# Opposition Brief — Wright v. United States

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1987
- **Citation:** 481 U.S. 1013

## Text

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No. 86-1127
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$n the Supreme Court of the E Mtee States

OCTOBER TERM, 1986

PATRICK H. WRIGHT, JR., AND
WILLIAM E. ARMSTRONG, PETITIONERS

v.

UNITED STATES OF AMERICA

ON PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR
THE FIFTH CIRCUIT

BRIEF FOR THE UNITED STATES IN OPPOSITION

CHARLES FRIED
Solicitor General
WILLIAM F. WELD
Assistant Attorney General
JOEL M. GERSHOWITZ
Attorney

Department of Justice
Washington, D.C. 20530
(202) 633-2217

QUESTION PRESENTED

Whether the government proved that petitioners’ extor-
tionate conduct affected commerce, as required by the
Hobbs Act, 18 U.S.C. 1951(a).

(1)

TABLE OF CONTENTS

Page
I oS eee ee I
ee ee kaa Phe ds ue hse etka ee #0 ab Y I
Se get ES ly I aC l
Te Die Ce Nee yo Adie kw no ae pee eRe Oe 7
eee a es Vb kb week Oe 14
TABLE OF AUTHORITIES
Cases:
Gibbons v. Ogden, 22 U.S. (9 Wheat.) 1 (1824) ......... 7
Stirone v. United States, 361 U.S. 212 (1960) ........... 7, 10
United States v. Anderson, 809 F.2d 1281 (7th Cir.
ay ea 9, 10, 11, 13
United States v. Angelilli, 660 F.2d 23 (2d Cir. 1981), cert.
I TO MED occu eh sane nsec cds viele 8, 10
United States v. Bagnariol, 665 F.2d 877 (9th Cir. 1981),
Soe SE ER e+, rr 9, 10
United States v. Billups, 692 F.2d 320 (4th Cir. 1982),
cert. denied, 464 U.S. $20 (1963) ... 2... eee 8, 11
United States v. Boulahanis, 677 F.2d 586 (7th Cir.), cert.
ER RE 0 13-14
United States v. Brantley, 777 F.2d 159 (4th Cir. 1985),
cert. denied, No. 85-2003 (Oct. 6, 1986) ............. 11
United States v. Culbert, 435 U.S. 371 (1978) ........... 7,10
United States v. Darby, 312 U.S. 100 (1941)... 2. ....... 7
United States v. Elders, 569 F.2d 1020 (7th Cir. 1978) .... i3
United States v. Harding, 563 F.2d 299 (6th Cir. 1977),
cert, Gemeen, 4546 U.S. 1062 (1978) .. 2... eee 8
United States v. Lewis, 797 F.2d 358 (7th Cir. 1986) ..... 11
United States v. Mattson, 671 F.2d 1020 (7th Cir. 1982) .. 12,
13, 14
United States v. Merolla, 523 F.2d 51 (2d Cir. 1975) ..... 10
United States v. Murphy, 768 F.2d 1518 (7th Cir. 1985),
cert. denied, No. 85-924 (Feb. 24, 1986) ............. HZ, 13
United States v. Rabbitt, 583 F.2d 1014 (8th Cir. 1978),
cert. denied, 439 U.S. 1116 (1979) .................. 8
United States v. Starks, 515 F.2d 112 (3d Cir. 1975) ..... 8
United States v. Staszcuk, 517 F.2d 53 (7th Cir.), cert.
RM oe) 12

(II1)

Cases — Continued: Page
United States v. Tuchow, 768 F.2d 855 (7th Cir. 1985)... 8
United States v. Zemek, 634 F.2d 1159 (9th Cir. 1980), |
cert. denied, 450 U.S. 985 (1981) ................... 8
Statute:

Hobbs Act:

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Jn the Supreme Court of the Anited States

OCTOBER TERM, 1986

No. 86-1127

PATRICK H. WRIGHT, JR., AND
WILLIAM E. ARMSTRONG, PETITIONERS

Vv.

