# Opposition Brief — Johnson v. United States

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385018_2235%3A3

## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1986
- **Citation:** 479 U.S. 914

## Text

} ] vupreme Court, U.S,
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7) Hi] see so mee |
No. 86-114 4 pren |
“| | JOSEPH F. SPANIOL, JR, |
CLERK i.
es

Ju the Supreme Court of the United States

OCTOBER TERM 1986

MELISSA JOHNSON, ET AL., PETITIONERS
Vv.
UNITED STATES OF AMERICA

ON PETITION FOR A WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS FOR
THE SECOND CIRCUIT

MEMORANDUM FOR THE UNITED STATES
IN OPPOSITION

CHARLES FRIED
Solicitor General

Department of Justice
Washington, D.C. 20530
(202) 633-2217

TABLE OF AUTHORITIES

Page
Cases:
ee O, Be EE bb cceciceccccseses 3
Garcia v. United States, 776 F.2d 116 .......... 4
Gibson v. United States, 457 F.2d 1391 ......... 4
Kosak v. United States, 465 U.S. 848 ........... 3
Miele vy. United States, No. 85-6403 |
Se eee ee eee 4
Satterfield v. United States, 788 F.2d 395 ....... 4
Underwood v. United States, 356 F.2d 92 ....... 4
United States v. Shearer:
No. 84-194 (June 27, 1985) ............ 23,4
Gr CAG bse s 6000p veene cesses 4
Statute:
Federal Tort Claims Act:
ey PS cc eb ccviccncvecs ‘eee
SP SEE cas ccccetuccesvscecesees 2
EE Svicchoecsscbavcese sence 3
Be Cs ED kb edncaccacsecisas 1, 2, 3,4

(I)

Iu the Supreme Court of the Hnited States

OCTOBER TERM 1986

No. 86-114
MELISSA JOHNSON, ET AL., PETITIONERS
V.

UNITED STATES OF AMERICA

ON PETITION FOR A WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS FOR
THE SECOND CIRCUIT

MEMORANDUM FOR THE UNITED STATES
IN OPPOSITION

Petitioners contend that the United States is liable under
the Federal Tort Claims Act (FTCA), 28 U.S.C. 2671 et
seq., for a sexual assault committed by a letter carrier
employed by the United States Postal Service. This conten-
tion is without merit, for the FTCA preserves sovereign
immunity for “{a]ny claim arising out of assault [or] bat-
tery” by a federal employee other than an “investigative or
law enforcement officer.” 28 U.S.C. 2680(h).!

‘An issue similar to that presented here is raised in the petition for a
writ of certiorari filed in Metz v. United States, No. 86-189 (filed Aug.
5, 1986), an FTCA action for invasion of privacy and intentional
infliction of emotional distress allegedly resulting from the arrest and
detention of the plaintiff.

(1)

2

1. In June 1982 a mailman sexually assaulted five-year-
old Melissa Johnson.’ After the Postal Service denied their
administrative claim, petitioners (Melissa and her mother)
filed this action seeking damages from the United States.
Petitioners contend that the Postal Service negligently
employed and supervised the mailman (Pet. App. A44-
A45). The United States moved to dismiss for lack of sub-
ject matter jurisdiction, asserting that it had not waived
sovereign immunity for causes of action “arising out of”
assault or battery. 28 U.S.C. 2680(h). |

The district court dismissed on the ground that the claim
raised by the complaint had not been submitted to the
Postal Service as required by 28 U.S.C. 2675(a). The court
pointed out that petitioners’ administrative claim did not
mention facts “even hinting of negligent supervision,” or
that anyone other than the mailman “might be culpable for
the[] injuries” (Pet. App. A33). The court therefore held
that petitioners had “failed to comply with the presentment
requirement of Section 2675(a)” (id. at A35).

The court of appeals, contrary to the district court, held
that the administrative claim was sufficient to put the Postal
Service on notice of the negligent supervision claim (Pet.
App. A5-A9). However, the court of appeals affirmed the
dismissal on the ground that the district court lacked juris-
diction because the government had not waived sovereign
immunity with respect to claims arising out of assault and
battery. The court agreed with Chief Justice Burger and
three other Justices who concluded in United States v.
Shearer, No. 84-194 (June 27, 1985), that a plaintiff “ ‘can-
not avoid the reach of § 2680(h) by framing her complaint

?Postal Service files show that the mailman entered a plea of guilty in
New York State court to sexual abuse in the first degree and was
sentenced to a term of imprisonment of one to three years.

