# Petition for Writ of Certiorari — Dugger v. Thompson

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1988
- **Citation:** 485 U.S. 960

## Text

Q7 ee 11 hy 4 (\) ___ Suprema Court, 7

FILED
JAN Av }9Q8

JOSEPH F. SPANIOL, UR.
NO. CLERK

SUPREME COURT OF THE UNITED STATES

October Term, 1987

RICHARD L. DUGGER, Secretary,
Florida Department of Corrections, and
ROBERT A. BUTTERWORTH, Attorney General,
State of Florida,

Petitioners,
vs.

WILLIAM LEE THOMPSON,

Respondent.

PETITION FOR A WRIT OF CERTIORARI
TO THE FLORIDA SUPREME COURT

ROBERT A. BUTTERWORTH
ATTORNEY GENERAL

CAROLYN M. SNURKOWSKI
ASST. ATTORNEY GENERAL

The Capitol

Tallahassee, Florida
32399-1050

(904) 488-1778

COUNSEL FOR PETITIONERS

QUESTIONS PRESENTED

1. Whether the Florida Supreme Court
has miscontrued the decision in Hitchcock
v. Dugger, 95 L.Ed.2d 347 (1987), in failing
to acknowledge and consider the applicability
of Chapman v. California, 386 U.S. 18 (1967),
as specifically stated in Hitchcock, to
similarly postured cases, and_ therefore
summary reversal for consideration by the
Florida Supreme Court should obtain?

TABLE OF CONTENTS

PAGES
QUESTION PRESENTED... 2... cc cccccccccscccscces i
ogi Ee kt re a a ie 2
Mii at ley lt re i i i a 3
CONSTITUTIONAL PROVISIONS INVOLVED.......... 3
STATEMENT OF THE CASE... ...ccccccccccnececes 4
REASONS FOR GRANTING THE WRIT.............. 12

I. The Florida Supreme Court has misconstrued
the decision in Hitchcock v. Dugger,
95 L.Ed.2d 347 ( n failing to
acknowledge and consider the applicability
of Chapman v. California, 386 U.S. 18
(1967), as specifically stated in
Hitchcock to similarly postured cases,
and therefore summary reversal for
consideration by the Florida Supreme
Court should obtain.

DEEN: +o 5 cb eS CUS@N RS Cree cee ec ager eeeees 20
APPENDIX
Order and judgment of the Circuit
Ses te ree eee ee ee eee eee eee A-1
Sentence of Circuit Court................ A-36

Opinion of Florida Supreme Court
Decided September 9, 1987............. A-41

nite

Order of Florida Supreme Court
Denying Motion for Rehearing

Opinion of the Eleventh Circuit
Court of Appeals

-iii-

A-53

A-55

TABLE OF AUTHORITIES

CASES PAGES

a v. California,
OE 12,14

Clark v. Dugger,
F.2d (Decided December 15,
EE ee 15

Eddings v. Oklahoma,
Es 15

Francois v. Wainwright,
763 F.2d 1188 (llth Cir. 1985).......... 18

Hitchcock v. Dugger,
95 L.Ed.2d 347 (1987)....... 11,12,14,16,19

Lockett v. Ohio,
NOE , De bdaue

Penry v. Lynaugh,
Sees Cem ClO. BOBT).ccccccccess 15

Pope v. Illinois,
es = 8. Bé.. 1) rrr 14

Rose v. Clark,
er re MED. occ cosscsecsesecesd 14

Sandstrom v. Montana,
RE, ee 14

Skipper v. South Carolina,
476 U.S. , 90 L.Ed.2d 1 (1986)...... 15

-iv-

TABLE OF AUTHORITIES, CONTINUED

Thompson v. State,
_ ee gS ee ie Pee EERE REE EEE 5

Thompson v. State,
ee ome Bee GPEO. 1980). wwe cccccccces 3,6

Thompson v. Wainwright,
747 F.2d 1447 (llth Cir. 1986)....2, 11-12

16-18
Thompson v. Dugger,
So.2d (Fla. 1987),
ER EEL 2,6-10
OTHER AUTHORITIES
Amendment XIV, United States
PL LSI EI 3-4
Amendment VII, United States
mee kee wee. ff te ee ees eeseee é 4
Amendment X, United States
ee el ts cece ees e6eees 4
i a ep eka beeeenene bes 3
ee ee eee a eae eben eh aee en 13

IN THE SUPREME COURT OF THE UNITED STATES

October Term, 1987

RICHARD L. DUGGER, Secretary,
Florida Department of Corrections, and
ROBERT A. BUTTERWORTH, Attorney General,
State of Florida,

Petitioners,

vs.