UNITED STATES OF AMERICA

ON PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR
THE FIFTH CIRCUIT

BRIEF FOR THE UNITED STATES IN OPPOSITION

OPINIONS BELOW

The opinion of the court of appeals (Pet. App. la-21a)
is reported at 797 F.2d 245. The opinion denying rehearing
(Pet. App. 22a-23a) is unreported. The opinion of the
district court (Pet. App. 24a-32a) is unreported.

JURISDICTION

The judgment of the court of appeals (Pet. App. la-21a)
was entered on August 18, 1986, and a petition for rehear-
ing was denied on November 6, 1986 (Pet. App. 22a-23a).
The petition for a writ of certiorari was filed on January 5,
1987. The jurisdiction of this Court is invoked under 28
U.S.C. 1254(1).

STATEMENT
1. Following a bench trial in the United States District

Court for the Western District of Louisiana, petitioners
were convicted of extorting money under color of official

(1)

2

right, in violation of the Hobbs Act, 18 U.S.C. 1951, and
of conspiracy to commit that offense. They were each
sentenced to two years’ imprisonment. The court of ap-
peals affirmed (Pet. App. la-21a).

The evidence at trial showed that before 1980 petitioner
Wright was the City Attorney for Monroe, Louisiana. He
hired petitioner Armstrong as an assistant city attorney. In
July 1980, Wright resigned from his position to enter
private practice. That practice included the defense of
“driving while intoxicated” (DWI) cases; Wright
represented clients in numerous DWI cases that were pros-
ecuted by Armstrong. Armstrong remained an assistant
city attorney until he was removed in March 1984. Be-
tween late 1980 and mid-1983, Armstrong was the only
assistant city attorney handling traffic offenses. Pet. App.
2a.

In November 1980, one William Burns was involved in
an automobile accident with a large tanker truck. Burns
suffered serious injuries and was rushed to the hospital. A
blood sample taken from him at the hospital revealed that
he was intoxicated at the time of the accident. Tr. 50-52.

An arrest warrant was sworn out for Burns in December
1980. When Burns heard that there was a warrant out-
standing for his arrest, he contacted Armstrong to inquire
about it. In the course of their conversation, Armstrong
suggested that Burns retain a lawyer to institute a civil ac-
tion against the owner and operator of the tanker truck.
Armstrong suggested Wright as an attorney for Burns to
retain in connection with his civil action.' Burns later re-

' Armstrong testified that Wright’s name was only one of several
names he gave to Burns (Tr. 1472-1473). However, the government in-
troduced a transcript of the initial client interview between Burns and
Wright (GX G24), which reflected that Wright and Armstrong had
already discussed the Burns case, including Burns’s medical expenses
and his blood alcohol level (GX G24, at 6, 16; Gov’t C.A. Br. 33-34).
This evidence suggests that Armstrong may have sent Burns specifical-
ly to Wright.

tained Wright’s law firm on a one-third contingent-fee
basis to represent him in the civil action. Burns’s lawsuit
was filed in May 1981 and was handled almost entirely by
an associate of Wright’s. After the court in the civil suit
entered an order upholding the admissibility of the results
of Burns’s blood alcohol test showing him to have been in-
toxicated at the time of the accident, the case was settled
for $35,000. Pet. App. 3a.

Burns was never prosecuted for DWI. By March 1982,
Armstrong had recalled the warrant, ostensibly because
the charges against Burns had lapsed under Louisiana law.
Pet. App. 3a.

After the settlement was agreed upon, Wright told his
associate who was handling the case that Armstrong was
to receive a referral fee of approximately one-third of the
attorney’s fee. When the associate protested, Wright spoke
to Armstrong, and the two agreed that Armstrong would
take $3,000.2 Burns ended up receiving approximately
$21,000, after expenses, and Wright’s law firm paid Arm-
strong the $3,000 “referral fee.” Pet. App. 3a-4a.

2. At trial, in order to establish that the extortion af-
fected interstate commerce, as required by the Hobbs Act,
the government introduced, inter alia, detailed testimony
of Robert Voas, an expert in the field of alcohol and
highway safety (Tr. 911-969). Voas testified that “[m]Jost
injurious crashes [are] strongly related to alcohol” (Tr.
926), and he indicated that the annual cost of alcohol-
related automobile accidents is about $24 billion (Tr.
929-930). He stated (Tr. 947) that in his opinion, the
failure to prosecute DWI cases results in more accidents

2 The government’s theory at trial was that the payment was in ex-
change for Armstrong’s not prosecuting Burns for DWI. Petitioners’
theory at trial was that Armstrong received his share of the total at-
torney’s fee simply for giving Burns a list of the names of possible at-
torneys, a list that included Wright’s name.