+ @24

3

in terms of negligent failure to prevent the assault and
battery’ ” (Pet. App. A1l0 (quoting Shearer, slip op. 2-3)).'
The court of appeals here concluded that “the plain lan-
guage of § 2680(h) prohibits claimants from clothing
assault and battery actions in the garb of negligence by
claiming negligent failure to prevent the attack” (Pet. App.
A10).‘

2. For the reasons stated by Chief Justice Burger in
Shearer, the court of appeals’ decision is correct. “Section
2680(h) does not merely bar claims for assault or battery; in
sweeping language it excludes any claim arising out of
assault or battery” (slip op. 3 (emphasis in original)). In this
case, as in Shearer, “[n]o semantical recasting of events can
alter the fact that the battery was the immediate cause of
[the damage] and, consequently, the basis of [the] claim”
(id. at 2). See also Kosak v. United States, 465 U.S. 848
(1984) (28 U.S.C. 2680(c) exception for claims arising in
respect of detention of goods extends to claims for destruc-
tion during detention); Block v. Neal, 460 U.S. 289, 297
(1983) (28 U.S.C. 2680(h) exception for claims arising out
of misrepresentation does not bar claims for negligent
supervision of construction of home where “the Govern-
ment’s misstatements are not essential to plaintiff’s negli-
gence claim”).

3Four Justices did not join the portion of Chief Justice Burger’s
opinion in Shearer addressing Section 2680(h), and the remaining
Justice did not participate in the decision. The Court held in Shearer
that the plaintiff’s claim was barred by the Feres doctrine, which pro-
vides that service members may not recover under the FTCA for
injuries incurred incident to military service.

‘Judge Pratt dissented. He would have held that “a proper interpreta-
tion of the FTCA, consistent with its broad and remedial purpose,
would be to hold the government liable, as would be a private person,
when its supervisors negligently hire an assaultive employee, assign him
to an area of temptation, and negligently fail to foresee and prevent the
harm he is likely to inflict on the public” (Pet. App. A22).

4

As we explained in our petition in Shearer (at 7-9),° the
Third Circuit’s decision in that case (723 F.2d 1102
(1983))—that a plaintiff may bring a suit alleging negligent
failure to supervise a government employee who committed
an intentional tort—was inconsistent with the decisions of
every other court of appeals that had considered the issue.
Since this Court’s decision in Shearer, the Fifth and Sixth
Circuitsylike the court below, have concluded that Section
2680(h) bars claims alleging negligent failure to supervise a
government employee. Garcia v. United States, 776 F.2d
116 (Sth Cir. 1985); Satterfield vy. United States, 788 F.2d
395, 399-400 (6th Cir. 1986). No court, other than the Third
Circuit in its decision in Shearer (which this Court reversed
on other grounds), has reached a contrary conclusion.’
Accordingly, there is no warrant for review by this Court.

5We are serving a copy of each of our briefs in Shearer upon counsel
for petitioner.

In addition, the Second Circuit recently followed its decision in this
case in Miele v. United States, No. 85-6403 (Sept. 3, 1986).

7’The only court of appeals decisions petitioners cite (Pet. 9) in sup-
port of their claim other than the Third Circuit’s decision in Shearer—
Gibson v. United States, 457 F.2d 1391 (3d Cir. 1972), and Underwood
v. United States, 356 F.2d 92 (Sth Cir. 1966)—are clearly distinguisha-
ble. As we explained in our petition in Shearer (at 12-13 n.6) and our
reply brief at the petition stage (at 1-2), those cases rest on the principle
that when the government undertakes a special responsibility for pro-
tecting the public from a person known to be dangerous, such as the
juvenile delinquent in Gibson or the dangerous mental hospital patient
in Underwood, it must exercise due care in discharging that responsibil-
ity. No such special responsibility was undertaken here. Moreover, the
Fifth Circuit “retreat{ed] from Underwood” in its recent decision in
Garcia in light of Chief Justice Burger’s opinion in Shearer (776 F.2d at
118).

5

It is therefore respectfully submitted that the petition for
a writ of certiorari should be denied.

CHARLES FRIED
Solicitor General

SEPTEMBER 1986

DOJ-1986-09

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385018_2235%3A3. Public record. Not legal advice.
