# Appendix — Newak v. United States

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1990
- **Citation:** 493 U.S. 1070

## Text

IN THE

Supreme Court Of The United States
October Term, 1989

JOANNE C. NEWAK,
Petitioner,

VS.

UNITED STATES,
Respondent.

APPENDIX TO
PETITION FOR A WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF MILITARY APPEALS

FAITH A. SEIDENBERG
Seidenberg, Strunk and
Goldenberg
246 East Water Street
Syracuse, New York 13202
(315) 422-0144

Counsel of Record

November 7, 1989

Appellate Productions, Inc.
Syracuse, New York

10.

11.

TABLE OF CONTENTS

Charge sheet,
23 October 1981

Investigating Officer Report,
O06 November 1981

Amended charge sheet,
31 December 1981

Additional charge sheet,
31 December 1981

Investigating Officer Report,
08 January 1982

Advice and Recommendations on Court-Martial

charges,
04 February 1982

Special Order AB-9,
O06 February 1982

Request for trial by court,
10 March 1982

Report of Result of Trial,
11 March 1982

Substitution Convening Authority,
12 April 1982

Certificate of Correction,
20 April 1982

1-6

7-22

23-28

29-31

32-47

48-65

66-67

68-69

70-72

73

os

12.

13.

14.

15.

16.

17.

18.

19.

21.

Staff Judge Advocate’s Review,
O06 May 1982

General Court Martial
Order No. 9,
10 June 1982

Opinion of Court of Military Review,
14 December 1982

JAG Review,
23 March 1983

Opinion of Court of Military Appeals,
13 July 1987

Order of Court of Military Appeals,
19 August 1987

Opinion of Court of Military Review,
16 October 1987

General Court Martial
Order No. 100,
01 December 1987

General Court Martial
Order No. 150,
14 January 1988

General Court Martial

Order No. 23,
15 January 1988

75-103

104-108

109-115

116

117-132

133-134

135-141

142

143

144

24.

25.

Special Order, AB-33,
27 January 1988

General Court Martial
Order No. 87,
28 July 1988

Opinion of Court of Military Review,
O06 January 1989

Opinion of Court of Military Appeals,
06 September 1989

145

146-148

149-155

156-157

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App. 1

CHARGE SHEET
Place:
Hancock Field, New York 13225
Date:
23 October 1981
Accused: (Last name, First name, Middle
initial)
Joann C. Newak
Social Security account number
167-38-0452
Grade or rank
Second Lieutenant
Pay Grade
_ Q-1
Organization and armed service:
21st Air Division
United States Air Force
Date of Birth
24 October 1957
Contribution to Family
N/A
Pay per month
basic $1099.80
SEA
None
Total
$1099.80

RECORD OF SERVICE
Initial date of current service
29 November 1979
Term of current service
4 years
Prior service:
00 years 03 months 00 days
29 August 1979 - 29 November 1979 USAF

App. 2

- DATA AS TO WITNESSES
Name of witness
Amn Donna L. Ryan

Miss Julie Michalzuk

Miss Joann Forbes
Address

4789 ABG,

Hancock Fid, NY

Watertown, NY
Liverpool, NY

Witness for Prosecution/Accused
x

x

DOCUMENTS AND OBJECTS
List and describe (If not attaached to charges, note where

# 81-CID 131-05540-C.

Remains of one pill purported to be an amphetamine.
Marijuana “roaches.”

Above mentioned items can be found at OS! Det 110,
Hancock Field, New York.

DATA AS TO RESTRAINT
Nature of any restraint of the accused:
NONE

CHARGE |: Violation Of the Uniform Code of Military Justice,
Article 80.

an

App. 3

Specification 1: in that SECOND LIEUTENANT JOANN
C. NEWAK, United States Air Force, 2ist Air Division, did, at
North Syracuse, New York, on or about 6 July 1981, attempt
to violate a lawful general regulation, to wit: paragraph 3-4,
Air Force Regulation 30-2, dated 22 June 1981, by wrongfully
transferring a substance she believed to be amphetamines.

Specification 2: in that SECOND LIEUTENANT JOANN
C. NEWAK, United States Air Force, 2ist Air Division, did, at
North Syracuse, New York, on or about 6 July 1981, attempt
to violate a lawful general regulation, to wit: paragraph 3-4,
Air Force Regulation 30-2, dated 22 June 1981, by wrongfully
using a substance she believed to be amphetamines.

Specification 3: in that SECOND LIEUTENANT JOANN
C.NEWAK, United States Air Force, 2ist Air Division, did, at

—Clay, New York, on or about 10 July 1981, attempt to violate

lawful general regulation, to wit: paragraph 3-4, Air Force
Regulation 30-2, dated 22 June 1981, by wrongfully
transferring a substance she believed to be amphetamines.

CHARGE Il: Violation of the Uniform Code of Military Justice,
Article 92.

Specification: In that SECOND LIEUTENANT JOANN
C. NEWAK, United States Air Force, 21st Air Division, did, at
Clay, New York, on numerous occasions, from on or about
15 December 1980, to on or about 1 September 1981,
violate a lawful general regulation, to wit: paragraph 3-4, Air
Force Regulation 30-2, dated 22 June 1981, and/or
paragraph 4-4, Air Force Regulation 30-2, dated 8 November
1976, by wrongfully having in her possession some
amphetamines.

CHARGE Ill: Violation of the Uniform Code of Military Justice,
Article 134.

App. 4

Specification 1: in that SECOND LIEUTENANT JOANN
C. NEWAK, United States Air Force, 2ist Air Division, did, at
Clay, New York, on numerous occasions, from on or about
15 December, 1980, to on or about 1 September 1981,

wrongfully use marijuana.

Specification 2: in that SECOND LIEUTENANT JOANN
C. NEWAK, United States Air Force, 2ist Air Division, did, at
Clay, New York, on numerous occasions, from on or about
15 December 1980, to on or about 1 September 1981,
wrongfully have in her possession some amount of
marijuana.

Specification 3: in that SECOND LIEUTENANT JOANN
C. NEWAK, United States Air Force 2ist Air Division, did, at
Clay, New York, on numerous occasions, from on or about
15 December 1980, to on or about 1 September 1981,

wrongfully transfer marijuana.

JURISDICTIONAL BASIS: The Jurisdictional Basis for
the prosecution of Charges |, li and lil and all Specifications
thereunder is that they were committed in the presence of
enlisted personne! and/or civilians that were aware of the
military status of the accused as an Officer; that such
conduct represented a threat to the military community and
a flouting of military authority; thus, under the circumstances,
the military has an overriding interest in the prosecution of
these offenses.

CHARGE IV: Violation of the Uniform Code of Military Justice,
Article 133.

Specification 1: In that SECOND LIEUTENANT JOANN
C. NEWAK, United States Air Force 2ist Air Division, did, at
Hancock Field, North Syracuse, New York, on or about 17
June 1981, engage in conduct unbecoming an officer and a
gentieman, to wit, wrongfully suggest to an enlisted female

mc hile

—

App. 5

person of the Air Force, that such person was bisexual and
proceeded without authority to kiss the enlisted person on
her cheek and say “I love you."

Specification 2: in that SECOND LIEUTENANT JOANN
C NEWAK, United States Air Force, 21st Air Division, did, at
Hancock Field, North Syracuse, New York, on or about 25
June 1981, engage in conduct unbecoming an officer and a
gentieman, to wit: wrongfully admit to an enlisted female
person of the United States Air Force, that she, Second
Lieutenant Newak, was having a homosexual relationship
with another enlisted female person of the United States Air
Force.

