# Petition for Writ of Certiorari — Owens v. French

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1986
- **Citation:** 479 U.S. 817

## Text

Supreme Comt, US,
FILED

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85-1888 MAY 18 1008

PANIOL, JR

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IN THE “gem

Supreme Court of the United Mates

October Term, 1985

NORMAN OWENS, CLOID SHULER,
and GORDON FAULKNER,

Petitioners,

VS.

RICHARD A. FRENCH, MORRIS E. DOZIER,
MARTIN W. BRADBERRY, and HENRY C. JENNINGS,
on behalf of themselves and
all others similarly situated,

Respondents.

PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF
APPEALS FOR THE SEVENTH CIRCUIT
AND APPENDIX

LINLEY E. PEARSON
Attorney General of Indiana

DAviD A. ARTHUR
Deputy Attorney General

Office of Attorney Genera!
219 State House
Indianapolis, IN 46204-2794
Telephone: (317) 232-6332

Attorneys for Petitioners

Central Publishing Company, Inc., Indianapolis, IN 46206

EVECESNRIRNCE NENA

QUESTIONS PRESENTED FOR REVIEW

I. Whether the decision of the Seventh Circuit is
contrary to decisions of this Court in letting stand orders of
the District Court that are unnecessary to the vindication of
constitutional rights and which are further excessively
intrusive into the affairs of state government and not
narrowly directed to the conditions that the District Court
found to be unconstitutional.

II. Whether the decision of the Seventh Circuit is
contrary to decisions of this Court in affirming the District
Court’s order prescribing detailed procedures to be
followed when it is necessary to use mechanical restraints
against violent offenders in emergency situations.

III. Whether the decision of the Seventh Circuit is
contrary to law in failing to address issues that were
directly presented in the briefs and arguments.

TABLE OF CONTENTS

Page
QUESTIONS PRESENTED FOR REVIEW ....:.. i
TAR OF AUTRE EID 6 os on cccsncassccsscass iv
FE Sr deer SEE 6) 20h ck ces cei a 2
IU AOMEIOE os 55 aes a jaan vennue Ceeeeleni nk: 2
CONSTITUTIONAL AND STATUTORY PROVI-
ite gh i lg | Irene rer yre dy wees 3
STATEMENT OF THE CASE ................... 3
A. Weete ee GC ia A eee 3
B. Course of Proceedings Below.................. 4
C. Facts Material to the Consideration of the
actions FUORI aos 65055 cag hh 4che eee 6

REASONS FOR ALLOWANCE OF THE WRIT .. 15

I. The Decision of the Seventh Circuit is Contrary to
Decisions of this Court in Letting Stand Orders of
the District Court that are Unnecessary to the
Vindication of Constitutional Rights and which
are Further Excessively Intrusive into the
Affairs of State Government and not Narrowly
Directed to the Conditions that the District Court
found to be Unconstitutional .................. 15

II. The Decision of the Seventh Circuit is Contrary to
Decisions of this Court in Affirming the District
Court’s Order Prescribing Detailed Procedures
to be Followed when it is Necessary to use
Mechanical Restraints against Violent Offenders
in Emergency Situations................eeeee- 22

ii

III. The Decision of the Seventh Circuit is Contrary to
Law in Failing to Address Issues That Were

EE | Sa 26
TSE RE PRLS a aa 26
ee ec uckn eau abenndcaweads A-1

ill

TABLE OF AUTHORITIES
CASES: Page:
Atiyeh v. Capps, 449 U.S. 1312 (1981) .............. 17
Bell v. Wolfish, 411 U.S. 520 (1979)..... 17, 19, 20, 22, 23

Burks v. Walsh, 461 F.Supp. 454(W.D. Mo. 1978), affd
sub nom Burks v. Teasdale, 603 F.2d 59 (8th Cir.

RN er aa A Meer ao yerrire ee rer eee pape 17
Chapman v. Rhodes, 434 F.Supp. 1007 (S.D. Ohio
1977), affd. 624 F.2d 1099 (6th Cir. 1980) ...... 15
Crowe v. Leeke, 540 F.2d 740 (4th Cir. 1976)........ 17
French v. Owens, 777 F.2d 1259 (7th Cir. 1985) ..... 2
French v. Owens, 538 F.Supp. 910 (S.D. Ind. 1982).. 2, 5
Hite v. Leeke, 564 F.2d 740 (4th Cir. 1976).......... 17
Jones v. North Carolina Prisoners’ Union, 433 U.S.
IN Fo 6k a ire ce ee 21
MCI Concord Advisory Board v. Hall, 447 F.Supp. 398
ED sok ek CAcda be ee keearebawnusaseete 17
Rhodes v. Chapman, 452 U.S. 337 (1981)...... 15, 16, 17,
18, 19, 21
Ruiz v. Estelle, 579 F.2d 1115 (5th Cir. 1982), cert.
denied 460 U.S. 1042 (1983) ......... cc cceccees 22
Rummel v. Estelle, 445 U.S. 268 (1980) ............. 16
Smith v. Fairman, 690 F.2d 122 (7th Cir. 1982), cert.
dented 661 UB. BOG (RBG) on cn cc vce ccccscceces 20

Union County Jail Inmates v. DiBuono, 713 F.2d 984
(3rd Cir. 1983), cert. denied U.S., 104 S.Ct. 1600 22

West v. Edwards, 439 F.Supp. 722 (D. S.C. 1977)... 17
Whitley v. Albers, U.S., 106 S.Ct. 1078 (1986) ....... 25
Wright v. Rushen, 642 F.2d 1129 (9th Cir. 1981) .... 22

iv

. =

CONSTITUTIONAL PROVISIONS

Constitution of the United States. Amendment

WU ve acv svc ck yeas ecnadadacsonsny ene ae
Constitution of the United States, Amendment
RUNNIN trast cuk Gases caeee ce oe ck 3, 15
Article I, §18, Constitution of Indiana.............. |
STATUTES:
Se SPs MU GD ann oo va ona cacusucccannncn 2
Be I ks bs Oe peewee au ae ee 2
Cet Se acs isa viva beh ee ee 3
Indiana Code §11-1-1.1-26 ......................... 4
RULES:
Rule 17, Rules of the Supreme Court of the United
WE Nasencs teach eagedee Cee 2
Rule 20.2, Rules of the Supreme Court of the United
i TEE ee Ee De yp een) UG 2
v

IN THE
Supreme Court of the United States

October Term, 1985

NORMAN OWENS, CLOID SHULER,
and GORDON FAULKNER,

Petitioners,
vs.

RICHARD A. FRENCH, MorRIS E. DOZIER,
MARTIN W. BRADBERRY, and HENRY C. JENNINGS,
on behalf of themselves and
all others similarly situated,

Respondents.

PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF
APPEALS FOR THE SEVENTH CIRCUIT:
AND APPENDIX

Petitioners Norman Owens, Superintendent of the
Indiana Reformatory, Cloid Shuler, Deputy Commissioner
for Operations for the Indiana Department of Correction,
and Gordon Faulkner, Commissioner of the Indiana
Department of Correction, respectfully pray this Court
issue a writ of certiorari to review the judgment of the
United States Court of Appeals for the Seventh Circuit
(hereafter Seventh Circuit) entered in cause numbers 83-
2280 and 85-1065 on November 26, 1985, which affirmed in
part and reversed and remanded in part a decision of the

2

United States District Court for the Southern District of
Indiana, Indianapolis Division (hereafter District Court).

Respondents are Richard A. French, Morris E. Dozier,
Martin W. Bradberry, and Henry C. Jennings. The District
Court certified a class of plaintiffs as all persons who are or
may in the future be confined at the Indiana Reformatory.

OPINIONS BELOW

The decision of the Seventh Circuit issued on November
26, 1985, is reported at 777 F.2d 1259 (7th Cir. 1985), and is
found in the Appendix beginning at page A-1. The first
decision of the District Court is reported at 538 F.Supp. 910
(S.D. Ind. 1982), and is found in the Appendix beginning at
page A-50. A preliminary injunction made permanent in
the reported decision of the District Court is unreported
and is found in the Appendix at page A-91. The second
decision of the District Court entered on July 7, 1983, is
unreported and is found in the Appendix at page A-45. The
third decision of the District Court entered on December
14, 1984, is unreported and is found in the Appendix at
page A-22.

JURISDICTION

The jurisdiction of this Court is invoked pursuant to 28
U.S.C. §1254 and Rule 17 of the Rules of this Court.

The decision of the Seventh Circuit was entered on
November 26, 1985, and rehearing with suggestion for
rehearing en banc was denied on February 12, 1986. This
petition is timely filed in that it is filed prior to the
expiration of the ninety (20) day period from the denial of
the petition for rehearing allowed by 28 U.S.C. §2102 (c)
and Rule 20.2.

a

3

CONSTITUTIONAL AND
STATUTORY PROVISIONS INVOLVED

The Eighth Amendment to the Constitution of the United
States provides as follows:

Excessive bail shall not be required, nor excessive
fines imposed, nor cruel and unusual punishments
inflicted.

The Fourteenth Amendment to the Constitution of the
United States, Section One, provides, as follows:

All persons born or naturalized in the United States,
and all subject to the jurisdiction thereof, are citizens
of the United States and of the state wherein they
reside. No state shall made or enforce any law which
shall abridge the privileges or immunities of citizens
of the United States; nor shall any state deprive any
person of life, liberty, or property, without due process
of law; nor deny to any person within its jurisdiction
the equal protection of the laws.

42 United States Code 1983 provides as follows:

Every person who, under color of any statute,
ordinance, regulation, custom, or usage, of any State
or Territory or the District of Columbia, subjects, or
causes to be subjected, any citizen of the United States
or other person within the jurisdiction thereof to the
deprivation of any rights, privileges, or immunities
secured by the Constitution and laws, shall be liable to
the party injured in an action at law, suit in equity, or
other proper proceeding for redress. For the purposes
of this section, an Act of Congress applicable
exclusively to the District of Columbia shall be
considered to be a statute of the District of Columbia.

STATEMENT OF THE CASE
A. Nature of the Case

This petition arises from an affirmance in part, vacating
in part, and remanding in part for further proceedings by
the Seventh Circuit. This cause concerns a civil rights

4

action filed by offenders at the Indiana Reformatory and
who challenged conditions, policies, and practices at that
maximum security institution.

B. Course of Proceedings Below

This cause originated with the filing of a pro se complaint
on November 21, 1975. The complaint was filed by four
offenders then confined at the Reformatory. The
defendants named were various state officials and
employees. Plaintiffs proceeded in forma pauperis.
Counsel for the offenders was obtained by the District
Court.

On May 13, 1976, the amended class action complaint
was filed, on behalf of the same four offenders. Named as
defendants were the Superintendent of the Reformatory,
the Executive Director of the Adult Authority for the
Indiana Department of Correction, and the Commissioner
of the Department. The persons in two of the three positions
changed while the action was pending, and substitutions of
the parties were requested and granted.

On October 6, 1977, Respondents filed their motion to
determine propriety of class action. The District Court, on
December 20, granted the motion and determined the class
to be all persons who are or may in the future be confined at
the Reformatory.

On March 10, 1978, the United States of America sought
and was granted leave to participate as amicus curiae.

Respondents requested leave on March 14, 1978, to
amend their complaint to assert the existence of pendent
jurisdiction and to add claims under Article I, §18 of the
Constitution of Indiana and under Indiana Code §11-1-1.1-
26.

Evidence was heard on sixteen (16) days in July and
August of 1978. Post-trial briefs, including reply briefs,
were filed by Petitioners, Respondents, and the Amicus.
All filings were completed by October 18, 1978.

5

The case was then taken under advisement.

On February 24, 1981, Respondents moved to re-open the
record as to one of the living units at the Reformatory and
as to the practice of mechanically restraining offenders.
This motion was granted on February 25, 1981.

On March 1, 1982, the District Court took further
evidence, both as to general conditions at the Reformatory
and as to the two issues for which the record was re-opened.

On May 7, 1982, the District Court issued its
memorandum of decision, containing its findings of fact
and conclusions of law. The decision is reported as F’rench v.
Owens, 538 F.Supp. 910 (S.D. Ind. 1982), and is found in the
Appendix beginning at page A-50. An order in twenty-two
(22) rhetorical paragraphs was entered at/the same time.
This is found in the Appendix, beginning at page A-85. As
part of the Order (419), the District Court made permanent
a preliminary injunction that had been issued at the
conclusion of the taking of testimony on March 5, 1982, and
which concerned the use of mechanical restraints. The
preliminary injunction is found in the Appendix,
beginning at page A-91.

On May 17, 1982, Petitioners filed a motion to stay or to
amend the order.

On June 4, 1982, Petitioners filed a notice of appeal.
Appeal to the Seventh Circuit was attempted, but that
appeal was dismissed by the Court as premature, in Cause
No. 82-1875, due to the filing and pendency of the motion to
amend.

The motion for stay or to amend the order remained
pending before the District Court for thirteen months, until
July 7, 1983, when the District Court amended paragraphs
2 and 3 of the order as to the date for compliance only, and
amended paragraphs 9 and 11 of the order of May 7, 1982.
In all other respects, the motion to stay or to amend was
denied. A copy of the July 7, 1983, order of the District
Court is found in the Appendix, beginning at page A-45.

6

Another appeal was taken to the Seventh Circuit by
Petitioners. During the pendency of that appeal, and before
oral argument was to be heard by the Seventh Circuit,
Petitioners requested that the District Court grant them
additional time to comply with certain orders relating to
the prohibition on the use of double-decked bunk beds in
dormitory areas and as to limits on institutional population.
On the 30th day of August, 1984, the District Court entered
an order indicating that it was “inclined” to grant the
additional time but that it could not do so in light of the
pendency of the appeal. Appendix, at page A-42.
Thereafter, Petitioners sought a stay of the orders of the
District Court pending decision of the fully briefed appeal,
but the Seventh Circuit instead remanded the case to the
District Court for determination of the requested
enlargements of time.