WILLIAM LEE THOMPSON,

Respondent

PETITION FOR A WRIT OF CERTIORARI
TO THE FLORIDA SUPREME COURT

The petitioners, Richard L. Dugger and
Robert A. Butterworth, respectfully pray
that a writ of certiorari issue to review
the judgment and opinion of the Florida
Supreme Court entered in Thompson v. Dugger,
September 9, 1987, rehearing denied December
7, 1987, and a summary’ reversal obtain
instructing the Florida Supreme Court to

~

review the instant case in light of this
court's recognition of the harmless error
doctrine as enunciated in Hitchcock v.

Dugger, 107 S.Ct. 1821 (1987).

OPINIONS BELOW

The opinion of the Florida Supreme Court
is reported at So. 2d (Fla.
1987), 12 F.L.W. 469, decided September
9, 1987, and is reprinted in the appendix
hereto, pages A-41-52. Rehearing was denied
by order dated December 7, 1987, and is
not yet reported. It is reprinted in the
appendix hereto, pages A-53-54.

The decision of the Court of Appeals,
Eleventh Circuit, in Thompson v. Wainwright,
is reported at 787 F.2d 1447 (llth Cir.
1986), and is reprinted in the appendix
hereto, pages A-55-124.

ae

The decision of the Florida Supreme

Court on direct appeal, upholding the judg-
ment and sentence, is reported in Thompson

v. State, 389 So.2d 197 (Fla. 1980).

JURISDICTION
The decision of the Florida . Supreme
Court was entered on September 9, 1987.
Rehearing was denied December 6, 1987.
This court's jurisdiction is invoked pursuant

to 28 U.S.C. §1254 (1).

CONSTITUTIONAL
PROVISIONS INVOLVED

Amendment XIV of the Constitution of

the United States provides, inter alia,

that:

All persons born or naturalized
in the United States, and subject
to the jurisdiction thereof,
are citizens of the United
States and of the State wherein

si.

they reside. No State shall
make or enforce any law which
shall abridge the privileges
or immunities of citizens of
the United States; nor. shall
any State deprive any person
of life, liberty or property,
without due process of law;
nor deny to any person within
its jurisdiction the equal
protection of the laws.

Amendment VIII provides that:
Excessive bail shall not be
required, nor excessive fines
imposed, nor cruel and unusual
punishments inflicted.

Amendment X provides that:

The powers not delegated to
the United States by the Consti-
tution, nor prohibited by it
to the States, are reserved

to the States respectively,
or to the people.

STATEMENT OF THE CASE
William Lee Thompson pled guilty in
June, 1976, of the first degree murder
of Sally Ivester. The trial court : ene
the death sentence for said crime on June
LS, i996 On direct appeal, the Florida
Supreme Court reversed that judgment and

ll

sentence, and remanded the cause’ with
instructions to grant Thompson's’ motion
for withdrawal of the guilty plea. Thompson
v. State, 351 So.2d 701 (Fla. 1977).
On September 18, 1977, William Lee Thompson
entered his second guilty plea to the first
degree murder of Sally Ivester. The trial
court accepted the plea and convened an
advisory jury for the purpose of determining
the appropriate sentence to be _ imposed.
Following the penalty phase _ procedures,
the jury recommended the imposition of
the death sentence. On September 20, 1977,
the trial court sentenced Thompson to death
for the murder of Sally Ivester, and imposed
two life sentences to run_ concurrently
for the guilty pleas of kidnapping and
involuntary sexual battery of Miss Sally
Ivester. The Florida Supreme Court affirmed

-5-

the plea and imposition of death penalty

in Thompson v. State, 389 So.2d 197 (Fla.
1980)1

The path of litigation taken in this
case was summarized in detail in Thompson
v. Dugger, So.2d | , oles
1987), 12 F.L.W. 469, appendix page A-41.
Therein, the Florida Supreme Court provided:

William Lee Thompson’ appeals
the denial of his Florida Rules
of Criminal Procedure 3.850
motion to vacate judgment and
sentence of death. He also
petitions this Court for a
writ of habeas corpus and a
stay of execution from his
second death warrant. We have
jurisdiction. Art. V, §
3(b)(1), Fla. Const. We conclude
that the recent United States
Supreme Court decision in Hitch-

cock v. Dugger, i, ee Seyi - 3p
1821 (1587) requires this

1 The particular facts of the crime
were originally reported in great detail
in Thompson v. State, 389 So.2d 197 (Fla.
1980). They were repeated most recently
in Thompson v. Wainwright, 7/787 F.2d 1447
(llth Cir. 1986), found in appendix pages
A-55-124.

ee

Court to reverse the denial
of his 3.850 motion and remand
this cause for new sentencing
proceedings. In light of our
ruling on Thompson's 3.850
motion, the petition for habeas
corpus is moot. We continue
the stay of execution previously
entered.

This is Thompson's fourth appear-
ance before us.

k***

We address Thompson's’ claim
in the present rule 3.850 post-
conviction proceeding that
involves the failure of _ the
sentencing judge to allow presen-
tation and jury consideration

of nonstatutory mitigating
circumstances in the sentencing
phase. It directly concerns

the principles of law set forth
by the United States Supreme
Court in its recent decision
in Hitchcock v. Dugger. The
Supreme Court had granted certio-
rari to determine whether Hitch-
cock was correct in contending
that his sentence of death
under a Florida statute was
inconsistent with the requirement
that any relevant mitigating
evidence may be considered.
The United States Supreme Court's
unanimous opinion noted that
“other Florida judges conducting
sentencing proceedings during
roughly the same period believed

-]-

that Florida law precluded
consideration of nonstatutory
mitigating circumstances."
Id. at 1823. As in the instant
case, the trial judge in Hitch-
cock instructed the jury on
the statutory mitigating circum-
stances, without mentioning
nonstatutory evidence of mitiga-
tion that had been introduced.
The Supreme Court concluded
“that the advisory jury was
instructed not to consider,
and the sentencing judge refused
to consider, evidence of nonstat-
utory mitigating circumstances,
and that the proceedings there-
fore did not comport with the
requirements of Skipper v.

South Carolina, Eddings v.
Oklahoma, and Lockett v. Ohio.”
Id. at 1824 (citations omitted).

e Court concluded that, in
light of the fact that no showing
of harmless error was made,
the exclusion of the nonstatutory
mitigating evidence rendered
the death sentence invalid.
We note that Hitchcock did
present some nonstatutory miti-
gating evidence to the jury
and defense counsel commented
on it in closing argument.

kK*kEX*

Thompson's sentencing occurred
in September of 1978. The
United States Supreme Court,
in June of 1978, had released
Lockett iv. Ohio, S36 B.S.

|

586 (1978), which held unconsti-
tutional Ohio's capital sentenc-
ing statute limiting mitigating
circumstnaces to those enumerated
in the statute itself. In
December of that year, three
months after Thompson's sentenc-
sae: this Court directly
addressed the issue in Songer
Vv. State, 365 So. 2d
:
|

A-102
of Thompson. The trial court denied

these requests and the Florida Supreme
Court affirmed. 389 So.2d at 199. In
his habeas petition, Thompson contends
that the denial of psychiatric assis-
tance unconstitutionally restricted the
presentation of mitigating circun-
stances. Subsequent to the district
court's ruling on the petition, the

Supreme Court decided Ake v. Okla-

homa, U.S. , 105 S.Ct. 1087, 84

L.Ed.2d 53 (1985), in which it esta-
blished a limited right to court-
appointed psychiatric assistance in
presenting a defense. We now evaluate
Thompson's claim in light of Ake.

In Ake, the Supreme Court con-
sidered an indigent defendant's need for
psychiatric assistance both at trial and

at the death penalty sentencing hear-

A-103
ing. With respect to guilt or inno-

cence, the Court held

that when a defendant demon-
strates to the trial judge that
his sanity at the time of the
offense is to be a significant
factor at trial, the State must,
at a minimum, assure the defen-
dant access to a competent
psychiatrist who will conduct an
appropriate examination and
assist in evaluation, prepara-
tion, and presentation of the
defense.

Id., 105 S.Ct. at 1097.