JURISDICTIONAL BASIS: The Jurisdictional Basis for the
prosecution of Specifications 1 and 2 of Charge IV is that
they occurred on Hancock Field, New York, a United States
Air Force installation within the territorial limits of the United
States and that such conduct represents a flouting of military
authority and a threat to the military authority; thus, under
the circumstances, the military has an overriding interest in
the prosecution of these offenses.

Specification 3: in that SECOND LIEUTENANT JOANN
C. NEWAK, United States Air Force, 2ist Air Division, did, at
Clay, New York, on or about 1 June 1981, engage in
conduct unbecoming an officer and a gentleman, to wit:
wrongfully admit to a civilian that she, Second Lieutenant
Newak, was having a homosexual relationship with another
female.

Specification 4: In that SECOND LIEUTENANT JOANN
C. NEWAK, United States Air Force, 2ist Air Division, did, at
Clay, New York, on or about 15 July 1981, engage in
conduct unbecoming an officer and a gentleman, to wit:
wrongfully kissing, hugging and holding hands with an
enlisted female person of the United States Air Force.

App. 6

JURISDICTIONAL BASIS: The Jurisdictional Basis for
the prosecution of Specifications 3 and 4 of Charge IV is that
these offenses are not commonly prosecuted in civil Courts;
the acts alleged impaired the accused’s ability to function
effectively as an officer at Hancock Field; the accused’s
conduct disgraced the image of the United States Officer
Corps; all of the preceding represents a threat to the military
community and a flouting of military authority; thus, under
the circumstances, the military has an overriding interest in
the prosecution of these offenses.

App. 7

INVESTIGATING OFFICER’S REPORT
(Of charges under the provisions of Article 32, Uniform
Code of Military Justice and paragraphs 34, MCM, U.S., 1969

(Rev.))
2d INDORSEMENT
FROM: (Grade, name and organization of investigating

Officer)
Major Maurice A. Deaver, Jr., 4787ABG/JA, Duluth IAP,
MN 55814
DATE OF REPORT 6 Nov. 81
TO: (Title and Organization of officer who directed report
to be made)
4789 ABG/CC, Hancock Field, NY
Grade and name of accused:
2Lt Joann C. Newak
SSAN
167-38-0452FV
ORGANIZATION
HQ 2ist Air Division
DATE OF CHARGES
23 Oct 81

1. IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE
32, UNIFORM CODE OF MILITARY JUSTICE, AND
PARAGRAPH 34 MCM, 1969 (REV.), | HAVE INVESTIGATED
THE CHARGES (Exhibit 1) APPENDED HERETO. (If, and as
soon as, it is determined the accused elects not to be
represented by counsel! or by qualified counsel during the
investigation, the investigating officer will complete in ink,
items 1 through 4, except 4f, and will ask the accused to
sign item 4c.)
YES

2. AT THE OUTSET OF THE INVESTIGATION, | READ TO
THE ACCUSED THE PROVISIONS OF ARTICLE 31,
UNIFORM CODE OF MILITARY JUSTICE, AND ALSO
ADVISED HIM: .

App. 8

a. OF THE NATURE OF THE OFFENSE(S) CHARGED
AGAINST HIM.
YES
b. OF THE NAME OF THE ACCUSER.
YES
c. OF THE NAMES OF THE WITNESSES AGAINST
HIM SO FAR AS KNOWN BY ME.
YES
d. THAT THE CHARGES WERE ABOUT TO BE
INVESTIGATED BY ME.
YES
e. THAT HE HAS A RIGHT TO CONSULT WITH AND
TO OBTAIN, AND TO HAVE PRESENT DURING THIS
INVESTIGATION A LAWYER, EITHER
(1) A CIVILIAN LAWYER RETAINED AT HIS OWN
EXPENSE, OR
(2) MILITARY COUNSEL OF HIS OWN SELECTION,
IF SUCH COUNSEL IS REASONABLY AVAILABLE, OR
(3) A MILITARY LAWYER, CERTIFIED UNDER
ARTICLE 27(b), PROVIDED WITHOUT COST BY THE
OFFICER EXERCISING GENERAL COURT-MARTIAL
JURISDICTION. PARAGRAPH 34c, MCM.
YES
f. OF HIS RIGHT TO CROSS-EXAMINE ALL
AVAILABLE WITNESSES AGAINST HIM
YES
g. OF HIS RIGHT TO PRESENT ANYTHING HE
MIGHT DESIRE IN HIS OWN BEHALF, EITHER IN DEFENSE
OR MITIGATION
YES
h. OF HIS RIGHT TO HAVE THE INVESTIGATING
OFFICER EXAMINE AVAILABLE WITNESSES REQUESTED
BY HIM
YES |
i. OF HIS RIGHT TO MAKE A STATEMENT IN ANY
FORM
YES

Oo Neat eerie tee shy

lo lll

App. 9

j. OF HIS RIGHT TO REMAIN SILENT OR TO REFUSE
TO MAKE ANY STATEMENT REGARDING ANY OFFENSE
OF WHICH HE WAS ACCUSED OR CONCERNING WHICH
HE IS BEING INVESTIGATED.
YES
k. THAT ANY STATEMENT MADE BY HIM MIGHT BE
USED AS EVIDENCE AGAINST HIM IN A TRIAL BY COURT-
MARTIAL.
YES

3.a. THE ACCUSED REQUESTED MILITARY COUNSEL BY
NAME
NO
b. NAME AND GRADE OF SUCH COUNSEL
ORGANIZATION
c. MILITARY COUNSEL REQUESTED BY NAME WAS
QUALIFIED WITHIN THE MEANING OF ARTICLE 27(b)
UNIFORM CODE OF MILITARY JUSTICE
N/A
d. IF ANSWER TO PRECEDING ITEM WAS "NO",
ACCUSED WAS INFORMED THAT SUCH UNQUALIFIED
COUNSEL MAY NOT REPRESENT HIM AT ANY GENERAL
COURT-MARTIAL.
N/A
e. MILITARY COUNSEL REQUESTED BY NAME WAS
REASONADLY AVAILABLE.
(If not available, explain In Ite.n 18, having reference to
paragraph 34c, MCM, 1969 (Rev)).
N/A
f. THE ACCUSED STATED HE WOULD BE REPRESENTED
BY CIVILIAN COUNSEL
YES
g. NAME AND ADDRESS OF SUCH COUNSEL
Ms Faith A. Seidenberg
415 University Bidg.
Syracuse, NY 13202
Member of the Bar of:

App. 10

The State of New York
h. (This item to be used by accused civilian counsel only)
(Place and date)
| hereby enter my appearance for the above-named accused
and represent that | am a member of the bar of:
(signature of Counsel)
/s/Faith Seidenberg
State of New York

4.a. THE ACCUSED REQUESTED THAT COUNSEL BE
PROVIDED BY THE GENERAL COURT-MARTIALAUTHORITY
TO REPRESENT HIM
YES
b. NAME AND GRADE OF SUCH COUNSEL
Captain David F. Eaton
ORGANIZATION

USAF Judiciary,

Plattsburgh AFB, NY

c. COUNSEL (as in b above) WAS QUALIFIED WITHIN
THE MEANING OF ARTICLE 27(6) UNIFORM CODE OF
MILITARY JUSTICE

YES

d. IF ANSWER TO PRECEDING ITEM (4c) IS "NO",
ACCUSED SPECIFICALLY WAIVED COUNSEL WITH SUCH
QUALIFICATIONS

N/A.

