# Amicus Curiae Brief — Tennessee v. Herrington

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385019_0223%3A4

## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 1987
- **Citation:** 480 U.S. 946

## Text

ee )

Supreme Court, U.S,
EILED

;

NO. 86-1280 ‘ )

PH F. SPANIOL, JR.

Supreme Court of the Unite

OCTOBER TERM, 1986

STATE OF TENNESSEE,

Petitioner,

vs.
JOHN HERRINGTON,
SECRETARY OF THE UNITED STATES
DEPARTMENT OF ENERGY,
Respondent.

ON PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

BRIEF FOR
THE STATES OF NORTH CAROLINA, KENTUCKY,
MISSISSIPPI, OHIO AND WEST VIRGINIA,
AMICI CURIAE, IN SUPPORT OF THE STATE OF
TENNESSEE’S PETITION FOR WRIT OF CERTIORARI

Lacy H. Thornburg
Attorney General of North Carolina

H. Al Cole
Senior Deputy Attorney General

Daniel C. Oakley
Special Deputy Attorney General

Counsel for Amici

ALPHA Grapuics, INC. e WASHINGTON, D.C. e (202) 331 8101

LIST OF AMICI STATES

STATE OF KENTUCKY :
Honorable David L. Armstrong 3
Attorney General i

STATE OF MISSISSIPPI

Honorable Edwin Lloyd Pittman,
Attorney General

Sidney J. Martin,
Deputy Attorney General

Lisa A. Spruill,
Special Assistant Attorney General

STATE OF NORTH CAROLINA

Honorable Lacy H. Thornburg,
Attorney General

H. Al Cole,
Senior Deputy Attorney General

Daniel C. Oakley,
Special Deputy Attorney General
STATE OF OHIO

Honorable Anthony J. Celebrezze, Jr.,
\ttorney General

Sharon L. Sigler,
Assistant Attorney General

STATE OF WEST VIRGINIA

Honorable Charlie Brown,
Attorney General

QUESTIONS PRESENTED

1. Did the United States Department of Energy (DOE)
violate the rights of the State of Tennessee under the
Nuclear Waste Policy Act of 1982 (NWPA) in refusing to
“consult and cooperate” with Tennessee officials in de-
termining the suitability of sites in Tennessee for a (first-of-
its-kind) facility to process and store spent nuclear fuel
generated by the nation’s civilian nuclear power plants?

2. When does the NWPA require DOE to “consult and
cooperate” with Tennessee officials in determining the
suitability of sites in Tennessee for a nuclear waste storage
facility?

(A) Does the NWPA require consultation and
cooperation with Tennessee when DOE evaluates the
suitability of areas in Tennessee for a nuclear waste
storage facility?

(B) Or does the NWPA require consultation and
cooperation only upon completion of DOE’s planning
process and after Congress authorizes site-specific,
design-specific plans to construct the facility in
Tennessee?

3. In light of the clear congressional mandate that DOE
engage in “meaningful” consultation and cooperation with
potential host states for proposed nuclear waste storage
facilities, did the Court of Appeals misapply Chevron, USA,
Inc. v. Natural Resources Defense Council, Inc., 467 U.S. 837
(1984),, by deferring to a DOE interpretation of the NWPA
that calls for consultation and cooperation with Tennessee
only after congressional authorization of DOE’s proposed
site-specific, design-specific plan to construct a facility in
Tennessee?

il

TABLE OF CONTENTS

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ARGUMENT:

THE DECISION OF THE SIXTH CIRCUIT

COURT OF APPEALS CONTRAVENES THE
CONGRESSIONAL INTENT OF THE

NUCLEAR WASTE POLICY ACT FOR

BROAD AND MEANINGFUL STATE
PARTICIPATION IN NUCLEAR WASTE
FACILITY SITING PROCESSES AND
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SUMMARY OF ARGUMENT ...... rr ree ene wrt 7
CEP EINES 0 pcan a kee these a deWee wes ee ee eee 8

gy we ee ee rr rs 9

iii

TABLE OF AUTHORITIES

PAGE

CASES CITED
Chevron, U.S.A., Inc. v. Natural Resources Defense

Council, Inc., 467 U.S. 837 (1984) ........... a>G7
Tennessee v. Herrington, 626 F.Supp. 1345