On the 14th day of December, 1984, the District Court
entered an amended order and memorandum. The order
and memorandum are found in the Appendix beginning at
pages A-36 and A-22, respectively. Petitioners again
appealed to the Seventh Circuit, which consolidated all
appeals and ordered supplemental briefing. Appendix, at
page A-20.

On the 26th day of November, 1985, following argument,
the Seventh Circuit entered its decision, affirming in part,
reversing in part, and remanding in part the decision of the
District Court. The decision is found in the Appendix
beginning at page A-1l. Petitioners timely petitioned
(following the grant of an enlargement of time) the Seventh
Circuit for rehearing, with suggestion for rehearing en
banc. That petition was denied on the 12th day of February,
1986, with one judge voting to grant the petition. This
ruling is found in the Appendix at page A-18.

C. Facts Material to the
Consideration of the Questions Presented

The following is 2n overview of the facilities, programs,
and operations of the Reformatory. The facts below are

7

quoted from or paraphrasing the findings of fact of the
District Court.

1. The Institution
As described by the District Court:

The Indiana Reformatory is a maximum security
correctional facility housing adult male felons. It was
built in 1923. The Reformatory property is
surrounded on three sides by high walls, with the
fourth side enclosed by the cellhouse building. There
are some buildings outside the walls, including a
dormitory for inmates and a farm operation. The
Reformatory has 35 acres within its walls and 1,900
acres in the entire institution; few inmates are
permitted outside the walls. Appendix, p. A-54.

Inmates are housed in three cellhouses and two
dormitory buildings inside the walls, and one
dormitory located outside the walls.

There are 297 usable cells in J cellhouse, 317 in H
cellhouse, and 319 in G cellhouse. Each cellhouse
consists of an inside cellblock, set back from the
outside walls of the cellhouse. The ceils are located
back to back and are separated by aservice area which
runs the length of the cells and where wiring and
plumbing are located. A row of cells on a particular
tier is known as a range.

The cells in G and H cellhouses contain 44 square
feet, and cells in J ceilhouse contain 47.6 square feet.
The cells have three solid walls and a barred front.
Each cell contains a sink with cold running water, an
uncovered toilet, one or two lockers, and one or two
beds. Appendix, p. A-55.

[There is] a separate housing unit for inmates who
are considered to require segregation from the
general inmate population. This unit is known as
administrative segregation or “A.S.” This unit
consists of 100 cells in two tiers, arranged back to
back. There are 26 cells on the lower tier and 24 cells

8

on the upper tier in each section. The cells have the
same size, appearance, and furnishings as the cells in
the cellhouses.

One side of administrative segregation is used for
inmates sent to the unit as discipline for infractions of
Reformatory rules. (The “DLU”.) The other side of the
two-tier cellblock is used to house three types of
inmates: those who are confined in segregation for
their own protection (self-lock-up), those who are
under investigation for violating an institutional rule,
and pretrial detainees transferred to the Reformatory
(safekeepers).

The unit known as isolation or the maximum
restraint unit (“MRU”) is on the ground floor of the
administrative segregation building. The MRU is
used to provide even more secure confinement than
disciplinary segregation. Each of the cells in isolation
has a barred door which is covered with mesh which is
- flush with the wall of the cell. There is also a solid

metal door which has a 4” x 6” peephole as the only
means of entrance of light. Appendix, p. A-57.

Besides the cellhouses, inmates are housed in
several dormitory units, two located inside the walls
and one located outside the walls. One inside
dormitory is referred to as the K dormitory complex
and consists of six separate rooms on two floors. All
rooms are double bunked, and nearly all bunks are
occupied.

The sizes of the dormitories and number of bunks in
each are:

K-1 — 3,134 square feet — 48 bunks
K-2 — 1,892 square feet — 30 bunks
K-3 — 2,509 square feet — 48 bunks
K-4 — 2,509 square feet — 48 bunks
K-5 — 7,988 square feet — 112 bunks
K-6 — 6,438 square feet — 96 bunks

A part of the area in each room in K dormitory is a
common area where tables are located for playing

9

cards, checkers, etc. Each room had one television set,
and the two larger rooms have two. Appendix, pp. A-
58 — A-59.

The other inside dormitory is called O dormitory. It
contains one large room, O-1, and eight relatively
small rooms. This space was not constructed for
housing purposes, but has been converted for that use
since 1978 because of the influx of new prisoners. O
dormitory was opened May 1, 1981. The nine O rooms
together contain 8,618 square feet of space, housing
210 persons. Fifty persons occupy 3,190 square feet in
room QO-1, while 160 persons are housed in the
remaining 5,428 square feet. Appendix, p. A-59.

2. Recreation

For those inmates who are in the general population
and have work or study assignments, recreation
during good weather months is adequate. During this
time of year they are afforded approximately 90
minutes of outdoor recreation per day, in addition to
the time spent out of their cells at meals and at their
jobs. the outdoor facilities include two baseball
diamonds, an area for football or soccer, horseshoe
pits, four handball courts, two basketball courts, a
volleyball court, a shuffleboard area, and room for
jogging.

In the winter months and on rainy days, however,
exercise is limited to the so-called fieldhouse, which is
the sole facility for indoor recreation. The fieldhouse
contains a tiny gymnasium simultaneously used for
basketball, weight-lifting, ping pong, punching bags,
and television. There are four television sets hung
above the bleachers, two on each side of the basketball
floor. Appendix, pp. A-60 — A-61.

Persons in “idle-hold,” for example, are presently
allowed a 90 minute recreation period each weekday,
and another hour every Saturday or Sunday. They are
allowed 45 minutes for each meal, and are afforded a
10 minute shower period each night after the

10

recreation period. Otherwise, they are locked in their
cells all day.

Prisoners on hold status are not permitted to visit
the library (other than the law library) and are not
permitted to check books out of the library. Appendix,
pp. A-61 — A-62.

Those in administrative segregation ... [were]
permitted to go to the gymnasium two days a week for
a period from 8:00-10:30 a.m., and to the commissary
once a week for 45 to 60 minutes. They are allowed to
make one 5 to 10 minute phone call per month.
Otherwise they are locked up all the time, including
meal time, as their meals are brought to them and
served in their cells. Those who are “red-tagged” are
held in their cells 24 hours per day except for a shower.
When the weather permits outside exercise, they are
allowed 30 minutes per day in asmall fenced area just
outside the A.S. building. The area is about 30’ x 50’

~ and no equipment is furnished other than a basketball,
checkers and a checkerboard.

Although the dormitories have television sets, none
is available in the cellblocks. There is no day room
space provided in the cellblocks. Appendix, p. A-62.

3. Medical Care

At the time of the second phase of the trial (i.e., March,
1982), the medical staff at the Reformatory consisted of one
medical doctor, three physician assistants, and nine
medical technicians. There was also one medica! doctor, a
urologist, who visited the Reformatory one evening per
week. There were also two dentists, one pharmacist, two
clerks, a part-time optometrist, and an infirmary
administrator.

The District Court described the infirmary as follows:

The medical facility is contained in a separate two-
story structure of brick construction within the walls.
The first floor contains a sick call area, administrative
offices, pharmacy, emergency room, dental

11

department, segregation section, radiology unit and
an unused kitchen. The basement and first floor
hallway are used as a waiting area for those attending
sick call. On the second floor, there is an infirmary
section for in-patients consisting of a ward and rooms
for medical isolation. There are also areas for
laboratory and medicai staff offices, but the
laboratory is not in use. Appendix, p. A-62.

The District Court described general medical procedures
as follows:

Sick call for the administrative segregation and the
MRU consists of a medical technician who goes to the
cellhouse and communicates through the locked door.
Dr. Choi walks through the area once a week but
rarely examines the inmates. Those on hold status in
the general population sign up on a sheet with the
cellhouse clerk. A medical technician reviews the
sheet and decides who should be given over-the-
counter medications or called out to see the physician
assistant, or some other option. Those in the general
population group who have jobs sign out with their
work supervisor and come to the infirmary where they
are seen by a medical technician — a classification not
recognized by Indiana laws. The medical technicians
have had military corpsman training. This training
emphasizes first aid but does not include physical
diagnosis, which is part of the physician and physician
assistant training program. Appendix, pp. A-64 — A-
65.

Inmates with minor ailments who require
confinement to bed but no nursing care, for a short
term are sent to the second fleor infirmary at the
institution. This room contains two rows of old beds.
There is no mechanical ventilation, and no medical
personnel are stationed in the ward.

Inmates with significant illness or injury requiring
more specialized physician consultation or care or
skilled nursing are transported to the Wishard
Memorial Hospital, a unit of the Indiana University

12

Medical Center. Transportation is provided for by van
or an ambulance and usually involves about 40
minutes of travel. There are usually, at any one time,
approximately 10 to 12 patients from the Department
of Corrections retained at this hospital. Wishard also
provides all types of outpatient consultation and
during an average week the Reformatory may send 10
to 15 patients to Indianapolis for this purpose. In some
instances where nearer facilities are necessary,
hospitalization is utilized in nearby Anderson,
Indiana. Appendix, p. A-65.

At the time of the 1982 phase of the trial, the mental
health care staff consisted of one full-time clinical
psychologist, one full-time masters level behavioral
clinician, one consulting psychiatrist for three hours per
week, and one consulting psychologist for eight hours per
week to conduct individual counseling and group therapy.
Appendix, p. A-63.

4. Education

The District Court described academic and vocational
education as follows:

The educational programs at the Reformatory
consist of Adult Basic Education (A.B.E.), General
Equivalency Degree (G.E.D.), and college
correspondence courses. Some college courses are
taught inside the Reformatory by professors from Ball
State University. All A.B.E. and G.E.D. instruction is
at state expense. Inmates in protective custody are not
able to participate in educational programs, except for
correspondence courses.

An associate degree can be obtained in Liberal Arts,
Legal Assistance, Business Administration, or
Criminal! Justice upon successful completion of a two
year program. Inmates must pay at least part of the
cost of tuition, fees and books of the college programs.
Since inmates in educational programs are paid 40
cents per day, the lowest inmate pay rate at the

13

Reformatory, many inmates cannot participate in the
college programs because of inability to pay.

The library is open from 9:30 a.m. to 7:30 p.m.,
except during meal times. However, as previously
stated, those on idle-hold status are not permitted to
use it. Those on self-lockup are likewise not permitted
to go to the library, but may have books delivered to
their cells. Appendix, pp. A-69 — A-70.

There are twelve factories or shops in the Industries
Division, which inciude five wooden furniture
factories, a metal furniture factory, and a dry kiln, a
freight house, a mattress factory, a sign shop, a tag
shop, and a tailor shop. They presently employ 230
inmates, which is 30 more than the authorized number
of positions.

There are 13 different vocational shops, down from
15 in 1978, which teach such skills as auto body work,
upholstery, printing, bricklaying, welding, etc. These
programs take anywhere from four months to one year
to complete, and there are no advanced courses
available. Inmates who have completed vocational
training in one area are discouraged from taking
courses in any other area. There are 136 inmates in
these programs.... Appendix, p. A-70.

5. Fire Safety
The District Court found that:

The last report of the State Fire Marshall in
evidence, dated July 20, 1981, listed 122 separate
remedial activities necessary to place all buildings
and procedures in compliance with state fire laws and
regulations. Appendix, p. A-72.

6. Food Services

The District Court described food services at the
Reformatory as follows:

Meais for the general population are served three
times a day in a central dining room or mess hall, and

14

are based upon a master menu cycle of five weeks. The
menus provide adequate variety and sufficiently meet
nutritional standards. The inmates eat with plastic
utensils.

Those inmates confined in the various segregation
units are fed the same diet as those in the general
population, and the food is prepared in the same
kitchen. Food is served to these inmates in their cells,
after being heated on a hot cart at the unit. However,
there is no dietician on the staff, and those inmates who
require special diets, such a diabetics, must rely on the
food service manager and an inmate assigned to this
task. Appendix, pp. A-72 — A-73.

7. Environmental Health

The District Court found several potential health
problems in the food service and storage areas. By July 7,
1983, these problems were resolved due to a rehabilitation
project for which funds were appropriated prior to the
second phase of trial and resulting judgment. Appendix, p.
A-46.

The District Court found that roaches and rodents were
“under control” in living areas, but that unscreened
windows allowed flies, flying insects, and birds into the
areas. The District Court also found the plumbing chases to
be “dirty.” Offenders are not to be in the plumbing chases.
Appendix, p. A-74.

8. Protection of Offenders

The District Court concluded that “(s]ecurity of inmates
from physical attacks by other inmates is a problem at the
Reformatory”, but pointed to no specific facts or incidents
to support its conclusion. Appendix, pp. A-75 — A-77.

15

REASONS FOR ALLOWANCE OF THE WRIT
I.

THE DECISION OF THE SEVENTH CIRCUIT IS
CONTRARY TO DECISIONS OF THIS COURT IN
LETTING STAND ORDERS OF THE DISTRICT
COURT THAT ARE UNNECESSARY TO THE
VINDICATION OF CONSTITUTIONAL RIGHTS
AND WHICH ARE FURTHER EXCESSIVELY
INTRUSIVE INTO THE AFFAIRS OF STATE
GOVERNMENT AND NOT NARROWLY
DIRECTED TO THE CONDITIONS THAT THE
DISTRICT COURT FOUND TO BE
UNCONSTITUTIONAL

In 1981 this Court decided Rhodes v. Chapman, 452 U.S.
337 (1981), considering “for the first time the limitation
that the Eighth Amendment...imposes upon the
conditions in which a State may confine those convicted of
crimes.” Jd. at 344-45. The specific question in Rhodes was
“whether the housing of two inmates in a single cell. . .is
cruel and unusual punishment prohibited by the Eighth
and Fourteenth Amendments.” Jd. at 342. That question,
answered by this Court in the negative, is directly relevant
to the issues pertaining to crowded conditions raised in the
instant cause. In Rhodes the issue was determined in
regard to a relatively new prison. This Court has not yet
reviewed the applicability and effect of the Eighth
Amendment in terms of an older correctional institution,
such as the Indiana Reformatory.

