# Petition for Writ of Certiorari — Survival Systems Division of the Whittaker Corp. v. United States District Court

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1988
- **Citation:** 484 U.S. 1042

## Text

3 Supreme Court, US.
| FILED

NOV 24 1987

JOSEPH F. SPANIOL, JR.
CLERK

7
87-898 /

No. 87-

In the Supreme Court

OF THE

United States

October Term, 1987

SURVIVAL SYSTEMS DIVISION OF THE
WHITTAKER CORPORATION, WHITTAKER CORPORATION,
and JOHN AGRELLA,

Petitioners,

¥.

MILLIE MAE RODRIGUEZ,
~ Respondent.

PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

Roy E. Potts
Counsel of Record
ROBERT C. HAYDEN
OVERTON, LYMAN & PRINCE
550 South Flower Street
Sevcnth Floor
Los Angeles, California 90071
(213) 683-1100
Attorneys for Petitioners
November 24, 1987

Bowne of Los Angeles, Inc.. Law Printers (215) 742-6600

1

QUESTION PRESENTED

Whether a district court has authority to remand a
properly removed case to state court after plaintiff volun-
tarily dismisses all federal causes of action in response to
a motion for summary judgment —- a basis for remand not
authorized by 28 U.S.C. § 1447(¢)?

ll

PARTIES TO THE PROCEEDING

All of the Parties to the proceeding below are listed in
the ecaption.*

*Pursuant to Rule 28.1 of the Court, Petitioner Whittaker Corpora-
tion states that is has no parent company and that it has the following
subsidiaries or affiliates that are not wholly-owned: Elsin Corpora-
tion; Polychimie, S. A.; Whittaker Bioproducts France SARL; and
Yardney-Tungstone Special Batteries Limited.

ill

TABLE OF CONTENTS

ot gt | | sy 4 | Er
PARTIES TO THE PROCEEDING.............
OD hos cates ce veccensecwvces

I.

The Ninth Cireuit’s refusal to issue a writ of
mandamus (1) permits remand for a reason not
authorized by 28 U.S.C. § 1447(¢c); (2) ignores
this Court’s Thermtron decision; and (3) conflicts
with the decisions of other courts of appeals ....

Il.

The decisions of the courts of appeals in conflict
with the Ninth Cireuit are based upon this Court’s
Thermtron decision and a refusal to expand 28
a ae

Ill.

The Ninth Cireuit decisions allowing remand
under the circumstances of this case ignore
Thermtron decision and lack proper analytical
RS eae a ee ee eee

iv

IV

Like the Ninth Cireuit decisions, those of other
courts of appeals permitting remand to state court
either fail to consider this Court’s Thermtron
decision or erroneously conclude that it is not
OU ii vc cc idee ctr encbnne eh nae cidedes

NEE oi ova wake boas Koh eee se hne ewan
APPENDIX
Opinion of Court of Appeals for the Ninth Circuit...

Order of the Court of Appeals for the Ninth Circuit
oS Pe rer rrrerrer re Terie rer i Te

Order of the United States District Court for the
Southern District of California........... ee

Page

11
12

Vv

TABLE OF AUTHORITIES

Cases

Boelens v. Redman Homes, Inc., 759 F.2d 504 (5th
Salt SE chs ace bed sawn eee cae

Carnegie-Mellon University v. Cohill, cert. granted,
107 S. Ct. 1283 (1987) (No. 86-1021) ........

Cook v. Weber, 698 F.2d 907 (7th Cir. 1983) ...
Fox v. Custis, 712 F.2d 84 (4th Cir. 1983) .....

Hofbauer v. Northwestern National Bank of Roches-
ter, 700 F.2d 1197 (8th Cir. 1983) ..........

IMFC Professional Services, Inc. v. Latin Ameri-
can Home Health, Inc., 676 F.2d 152 (5th Cir.
EE Mbenseiiset eee See an

In re Greyhound Lines, Inc., 598 F.2d 883 (5th
Ce ee rao eer eves CoE b eh ieee wees cas

In re Romulus Community Schools, 729 F.2d 431
See a I oo ong de 6 hoo vie wah ce bas

Moynahan v. Pari-Mutuel Employees Guild of Cal-
ifornia, Local 280, 317 F.2d 209 (9th Cir. 1963)

Murphy v. Kodz, 351 F.2d 163 (9th Cir. 1965) ..

Naylor v. Case and McGrath, Inc., 585 F.2d 557
ee Ewin ooo 4 oaks eben saee nia

Shamrock Oil & Gas Corp. v. Sheets, 313 U.S. 100
SERRE FES te Ripe are ee arcs a een Mea tet Am

Sheet Metal Workers International Association v.
Seay, 693 F.2d 1000 (10th Cir. 1982) .......