ee WU Soo kasi eoeecae se ore 6
Tennessee v. Herrington, 806 F.2d 642

Se SN Ns aie Pha ras hes cas thn cdiwitoeees 3
STATUTES CITED
42 U.S.C. § 7401, et seq (1977)..... 00 cece. 6
42 U.S.C. § 10101, et seq (1982).........000 0.0.00, 1
OZ U.S.C. § 10152... ceccccccccvccscevceccccuses 2
42 U.S.C. § 10132 (b) (1) (A) ..... 0. eee eee, 2
42 U.S.C. § 10136(a) ....... 0... eee, 2
42 U.S.C. § 10137(b)... 2. eee eee 3, 5
42 U.S.C. § 10161....... cece eee eee 5
42 U.S.C. § 10161(h).... een, 5, 6
MISCELLANEOUS
Cong. Rec. S. 15642 (December 20, 1982) ........... 5

H.R. Rep. No. 491, Part 1, 97th Cong., 2d Sess.
26, reprinted in 1982 U.S. Code Cong. & Ad.
PO ic hoe ces Se esunssneednecencesvcces 4

NO. 86-1280

IN THE

Supreme Court of the United States

OCTOBER TERM, 1986

STATE OF TENNESSEE,
Petitioner,
vs.
JOHN HERRINGTON,
SECRETARY OF THE UNITED STATES
DEPARTMENT OF ENERGY,
Respondent.

ON PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

BRIEF FOR
THE STATES OF NORTH CAROLINA, KENTUCKY,
MISSISSIPPI, OHIO AND WEST VIRGINIA,
AMICI CURIAE, IN SUPPORT OF THE STATE OF
TENNESSEE’S PETITION FOR WRIT OF CERTIORARI

INTEREST OF AMICI STATES

The amici states, North Carolina, Kentucky, Mississippi,
Ohio and West Virginia are interested in the review of this
matter by the United States Supreme Court for several
reasons. The Nuclear Waste Policy Act, 42 U.S.C. §§ 10101,
et seq (1982) (NWPA, provides for a comprehensive
approach to the management and storage of spent nuclear
fuel and high-level radioactive waste in this country, and
establishes as one of its focal themes a joint federal/state
cooperative system. The individual amici states may be-

come integral players in that system, but additionally may
experience direct effects from the transportation of wastes
to and from the Monitored Retrievable Storage (MRS)
facility, which is the subject of this matter. The amici states
believe that the actions of the Department of Energy
(DOE) with regard to determining the appropriateness of a
MRS facility in our sister state of Tennessee are not in
compliance with the spirit and letter of the NWPA, but
equally as important to the amici, bode ominously for the
future relationship between the states and DOE.’ The
instant case represents the first opportunity for the United
States Supreme Court to interpret this important Act, and
provides an excellent opportunity for the national
ramifications of a narrowly-construed DOE policy of
“consultation and cooperation” to be reviewed.

The amici states vigorously support the Petition for Writ
of Certiorari of the State of Tennessee, and request this
Court to exercise its judicial discretion to consider this
matter, which involves an issue of obvious importance to
the states and the citizens of the nation. The United States
Supreme Court review of the interpretation of the NWPA
made below is of vital interest to the amici states.

‘The State of North Carolina is concerned about this future
relationship between the states and DOE since it had two sites under
consideration by DOE for possible development of a second re-
pository under 42 U.S.C. § 10132, prior to suspension of that process.
The State of Mississippi is equally concerned because the DOE is
analyzing two sites within her borders for a nuclear waste repository.
One Mississippi sitm has been designated as a “potentially acceptable
site” [42 U.S.C. § 10136(a)] and nominated for site characterization by
the Secretary of Energy [42 U.S.C. § 10132(b) (1) (A)], and the other
site is under consideration for the second repository. The citizens of
these States fully expect meaningful “consultation and cooperation.”

ARGUMENT

THE DECISION OF THE SIXTH CIRCUIT COURT
OF APPEALS CONTRAVENES THE CONGRESSIONAL
INTENT OF THE NUCLEAR WASTE POLICY ACT
FOR BROAD AND MEANINGFUL STATE
PARTICIPATION IN NUCLEAR WASTE FACILITY
SITING PROCESSES AND DETERMINATIONS.

The State of Tennessee has brought forward its Petition
for Writ of Certiorari for two reasons, with which the amici
states are in complete agreement. The decision below,
Tennessee v. Herrington, 806 F.2d 642 (6th Cir. 1986), (1)
erroneously determines key provisions of the NWPA
relating to the consultation and cooperation between the
states and DOE in sucha manner that the underpinnings of
the contemplated cooperative m -chanism may be seri-
ously eroded, and, (2) erroneously applies the principles
of Chevron, ULS.A., Inc. v. Natural Resources Defense Council,
Inc., 467 U.S. 837 (1984), to frustrate the Congressional
intent of NWPA for full state participation.