In Rhodes, the lower courts had held that double-celling
constituted cruel and unusual punishment prohibited by
the Eighth Amendment. See Chapman v. Rhodes, 434
F.Supp. 1007 (S.D. Ohio 1977), aff'd, 624 F.2d 1099 (6th Cir.
1980). This Court reversed, reasoning that the Eighth
Amendment prohibits only those punishments that

involve the unnecessary and wanton infliction of pain’...
or are grossly disproportionate to the severity of the

16

erime....” Id. at 346 (citations omitted). It was concluded
that overcrowding or double-celling does not contravene
that prohibition.

A central message of Rhodes is that the Eighth
Amendment does not proscribe prison conditions that do
not, directly or indirectly, result in the infliction of actual,
physical pain. Mere discomfort, frustration, or distress are
not, in this context, matters of constitutional moment. “To
the extent that [prison] conditions are restrictive and even
harsh, they are part of the penalty that criminal offenders
pay for their offenses against society. ... [TJhe Constitution
does not mandate comfortable prisons, and prisons ...
which house persons convicted of serious crimes, cannot be
free of discomfort.” Jd. at 347, 349, and 349 n.14.

“(Serious deprivations of basic human needs,” id. at 347,
may be unconstitutional to the extent that they cause or
lead to “pain without any penological purpose.” Id. On the
other hand, merely “psychological problems ... [such as]
an increase in tension and aggression,” 7d. at 349 n.15, were
treated as constitutionally insignificant.

The decision in Rhodes emphasized that judgments
respecting prison conditions must be informed by
“objective factors” and reflect “objective indicia,” id. at 346
(citations omitted), and that “Eighth Amendment
judgments should neither be nor appear to be merely the
subjective views’ of judges.” Jd. at 346, quoting Rummel v.
Estelle, 445 U.S. 268, 275 (1980). This Court instructed the
federal courts to refrain from imposing their own views of
prison administration on the states, absent clear
constitutional violations stemming from objective factors.

(T Jhese considerations properly are weighed by the
legislature and prison administration rather than a
court .... [Clourts cannot assume that state
legislatures and prison officials are insensitive to the
requirements of the Constitution or to the perplexing
sociological problems of how best to achieve the goals
of the penal function in the criminal justice system.

Id. at 350.

17

In particular, this Court has admonished the federal courts
that “a prison’s internal security is peculiarly a matter
normally left to the discretion of prison administrators.” Jd.
at 349. “To the extent that [prison] conditions are
restrictive and even harsh, they are part of the penalty that
criminal offenders pay for offenses against society....” Jd.
at 349. As was further observed in Atiyeh v. Capps, 449
U.S. 1312, 1815-16 (1981) (Rehnquist, J., in chambers),
“nobody promised [convicted felons] a rose garden: and I
know of nothing in the Eighth Amendment which requires
that they be housed in a manner most pleasing to them, or
considered even by most knowledgeable penal authorities
to be likely to avoid confrontations, psychological
depression, and the like.”

This Court has never held an institution to be
constitutionally overcrowded. In both Rhodes v. Chapman
and Bell v. Wolfish, 411 U.S. 520 (1979) this Court
specifically rejected the notion that double-celling or
overcrowding is a constitutional violation per se. In both
Bell and Rhodes, this Court upheld as constitutionally
permissible double-celling that resulted in the allocation of
less than 40 square feet of living space per prisoner. See also
Hite v. Leeke, 564 F.2d 670, 673-75 (4th Cir. 1977) (double-
celling in 65 square foot cells held constitutional); Crowe v.
Leeke, 540 F.2d 740, 742 (4th Cir. 1976) (triple-celling in 68
square foot cells held constitutional); Burks v. Walsh, 461
F.Supp. 454, 489-90 (W.D. Mo. 1978), aff'd. sub. nom. Burks
v. Teasdale, 603 F.2d 59 (8th Cir. 1979) (double-celling in 49
square foot cells held constitutional); MCI Concord
Advisory Board v. Hall, 447 F.Supp. 398 (D. Mass. 1978)
(double-celling in 66 square foot cells held constitutional);
West v. Edwards, 439 F.Supp. 722 (D. S.C. 1977) (triple-
celling in 66 square foot cells held constitutional).

This Court has emphasized that a finding of
unconstitutionality may be predicated only upon a showing
of precisely that “concrete injury” that the District Court
and Seventh Circuit treated as irrelevant. Crowded

18

conditions violate the Eighth Amendmentonly where there
is “evidence that {the specific] double-celling [or crowded
condition] ... either inflicts unnecessary or wanton pain or
is grossly disproportionate to the severity of crimes
warranting imprisonment.” Rhodes v. Chapman, 452 US.
at 347. The conditions at the Reformatory are less than
ideal: but, there is no evidence or finding that conditions at
the Reformatory cause the actual, physical pain with which
this Court was concerned in Rhodes v. Chapman or that
conditions constitute grossly disproportionate punishment.

The District Court’s negative findings with regard to
housing concern ventilation, lighting, shower times, public
health standards, and toilets. None of these findings is tied
— by the District Court, by the Seventh Circuit, or in fact —
to the population level, to double-celling, or to double-
bunking — with the exception of the constitutionally
irrelevant public heaith standards.

The issues of the use of double-decked bunk beds in
dormitory areas and population go hand in hand. The issue
of double-celling is clearly also involved, but for purposes of
this facet of the issue and to show that these can be treated
separately, it will be assumed (without conceding) for
purposes of this issue that double-celling is not allowed.

Looking at the square footage provided each offender
assigned to a dormitory under the order of the District
Court shows the error of the District Court and the Seventh
Circuit under the guidelines of this Court.

With the population limit imposed by the District Court,
the number of offenders in an inside dormitory setting
would be 178. The total for the two inside dormitories is
33,088 square feet. Therefore, the square footage per
offender in K and O Dormitories would be almost 186
square feet.

Even if the population of the outside dormitory (130, as
stipulated to the District Court) were reduced by one half
due to a prohibition of the use of double-decked bunk beds,

19

the number of offenders in a dormitory setting within the
walls would be 243 and the square footage per offender
would be more than 136.

These figures are so far greater than any standard that
has ever been applied by this Court or by any other Circuit
Court of Appeals (including such standards as those
suggested by the American Correctional Association) that
certiorari must be granted to bring the orders of the
District Court and Seventh Circuit in line with
constitutional requirements and to bring the decision
within standards recognized by this Court and in line with
decisions of other Circuits on the same issue.

_ The decision of the Seventh Circuit misapprehends and
misstates the facts as to the assignment of two offenders to
the same cell, affecting it’s review of the constitutionality of
that practice at the Indiana Reformatory. The Seventh
Circuit stated that offenders who are double-celled remain
in their cells for twenty to twenty-three hours per day. That
is simply not the case. The District Court found that
offenders in protective custody might be in their cells for up
to twenty-three hours per day, a situation made necessary
by reason of their self-imposed status, but offenders in the
general population of the Reformatory are out of their cells
for a substantial part of their day. Because the
constitutionality of double-celling depends upon both the
time that the cell is occupied by two offenders and the size
of the cell under the applicable decisions of this Court, and
because of the incorrect proposition in the opinion that all
double-celled offenders spend almost the entire day in the
cell, certiorari should be granted on this point to secure
compliance with the standards set by this Court applied to
the correct facts.

Neither Rhodes nor Bell set any minimum requirements
under which double-celling is permissible. Each held that
under the facts of the case, no constitutional violation was
present. The issue in each was how the situation was
managed. It is appropriately managed and administered at

20

the Reformatory, and therefore no constitutional violation
is present under the decisions of this Court. The most that
the evidence shows is that double-celling is uncomfortable
or inconvenient. Neither comfort nor convenience is
mandated by the Constitution. Bell v. Wolfish, supra. There
is no evidence of pervasive violence between cell partners,
as one would expect. There is not the concrete injury that
this Court would require for a finding that a constitutional
violation is present.

The facts of this case are legally identical to those in
Smith v. Fairman, 690 F.2d 122 (7th Cir. 1982), cert. denied
461 U.S. 946 (1984), but the Seventh Circuit came to a
directly opposite conclusion. While the available floor
space at the Reformatory is approximately 22 to 23 square
feet, the cells in Smith v. Fairman had as little as nine (9)
square feet of floor space available. As at the Reformatory,
some offenders in Smith spent most of their days in their
cells. Despite the virtual identity of facts in two cases before
the same court, the Seventh Circuit declined to rule
consistently. Therefore, this Court should grant certiorari
to secure conformity among decisions within the Seventh
Circuit itself.

The remedies actually ordered in this case reveal a total
disregard for sound notions of judicial restraint and for this
Court’s prudently adopted limitations on the proper role of
the judiciary in matters of prison administration. The
District Court and the Seventh Circuit clearly violated the
dictate that judgments in cases such as this must “spring
from constitutional requirements ... rather than a court’s
idea of how best to operate a detention facility.” Bell v.
Wolfish, 411 U.S. at 539.

The District Court’s order affirmed by the Seventh
Circuit is an order that grants double remedies to cure
violations found. The Seventh Circuit, in its decision, did
not address this issue as presented by the Petitioners, but
tacitly accepted the position of the Respondents that
whenever a violation is found the door is thereby opened to

21

the District Court to order extensive relief — a position that
is clearly contrary to existing precedent.

To be more specific, the Seventh Circuit did not reverse,
vacate, or modify either the order to reduce the population
at the Reformatory or the orders directed to the conditions
that led the District Court to conclude that the Reformatory
is unconstitutionally overcrowded. Thus, the District
Court’s order, which addresses both the population and the
conditions upon which the conclusion of unconstitutional
overcrowding is based, was upheld. When an institution is
determined to be unconstitutionally overcrowded due to
the existence of certain conditions, and each of those
conditions is eliminated, then the institution can no longer
be unconstitutionally overcrowded. Unconstitutional
overcrowding cannot be both cause and effect.

Instead of affirming both the order to reduce population
and the orders directed to specific conditions, the Seventh
Circuit should have directed the District Court to allow the
Petitioners to suggest or chose a remedy appropriate to the
conditions. The formulation of the specific remedy must be
left to the informed determination of the officials. See Jones
v. North Carolina Prisoners’ Union, 433 U.S. 119, 132-33
(1977). Otherwise, the federal courts are handing down
judgments that not only appear to be but are, in fact, their
own views of how best to operate a prison. Cf. Rhodes ».
Chapman, 452 U.S. at 346.

If, as the Seventh Circuit found, the Reformatory is
unconstitutionally overcrowded because of deficiencies in
certain areas, it follows that when the deficiencies are
eliminated the institution will not be unconstitutionally
overcrowded, and any remedy that is ordered must be
narrowly confined to rectifying the unconstitutional
condition. The population reduction is a perpetual
injunction, as are the orders pertaining to staffing, safety,
medical care, and the kitchen and dining room. Thus, the
bases upon which the institution was found to be

22

unconstitutionally overcrowded will be eliminated and the
population will be forever reduced as well. Remedies must
be narrowly tailored to the violation found. Rhodes v.
Chapman, 452 U.S. at 351. The choice as to the particular
course of action as between two or more courses that will
lead to the same result (7.e., constitutional conditions) must
be left to the prison administrators, who are more informed
as to the minutiae of the daily operation of a prison. Cf. Bell
v. Wolfish, 411 U.S. at 545-46.

The decision of the Seventh Circuit is in conflict with
recent decisions of the Third, Fifth, and Ninth Circuits,
Union County Jail Inmates v. DiBuono, 713 F.2d 984 (3rd
Cir. 1983), cert. denied U.S., 104 S.Ct. 1600; Ruiz v. Estelle,
579 F.2d 1115 (5th Cir. 1982), cert. denied 460 U.S. 1042
(1983); and, Wright v. Rushen, 642 F.2d 1129 (9th Cir. 1981).
In each of these cases, the Courts held that the proper
method by which the federal courts are to proceed is by
determining the least intrusive method necessary to
eliminate unconstitutional conditions.

This Court should grant certiorari to address the issues of
the proper standard for determining whether an older
correctional facility is constitutionally overcrowded. and
the scope of relief to be ordered if a violation is found, and to
resolve the lack of uniformity among the Circuits.

II.

THE DECISION OF THE SEVENTH CIRCUIT IS
CONTRARY TO DECISIONS OF THIS COURT IN
AFFIRMING THE ORDER PRESCRIBING
DETAILED PROCEDURES TO BE FOLLOWED
WHEN IT IS NECESSARY TO USE
MECHANICAL RESTRAINTS AGAINST
VIOLENT OFFENDERS IN EMERGENCY
SITUATIONS

The decision of the Seventh Circuit is contrary to law in
affirming the District Court’s order prescribing detailed

23

procedures to be followed when it is necessary to use
mechanical restraints against violent maximum security
prisoners.

In its order of May, 1982, the District Court made
permanent a preliminary injunction issued at the close of
the evidence on March 5. That permanent injunction
merely incorporates the terms of the preliminary
injunction and makes it permanent. It has not been
modified in any of the subsequent decisions of the District
Court, and was not modified by the Seventh Circuit.