Sunbeam Lighting Co. v. Pacific Associated Light-
ing Inc., 328 F.2d 300 (9th Cir. 1964) .......

Swett v. Schenk, 792 F.2d 1447 (9th Cir. 1986)...

Page (s)

vi

TABLE OF AUTHORITIES
CASES
Page(s)

Thermtron Products, Inc. v. Hermansdorfer, 423
oe Fry re 7, 8,9, 11

United Mine Workers v. Gibbs, 383 U.S. 715
CROGGS 6 sancdncdnsenaetahdeseeaeee 11

Watkins v. Grover, 508 F.2d 920 (9th Cir. 1974) .. 9,10
Wham-O-Mfg. Co. v. Paradise Manufacturing Co.,

327 F.2d 748 (9th Cir. 1964) ............... 10
Statutes

SO USAC G IMOOUE) 006s hb nscnckcnesntecnvans 2

28 U.S.C. § 1441 ...... nv0es +444 tear eeee 2

otk Fe 2 Peeeeeeere rrr er Try ery rT Te 2, 4, 6

BO UBL. S GRICE) 0c a cevncdesdescnsteuseas i, 8,9, 11

No. 87-

In the Supreme Court

OF THE

United States

October Term, 1987

SURVIVAL SYSTEMS DIVISION OF THE
WHITTAKER CORPORATION, WHITTAKER CORPORATION,
and JOHN AGRELLA,

Petitioners,

We

MILLIE MAE RODRIGUEZ,
Respondent.

PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

Survival Systems Division of the Whittaker Corpora-
tion (“Survival Systems”), Whittaker Corporation, and
John Agrella, Petitioners, respectfully pray that a writ of
certiorari issue to review the decision of the United States
Court of Appeals for the Ninth Cireuit entered in the
above-entitled ease on August 27, 1987. In that decisivoui,
the Ninth Circuit denied a petition for a writ of manda-
mus concerning the December 4, 1984, Order of the
United States District Court for the Southern District of
California remanding this case to state court after dis-
missing respondent’s federal causes of action and ruling

2

that her remaining cause of action was non-federal in
nature.

OPINIONS BELOW

The August 27, 1987 opinion of the Court of Appeals for
the Ninth Cireuit (1a) is officially reported at 825 F.2d
1416 and unofficially reported at 126 L.R.R.M. 2229. The
decision of the district court is not reported and is
reprinted in the Appendix at 10a.

JURISDICTION

The Court of Appeals issued its decision on August 27,
1987. Petitioners invoke the jurisdiction of this Court
under 28 U.S.C. § 1254(1).

STATUTES INVOLVED

The statutes involved are 28 U.S.C. § 1441 and 28
U.S.C. § 1447. 28 U.S.C. § 1441 provides:

§ 1441. Actions removable generally

(a) Except as otherwise expressly provided by
Act of Congress, any civil action brought in a State
eourt of which the district courts of the United
States have original jurisdiction, may be removed by
the defendant or the defendants, to the district court
of the United States for the district and division
embracing the place where such action is pending.

(b) Any eivil action of which the district courts
have original jurisdiction founded on a claim or right

‘Citations to material printed in the annexed Appendix appear as
“__a.” Thus, the opinion of the Ninth Cireuit begins at page la of the
appendix.

3

arising under the Constitution, treaties or laws of the
United States shall be removable without regard to
the citizenship or residence of the parties. Any other
such action shall be removable only if none of the
parties in interest properly joined and served as
~ defendants is a citizen of the State in which such
action is brought.

(ec) Whenever a separate and independent claim
or cause of action, which would be removable if sued
upon alone, is joined with one or more otherwise non-
removable claims or causes of action, the entire case
may be removed and the district court may deter-
mine all issues therein, or, in its discretion, may
remand all matters not otherwise within its original
jurisdiction.

(d) Any civil action brought in a State court
against a foreign state as defined in section 1603(a)
of this title may be removed by the foreign state to
the district court of the United States for the district
and division embracing the place where such action is
pending. Upon removal the action shall be tried by
the court without jury. Where removal is based upon
this subsection, the time limitations of section
1446(b) of this chapter may be enlarged at any time
for cause shown.

(e) The court to which such civil action is removed
is not precluded from hearing and determining any
elaim in such civil action because the State court
fram which such civil action is removed did not have
jurisdiction over that claim.

i,

4

28 U.S.C. § 1447 provides:
§ 1447. Procedure after removal generally

(a) In any ease removed from a State court, the
district court may issue all necessary orders and
process to bring before it all proper parties whether
served by process issued by the State court or
otherwise.

