# Opposition Brief — Griffin v. United States

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385019_1703%3A2

## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1988
- **Citation:** 487 U.S. 1206

## Text

OCTOBER TERM, 1987

JAMES GRIFFIN, PETITIONER
Vv.
UNITED STATES OF AMERICA

ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF MILITARY APPEALS

BRIEF FOR THE UNITED STATES
IN OPPOSITION

CHARLES FRIED
Solicitor General
Department of Justice
Washington, D.C. 20530
(202) 633-2217

JOE R. LAMPORT
Col., OJAG-USAF

ROBERT E. GIOVAGNONI
Lt. Col., OJAG-USAF

MARC VAN NUYS
Capt., OJAG-USAF
Appellate Government Counsel
Government Trial and
Appellate Counsel Division
Headquarters, United States Air Force
Bolling AFB, D.C. 20332-6128

QUESTION PRESENTED

Whether the erroneous admission into evidence of the
hearsay statement of a declarant who did not testify at
trial was harmless error.

(I)

TABLE OF CONTENTS

CE occa sare ana d aces edasectebbeseasecssins
a ee ee a
Ne a
cca bb eae es ee kek Ned daha sence w er eeeeawes eer
er eS a Vai whweke a nedews oa ne

TABLE OF AUTHORITIES

Cases:

Brown v. United States, 411 U.S. 223 (1973) ............
Bruton v. United States, 391 U.S. 123 (1968) ...........
Chapman v. California, 386 U.S. 18 (1967) ............
Delaware v. Van Arsdall, 475 U.S. 673 (1986) ..........
Harrington v. California, 395 U.S. 250 (1969) ..........
Schneble v. Florida, 405 U.S. 427 (1972) ...............
United States v. Turner, 25 M.J. 324(C.M.A. 1987) .....

Constitution, statute and rule:

U.S. Const. Amend. VI (Confrontation Clause) ........

Uniform Code of Military Justice, 10 U.S.C. 801 ef seq.:

Art. 66(c), 10 U.S.C. 866(c) ... 0.6.2... eee eee eee
ei scekesesoteeneeen ss

Eo Deck denasneadiacicccesenvaces

(III)

Jn the Supreme Court of the Gnited States

OCTOBER TERM, 1987

No. 87-1813
JAMES GRIFFIN, PETITIONER
v.

UNITED STATES OF AMERICA

ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF MILITARY APPEALS

BRIEF FOR THE UNITED STATES
IN OPPOSITION

OPINIONS BELOW

The opinion of the Court of Military Appeals (Pet.
App. la-6a) is reported at 25 M.J. 423. The opinion of the
Air Force Court of Military Review (Pet. App. 7a-13a) is
reported at 21 M.J. S501.

JURISDICTION

The judgment of the Court of Military Appeals was
entered on March 7, 1988. The petition for a writ of cer-
tiorari was filed on May 4, 1988. The jurisdiction of this
Court is invoked under 28 U.S.C. (Supp. III) 1259(3).

STATEMENT

Following a general court-martial at McChord Air
Force Base in Washington, petitioner, a member of the
United States Air Force, was-convicted of rape, in viola-
tion of Articlé 120 of the Uniform Code of Military Justice

(1)

2

(UCM3J), 10 U.S.C. 920. He was sentenced to confinement
for five years and a dishonorable discharge. The conven-
ing authority approved the sentence. The Ait Force Court
of Military Review affirmed the findings and sentence
(Pet. App. 7a-13a). The Court of Military Appeals af-
firmed (id. at la-6a).

1. As summarized by the Air Force Court of Military
Review (Pet. App. 7a-9a), the evidence at trial showed that
petitioner and the victim, Airman First Class Sheree
Hurst, met in the passenger terminal at McChord Air
Force Base, where both were awaiting military transporta-
tion to other locations (Tr. 248, 250, 614). Both were an-
ticipating lengthy waits, and there were no rooms available
at the base, so petitioner suggested that they split the cost
of a motel room, where they could rest and freshen up (Tr.
253). Hurst at first said nothing, but later agreed to an ar-
rangement where petitioner would use the room until
about 11 p.m. that night, when he said his flight was ex-
pected to leave,' and Hurst would have the room until the
following morning (Tr. 253, 307). They then took a shuttle
bus to the Fort Lewis Motel, which was located a short
distance from McChord (Tr. 254). Hurst was still reluctant
to share the room, but petitioner persuaded her to do so
(Tr. 255, 309-310).

