# Opposition Brief — Hill v. Florida Department of Corrections

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1988
- **Citation:** 484 U.S. 1064

## Text

JAN 22 1988

No. 87-1044 ~ CLERK

IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1986

JESSE HILL,
Petitioner,

Vv.

DEPARTMENT OF CORRECTIONS
STATE OF FLORIDA,
Respondent.

RESPONDENT'S BRIEF IN OPPOSITION TO
PETITION FOR WRIT OF CERTIORARI TO
THE SUPREME COURT OF FLORIDA

ROBERT A. BUTTERWORTH
ATTORNEY GENERAL

LOUIS F. HUBENER
ASSISTANT ATTORNEY GENERAL
COUNSEL OF RECORD

CRAIG B. WILLIS

ASSISTANT ATTORNEY GENERAL
DEPARTMENT OF LEGAL AFFAIRS
THE CAPITOL - SUITE 1502
TALLAHASSEE, FLORIDA 32399-1050
904/488-9935

ATTORNEYS FOR RESPONDENT

2) JOSEPH F. SPANIONL, Re

~

QUESTION PRESENTED FOR REVIEW

WHETHER A STATE AGENCY'S COMMON LAW
SOVEREIGN IMMUNITY IS A DEFENSE TO A
FEDERAL CIVIL RIGHTS ACTION BROUGHT
PURSUANT TO 42 U.S.C. SECTION 1983 AND
FILED IN STATE COURT.

TABLE OF CONTENTS

QUESTION PRESENTED FOR REVIEW i

WHETHER A STATE AGENCY'S COMMON
LAW SOVEREIGN IMMUNITY IS A
DEFENSE TO A FEDERAL CIVIL
RIGHTS ACTION BROUGHT PURSUANT
TO 42 U.S.C. SECTION 1983 AND
FILED IN STATE COURT.

TABLE OF CONTENTS ii
TABLE OF AUTHORITIES oe
STATEMENT OF THE CASE 1
SUMMARY OF ARGUMENT 4
ARGUMENT 6
CONCLUSION 19

CERTIFICATE OF SERVICE 20

oif4 «

TABLE OF CITATIONS

CASES PAGE(S)
City of Rdgewater. 13
477 So.2d 54 (Fla.App. 1985)
DeBleecker v. 11
Montgomery County,
438 A.2d 1348 tha. 1982)
Department of Corrections 1
v. Hill,

490 So.2d 118 (Fla. 3d DCA 1986)

DeVargas v. State ex rel. 10
N.M. Dept. of Corrections
640 P.2d 1327 (N.M. Ct.App. 1981)

Edelman v. Jordan, 10, 17
415 U.S. 651 (1974)

Edgar v. State, 1l
595 P.2d 534 (1979)

Ex parte State of 8
New York No. l,
256 U.S. 490 (1921)

Ex parte Young, 17
209 U.S. 123 (1908)

Gay v. State of Texas, 11
730 S.W.2d 154 (Tex.App. 1987)

Greene v. Friend of Court, 10
Polk County,
406 N.W.2d 433 (Iowa 1987)

Hill v. Department of l, 2e
Corrections, 14, 19

513 So.2d 129 (Fla. 1987)

~- $11 -

Karchefske v. Dept. of 1l
Mental Health,
371 N.W.2d 876 (Mich.App. 1985)

Kristensen v. Strinden, 1l
343 N.W.2d 67 (N.D. 1983)

Lloyd v. Hines, 13
74 So.2d 376 (Fla.App. 1985)

Maine v. Thiboutot, 17
U.S. 1 (1980)

Martinez v. California, 14, 15,
444 U.S. 277 (1980) 16

Mazzilli v. Doud, 13
485 So.2d 477 (Fla.App. 1986)

Merritt v. State, 10
696 P.2d 871 (Idaho 1985)