The NWPA provisions relating to full and meaningful
state participation in nuclear waste decision-making are
clear, and are of vital importance to the continued viability

of the Act and public acceptance of the determinations
made thereunder. 42 U.S.C. § 10137(b) provides as
follows:

In performing any study of an area within a
State for the purpose of determining the suit-
ability of such area for a repository pursuant to
section 10132(c) of this title, and in subsequently
developing and loading any repository within
such State, the Secretary shall consult and co-
operate with the Governor and legislature of
such State and the governing body of any af-
fected Indian tribe in an effort to resolve the
concerns of such State and any affected Indian

tribe regarding the public health and safety,
environmental, and economic impacts of any
such repository. In carrying out his duties under
this part, the Secretary shall take such concerns
into account to the maximum extent feasible and
as specified in written agreements entered into
under subsection (c) of this section.

The crucial importance of this process to the entire
decision-making matrix for nuclear waste management
and storage cannot be understated. Reference to the

Legislative History of the Act will bear this out.

H.R. 3809 as amended by the Committee pro-
vides for states or tribes which are “hosts” to sites
ied for repositories . . . clear rights and
procedures for participation in decisions effect-

ing the sites. ...

... Although the Department [of Energy] will
have fundamental responsibilities under the
Committee amendment to meet schedules, fully
explore sites and develop timely and appropriate
information for regulatory proceedings, its re-
sponsibilty to respond to and implement all
reasonable suggestions of a state or tribe is also
considered essential to the orderly implementa-

tion of the repository program.

... The state or tribe on whose territory a site is
located is considered to be the primary govern-
mental participant in the repository program.
H.R. Rep. No. 491, Part 1, 97th Cong., 2d Sess. 26,
reprinted in 1982 U.S. Code Cong. & Ad. News

3792, 3811-12.

x~o

In the instant case, the sections of NWPA involving the
MRS facility, 42 U.S.C. § 10161, should not be read with a
blind eye to the remainder of the Act. 42 U.S.C. § 10161(h)
incorporates by reference the “consultation and coopera-
tion” provisions of the Act, making them specifically
applicable to the MRS siting process. 42 U.S.C. § 10161(h)
provides as follows:

Any facilities authorized pursuant to this sec-
tion shall be subject to the provisions of sections
10135, 10136(a), 10136(b), 10136(d), 10137, and
10138 of this title. For purposes of carrying out
the provisions of this subsection, any reference in
sections 10135 through 10138 of this title to a
repository shall be considered to refer to a
monitored retrievable storage facility.

In the opinion of the Sixth Circuit Court of Appeals, the
key word “authorized” is interpreted narrowly to defeat
the utilization of the very procedures the section is
designed to incorporate. 42 U.S.C. § 10137(b) clearly
requires consultation and cooperation as a part of any DOE
study within a State. To interpret “authorized” in such a
manner as to prevent that occurrence is not a required
construction of the Act, and leads to the anomalous result
facing Tennessee at present. The proposal of the DOE
regarding the MRS facility, which triggered the instant
litigation, is a fait accompli without Tennessee participation.
Tennessee has correctly pointed out that its input may bea
virtual nullity once Congressional authorization is ob-
tained. The District Court’s determination that

2 As the State of Tennessee noted in its Petition, Senator McClure
commented on the addition of 42 U.S.C. § 10161 (h) to the Act, directly,
as follows: “Full state participation is provided for the MRS program in
exactly the same way as it is provided in the case of repository sites.”
Cong. Rec. S. 15642 (December 20, 1982).

the term ‘authorized’ in Section 141(h) must
assume the meaning advanced by the State
referring to a facility ‘generally contemplated for
study and development by the Secretary and
presentation to Congress’... . Tennessee v. Herring-
ton, 626 F.Supp. 1345, 1359 (M.D. Tenn., 1986),

is clearly the more appropriate resolution of any ambiguity
in the meaning of “authorized.” Neither DOE nor the
majority opinion of the Sixth Circuit Court of Appeals
made an attempt to read 42 U.S.C. § 10161(h) contextually
with the remainder of the NWPA. This failure greatly
concerns the amici states, which must now suspect that
DOE will take the opportunity to narrowly interpret key
provisions of the Act to the detriment of full State
participation. This occurrence is even more likely if the
opinion of the Sixth Circuit regarding the applicability of a
Chevron, supra, analysis to the DOE’s construction of
NWPA is allowed to stand.

