# Petition for Writ of Certiorari — Grimes v. Louisville & Nashville Railroad

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1990
- **Citation:** 493 U.S. 1058

## Text

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NO. 4
, JOSEPH F. SPAnuo Ten!

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IN THE SUPREME COURT OF THE UNITED S¥ATES

aeieibiedat 5

OCTOBER TERM, 1989

KENNETH C. GRIMES
PETITIONER

VERSUS

LOUISVILLE AND NASHVILLE R. CO.
RESPONDENT

ON WRIT OF CERTIORARI TO THE
UNITED STATES SUPREME COURT
FROM THE UNITED STATES COURT OF
APPEALS FOR THE SEVENTH CIRCUIT

PETITION FOR WRIT OF CERTIORARI

ER EET aeeE aeseFt aS eS SS 2°” =""_”~-

Date:
12/04/89

Kenneth C. Grimes

621 East Gum Street
Evansville, Indiana 47713
1-812-423-1600

Counsel as Pro Se

QUESTIONS PRESENTED FOR REVIEW
I. Whether the Court of Appeals erred

in affirming the District Court's
judgment, that dismissed a motion to
confirm an arbitration award on grounds
of res judicata as a court of equity,
when the operative facts in both suits
were unrelated?

II. Whether the Court of Appeals erred
in affirming the District Court's
judgment that dismissed a motion to
confirm an arbitration award, when the
judgment was grounded in unwarranted,
jurisdictionally defective equity that
violated the Petitioner's constitutional
rights under-Article III § 2 and the
Seventh Amendment?

PARTIES TO JUDGMENT ON REVIEW
Kenneth C,. Grimes v. Louisville §&
Nashville Railroad Company. 583 F. Supp

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fo 2.

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II

TABLE OF CONTENTS
Page

QUESTIONS PRESENTED FOR REVIEW ..-----. I
TABLE OF CONTENTS .-ccccccceveesvesees IL
TABLE OF AUTHORITIES .--++++e+e++-e+e+ III-VI
OPINIONS BELOW ccccccccscccccveeeeess VIII
RULES AND STATUTES .-ceccccccssecveese V=VI
JURISDICTION ccccccccccccccccesceceee VIII
STATEMENT OF THE CASE -ccccecseccseecess 1

REASONS FOR GRANTING THE WRIT -+eeeesss 5

_ CONCLUSION e®eeeoeeeseeoevovteeoeaeeeeeeeeeeeeeee 27

III
TABLE OF AUTHORITIES

Cases Page
Atkinson v. Townley, 1 N.J. Law

388 eeeeeeeteeseaeseseeseseeeeeeeeeeeeeeeeee 27
Buchanan v. St. Louis S, R. Co.,

(1966, Tex Civ App 5th Dist) 400

ee me meme MEAG EGE MEO ccccccccces 11

Callant v. Downey, 2 N.J. Marsh
346 eeseeeesceseeeeeeeeeeseeeeeeeeeeeeee ae

C Zarc} Uni Egui )
Cow, 121 A 2d 287, 20 Conn Sup 44 .. 10,14,16

Dalow Industries, Inc. v. Jordache
Enterprises, Inc., 631 F. Supp 779
(S.D. ia ie 1986) @eeeseseeeeeeeeseeeenee1ee#es 7

(1983) CA Mass) 719 F.2d 484

114 BNA LRRM 3076, 99CCHLC 1) 10507 14
Diaz v. Indian Head. Inc., 686

F.2d 558, 562 (7th Civ 1982) ....... 6

Expert Electric, Inc., et al _v.
Levine, (2d cir) 554 F.2d 1227,

1234, cert denied (1977) 434 U.S.

903, 98 S. Ct. 300, 54 L.Ed 24 190. 7

Fitzpatrick v. Sun Life Assur Co,
of Canada, 1 FRD 713 eeeeeveeee eevee 22

Gasbara v. Park-Ohio Industries,
iInc., 655 F.2d 119, 121 (7th Cir
19B1) ccccccccccescccccesccccccccsee 6

Hamilton v. Wort, 3 Black F 68.-++- 27
Hardeman v. Burge, 10 yerg 202----- 27

, Ind. 1974, 218 N.W.

oe en eee Mee, BED ooccccccccecs
Lesser Towers, Inc., v. Roscoe-
Ajax Construction Co., 258
De Me OE BEES cccccccvccscccs