4

on the nation’s highways. With respect to an individual
who is charged with DWI, Voas explained, such a person,
“by virtue of having been arrested is known to research as
having a higher risk in the future from that point on as
compared to any other average driver of being involved in
an accident [and] of being arrested in the future for drunk
driving” (Tr. 938). Voas noted (Tr. 939) that if someone is
convicted and has his license taken away, his chances of
being in a DWI accident in the future are significantly
reduced. Similarly, individuals who are arrested and con-
victed of DWI are more likely to obtain treatment and
thereby reduce their risk of being involved in future DWI
accidents (Tr. 939-940). Voas also testified (Tr. 944,
960-961) that if individuals are arrested for DWI and are
not prosecuted, the deterrent effect of drunk driving laws
is reduced. Moreover, Voas explained that even ina single
case, the individual whose case is dismissed is thereby less
deterred by the drunk driving laws, and others who know
that person and learn of the dismissal will be less deterred
as well (Tr. 946-947). In addition, Voas testified, the
failure to bring DWI prosecutions where there is sufficient
evidence to convict lowers the morale of police officers,
and they are less inclined to make DWI arrests in the
future (Tr. 945-946). Pet. App. 6a-7a.3

> The government also offered testimony of two other witnesses on
this issue. Norman McPherson, a program coordinator with the Na-
tional Highway Traffic Safety Administration, testified that his agen-
cy’s strategy to get drunk drivers off the road is to establish a percep-
tion that drunk drivers will be prosecuted and convicted (Tr. 970,
972). Hodges Walker, an insurance consultant, testified that the in-
surance premium of someone who has been convicted of DWI will be
“meh higher” than that of someone who does not have such a convice-
tion (Tr. 975, 990).

In addition, an attorney defending the civil action brought by Burns
testified that the prosecution of Burns for DWI “would have been one
of the more important considerations we would have placed on at-
tempting to settle the case” (Tr. 146-147, 183). Indeed, the defense

Crediting Voas’s testimony, the district court found that
the failure to prosecute the Burns DWI case had “an ob-
vious and accumulated effect on interstate commerce”
(Pet. App. 31a).

3. On appeal, petitioners argued that the district
court, sitting as the trier of fact, erred in finding that the
alleged extortion affected interstate commerce within the
meaning of the Hobbs Act. At the outset, the court of ap-
peals noted that “the impact on interstate commerce need
not be substantial to meet the statutory requirement” and
that “fa]ll that is required is that commerce be affected by
the extortion ‘in any way or degree’ ” (Pet. App. 6a (cita-
tions omitted)). The court went on to conclude (/d. at 7a)
that because the district court credited Voas’s testimony,
“(petitioners’] argument that the government has over-
reached itself by prosecuting acts having an insufficient
nexus with interstate commerce must be rejected.” The
court added (ibid.) that the district court’s decision to
credit Voas’s testimony was not clearly erroneous. °

attorneys handling the case “made repeated inquiries of Armstrong
about the status of the criminal charges against Burns” (Pet. App.
27a-28a). The district court found (id. at 28a) that “[o]bviously the
progress of [the] criminal matter was of interest to the attorneys in the
civil case and might have had an effect upon it or its outcome.” The
court noted (id. at 27a) that Armstrong “use[d] his office in a manner
which could have affected the outcome of the civil case.”

4 In addition, the district court (Pet. App. 26a-27a) rejected peti-
tioners’ claim that the $3,000 paid to Armstrong was simply a referral
fee. It noted that (i) Armstrong had no client to refer to Wright’s law
firm: (ii) Burns was not aware of the arrangement; (iii) acceptance of a
referral fee was a conflict of interest on Armstrong’s part; and (iv)
there was no agreement between Armstrong and Wright (or between
Armstrong and Wright’s law firm) providing for a tee for referrals.