Petitioner obtained a room and Hurst gave him her half
of the room rent (Tr. 255). Petitioner then left the room to
purchase some liquor, and Hurst showered and changed
clothes (Tr. 257, 313). After petitioner returned, she
talked with petitioner for a while, they each had a drink,
and Hurst then went to a bar for several hours, returning
after she believed petitioner had left (Tr. 256-263,

' In fact, petitioner knew at the time that his flight would not leave
before the following morning because of repairs on the aircraft (Tr.
659-660).

ee

3

314-348). When she entered the room, petitioner was still
there, in the bed under the covers. He told her that his
flight was not leaving until morning and that he would be
staying the entire night (Tr. 264-265). Hurst did not con-
sider that arrangement satisfactory, so she went outside
and called for a taxi from a telephone at the motel (Tr.
265-266). When the taxi arrived a few minutes later, peti-
tioner went out to meet the taxi and told the driver that the
taxi was no longer needed (Tr. 267, 354, 523). Hurst
became frightened and screamed to the driver not to leave
(ibid.). As she attempted to leave the motel room, peti-
tioner pushed her away from the door, closed it, and
blocked it with his body (Tr. 267, 359-360). A struggle
followed, in which petitioner grabbed Hurst, shook her,
and pushed her onto the bed. She attempted to ward off
his advances by screaming and by hitting and pushing him,
but he eventually overpowered her, removed her clothes,
and raped her (Tr. 267-270, 361-362, 363-385). Later,
while petitioner was at the sink, Hurst escaped from the
room and ran toward other motel guests, who had been
drawn outside by the commotion. She was highly agitated,
pleading for help and exclaiming that she had been raped
(Tr. 270, 387-388, 454, 468-469, 482, 486, 525). She then
went over to the taxicab, which had remained in the park-
ing lot, and waited for the police, who arrived five or ten
minutes later (Tr. 271, 415-416, 453, 468-469, 524).
Several witnesses testified that they heard screams and
the sounds of a struggle coming out of the room occupied
by petitioner and Hurst. Army Sergeant Edmundo
Nigaglioni, a motel guest, testified that he heard screams
coming from the room, and a woman saying “I won’t do
it—I won’t do it” (Tr. 477-478). DiAnn Solomon, another
guest, testified to hearing the screams for about 15
minutes and a “girl yelling for help, to please stop, and
that it hurt” (Tr. 481). She also heard the sound of things

4

being thrown about the room (ibid.). Solomon walked
outside her room, and shortly thereafter the victim came
running up to her, grabbed her arms, and pleaded for help
in a frightened, upset manner (Tr. 481-482). Army Private
Jose Calderon, Ms. Solomon’s fiance, also testified that he
heard screams for approximately 15 minutes and that he
heard a woman yelling “please stop,” “it hurts,” and
“don’t” (Tr. 485). Gregory Webb, the taxicab driver who
was dismissed by petitioner, testified that he heard the vic-
tim screaming “don’t leave me here” or “help me” and that
he heard screams, punctuated by sounds of things break-
ing Or someone hitting a wall (Tr. 523-524, 528-530).
Webb was prohibited by company policy from rendering
assistance inside the motel room (Tr. 524), but he told his
dispatcher to call the police, and he remained in the motel
parking lot (/bid.). He heard more screams from the room
for 10 or 15 minutes, then a 5 to 10 minute lull, after which
the victim ran out of the room screaming and shaking (Tr.
525, 529-531). Another cab driver who arrived on the
scene gave similar testimony (Tr. 468-469, 475).

In addition to the testimony of those witnesses, the
prosecution offered a written statement executed by
another motel guest, Mrs. Kwang Sun Bordoy, on July 10,
1984, two days after the rape (Tr. 50; PX 2).? Over defense

? Bordoy’s statement said in pertinent part (PX 2):
| arrived at McChord AFB, WA, at approximately | p.m., 8 Jul
84, with my husband and daughter. We are on leave awaiting air
transportation to Korea.