Lee vy City Peoria, 685
Pe ee Ue OE BOOZ) nccccccccces

Mermuk v. Baker, (1973 E.D. Pa)
366 ve Supp 735 eeeseeeee1ee*ewee#ee7en1eee#e#e#e

Jake Lampert Yards, 224 N.W. 248,
176 Minn 622 ®eeseeeeeeseeensteseseeeeeseeee

Mosely v. Simpson, 42 L.J. Ch 730;
16 L.R. Eq. 226; 21 W.R. 694;
28 - & PF 727 @*eeeseeeeese#eeseeseeseeee#ee#8e?s6

IB Moore's Federal Practice
91 0.405 (1984) eeseeeeeeee7e¢e¢e34#8e+eee#e#e

IB Moore's Federal Practice
ee © © 8 See

New-mann vy. Westcott
29 Fed. Rep 49 eeeeeeoeseeeeeeeeeeenee?

, 7? Cent Rep. 720,
105 N.Y. 658; Quinn's App (Pa)
10 Cent Rep 350 seeeseeeoeaeeeeeeee eee

Osborne v, O'Reilly, 8 Cent Rep,
551, 42 N.J. Eq 467 eeeeeeeoeee eee

Porous Plaster Co, v, Sea Jury
43 Hun; 611 eeeoeeoeveeeveeoceeeeeetseoene

mae eI we ee Se Se Se SS SF & & FB
|

Vv
Ve -—
line R. Co. BRE AY a8 BR8 (1970). -.. 10

Rullo v. Rodriquez, (S.D. N.Y.
1985) 604 F Supp 366, 369........00. 7

Stack vy. New York C,. R. Co,
(1958 CA 2 NY) 258 F.2d 739,
SSCCHLC © 7195.ccccccccccceccccecces 11

State ex re] Busick et al _yv
Ewing, 102 N.E. 2d 370 eeeeseeeeeeeee 19

Steffen v,. Farmers Elevator
Service Co,, 109 F. Supp 16,
Pp. 20 eerceoeeeeeeeeeeeseeeeseseseeeeen 9,21

426 pe 2d 828 eeeeeeeseeeeeeseeeeees 15

Travis v. Lowry, (Pa) 7 Cent.
Rep 553 eesveeeeeseeeeeeoseseeeeeeesnese 26

Tyler v,. Savage, (1891) 79-99
S.C. Reporter's ed 143 U.S. 83

(US Book 36) seecesecerereceeesesese 25,26

Chapman, CCA Tex., 4 F.2d 319 Cert

denied, 45 S. Ct. 636, 268 U.S. 700

69 L.Ed BAGS cecdecceccaccescsccccces 17
, (1944)

United States v. Ballard
322 U.S. 78, 88 2 Ed 1148, 64 S. Ct.
882. e@eeoeoevceeeeoeseeeeeeeeeeeeeeeeeeene 24

Constitution
Article III 0 OE eeee#eees 1,15
Seventh Amendment ....ccesceeeseees 1,15

Federal Statues
Memeawew GEDOL ACE .nccccccccccccces 13

ca
ee aes: , :
ie

{
~

VI
Co. Te SUE cece ccceesoccess VIII
ee VIII
45 U.B.C.8. § 15h Oty SEG. coveccece R. 100
68 BlS.C.8. $ 183 Second -cccceces — B01

DO © U ceveececcevessacceses 13.24

Steen we Civil / }

FRCP 79 (a) eeoeeeeeeeeeeeveeeeeeeeees 19
FRCP 69(a) eseseeeeveeeeseeeevaeeveeeeeeeen 13

State Statutes, Indiana Code (JC)

Ic 34-4-2-2 eeseeeoeeeeeeeeeeeeeeeees 13
Miscellaneous

Restatement Second of Judgment (1982)
Sect. 24 e*eseeeeeceaeeeeeeseeeeeeeeeeee 11

BOPOOMONT RULO FF .cccccccccscccccess 13,16,23

naRnHE Ee ee Fe ee eS eS SS SS Se &

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VII

IN THE SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1989
KENNETH C. GRIMES
PETITIONER
VERSUS
LOUISVILLE AND NASHVILLE R. CO.
RESPONDENT

ON WRIT OF CERTIORARI FROM
THE UNITED STATES COURT OF APPEALS

FOR THE SEVENTH CIRCUIT
Kenneth C. Grimes, as pro se
petitions for a Writ of Certiorari to
review the decision of the United States
Court of Appeals for the Seventh Circuit,
which affirmed the decision of the
District Court for the Southern District
of Indiana denying Petitioner's motion to
confirm a National Railroad Adjustment
Board award for damages. The Court under
erroneous equity jurisdiction dismissed
the award upon the Defendant's claim of

res judicata when the operative facts

were unrelated as a court of equity.