e. (To be signed by accused. If answer to 3a and 4a, or 4c
was "NO". If accused fails to sign, investigating officer will
explain the circumstances in detail in item 18)

(Date)

i have been informed of my right to representation by
counsel qualified under Article 27 (b), Uniform Code of
Military Justice. | hereby waive my right to (such qualified
counsel) (counsel)

(Signature of accused)

f. COUNSEL FOR THE ACCUSED WAS PRESENT
THROUGHOUT THE INVESTIGATION. (If the accused waives

Stak 0 Re AN ie LPI, PIN nok) A we

App. 11

the right to hove counsel present throughout all or a part of
the investigation after having requested counsel, state the
circumstances and the particular proceedings conducted in
the absence of such counsel)

YES

5.a. IN THE PRESENCE OF THE ACCUSED | HAVE
INTERROGATED ALL AVAILABLE WITNESSES UNDER
OATH OR AFFIRMATION AND HAVE EXAMINED ALL
DOCUMENTARY EVIDENCE ON BOTH SIDES.
YES
b. | HAVE REDUCED THE MATERIAL TESTIMONY GIVEN
BY EACH SUCH WITNESS UNDER DIRECT AND CROSS-
EXAMINATION TO A SWORN OR AFFIRMED WRITTEN
STATEMENT EMBODYING THE SUBSTANCE OF THE
TESTIMONY TAKEN ON BOTH SIDES.
YES
c. THE SWORN OR AFFIRMED WRITTEN STATEMENTS
OF SUCH WITNESSES ARE APPENDED HERETO AS
INDICATED:
NAME AND GRADE OF WITNESSES
WHO WERE PRESENT
A1C Donna L. Ryan
SA John J. Houlihan,Jr.
SRA Teresa L Gainey

ORGANIZATION OR ADDRESS
4789 ABG/SPS,
Hancock Field, NY 13225

AFOSI Det 0110,
Hancock Field, NY 13225

21st ADS,
Hancock Field, NY 13225

App. 12

EXHIBIT NUMBER
11
12
13

6.a. THE SUBSTANCE OF THE EXPECTED TESTIMONY OF
EACH OF THE FOLLOWING ABSENT WITNESSES WHOSE
PRESENCE WAS NOT REQUESTED BY THE ACCUSED, OR
WHO, HAVING BEEN REQUESTED, WERE NOT AVAILABLE,
OR FOR WHOM THE REQUEST WAS WITHDRAWN, WAS
OBTAINED FROM SUCH WITNESSES IN THE FORM OF A
SWORN OR AFFIRMED WRITTEN STATEMENT, OR WAS
STIPULATED TO BY THE ACCUSED IN WRITING. SUCH
STATEMENTS OR STIPULATIONS ARE APPENDED HERETO
AS INDICATED:

NAME AND GRADE OF ABSENT WITNESSES
Julie Michalzuk, Civilian
Julie Michalzuk, Civilian
SRA Lynn E. Peeiman

ORGANIZATION OR ADDRESS
Watertown, NY
Watertown,NY
21st ADS,

Hancock Field, NY 13225

EXHIBIT NUMBER
7
8
9
b. A COPY OF EACH SUCH WRITTEN STATEMENT HAS
BEEN SHOWN TO THE ACCUSED.
YES
c. IF AN ABSENT WITNESS IS REQUESTED BY THE
ACCUSED BUT IS NOT AVAILABLE, ENTER A PROPER
EXPLANATION

App. 13

7.a. THE FOLLOWING DOCUMENTS HAVE BEEN
EXAMINED, SHOWN TO THE ACCUSED, AND ARE
APPENDED AS INDICATED (describe documents)

Stmt of AiC Donna L. Ryan, dtd 7 July 1981

Stmt of A1C Donna L. Ryan, dtd 11 July 1981

Stmt of AiC Donna L. Ryan, dtd 22 June 1981

b. IF ANY DOCUMENTS MADE AVAILABLE TO THE

INVESTIGATING OFFICER WERE NOT EXAMINED OR WERE
EXAMINED BUT NOT SHOWN TO THE ACCUSED, OR
WERE EXAMINED BUT ARE NOT APPENDED, STATE THE
REASONS:

8.a. THE FOLLOWING DESCRIBED REAL EVIDENCE WAS
EXAMINED, SHOWN TO THE ACCUSED, AND IS NOW
PRESERVED FOR SAFEKEEPING AS INDICATED:
AFOSI Det 0110, Hancock Field, NY
Remains of three alleged marijuana cigarette butts
Remains of one tablet
YES
b. IF CERTAIN REAL EVIDENCE WHICH WAS EXAMINED
WAS NOT SHOWN TO THE ACCUSED, STATE THE
REASONS.
N/A

9. THE ACCUSED AFTER HAVING BEEN INFORMED OF
HIS RIGHT TO MAKE A STATEMENT OR REMAIN SILENT:
a. HE DID HOT DESIRE TO MAKE A STATEMENT.
YES .
b. MADE A STATEMENT APPENDED HERETO (Exhibit )
NO
c. THE CIRCUMSTANCES OF THE TAKING OF ANY
CONFESSION OR ADMISSION OF ACCUSED WERE
INQUIRED INTO BY ME AND SUCH CONFESSION OR
ADMISSION APPEARS TO HAVE BEEN OBTAINED IN
ACCORDANCE WITH ARTICLE 31, UNIFORM CODE OF
MILITARY JUSTICE AND/ORTHE 5TH AMENDMENT. (Where
appropriate, attach statement of person taking confession or

App. 14

admission showing circumstances of taking).
YES
d. THE ACCUSED, AFTER BEING ADVISED THAT HE DID
NOT HAVE TO MAKE ANY STATEMENT WITH RESPECT TO
IT, WAS SHOWN THE CONFESSION OR ADMISSION AND
DID NOT CONTEST IT AS BEING NOT IN COMPLIANCE
WITH ARTICLE 31 UNIFORM CODE OF MILITARY JUSTICE.
(If the confession or admission was contested, attach
accused’s explanation of the circumstances.)
YES

10.a. THERE WERE REASONABLE GROUNDS FOR
INQUIRING INTO THE MENTAL RESPONSIBILITY OF THE
ACCUSED AT THE TIME OF THE ALLEGED OFFENSE
(MCM, 120b)
NO
b. THERE WERE REASONABLE GROUNDS FOR
INQUIRING INTO THE MENTAL CAPACITY OF THE
ACCUSED AT THE TIME OF THE INVESTIGATION (MCM
120c)
NO
c. IF GROUNDS FOR INQUIRY AS TO THE ACCUSED’S
MENTAL CONDITION EXISTS, STATE REASONS THEREFOR
AND ACTION TAKEN
N/A
d. A REPORT OF A (BOARD OF MEDICAL OFFICERS)
(PSYCHIATRIST) IS APPENDED (Exhibit )
NO

11. ALL ESSENTIAL WITNESSES WILL BE AVAILABLE IN
THE EVENT OF TRIAL. (If any essential witness(s) will not
be so available, list name, address, reason for unavailability,
and recommendation, if any, whether a deposition should be
taken. List estimated date of separation and/or transfer, if
pertinent and available)

Julie Michalzuk and Joann Forbes will not
appear unless subpoenaed.

|

App. 15

Airman John Liles and SRA Lynn E. Peelman
are unavailable by reason of privilege.
NO