(b) It may require the petitioner to file with its
clerk copies of all records and proceedings in such
State court or may cause the same to be brought
before it by writ of certiorari issued to such State
court.

(c) If at any time before final judgment it appears
that the case was removed improvidently and without 4
jurisdiction, the district court shall remand the ease,
and may order the payment of just costs. A certified
copy of the order of remand shall be mailed by its
clerk to the clerk of the State court. The State court
may thereupon proceed with such ease.

(d) An order remanding a case to the State court
from which it was removed is not reviewable on
appeal or otherwise, except that an order remanding
a case to the State court from which it was removed
pursuant to section 1443 of this title shall be review-
able by appeal or otherwise.

STATEMENT OF THE CASE

On February 17, 1983, Whittaker Corporation dis-
charged respondent, Millie Mae Rodriguez, as an em-
ployee of its Survival Systems Division. On February 17,
1984, respondent filed suit in the Superior Court for the
County of San Diego against Whittaker Corporation,
Survival Systems, John Agrella (hereinafter, “petition-

5)

ers’) and twenty Does. She listed six causes of action:
(1) wrongful discharge; (2) breach of contract; (3)
breach of implied in fact contract; (4) tortious breach of
implied covenant of good faith and fair dealing in the
employment contract; (5) intentional infliction of emo-
tional distress; and (6) negligent infliction of emotional
distress. The summons and complaint were served on
petitioners on or about August 9, 1984.

While an employee of Survival Systems, respondent
was represented for collective bargaining purposes by the
International Association of Machinists and Aerospace
Workers (hereinafter, the “Union’’). Her wages, hours,
and other terms and conditions of employment were
governed by a collective bargaining agreement between
the Union and Survival Systems. Respondent resorted to
the grievance procedure as a result of her discharge and
her grievance was prosecuted by the Union, but after
investigation the Union withdrew her grievance. Respon-
dent did not sue the Union for breach of the duty of fair
representation. Instead, she instituted the instant suit.
Petitioners answered and cross-complained.

The various causes of.action in respondent’s suit allege
violations of her collective bargaining agreement. Since
such suits are governed by federal law, petitioners re-
moved respondent’s suit to the United States District
Court for the Southern District of California on Septem-
ber 6, 1984.

Concurrently with the filing of their petition for re-
moval, petitioners filed a motion for summary judgment
with the district court. The primary ground for the motion
was that all of respondent’s causes of action were pre-
empted by federal labor law. In her opposition, respon-
dent conceded that all but the fifth cause of action were
preempted and were barred by the applicable statute of

bs)

limitations. She therefore requested that the district
court enter an order of dimissal as to those causes of
action. She argued, however, that the fifth cause of action
for intentional infliction of emotional distress is not
preempted by federal labor law. Respondent did not seek
remand.

On December 4, 1984, the district court, in accordance
with respondent’s request, granted petitioners’ motion for
summary judgment as to all but the fifth cause of action.
The district court denied the motion as to that cause of
action and remanded the case_to the State court “pursu-
ant to this court’s sound discretion under 28 U.S.C._
§ 1447.” (10a.)

On January 4, 1985, petitioners filed a petition for writ
of mandamus with the court of appeals. By an undated
Order filed on April 1, 1985, the court of appeals stated
that the petition presented two questions: (1) whether the
district court erred by refusing to treat the remanded
claims as artfully pleaded § 301 claims; and (2) whether
review is available under the collateral order doctrine,
thus precluding mandamus review. The court’s Order
directed respondent to file answers to these questions,
permitted petitioners to file a reply, and ordered that the
case be referred to a merits panel. (8a-9a.)

By Opinion dated August 27, 1987, the merits panel
denied the petition for writ of mandamus (7a). The court
first concluded that mandamus is the appropriate means
of review (6a). However, the court also concluded that
the district court’s remand order was correct as a matter
of law (6a-7a) because: (1) the allegations of the remain-
ing cause of action, “if proved, could sustain a finding
that the conduct was outrageous, and thus the claim was
not preempted” (7a); and (2) “once the federal claim
upon which removal was based is gone, it is within the

7

discretion of the district court to remand the state claim
to the state court from which it was removed.” (7a.) The
court, in a footnote, acknowledged that the circuits are
not in agreement as to the availability of remand for
pendent claims, and that the Supreme Court has granted
certiorari on this issue in Carnegie-Mellon University v.
Cohill, cert. granted, 107 S. Ct. 1283 (1987) (No. 86-
1021). (7a, at n.2.) However, the court stated in the same
footnote that the district court’s remand order was not
“clearly erroneous as a matter of law’ given current
Ninth Cireuit authority allowing remand under such
circumstances.