Thompson's claim on appeal, how-
ever, is limited to the sentencing phase
and the Court‘’s discussion in Ake of the
need for psychiatric assistance in capi-
tal sentencing proceedings was somewhat
different. The Court focused on the
fact that certain states place before
the jury psychiatric evidence of a

defendant's future dangerousness, and

that the Court had approved such a

A-104
practice. Id. at 1097 (quoting Barefoot

v. Estelle, 463 U.S. 880, 896-905, 103

S.Ct. 3383, 3395-3400, 77 L.Ed.2d 1090

(1983). The Court held:

In such a circumstance, where
the consequence of error is so
great, the relevance of respon-
sive psychiatric testimony so
evident, and the burden on the
State so slim, due process re-
quires access to a psychiatric
examination on relevant issues,
to the testimony of the psychia-
trist, and to assistance in pre-
paration at the sentencing
hearing.
Id., 105 S.Ct. at 1097.

The motion filed with the trial
court stated that counsel believed
Thompson suffered from a mental defect
“which would render him incapable of
assisting in his defense, and may have
precluded the Defendant from knowing
right from wrong at the time of the

alleged criminal acts.” The trial

court heard the motion, and again no

A-105
mention was made of mitigating circum-

stances. Because Thompson did not
request psychiatric assistance to aid
in presenting mitiating circumstances,

Ake does not apply. Bowden v. Kemp,

767 F.2d 761, 764; Bowden Vv.

Francis, U.S. _, 105 S.Ct. 1834,

1834-35, 85 L.E4.2a@ 135 (1985)
(O'Connor, J., dissenting from remand
to court of appeals in light of
Ake) ./ We hold therefore that Ake did
not require appointment of a psychia-
trist at the sentencing phase.
Thompson did argue in his motion
for a new trial and his brief on
direct appeal to the Florida Supreme
Court that the denial of psychiatric
assistance limited the development of
mitigating circumstances. Ake,

however, requires appointment of

A-106
showing of need is made _ 0pbefore

trial. 105 s.ct. at 1097.8
V. COERCION OF THOMPSON'S PLEA

Finally Thompson contends that
his decision to plead guilty, and to
testify on behalf of Surace was not
voluntary, but was coerced by threats
from Surace. Thompson presented this
Claim to the Florida courts in a
motion for collateral relief. The
state trial court found Thompson's
affidavit not credible, and refused to
hold a hearing. The Florida Supreme
Court affirmed. 410 So.2d 500 (1982).

At the district court hearing,
Thompson testified that he was coerced
into pleading guilty and testifying
for Surace. He explained that while
he and Surace were being held together

in 1978, Surace told Thompson to take

A-107
credit for the killing or Surace would

have him killed, and Thompson
testified that he believed Surace
could do this based on Surace's
membership in motorcycle gangs and
Surace's comrades in prison. Thompson
introduced no evidence to corroborate
this testimony, other than a stipula-
tion by the state that at the time of
Thompson's second plea, Thompson and
Surace were transported to the county
courthouse together and held in the
same cell while in the courthouse, and
testimony of Thompson's trial lawyers
that Surace used Thompson as his
"tool" and before the second plea
proceeding Surace's counsel was
attempting to convince Thompson to
commit perjury. Surace testified in

the district court and denied Thomp-

A-108
son‘s allegations. After hearing the

testimony, the district court found
that Thompson had not met his burden
of proof, in effect finding that
Thompson's testimony was not credible.

[13] Although Thompson chal-
lenges the voluntariness of his plea
as a ground on appeal, he provides no
legal arguments in his brief. As
stated above, based upon Thompson's
affidavit attached to his pleadings in
the collateral proceeding, the state
courts found his claim incredible and
held no hearing. The district court
received evidence on the claim at the
evidentiary hearing, but in its order
denying relief ruled that Thompson had
not met his burden under section 2254
of proving that the conclusion of the

state court on collateral review was

A-109
erroneous.” The effect of the section

2254 presumption was that Thompson was
required to present convincing evi-
dence that his plea was not voluntary;
normally, a habeas petitioner need
only demonstrate by a preponderance of
the evidence that he is entitled to

relief. 28 U.S.C. $2254(c); Thomas v.