—_

* 5
é 4
ta

VIII

OPINIONS BELOW

The Seventh Circuit Court of
Appeals's decision affirming the District
Court's denial of Petitioner's motion to
affirm the arbitration award is an
unpublished order as not to be cited per
Circuit Rule 53, under Appeals Court
Cause No. 88-1381.

JURISDICTION

The three-judge-panel decision of
the United States Court of Appeals for
the Seventh Circuit is dated January 27,
1989. Petitioner filed a- petition for
panel rehearing on February 9, 1989. The
petition for a panel rehearing was denied
on September 6, 1989. The petition is
timely having been filed within the
ninety (90) days of this subsequent
judgment. Jurisdiction is present under
28 USC §§ 1254, 1291.

—

CONSTITUTIONAL PROVISIONS IMPLICATED
The provisions implicated in
Petitioner's case, which is reprinted as
verbatim in Appendix U, V is Article III

§2 and the Seventh Amendment.

STATEMENT OF THE CASE
On July 9, 1979, the L & N Railroad

Co. reinstated this petitioner (Grimes)
to a position that impaired his seniority
rights. This action was contrary to the
National Railroad Adjustment Board
decision. (R. 58,59)- Following the
breach, Grimes sought reinterpretation of
the award. On March 30, 1981, the L & N
abolished Grimes's job and furloughed him
making impaired seniority worse and
reducing the remedy under the agreement
between L & N and the International
Brotherhood of Electrical workers as Rule
34 to compensatory damages. (R. 178,179,188)
On June ll, 1981, Grimes filed this

suit in District Court, where the

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practical effect from the action,
concerning abolished job and furlough
caused the suit to be one in damages.
( R. 204) The suit demanded a trial
by jury as to those issues triable by
jury. ( R. 206)

Following demands to strike the jury
demand claim of Grimes by the defendants,
L & N and the IBEW, Grimes reinstated his
demand for a jury trial. (R. 208)

Following a hearing on the
defendants' motions for summary judgment
dated July 9, 1982. The District Court
in error concluded that the defendants
entered motions to strike the jury
demand, but in fact, there was no valid
motion to strike the jury demand. (208,
209,211,212)

This was the basis in which the
District Court acquired and maintained

defective equity jurisdiction. Moreover,

the trial held July 9, 1982, was non-jury

7
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trial mode. On a hearing based on
defective equity jurisdiction, the
District Court entered a final judgment
on February 10, 1984. The decision in a
separate opinion concluded that the L & N
impaired Grimes's seniority rights but
was silent on damages. (R. 58,91,92) The
decision also disposed of the remaining
issues except a retaliation claim that
were incidental to damages.

Following an interlocatory appeal,
trial on the retaliation claim and appeal
to the Seventh Circuit Court of Appeals

and to this Court Grimes returned to the

District Court and on June ll, 1987,

timely entered his motion to confirm the
award. Thereafter the defendant, L & N,
as the sole defendant, entered a motion
to dismiss on the basis that the February
10, 1984 decision was final and res
judicata to Grimes's motion to confirm as

an independent suit. Grimes argued that

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the proceeding was not separate and that
the law was adequate for relief. (R.160)
On September 15, 1987, the District Court
entered a judgment that accepted the
béteatent’s Claim of res judicata in a
non-jury trial mode extended from the
July 9, 1982 defectively acquired equity
jurisdiction. The Court dismissed
Grimes's motion to confirm the award and
was silent on equity and damages.
(R.21) The Court of Appeals affirmed
the District Court's decision on res
judicata and was silent on equity, a
controlling questioned sought on this
appeal. (R.11_)

The sole issue sought in complaint
is damages. The District Court passed on
the issue as a court of equity. The
Court of Appeals adopted the decision of
the District Court, leaving the issue of
damages still open, where the simple

ministerial act of Grimes being allowed

/

to amend and update his damages and the
court entering a judgment confirming the
award for those damages is all that is

left.