Metropolitan Dade County 13
v. Wolf,

274 So.2d 584 (Fla.App. 1973)
Monell v. Dept. of Social 17

Services of City of N.Y.,
436 U.S. 658 (1978)

Pyne v. Meese, 10

218 Cal.Rptr. 87 (1985)

Quern v. Jordan, 3, 6, 9,
440 U.S. 332 (1979) 10, 11, 16
Ramah Navajo School Board 1l

v. Bureau of Revenue,

720 P.2d 1243 (1986)

=o ie «

Rankin v. Coleman, 13
476 So.2d 234 (Fla.App. 1985)

State v. Green, 10

633 P.2d 1381 (Alaska 1981)
42 U.S.C. Section 1983 2, 4, 6,
9, 10, 13,

5, 16, 17, 19

STATEMENT OF THE CASE

The Florida Supreme Court ruled that
Florida has not waived its immunity to a
federal statutory civil rights claim under

42 U.S.C. Section 1983. Hill v. Department

of Corrections, 513 So.2d 129 (Fla.

1987). The Florida Supreme Court rendered
its opinion in response to a question
certified by the District Court of Appeal,
Third District of Florida. The question
presented was:

Has the State of Florida,
pursuant to section 768.28,
Florida Statutes (1983), waived
its Eleventh Amendment and
state common law immunity and
consented to suits against the
State and its agencies under 42
U.S.C. §1983?

Department of Corrections v. Hill, 490

So.2d 118, at 120 (Fla. 3d DCA 1986).
While the Florida Supreme Court
primarily addressed the issue certified by

the Third District Court of Appeal, the

Supreme court did confront the issue

Petitioner seeks to have reviewed. Hill
had contended that the state has no common
law immunity against a suit brought under
federal law alleging the violation of a
federal constitutional right. The
Petitioner, at 7-8, states:

[T]he [Florida Supreme] Court
did not address the issues of
federal law which this case
raised. Rather, it reached its
decision that the common law
immunity of the state of
Florida and its agencies has
not been abrogated by 42 U.S.C.
Section 1983 without any
definitive authority to guide
it.

Petition at pp. 7-8.
However, the Florida Supreme Court in

Hill, supra, at 131, clearly stated:

At the outset, we note that
even though Quern was a federal
court action involving the
eleventh amendment, the United
States Supreme Court made the
statement in that case that
Congress, in enacting section
1983, did not intend “to
override the tradi’ ional

sovereign immunity of the

States." 440 U.S. at 341, 99

S.Ct. at 1145.

The Florida high court went on to cite,
and extensively quote from, a number of
state court decisions throughout the
country that had reviewed this issue and
which were in accord with the conclusions
reached in Quern v. Jordan, 440 U.S. 332
(1979).

SUMMARY OF ARGUMENT

Review of the decision of the Florida
Supreme Court is unwarranted because
neither Congress nor the Florida
Legislature has waived the state's
sovereign immunity from suit brought
pursuant to 42 U.S.C. Section 1983. There
is no conflict in case law on this issue.
While there may be philosophical
differences as to the need for state
liability under this civil rights statute,
this Court has previously reviewed this
issue and decided that Congress has not
expressed an intent to subject the states
to liability under this federal law.
Congress has the power to abrogate the
states' sovereign immunity pursuant to its
authority in the Fourteenth Amendment. And

pursuant to the supremacy clause contained

in Article VI of the Federal Constitution,
such law would be applicable to suits
brought in state court. However, Congress
has elected not to exercise that power.
Under these circumstances, further review
of this issue by this Court would be a

waste of judicial resources.

ARGUMENT

A GRANT OF CERTIORARI IS NOT
WARRANTED IN THIS CASE SINCE
THE DECISION OF THE FLORIDA
SUPREME COURT RELIES ON SETTLED
FEDERAL LAW AND THERE IS NO
CONFLICT BETWEEN THE FLORIDA
DECISION AND DECISIONS OF THIS
COURT OR OF OTHER FEDERAL
COURTS.