Zant, 697 F.2d 977, 986 (llth Cir.
1983). The district court's -under-
standing of section 2254 was mis-
taken. Section 2254(d) does provide
that a federal court considering a
habeas petition must afford a pre-
sumption of correctness to state court
factual findings, but only if the
findings were made "after a hearing on
the merits of a factual issue," and
that hearing must meet the require-

ments set forth in section 2254(d)(1)-

A-110
(8). Here the state court refused to

hold such a hearing, and thus the
findings of the state courts in the

collateral proceeding are not entitled

to a presumption of correctness.

[14] Nevertheless, we do not
believe that a remand is necessary.
Although the state courts did not hold
a hearing on collateral review, the
state trial court held an adequate
hearing on Thompson's plea at the time
it was entered. The trancript of that
proceeding is part of the record. The
trial court placed Thompson under oath
and specifically inquired:

THE COURT: Has any persons
[sic] used any threat, force,
pressure, intimidation, or pro-
mised anything to you for the
purpose of getting you to plead
guilty to these charges?

THE DEFENDANT: No, Sir.

A-111
THE COURT: Are you doing it
voluntarily?

THE DEFENDANT: Voluntarily,
sir. i

The state trial court then announced

that it found that Thompson's "decision

to plead guilty has been made freely,

voluntarily, and intelligently.”

In Blackledge v. Allison, 431 U.S.

63, 97 @.€t. 2623, S32 t.08.268 i136
(1977), the Supreme Court stated that
"the representations of the defendant
[at a plea hearing] as well as any
findings made by the judge accepting the
plea, constitute a formidable barrier in
any subsequent collateral proceedings."
97 8.Ct. at 1629. The Court further
ruled that the petitioner's “declara-
tions in open court carry a strong pre-

sumption of verity." Id. In Moya v.

Estelle, 696 F.2d 329 (5th Cir.1983),

A-112
the habeas petitioner contended that his

Own attorney had intimidated him into
Pleading guilty. The new Fifth Circuit
held that in light of the petitioner's
sworn statement at the plea proceeding
that he had not been threatened and that
he was satisfied with counsel, no
evidentiary hearing was necessary on his
claim in a federal habeas proceeding.

696 F.2d at 332-33. See also, Rogers v.

Maggion, 714 F.2d 35, 38 n. 5 (5th

Cir.1983).

Here, Thompson testified under oath
that his plea was not coerced, and the
state trial court so concluded. The
district court in effect gave these
findings a presumnption of
correctness. We see little difference
between the presumption of correctness

under section 2254 and the "strong

A-113
presumption of verity” identified by the

Supreme Court in Blackledge.

Accordingly, the district court was
correct in requiring Thompson to present
convincing evidence that his plea was
not voluntary and the district court's
conclusion that Thompson failed to meet

this burden is not clearly erroneous.

CONCLUSION

For the foregoing reasons, the
order of the district court denying
Thompson's petition for a writ of habeas

corpus is AFFIRMED.

Bm
2
5

A-114

1 Thompson complains of other as-
pects of Solomon's representation at the
sentencing hearing, including his fail-
ure to object to admission of Surace's
confession and his failure to object to
comments the prosecutor made during
closing which implied Thompson had the
burden of proof of mitigating circun-
stances. We do not believe that any of
the alleged errors of counsel played a
role in the jury's consideration of
aggravating and mitigating circunm-
stances. Accordingly, we need not

furthgr consider these alleged errors.
Although Solomon was ineffective
for not contacting psychiatrists who had
already examined Thompson, in the course
of our discussion of Thompson's Ake v.
Oklahoma claim, see note 8, infra, we
consider and reject the possibility that
Thompson was ineffective for not reques-
ting court-appointed psychiatric assis-
tance in developing mitigating evidence.

3 Ethical Consideration 7-12 pro-
vides that:

Any mental or physical condition
of a client that renders him
incapable of making a considered
judgment on his own behalf casts
additional responsibilities upon
his lawyer. Where an incompetent
is acting through a guardian or
other legal representative, a law-
yer must look to such representa-
tive for those decisions which are
normally the prerogative of the
client to make. If a client under
a disability has no legal repre-

A-115

sentative, his lawyer may be com-
pelled in court proceedings to
make decisions on behalf of the
client. If the client is capable
of understanding the matter in
question or of contributing to the
advancement of his interests,
regardless of whether he is
legally disqualified from per-
forming certain acts, the lawyer
should obtain from him all pos-
sible aid.