REASONS FOR GRANTING THE WRIT
I,

The Ninth Circuit’s refusal to issue a writ of mandamus
(1) permits remand for a reason not authorized by 28
U.S.C. § 1447(c); (2) ignores this Court’s Thermtron
decision; and (3) conflicts with the decisions of other
courts of appeals. a

In Thermtron Products, Inc. v. Hermansdorfer, 423 U.S.
336, 342 (1976), a decision authored by Justice White,
this Court held that: “Section 1446 provides the proce-
dure for removal; and a case removed under that section
may be remanded only in accordance with § 1447...”
(footnotes omitted). In Thermtron, a district court had
remanded a properly removed case because it determined
that, due to a congested docket, the case could be better
handled by the State court whence it had come. 423 U.S.
at 339. The Sixth Cireuit denied a petition for a writ of
mandamus, and this Court granted a petition for a writ of
certiorari and reversed the Sixth Cireuit. 423 U.S. at 341-
42.

8

The Ninth Cireuit decision in the instant case permit-
ted remand for a reason not provided in 28 U.S.C.
§ 1447(c) and ignores Thermtron. The courts of appeals
are divided over the interpretation of § 1447(c) and over
the applicability of Thermtron beyond its specific factual
circumstances. There should be a single answer, and only
this Court can resolve this conflict.

Il.

The decisions of the courts of appeals in conflict with
the Ninth Circuit are based upon this Court’s Therm-
tron decision and a refusal to expand 28 U.S.C.
§ 1447(c).

The Seventh, Fifth, and Tenth Circuits have expressly
held that remands are not proper if made for reasons
other than those permitted in 28 U.S.C. § 1447(e).

In Cook v. Weber, 698 F.2d 907, 909 (7th Cir. 1983), the
Seventh Circuit held that remand of state law claims is
not permitted, even though the federal claim was dis-
missed involuntarily. In reaching its holding, the Seventh
Cireuit stated, “In keeping with and in effectuation of
congressional policy as to removal we hold that the basis
for remanding a removed case must be grounded on
federal statutory authority.” 698 F.2d at 909.

The Fifth Circuit, in In re Greyhound Lines, Inc., 598
F.2d 883, 884-85 (5th Cir. 1979), issued a writ of manda-
mus directing the district court to retain jurisdiction in a
ease in which the plaintiff had voluntarily dismissed the
federal claim and requested and obtained a remand of the
states claims.”

“Subsequently, a panel of the Fifth Cireuit, in JMFC Professional
Services, Ine. v. Latin American Home Health, Inc., 676 F.2d 152, 159-

sawy ee

9

In Sheet Metal Workers International Association v.
Seay, 693 F.2d 1000, 1002-06 (10th Cir. 1982), modified on
other grounds on reh’g, 696 F.2d 780 (10th Cir. 1983), the
Tenth Circuit also held that remand could not be granted
for a reason not expressly specified in 28 U.S.C.
§ 1447(c¢).

Thus, the Ninth Circuit’s refusal to issue a writ of
mandamus in this ease, when remand by the district court
was not authorized by 28 U.S.C. § 1447(c), directly con-
flicts with the decisions of the Seventh, Fifth and Tenth
Circuits.

Il.

The Ninth Circuit decisions allowing remand under the
circumstances of this case ignore Thermtron decision
and lack proper analytical support.

In denying the petition for writ of mandamus, the
Ninth Cireuit cited its recent decision in Swett v. Schenk,
792 F.2d 1447 (9th Cir. 1986), for the proposition that
‘“‘onee the federal claim upon which removal was based is
gone, it is within the discretion of the district court to
remand the state claim to the state court from which it
was removed.” (7a.) The Swett decision contains a similar
statement, again without discussion of the controlling
statute or this Court’s Thermtron decision, merely citing
the Ninth Cireuit’s pre-Thermtron decision in Watkins v.

60 (5th Cir. 1982), held that there is diseretion to decline jurisdiction
over non-federal defendants once all claims against federal defend-
ants were dismsised, finding that the ease had thereby become one
“removed improvidently and without jurisdiction” and thus subject
to remand under 28 U.S.C. § 1447(¢). However, the Fifth Circuit
thereafter indicated that Jn re Greyhound Lines, Inc., is still good
law. Boelens v. Redman Homes, Inc., 759 F.2d 504, 507 n.2 (5th Cir.
1985).