REASON WHY THE PETITION SHOULD ISSUE

The Court should grant the petition
to settle the question as to whether the
Court of Appeals. affirmation of the
District Court's decision to dismiss a
motion to confirm a National Railroad
Adjustment Board award is objectively
reasonable as an application in equity of
the doctrine of res judicata by the L &
N.

The arguments put forth by the L & N
at District and Appeals Courts are
essentially the same.

The argument by the L & N at

District Court states:

"the doctrine of res judicata

bars Grimes from asserting in
this action or in any separate
action that the award of the
NRAB of June 13, 1979, is not

——— i rs

subject to judicial enforcement

against the L & N." (P. 4

Motion to Dismiss 7/2/87)

' The District Court extended the
argument relying on Gasbara vy. Park-Ohio
Industries, Inc., 655 F. 2d 119, 121 (7th
Cir. 1987), Diaz v. Indian Head, Inc.,
686 F.2d 558,. 562 7th Cir. 1982). See
also IB Moore's Federal Practices fl 0.405
(1984) and see Lee v. City Peoria, 685
F.2d. 196 (7th Cir. 1982).

These cases and the same theory were
relied upon by the District Court (see
R.20) and the Court of Appeals /R.7 )e

In all three arguments, the support
for res judicata is based upon an
argument that the operative facts are the
same in both the proceeding before the
award and in the lawsuit that followed in
District Court, so therefore, the motion
to dismiss confirmation of the NRAB award

is effected by the doctrine of reg

j «

The Appellant (Grimes) argues that
the facts supporting the res judicata
theory herein are not the same and that
the proceeding to confirm the award is
not a separate proceeding. It is held in
Dalow Industries, Inc, v,. Jordache
Enterprises, Inc., 631 F. Supp. 779 (S.D.
N.Y. 1986), "The most important factor in
answering this question is the factual
predicate of the several claims asserted.
For it is the facts surrounding the
transaction or occurrence which operate
to constitute the case of action, not the
legal theory upon which a litigant
relies." (Expert Electric, Inc,.,. et al
ve Levine, (2d Cir.) 554 F.2d 1227, 1234,
cert denied (1977), 434 U. S. 903, 98 S.
Ct. 300, 54 L.Ed. 2d 190, Rullo v.

Rodriguez, (S.D. N.Y. 1985) 604 F Supp

366, 369.)
What are the operative facts that do

not support the theory of res judicata in

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this case?

The facts are as follows:

(A) In the proceedings before the
NRAB, the Appellant sought a claim for
reinstatement with his seniority rights
unimpaired and back pay from a wrongful
discharge. ( R. 93,94 )

(B) Also, the Appellant was an
employee of the L & N. ( R.94)

(C) The remedy under Rule 34 of the
agreement was available. (R.187,188)

The relief sought in District Court
was based on the following facts:

(1) The complaint was filed ina
Federal Court with diversity
jurisdiction. (R.182)

(2) The remedy under Rule 34 of the
agreement made damages the only relief
available in complaint. (R.187,188)

(3) The Appellant's complaint
demanded trial by jury. (R.206)

(4) The Appellant (Grimes) was no

longer an employee of the L & N before
the suit was filed in District Court.
(R.178,179)

(5) The issues raised in complaint
that are incidental to damages were not
issued before the NRAB. (R.91-94)

(6) The issue of seniority rights
impairment only determined the Appellee's
(L & N) liability. (See Steffen v.
Farmers Elevator Service Co,, 109 F Supp.
16, p. 20.)

(7) The motion to confirm the award
was timely filed. (See Indiana Code
34-4-2-2 at [21].)

(8) The Appellant (Grimes) sought
back pay in his complaint for excessive
penalty. Whereas, in the NRAB proceeding
back pay was sought for wrongful
discharge. (R. 203,204,93,94)

The facts associated with the NRAB
proceeding are unrelated to those pursued

in complaint. Appellant (Grimes)

10

"complaint while still an employee
involved matters ina different time
frame" than those made in his complaint.
\Robert E, Fingar v. Seaboard Coast Line
R. Co., 606 F.2d 648 (1979).