; 12. EXPLANATORY OR EXTENUATING CIRCUMSTANCES
ARE SUBMITTED HEREWITH.
NO

13.a. | HAVE INVESTIGATED AND FIND Q PREVIOUS
CONVICTIONS OF OFFENSES COMMITTED WITHIN THE
SIX YEARS NEXT PRECEDING THE COMMISSION OF AN
| OFFENSE WITH WHICH THE ACCUSED IS NOW CHARGED
(MCM, 1969, (Rev.) par 75 b (2)

b. AN EXTRACT COPY OF THE ACCUSED’S MILITARY
RECORDS OF PREVIOUS CONVICTIONS IS APPENDED
(Exhibit )

NO

14. IN ARRIVING AT MY CONCLUSIONS | HAVE
CONSIDERED NOT ONLY THE NATURE OF THE
OFFENSE(S) AND THE EVIDENCE IN THE CASE, BUT |
HAVE LIKEWISE CONSIDERED THE AGE OF THE
ACCUSED, HIS MILITARY SERVICE, AND THE
ESTABLISHED POLICY THAT TRIAL BY GENERAL COURT-
MARTIAL WILL BE RESORTED TO ONLY WHEN THE
CHARGES CAN BE DISPOSED OF IN NO OTHER MANNER
CONSISTENT WITH MILITARY DISCIPLINE.
YES

15. THE CHARGES AND SPECIFICATIONS ARE IN PROPER
FORM AND THE MATTERS CONTAINED THEREIN ARE
TRUE, TO THE BEST OF MY KNOWLEDGE AND BELIEF. (if
the answer is "NO" explain and indicate recommended action
on additional sheet).

NO

App. 16

16. ANY INCLOSURES RECEIVED BY ME WITH THE
CHARGES AND NOT LISTED ABOVE AS AN EXHIBIT ARE
SECURELY FASTENED TOGETHER AND APPENDED
HERETO AS ONE EXHIBIT (exhibit If mo such inclosures
were received check "NO".)

NO

17. (Check appropriate box ONLY ff trial is recommended)
TRIAL BY GENERAL SPECIAL SUMMARY
COURT-MARTIAL IS RECOMMENDED.

NO
18. REMARKS (if more space is required, attach additional
sheets. Check X YES NO If additional sheets
are attached.
7a. (cont.)
Extract from AFOS! Report 1.0. Ex. 5
Laboratory Report 1.0. Ex. 6

15. The elements of the offenses charged are at |. O. Exhibit
14,

The accused's civilian counsel, Ms Faith

Seidenberg, entered her appearance and represented that
she is a member of the Bar of the State of New York.

The proof of the charges and specifications is
set out below.

Charge |, Specifications 1, 2 and 3: The only
evidence to support the transfer or use by the accused of
any substance on or about 6 July 1981 and 10 July 19871 is
the testimony of A1iC Ryan. The third person allegedly
present and involved, Airman Liles, was unavailable on
account of privilege, having been advised by Captain

App. 17

Catania, Area Defense Counsel, Pease AFB, not to testify.
A1C Ryan stated that the accused called the tablets “speed”
and “speckled eggs." Aside from the common knowledge
that “speed” is generally a term associated with
amphetamines, there was no evidence as to whether the
accused actually believed that any tablets transferred or
used were amphetamines or some uncontrolled substance.

Charge Il, Specification 1: The only evidence
available to support this specification and charge is |.O.
Exhibit 8, the sworn statement of Julie Michalzuk, a civilian
housemate of the accused. Ms. Michaizuk was invited to
attend this investigation and declined. See |. O. Exhibit 12.
Her sworn statement is devoid of detail. She asserts that

potential witnesses was |. O. Exhibit 8, the sworn statement
of Ms Michalzuk alluded to earlier. 1.0. Exhibit 8 speaks in
general terms of possession and use of marijuana by the

at the apartment. However, the statement is so
general that it cannot be said to relate specifically to the
same incident about which Ryan testified. |. O. Exhibit 8

App. 18

stands alone as to the proof of the numerous other uses,
possessions, and transfers of marijuana alieged between 15
December 1980 and 1 Septernber 1981. Again, the statement
shows no basis for Ms. Michalzuk’s conclusion that what she
observed the accused use and possess was, in fact,

marijuana.

Charge IV, Specification 1: The evidence to
support this specification is the testimony of A1C Ryan. Ryan
testified that the accused kissed her on the neck, not the
cheek, as alleged.

Charge IV, Specification 2: The testimony of
A1C Ryan is the only evidence on this specification. A1C
Ryan was the enlisted person to whom the statements were
allegedly made. SRA Peeiman was the enlisted person with
whom the accused allegedly was having the homosexual
relationship. Ryan testified that the conversation took place
on or about 9 July 1981, not 25 June 1981, as alleged.

- continued--

19. | HAVE NO PREVIOUS CONNECTION WITH THIS CASE
OR ANY CLOSELY RELATED CASE. (If any connection is
indicated, attach a full explanation.) | AM NOT AWARE OF
ANY REASONS WHICH WOULD DISQUALIFY ME FROM
ACTING AS INVESTIGATING OFFICER. (if any reasons
appear to exist, attach a statement giving full details.)
Typed name, grade and organization of investigating

officer

MAURICE A. DEAVER, Jr.

Major, USAF

4787 ABG/JA

Duluth IAP, —

Mn 55814

PB ALON 8 Pe he

App. 19

15. (cont).

Charge IV, Specification 3: |. O. Exhibit 7, the sworn
statement of Ms. Michalzuk, is the only evidence to support
this specification. Her statement indicates the accused’s
statement to the effect that she was having a sexual relation
with another female (Peelman), was made “around the first
part of June 1981."

Charge IV, Specification 4: The only evidence adduced
which could support this specification is |. O. Exhibit 7, the
Michalzuk statement. The statement does not specify any
date. While it states that the accused was kissing Peelman,
it does not make mention the accused hugging or holding
hands with Peelman as alleged.

SRA Peelman was represented by counsel, Captain
Smith, Area Defense Counsel, Griffiss AFB, NY. Capt Smith
informed me that he had advised her not to testify. She was,
therefore, unavailable by season of assertion of her Article 31
rights. In |. O. Exhibit 9, she denies having had any
homosexual relations with the accused. In |. O. Exhibit 10 is
a statement of the accused generally denying any
homosexual activity with SRA Peelman.

Matters Raised By Defense:

The Defense objected to witness Ryan’s reading of
1.0. Exhibits 2, 3, and 4 prior to adopting them on the stand.
The Defense objected to the use of any hearsay being used
as evidence, particularly the testimony summarized in
paragraphs 5 and 6 of |. O. Exhibit 11.

The Defense objected to the testimony of SA Houlihan
regarding his discussion with Julie Michalzuk as to whether
she would appear at this investigation by invitation as
hearsay.

—— a

App. 20

The Defense objected to the use of |. O. Exhibit 5,
para. 9.

The Defense objected to the consideration of |. O.
Exhibit 10 on the basis that it was hearsay and contained no
admissions which would make it subject to any exception to
the hearsay rule.

The Defense moved to dismiss Charges | and Il and
their specifications, there being no evidence that any
amphetamines were ever used, transferred, or possessed.

The Defense made a general objection to the use of
any written statements and any hearsay testimony.

The Defense requested the Investigating Officer to
examine an unspecified AFOSI regulation to determine
whether once an individual is considered a suspect whether
the appropriate procedure is to “establish a controlled
situation," citing the delays between Ryan’s alleged
acquisition of evidence from the accused and its disposition
with the OSI. | made no such examination.

Comments:

In each of the specifications of Charge |, persons
other than A1iC Ryan and the accused were present.
Among these persons were Airman Liles, Ms. Michalzuk, Ms.
Forbes, and SRA Peelman. The evidence actually adduced
in the hearing pales in comparison to that which was
unavailable.