‘ The government offered additional reasons why the extortion at-
fected interstate commerce. For example, it argued (Tr. 1755; Gov't
C.A. Br. 43-43a) that as a result of the dismissal of Burns’s DWI case

6

Judge Brown dissented. Notwithstanding his belief that
petitioners’ conduct was “undoubtedly unethical, probably
criminal, and should be not be tolerated in a democratic
society,” he concluded that the connection between the
dismissal of Burns’s DWI case and interstate commerce
was insufficient to support the jurisdictional requirement
of the Hobbs Act (Pet. App. 20a-21a).°¢

and the law firm’s payment of $3,000 to Armstrong, the law firm,
which had an interstate practice, was left with less money. It also
argued (Tr. 1755-1756; Gov’t C.A. Br. 43-44, 46) that the insurer of
the tanker truck (an interstate carrier) paid a larger settlement as a
result of the dismissal of Burns’s DWI case. And it argued (Tr. 1756;
Gov't C.A. Br. 44) that commerce was affected by the dismissal of the
DW' case because of the relationship between drunk driving accidents
and insurance premiums. Petitioners argued that those asserted links
to interstate commerce had not been listed in the indictment and
therefore could not be relied upon (Pet. App. 8a). The government
disagreed, arguing that the allegations in the indictment were suffi-
ciently broad to encompass any effect on interstate commerce flowing
trom the extortion (Gov't C.A. Br. 45-46). Both the trial court and the
court of appeals viewed Voas’s testimony as adequate and therefore
did not examine these additional links to commerce.

In addition to finding a sufficient nexus to commerce, the court of
appeals rejected petitioners’ claim that the evidence was insufficient to
Support their convictions. With respect to Armstrong, it noted (Pet.
App. 9a) that the district court had found that Armstrong recalled
Burns’s arrest warrant and gave “different excuses at different times”
as to Why he took that action. In the court’s view, “[t}he evidence sup-
portf{ed] the conclusion that Armstrong accorded special treatment to
that particular warrant” (/d. at 13a). With respect to Wright, the court
noted that he aided and abetted Armstrong’s extortion “by actively in-
ducing and soliciting the payment to Armstrong” (id. at 14a).
Moreover, the court observed, when Wright’s associate complained
about the arrangement, Wright convinced Armstrong to take a
smaller fee and convinced his associate to pay that fee (/d. at 14a-1Sa).
Finally, the court noted (/d. at 15a) that “Wright and Armstrong con-
spired together to extort money from Wright’s law firm” and that
Wright’s law firm, not Wright himself, was the real payor of the
$3,000 check.

* Although Judge Brown voted in favor of panel rehearing, no
judge on the Fifth Circuit voted to rehear the case en bane (Pet. App.

ARGUMENT

Petitioners contend (Pet. 7-14) that the courts below
erred in finding that the extortionate conduct involved in
this case affected interstate commerce. Specifically, they
argue that “in a Hobbs Act prosecution the effect on com-
merce must be an effect of the extortion and not an effect
of the result of extortion or an effect presumed to arise
from a class of conduct in which the defendant has par-
ticipated” (id. at 12 (emphasis in original)). Contrary to
their assertion, the case law does not support this vague
and artificial distinction. The court of appeals’ decision is
correct and is fully in accord with the decisions of this
Court and the other courts of appeals.

1. Under the Hobbs Act, 18 U.S.C. 195l(a), the
government is required to prove that the alleged extortion
“in any way or degree obstruct[ed], delay[ed], or
affect{ed]” interstate commerce. As this Court has made
clear, that statutory language manifests a congressional
purpose “to use all the constitutional power Congress has
to punish interference with interstate commerce by extor-
tion, robbery or physical violence.” Stirone v. United
States, 361 U.S. 212, 215 (1960); see also United States v.
Culbert, 435 U.S. 371, 380 (1978). Cf. United States v.
Darby, 312 U.S. 100, 114 (1941) (quoting Gibbons v.
Ogden, 22 U.S. (9 Wheat.) 1, 196 (1824) (“The power of
Congress over interstate commerce ‘is complete in itself,
may be exercised to its utmost extent, and acknowledges
no limits other than are prescribed in the Constitution.’ ”).