The claims asserted by Grimes in the
complaint of this proceeding "were
distinct in time from those asserted in
the first and could not have been raised
in the first administrative action.
Accordingly the present action should not
be barred by the first." (Ibid Fingar v.
Seaboard.) Moreover, the motivation of
Grimes in his complaint was to confirm
the award for a judgment exclusively in
damages. (Conn-Zarchen v. Union
Equipment Co., 121 A. 2d 287, 20 Conn Sup
44.) holds: "The complaint as an initial
step is to seek affirmation of the
award.” (Ibid Zarchen v. Union.) Awards
are not confirmed by the NRAB. The

Claims put before the NRAB would not make

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a convenient trial unit. (Restatement
[second] of judgmements (1982) section
24). "The Railway Labor Act, 45 USCS
§151 et seq., does not give right to
railroad employees to sue in Federal
Court for wrongful discharge." (Stack v.
New York C, R. Co., (1958 CA 2 NY) 258
F.2d 739, 35 CCCHLC 7195) and that
"claims for wrongful discharge under
railroad collective bargaining agreements
are subject to resolution only by
compulsory administrative procedures
provided by collective agreement and by
Railway Lator Act." (Mermuk v. Baker,
(1973, E. D. Pa) 366 F Supp 735.) Thus
Grimes, the Appellant herein, as well as
other “employees who were not discharged
could not defeat the exclusive
jurisdiction of the National Railroad
Adjustment Board merely by bringing
action as a common-law suit for wrongful

discharge. (Buchanan v. St. Louis S. R.

12

Co., (1966, Tex Civ. App. 5th Dist.) 400,
SW 2d 362, writ ref nre.) Further, as a
trial unit, it would not be convenient on
the grounds that the parties ina
proceeding before the NRAB do not expect
trial by jury mode. The Appellant
demanded a jury trial in his complaint

under diversity jurisdiction. (R. 206).

Moreover, the L & N abolished the
Appellant's job and furloughed him before
the suit was filed June 1l, 1981. The
earlier suit sought reinstatment. In
this proceeding there is no remedy for
reinstatement due to the abolished job.
The Appellant cannot be reinstated to
something that does not exist. Nor was
the Appellant (Grimes) an employee when
the complaint was filed.

The L & N and Grimes do not expect

reinstatement to be a factor to be

considered on the complaint, only damages

“
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’ .

13

on the grounds that (1) the L & N did
abolish the job and along with that part
of the remedy under Rule 34 of the
agreement, and (2) Grimes believes the
suit for damages exclusively is adequate
and that there is adequate law to
accomplish confirmation of the award as a
judgment for damages.

The Court of Appeals judgment is in
error in its claim that Grimes could have
raised his motion to confirm earlier but
didn't. The agreement follows the
Railway Labor Act. The Act under § 153
Second provides that procedure is to be
followed under Federal Rules of Civil
procedure. Rule 69{a) and 9 USCS §9
provide that upon scarcity of point in
Federal cases, state law may be followed.
Indiana Code pursuant to IC 34-4-2-21
adopts other law in states with uniform
arbitration statutes. Thus, the motion

to confirm was timely and appropriate.

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14

(9 uscs § 9 Derwin v. General Dynamics
Corps., (1983 CA Mass) 719 F.2d 484, 114
BNA LRRM 3076, 99 CCHLC 110507). The
Indiana statute allows for six year
period after defendant's answer.
(Har-Mar, Inc. v. Thorsen & Thorsen,
Inc., 1974, 218 NW 2d 751, 300 Minn 149.)
Also, following the same point as made in
other state law. It has been held that
"confirmation of an arbitration award is
not a separate proceeding.” (See Lesser
r i . ~A; — bi
Co., 258 F. Supp. 1005 (1966) at (1) and
that in "the complaint the initial step
is to seek affirmation of the award."
(Conn-Zarchen v. Union Equipment Co., 121
A 2d 287, 20 Conn Sup 44.)

The Appeals Court's judgment refers

to a cause of action as having the same

operative factors. The Court makes no
distinction between a cause of action

based on the sustantive law of legal

ae Ee HE ee ae ae FEF FE Fe FE SF FS & F&F FB

15

liability as opposed to the right to
pursue a judicial remedy as a right to
enforce a cause of action by suit, they
are not "synonymous" with a cause of
action. (Thorgaard Plumbing & Heating
Co, v. County of King Wash), 426 P, 2d
828.) .

The Court of Appeals should not have
affirmed the District Court's decision on
grounds of res judicata, the so called
two suits used by the Defendant L & N are
unrelated as to the case operative facts.