Sometime after | put my baby to bed at approximately 10:30 the
night of 8 Jul 84, | heard a scream from the apartment area. |
then saw a black man push a white woman into apartment 17. |
then went to my husband and told him what | saw. I told him |
thought the girl was being raped. She kept screaming for about 10

‘nn

objection, the trial judge admitted that statement under
Mil. R. Evid. 804(b)(5), the so-called residual exception to
the hearsay rule for an unavailable witness (Tr. 89).

2. At trial petitioner admitted engaging in sexual inter-
course with Hurst but contended that it was consensual
(Tr. 645-648, 651, 658). He testified that when she re-
turned to the room late that night, she was upset over
something that apparently had occurred earlier while she
was out (Tr. 638). He admitted that she was screaming;
that he prevented her from leaving the room after he
dismissed the taxi; and that he grabbed her, shook her,

_and forced her to the bed (Tr. 640-652). He attributed
Hurst’s screaming to her emotional distress over whatever
had previously upset her, and he justified his actions in
grabbing, shaking, and forcing her to the bed on the
ground that they were his efforts to calm her down and
find out what was wrong (Tr. 640-644). He testified that
Hurst calmed down after they were on the bed, that they
engaged in consensual intercourse, and that afterwards she
screamed again and ran out of the room (Tr. 645-650).

3. The Air Force Court of Military Review ruled that
the admission of Bordoy’s statement was error, because
the prosecution had not shown that Bordoy was
unavailable within the meaning of Mil. R. Evid. 804(b)(5).
Pet. App. 12a. Nonetheless, that court held that the error
was harmless, given the “overwhelming” proof of peti-
tioner’s guilt. /d. at 13a. Peiitioner sought review of that
finding in the Court of Military Appeals, but the court

minutes or so. She finally came rufining out of the apartment and
went over to a taxi driver. Shortly after that the police arrived.

This all happened at the Ft. Lewis Motel, Tacoma, WA. We were
staying in room 6. Room 17 is almost directly across from our
room.

NN ———

6

declined to grant review of that issue. It affirmed peti-
tioner’s conviction after considering another issue. /d. at
la-6a.

ARGUMENT

Petitioner contends that the Air Force Court of Military
Review incorrectly found that the admission of Bordoy’s
statement was harmless.’ That fact-bound claim does not
merit review by this Court.

1. Petitioner argues (Pet. 4-5) that the court of
military review applied the wrong standard in finding the
error harmless. He claims that the court of review applied
a “de minimis standard,” rather than the supposedly more
rigorous harmless error standard adopted in Chapman v.
California, 386 U.S. 18 (1967). That claim lacks merit.

The erroneous admission of evidence in violation of the
Confrontation Clause is harmless if, in light of all the
evidence in the case, there is no reasonable possibility that
the erroneously admitted evidence contributed to the ver-
dict. Delaware v. Van Arsdall, 475 U.S. 673, 680 (1986).
The court of military review implicitly but correctly ap-
plied that standard. The court found (Pet. App. 12a) that
the marginal effect of Bordoy’s statement on the proof of
petitioner’s guilt was de minimis, which is simply another
way of stating the Chapman standard. Moreover, a court
of military review must independently review the record

> Petitioner also asserts (Pet. i, 7) that a harmless error analysis is
inappropriate because of the seriousness of the error. He cites no case
{oO support that proposition, and we know of none. This Court has
consistently applied a harmless error analysis to Confrontation Clause
violations and has rejected the call for a rule of per se reversal.
Delaware v. Van Arsdall, 475 U.S. 673 (1986); Brown v. United
States, 4141 U.S. 223, 231-232 (1973); Schneble v. Florida, 405 U.S.
427 (1972); Harrington v. California, 395 U.S, 250 (1969).

a

and be convinced of the correctness of a finding of guilt
beyond a reasonable doubt before that finding may be
upheld. Art. 66(c), UCMJ, 10 U.S.C. 866(c); United
States v. Turner, 25 M.J. 324, 324-325 (C.M.A. 1987).
The court of military review carried out that responsibility
in this case after ruling that Bordoy’s statement had been
erroneously admitted. Pet. App. 13a. In so doing, that
court in effect concluded that the error in admitting her
statement was harmless beyond a reasonable doubt. The
failure on the part of the court of military review to cite
this Court’s decisions in Chapman or Van Arsdall is
therefore of no significance, because the court’s ruling was
clearly consistent with the harmless error standard applied
by this Court.

