct. at 2025, refused
to foreclose respondent’s section 1981 claim through the
retrospective application of a new statute of limitations.
In both cases, the party that would have been prejudiced
had formed expectations based on an unequivocal prior
rule that precisely specified conforming conduct. See
Chevron, 404 U.S. at 108. As the Chevron Court noted,
defeating expectations based on less clearly-established
prior rules “would not work a comparable hardship.” 404
U.S. at 108 n.10.

Such 1s the case with the Graham decision. Retroactive
application will impinge on far less well-established expec-
tations. In striking contrast to an obligation to file suit

= =

within a set period of time, the due process standard in-
corporated only a general proscription against behavior
that “‘ ‘shocks the conscience.’ ”’ Graham, 109 S. Ct. at
1870 (citation omitted). Given the amorphous nature of this
standard, police departments and law enforcement officers
in the field are most unlikely to have been led to believe
that the use of force on any given occasion would pass
constitutional muster.

Moreover, any expectations that law enforcement offi-
cers may have formed about the constitutionality of em-
ploying more than the “reasonable” amount of force per-
mitted by Graham are illegitimate. The Graham Fourth
Amendment standard fully accommodates legitimate law
enforcement concerns by excusing all uses of force that
are reasonable “in light of the facts and circumstances” —a
standard that allows for “the fact that police officers are
often forced to make split-second judgments—in circum-
stances that are tense, uncertain and rapidly evolving . . . .”
Graham, 109 S. Ct. at 1872. Unlike the case of the plain-
tiffs in Chevron and St. Francis Hospital whose lawsuits
would have been foreclosed by the application of the
“new” rule, here there can be no legitimate law enforce-
ment rationale for employing more force than that per-
mitted under Graham. Retroactive application of Graham
is entirely consistent with the precept that “an unconsti-
tutional scheme could not be retained . . . even for a brief
period if the expectations sought to be protected were
themselves unreasonable or illegitimate... .’’ Heckler v.
Mathews, 465 U.S. 728, 746 (1984).

This Court has recognized that compensating “persons
for injuries caused by the deprivation of constitutional
rights” is “the basic purpose of a section 1983 damages
award.” Carey v. Piphus, 435 U.S. 247, 254 (1978). This

+ A RAN ec ARID = 0 aia

=

general principle applies with particular vigor to excessive
force claims for which there is no adequate alternative
remedy. To allow the Seventh Circuit’s decision to stand
would be to trivialize the constitutional rights invoked by
Petitioners. This Court has acknowledged a duty to “ ‘re-
solve all cases ... on direct review in light of [the Court’s]
best understanding of governing constitutional prin-
ciples.’”’ United States v. Johnson, 457 U.S. 587, 555
(1982) (citation omitted). ‘ ‘If a ‘‘new”’ constitutional doc-
trine is truly right, we should not reverse lower courts
which have accepted it; nor should we affirm those which
have rejected the very arguments we have embraced.’ ”’
Id. Retroactive application of Graham would allow a just
result.

In sum, the Seventh Circuit’s refusal to apply Graham
retroactively is an indefensible departure from a proper
and long-accepted principle. This Court should grant cer-
tiorari to correct this error, to resolve the conflict among
the Circuit Courts of Appeals, and to provide guidance
to other lower courts that will face this issue in the
future.

Il.

WHEN PETITIONER CHATHAS ENTERED THE COURT-
HOUSE TO REPRESENT HER CLIENT, RESPONDENTS
DEPRIVED HER OF HER FOURTH AMENDMENT
RIGHT AGAINST UNREASONABLE SEIZURE AND
EXCESSIVE FORCE BY FORCIBLY LIFTING HER OFF
HER FEET AND MOVING HER INTO A DARKENED
JURY ROOM.

According to the facts elicited at trial, facts which must
be taken in the light most favorable to Petitioners, as
Petitioner Chathas entered the courthouse, she and her
purse were scanned by a metal detector. When she then

=

attempted to proceed to the courtroom for her client’s
hearing, Respondents seized Chathas, lifted her off her
feet, carried or dragged her across the rotunda of the
courthouse, and deposited her into a darkened jury room.
Once in the jury room, Respondents searched her purse
and subjected Chathas to a pat down search. Throughout
the entire incident, Respondents refused to answer Chathas’
requests for information about the reason she was being
seized and where Respondents were taking her.