Reasons why the Court of Appeals
judgment is in error for affirming a
District Court judgment in a dismissal of
a motion to confirm as an unwarranted
proceeding in equity, which violated
Article III § 2 and the Seventh Amendment
of the Constitution.

The abolishment of Grimes's job and
the subsequent furlough on March 30,

1981, eliminated all of the remedy under

.

16

Rule 34 of the agreement except that part
that reads "and compensated for the wage
loss if any resulting from said
Suspensions or dismissal."

This action made the major relief
sought in complaint filed June ll, 1981,
an action for damages. No other relief
could be had except that which was left
under Rule 34 of the agreement.
Reinstatement cannot be applied as relief
if the job has been abolished. The
complaint which had other charges, became
incidental to the main relief of damages.
It is held: "Of course, that if the
veteran (Grimes) sought only damages, his

action would be purely legal in

character, with attendant right to jury

trial." (IB Moore's Federal Practice
38.24 (2) 2d Ed. 1951). "That the
complaint as an initial step is to seek

affirmation of the award." (Conn-Zarchen
v. Union Equipment Co., 12] A.2d 287, 20

.

17

Conn Sup. 44). "As in other law actions,
the parties in an action on an award are
ordinarily entitled to a jury trial
(Minn-Lampert Bros Lumber Co, v,. Jake
Lampert Yards, 224 NW 248, 176 Minn. 622)
"and to have issues of fact properly
raised by the pleadings and the evidence
determined by the jury." (US Chickasha
Cotton Oi] Co, v, Chapman, C,C,A,. Tex., 4
F.2d 319, cert denied 45 S. Ct. 636, 268
U.S. 700 69 L.Ed. 1164) "under proper
instructions from the court."
(Minn-Lampert Bros, Lumber Co, v, Jake
Lampert Yards, 224 NW 248, 176 Minn.
622.)

Grimes in his complaint demanded a
jury trial. (R.206) Following a period
of discovery the defendants, L & N
Railroad and International Brotherhood of
Electrical Workers Local 1353, entered
motion to strike the jury demand.

(R.207 ) Thereafter on May 6, 1982,

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18

Magistrate Endsley entered order on a
pretrial held April 5, 1982. The Court
stated: (R.207,208)

New representation for Grimes sought
an extension of time on June 16, 1982,
and on June 25, 1982, responded to both
defendants" motions to strike jury
demands by restating demand for jury
trial mode.

On July 9, 1982, the District Court
held a trial in a npon-jury trial mode.
The Court raised the question of a jury
trial and stated: ( R. 211,212 )

What is important, is that (a) the
motion to strike jury demand argument
came from one of the defendant attorneys;
(b) the motion came from the attorney
(Mr. Wolly) for the IBEW; (c) the motion
to strike jury demand was in reference to
a Title VII claim that was independant
and incidental to the damages sought; (d)

the claim as to Title VII, as it pertains

lige dash aaa
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19

to the IBEW had been disposed of earlier
by agreement on May 6, 1982; (e) there
was no motion to strike jury demand put
forth by the L & N; and (f) the last jury
demand made was by plaintiff's attorney
June 25, 1982. (R.208)

Pursuant to FRCP 79(a) “the
substance of each order or judgment of
the court"... is put into docket sheets.
Pursuant to Indiana Statutes:

"Where transcript was certified

by Clerk of Circuit Court, the

certificate imparted absolute
verity." (

et al _ vy. Ewing, 102 NE 2d 370)

Docket sheet entries are proof and
acceptable evidence.

Following the hearing on July 9,
1982, the District Court made the
following entry on the docket sheet:

"Deft's enter motion to strike

jury claim court to rule on

these matters." (R.208,209

Only one defendant argued a point as

to a jury demand. The point argued was a

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20

nullity, because Magistrate Endsley on
May 6, 1982, had disposed of the claim
from an agreement between the plaintiff
and the IBEW. (R.207,208)There was no jury
demand made at the July 9, 1982 hearing,
and the District Court's entry is in
error. (R.211,212) The District Court's
rule on these matters was indeed the
final District Court Judgment of February
10, 1984. The last jury demand was made
by Grimes on June 25, 1982. The
aforementioned is how the District Court
acquired its defective equity
jurisdiction.