Testimony indicated that it is sometimes necessary for
restraints to be used on unruly, dangerous, destructive,
psychiatric or violent offenders in hospitals or mental
health settings for the protection of the offender or patients.
Tr. pp. 17-151, 19-87, 20-34. Law enforcement and
correctional personnel have found it necessary to use soft
and hard restraints on offenders who are dangerous,
aggressive, violent, and a threat to themselves and others.

The Department of Correction must have the ability to
manage disruptive and violent offenders and the flexibility
to respond to innumerable fact situations that cannot be
contemplated by any court order seeking to impose
arbitrary, unreasonable standards, time tables, and
definitions. This is why courts are precluded from delving
into the daily decisions of correctional institutions. Bell v.
Wolfish, 411 U.S. at 545-46.

The Petitioners recognize that the authority to use
mechanical restraints should be restricted to the highest
level of the administration of the facility, and that proper
documentation is necessary and reasonable. However, the
artificial, unworkable requirements of the District Court
constitute an unwarranted intrusion into the minutiae of
the daily operation of a maximum security facility having
no precedent in the law, and none is cited by the District
Court. Setting arbitrary requirements on the use of
mechanical restraints in a maximum security institution,

24

on the tacit assumption that every person to whom
restraints are applied must be psychiatrically disturbed, is
overly and artificially restrictive, will cause either the
failure to restrain or premature release of violent
offenders, and has no basis in law or fact. This is an issue
that has never been but should be addressed by this Court.

The Department of Correction has a valid policy
providing appropriate safeguards for the use of
mechanical restraints. This policy was totally ignored by
the District Court and by the Seventh Circuit. These
procedures would fully insure that the policy is properly
implemented with reasonable safeguards. The District
Court’s procedure causes an unnecessary reliance on forced
medication to control violent behavior, will increase the
cost of staffing, will cause staff and offenders to be injured,
and precludes the state from taking measures that are
necessary in an emergency.

In affirming the order of the District Court, the Seventh
Circuit allowed the mandate of specific remedies rather
than determining that a violation exists and directing the
prison administrators to remedy the violation. The District
Court is intruding into the daily operations of a state
maximum secu-ity correctional institution without regard
to the nature of the institution or to the security and contro!
necessary to the maintenance of such an institution,
contrary to the directions of this Court. In fact, the Seventh
Circuit recognized as much in “encouraging” the District
Court to allow for more flexibility in the future, but only
after a showing by the Petitioners that such flexibility is
warranted. The burden was shifted onto the Petitioners to
show absence of need for intrusive measures rather than
remaining on the Respondents to show the necessity.

Despite the presentation of specific challenges to
virtually every specific provision of the order, and despite
the fact that these same challenges have already been
presented to and rejected by the District Court, the Seventh
Circuit did not address the merits of the order, relegating

25

Petitioners to future modification of the order by the
District Court. The District Court had already refused on
several occasions to modify its order. This Court should
take cognizance of the specificity with which the order is
drawn and of its restrictive impact on correctional
management, especially in light of the fact that the issue of
the use of mechanical restraints on prisoners in a
maximum security institution and outside of a mental
health context is a case of first impression in this Court.

The District Court exceeded its authority by directly
ordering a procedural remedy that restricts the effective
management of dangerous and violent offenders. A person
who is injuring himself or others, or who is destroying
plumbing fixtures in his cell and thereby flooding other
offenders” cells, may not be restrained unless detailed,
costly, and elaborate procedures are followed. Correctional
managers must have considerable leeway in dealing with
emergency situtations, especially in a maximum security
area of a maximum security institution. Whitley v. Albers,
U.S., 106 S.Ct. 1078 (1986).

The order on mechanical restraints severely inhibits the
ability of Reformatory staff to manage violent offenders.
The discretion that is absolutely essential to deal with the
multitude of factual situations presented — which
discretion is present in the Department’s policy — is
lacking, seriously jeopardizing the safety and security of
the institution.

26

ITT.

THE DECISION OF THE SEVENTH CIRCUIT IS
CONTRARY TO LAW IN FAILING TO ADDRESS
THE ISSUES OF: (1) THE PROPRIETY OF THE
USE OF DOUBLE-DECKED BUNK BEDS IN
DORMITORY AREAS OF THE INDIANA
REFORMATORY; (2) THE ORDER TO REDUCE
THE POPULATION AT THE REFORMATORY;
AND, (3) THE ORDER AS TO THE HEALTH
CARE FACILITY OF THE REFORMATORY,
WHICH ISSUES WERE DIRECTLY PRESENTED
IN THE BRIEFS AND ARGUMENTS

This issue is apparent in the records. Each of these issues
was directly presented to the Court by way of the briefs.
The opinion of the Seventh Circuit does not address these
issues. Therefore, certiorari should be granted to address
these central and important issues on which the Seventh
Circuit has abdicated its responsibility to rule; and, to
secure compliance with the mandates of this Court.

CONCLUSION

For the foregoing reasons, it is respectfully urged that
certiorari be granted to review the decision of the United
States Court of Appeals for the Seventh Circuit, and to
reverse the decision of that Court.

Respectfully submitted,

LINLEY E. PEARSON
Attorney General of Indiana

DAVID A. ARTHUR
Deputy Attorney General

Attorneys for Petitioners

Appendix

in the
United States Court of Appeals

For the Seventh Circuit

No. 83-2280
RICHARD A. FRENCH, et al.,
Plaintiffs-Appellees,
v.
NORMAN G. OWENS, et al.,
Defendants-A ppellants.
No. 85-1065
RICHARD A. FRENCH, et al.,
Plaintiffs-Appellees,

v.

NORMAN G. OWENS, et al.,
Defendants-Appellants,

UNITED STATES OF AMERICA, ;
Amicus Curiae.

Appeal from the United States District Court for the
Southern District of Indiana, Indianapolis Division.
No. 75 C 677—S. Hugh Dillin, Judge.

ARGUED ApRIL 5, 1985—DECIDED NOVEMBER 26, 1985

Before CUDAHY and ESCHBACH, Circuit Judges, and
Morton, Senior District Judge.*

* The Honorable L. Clure Morton, Senior District Judge of the
Middle District of Tennessee, sitting by designation.

A-1

A-2

‘Cupany, Circuit Judge. This is an appeal from an or-
der of the United States District Court for the Southern
District of Indiana requiring extensive reforms at the Indi-
ana Reformatory at Pendleton, Indiana. Defendants, offi-
cials of the Reformatory, allege on appeal that the court
erred in finding constitutional violations and exceeded its
authority in issuing a detailed injunction. We have reviewed
the order and affirm most of its provisions. We vacate
with respect to several provisions and remand to the dis-
trict court for further consideration.

:

Four prisoners at the Indiana Reformatory at Pendleton
(“the Reformatory” or “Pendleton’’) filed a class action
suit under 42 U.S.C. § 1983 on behalf of all persons who
are or will be in the facility. The suit complained of over-
crowding and of the prison’s use of mechanical restraints.
It protested poor medical care and food, inadequate recre-
ation, discrimination against those in protective custody,
insufficient safety personnel and noncompliance with fire
and occupational safety standards. After a 16-day trial,
the district judge, exercising his pendent jurisdiction,
found that many of these conditions violated various pro-
- visions of Indiana law. He also found that the practice
of double-celling, in concert with other overcrowded and
unsanitary conditions, violated the eighth and fourteenth
amendments of the United States Constitution. French
v. Owens, 538 F. Supp. 910 (S.D. Ind. 1982). Therefore,
he issued a permanent injunction ordering detailed changes.

Defendants appealed. While the appeal was before this
court, the Supreme Court decided Pennhurst State School
and Hospital v. Halderman, 465 U.S. 89 (1984), which
held that under the eleventh amendment, federal courts
lacked jurisdiction over claims for injunctive relief against
state officials based upon state law. In light of Pennhurst,
we remanded this case to the district court so it could
consider whether the conditions that it had found violated
state law also violated federal law.

A-3

On remand, the court found that most of the conditions
which violated state law, offended the eighth amendment
as well. It therefore issued an amended order. That order
also accounted for improvements that had been made at
the facility over the two-year period since conditions had
originally been considered.

Defendants again appeal. The United States has filed
an amicus brief stating its position in detail on the various
alleged violations and on the remedies prescribed.

II.

“In analyzing a challenge to prison conditions based on
the Eighth Amendment, a court should examine each chal-
lenged condition of confinement .. . to determine whether
that condition is compatible with the ‘evolving standards
of decency that ak the progress of a maturing soci-
ety.’”’ Wright v. Rushen, 642 F.2d 1129, 1133 (9th Cir.
1981) (quoting Trop v. Dulles, 356 U.S. 86, 101 (1958)
(plurality opinion)). We therefore examine the specifics of
Judge Diilin’s order to determine if there have been viola-
tions of the eighth amendment and, if so, whether the
remedy is appropriate.!

A. Double-Celling

Built in 1928, by 1982 the Pendleton reformatory housed
almost 2,000 prisoners, over twice its intended capacity.
To accommodate the rise in population, prison officials
placed two prisoners in cells that were intended for one.
More than one-third of all cells were converted to double
cells. After reviewing the record and personally visiting
the prison site, Judge Dillin concluded that “rampant”

' Judge Dillin offered an excellent and thorough description of
conditions at Pendleton. See French v. Owens, 538 F. Supp. 910
(S.D. Ind. 1982). We, therefore, need not rehash the facts of the
case at length but instead ‘touch on them only as they are impor-
tent in explaining our result.

A-4

double celling, in conjunction with general conditions of
overcrowding, violated the eighth and fourteenth amend-
ments.?

By 1982, the gross available space per man in the double
cells was 24 square feet, the net amount approximately
half that. In the Administrative Segregation Unit—where
prisoners are kept who need to be separated from the
general inmate population—the ceilings are lower and in-
mates on the top bunks of double cells are unable to sit
up. There is no space for a chair on the floor. As a result,
some have developed back problems.

The forty per cent of prisoners in double cells spend
between 20 and 23 hours per day in these cells. The five
per cent of inmates in protective custody leave their cells
only for showers, visits and twice-weekly recreation.

Deplorable conditions exist beyond the double-celling
problem. All cells and dormitories are inadequately ven-
tilated. There is no means of distributing heat to the cells
and, in summertime, no system for circulating air to the
cells. Rooms are dirty and odorous. Toilets and lavatories
are “virtually uncleanable.” Lighting is poor. Cells have
no hot water.

Especially in light of the poor supervision, safety,
medical care and food preparation at the facility, Judge
Dillin found the conditions intolerable. He ordered that
the population be reduced to 1,615 and enjoined double
celling.

As the district court acknowledged, the mere practice
of double celling is not per se unconstitutional. In Rhodes
v. Chapman, 452 U.S. 337 (1981), the Supreme Court up-
held its use in some instances. The institution at issue
in Rhodes, however, was described as a “top-flight, first
class facility.” Id. at 341. It had been built in the 1970s.

2 The eighth amendment is applicable to the state through the
fourteenth amendment. Robinson v. California, 370 U.S. 660
(1962).

A-5

Prisoners there shared double cells of 63 square feet, one-
third larger than the cells at Pendleton. Each cell con-
tained a night stand and shelf and radio unit. All cells
had hot water. Similarly, this court upheld the use of dou-
ble celling at the State Prison at Pontiac, Illinois in Smith
v. Fairman, 690 F.2d 122 (1982), cert. denied, 461 U.S.
946 (1983). Pontiac’s double cells ranged in size from 55
to 65 square feet, giving | aise neg there 20 to 35 per cent
more space than their Pendleton counterparts. Most of
the cells at the Pontiac facility were “neat and clean” and
much of the crowding in prisoners’ cells was due to the
inmates’ books, records, stereos and electronic equipment.
Food at Pontiac was found to be nutritious and whole-
some. Violence had dramatically declined and medical care
was found adequate.

While these institutions passed constitutional muster,
the Rhodes court noted that prison conditions could be
cruel and unusual when they “deprive inmates of the
minimal civilized measure of life’s necessities,"’ 452 U.S.
at 347, or when they result in punishments that “ ‘involve
the unnecessary and wanton infliction of pain’ or are
grossly disproportionate to the severity of the crime.” Jd.
at 346 (citations omitted).

In this circuit, we determine whether there have been
“serious deprivations of basic human needs,” id. at 347.
by examining the “totality of conditions of confinement.”
Madyun v. pson, 657 F.2d 868, 874 (7th Cir. 1981).
In this light, the picture painted of Pendleton is very dif-
ferent from that seen in Smith or Rhodes, from the lack
of = and furnishings, to the unwholesome food, medical
neglect and continuous threats to prisoners’ safety. We
agree that such conditions constitute cruel and unusual
punishment. See Toussaint v. Yockey, 722 F.2d 1490, 1492
(9th Cir. 1984) (injunction upheld against double celling
where it “engender{s) violence, tension and psychological
problems”); Wellman v. Faulkner, 715 F.2d 269 (7th Cir.
1983), cert. denied, __. U.S. ___; 104 S.Ct. 3587 (1984)
(overcrowding can violate eighth amendment).

A-6

On appeal, defendants contend that even if the condi-
tions were cruel and unusual, the district court’s remedy
was too broad. They assert that if the population is re-
duced, there should be no need to ban double celling.

At this time we disagree. The district court has broad
powers to forge an adequate remedy to permanently cor-
rect any constitutional violation. As the Supreme Court
has stated, “once a constitutional violation is demonstrated,
the scope of the district court’s equitable powers to rem-
edy past wrongs is broad, for breadth is inherent in equi-
table remedies.” Swann v. Charlotte-Mecklenburg Board
of Education, 402 U.S. 1, 15, (1971). Here, where there
was narrowly cramped double celling as a feature of se-
verely overcrowded, unsafe and unsanitary conditions, we
cannot conclude that the district court exceeded its broad
remedial power. Under present conditions, a complete ban
on double celling is fully justified. However, since dou-
ble celling is not per se unconstitutional, if the Indiana
prison system eliminates the severe overcrowding at Pen-
dleton and the pernicious evils that accompany it, the
state can at a later date seek some modification of the
ban on double celling. If adequate reasons were shown
and overall conditions warrant, such a request would, of
course, be entitled to consideration.