The Fourth Amendment to the United States Constitu-
tion protects persons against unreasonable seizures. It is
undenied that Chathas was seized. In Terry v. Ohio, this
Court recognized that the seizure of a person includes any
conduct that ‘by means of physical force ... has in some
way restrained the liberty of a citizen.” 392 U.S. 1, 19
n.16 (1968). The question here is whether this seizure was
reasonable. Amicus argues that in light of the surround-
ing circumstances, the seizure of Chathas was unreason-
able and a violation of the Fourth and Fourteenth Amend-
ments. Tennessee v. Garner, 417 U.S. 1, 8-9 (1985). First,
Chathas was an attorney who had come to the courthouse
to represent her client at trial, a trial, it should be noted,
in which some of the Respondents were defendants. As an
officer of the court, Chathas could have expected to have
been and should have been treated with more respect and
dignity. Second, having already examined Chathas’ per-
son and purse with a metal scanner, Respondents knew
that she was not armed. They therefore had no probable
cause for seizing and physically moving her to the jury
room for a further search. When Chathas repeatedly
asked why she was being searched and where she was
being taken, Respondents would not even answer. Final-
ly, whatever probable cause Respondents may have had
to seize Petitioner Ellis, they had ne probable cause to
search, seize, or detain Petitioner Chathas. Thus, in light

|

of the surrounding circumstances, the seizure of Chathas
was unreasonable and violated her Fourth Amendment
rights. Graham v. Connor, 109 S. Ct. 1865 (1989). As
Judge Fairchild noted in his dissenting opinion, at the
very least, Chathas ‘“‘made out a prima facie case, of un-
reasonable seizure of her person in violation of the Fourth
Amendment,” and the jury should have been allowed to
consider the issue. Chathas v. Smith, 884 F.2d at 990.
Because the granting of the directed verdict motion by
the district court was plain error, the Seventh Circuit
should have reversed and remanded the case for further
proceedings.

The fact that Chathas was an attorney who was at the
courthouse to represent her client at a trial that involved
some of the Respondents emphasizes the egregious nature
of the Respondents’ conduct. Amicus urges this Court to
grant the petition for writ of certiorari in order that such
unreasonable searches and seizures of attorneys will not
go unredressed. To allow such conduct could inhibit the
filing of nonfrivolous cases against governmental agencies
and law enforcement officers. Thus, this case has signifi-
cant implications for all attorneys, particularly for public
interest and civil rights attorneys.

In addition to challenging the unreasonableness of her
seizure under the Fourth and Fourteenth Amendments,
Chathas claimed that her seizure was effectuated with ex-
cessive force. This Court recently held that “‘a// claims
that law enforcement officers have used excessive force—
deadly or not—in the course of an arrest, investigatory
stop, or other ‘seizure’ of a free citizen should be analyzed
under the Fourth Amendment and its ‘reasonableness’
standard ....” Graham v. Connor, 109 S. Ct. at 1871 (em-
phasis in original). As was noted above in the first sec-
tion, it is a well-settled principle that with few exceptions,

=

a circuit court of appeals should apply the decisions of
this Court, even decisions rendered during the time inter-
vening between the judgment of the trial court and the
consideration of the case by the appellate court. In accord-
ance with this principle, several Circuit Courts of Appeals
have applied Graham in -cases similar to this one. In
Miller v. Lovett, the Second Circuit held, “In light of
Graham, (decided four days before Miller was argued to
the circuit court], it was plain error to charge the jury
under the old ... standard for evaluating excessive force
claims ....” 879 F.2d 1066, 1070 (2d Cir. 1989). Such
should have been the case here as well.

However, the United States Court of Appeals for the
Seventh Circuit refused to apply this Court’s holding in
Graham. While noting Graham, the Seventh Circuit af-
firmed the district court’s use of a very different stan-
dard. Further, the Seventh Circuit’s opinion is internally
inconsistent. The court appears to suggest that since the
Graham decision was decided after the Respondents’ use
of excessive force, the conduct must be measured against
the standard that was in place at the time. However, the
standard that the district court used (the more stringent
test adopted in Guwmz v. Morrisette, 772 F.2d 1395 (7th
Cir. 1985)) had itself not been decided at the time of the
Respondents’ conduct. In sum, the Seventh Circuit’s deci-
sion is contrary to the decision of this Court in Graham
which should have been controlling and applied in this
case.

Finally, this Court withheld its consideration of the
“proper application” of qualified immunity claims “in ex-
cessive force cases that arise under the Fourth Amend-
ment” in Graham. 109 S. Ct. at 1873 n.12. Amicus urges
this Court to grant the petition for writ of certiorari and
take the opportunity this case affords to address that
issue.

eis

Ill.