The ruling on the seniority rights
impairment issue in the February 10, 1984
judgment was stated in a memorandum
Opinion and distinct from the legal
claims ruied on. (R.56,59) It is
undisputed that the ruling on the
seniority rights impairment issue as a

ruling in equity was proper. The issue

EO at Oe

ti

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21

was incidental to damages as it pertained
to mode of trial, but flowed directly
from the breach on the award and was
determinative of the L & N's liability.
(See Steffen v. Farmer's Elevator Service
Co., 109 F. Supp. 16, p. 20.) ( R.98)

The District Court's February 10,
1986 judgment came directly from the July
9, 1982 hearing in a non-jury trial mode.
(R. 208,209) Note: The absence of a trial.

The District Court order was silent
as to damages in the final February 10,
1984 judgment. ( R.91,92)

Following a trial on a retaliation
clain, and appeal on the enforcement
issue, Grimes filed on June ll, 1967, his
motion to confirm. (R.107) On September
15, 1987, the District Court entered its
order denying the motion to confirm for
damages on grounds of res judicata argued
by the defendant in a motion to dismiss,
filed July 2, 1987. (R.20,21,154)

22

The hearing on the motion to confirm
was in the non-jury trial mode. (R.18)
As shown earlier, the procedure to
confirm an award is a legal proceeding.(R.
144sec(3) The District Court extended its
defectively acquired equity jurisdiction
to Grimes motion to confirm. This
deprived Grimes of his rights under the
Seventh Amendment of the jury trial mode.
The District Court's order denying
confirmation of the award ignored the
"nature of the cause of action and
appropriate remedy as they exist
thereunder." (Fitzpatrick v. Sun Life
Assur Co. of Canada, 1 FRD713.) "If the
cause of action is legal in its nature
and formerly remedial in a court of law,
the right to trial by jury cannot be
denied." (Ibid Fitzpatrick v. Sun Life).

In the appellant's motion to

confirm, it was argued, “Except as

otherwise provided, an application to the

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court under this chapter shall be by
motion and shall be heard in the manner
and upon the notice provided by law,"
(R.145) and it was also argued, "However,
the last sentence in Rule 34 represents,
based on standards of the National
Railroad Adjustment Board, a total plain
adequate and complete remedy. To address
the wrongs here, the Appellant (Grimes)
made other argument in defense of the
right to confirm the award. Silence on
damages caused no distinction between law
and equity. (R.91,92) In the February 10,
1984 Final Judgment, the District Court
separated the equity ruling of seniority
right impairment by putting it ina
memorandum, opinion attached to the legal
decision. (.56 ) A distinction existed.
But, on the order dismissing the motion
of September 15, 1987, there is no
distinction by words or separate

documents. (R.18-25) Through silence and

ere RES ee

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24

the absence of any distinction, the
District Court was in violation of Art.
III § 2 of the Constitution. (R.105,106)

The Court of Appeals did not address
the issue of equity jurisdiction in its
orders. The Appellant's argument was an
argument against equity interference in
his main brief. The argument was
established in the questions and
presented throughout the entire brief.
(R.2-11) In spite of the Appellant's
arguments, the Court of Appeals omitted
any judgment on equity, (R.162) a
controlling issue of this case. (United
States v. Ballard, (1944) 322 US 78, 88
L.Ed 1148, 64 S. Ct. 882 )

The error the District Court made on
the jury demand issue made its decision
in equity on the motion to confirm
decisions of September 15, 1987, more
defective. The Court of Appeals affirmed

the District Court's decision without

including the issue of equity in its
judgment.

It has been held that: "If a plain
defect of jurisdiction appears at the
hearing or on appeal, a court of equity
will not make a decree," (See Tyler vy.
Savage, 1891, 79 Supre Court 99, 143 US
83), meaning that although this is a
proceeding on appeal, the objection can
be raised and that the District Court
erred as to damages when it entered a
judgment in equity after the defect, even
though the defect grew out of a general
argument already raised in District Court
and on appeal.