15.(cont.)

The specification of Charge Il is not supported by ~
credible evidence.

:

ee ee Lee ee ee

Lf Maen ned be ai

Cs eR eran ee ON ae ee Rt ot ear eel

App. 21

The specifications of Charge Ill are supported only as
to one date, July 10th, and even then the available evidence
is once again dwarfed by that which is unavailable.

Charge IV, Specification 1 is supported by the
evidence, with the exception that the word "neck" should be
substituted for “cheek.” The specification should also be
amended to include the words, “or words to that effect" after
the words “I love you." Although the specification alleges a
series of actions by the accused, the actions constitute a
course of conduct, and are properly alleged as one
specification. MCM Para 28b, U.S. v Yeast, 36 C.M.R. 890
(ACM, 1966). In my opinion, the specification states an
offense under Article 133.

Charge IV, Specification 4 is not supported as to the
date alleged and not supported as to allegations of hugging

_ and holding hands by the accused.

Charge IV, Specifications 2 and 3: Both these
specifications allege that the mere utterance by the accused
of words which indicated she was having a homosexual
relationship with an enlisted female was a criminal act,
regardiess of whether there was any truth to those words.
| have some doubt as to whether the mere utterance of
these words, in the words of Parker v. Levy, 417 U.S. 733,
753, 94 S.Ct. 2547, 2560, 41 L.Ed 2d 439 (1974), “offend/s/
so seriously against law, justice, morality, or decorum as to
expose to disgrace, socially or as a man, the offender, and
at the same time /is/of such a nature or committed under
such circumstances as to bring dishonor or disrepute upon
the military profession which he represents.”

Assuming these specifications state offenses, the
question is raised as to whether the statements alleged
should be pleaded, as neariy as possible, in exact words
(MCM, Par 28c) and whether they ought to name the person

App. 22

to whom the statements were made for purposes of
specificity.

_ One question which has arisen and was recognized
by me only after the investigation was closed, is whether and
to what extent any utterances alleged to have been made by
the accused in Charge IV, Specification 2 were solicited by
AiC Ryan, who was then an OSI informant. If such
utterances were made as a result of the inquiry of A1C Ryan,
then the crime could well have been one instigated by the
government, as opposed to the accused.

17. Recommendations:

| recommend that action be taken to depose Ms. Julie
Michalzuk and Ms Joann Forbes or to obtain more detailed
sworn statements regarding the offenses alleged. | also
recommend that action be taken to make available as
witnesses SRA Lynn E. Peelman and Amn John Liles. |
would then recommend that this Article 32 Investigation be
reopened.

free, 21st Air Division;did, at
Hancock Field, North Syracuse, New York_ert or about 25
June 1981, engage in conduct unbecerfing an officer and a
gentieman, to wit: wrongfully-damit to an enlisted female
person of the oe States Air Force, that she, Second
Lieutenant Newak, was having a homosexual relationship
with apethé enlisted female person of the United States Air
ofce. DBS

JURISDICTIONAL BASIS: 0 be Jurisdictional Basis for the
prosecution of Specification of Charge IV is that
they occurred on Hancock Field, New York, a United States
Air Force installation within the territorial limits of the United
States and that such conduct represents a flouting of military
authority and a threat to the military authority; thus, under
the circumstances, the military has an overriding interest in
the prosecution of these offenses.

dS Dea cit 3 - : = . Sua _

C. NEWAK, United States / Air Force, 2st Air Division, df
Clay, New York, on or about 1 June 1981,-6ngage in
conduct unbecoming an officer and a-géntleman, to wit:
wrongfully admit to a civilian that-she, Second Lieutenant
Newak, was having a homosexual relationship with another
female.

Specification 4: In that SECOND LIEUTENANT JOANN
NEWAK, United States Air Force, 2ist Air Division, did, at
lay, New York, on or about 15 July 1981, engage in

App. 28

conduct unbecoming an Officer and a gentieman, to

afid 4 of Charge IV is that

prosecuted in civil courts;
: 8 accused’s ability to function

fieér at Hancock Fieid; the accused’s
aced the image of the United States Officer
He preceding represents a threat to the military
and a flouting of military authority; thus, under
irc rpreanager be w= has ood overriding interest in

tin. i

App. 29

ADDITIONAL CHARGE SHEET
Place:
Hancock Field, New York 13225
Date:
31 December, 1981
Accused: (Last name, First name, Middle
initial)
Joann C. Newak ~
Social Security account number
167-38-0452
Grade or rank
Second tieutenant USCMA Dkt. No.

46098 /AF
V.
CMR okt.

No. 23544
Joann C. QRDER
NEWAK (167-38-04S2),

Appellant

On consideration of appellant’s motion to specify
retention of jurisdiction, it is, by the Court this 19th day of
August, 1987,

ORDERED:

That said motion is hereby granted; and

That the decretal paragraph of this Court’s opinion (24
M.J. 238) is amended by adding after the last word of said

paragraph on page 244 the following sentence:

Thereafter, and upon completion of any further review
required by Article 66, Uniform Code of Military
Justice, 10 U.S.C. Section 866, the record will be

App. 134

returned to this Court for final disposition.
For the Court,

/s/John A. Cutts, Ill
Deputy Clerk of the Court

cc: The Judge Advocate General
of the Air Force
Appellate Defense Counsel
(SEIDENBERG, Esq.)
Appellate Government Counsel
(GIOVAGNONI)

App. 135

UNITED STATES AIR FORCE
COURT OF MILITARY REVIEW

UNITED STATES
Vv.

Second Lieutenant JOANN C. NEWAK,
167-38-0452 FV
UNITED STATES AIR FORCE

ACM 23544 (f rev)
16 OCT 1987

Sentence adjudged 11 March 1982 by GCM convened
at Hancock Field, New York. Military Judge: Robert H.
Leonard (sitting alone).

Approved sentence: Dismissal, confinement at hard
labor for six (6) years and forfeiture of all pay and
allowances.

Appellate Counsel for the Appellant: Faith A.
Seidenberg, Esq., Syracuse, New York; Louis P. Font,
Cambridge, Massachusetts; Colonel Leo L. Sergi and
Major Alexander S. Nicholas. Appellate Counsel! for
the United States: Colonel Joe R. Lamport, Lieutenant
Colonel Robert E. Giovagnoni.

App. 136

Before

HODGSON, FORAY and KOLTE
Appellate Military Judges

DECISION UPON FURTHER REVIEW
HODGSON, Chief Judge:

In our initial review of this record of trial we affirmed
Second Lieutenant Newak’s conviction for various drug
offenses, sodomy with an enlisted woman and conduct
unbecoming an officer with yet another enliste¢d woman.

United States v. Newak, 15 M.J. 541 (A.F.C.M.R. 1982).

She appealed our affirmance of her conviction arguing
that she was denied effective assistance of counsel and due
process of law when her appointed military counsel
represented both her and an enlisted woman, Airman Lynne
Peelman, with whom she allegedly had sexual relations and
who subsequently pleaded guilty and became the chief
prosecution witness against her on a number of charges.

The Court of Military Appeals found merit in this
argument and concluded that the joint represention of both
her and Peelman by the same counsel was improper. The
Court held, therefore, that the testimony of Peelman together
with any evidence or information derived therefrom was
tainted and should not have been admitted in evidence at
the trial. Accordingly, it set aside those allegations in which
Peelman’s testimony was the only evidence of the appellant’s
guilt or such strong evidence that the prejudicial effect was

apparent.’ United States v. Newak, 24 M.J. 238 (C.M.A.
1987).

