# Petition for Writ of Certiorari — Dallas County v. Crane

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385018_0895%3A1

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1985
- **Citation:** 474 U.S. 1020

## Text

Supreme Court, U.

=
'
t

In The Hem.
Supreme Court of the United States

October Term, 1985

re’
Vv

HENRY WADE,
Petitioner,
v.

STEPHEN C. CRANE, on behalf of
himself and others similarly situated,

Respondents.

re’
ws

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

ray
-

Henry WabDE
District Attorney
Dallas County, Texas

Sue LaGarpe
Chief Felony Prosecutor
Dallas County, Texas

Peter L. Harian

Assistant District Attorney
Dallas County Courthouse
600 Commerce Street
Dallas, TX 75202

(214) 749-8134

Attorneys for Petitioner

COCKLE LAW BRIEF PRINTING CO., (800) 835-7427 Ext. 333

QUESTIONS PRESENTED

1. Whether a Texas District Attorney is immune from a
civil claim for damages arising from the performance of his
official duties to initiate or present the state’s case in a
criminal prosecution?

2. Whether a Texas District Attorney is a state officer
whose official acts constitute state action and is accord-
ingly immune from a civil claim for damages under the
Eleventh Amendment to the United States Constitution?

ii

LISTING OF PARTIES

PETITIONER:

Henry Wade
Criminal District Attorney
Dallas County, Texas

ATTORNEYS FOR PETITIONER:

Sue Lagarde
Chief Felony Prosecutor
Dallas County, Texas

Peter L. Harlan
Assistant District Attorney
Dallas County, Texas

RESPONDENTS:

Stephen C. Crane, on behalf of himself and others
similarly situated

ATTORNEYS FOR RESPONDENTS:

Johnston Larson & Trantham
Douglas Larson

Hicks Gillespie James & Lesser, P.C.
Peter Lesser

INTERESTED PARTIES:
State of Texas

Earl Bullock, Dallas County Clerk
L. E. Murdoch, Former Dallas County Clerk

Dallas County, Texas

Ben Ellis, Judge, Dallas County Criminal Court
No. 1

John Orvis, Judge, Dallas County Criminal Court
No. 2

Mike Schwille, Judge, Dallas County Criminal
Court No. 3

Berlaind Brashear, Judge, Dallas County Criminal
Court No. 6

John McCall, Judge, Dallas County Criminal
Court No. 7

iil

ATTORNEYS FOR INTERESTED PARTIES:

Jim Mattox—Attorney General of Texas

Larry King—Assistant Attorney General

Henry Wade—Dallas County Criminal District
Attorney

Sue Lagarde—Dallas Couaty Assistant District
Attorney

Peter Harlan—Dallas County Assistant District
Attorney

Earl Luna—Law Offices of Earl Luna, P.C.

Robert E. Luna—Law Offices of Earl Luna, P.C.

Mary Milford—Law Offices of Earl Luna, P.C.

iv

TABLE OF CONTENTS

Page

I rn i
I I iO re ot il
ieee SR A A She RMN, CONOR MMS iv
RE ENE ee ee ee OER eS SRE Rea ee 1
ee en er ae 2
Constitutional and Statutory Provisions Involved ....... 3
SOI I IE iii cinicsicsosintacaiossncrmanbin eats 4
Rensous Ter Grantiiy Writ 9
There is a Conflict Among the Cireuits 00... 10
The Power of Supervision Should be Exercised ..... 11
The Questions are Substantial 0000 12
IE ei acs ee ee 13
PIE Miaditistiititihasnncnindnbnenaieicdmadiammmpmmmae nat A-1
Appendix cis ccsiaieigieincgs Wetland B-1
r EES EEN ER 9 OO iano’ C-1
gta OLE Re ENCE Ee ee D-1
EE A Sasso ONE Me! SYS K-1
alr EER RRs Se AMA ce SN OE Rn eae ee F-1
I cise snphcsescaeskcalasgaliaeitscaade Lace aie une a G-1
Appendix H .. csieoasiin tated cic iis iigslnagt tise cam H-1
(RESEND RAMC Sere ate OP een SPER ST I-1
Appendix J ilekacihceadcnebsigalieimiaatene J-1
Appendix K K-1

ME FR kainate ens aa L-1

tbs BORIS mn

Vv

TABLE OF AUTHORITIES

Page
CasEs:
Atkins v. Lanning, 556 F.2d 485 (10th Cir. 1977) ............. 10, 11
Baker v. Wade, 769 F.2d 289 (Sth Cir. 1985) ow. 12
Henzel v. Gerstein, 608 F.2d 654 (Sth Cir. 1978) ............... 12
Imbler v. Pachtman, 424 U.S. 409, 47 L.Ed.2d 128,

96 S.Ct. 984 (1976) . 9
Macko v. Byron, 641 F.2d 447 (6th Cir. 1981) ................... 10
Prince v. Wallace, 568 F.2d 1176 (5th Cir. 1976) —W... 11
Smart v. Jones, 530 F.2d 64 (5th Cir. 1976), cert.