B. Mechanical Restraints

Plaintiffs also complained that the use of mechanical
restraints at Pendleton was unconstitutional. Mechanical
restraint was employed against those who threatened sui-
cide or were physically disruptive. Between January 1980
and January 1982, mechanical restraint was used 84 times.
Prisoners were often chained for between 12 and 24 hours,
with instances recorded of up to 2% days. Those restrained
were usually chained spread-eagled to their bed, their
lirnbs secured by hard shackles. Often they were stripped.
Sometimes the mattress was removed from the bed frame.
These prisoners were frequently denied the right to use
the toilet and had to lie in their own filth. At least one

A-7

prisoner suffered permanent nerve damage to his wrists
from lying in shackles.

Appalled by this catalogue of inhumanities, the district
court issued broad and detailed restrictions on the fur-
ther use of hard shackles and ordered that mechanical
restraint not be used as a form of punishment. It confined
the use of restraint to the infirmary and allowed its use
only when the superintendent of the prison or his substi-
tute approved. The court required psychiatric approval
for the use of restraint. The institution can restrain pris-
oners only for two hours before receiving the approval
of a eo During the period of restraint, trained
medical personnel must constantly supervise the prison-
er. Every 12 hours a psychiatrist must review the need
for further restraint. Those in need of restraint beyond
24 hours must be sent to a psychiatric hospital. Inmates
must be released at least every four hours to use the
toilet and must be kept in proper clothing.

Defendants object that the district court based its con-
clusion on insufficient findings of fact and determinations
of law and that the court’s lengthy order was without
authority because it restrained “the effective management
of dangerous and violent offenders.” (Defendant’s brief at
33). We disagree.

The court was clearly within its right to enjoin such
“outmoded and inhuman” practices. Landman v. Royster,
333 F. Supp. 621, 648 (E.D. Va. 1971). The image of indi-
viduals shackled naked for days to a metal bed frame is
a sad reminder of the “soul chilling inhumanity of condi-
tions in America’s prisons.”” Rhodes v. Chapman, 452 U.S.
337, 354 (1981). While some form of temporary restraint may
be necessary against those who pose a threat to them-
selves and others, Pendleton’s methods are “too close to
the rack and the screw to permit of constitutional differen-
tiation.” Rochin v. California, 342 U.S. 165, 172 (1952).
Other courts have found such practices to be cruel and
unusual punishment. See Stewart v. Rhodes, 473 F. Supp.
1185, 1790-93 (S.D. Ohio 1979), appeal dismissed 661 F.

A-8

2d 934 (6th Cir. 1981); Owens-el v. Robinson, 442 F. Supp.
1368 (modified 457 F. Supp. 984 (W.D. Pa. 1978)).

In dealing with detailed instances of brutality, we can-
not say the district court exceeded its broad remedial
authority in issuing a detailed injunction, especially where
Indiana’s efforts to explore alternatives seem lacking. See
Landman v. Royster, supra, 333 F. Supp. at 648. Cf.
Wells v. Franzen, slip op. No. 84-1669 (7th Cir. Nov. 26,
1985) (violation of due process to restrain prisoner without
the approval of a health professional and the taking of
adequate health precautions). With respect to some of its
specifics, however, we encourage the court at a proper
time and in response to specific requests to allow for more
flexibility. For example, if a psychiatrist is not immediate-
ly available, such as during the middle of the night, per-
haps another qualified physician might approve the initial
restraint. On the whole, however, Judge Dillin’s order
prescribes the necessary initial steps for curbing an ob-
noxious practice. As experience is gained under a properly
regulated regime, the district court may permit modifica-
tions which seem fully justified by the circumstances.

For example, the United States has urged that bed re-
straints be allowed elsewhere than in the infirmary. We
think that the urgent need for proper control fully justifies
the district court in restricting them to the infirmary at
this time. But this restriction might prove unnecessary
under some future conditions.

C. Medical Care

As the population at Pendleton skyrocketed, the quality
of medical care declined. The district court found the in-
stitution severely understaffed. Between 1978 and 1982,
the me seen increased by 62 per cent but the number
of physicians affiliated with the facility dropped, as did
the number of mental health personnel. While there are
over 190 requests for medical care per day, there is only
one full-time physician, who speaks little English. Inmates
in need of medical help get between one and ten minutes

A-9

each for evaluation and treatment. As would be expected,
there are numerous instances of neglect, misdiagnosis and
maltreatment. One patient had tuberculosis that went un-
diagnosed, another had a broken back that went un-
treated, a third had an abscessed rectum that went unat-
tended for six months.

“When a state imposes imprisonment as a punishment
for a crime, it accepts the obligation to provide persons
in its custody with a medical care system that meets
minimal standards of adequacy.” Wellman v. Faulkner,
715 F. 2d 269, 271 (7th Cir. 1983), cert. denied, ___ U.S.
—___, 104 S.Ct. 3587 (1984). The Supreme Court had ruled
that the eighth amendment is violated by “deliberate in-
difference to serious medical needs of prisoners.” Estelle
v. Gamble, 429 U.S. 97, 104 (1976). Such indifference may
be evinced by “repeated examples of negligent acts which
disclose a pattern of conduct by the prison medical staff’
or by showing “‘systematic or gross deficiencies in staffing,
facilities, equipment or procedures.” Ramos v. Lamm, 639
F.2d 559, 575 (10th Cir. 1980) (citation omitted), cert.
denied, 450 U.S. 1041 (1981); Wellman, supra, 715 F.2d.
at 272. Under either criterion, Pendleton’s medical serv-
ices fall short of accepted standards.

After finding an eighth amendment violation, Judge
Dillin ordered a comprehensive overhaul of Pendleton’s
medical staff. He ordered the appointment of an additional
full-time physician, required that there be 5 physician’s
assistants, a hospital administrator, and a full-time phar-
macist. To improve mental health services, Judge Dillin
mandated that there be one psychiatrist, two psychiatric
social workers, a clinical psychologist and two behavioral
clinicians. He also required the appointment of 9 medical
technicians and two typists and specified that all medical
personnel must be able to speak English.

The United States as amicus objects that detailed medi-
cal reforms and other modifications ordered at the facility
may not be necessary if population is reduced and argues
that the state should have been allowed to submit a plan

A-10

for reform. While we hesitate to tell the state of Indiana
in painstaking detail how to staff the health departments
of its prisons, Judge Dillin was within his power in draft-
ing a detailed remedy to curb egregious neglect and mis-
management. Here, too, however, every element of the
injunction need not be writ in stone. As the population
declines and food, ventilation, sanitation and safety im-
prove, the medical needs of the prisoners may change.
To account for such changes, prison officials should be en-
couraged to report periodically to the district court to
determine if modifications of the order are necessary.
These reports should provide, inter alia, suitable indicia
of the demand for services, the rate of utilization of serv-
ices and the quality of services. Based on such reports,
the district court may lower the manning requirements
or even abrogate those requirements entirely if those
steps would be consistent with a continuing guarantee of
constitutional rights.

D. Kitchen Facilities

As the Tenth Circuit noted in Ramos v. Lamm, supra,
639 F.2d at 570-71, “the state must provide an inmate
with a ‘healthy, habitable environment.’ This includes pro-
viding nutritionally adequate food that is prepared and
served under conditions which do not present an im-
mediate danger to the health and well being of the in-
mates who consume it.” The district court found the state
in violation of these standards. The kitchen, commissary
and food storage areas were unsanitary and infested with
mice and roaches. The floor was found uncleanable due
to holes, cracks, crevices, missing tile and gross porosity.
Some of the ceiling was missing. Pots and pans were cov-
ered with uncleanable grime. Little attention was paid to
special diets.

While conditions at the time of filing suit were grossly
inadequate, the district court noted that the state allo-
cated $2 million to rehabilitate the kitchen facility. The
court therefore issued a general directive requiring that

A-11

the kitchen be maintained to provide inmates with safe,
sanitary and nutritious food. We approve fully of the dis-
trict court’s action.

E. Exercise and Recreation

The district court ordered that prisoners be permitted
to engage in at least 90 minutes per day of “meaningfu:
recreation.” In so ruling, we believe the court overstepped
its bounds. The general population gets 90 minutes of out-
door exercise during good weather. The Pendleton facility
has 2 baseball diamonds, handball, volleyball and basket-
ball courts, a football field, a jogging area and a horseshoe
pit. In inclement weather, the prisoners exercise indoors
in the fieldhouse, which is equipped with sporting goods
and a small gym and has a television set. Judge Dillin
objected to the time spent in the indoor gym beeause it
was cramped and noisy. He also objected to the treat-
ment of those in Administrative Segregation. These indi-
viduals get 2% hours of exercise twice a week and spend
approximately one hour each week in commissary. The
judge found that these prisoners receive insufficient daily
exercise.

Lack of exercise may certainly rise to a constitutional
violation. Where movement is denied and muscles are
allowed to atrophy, the health of the individual is threat-
ened and the siate’s constitutional obligation is compro-
mised. In Preston v. Thompson, 589 F.2d 300 (7th Cir.
1978), for example, this court found a violation where pris-
oners were never allowed out of their cells to exercise.
Similarly, in Spain v. Procunier, 600 F.2d 189, 199 (9th
Cir. 1979), the court found it an eighth amendment viola-
tion to completely deny some prisoners exercise and to
limit the remaining population to less than five hours in-
door exercise per week.

However, we cannot say that the prisoners here are
denied “the minimal civilized measure of life’s necessities”
merely because during some periods they cannot hear the
television. Nor can we call it a “wanton and unnecessary

A-12

_ infliction of pain’ to have to exercise in cramped quarters.
Even those within the Administrative Segregation Unit
are allowed exercise periods within the constitutional
minimum. See Bono v. Saxbe, 620 F.2d 609, 613 (7th Cir.
1980). 3

F. Protective Custody

Plaintiffs complained that those prisoners who were con-
fined in protective custody did not have equal access to
the same vocational, academic and rehabilitation programs
as those in the general prison population. In its second
opinion, the district court agreed with defendants that the
failure to provide such programs did not constitute cruel
and unusual punishment, see French v. Owens, Mem. No.
IP-75-677-C (S.D. Ind. Dec. 14, 1984); see also Rhodes v.
Chapman, 452 U.S. 337, 348 (1982) (deprivations of jobs
and educational programs “simply are not punishment”),
Madyun v. Thompson, 657 F.2d 868, 874 (7th Cir. 1981);
French v. Heyne, 547 F.2d 994, 1002 (7th Cir. 1976), but
nonetheless ordered that the same programs must be pro-
vided to protective custody inmates as to others. It stated
that “providing access to rehabilitative programs to
general population inmates while denying access to such
programs to inmates segregated for nondisciplinary rea-
sons may constitute a violation of the Equal Protection
Clause of the Fourteenth Amendment.” French v. Owens,
Mem. op. at 14. The court concluded that treating protec-
tive custody inmates differently did not serve any rational
interest when the state created conditions necessitating
the widespread use of protective custody. .

We cannot accept the district court’s rationale. This cir-
cuit has previously held that security reasons justify
limiting the access of prisoners in protective custody to
rehabilitative programs. See Bono v. Saxbe, supra, 620
F.2d at 615; Cf. Lock v. Jenkins, 641 F.2d 488, 494 (7th
Cir. 1981) (‘Prisoners selecting placement in the [protec-
tive custody] unit, generally to avoid perceived dangers
to themselves, also logically must be subject to signifi-

A-13

cant restrictions.”). Neither Bono nor Lock suggests that
limitations on protective custody inmates do not apply
when the state creates conditions that increase reliance
on protective custody. In urging such an exception to this
court’s prior rulings, Judge Dillin has, we believe, under-
mined the state’s ability to operate an effective protec-
tive custody program. Some argument can always be
made that prison conditions have contributed to the vio-
lent tendencies that require one prisoner to be locked up
to protect him from others and another to be locked up
to protect others from him. As the court concluded in
Allgood v. Morris, 724 F.2d 1098, 1100-01 (4th Cir. 1984):

The rationality of a distinction between privileges for
prisoners in the general population and those in pro-
tective custody goes to the fundamental purpose of
such segregation. Protective segregation is offered to
inmates for their safety, the safety of others in con-
finement, and to insure institutional security and
order. To allow prisoners in protective custody to en-
joy all of the same privileges to the same degree as
those in the genera] population would eviscerate the
nature of protective segregation. Because the differ-
ences in treatment among prisoners in protective
segregation and the general population has a substan-
tial, rational basis in the legitimate state interest of
prison security, we hold that Allgood’s rights to equal
protection have not been abridged.

Accordingly, we disapprove the court’s order regarding
protective custody. Of course, this should not discourage
the state from providing such rehabilitative programs as
are feasible within the limitations of the protective
custody program.

G. Correction Officers

While some instances of violence unfortunately may be
expected in America’s prisons, the record in this case de-
tails countless examples of abhorrent beatings and wicked

A-14

acts. As the district court found, “security of inmates from
physical attacks by other inmates is a problem at the Re-
formatory. Severe forms of violence, including stabbings,
bludgeonings, and homosexual rapes, occur with distressing
frequency. A number of these instances have resulted in
fatalities. Lesser forms of violence, such as harassment,
threats, intimidation, striking and beating may be said to
be routine.” One prisoner was doused with lighter fluid
by an inmate attempting to set him aflame. Another was
biudgeoned with a 10 pound can opener. A 15 year old
youth was raped at knifepoint by a group of inmates.