In light of Congress’s intent to invoke the full breadth of
its commerce power, the courts of appeals in Hobbs Act
cases have uniformly held that the magnitude of the effect

23a). In denying panel rehearing, the panel majority indicated (/bid.)
that the government had established all the elements of a Hobbs Act
violation, including a nexus to interstate commerce, “as elucidated in
cases from this and other circuits as well as the Supreme Court.”

8

on commerce is immaterial and that even a de minimis or
potential impact on commerce is sufficient. See, @.2.,
United States v. Tuchow, 768 F.2d 855, 870 (7th Cir.
1985); United States v. Billups, 692 F.2d 320, 331 n.7 (4th
Cir. 1982), cert. denied, 464 U.S. 820 (1983); United States
v. Angelilli, 660 F.2d 23, 35 (2d Cir. 1981), cert. denied,
455 U.S. 910 (1982); United States v. Zemek, 634 F.2d
1159, 1173 n.20 (9th Cir. 1980), cert. denied, 450 U.S. 985
(1981); United States v. Rabbitt, 583 F.2d 1014, 1023 (8th
Cir. 1978), cert. denied, 439 U.S. 1116 (1979); United
States v. Harding, 563 F.2d 299, 302 (6th Cir. 1977), cert.
denied, 434 U.S. 1062 (1978); United States v. Starks, 515
F.2d 112, 124 (3d Cir. 1975).

Petitioners’ assertion (Pet. 12) that the effect on com-
merce must be an effect of the extortion and not an effect
of the result of extortion would undermine Congress’s in-
tent under the Hobbs Act to use all of its power to punish
extortionate conduct affecting interstate commerce.
Moreover, it would be inconsistent with the unanimous
circuit court holdings that even a de minimis or potential
effect is sufficient. Petitioners have cited nothing in the
legislative history of the Hobbs Act to support such a
distinction. Beyond ihat, the arbitrary distinction peti-
tioners propose would lead to absurd results. Under peti-
tioners’ theory, an “effect of the extortion” involving only
a small amount of money would provide Hobbs Act
jurisdiction, whereas a multi-million dollar “effect of the
result of extortion” would not provide such jurisdiction.
Such a result is without legal or logical support.’

’ Petitioners err in asserting (Pet. 7-9, 12) that the government’s
evidence showed only a class-wide effect on commerce. Voas’s
testimony revealed that the failure to prosecute an individual case in-
creases the likelihood that that defendant and those who learn about
the failure to prosecute that case will be involved in alcohol-related
automobile accidents (Tr. 938-939, 946-947). In any event, the cases
cited by petitioner (Pet. 9n.5), which have upheld federal jurisdiction

.

ne ne eD enn

9

Petitioners assert (Pet. 13) that prior to the present case,
“no court had ever allowed the government to establish
Hobbs Act jurisdiction with a showing of an impact on
commerce less direct than the depletion of assets of an
enterprise engaged in commerce.” That claim is erroneous.
For example, in United States v. Bagnariol, 665 F.2d 877
(9th Cir. 1981), cert. denied, 456 U.S. 962 (1982), a case
similar to the present one, the court rejected precisely the
distinction urged by petitioners here. The defendant in
that case was convicted of attempting to extort money
from a fictitious organization in return for assistance in
the enactment of gambling-related legislation. The govern-
ment introduced expert testimony showing the effects on
commerce of expanded gambling activity, including an in-
flux of tourists and workers from other states. In rejecting
the defendant’s claim that the nexus to interstate com-
merce was inadequate, the court explained (id. at 896 n.13
(emphasis added)):

The government did not rely on the interstate com-
merce effects of the extortion payment, but on the
potential effects of the gambling legislation for which
defendant agreed to work. The potential interstate
commerce effects need not derive solely from the
transaction involved in the extortion, but may crise
from the natural consequences of the extortion. In
this case, the natural consequences were increased
gambling and its concomitant effect on interstate
commerce.

Accord, e.g., United States v. Anderson, 809 F.2d 1281
(7th Cir. 1987) (payments by truck drivers to fix DWI
tickets affected commerce because of the increased
likelihood that the drivers would be on the roads in the
future).

based on class-wide effects in other contexis, confirm Congress's
broad authority to regulate activity that in any way affects interstate
commerce.