This Court settled the issue of whether
the states are subject to suit under 42

U.S.C. Section 1983 in Quern v. Jordan, 440

U.S. 332 (1979). The Court held that
Congress in 1871, in adopting a provision
which is now 42 U.S.C. Section 1983, did
not intend to override the traditional
sovereign immunity of the states and
subject them to liability under the Act.
In Quern the discussion of the nature of
the states' immunity was not limited to
Eleventh Amendment immunity. In reaching

its determination that Congress had not

<=>

expressed an intent to override the states'
traditional sovereign immunity, and that
the several states therefore were not
"persons" for purposes of the statute, this
Court stated:

Given the importance of the

States' traditional sovereign

immunity, if in fact the

members of the 42d Congress

believed that s.1l of the 1871

Act overrode that immunity,

surely there would have been

lengthy debate on this point

and it would have been paraded

out by the opponents of the Act

along with the other evils that

they thought would result from

the Act.

440 U.S. at 343.

While the Eleventh Amendment is a bar
to the exercise of the judicial power of
the federal courts, this Court has
recognized that Eleventh Amendment immunity
is merely an exemplification of the states'

traditional sovereign immunity directed

towards the federal courts. As stated in

Ex parte State of New York No. 1, 256 U.S.

490, at 497 (1921):

That a State may not be sued
without its consent is a
fundamental rule of
jurisprudence having so
important a bearing upon the
construction of the
Constitution of the United
States that it has become
established by repeated
decisions of this court that
the entire judicial power
granted by the Constitution
does not embrace authority to
entertain a suit brought by
private parties against a State
without consent given; not one
brought by citizens of another
State, or by citizens or
subjects of a foreign State,
because of the Eleventh
Amendment; and not even one
brought by its own citizens,
because of the fundamental rule
of which the Amendment is but
an exemplification.

It is readily acknowledged that
Congress has the authority under the

Fourteenth Amendment to abrogate the

states' Eleventh Amendment and traditional

sovereign immunity. If Congress were to
enact legislation making the states
"persons" for purposes of 42 U.S.C. Section
1983, a state could be subjected to
liability under the statute, regardless of
whether the suit was brought in federal or
state court.

In Quern, Justice Brennan realizing the
full implication of the majority's opinion,
attempted in dissent to characterize the
Court's conclusion that a State is not a
"person" for purposes of Section 1983 as
"patently dicta." However, the majority
opinion in response stated:

Mr. Justice BRENNAN's opinion

characterizes this conclusion

[that Congress did not intend

by the general language of s.

1983 to override the -

traditional sovereign immunity

of the States] as "gratuitous"

and “paten[t] dicta." Post, at

1150. But we cannot think of a

more "gratuitous" or useless

exercise of this Court's

discretionary jurisdiction than
to decide which of two

conflicting interpretations of
Edelman v. Jordan is correct,
if in truth we believed that
Edelman itself no longer were
valid. The question does not
arise out of the blue; it was
extensively discussed in our
brother BRENNAN's concurrence
in Hutto v. Finney last Term.
We therefore fail to see how
our reaffirmance of Edelman can
be characterized as "dicta."

440 U.S. at 341.
The state courts addressing this issue
have understood this Court's ruling and

have relied on Quern v. Jordan, supra, and

its predecessor, Edelman v. Jordan, 415

U.S. 651 (1974), in reaching the conclusion

that the states are not subject to
liability under 42 U.S.C. Section 1983.

See, e.g., Greene v. Friend of Court, Polk

County, 406 N.W.2d 433 (Iowa 1987); State

v. Green, 633 P.2d 1381 (Alaska 1981); Pyne
v. Meese, 172 <al.App.3d 392, 403, 218 Cal.

Rptr. 87, 92 (1985); Merritt v. State, 696

P.2d 871 (Idaho 1985); DeVargas v. State ex

rel. N.M. Dept. of Corrections, 640 P.2d

- 10 -

1327 (N.M. Ct. App. 1981); Karchefske v.