10

Grover, 508 F.2d 920 (9th Cir. 1974). The Watkins case
had been removed from state court because two defend-
ants were federal court officers. After removal, the case
was dismissed as to the federal defendants and the
district court then dismissed the remainder of the case
with prejudice on the erroneous assumption that it no
longer had jurisdiction to hear the state claims against
the remaining defendants. The Ninth Cireuit reversed the
dismissal and remanded to the district court with orders
to decide “whether to hear the suit on its merits or, in its
discretion, to remand the suit to the state court from
which it was removed.” 508 F.2d at 921. The question of
whether a district court has such discretion was not an
issue before the Ninth Cireuit in Watkins and the Ninth
Cireuit cited no authority for its direction that the dis-
trict court decide whether, “in its discretion,” to remand.

Older Ninth Circuit precedent likewise fails to provide
any analytical support for that court’s assertion that
district courts have discretion to remand properly re-
moved cases after dismissal of all federal claims. In
Murphy v. Kodz, 351 F.2d 163 (9th Cir. 1965), the Ninth
Circuit held that there is discretion to remand in such
circumstances when there has been no substantial com-
mitment of judicial resource, because to conclude other-
wise would be “making the tail wag the dog.” 351 F.2d at
168. However, all three cases cited in support of the
court’s conclusion were cases in which the court affirmed
district court dismissal of the remaining non-federal
claims. Moynahan v. Pari-Mutuel Employees Guild of Cali-
fornia, Local 280, 317 F.2d 209, 211-12 (9th Cir. 1963);
Wham-O-Mfg. Co. v. Paradise Manufacturing Co., 327 F.2d
748, 753 (9th Cir. 1964); Sunbeam Lighting Co. v. Pacific
Associated Lighting Inc., 328 F.2d 300, 303 (9th Cir.
1964).

i
x
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\

Ratna CRA EO IIRL a he Wah a wor. me oe Cre

11

IV.

Like the Ninth Circuit decisions, those of other courts
of appeals permitting remand to state court either fail to
consider this Court’s Thermtron decision or errone-
ously conclude that it is not controlling.

In the ease of In re Romulus Community Schools, 729
F.2d 431 (6th Cir. 1984), the Court of Appeals for the
Sixth Circuit held that the district courts have the disere-
tion to remand state claims even if the statutory require-
ments of 28 U.S.C. § 1447(c) have not been met, after
noting that United Mine Workers v. Gibbs, 383 U.S. 715
(1966), permits dismissal of state claims in certain cir-
cumstances. The Sixth Cireuit apparently concluded that
if the district courts have the power to dismiss the state
claims under Gibbs, they could remand them instead. 729
F.2d at 439-40. However, Gibbs did not involve a removed
ease, and removal jurisdiction is based entirely upon
statutes which are to be strictly construed. Cook, 698 F.2d
at 908, citing Shamrock Oil & Gas Corp. v. Sheets, 313 U.S.
100, 108-09 (1941).

The Fourth, Eighth and Second Circuits have also held
that remands may be made for reasons not set forth in 28
U.S.C. § 1447(¢). In Fox v. Custis, 712 F.2d 84, 89-90 (4th
Cir. 1983), the Fourth Cireuit held that state claims
should be remanded after the federal claim was volunta-
rily dismissed. In Hofbauer v. Northwestern National Bank
of Rochester, 700 F.2d 1197, 1201 (8th Cir. 1983), the
Eighth Cireuit reached a similar conelusion, and in Nay-
lor v. Case and McGrath, Inc., 585 F.2d 557, 561-62 (2d
Cir. 1978), the Second Cireuit held that state claims
should be remanded after voluntary dismissal of the
federal claims. None of these decisions discuss this
Court’s Thermtron decision.

12

CONCLUSION

This Court’s review of the issue in the instant case will
resolve an important question of federal law concerning
the authority of the district courts to remand cases
properly removed from state courts after dismissal of all
federal claims, reconcile a conflict among the circuits, and
provide direction which will have a substantial impact on
federal court litigation. For these reasons, petitioners
respectfully request that their Petition for Writ of Certio-
rari to the United States Court of Appeals for the Ninth
Cireuit be granted.