The constitution cannot countenance such widespread
abuses. “The right to personal security constitutes an
‘historic liberty. interest’ protected by the due process
clause. Ingraham v. Wright, 430 U.S. 651, 673 (1977). And
that right is not extinguished by lawful confinement, even
for penal purposes.” Youngberg v. Romeo, 457 U.S. 307,
315 (1982). As this circuit has noted, the eighth amend-
ment is violated when attacks occur so frequently as to
be “nervasive,” Walsh v. Brewer, 733 F.2d 473, 475 (7th
Cir. 1984). The district court so found and its order re-
quiring the state to submit a plan to employ and train
sufficient security personnel to ensure the inmates safe-
ty is without question reasonable and legitimate.

H. Fire and Safety Violations

Plaintiffs, finally, complain that the Pendleton Reforma-
tory does not meet the constitution’s required standards
for fire safety or for safety in work areas. The plaintiffs
alleged that electrical wiring was not properly maintained,
that there were inadequate fire exits, and that the facility
had no established procedures to respond to fires. (Plain-
tiffs’ Supplemental Brief at 33-37). They noted that paper
articles were stored in boiler rooms and that solvents
were stored near flames. The district court found numer-
ous violations of the Indiana State Fire Regulations. It
found these violations constitutionally unacceptable and
ordered that ‘‘to secure compliance with the personal safety

So be

A-15

requirements of the eighth and fourteenth amendments,
the defendants shall bring all buildings into compliance
with the standards of the Indiana State Fire Marshal.”
French v. Qwens, Amended Order No. IP 75-677-C, at 5
(S.D. Ind. Dee. 14, 1984).

Plaintiffs also charged that the work areas had improper
ventilation, that prisoners were exposed to lethal fumes
and fluids, that power tocls lacked safety guards and that
there was inadequate eye protection. The district court,
using Federal OSHA standards as a guide, agreed that
these conditions were constitutionally defective. It there-
fore ordered full compliance with OSHA regulations.

There is no question that fire and occupational safety
are legitimate concerns under the eighth amendment. San-
tana v. Coilazo, 714 F.2d 1172, 1183 (1st Cir. 1983), cert.
denied, ___ U.S. ___, 107 S.Ct. 2352 (1984); Leeds v.
Watson, 630 F.2d 674, 675 (9th Cir. 1980). However, “not
every deviation from ideally safe conditions constitutes a
violation of the constitution.” Ruiz v. Estelle, '679 F.2d
1115, 1152-53. See Santana, supra, 714 F.2d at 1183. The
eighth amendment does not constitutionalize the Indiana
Fire Code. Nor does it require complete compliance with
the numerous OSHA regulations. “The district judge may
consider these standards, but must order the correction
of specific violations and may require only that these cor-
rections bring the conditions above constitutional minima.”
Hoptowit v. Ray, 682 F.2d 1237 (9th Cir. 1982). While fire
and occupational safety no doubt need improvement at
Pendleton, the district court erred in requiring compliance
with specific administrative requirements to remedy those
defects. On remand, the district court should reconsider
these matters and require specific corrections of condi-
tions to meet constitutional standards.

Il.

The judgment of the district court insofar as it pertains
to overcrowding and double celling, mechanical restraints,
medical care, kitchen services and correction officers is

A-16

therefore affirmed. The judgment to the extent it pertains
to exercise and recreation, protective custody and fire and
occupational safety is vacated and remanded to the district
court for further proceedings not inconsistent with this
opinion.
AFFIRMED IN PART; VACATED AND
REMANDED IN PART.

A true Copy:
Teste:

Clerk of the United States Court of
Appeals for the Seventh Circuit

USCA 60054-—-Midwest Law Printing Co., Inc., Chicago—11-26-85—450

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A-17
United States Court of Appeals

For the Seventh Circuit
Chicago, Illinois 60604

November 26, 1985.
Before

HON. RICHARD D. CUDAHY, Circuit Judge
HON. JESSE E. ESCHBACH, Circuit Judge
Hon L. CLURE MORTON, Senior District Judge*

No. 83-2280 ) Appeals from the
RICHARD A. FRENCH, et al., ) United States
Plaintiffs-Appellees, ) District Court for
VS. ) the Southern
NORMAN G. OWENS, et al., ) District of Indiana
Defendants-Appellants. ) Indianapolis Division
RRR ET earth ck Seth oe
No. 85-1065 ) No. 75 C 677
RICHARD A. FRENCH, et al., )
Plaintiffs- Appellees, ) Judge S. Hugh Dillin
VS.

NORMAN G. OWENS, et al.,
Defendants-Appellants.

UNITED STATES OF AMERICA,
Amicus Curiae.

Nee ee eee ee ee”

This cause was heard on the record from the United
States District Court for the Southern District of Indiana,
Indianapolis Division, and was argued by counsel.

On consideration whereof, IT IS ORDERED AND
ADJUDGED by this Court that the judgment of the said
District Court in this cause appealed from be, and the same
is hereby, AFFIRMED IN PART, VACATED AND
REMANDED IN PART, in accordance with the opinion of
this Court filed this date.

* The Honorable L. Clure Morton, Senior District Judge of the Middle
District of Tennessee, sitting by designation.

A-18
United States Court of Appeals

For the Seventh Circuit
Chicago, Illinois 60604

February 12, 1986.
Before

HON. WALTER J. CUMMINGS, Chief Judge
HON. WILLIAM J. BAUER, Circuit Judge
HON. HARLINGTON Woop, JR., Circuit Judge
Hon. RICHARD D. CUDAHY, Circuit Judge
HON. RICHARD A. POSNER, Circuit Judge
Hon. JOHN L. CorFEY, Circuit Judge
HON. JOEL M. FLAUM, Circuit Judge
HON. FRANK H. EASTERBROOK, Circuit Judge
HON. KENNETH F. RIPPLE, Circuit Judge

RICHARD A. FRENCH, et al., ) Appeal from the
Plaintiffs-Appellees, ) United States
. ) District Court for
Nos. 83-2280 vs. ) the Southern
85-1065 ) District of Indiana,
) Indianapolis
NORMAN G. OWENS, et al., ) Division.

Defendants-Appellants. )

) No. 75 C 677

)S. Hugh Dillin,
) Judge.

ORDER

On consideration of the petition for rehearing and
suggestion for rehearing en banc filed in the above-entitled
cause by counsel for plaintiffs-appellees, all members of the
original panel* voted to deny same. A vote of the active
members of the court was requested, and a majority** of

* The Honorable L. Clure Morton, Senior District Judge of the Middle
District of Tennessee, sitting by designation on the original panel did not
participate in the suggestion for rehearing en banc.

** The Honorable Richard A. Posner voted to grant the rehearing en
bane.

A-19

the judges in regular active service voted to deny a
rehearing en banc. Accordingly,

IT IS ORDERED that the aforesaid petition for rehear-

ing and suggestion for rehearing en banc be, and the same is
hereby, DENIED.

en

A-20
United States Court of Appeals

For the Seventh Circuit
Chicago, Illinois 60604

January 16, 1985.

Before
By the Court:
RICHARD A. FRENCH, et al., ) Appeals from the
Plaintiffs-Appellees, ) United States
) District Court for
No. 83-2280 vs. ) the Southern
) District of Indiana,
NORMAN G. OWENS, et al., ) Indianapolis
Defendants-Appellants. ) Division.
RICHARD A. FRENCH, et al, ) No. 75-C-677,
Plaintiffs- Appellees, ) Hon. S. Hugh Dillin,
) Judge.
No. 85-1065 vs. )
)
NORMAN G. OWENS, et al., )
Defendants-Appellants, )
)
UNITED STATES OF AMERICA, )
Amicus Curiae. )

ORDER

The Court, on its own motion, orders that these appeals
are CONSOLIDATED.

IT IS FURTHER ORDERED that supplemental
briefing shall proceed as follows:

1. Defendants-appellants shall file their supplemental
brief and required short appendix on or before February
15, 1985.

A-21

2. Plaintiffs-appellees shall file their supplemental
brief on or before March 8, 1985.

3. Defendants-appellants shall file their reply brief, if
any, on or before March 22, 1985.

This matter shall be set for oral argument during the
week of April 1, 1985 or as soon thereafter as practicable.
Accordingly, requests for extensions of time will be re-
garded with extreme disfavor.

A-22

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF INDIANA
INDIANAPOLIS DIVISION

RICHARD A. FRENCH

Morris E. DOZIER,

MARTIN W. BRADBERRY,

HENRY C. JENNINGS,
On behalf of themselves and
all others similarly situated,

Plaintiffs,

-Vs- NO. IP 75-677-C
NorMAN OWENS, Individually and
in his official capacity
as Superintendent of the
Indiana Reformatory;
CLOID SCHULER, In his capacity
as Executive Director of
the Adult Authority, Indiana
Department of Correction;
GORDON FAULKNER, In his
capacity as Commissioner
of the Indiana Department
of Correction,

ee ee ee ee es he _____ _ Oo iit

Defendants.

MEMORANDUM

This case is before the Court on remand from the United
States Court of Appeals for the Seventh Circuit, by agree-
ment of the parties and pursuant to this Court's
Memorandum Entry of August 30, 1984. This Court pre-
viously entered its Order and Memorandum of Decision
awarding permanent injunctive relief in favor of the plain-

A-23

tiffs on May 7, 1982, finding that certain conditions of
confinement at the Indiana Reformatory violated state and
federal law. French v. Owens, 538 F.Supp. 910 (S.D.Ind.
1982). During the pendency of this case on appeal to the
Seventh Circuit Court of Appeals, the United States
Supreme Court ruled in Pennhurst State School and
Hospital v. Halderman, __— U.S. 104 S.Ct. 900, 79
L.Ed.2d 67 (1984), that under the Eleventh Amendment to
the United States Constitution, federal courts lacked
jurisdiction over claims for injunctive relief against state
officials based upon state law.

Because the May 7, 1982 order was based, in part, upon
findings of state law violations and compelled state officials
to comply with state law, that order must be reconsidered
in light of Pennhurst, supra.

The original decision in this case was rendered under the
familiar principle of first considering pendent state law
claims in order to avoid unnecessarily determining federal
constitutional law questions. Numerous violations of state
law were found and in areas where no specific state statute
applied, certain violations of the Eighth and Fourteenth
Amendments to the United States Constitution were found.

The Court specifically found that the deplorable housing
and extensive overcrowding, including double-celling and
double-bunking, constituted cruel and unusual punish-
ment when considered in light of the other grievous condi-
tions imposed upon the inmates. The Court also found that
the totality of the conditions existing at the Reformatory
violated the Eighth and Fourteenth Amendments. These
holdings are not altered by this memorandum, see Wellman
v. Faulkner, 715 F.2d 269, 274 (7th Cir. 1983), cert. denied,
—_.._- U.S. —_, 104 S.Ct. 3587, 82 L.Ed.2d 885 (1984);
Palmigiano v. Garrahy, 443 F.Supp. 956, 979(D.R.1. 1977),
nor are the previous findings with respect to prison
discipline and access to courts altered herein.

The Court found that state statutes regulating prison
conditions were violated at the Reformatory as follows: Ind.

a i eels

A-24

Code § 11-10-11-2 respecting exercise and recreation; Ind.
Code §§ 11-10-3-2 and 11-10-4-2 respecting medical care for
both physical and mental health problems; Ind. Code §§ 11-
10-5-1, 11-10-6-2, and 11-10-6-3 respecting academic and
vocational education and employment; and Ind. Code §§ 11-
11-6-1 and 11-11-6-2 respecting a safe and healthful
environment. Upon finding these state law violations, the
Court did not determine whether the same conditions con-
stituted violations of federal law. In light on Pennhurst,
however, this Court lacked jurisdiction to consider the
pendent state law claims. Therefore, the Court must now
reconsider the findings in this case under federal law
standards.

The Eighth Amendment to the United States Constitu-
tion proscribes the imposition of cruel and unusual punish-
ment and is applicable to the states through the Fourteenth
Amendment. Robinson v. California, 370 U.S. 660, 82 S.Ct.
1417, 8 L.Ed.2d 758 (1962). The proscription against cruel
and unusual punishment must be viewed under “evolving
standards of decency that mark the progress of amaturing
society.” Rhodes v. Chapman, 452 U.S. 337, 346, 101 S.Ct.
2392, 69 L.Ed.2d 59, 68 (1981). Conditions of confinement
will abridge the Eighth Amendment if they “invoive the
unnecessary and wanton infliction of pain ... or are grossly
disproportionate to the severity of the crime” (citations
omitted). Id. Additionally, prison conditions resulting in
serious deprivations of basic human needs have been found
to constitute cruel and unusual punishment under the
Eighth Amendment. Hutton v. Finney, 437 U.S. 678, 98
S.Ct. 2565, 57 L.Ed.2d 522 (1978); Estelle v. Gamble, 429
U.S. 97, 97 S.Ct. 285, 50 L.Ed.2d 251 (1976).

In considering challenged prison conditions under the
Eighth Amendment, the Court must consider the “totality
of the conditions of confinement” but nevertheless, must not
make vague conclusions of unconstitutionality. Smith v.
Fairman, 690 F.2d 122 (7th Cir. 1982). Conditions which
independently are unquestionably constitutional do not be-

ay |

A-25

come unconstitutional by their aggregation. Wellman v.
Faulkner, 715 F.2d 269, 275 (7th Cir. 1983). Conditions may
be restrictive and even harsh, but unless they constitute
cruel and unusual punishment, “they are part of the
penalty that criminal offenders pay for their offenses
against society.” On the other hand, conditions other than
those in Gamble and Hutto, alone or in combination (our
italics), may deprive inmates of the minimal civilized
measure of life’s necessities and be cruel and unusual.
Rhodes v. Chapman, 452 U.S. 337, at 347.