If the disability of a client and
the lack of a legal representative
compel the lawyer to make deci-
sions for his client, the lawyer
should consider all circumstances
then prevailing and act with care
to safeguard and advance the in-
terests of his client. But ob-
viously a lawyer cannot perform
any act or make any decision which
the law requires his client to
perform or make, either acting for
himself if competent, or by a duly
constituted representative if
legally incompetent.

4 In the district court,
Thompson also presented testimony
of a psychiatrist that certain of
the statutory mitigating circum-
stances were present. We have
determined, however, that Solomon
was not ineffective in failing to
obtain psychiatric evidence.
Accordingly, we do not consider
the psychiatric testimony in
determining whether Thompson has

A-116
met the prejudice prong of Strick-
land v. Washington.
5
Your Honor, members of the jury:
what I said to you yesterday was
right. I asked you a key ques-
tion, didn't I? Can you leave
your minds open even if you hear
horrendous evidence? Can you keep
your minds open and not put in
there the old Biblical term, "An
eye for an eye and a tooth for a
tooth," before you hear it all.

You know something here -- do you
know that the Court-appointed law-
yer, me, is the only person in
this room with William Thompson?
There is no mother. There is no
father. There are no cousins or
aunts or uncles or pastors. This
man is an absolute total loser,
and we might shrug our shoulders
and say, "Well, after all, look
what he did to this poor girl.
Let's do it to hin."

Is there one shred -- is there
some evidence to back up the law
the Judge is going to read to
you? Is there some evidence that
you could consider that might say,
"Let us give him 25 years in
prison."

He'll come out 49 years of age, if
he comes out at that time. If
some future parole commission
reads all of the evidence that you
heard, seeing everything in this

A-117
case and lets him out -- I doubt
ae.
When he made the decision to ask
for mercy by pleading guilty --

MR. MCHALE: I must object. That
is not part of the evidence and it
is not part of the law as to sen-
tencing.

THE COURT: It is argument. Over-
ruled.

MR. SOLOMON: Thank you.

The facts of life are that you ask
a jury, when you plead guilty, to
please consider mercy. Obviously,
things pop into your mind. We're
not children here. Mercy. How do
you show this girl mercy?

There was no mercy shown this
girl. Again, I come back to that
question I asked you: can you take
an eye for an eye and a tooth for
a tooth and set it aside and
accept what you hear.

Now, pecuniary gain? Well, maybe
not so. What we're talking about
there in that statute is robbery,
the 7-11 killings -- they will go
in, take twelve dollars and shoot
him dead. Pecuniary gain? That
is not what that statute read for,
but it was a heinous crime. There
is no question about it, not at
all.

verre

A-118

So, the question is, then, what
thread is there upon which he
hangs? What did he do and what
occurrences happened _ to, say,
well, let's put him in prison for
25 years and hopefully, some pa-
role commission, after that, when
they read through all this -- they
will not -- don't underestimate
the power of a Rocco Surace. He
is it. He did it. He did it with
him. He followed him. Rocco Su-
race terrorized not just the poor
girl that died, but terrorized two
other people. He terrorized
them. Yes, he did. He was the
leader; I bet he was.

Rocco Surace says, "Take this
chain. She's your old lady. Do
it to her,” and he picked up on
the theme and he started in. God
forbid, it would have been maybe
not the best thing for him to say,
“I'll not pick up that chain, and
I'm not going to go get a board to
do that," or "I'm not going to try
to emulate you, even if you take
it out on my hide, Mr. Rocco Su-
race," and he would have -- to
think that this next jury that has
got to sit in here and try Rocco
Surace --

THE COURT: No comment.
MR. SOLOMON: All right, sir.

Did this man do something upon
which you can say, maybe, we'll

A-119

consider something in his be-
half? Yes. The evidence from the
lady was that there was one thing
that Rocco Surace didn't tell him
to do, that he did on his own, and
that was the peroxide, and that
was the wiping it down. Turned
mind, perverted mind that it might
be over here, he got that peroxide
to wipe her down and care for the
wounds.