November 24, 1987

Respectfully submitted,

Roy E. Potts
(Counsel of Record)

RoBERT C. HAYDEN

OVERTON, ' "MAN & PRINCE
550 South Flower Street
Seventh Floor
Los Angeles, California 90071
(213) 683-1100

Attorneys for Petitioners

APPENDIX

la

No. 85-7005
D.C. No.
CV-84-1982-JNK

UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

SURVIVAL SYSTEMS OF THE WHITTAKER Corp, et al.,
Pet:*-oners,
Vv.
UNITED STATES District CouRT

FOR THE
SOUTHERN DISTRICT OF CALIFORNIA,

Respondent,

and
MILLIE MAE RODRIGUEZ,
Real Party in Interest.

Argued and Submitted
September 11, 1985 — San Francisco, California
Filed August 27, 1987
Before: Herbert Y. C. Choy, Proeter Hug, Jr. and
Mary M. Schroeder, Circuit Judges.
Opinion by Judge Hug
Appeal from the United States District Court

for the Southern District of California
Judith N. Keep, District Judge, Presiding

OPINION

SUMMARY

Appeals/Jurisdiction

Petition for a writ of mandamus. Denied.

2a

Real party in interest Rodriguez was terminated by
petitioner Whittaker Corporation. Her state court suit
alleged various causes of action. Petitioner removed and
received summary judgment on five of the actions. Sum-
mary Judgment was based on preemption by federal law.
The district court held that the statute of limitations had
run on these federal claims. Rodriguez argued that her
sixth claim was not preempted since it was based on state
law. Summary judgment was denied on this issue and
remanded to state court. Petitioner requests a writ of
mandamus to vacate the remand.

[1] If a remand order, ordinarily reviewable by manda-
mus, rests on grounds that removal was improvident and
without jurisdiction, it is not reviewable at all. [2] The
order of remand did not resolve the substantive issue of
preemption, [3] but only the jurisdictional issue that the
inartfully pled state claim failed to establish a federal
claim. Therefore, the remand is not reviewable by appeal.
[4] Once the federal claim upon which removal was based
is gone, it is within the discretion of the district court to
remand the state claim to the state court from which it
was removed.

COUNSEL

Robert C. Hayden, Los Angeles, California, for the
petitioner.

Virginia M. Ebert, San Diego, California, for the real
party in interest.

3a

OPINION
HUG, Cireuit Judge:

Rodriguez’s state court action, asserting various
wrongful discharge claims and claims for intentional and
negligent infliction of emotional distress, was removed on
the basis of preemption under federal labor laws. The
district judge granted summary judgment against Rodri-
guez on all claims except the claim for intentional inflic-
tion of emotional distress, which she remanded to state
court. The defendants petition for writ of mandamus to
compel the district court to retain jurisdiction of that
claim.

We first face the procedural issues of whether the
remand order is reviewable at all and, if so, whether the
review should be by appeal or mandamus. We hold that
the remand is not appealable, but can be reviewed as a
request for a writ of mandamus. The substantive issue in
the ease is whether the claim for intentional infliction of
emotional distress was properly remanded.

I.
FACTS

Rodriguez’s suit in state court against Whittaker al-
leged various wrongful discharge claims, intentional in-
fliction of emotional distress, and negligent infliction of
emotional distress. Whittaker removed the case to federal
court and moved for summary judgment, alleging that
each cause of action was preempted by the National
Labor Relations Act, and that the statute of limitations
had run on these federal claims.

Rodriguez conceded that five of her claims were pre-
empted, but argued that her claim for intentional inflic-

4a

tion of emotional distress was rot preempted, as it was
based on state law. Given Rodriguez's stipulation, the
district court granted summary judgment as to the other
five claims.

The district court then denied the motion for summary
judgment on the claim of intentional infliction of emo-
tional distress. An emotional distress claim asserted
under state law is not preempted if it is “unrelated to
employment discrimination or a function of the particu-
larly abusive manner in which the discrimination is ae-
complished or threatened rather than a function of the
actual or threatened discrimination itself.” Farmer v.
United Bhd. of Carpenters and Joiners of America, 430 U.S.
290, 305 (1977). The district court found that several of
the facts alleged in Rodriguez’s claim would support this
type of state cause of action for outrageous conduct,
which is not preempted, including claims that Rodriguez
was held in a work area against her will by threat of
physical force and was requested to commit lewd sexual
acts.

The district court than remanded this emotional dis-
tress claim to state court. Whittaker requests a writ of
mandamus to vacate this remand.

Il.
REVIEW OF A REMAND ORDER

[1] An order remanding an action, if reviewable at all,
is ordinarily reviewed by mandamus. Thermtron Products,
Inc. v. Hermansdorfer, 423 U.S. 336, 352-53 (1976). How-
ever, if a case is remanded on the ground that removal
was improvident and without jurisdiction, 28 U.S.C.
§ 1447(c) (1982), the remand order “is not reviewable on

A A tO Gy > eats —

ae

5a

appeal or otherwise.” 28 U.S.C. § 1447(d) (1982); Therm-
tron, 423 U.S. at 346.