1. Exercise and Recreation

The importance of regular exercise and recreation to the
physical and psychological health of incarcerated
individuals is well recognized. Patterson v. Mintzes, 717
F.2d 284 (6th Cir. 1983); Ruiz v. Estelle, 679 F.2d 1115, 1152,
modified, 688 F.2d 266 (5th Cir. 1982), cert. denied, ___
U.S. —_, 103 S.Ct. 1438, 75 L.Ed.2d 795 (1983). See
Preston v. Thompson, 589 F.2d 300 (7th Cir. 1978); Hendrix
v. Faulkner, 525 F.Supp. 435, 523 (N.D.Ind. 1981), aff'd in
part, rev'd in part sub nom, Wellman v. Faulkner, 715 F.2d
269 (7th Cir. 1983), cert. denied, ___ U.S. ___, 104 S.Ct.
3587, 82 L.Ed.2d 885 (1984). A deprivation of exercise or
recreation, impairing the physical or mental heaith of
inmates, violates the Eighth Amendment. Ruiz v. Estelle,
679 F.2d at 1152. Factors to consider in analyzing the
adequacy of exercise and recreation for prisoners include
the size of the cell, the amount of time the inmate spends
locked in the cell each day, and the overall duration of
confinement. Jd. at 1151. The inmates at the Reformatory
were found to be double-celled and double-bunked in less
than half the space required under contemporary
minimum standards.

The inmates are confined for up to 23 hours a day and fre-
quently, when exercise and recreation are provided, the
inmates are crowded in the tiny gymnasium where no
meaningful exercise or recreation is possible for the vast

eee ee

A-26

majority of the inmates. Additionally, few inmates were
found to have education assignments and only 64% had job
assignments. The number of working inmates, neverthe-
less, exceeds the authorized number of positions available.

Lastly, the Indiana Reformatory is a maximum security
institution in which most inmates are serving long, and
frequently life, sentences. The conditions at the
Reformatory have resulted in increased tension and
violence and have caused a significant increase in the
number of inmates seeking protective custody. Inmates in
protective custody, as well as those in administrative
segregation pending investigations of prison rules and pre-
trial detainees, are afforded significantly less exercise and
recreation than inmates in the general population and are
denied access to educational, vocational and work assign-
ments. The increased severity of confinement for these
inmates serves no penological purpose and is imposed upon
them merely because the institution is overcrowded and
lacks suffcient staff to secure their safety. Therefore,
considering the size of the cells and dormitories, the time
spent confined in them, the duration of confinement at the
Reformatory and other noted conditions, the deprivation of
adequate exercise and recreation has a degenerative effect
on the mental and physical health of the inmates and
constitutes cruel and unusual punishment in violation of
the Eighth and Fourteenth Amendments.

~ De hed

2. Medical and Psychiatric Care

The defendants have an obligation to provide adequate
medical care for individuals incarcerated at the
Reformatory. Intentional denial of access to medical care
or interference with prescribed treatment by prison
officials violates the Eighth Amendment. Estelle v. Gamble,
429 U.S. 97, 97 S.Ct. 285, 50 L.Ed.2d 251 (1976). The
Supreme Court has explained that “the denial of medical
eare is cruel and unusual because, in the worst case, it can
result in physical torture, and, even in less serious cases, it

A-27

can result in pain without any penological purpose.” Rhodes
v. Chapman, 452 U.S. 337, 347, 101 S.Ct. 2392, 69 L.Ed.2d
59, 69 (1981).

The obligation to provide medical care to incarcerated
individuals extends to medical treatment for physical
illness, to dental care, and to psychiatric and psychological
care. Ramos v. Lamm, 639 F.2d 559, 574 (10th Cir. 1980),
cert. denied, 450 U.S. 1041, 101 S.Ct. 1759, 68 L.Ed.2d 239
(1981). See also Monmouth County Correctional Institution
Inmates v. Lanzaro, No. 82-1924 (D.N.J. Oct. 10, 1984):
Fieids v. Gander, 734 F.2d 1313 (8th Cir. 1984); Wellman v.
Faulkner, 715 F.2d 269 (7th Cir. 1983), cert. denied, ___
U.S. —__, 104 S.Ct. 3587, 82 L.Ed.2d 885 (1984).

In considering whether the denial of medical care
reaches constitutional significance, courts must determine
whether the system of providing medical care evidences a
deliberate indifference to the serious medical needs of the
inmates. Estelle v. Gamble, supra; Wellman v. Faulkner,
supra.

“Deliberate indifference” may be demonstrated by
repeated examples of improper or inadequate medical
treatment, interference with prescribed treatment, failure
to treat legitimate medical complaints, or by systemic
deficiencies in staff, facilities, equipment or procedures.
Weliman v. Faulkner, supra; Ramos v. Lamm, 639 F.2d 559
(10th Cir. 1980).

The delivery of medical and psychiatric services, the
physical facilities and the procedures for diagnosing and
treating the serious health needs of the inmates at the
Reformatory were previously found to be grossly sub-
standard. The Court noted that serious staff deficiencies
existed. The only staff physician also acts as medical
director and has a private medical practice. Although he is
“on call” 24 hours as day, the record shows examples of his
unavailability and refusal to come to the Reformatory
when called. Furthermore, he is a native Korean and is

A-28

unable to communicate effectively in English. The
remaining medical staff was found to be performing tasks
for which they were not qualified and they were over-
worked and inadequately supervised. An additional
physician position has been authorized for years but
unfilled due to the unrealistic salary offered.

The procedures for the delivery of medical care to the
inmates was found to be “so insufficient as to guarantee
inadequate services.” Memorandum of Decision of May 7,
1982 at 14. Medical technicians (a classification not
recognized under Indiana law) see between 150 and 190 pa-
tients in a few hours, the physician assistants may see 20 to
30 patients in a two hour period, and the physician, out of
the 190 patient requests per day, will see approximately 10
patients. Inmates on lockup are denied adequate medica!
services to an even greater degree. Instances of neglect of
serious illnesses for unreasonable lengths of time,
improper diagnosis and treatment by unqualified staff,
failure to follow prescribed treatment, failure to provide
special diets, and discontinuation of prescribed medication
are documented in the record. The lack of effective
procedures for the delivery of a minimum level of medical
care is obvious and intolerable.

The physical facilities and equipment are inadequate,
antiquated, obsolete and poorly staffed. The second floor
infirmary, available for inmates with minor ailments
requiring confinement to bed, has no mechanical ventila-
tion and no medical personnel stationed on the ward.
Inmates requiring any more acute care cannot be treated at
or near the Reformatory but rather must be transported to
Wishard Memorial Hospital in Indianapolis, 40 minutes
from the Reformatory. Wishard Hospital provides both in-
patient and out-patient services for inmates. Closer
hospitalization facilities in Anderson, Indiana are almost
never used.

As a result of the insufficient and unqualified medical
staff, the inadequate procedures for the delivery of medical

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A-29

services to the inmates, and the inadequate physical
facilities, instances of inadequate and improper medical
care, interference with prescribed medication and treat-
ment, and a denial of access to medical care for legitimate
medical complaints are commonplace. The record clearly
shows that the extensive deficiencies in the medical care
provided to the inmates constitute a deliberate indifference
to the serious medical needs of the inmates, imposing upon
them cruel and unusual punishment.

Similarly grievous deficiencies exist with respect to the
availability of psychiatric care. The staff is grossly in-
sufficient, especially in light of the high level of mental
illness that occurs statistically in maximum security
institutions such as the Reformatory. The mental health
care staff contains only one psychiatrist available for
diagnostic purposes for three hours per week. The other
full-time and part-time staff members, including two
psychologists and a behavioral! clinician, are unable to
prescribe medications and have an anti-drug bias. The
intolerable barbaric practice of depriving psychotic
inmates of needed medication to control their illnesses and,
instead restraining them in heds, spread-eagle fashion, in
the event of a seizure or episode of delusion has been
prohibited by this court through the preliminary restrain-
ing order made permanent by the Order of May 7, 1984.

The insufficient staff coupled with grossly inadequate
procedures for the delivery of psychiatric services result in
improper or inadequate treatment or in a complete
deprivation of treatment for the inmates’ serious mental
health problems. There is a long waiting list of inmates
seeking psychiatric help, no method of rapidly transport-
ing inmates to the only available acute psychiatric
hospitilization facilities at the Westville Psychiatric Unit
in Westville, Indiana, no follow-up care procedures upon
return to the Reformatory, and frequent discontinuation of
prescribed medications. Additionally, 70% of the inmates
at the Reformatory have histories of substance abuse, yet

A-30

only five receive professional counseling and treatment. As
in the case of medical care, an additional staff position has
been authorized but unfilled due to an uncompetitive
salary level.

The systemic deficiencies in the staffing and procedures
for the delivery of psychiatric care to the inmate population
demonstrate a deliberate indifference to the serious health
needs of the inmates and result in cruel and unusuai
punishment in violation of the Eighth and Fourteenth
Amendments.

38. Safe and Healthful Environment

Inmates are subjected to double-celling and double-
bunking with little if any area tosit erect or stand. The cells
and dormitories have exceedingly poor lighting,
inadequate ventilation, indequate temperature control, are
dirty and odorous and have virtually uncleanable toilets
and lavatories. The inmates are denied adequate medical
and psychiatric care and are unreasonably deprived of
exercise, recreation, education or job opportunities. These
aggravated, overcrowded housing conditions were found to
violate the Eighth Amendment. Additional aggravating
conditions, including hazardous work areas, inadequate
precautions against fire, inadequate and unhealthy food
services, other hazardous and unhealthy environmental
conditions, and lack of protection of inmates, were found to
violate state law. These latter conditions also violate federal
law.

A. Work Areas

The work areas at the Reformatory were found to be in
violation of minimum safety standards required under
Occupational Safety and Health Administration (OSHA)
regulations. The work areas particularly lacked adequate
ventilation, respirators and gloves and the noise levels in
some areas far exceeded the maximum allowable.
Violations of these minimum standards unreasonably

A-31

threaten the health and safety of the inmates and inflict
upon them unnecessary and wanton pain.

B. Fire Protection

Most, if not ail the buildings at the Reformatory pose an
imminent threat to the safety of the inmates in case of fire.
Improper storage of flammable substances, lack of exit
signs, smoke detectors or alarm systems, lack of alternate
methods of egress, and inadequate evacuation procedures
are documented in the record. Failure to provide
reasonable protection against the threat of fire constitutes
cruel and unusual punishment. See Santana v. Collazo, 714
F.2d 1172 (1st Cir. 1983), cert. denied, ___ U.S. ___., 104
S.Ct. 2352 (1984). The defendants have systematically
failed to provide adequate fire protection, demonstrating a
wanton indifference to the health and safety of the
Reformatory inmates.

C. Food Services

The kitchen, commissary and food storage areas at the
Reformatory are unsanitary and infested with mice and
roaches. The kitchen floor was found to be uncleanable due
to holes, cracks, crevices, missing tile and gross porosity.
Pots and pans were in such poor repair as to beuncleanable
and the food warming tables in the dining area were
inoperable. Procedures for providing special diets to
inmates requiring such were lacking. The deplorable
condition of the facilities and deficiencies in the delivery of
food services pose an imminent threat to the health and
safety of the inmates in violation of the Eighth and
Fourteenth Amendments. Ramos v. Lamm, 639 F.2d 559
(10th Cir. 1980), cert. denied, 450 U.S. 1041 (1981).

D. Environmental Health Problems

In addition to the infestation of the kitchen and food
storage areas, the dormitories and one cellblock are
infested with birds, flies, and other insects in warm

A-32

months. Plumbing chases were found to be dirty and ideal
for harboring insects and rodents. Lack of hot water in the
cells, inadequate ventilation, and unsanitary toilets,
showers, and lavatories encourage the spread of
communicable diseases and pose additional serious public
health threats. Inadequate lighting, especially on the
administrative segregation unit, causes eyestrain, hinders
sanitation efforts and smacks of unjustified punitive action.
These conditions, exascerbated by overcrowding and in-
adequate opportunities for activity outside the cell or
dormitory, fail to meet contemporary standards of decency
and impose unnecessary and wanton pain upon the
inmates.

E. Inmate Protection

The defendants have an obligation to protect inmates
from unreasonable risks of violence or bodily harm from
other inmates. Walsh v. Brewer, 733 F.2d 473, 476 (7th Cir.
1984). “{D]eliberate indifference’ to violent inmate attacks
deprive inmates of their eighth amendment rights.” /d. at
476. At the Reformatory, severe forms of violence resulting
in a number of fatalities, were noted to occur with dis-
tressing frequency.

The security staff at the Reformatory is inadequate to
handle the number of confined inmates. The overcrowding
and other grievous conditions result in increased tension to
the “blowing level,” increased incidences of violence, sexual
assaults, and aggressive behavior. With an insufficient
security staff and inadequate communication system
among the prison guards, a lack of control over behavior
among inmates is inevitable. The lack of security in the
general population has required widespread use of protec-
tive custody, despite the additional restrictions and
intolerable conditions imposed there. Still, violence
persists.

The record clearly demonstrates that the inadequate per-
sonal security afforded the inmates constitutes cruel and
unusual punishment.