The amici states strenuously assert that the Circuit Court
misapplied the principle of statutory construction as set
forth in Chevron, supra. That case involved a review of
EPA’s air quality regulations regarding the use of the
“bubble” concept around a polluting industry. The Court
found that there was neither statutory language nor
specific legislative intent to define the term “stationary
source” as used in the Clear Air Act Amendments of 1977,
42 U.S.C. § 7401, et seq (1977); and that the use of the
“bubble concept” was a reasonable policy choice for the
agency to make, and was entitled to deference.

The instant case can be distinguished from Chevron.
First, even though the NWPA is arguably ambiguous
regarding the timing of MRS consultation and coopera-
tion, the Congressional intent through the legislative
history is evident. State participation throughout the

process is firmly established. In Chevron, Congress did not
squarely address the definition of “stationary source” in
either the statute or in the legislative history, but left that
issue and other policy decisions to EPA.

Secondly, EPA’s interpretation in Chevron came after the
process of promulgating regulations (with notice and
hearing), as opposed to DOE’s unilateral decision not to
consult and cooperate with Tennessee during the site
screening and technology selection process. DOE's posi-
tion appears to be a post hoc rationalization in response to
a law suit rather than a policy considered and promulgated
through “informed rulemaking.”

The statute requires DOE to consult and cooperate with
Tennessee (and other states, if under study for a MRS or
repository pursuant to the NWPA). The Congressional
intent provides that states should participate. The Chevron
case was misapplied below, as there is a substantial
difference between an agency policy developed through
rulemaking and one developed to rationalize neglect of
statutory responsibility. |

SUMMARY OF ARGUMENT

The amici states support the granting of the State of
Tennessee’s Petition for Writ of Certiorari. This matter
should be heard because of the significant questions
brought forward concerning the Nuclear Waste Policy Act,
an Act of extreme national importance. The interpretations
of the Act at issue should be settled by this Court. The
decision below renders meaningless a vital component of
the Act’s delicate mechanism for assuring that sound
policy determinations are made--that of a full “consulta-
tion and cooperation” process between affected states and
the Department of Energy. Further, the decision errone-
ously allows deference to the Department of Energy’s

construction of the Act in a situation entirely divorced
from more accepted notions of agency expertise.

CONCLUSION

For the reasons set forth above, the amici states, North
Carolina, Kentucky, Mississippi, Ohio and West Virginia,
respectfully request, in support of the State of Tennessee,
that a Writ of Certiorari issue to review the judgment and
opinion of the United States Court of Appeals for the Sixth
Circuit, decided and filed November 25, 1986.

Respectfully submitted this the 7th day of March, 1987.

LACY H. THORNBURG
Attorney General

H. Al Cole
Senior Deputy Attorney General

Daniel C. Oakley oe)
Special Deputy Attorney General

N. C. Department of Justice
P. O. Box 629

Raleigh, North Carolina 27602-0629
919/733-5725

a RT

CERTIFICATE OF SERVICE

This is to certify that I have this day served the requisite
number of copies of the foregoing BRIEF FOR THE
STATES OF NORTH CAROLINA, KENTUCKY, MISSIS-
SIPPI, OHIO AND WEST VIRGINIA, AMICI CURIAE, IN
SUPPORT OF THE STATE OF TENNESSEE'S PETITION
FOR WRIT OF CERTIORARI on the attorneys of record by
depositing a copy in the United States Mail, postage
prepaid, addressed as follows:

Mr. Frank J. Scanlon

Deputy Attorney General

State of Tennessee

450 James Robertson Parkway
Nashville, Tennessee 37219-5025

Honorable John S. Herrington

Secretary of the U.S. Department of Energy
James Forrestal Building

1000 Independence Avenue, S.W.
Washington, D.C. 20585

Honorable Charles Fried

Solicitor General

United States Department of Justice
Constitution Avenue & 10th Street
Washington, D.C. 20530

This the 7th day of March, 1987.

LACY H. THORNBURG
Attorney General

Daniel C. Oakley

Special Deputy Attorney General
P. O. Box 629

Raleigh, N.C. 27602-0629
919/733-5725

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385019_0223%3A4. Public record. Not legal advice.