Here, remand could not possibly have been based on
section 1447(c); removal had not been “without jurisdic-
tion,” since five of Rodriguez’s claims were held to be
preempted by federal law. The statutory preclusion of
review under section 1447(d) is therefore not applicable.

A question exists as to whether the order is reviewable
by direct appeal, because the requested extraordinary
review by mandamus is not available if review can be
obtained by appeal. Moses H. Cone Memorial Hosp. v.
Mercury Constr. Corp., 406 U.S. 1, 8 n.6 (1983). We have
held that a remand order may be reviewed on appeal as a
final collateral order under 28 U.S.C. § 1291 if the order
resolves the merits of a matter of substantive law apart
from any jurisdictional decision. Clorox Co. v. U.S. Dis-
trict Court, 779 F.2d 517, 520 (9th Cir. 1985); Pelleport
Investors, Inc. v. Budco Quality Theatres, Inc. 741 F.2d
273, 276-78 (9th Cir. 1984).

[2] In this ease, the order of remand did not resolve a
matter of substantive law, as in Pelleport or Clorox. The
ruling of the district court was that the state cause of
action alleged in Rodriguez’s complaint was not an art-
fully pled federal claim that was preempted by federal
labor law. This did not finally resolve the issue of preemp-
tion, which could still be raised as a defense to the state
claim in the state court. Thus, if the proof in state court
were such as to justifv the conelusion that the cause of
action was completely preempted by federal labor law, the
defense of preemption could be sustained. The ruling of
the district court was simply that the allegations of the
complaint did not justify such a result.

6a

[3] Thus, the only issue decided by the remand order is
the jurisdictional issue, that the claim of intentional
infliction of emotional distress was a state claim and not
an artfully pled federal claim. This district judge then
exercised her discretion in remanding that state claim.
Therefore, the remand is not reviewable on appeal as a
substantive decision under the doctrine of Pelleport and
Clorox. The only avenue of review available is by manda-
mus under the authority of Thermtron.

Il.
ISSUANCE OF A WRIT OF MANDAMUS

The issuance of a writ of mandamus is an extraordinary
remedy available to the courts of appeal under 28 U.S.C.
§ 1651 (1982). Will v. United States, 389 U.S. 90, 95
(1967). In Bawman v. U.S. District Court, 557 F.2d 650,
654-55 (9th Cir. 1977), we set forth guidelines for when
the issuance of a writ of mandamus is appropriate. Al-
though several indicators are specified for consideration
in Bauman, one factor is determinative in this ease. When
the district court’s order is correct as a matter of law, it is
obvious that the writ of mandamus should not be issued. '

'The guidelines enumerated in Bauman are (1) the party seeking
the writ has no other adequate means to obtain the desired relief,
such as a direct appeal; (2) The petitioner will be prejudiced or
damaged in a manner not correctable on appeal; (3) The district
court’s order is clearly erroneous as a matter of law; (4) The district
court’s order represents an error often made, or is indicative of a
persistent disregard of the federal rules; and (5) The district court’s
order involves new and important issues, generally of first impres-
sion. All of these guidelines need not be met and they may not all be
applicable in any one case. Bauman, 557 F.2d at 655. With regard to
the first two factors, we have noted that Rodriguez [sic] has no other
avenue of review in federal court; however, the issue of preemption
remains open for determination and review in state court. The third

Ta

The Supreme court’ holding in Farmer v. Carpenters,
430 U.S. at 305, that a state claim for infliction of
emotional distress is not preempted if it was the result of
particularly abusive conduct, provides a sound basis for
the district court’s conclusion that the complaint alleged
a non-preempted state claim. The allegations of the com-
plaint, if proved, could sustain a finding that the conduct
was outrageous, and thus the claim was not preempted.
The district judge’s holding was correct that a non-
preempted state claim was alleged.

[4] While a federal court has jurisdiction to retain and
decide a state claim that is not independently removable,
once the federal claim upon which removal was based is
gone, it is within the discretion of the district court to
remand the state claim to the state court from which it
was removed. Swett v. Schenk, 792 F.2d 1447, 1450 (9th
Cir. 1986).”

The petition for a writ of mandamus is denied.

factor is determinative. It is apparent that if the district court’s legal
conclusion is correct, the fourth and fifth enumerated factors become
irrelevant.