App. 137

Although the affected charges were set aside, the
Government was given permission to pursue them again if
alternative untainted evidence were available. Our review of
the record and the pretrial investigation convinces us that no
such evidence exists. We are aware that Judge Cox, who
concurred in the result, suggested that Peelman could still
testify if the trial judge at the second hearing was satisfied
that no communication from the appellant was transmitted
through appointed counsel to Peelman. This is not, in our
view, a viable course of action, particularly in light of the
requirement that Peelman must testify without a grant of
immunity. The passage of time and judicial economy both
dictate that the alleged sodomy offenses [Specifications of
the Additional Chargej, and the alleged drug offenses
[Specification of Charge Il and Specification of Charge Ill] be
dismissed, which we so do.

While the remaining offenses, i.e., use and possession
of marijuana and the attempted possession of amphetamine
and conduct unbecoming an officer, were not set aside by
the Court of Military Appeals, it expressed a concern that
some “spillover” might have taken place from the tainted
offenses to the remaining guilty findings. They suggested
that on remand, we might wish to consider this possibility
and if we find that such "spillover" exists, formulate the
appropriate remedy.

The issue presented to us appears to be one
of first impression as we are unaware of any military decision
touching
upon “tainted evidence” derived from an improper joint
representation of two parties involved in the same offense.
However, there does appear to be an analogy between the
situation at bar and the Government's ability to establish that
it made no improper use of an accused’s immunized

testimony. See United States v. Lucas, 25 M.J. 9 (C.M.A.
1987). The burden in this regard lies with the Government

App. 138

to show that it "had an independent, legitimate source for the
disputed evidence." United States v. Gardner, 18 M.J. 612
(A.F.C.M.R 1984); aff'd 22 M.J. 28 (C.M.A. 1986). This, of
course, is a factual determination to be gleaned from the
record of trial and the allied papers. United States v.
Gardner, 22 M.J. 28 (C.M.A. 1986). If this can be done there
is no bar to the Government using the evidence.

The evidence as to the remaining offenses is
based on the testimony of Senior Airman Donna Ryan who
began assisting the Office of Special Investigations (OSI) as
an informant in June 1981. Ryan testified that during a
softball game on 17 June 1981, the appellant suggested that
she (Ryan) was “bisexual” and that the two of them might
wish to go to a homosexual bar that the appellant knew.
Later, the appellant put her arms around Ryan’s neck, kissed
her and said she loved her. Shortly thereafter Ryan reported
the incident to the OSI and gave them a statement regarding
it. Ryan also stated at trial that on 10 July 1981, she saw
the appellant in possession of marijuana and what the
appellant said was amphetamine. She also saw her use
marijuana. The marijuana cigarette and supposed
amphetamine tablets the appellant gave her were released
to the OSI who forwarded the items to the Army testing
laboratory at Ft. Gordon, Georgia for analysis. The
laboratory report which was returned on 17 August indicated
the cigarette contained marijuana, but the tablets did not
contain a controlled substance.

The trial transcript and the investigatory file clearly
establish that the Government had an “independent,
legitimate source" i.e., Ryan, for the evidence used to convict
the appellant of the remaining offenses. The evidence was
developed and known to the Government long before either
Captain Powers or Captain Smith, the attorneys whose joint
representation of the appellant and Peeiman denied the
appellant the effective assistance of counsel, became

App. 139

involved in the case. The investigatory file in the allied
papers indicate that the appeliant’s criminal activities came
to light as the result of Ryan’s connection with the OSI and
not the other way around. The exact date of Powers’
appointment as counsel to both the appellant and Peeiman
is not known, but he stated it was “In the summer of 1981."
Captain Smith, however, identifies 8 September as the first
time he met.the appellant and Peelman and entered into an
attorney-client relationship with them.

On the facts just reviewed we see no basis to find that
the evidence relating to the dismissed guilty findings “directly
tainted" the remaining charges. The Government was aware
of the appellant’s misconduct as to the remaining offenses
before either Powers or Smith entered the case. We find no
evidence of a “spillover” of tainted evidence from the
dismissed allegations to those remaining. Accord United
States v. Lucas, supra.

We now address the sufficiency of the evidence on
the remaining offenses. Ryan stated that the appellant
implied that she (Ryan) was sexually oriented toward both
sexes and suggested that both of them go to a homosexual
bar. Later, the appellant kissed her and said “she loved
(her)." Approximately three weeks after the incident described
above, Ryan saw the appellant use and possess marijuana
and attempt to possess amphetamine.

Ryan’s testimony, if believed by the military judge who
was sitting as the fact finder, supports a conviction for
conduct unbecoming an officer. Because of the special
status afforded officers, they are held to a higher standard
of conduct. United States v. Tedder, 24 M.J. 176 (C.M.A.
1987). Clearly, the appeliant’s conduct compromised her
Status as an officer and mortally wounded the confidence
and respect that others have for authority of the officer

App. 140

corps. See United States v. Van Steenwyk, 21 M.J. 795
(N.M.C.M.R. 1985).

Additionally, Ryan stated she was familiar with the
odor and appearance of marijuana and the substance she
saw the appellant possess and use was marijuana. Her
testimony was bolstered by the physical evidence, i.e.,
marijuana cigarette and the two supposed amphetamine
tablets. This evidence, if believed, is sufficient to establish
the gravamen of the offense.

In summary, the appeliant’s conviction of the
remaining offense turns on the credibility of the witnesses.
In reviewing the sufficiency of the evidence to sustain a
conviction we are not free to overturn a lower court’s finding
of guilty if there is “some legal and competent evidence from
which a court-martial may find or infer beyond a reasonable
doubt those facts required by law for conviction." United
States v. Odegard, Dkt. No. 54177, MJ. (CMA
Sept 30, 1987) and cases cited therein; Article 66(c),
U.C.M.J.

We have examined the record of trial and like the trial
court, we are convinced beyond a reasonable doubt that the
appellant is guilty of the offenses alleged.

Except for those offenses we earlier dismissed, those
remaining are affirmed. The sentence is set aside. A
rehearing on sentence may be ordered.

Senior Judge FORAY and Judge HOLTE concur.

App. 141

OFFICIAL:

PAMELA HOWARD
Captain, USAF
Chief Commissicner

FOOTNOTE:

’ Peelman’s testimony was the basis of the sodomy
allegations [Specifications of the Additional Charge] and the
drug offenses involving marijuana and amphetamine
[Specification 3 of Charge Ill and the Specification of Charge
lI].

App. 142

DEPARTMENT OF THE AIR FORCE

HEADQUARTERS LOWRY TECHNICAL TRAINING CENTER
(ATC)

LOWRY AIR FORCE BASE, COLORADO 80230-5000

General Court-Martial Order
No. 100
1 December 1987

In the general court-martial case of SECOND LIEUTENANT
JOANN C. NEWAK, 167-38-0452FV, United States Air Force,

21st Air Division, ee SO ene

the Specification of Charge _ 1

promulgated in General Court-Martial Order No. 9Q,
Headquarters Twelfth Air Force (TAC), dated 10 June 1982,
were set aside. A rehearing on the findings-and seritence is
ordered before another court-martial to be hereafter
designated. The sentence was adjudged on 11 March 1982.
(ACM 23544 (f rev)).