10

Likewise, in this case the government adduced evidence
showing that the failure to prosecute DWI cases results in
more alcohol-related automobile accidents on the nation’s
highways. As both courts below held, this evidence was
sufficient to demonstrate that the failure to prosecute the
Burns DWI charge had some actual or potential impact on
commerce.

2. Petitioners’ assertion (Pet. 12) that the present case
conflicts with case law in the Second, Fourth, and Seventh
Circuits is without merit. The only Second Circuit case
cited by petitioners is United States v. Merolla, 523 F.2d
§1 (1975). That case does not draw the distinction urged by
petitioners. Rather, that case turned on the fact that the
government failed to show any interference with interstate
commerce.’ The court in no way ruled out the result
reached in cases such as Bagnariol, Anderson, and the
present case. Indeed, the Ninth Circuit in Bagnariol
specifically noted (665 F.2d at 895) that its analysis was
fully consistent with Mero/la. And subsequent to Merolla,
the Second Circuit has reiterated its consistent position
that “[t]he jurisdictional requirement of the Hobbs Act
may be satisfied by a showing of a very slight effect on in-
terstate commerce” and that “[e]ven a potential or subtle
effect on commerce will suffice.” Angeli/li, 660 F.2d at 35
(citing cases).

’ Likewise without merit is petitioners’ claim (Pet. 8) that the pres-
ent case conflicts with decisions of this Court. This Court’s decisions,
such as Srirone and Culbert, underscore Congress’s intent to use the
full reach of its power to criminalize extortionate conduct that in any
way affects commerce.

® The statement in Merol/a (523 F.2d at 55) that only a “one-shot”
enterprise was involved was made in connection with the court’s rejec-
tion of a depletion of assets theory on thie ground that the enterprise
would not have used the funds paid to the defendants to make future
commercial purchases. That reasoning does not apply to the issue
raised here, which does not involve a depletion of assets theory.

ae ss MO ee

11

The one case cited by petitioners from the Fourth Cir-
cuit, United States v. Brantley, 777 F.2d 159 (1985), cert.
denied, No. 85-2003 (Oct. 6, 1986), likewise does not
adopt the distinction they urge. In Brantley, the court
simply held that a showing of an effect on commerce could
not be based solely on “pretensive activity by FBI agents”
in setting up a fictitious gambling house (id. at 161).
Under Fourth Circuit case law it is clear, as it is elsewhere,
that “even a de minimis effect on commerce resulting from
a Hobbs Act extortion is sufficient to bring the charged
criminal activity within the statute.” Bil//ups, 692 F.2d at
331 n.7.

Similarly, the Seventh Circuit has not adopted the
distinction urged by petitioners. Thus, in United States v.
Anderson, supra, the defendants took bribes to fix tickets
issued to three truck drivers for driving under the in-
fluence of alcohol.'!® The court upheld Hobbs Act jurisdic-
tion, reasoning that “{t]he fact that a truck driver is able to
pay a bribe to obtain a favorable disposition on a ticket
for driving under the influence of alcohol increases the
probability that he will be able to drive in the future.” 809
F.2d at 1286. In Anderson, it was not the extorted
payments themselves that were determined to have af-
fected commerce; rather, the court noted that commerce
was affected by the fact that the tickets were fixed and the
drivers thus enabled to stay on the roads. Put another
way, it was the resu/t achieved by paying the bribe that af-
fected commerce, not the actual payment itself. The
Anderson case demonstrates that in the Seventh Circuit, as
in other circuits, an impact on commerce from the result
of extortion may form the basis for Hobbs Act jurisdic-
tion. See also United States v. Lewis, 797 F.2d 358, 367

'° Although each driver had transported articles across state lines
and planned to do so again, one of the drivers to whom certain of the
counts related was unemployed (Anderson, 809 F.2d at 1286).

12

(7th Cir. 1986) (“[A]ll the government’s evidence must
show is a realistic probability that, after the demand for
payment was made (that is, the effect need not be
simultaneous with the attempted extortion), there would
be a de minim/(i]s effect on interstate commerce.”); United
States v. Murphy, 768 F.2d 1518, 1531 (7th Cir. 1985)
(noting that “[t]he commerce power reaches everything
related to commerce, even though particular instances of a
class of activities do not themselves occur in or affect com-
merce’), cert. denied, No. 85-924 (Feb. 24, 1986); United
States v. Staszcuk, 517 F.2d 53, 60 (7th Cir.) (affirming
Hobbs Act conviction in case involving payment in ex-
change for withholding opposition to zoning change to
permit an animal hospital to be built, even though the
hospital was never actually built), cert. denied, 423 U.S.
837 (1975).