Dept. of Mental Health, 371 N.W.2d 876

(Mich. App. 1985); Gay v. State of Texas,

730 S.W.2d 154 (Tex.App. 1987); DeBleecker

v. Montgomery County, 438 A.2d 1348 (Md.

1982); Kristensen v. Strinden, 343 N.W.2d

67 (N.D. 1983).

This Court has denied certiorari in
instances where Petitioners have sought to
have this issue reviewed again. See, e.g.,

Ramah Navajo School Board v. Bureau of

Revenue, 720 P.2d 1243 (N.M. App. 1986),

cert. denied, U.S. , 107

S.Ct. 423, 93 L.Ed.2d 373 (1986); Edgar v.

State, 595 P.2d 534 (1979), cert. denied,

444 U.S. 1077, 100 S.Ct. 1026, 62 L.Ed.2d
760 (1980). Unless this Court is now of
the view that its position expressed in

Quern v. Jordan should be reversed, the

petition for writ of certiorari in this

case should be denied.

- ll -

Petitioner attempts to make a number of
points why this Court should review the
decision of the Florida Supreme Court.
Under his first ground for granting review,
in discussing concurrent jurisdiction over
federal constitutional claims, Petitioner
makes the following statement:

The Court has, however, never

considered the question of

whether a state must entertain .

a claim under Section 1983.

Petition at 9.

At best, Petitioner does not understand
that concurrent jurisdiction is a distinct
concept from sovereign immunity. The
question of whether a state court must
exercise its jurisdiction to hear a federal
constitutional claim is simply not an issue
in this case. The Florida Supreme Court
did not refuse to exercise its jurisdiction

to decide the Petitioner's 1983 claim. It

simply ruled that there was no claim

- 12 -

against the state as distinct from

individual employees of the state whose

actions may have violated Section 1983.
The claim must be against an individual, a
person, not the state itself. The Florida
courts historically have exercised their
concurrent jurisdiction to hear civil

rights claims. See, e.g., Mazzilli v.

Doud, 485 So.2d 477 (Fla.App. 1986); City
of Edgewater, 477 So.2d 54 (Fla.App. 1985);

Lloyd v. Hines, 474 So.2d 376 (Fla.App.

1985); Rankin v. Coleman, 476 So.2d 234

(Fla.App. 1985); Metropolitan Dade County

v. Wolf, 274 So.2d 584 (Fla.App. 1973),
cert. denied, 414 U.S. 1116, 94 S.Ct. 849,

38 L.Ed.2d 743 (1973). Only if a Florida
court refused to hear a 1983 claim would
this issue be a basis upon which to
petition this Court for review on a writ of

certiorari.

- 13-

Petitioner likewise misinterprets

Martinez v. California, 444 U.S. 277

(1980). Petitioner cites a number of
decisions of this Court in support of the
proposition that the Supremacy Clause
requires that federal law and policy be
applied by the state courts. Petition
pages 14 through 16. Respondent State of
Florida has no quarrel with that
principle. However, Petitioner cites

Martinez v. California, supra, as the only

decision with which the decision of the

Florida Supreme Court in Hill v. Dept. of

Corrections is allegedly in conflict.

While Petitioner fails to elucidate the
exact nature of the conflict, it would
appear that he is contending that allowing
the state's sovereign immunity to bar a

1983 suit against the state conflicts with

- 14 =

this Court's decision in Martinez. The

pertinent language of that decision is set
forth in the Petition as follows:

Conduct by persons acting under
color of state law which is
wrongful under 42 U.S.C.
Section 1983 . . . cannot be
immunized by state law. A
construction of the federal
statute which permitted a state
immunity defense to have
controlling effect would
transmit a basic guarantee into
an illusory promise; and the
supremacy clause of the
Constitution insures that the
proper construction may be
enforced.