FOR THE COMMANDER

/s/JANE S. LOVE, Capt, USAF
Assistant Staff Judge Advocate

App. 143

DEPARTMENT OF THE AIR FORCE
HEADQUARTERS LOWRY TECHNICAL TRAINING CENTER
(ATC)

LOWRY AIR FORCE BASE, COLORADO 80230-5000 _

General

Court-Martial Order No. 150
14 January 1988

Generali Court-Martial Order No. 100, this Headquarters,
dated 1 December 1987, is revoked.
FOR THE COMMANDER

/s/JANE S. LOVE, Capt, USAF
Assistant Staff Judge Advocate

App. 144

DEPARTMENT OF AIR FORCE
HEADQUARTERS TWELFTH AiR FORCE (TAC)
Bergstrom Air Force Base,

Texas 78743-5002

General Court-Martial Order
No. 23
15 Jan 1988

In the general court-martial case of SECOND LIEUTENANT
JOANN C. NEWAK, 167-38-0452FV, United States Air Force,
2ist Air Division, the findings of guilty as to Charge Il and its
specification, Specification 3 of Charge Ill, and the Additional
Charge and its specifications as promulgated in General
Court-Martial Order 9, Headquarters Twelfth Air Force (TAC),
dated 10 June 1982, were set aside and dismissed. The
remaining findings of guilty were affirmed. The sentence was
set aside. A rehearing on sentence only is ordered before
another court-martial to be hereafter designated. The
sentence was adjudged on 11 March 1982. (ACM 23544 (f
rev)).

FOR THE COMMANDER

DONALD A.NOLTE, Lt Colonel, USAF
Assistant Staff Judge Advocate

App. 145

DEPARTMENT OF AiR FORCE
HEADQUARTERS TWELFTH AIR FORCE (TAC)
Bergstrom Air Force Base,

Texas 78743-5002

Special Order
AB-33

27 Jan 1988

A general court-martial is hereby convened. The case of
United States v. Joann C. Newak is referred to this court-
martial for a rehearing on sentence only. It shall meet at
Berstrom Air Force Base, Texas, unless otherwise directed.
The court shall be constituted as follows:

MEMBERS

[Names of members omitted]
/s/MERRILL A. MCPEAK

Lieutenant General, USAF
Commander

App. 146

DEPARTMENT OF AIR FORCE
HEADQUARTERS TWELFTH AIR FORCE (TAC)
Bergstrom Air Force Base, Texas 78743

General
Court-Martial Order No. 87
28 July 1988

Before a general court-martial which convened at Bergstrom
Air Force Base, Texas, pursuant to Special Order AB-33, this
headquarters, dated 27 January 1988, a rehearing on
sentence only was held on SECOND LIEUTENANT JOANN
C. NEWAK, 167-38-0452FV, United States Air Force, 67th
Combat Support Group, formerly assigned to 2ist Air
Division, Hancock Field, New York, the former proceedings
having been published in General Court-Martial Order No. 9,
this headquarters, dated 10 June 1982. The United States
Court of Military Appeals set aside and dismissed the
findings of guilty as to Charge Il and its specification,
specification 3 of Charge !l, and the Additional Charge and
its specification and the sentence. The case was remanded
to the Air Force Court of Military Review for review of the
remaining charges and specifications. The remaining findings
of guilty were affirmed and the sentence was set aside and
a rehearing on the sentence authorized by the Air Force
Court of Military Review (ACM 23544 (f rev)). A rehearing on
the sentence was ordered as promulgated by General Court-
Martial Order No. 23, this headquarters, dated 15 January
1988. The affirmed findings of the former proceedings are as
follows: -

CHARGE |: ARTICLE 81
Plea: NG
Finding: G

Specification 3 (renumbered as Specification): Attempt to
wrongfully transfer a substance she believed to be

App. 147

amphetamines on 10 July 1981.
Plea: NG
Finding: G

CHARGE Ili (renumbered as CHARGE Il):
ARTICLE 134

Plea: NG

Finding: G

Specification 1: Wrongfully use marijuana from 15 December
1980 to 1 September 1981.

Plea NG ‘

Finding: G

Specification 2: Wrongfully possess marijuana from 15
December 1980 to 1 September 1981.

Plea: NG

Finding: G

CHARGE IV (renumbered as CHARGE Iil):
ARTICLE 133

Plea: NG

Finding:G

Specification: Engage in behavior unbecoming an officer on
17 June 1981.

Plea: NG

Finding: G

SENTENCE
Sentence adjudged, upon a rehearing, on 3 May 1988:

Dismissal, confinement for 14 months and forfeiture of all pay
and allowances.

App. 148

ACTION

In the case of SECOND LIEUTENANT JOANN C. NEWAK,
167-38-0452FV, United States Air Force, 67th Combat
Support Group, the sentence is approved and, except for the
part of the sentence extending to dismissal, will be executed.
The term of confinement having been served, no place of
confinement is designated.

/s/Peter T. Kempf

Lieutenant General, USAF
Commander

FOR THE COMMANDER
/s/DONALD A.NOLTE

Lt Col, USAF

Assistant Staff Judge Advocate

App. 149

UNITED STATES AIR FORCE
COURT OF MILITARY REVIEW

UNITED STATES
V.

Second Lieutenant JOANN C. NEWAK,
167-38-0452 FV
UNITED STATES AIR FORCE

ACM 23544 (reh)

06 JAN 1989

Sentence adjudged 3 May 1988 by GCM convened at
Bergstrom Air Force Rase, Texas. Military Judge: Charles W.
Fowler (sitting alone).

Approved Sentence: Dismissal, confinement for fourteen (14)
months and forfeiture of ail pay and allowances.

Appellate Counsel for the Appellant: Faith A. Seidenberg,
Syracuse, New York 13202; Colonel Richard F. O’Hair and
Major Lynne H. Wetzell.

Appellate Counsel for the United States: Colonel Joe R.
Lamport, Lieutenant Colonel Robert E. Giovagnoni and

App. 150

Captain Morris D. Davis.
Before

HODGSON, FORAY and HOLTE

Appellate Military Judges
DECISION UPON REHEARING

PER CURIAM:

This record of trial is before us for the third time. In
our initial review we affirmed the appellant’s conviction of
drug abuse, sodomy with an enlisted woman and conduct
unbecoming an officer with a second enlisted woman.
United States v. Newak, 15 M.J. 541 (A.F.C.M.R. 1982).

On 13 July 1987, the Court of Military Appeals
concluded the appellant was denied effective assistance of
counsel and due process of law when her appointed military
counsel represented both her and an enlisted woman,
Airman Lynne Peelman, with whom she allegedly had sexual
relations and who later became the chief prosecution witness
against her on a number of charges. The court held that
Peelman’s testimony and any evidence or information derived
from it was tainted and should not have been admitted at
trial. Therefore, it set aside those allegations in which
Peelman’s testimony was the only evidence of the appellant’s
guilt or such strong evidence that the prejudicial effect was
apparent. Her testimony was the basis of the sodomy
allegations and the drug offenses involving marijuana and
amphetamine. On remand the record of trial was returned
to us for consideration of whether the allegations not based
on Peeiman’s testimony were tainted by the actions of
defense counsel. United States v. Newak, 24 M.J. 238
(C.M.A. 1987).

Although the Court of Military Appeals set aside the
affected charges, the government was given leave to pursue
them again if alternative untainted evidence was available.

App. 151

We concluded that such was not the case, and dismissed
the sodomy and drug allegations that were based on
Peelman’s testimony. At the Court of Military Appeals’
direction we also considered the pcssibility that some
“spillover” might have occurred from the tainted offenses
involving Peelman on to those where she was not implicated.
In our decision of 16 October 1987, we discussed, in some
detail, the rationale for our conclusion why there was no
“spillover.” Accordingly, we affirmed the remaining offenses
and ordered a rehearing on the sentence. United States v.
Newak, 25 M.J. 564 (A.F.C.M.R. 1987). This was
accomplished on 3 May 1988, with the appellant sentenced
to a dismissal, total forfeitures, and confinement for 14
months.