RESPONDENTS DEPRIVED PETITIONER ELLIS OF
HIS FOURTEENTH AMENDMENT RIGHT OF ACCESS
TO THE COURTS AND HIS FOURTH AND FOURTEENTH
AMENDMENT RIGHT AGAINST EXCESSIVE FORCE BY
PHYSICALLY ASSAULTING HIM WITHOUT CAUSE,
FORCIBLY HOLDING HIM IN A JURY ROOM, AND
PREVENTING HIM FROM APPEARING AT A SCHED-
ULED HEARING.

Access to the courts is a hallmark of this nation’s justice
system and is guaranteed by the Due Process Clause of
the Fourteenth Amendment. As the Seventh Circuit itself
noted, ““To deny such access defendants need not literal-
ly bar the courthouse door ....”’ Bell v. City of Milwau-
kee, 746 F.2d 1205, 1261 (7th Cir. 1984). Here, that is
exactly what Respondents did; they effectively barred the
courthouse door. But in this case the Seventh Circuit held
that because Petitioner Ellis eventually won the case for
which he was at the courthouse the day Respondents de-
prived him of his constitutional rights, he was not “prej-
udiced”’ by the deprivation and, therefore, had no right
to any redress.

Bell involved a claim by a decedent’s family and estate
against defendant police officers who concealed the facts
surrounding decedent’s death. If one applied the Seventh
Circuit’s analysis in the instant case to the facts in Bell,
the plaintiffs would have had no claim because they ulti-
mately found out that defendants were concealing facts
and successfully sued the defendants. However, there, the
Seventh Circuit held that the mere concealment of ma-
terial facts by the defendants was a violation of the plain-
tiffs’ constitutional due process right of access to the
courts. Here, Respondents did not conceal facts, but at-
tempted to “conceal” Petitioner and actually prevented
him from appearing in court that day. Such conduct con-

sate lice

stituted a violation of Petitioner’s due process right of
access to the courts.

Respondents also violated Ellis’ constitutional right against
excessive force. Assuming arguendo that Respondents had
probable cause to seize Ellis, the question remains whether
that seizure was effected with excessive force. As stated
above, the excessive force claim should have been analyzed
under the Graham reasonableness standard. While ulti-
mately such question is a question of fact to be decided
by a jury, and should have been allowed to go to the jury
in this case, amicus supports Petitioners’ claim that the
force used to effectuate the seizure was excessive.

First, after scanning Ellis with the metal scanner and
searching his briefcase, Respondents knew that he was
unarmed. Second, without giving either Chathas or Ellis
an explanation, Respondents carried or dragged away
Ellis’ attorney and then physically assaulted Ellis as he
tried to make his way to the courtroom in which his hear-
ing was to be held. Third, Ellis was exhibiting no unusual
or violent behavior, nothing that would give cause for
alarm or call for the beating that he received at the hands
of Respondents. Fourth, Respondents refused to give Ellis
an explanation or reason for the seizure or to state
whether he was under arrest. Fifth, Respondent Cainkar,
an attorney acknowledged that Ellis’ constitutional rights
were being violated. Cainkar repeatedly stated that he
did not care whether he was violating Ellis’ civil rights,
and that he did not give a “damn” about the law. See
Petition at 8. Such utter disregard for constitutional rights
should not go unredressed.

Again, amicus emphasizes that this Court need not de-
cide the issue of whether Respondents’ treatment of Peti-
tioner Ellis was violative of the Fourth Amendment. Since
under the reasonableness standard, Petitioner Ellis made

|

out a prima facie case and the issue should have been
allowed to go to the jury. See Chathas v. Smith, 884 F.2d
at 990 (“Ellis sufficiently made out a prima facie case that
he was subjected to excessive force by the defendants he
identified.”) (Fairchild, J., dissenting). Because this case
represents such a departure from the accepted and proper
judicial proceedings with regard to the granting of a mo-
tion for directed verdict, this Court should grant the peti-
tion for certiorari and remand the case for a new trial.
If this Court allows the circuit courts of appeals to act
as judge and jury, the right to a jury of one’s peers be-
comes a hollow one.

CONCLUSION

For these various reasons, particularly the conflict among
the circuits on the retroactive application of Graham,
amicus submits that the petition for certiorari should be
granted.

January 4, 1990
Respectfully submitted,

ROSLYN C. LIEB
Counsel of Record
KIMBERLY M. WYMA
Chicago Lawyers’ Committee
for Civil Rights Under Law
185 North Wabash Avenue
Suite 2100
Chicago, Illinois 60601
(3i2) 630-9744

Attorneys for the Chicago Lawyers’
Committee for Civil Rights
Under Law as Amicus Curiae

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385020_0734%3A4. Public record. Not legal advice.