Also, a decision in equity is
incompatible with res judicata. It has
been held: "An action to procure
equitable relief cannot be maintained
when the relief sought has already been
awarded by judgment in another action

between the same parties." (Porous

26

-

Plaster Co, v. Sea Jury, 43 Huni, 611) as
used in Tyler v. Savage. The L & N
sought equity relief by raising a motion
to strike the jury demand. (R.207)

Accordingly the relief sought
included the NRAB decision by operative
facts. When the NRAB decision was a
previous judgment that is a bar. (Tyler
VY. Savage) Moreover, "where the remedy
at law is adequate, no ground exists for
the interposition of equity." (Qakville
Co, vy, Double Pointed Tack Co., 7 Cent
Rep. 720, 105 NY 658, Quinn's App. (Pa)
10 Cent Rep.) 350, Travis v. Lowry (Pa) 7
Cent. Rep 553; New-man v. Westcott, 29
Fed. Rep 49.) (R.140)

Further, this case is one in
damages, "a one question of damages is
not within the jurisdictions of equity."
(Osborne vy. O'Reilly, 8 Cent Rep, 551, 42
N.J. Eq. 467. The Appeals Court affirmed

a District Court decision that was

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dismissed on res judicata. It is held:

-"Neither a court of law nor equity will

interfere to set aside an award, unless
corruption, partiality, misconduct, or
irregularity is distinctly proved against
the Arbitrator; mere suspicion is not
sufficient. (Mosely v. Simpson, 42 L. J.
Ch. 730; 16 L. R. Eq. 226; 21 W. R. 694;
28 L.T.N.S. 727; Atkinson vy. Townley, l
N.J. Law 388, Hardeman v. Burge, 10 yerg
202; Ham Lton v. Wort, 3 Black F 68;
Callant v. Downey, 2 N. J. Marsh 346.)
Res judicata is not one of the reasons
for dismissal of an award. The Court of
Appeals should not have affirmed the
District Court's decision.
CONCLUSION
The Court of Appeals erred when it
affirmed the District Court's judgment on
grounds of res judicata. The doctrine as
applied to the operative facts were

unrelated and controlled by a different

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28

time frame. The Court of Appeals also
erred in omitting the controlling
question of equity for equity relief
cannot be had when the relief sought has
already been awarded by a judgment in
another action between the two parties.
Nor does equity support damages. The
Appeals Court affirmed a judgment that
was jurisdictionally defective. The
District Court had acquired it's equity
interference on an error. This error
denied the Appellant his rights by jury
trial in violation of the Seventh
Mabatment and in its silence made no
distinction between equity and law in
violation of Article III § 2 of the
Constitution in affirming a District
Court's decision. Appellant, motions to
this court to affirm the award,

2956, Docket 7776. The Court of Appeals
has in the above sanctioned a departure

from judicial proceedings by a lower

.
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29

court.
For the above reasons this petition

should issue.

PRAYER FOR RELIEP

Wherefore the Petitioner prays:

(A) This Court will grant
certiorari.

(B) Reinstate the action on the
award with instruction.

(C) Void the Appeals and District
Court decision for being jurisditionally
defective.

(D) Confirm the award for judgment
in damages from the complaint, as
calculable, already in stipulation by the
parties and only in need of amendment by
Petitioner accepting motion herein on
Award No. 7956, Docket No. 7776.

(E) Or in the alternative, void the
Appeals and District Court decisions,
reinstate and confirm the award, and

remand to the Court of Appeals for

30

judgment on damages as set out in the
appeals brief as amended.

(F) That this court not remand to
the District Court herein on the grounds
that it has been prejudiced by the
proceedings.

(G) Void any sanctions in these

appeals.

nneth C. Grimes
21 East Gum Street
Evansville, Indiana 47713
1-812-423-1600

Counsel as Pro Se

_ CERTIFICATE OF MAILING
The undersigned, counselor pro se,
hereby certifies that he caused to be
mailed, postage pre-paid, first class, or
personally served, on this 4th day of
December, 1989, the following copies of
this Petition for Certiorari:

Forty (40) copies to
Clerk, United States Supreme Court
Washington, D.C. 20543; and

Three (3) copies to

Attorney Galen J. White, Jr.

Boehl, Stopher, Graves & Deindoerfor
United Kentucky Bank Bldg.

One Riverfront Plaza

Louisville, Ky. 40202

Telephone 1-502-589-5980;

Three (3) copies to

Attorney F. Wesley Bowers

Bowers, Harrison, Kent & Miller
Fourth Floor, Permanent Savings Bldg.
Evansville, Ind. 47708

Telephone 1-812-426-1231.

nneth C. Grimes, Pro Se
21 East Gum Street
Evansville, Indiana 47713
1-812-423-1600

Counsel as Pro See

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385020_0721%3A1. Public record. Not legal advice.