There was testimony that she went
out and got some sugar water and
brought it back. That was his,
not Rocco Surace's, instruction.
That isn't much of a thread to
hang things on, is it, that after
this horrendous beating you admin-
ister -- after copying and emula-
ting the great Rocco Surace, that
you went out and you got peroxide
and you got some water and sugar
because she was a diabetic, with-
out his direction, on your own,
without the direction of Rocco
Surace.

MR. MCHALE: I object. There is no
such testimony in the record.

MR. SOLOMON: Yes, Judge. He sent
her out there --

THE COURT: It is in the testi-
mony.

MR. SOLOMON: I am going to review
with you, just for a moment, cer-
tain worse, damaging, aggravating

A-120
circumstances shall be limited to
the following and that's what you
heard from Mr. McHale. It says,
“Limited to the following."

Although it says, “mitigating
circumstances shall be the follow-
ing," it doesn't say, “Limited
to." So, you can consider other
elements.

MR. MCHALE: Objection.
THE COURT: Sustained.

MR. SOLOMON: You will then, have
to consider these elements and
weigh them. The defendant has no
significant history of prior cri-
minal actitivy. Now, you can let
your minds figure that one out.
Never before has this man done
anything violent.

MR. MCHALE: Objection. This is
not evidence.

THE COURT: Sustained.

MR. SOLOMON: The State, Your
Honor, has admitted that he has
not been convicted of anything.

THE COURT: No that is not their
testimony, sir. That is not his
statement.

MR. SOLOMON: The defendant acted
under extreme duress or under the
substantial domination of another

A-121
person - Rocco Surace.

The capacity of the defendant to
appreciate the criminality of this
conduct to the requirements of the
law are substantially impaired.

I couldn't say that. There is no
proof of that, and I say to you
that any person that would do what
he did has to be not in this
world.

Prior to the State, three psychia-
trists have ruled that he was
sane.

MR. MCHALE: Objection, Your
Honor.

THE COURT: Sustained.

Mr. Solomon you are confined sir,
to what has been brought out in
the evidence.

MR. SOLOMON: The question arises,
then, what thread can you hang it
on? What can you give him? Can
you give him the fact that he pled
guilty to you and seeks mercy?

You can give him the fact that
after this two-hour stint, or
whatever period of time passed by,
it must have dawned on his herd,
the enormity of what he did, and
he started to take care of her
with the peroxide and get some
water and sugar -into her.

A-122
MR. MCHALE: I object. There is
no evidence.

THE COURT: Yes, there is. The
testimony is that there was sugar
set out for her.

MR. MCHALE: Not that this
defendant did anything.

THE COURT: Well, it was at their
directions. Overruled.

The question that arises, shall we
take the man's life,or shall we
put him in prison until he's 49
years old? I think if the State
desired to put everybody to death,
they would say § s0. 25-year
minimum-minimum. However you are
right now, whatever age you are
add 25 years to it. He will go
nowhere. He will be punished.

Now the question is, what shall
you do? Is there a thread there
upon which to hang any hope for
this man, or at least let him live
someplace in prison, and I say
there is. The fact that he came
in here and asked for mercy -- the
fact that he came in here and that
he went out and he did these
things to her to relieve her and
to wipe her down and to get her
sugar and water, that might be
very, very thin to you, but that
is a spark, and if there is a
spark, there is a place _ for
hope. It may be, at some future

: A-123

time during this 25-year period of
time, if you put him in prison,
that the whole system, our state
and the rest of these states, will
wise up and then say, "Now, we
have this man in our custody. Let
us see what makes him tick."

Richard Speck -- Richard Speck and
six nurses, was it? Life
imprisonment.

MR. MCHALE: Judge, I object.
THE COURT: Sustained.

MR. SOLOMON: We feel that it is a
greater punishment, much greater
punishment to see that he spends
his life in prison, and there is
no hope of ever getting out, at
least for 25 years, and we leave
it in your hands. Thank you.

6 Thompson's sentencing hearing
occured on September 19-20, 1978. The
Supreme Court decided Lockett on July 3,
1978. The Florida Supreme Court issued
its opinion on rehearing in Songer on
December 21, 1978.

7 We do not consider whether
Thompson would have a valid Ake claim
had he made a proper request.

8 Solomon's failure to request
psychiatric assistance with respect to
mitigating circumstances was not inef-
fective assistance of counsel. The
Supreme Court's decision in Ake was a

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385019_1229%3A1. Public record. Not legal advice.