2. Petitioner also argues (Pet. 5-7) that the admission
of Bordoy’s statement was not harmless, because it con-
stituted evidence of an essential element of the crime of
rape (/.e., the use of force) and because it tended to cor-
roborate the victim’s testimony. That claim is meritless.
Bordoy’s statement could not have materially affected the
verdict, because it was cumulative of the other evidence
that was properly before the trier of fact, including peti-
tioner’s own admissions at trial, all of which overwhelm-
ingly established his guilt.‘

* Compare Brown v. United States, 411 U.S. at 231 (the admission
of non-testifying co-defendants’ confessions in violation of Bruton v.
United States, 391 U.S. 123 (1968), was harmless in light of their
cumulative nature and the overwhelming evidence of guilt properly
before the jury); Schneble v. Florida, 405 U.S. at 430-432 (Bruton
violation held harmless error where confession at most merely cor-
roborated the accused's confession and there was overwhelming in-
dependent evidence of guilt); Harrington v. California, 395 U.S. at
252-254 (Bruton violation held harmless error where co-defendants’
confessions were cumulative and the independent evidence of guilt
was overwhelming).

8

The only disputed issue at trial was whether Hurst con-
sented to sexual intercourse with petitioner, and Bordoy’s
statement could not have had a material effect on the
court-trarttal panel’s resolution of that question. Insofar
as the statement relates that Hurst was screaming and later
ran for help, the statement was merely cumulative of the

-independent, uncontroverted testimony offered by five
prosecution witnesses. In addition, even though petitioner
did not testify that he used force to push Hurst back into
the room, he did admit that he used force to subdue Hurst
once she was inside the room in order, he claimed, to find
out what was bothering her. Accordingly, the inference
that petitioner used force against Hurst was inescapable,
from petitioner’s own testimony if from nowhere else.*

Moreover, the independent evidence properly before the
court-martial panel overwhelmingly established
petitioner’s guilt. In addition to the victim’s strong and un-
wavering testimony, there was uncontroverted evidence
that petitioner struggled with Hurst; that she tried to get
away; that petitioner prevented her from doing so; that
petitioner forced Hurst to the bed; that Hurst was scream-
ing “I won't do it,” “please stop,” “it hurts,” and “don’t,”

(6>4 Petitioner asserts (Pet. 7-8) that Bordoy’s statement that “I
thought the girl was being raped” compounded the prejudice he suf-
fered, since that statement constituted an improper “legal conclusion.”
The full text of Bordoy’s statement on that point was “I told him [her
husband] | thought the girl was being raped” (PX 2). Rather than
stating a legal conclusion, that statement merely related what she told
her husband at the time the events were occurring. Therefore, the
statement, had she testified, could arguably have been admitted either
to explain why she took notice of the events and continued watching
for ten or More minutes, or as a “present sense impression.” In any
event, it is unlikely that the court-martial panel found petitioner guilty
of rape merely because Bordoy had that impression,

9

throughout the ordeal; and that Hurst ran from the room
crying and screaming for help. In light of that evidence,
petitioner’s claim that Hurst consented to intercourse was
simply not credible, and it was not made any less credible
by the erroneous admission of Bordoy’s statement. The er-
ror in admitting the statement was harmless beyond a
reasonable doubt.

CONCLUSION

The petition for a writ of certiorari should be denied.
Respectfully submitted.

CHARLES FRIED
Solicitor General

Joe R. LAMPORT
Col., OJAG-USAF

ROBERT E. GIOVAGNONI
Lt. Col., OJAG-USAF

MARC VAN NUYS
Capt., OJAG-USAF
Appellate Government Counsel
Government Trial and

Appellate Counsel Division

MAY 1988

US GOVERNMENT PRINTING OFFICE: 1988—202-037/60479

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385019_1703%3A2. Public record. Not legal advice.