A-33

4. Academic and Vocational Education

The inadequacy of academic and vocational education
and work programs was previously found to violate state
law. The deprivation of rehabilitative programs, however,
generally does not constitute cruel and unusual punish-
ment. Bono v. Saxbe, 620 F.2d 609 (7th Cir. 1980); French v.
Heyne, 547 F.2d 974 (7th Cir. 1976). Nevertheless,
providing access to rehabilitative programs to general
population inmates while denying access to such programs
to inmates segregated for nondisciplinary reasons may
constitute a violation of the Equal Protection Clause of the
Fourteenth Amendment. Durso v. Rowe, 579 F.2d 1365(7th
Cir. 1978), cert. denied, 439 U.S. 1121, 99 S.Ct. 1033, 59
L.Ed.2d 82 (1979); French v. Heyne, supra. If the denial of
access to rehabilitative programs for inmates in protective
custody does not rationally further some legitimate state
interest, the disparate treatment of those inmates may be
proscribed. Durso v. Rowe, supra; French v. Heyne, supra.

Generally, a rational relationship exists between the
legitimate state interest in maintaining prison security and
providing protective custody to inmates with limitations on
privileges. Allgood v. Morris, 724 F.2d 1098 (4th Cir. 1984);
Lovell v. Brennan, 566 F Supp. 672 (D.Me. 1983), affirmed,
728 F.2d 560 (1st Cir. 1984); Durrough v. Hogan, 563 F.2d
1259 (5th Cir. 1977). When the state creates the conditions
necessitating the widespread use of protective custody,
however, the denial of access to rehabilitative programs is
not justified by the state’s interest in prison security.
Palmigiano v. Garrahy, 443 F.Supp. 956 (D.R.I. 1977). See
also Reddin v. Israel, 455 F.Supp. 1215 (E.D.Wis. 1978).
The security interest is not rationally furthered by over-
crowding protective custody facilities while overcrowded,
understaffed, and other deplorable conditions of confine-
ment persist in the general population.

Such aggravating conditions exist at the Reformatory,
resulting in the utter failure to control violence among the
inmate population and necessitating extensive use of

A-34

protective custody. Denying access to rehabilitative
programs to the large number of inmates in protective
custody is irrational and violates the inmates’ rights under
the Equal Protection Clause of the Fourteenth
Amendment.

In summary, the conditions existing at the Reformatory
at the time of and prior to the May 7, 1982 Order and
Memorandum in many respects imposed cruel and unusual
punishment upon the inmates or denied certain inmates of
their rights to equal protection. The Court recognizes that,
since the 1982 order, substantial progress has been made
toward correcting the unconstitutional conditions and that
the improvements must be considered in fashioning an
appropriate remedy. Ramos v. Lamm, 639 F.2d at 586. The
improvements at the Reformatory noted in detail in the
Court’s memorandum Order of July 7, 1983, included new
housing and health care facility construction, renovation of
existing facilities, increased staffing and improved
procedures for delivering necessary services and providing
exercise, recreation, education and work. The Court,
therefore, will modify the order of injunctive relief
previously entered in this cause consistent with the
constitutional violations found herein and in light of the
progress made toward remedying the unconstitutional
conditions of confinement.

Dated this 14th day of December, 1984.
/s/_ §S. Hugh Dillin
S. Hugh Dillin, Judge

Copies to:

Donald R. Lundberg, William E. Marsh, Legal Services
Organization of Indiana, Inc., Suite 300, 107 North
Pennsylvania Street, Indianapolis, Indiana, 46204

Linley E. Pearson, Indiana Attorney General, 219 State
House, Indianapolis, Indiana, 46204 (David A. Arthur,
Deputy)

SS eee i

A-35

John Daniel Tinder, United States Attorney, 274 United
States Courthouse, Indianapolis, Indiana, 46204 (Haroid

R. Bickham, Assistant)

James Clute, Civil Rights Division, Department of Justice,
P.O. Box 23991, Washington, D.C., 20026-3991

Edith S. Marshall, Department of Justice, HOLC
Building, 320 First Street, N.W., Washington, D.C.

20530

A-36

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF INDIANA
INDIANAPOLIS DIVISION

RICHARD A. FRENCH

Morris E. Dozier,

MARTIN W. BRADBERRY,

HENRY C. JENNINGS,
On behalf of themselves and
all others similarly situated,

Plaintiffs,

-VS- NO. IP 75-677-C
NORMAN OWENS, Individually and
in his official capacity
as Superintendent of the
Indiana Reformatory;
CLOID SCHULER, In his capacity
as Executive Director of
the Adult Authority, Indiana
Department of Correction:
GORDON FAULKNER, In his
capacity as Commissioner
of the Indiana Department
of Correction,

ee Ne ee ee Ne ee ee ae ae a a ea ae ae ea ae ee eae ee ee eae a eal ea ad

Defendants.

AMENDED ORDER

The Court having this day filed its amended
memorandum of decision in the above entitled cause, as
follows: (H.I.), now pursuant thereto

IT IS ORDERED ADJUDGED AND DECREED that
the defendants, their agents, successors in office, and all
persons acting in concert or participation with them, shall
comply with the following requirements:

a Se

A-37

1. Paragraphs 3, 4, 5, 6, 8, 9, 10, 12, 13, 14, 15, 16, 17, 20
and 21 of this Court’s order of May 7, 1982 are hereby
vacated. Consistent with the July 7, 1983 amendments
made to the May 7, 1982 order, paragraph 11 of the order is
amended to provide that: “The right of an inmate to call a
particular witness at a disciplinary hearing may be denied
by the defendants only when the record reflects a justifi-
able reason for refusing to call the desired witness.”

2. Effective January 1, 1985, and thereafter the popula-
tion at the Indiana Reformatory shall not at any time
exceed 1,615 persons. This figure will be modified to take
into consideration any additional newly constructed
housing, if any.

3. Effective May 1, 1985, and thereafter, no more than
one inmate shall be assigned to any cell.

4. Effective May 1, 1985, and thereafter, double bunk
beds shall not be used in any dormitory.

5. At the earliest possible time and by no later than
January 1, 1985, the medical staff at the Reformatory shall
include at least two full-time medica! doctors, five full-time
physician’s assistants, a full-time hospital administrator, a
full-time pharmacist, a psychiatrist or psychiatrists for at
least 40 hours per week, two Masters level psychiatric
social workers, one Ph.D. clinical psychologist, two
behavioral clinicians, nine medical technicians, and two
full-time clerk typists. All medical personnel shall be fully
qualified, and ail newly hired personnel must be able to
converse fluently in the English language. If qualified
personnel cannot be obtained at present salary levels, raise
the levels.

6. Defendants shall provide medical care facilities and
equipment sufficient to make available adequate medical
care to the inmate population. Within 30 days, defendants
shall submit specific plans to comply with this paragraph
by May 1, 1985. Said plans shall include development of
alternative emergency care facilities, provisions for the

A-38

_ prompt referral of inmate patients for diagnosis and treat-
ment without nonmedical limitations on the number of
daily referrals, obtaining adequate medical equipment, and
either renovating the present facility or constructing a new
medica! facility at the Reformatory. Notwithstanding the
earlier compliance date of January 1, 1985. renovation of
the present medical facility shall be complete by January 1,
1986, or alternatively, construction of a new medical
facility shall be complete by July 1, 1986.

7. Defendants shall establish adequate and proper
procedures for the delivery of medical care to the inmate
population. Within 30 days, defendants shall submit
specific plans to comply with this paragraph by May 1,
1985. Said plans shall include procedures for sick call open
to all inmates at least six days per week, delineation of
responsibility and authority between the various medical
personnel, provisions for close supervision of all nonphysi-
cian personnel, and provisions for daily sick call for all
inmates confined to their cells.

8. Defendants shall provide substance abuse programs
and mental health services and counseling for those who
need and want such treatment. Within 30 days, the
defendants will submit a plan for compliance with this
paragraph, including crisis intervention, so that
compliance will occur on or before May 1, 1985.

9. Defendants shall within 60 days submit tothe Court a
plan which will provide for preparation and distribution of
special medically prescribed diets under the supervision of
qualified personnel.

10. The kitchen and dining room at the Indiana
Reformatory shall be at all times maintained in such a
condition as is necessary to provide the inmates with safe,
sanitary and nutritionally adequate food.

11. Each inmate at the Indiana Reformatory who is in
general population, protective custody, or otherwise
segregated for nondisciplinary reasons, shall have the

—————i‘(i‘i‘itit;””;”;t”

A-39

opportunity to engage in recreation outside his living unit
for at least 90 minutes each day. Inmates confined to the
Maximum Restraint Unit or the Administrative Segrega-
tion Unit for disciplinary reasons shall have the
opportunity to engage in recreation outside the living unit
for at least 50 minutes each day. The recreation shall be
made available outdoors, unless inclement weather or
security reasons necessitate otherwise, in which case the
recreation opportunity may be indoors. Whether indoors or
outdoors, the opportunity to recreate shall be in a facility
where the inmates have an opportunity to engage in
meaningful recreation. Inmates confined to Disciplinary
Segregation shall be afforded a meaningful opportunity to
recreate during the 60 minutes each day out of cell, which
opportunity to recreate can be out of doors, on the range if
adequate equipment is provided, or at some other place,
provided, however, that inmates who abuse the right to
engage in recreation may be deprived of such opportunity
for a period not to exceed 30 days. Otherwise, permitting
the inmates to have access to the range in front of the cells
does not constitute compliance with this paragraph.

12. Ail inmates confined in the protective custody
program and ali other inmates segregated for nonpunitive
reasons, shall be provided access to all programs, activities,
recreation and counseling on a basis which is reasonably
comparable with that afforded the general population.
Within 60 days, the defendants shall submit specific plans
to comply with this paragraph.

13. The defendants shall at all times employ an
adequate number of correctional officers to secure within
reason the personal safety of all inmates confined at the
Indiana Reformatory. The correctiona! officers shali be
adequately trained and shall be deployed in such a manner
that the personal safety of the inmates is protected.
Additional attention shall be given to dormitories and
upper tiers of the ceilblocks. The defendants shall submit a
plan for complying with this paragraph within 60 days of
this date.

A-40

14. All buildings at the Indiana Reformatory in which
inmates live or work shall be reasonably secure from
dangers of fire. In order to secure compliance with the
personal safety requirements of the Eighth and Fourteenth
Amendments, the defendants shall bring all buildings into
compliance with the standards of the Indiana State Fire
Marshal no later than May 1, 1985, and shall maintain the
buildings in accordance with that standard at all times
thereafter.

15. All operations in the various places of work and
training at the Indiana Reformatory shall be operated in a
safe manner as required by the Eighth and Fourteenth
Amendments to the Constitution of the United States in
accordance with the regulations of the Occupational Safety
and Health Administration. The defendants shall submit a
plan for compliance with this paragraph within 60 days of
this date.

All of which is considered and ordered this 14th day of
December, 1984.

/s/_ §S. Hugh Dillin
S. Hugh Dillin, Judge

Copies to:

Donald R. Lundberg, William E. Marsh, Legal Services
Organization of Indiana, Inc., Suite 300, 107 North
Pennsylvania Street, Indianapolis, Indiana, 46204

Linley E. Pearson, Indiana Attorney General, 219 State
House, Indianapolis, Indiana, 46204 (David A. Arthur,
Deputy)

John Daniel Tinder, United States Attorney, 274 United
States Courthouse, Indianapolis, Indiana, 46204 (Harold
R. Bickham, Assistant)

James Clute, Civil Rights Division, Department of J ustice,
P.O. Box 23991, Washington, D.C., 20026-3991

Edith S. Marshall, Department of Justice, HOLC

Building, 320 First Street, N.W., Washington, D.C.
20530

A-41
United States Court of Appeals

For the Seventh Circuit
Chicago, Illinois 60604

October 15, 1984.
Before

Hon. WALTER J. CUMMINGS, Chief Judge
Hon. JOHN L. Correy, Circuit Judge

RICHARD A. FRENCH, et al., ) Appeal from the
Plaintiff-A ppellees, ) United States
) District Court for
No. 83-2280 vs. ) the Southern
) District of Indiana,
NORMAN G. OWENS, et al., ) Indianapolis
Defendants-Appellants. ) Division.

)

) No. 75-C-677
) Hon. S. Hugh
) Dillin, Judge.

ORDER

This matter is before the Court on the defendants-
appellants’ “MOTION FOR STAY” and the plaintiffs-
appellees’ “CONSOLIDATED MOTION TO REMAND
CASE TO THE DISTRICT COURT AND NOTICE OF
OPPOSITION TO APPELLANTS’ MOTION FOR
STAY.” On consideration thereof,

ITIS ORDERED that this case is REMANDED toallow
the district court to consider the parties’ motions for
modification and other action, as appropriate.

The parties are directed to file STATUS RE PORTS on
or before November 19, 1984.

A-42

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF INDIANA ;
INDIANAPOLIS DIVISION |

RICHARD A. FRENCH, et al.,

Plaintiffs,
V.

CAUSE NO.
IP75-677-C

)
)
)
)
|
NORMAN G. OWENS, et al., )
)

Defendants. )
MEMORANDUM ENTRY

This cause came on for hearing upon the defendants’
Motion for Enlargement of Time Within Which to Comply
With Paragraphs 3 and 5 of Order. Although defendants’
motion is stated to be pursuant to Rule 6(b) of the Federal
Rules of Civil Procedure, the Court construes it to be a
motion for modification of a permanent injunction
pursuant to Rule 60(b) of the Federal Rules of Civil
Procedure. See U.S. v, City of Chicago, 663 F.2d 1354, 1359,
n.16 (7th Cir. 1981) (en bane).

Because this case is pending on appeal to the United |
States Court of Appeals for the Seventh Circuit, this Court 7
is presently without jurisdiction to grant any modification

of the permanent injunction. Textile Banking Co., Inc. v. |
Rentschler, 657. F.2d 844, 849 (7th Cir. 1981). However,
having heard evidence on the defendants’

[Text truncated at 120,000 characters. The full text is on the page linked above.]

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385018_1909%3A1. Public record. Not legal advice.