The only case that articulates petitioners’ distinction be-
tween the effect and the result of extortion is the Seventh
Circuit’s decision in United States v. Mattson, 671 F.2d
1020, 1025 (1982). In Mattson, city employees extorted
money froma building maintenance worker in connection
with his application for an electrician’s license. The
government argued that Hobbs Act jurisdiction existed
because the issuance of the license would have affected the
financial condition of the worker’s employer and his out-
side electrical contractor (on whom the employer would no
longer need to rely). In rejecting that argument, the court
concluded that interstate commerce would not be affected
because the worker himself “was not conducring a business
engaged in, or purchasing items from, interstate com-
merce” and his employer never reimbursed him for the ex-
torted payments he made to the defendant (/bid.). The
court reasoned (/bid.) that a finding of an effect on com-
merce in that case would essentially mean that any extor-
tion of money from any individual would satisfy the
jurisdictional requirement. In the course of its opinion,
the court stated, without citing any authority, that “[t}he

13
Hobbs Act requires that interstate commerce be affected
by extortion, not by a result of extortion; there must be a
nexus between extortion and interstate commerce before
federal jurisdiction is present” (/bid. (emphasis in
Original)).

The Mattson court’s holding was essentially based on
the conclusion tinat there was not even a de minimis impact
on commerce in that case. The court’s distinction between
commerce affected by extortion and commerce affected as
a result of extortion was at best dictum, which was un-
necessary to the result reached in the case. As Anderson
and the other Seventh Circuit cases cited above reveal, the
Seventh Circuit itself has not followed the distinction
made in Mattson.'' Indeed, the effect on interstate com-
merce in the present case—the likelihood of increased
automobile accidents on interstate highways from the
failure to prosecute DWI cases—was more substantial
than the effect on commerce in several post-Mattson
Seventh Circuit cases upholding Hobbs Act jurisdiction.
See, e.g., United States v. Murphy, 768 F.2d at 1530-1531
(payments left attorneys with less money to purchase
envelopes, stationery, and law books from outside the
State), cert. denied, No. 85-924 (Feb. 24, 1986); United
States v. Boulahanis, 677 F.2d 586 (7th Cir.) (social club’s

'' Nor are petitioners aided by the Seventh Circuit’s decision in
United States v. Elders, 569 F.2d 1020 (1978) (discussed at Pet. 10).
There, the government argued that “kickbacks” paid to a city official
by a business doing work for the city artificially inflated prices paid by
the city for the work, thereby depleting the city treasury of funds that
would be used to purchase goods shipped in interstate commerce. The
court rejected the argument because the government adduced no
proot of the inflated prices, the depletion of assets, or the purchase of
goods in interstate commerce. 569 F.2d at 1025. Here, by contrast, the
government introduced evidence establishing that the tailure to prose-
cute DWI cases increases the number of accidents on interstate
highways.

14

extortion payments left it with less money from which to
spend its customary $68 per month on coffee from out of
State), cert. denied, 459 U.S. 1016 (1982).

Because the distinction drawn in Mattson between the
effect and the result of extortion has not been followed in
later Seventh Circuit cases, and because the language in
Mattson was dictum and was unsupported by any legal
authority, there is no basis for petitioners’ claim of a con-
flict between the Fifth and Seventh Circuits. The decision
in the present case therefore does nothing more than apply
settled principles to a particular factual setting.

CONCLUSION

The petition for a writ of certiorari should be denied.
Respectfully submitted.

CHARLES FRIED
Solicitor General

WILLIAM F. WELD
Assistant Attorney General

JOEL M. GERSHOWITZ
Attorney

MARCH 1987

US GOVERNMENT PRINTING OFFICE 1987— 181.483 40266

ERIS Pm I ey Ce pore oe

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385019_0091%3A2. Public record. Not legal advice.