The problem with Petitioner's inference
is that Congress has not expressed an
intent to make the states "persons" for
purposes of 42 U.S.C. Section 1983. The
Supremacy Clause has operative effect when
there is a controlling constitutional
provision or law of the United States
enacted pursuant thereof to bind state

court judges. Obviously, if Congress

- 15 =-

amended 42 U.S.C. Section 1983, pursuant to
its authority under the Fourteenth
Amendment, to make the states “persons” for
purposes of that statute, then clearly the
state courts would be bound thereby. Such
is not the law. If the Florida Supreme
Court's decision in Hill is in conflict

with this Court's decision in Martinez,

then Quern is also in conflict with

Martinez, and this is certainly not the

case.

Petitioner's final contention that the
states' sovereign immunity results in the
total foreclosure of any forum, state or
federal, for the redress of civil wrongs is
not the law. A suit may be properly
brought against a state official in his
“personal capacity" for a violation of an
individual's civil rights for monetary,
declaratory, or injunctive relief. There

is no constitutional impediment to civil

- 16 =-

rights actions against local governments
which are not part of the state for

Eleventh Amendment purposes. Monell v.

Dept. of Social Services of City of N.Y.,

436 U.S. 658 (1978). Injunctive relief is
available against state officials. Edelman

v. Jordan, 415 U.S. 651 (1974); Ex parte

Young, 209 U.S. 123 (1908). Attorney's
fees are available in actions brought on
behalf of persons who are deprived, under
color of state law, of a right secured by
the Constitution and laws of the United
States whether brought in federal or state

court. Maine v. Thiboutot, 448 U.S. l

(1980).

Congress may at some point decide to
subject the states to 1983 claims; however,
it has not taken this step. Congress has
been on notice for a number of years as to
this Court's interpretation of the word

“person” as used in 42 U.S.C. Section 1983

- 17 -

and its non-applicability to the several
states. Plaintiffs' Bar over the years has
sought new ways into the states' coffers,
but it is Congress that holds the key to
the states' treasuries. And Congress has

expressed no intent to use that key.

- 18 -

OP een,

° ne A ee RE te

REAR Rs SR

CONCLUSION

The Florida Supreme Court's decision in

Hill v. Dept. of Corrections is consistent

with decisions of this Court and other
federal courts finding that the states'
sovereign immunity bars liability from an
action brought pursuant to 42 U.S.C.
Section 1983. Congress has expressed no
intent to abrogate the states' immunity.
Under these circumstances, and in the
absence of decisional conflict, certiorari
review should be denied.

Respectfully submitted this 2a day
of January, 1988.

ROBERT A. BUTTERWORTH
ATTORNEY GENERAL

LOUIS -F. HUBENER

Assistant Attorney General
Department of Legal Affairs

The Capitol - Suite 1502
Tallahassee, Florida 32399-1050
904/488-9935

COUNSEL OF RECORD

- 19 -

CERTIFICATE OF SERVICE

I HEREBY CERTIFY that a true and correct
copy of the foregoing RESPONDENT'S BREIF IN
OPPOSITION TO PETITION FOR WRIT OF CERTIORARI
TO THE SUPREME COURT OF FLORIDA has been
furnished, by U. S. Mail, to Gregg J. Ormond,
Esquire, Lisk & Ormond, 200 Aragon Avenue,
Coral Gables, Florida 33134, Attorney for

Petitioner, this 2.nr4 day of January, 1988.

ROBERT A. BUTTERWORTH
ATTORNEY GENERAL

LOUIS F. HUBENER
Assistant Attorney General
Counsel of Record

CRAIG B. WILLIS
Assistant Attorney General

Department of Legal Affairs

The Capitol - Suite 1502
Tallahassee, Florida 32399-1050
904/488-9935

ms a

Attorneys for Respondent

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385019_0597%3A2. Public record. Not legal advice.