In her current brief the appellant assigns the following
errors:

ISSUE |

WHERE THE DEFENSE COUNSEL’S CONFLICT OF
INTEREST RESULTED IN INEFFECTIVE ASSISTANCE OF
COUNSEL, THE ENTIRE ADVERSARIAL PROCESS WAS
FUNDAMENTALLY UNFAIR AND ALL CHARGES OF THE
COURT-MARTIAL SHOULD BE DISMISSED.

ISSUE Il
THIS COURT WAS OBLIGATED TO HOLD AN EVIDENTIARY
HEARING TO DETERMINE
WHETHER THERE WAS ANY TAINT OR "SPILLOVER" ON
THE OTHER CHARGES.

ISSUE Ill

THE PROPER STANDARD OF REVIEW WAS NOT
FOLLOWED BY THE COURT IN ITS REVIEW OF
APPELLANT'S CASE.

App. 152

ISSUE IV

THE GOVERNMENT DID NOT MEET ITS BURDEN OF
PROOF.

While none of the above assertions justify setting aside the
appellant’s conviction, a discussion of each is warranted.

The appellant's initial claim is that the Court of Military
Appeals’ holding that she was denied effective assistance of
counsel during the investigatory stages of the proceedings
mandates that all charges be dismissed, including those
which did not involve Peelman’s testimony, and that the
“remedy ordered by [that court] was not sufficient to correct
the prejudice suffered by [her]."

The thrust of the appellant’s present argument was
generally incorporated in a brief submitted to the Court of
Military Appeals in August 1983. The remand of the
appellant’s record by that court to us to consider if there
was a “spillover” from the allegations involving Peelman and
the remaining specifications is an express rejection by them
of that claim of error. Had the Court of Military Appeals
concluded that all charges were tainted they would have
dismissed them rather than direct a lower court to test the
proceedings for prejudice. In our opinion the Court of
Military Appeals has already considered the assigned issue
and resolved it against the appellant. We see no need to
address it further.

lI

Next the appellant argues that the remand of her case
to this court “for consideration of the issue of whether the
remaining findings of guilt were tainted by the actions of the
defense counsel" required us to hoid an evidentiary hearing
to determine if there was any "spillover" from the tainted
charges to those remaining.

App. 153

The military practice of holding post-trial evidentiary
hearings has its genesis in United States v. DuBay, 17
U.S.C.M.A. 147, 37 C.M.R. 411 (1967), in which the Court of
Military Appeals remanded the case for a limited hearing on
the issue of unlawful command influence. The procedure is
broad enough to include inquiries in virtually every aspect
of a trial. Typically, a hearing is ordered to fully develop a
factual basis for an issue raised on appeal. See R.C.M.
1102. The issue before us could properly be the subject of
a evidentiary hearing, however, it is within the discretion of
an appellate court to decide if such a hearing is required.
United States v. Hedrington, 47 C.M.R. 984 (A.F.C.M.R.

1973); see also United States v. Murphy, 621 Fed. Sup. 560
(D.C. N.Y. 1985). We conclude that the Court of Military

Appeals wished us to exercise that discretion in resolving the
remanded issue, otherwise they would have directed an
evidentiary hearing themselves as they have done in dozens
of cases since the DuBay holding. See generally United

States v. Reece, 25 M.J. 73 (C.M.A. 1986).
If the contested factual issue can be resolved from the

record itself, an evidentiary hearing is not required. Bryan v.
United States, 721 F.2d 572 (6th Cir. 1983). Appellate
counsel argue that our “cursory examination of the record"
does not address the issue adequately, and “[Ojnly an
actual hearing, with examination of Captains Smith, Powers
and Torres, including a review of their files and notes,
together with a full examination of Amn Ryan and her
contacts with O.S.l., and examination of Amn Peelman and
Liles will reveal whether the remaining charges are supported
by legitimate, independent evidence which is untainted, and
whether any use was made of the improper evidence to
secure the evidence used against [the appellant] on the
other charges."

To place this assertion of error in the proper
perspective it should be remembered that the attorney who
represents the appellant on this appeal also represented her
at trial. The record discloses that Captain Smith, Torres and

App. 154

Powers ail testified either as a defense or prosecution
witness on the appellant’s trial motion to dismiss because
of inadequate pretrial representation. Airmen Peelman and
Ryan both testified on the merits, and individual defense
counsel had the opportunity to cross-examine them, which
she did. Likewise, she had the opportunity to question
Airman Liles at the pretrial investigation. The ‘full
examination” of witnesses the appellant now claims is her
due was afforded her almost seven years ago at the trial
when the memories of the parties were fresh and their notes
and files easily obtainable.

In our view, the appellant’s trial record provides an
adequate basis for us to conclude that the evidence relating
to the remaining charges was not tainted by the dismissed
specifications. Accordingly, an evidentiary hearing was not
required in this case.

7 Finally, the appellant argues that the government did
not discharge its “heavy burden" to establish that the
evidence supporting the charges not involving Peelman came
‘from a legitimate source wholly independent" from the
tainted evidence, and thus we did not apply the proper
standard of review in her case.

Appellate counsel acknowledge that Peelman gave no
evidence on the remanded charges, but suggest that
Captain Smith’s (appellant’s appointed military counsel)
access to confidential information obtained from both
Peelman and the appellant might have influenced his
decisions during the pretrial investigations on both sets of
allegations. The appellant again urges her earlier position
that where ineffective assistance of counsel has been
established, all the charges should be considered tainted,
and the remanded charges be dismissed.

As the Court of Military Appeals pointed out in its 13
July 1987 decision, Captain Smith played an important role

App. 155

in producing the testimony of Peelman, and it was for that
reason that he compromised his position as an advocate for
the appellant. Smith had no such relationship with Airman
Ryan, whose testimony was the basis for the conviction of
the remanded charges. As we indicated in our 16 October
1987 decision, Ryan began helping law enforcement officers
in June 1981, approximately three months before Smith
entered into an attorney-client relationship with both Peelman
and the appellant. Smith’s relationship with both parties had
no nexus with the offenses about which Ryan testified. We
affirm our earlier position that no “spillover” occurred from the
tainted offenses to those submitted to us on remand. The
findings of guilty and the sentence are again

AFFIRMED.

OFFICAL:
/s/MARYV. FILLMAN
Captain, USAF

Chief Commissioner

App. 156

UNITED STATES COURT OF MILITARY APPEALS

UNITED STATES,

Appellee
USCMA ODkt.
No. 46098 /AF
Vv.
CMR Dkt. No.
23544
Joann C. ORDER
NEWAK (167-38-0452),
Appellant

On further consideration of the petition for grant of
review of the decision of the United States Air Force Court
of Military Review, it is by the Court this 8th day of
September, 1989

ORDERED:

That said petition is hereby granted on the issues
raised by appellate defense counsel; and

That the decision of the United States Air Force Court
of Military Review is affirmed.

For the Court,

/s/JohnA. Cutts, Il
Deputy Clerk of the Court

Se

App. 157

cc: The Judge Advocate General
of the Air Force
Appellate Defense Counsel
Appellate Government Counsel
(GIOVAGNONI)

(SEIDENBERG, Esa.)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385020_0589%3A2. Public record. Not legal advice.