“We recognize that the circuits are not in agreement as to the
availability of remand for pendent claims, and that the Supreme
Court has granted certiorari on this issue. Carnegie-Mellon Univ., et
al. v. Cohill, 107 S. Ct. 1283 (1987). The relevant test, however, is :
whether the district court court’s [sic] order was clearly erroneous
as a matter of law. Given the Ninth Circuit authority allowing remand
under the circumstances of this case, the remand order was obviously
not clearly erroneous.

8a

No. 85-7005
DC# CV-84-1982 JNK
Southern California
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
SURVIVAL SYSTEMS DIVISION OF THE
WHITTAKER CORPORATION, et al.,
Petitioners,
vs.

UNITED STATES DISTRICT COURT FOR THE
SOUTHERN DISTRICT OF CALIFORNIA,
Respondent,
and
MILLIE MAE RODRIGUEZ,

Real Party in Interest.

ORDER

Filed April 1, 1985

Before: WALLACE, FLETCHER, and WIGGINS, Cir-
cuit Judges

The petition » »sents the question whether the district
court erred by refusing to treat the remanded claims as
artfully pleaded § 301 claims. See Hunter v. United Van
Lines, 746 F.2d 635, 642-43 (9th Cir. 1984). See also
Aragon v. Federated Department Stores, Inc., 750 F.2d
1447 (9th Cir. 1985). Another question is whether review
is available under the collateral order doctrine, thus
precluding mandamus review. See Pelleport Investors, Inc.
v. Budco Quality Theatres, Inc., 741 F.2d 273, 276 (9th
Cir. 1984).

Answers to these two questions shall be filed, according
to the provisions of Fed. R. App. P. 21(b), within 28 days
of the entry of this order. Petitioners may file a reply

9a

within 14 days of service of any answers. Upon receipt of
the answers and reply, this case will be submitted to a
merits panel with Paige v. Henry J. Kaiser Co., No. 84-
2246, and Henry J. Kaiser Co. v. United States District
Court, No. 84-7866, which present a similar issue.

10a

Civil No. 84-1982-K

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF CALIFORNIA

MILLIE MAE RODRIGUEZ,
Plaintiff,
VS.
WHITTAKER CORPORATION, et al.,
Defendants.

ORDER

Filed date illegible

The motion of Defendants WHITTAKER CORPORA-
TION (Petitioners herein) for Summary Judgment hav-
ing come before this court on October 9, 1984, and the
issues having been heard and considered,

IT IS ORDERED,

1. The motion for Summary judgment as to the First,
Second, Third, Fourth and Sixth Causes of Action in the
Plaintiff's complaint are granted.

2. The motion for Summary Judgment as to the Fifth
Cause of Action is denied.

3. The Fifth Cause of Action and the Cross-Complaint
are remanded to the State Court, pursuant to this court’s
sound discretion under 28 U.S.C. § 1447. See, Libhart v.
Santa Monica Dairy Co., 592 F.2d 1062 (9th Cir. 1979);

Winn

lla

Three J Farms, Inc. v. Alton Box Board Co., 609 F.2d 112,
114 (4th Cir. 1979), cert. denied, 445 U.S. 911 (1980).

Dated: 12/4/84

JUDITH N. KEEP

Judith N. Keep, Judge
United States District Court

Copies to:

VIRGINIA M. EBERT, Esq.
2800 El Cajon Boulevard
San Diego, CA 92104 ~

Roy E. Potts, Esa.
OVERTON, LYMAN & PRINCE
Seventh Floor

550 South Flower Street
Los Angeles, CA 90071

PROOF OF SERVICE BY MAIL

I am a citizen of the United States and a resident of the
City and County of Los Angeles; I am over the age of
eighteen years and not a party to the within action; my
business address is: 1706 Maple Avenue, Los Angeles,
California.

On November 24, 1987, I served the within Petition for a
Writ of Certiorari in re: “Survival Systems vs. Millie Mae
Rodriguez” in the United States Supreme Court, October
Term 1987, No. ........ :

On the Parties in said action, by placing Three copies
thereof enclosed in a sealed envelope with postage fully
prepaid, in the United States post office mail box at Los
Angeles, California, addressed as follows:

Law Offices of Virginia M. Ebert
Virginia M. Ebert, Esq.

3991 Ohio Street

San Diego, California 92104

All Parties required to be served have been served.

I certify (or declare), under penalty of perjury, that the
foregoing is true and correct.

Executed on November 24, 1987, at Los Angeles,
California

13)

ee ne

CE CE MEDINA

BEST AVAILAE

LE COPY

;

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385019_0483%3A1. Public record. Not legal advice.