denied, 42 U.S. 1125 8

Taylor v. Kavanagh, 640 F.2d 450 (2nd Cir. 1981) ........... 9, 10
Ybarra v. Reno Thunderbird Mobile Home Vil-

lage, 723 F'.23a 676 (3th Cir. 1966) 10
ConsTITUTIONS, STATUTES AND OTHER AUTHORITIES :
28 U.S.C. § 1254(1) ............ 2
re ALE __ RARRASRAMREE Iie ctaeimen eur moercewtinr caperSOOSRT saa 2s SH 6,9
42 U.S.C. § 1985 cocencoon peice iat Geist 6
42 U.S.C. § 1988 ns
Tex. Atty. Gen. Op. No. H-656 (1975) a nnneeneeenenenennenn 8
TEX. CODE CRIM. PROC. art. 15.17 —.... mre
TEX. CODE CRIM. PROC. art. 16.01 6
TEX. CRIM. PROC. CODE ANN. art. 23.01 .. ........... 3
TEX. CRIM. PROC. CODE ANN. art. 23.02 —W.. Pee
TEX. CRIM. PROC. CODE ANN. art. 23.04 ... Mees
United States Constitution, Amendment IV 3
United States Constitution, Amendment XT... 3,9, 12

wai.

ee ee

ER a

In The

Supreme Court of the United States

October Term, 1985

—— *
a

RENRY WADE,
Petitioner,
v.

STEPHEN C. CRANE, on behalf of
himself and others similarly situated,

Respondents.

—_ ~~‘
ww

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

—
-~—\-—_

Your Petitioner respectfully prays that a writ of cer-
itorari issue to review the judgment of the United States
Court of Appeals for the Fifth Circuit, entered in this pro-
ceeding on May 2, 1985, rehearing en banc and panel re-
hearing denied July 22, 1985.

—_,*
“

OPINIONS BELOW

The opinion of the United States Court of Appeals for
the Fifth Circuit filed May 2, 1985, reported at 759 F.2d
4i2 is reprinted in Appendix A.

1

2

The opinion of the United States Court of Appeals
for the Fifth Circuit, filed July 22, 1985, denying Petition
for Rehearing and Suggestion for Rehearing En Bane, re-
ported at 766 F.2d 193, is reprinted in Appendix B.

The Memorandum Opinion of the United States Dis-
trict Court for the Northern District of Texas, Dallas Divi-
sion, filed March 11, 1982, reported ... 534 F.Supp. 1237, is
reprinted in Appendix C. The Judgment, filed August 16,
1983, is reprinted in Appendix D. The Judgment declar-
ing the rights and liabilities of the parties to be those ex-
pressed in the District Court’s Memorandum Order of No-
vember 30, 1981, is reprinted in Appendix E, and its Order
of February 4, 1982 denying injunctive relief, is reprinted
in Appendix F. The Judgment assessing attorneys’ fees
against the State of Texas pursuant to the District Court’s
Memorandum Order of September 8, 1982, is reprinted in
Appendix G, and its unpublished Memorandum Opinion of
July 26, 1983, is reprinted in Appendix H.

ray
Vw

GROUNDS FOR JURISDICTION

The opinion of the United States Court of Appeals for
the Fifth Circuit, filed May 2, 1985, reported at 759 F.2d
412, is reprinted in Appendix A.

The opinion of the United States Court of Appeals for
the Fifth Circuit denying Petition for Rehearing and Sug-
gestion for Rehearing En Bane was entered on July 22,
1985, and this Petition for a Writ of Certiorari was filed
within ninety (90) days of that date.

This Court’s jurisdiction is invoked under 28 U.S.C,
§ 1254(1).

3

Constitutional and Statutory Provisions Involved
United States Constitution, Amendment IV

The right of the people to be secure in their persons,
houses, papers, and effects, against unreasonable
searches and seizures, shall not be violated, and no
warrants shall issue, but upon probable cause, sup
ported by oath or affirmation, and particularly de-
scribing the place to be searched, and the persons or
things to be seized.

United States Constitution Amendment XI

The Judicial power of the United States shall not be
construed to extend to any suit in law or equity, com-
menced or prosecuted against one of the United States
by Citizens of another State, or by Citizens or Sub-
jects of any Foreign State.

TEX. CRIM. PROC. CODE ANN. art. 23.01 (Vernon 1966)

A “capias’’ is a writ issued by the court or clerk and
directed ‘‘To any peace officer of the State of Texas’’,
commanding him to arrest a person accused of an of-
fense and bring him before that court immediately, or
on a day or at a term stated in the writ.

TEX. CRIM. PROC. CODE ANN. art. 23.02 (Vernon 1966)

A capias shall be held sufficient if it have the follow-
ing requisites :

1. That it run in the name of ‘‘The State of Texas’’;

29 That it name the person whose arrest is ordered,
or if unknown, describe him;

3. That it specify the offense of which the defendant
is accused, and it appear thereby that he is accused of
some offense against the penal laws of the State ;

4. That it name the court to which and the time when
it is returnable; and

5. That it be dated and attested officially by the au-
thority issuing the same.

+

TEX. CRIM. PROC. CODE ANN. art. 23.04 (Vernon 1966)

In misdemeanor cases the capias or summons shall is-
sue from a court having jurisdiction of the case. The
summons shall be issued only upon request of the at-
torney repesenting the State and shall follow the same
form and procedure as in a felony case.

ray
Vv

STATEMENT OF THE CASE

L. L. Huckaby, a member of the City of Dallas Police
Department, made an Affidavit of Complaint and swore to
the same before Lem Brotherton, Assistant District At-
torney of Dallas County, Texas, which was as follows:

FILING AGENCY DPD DATE FILED 4-16-80
COURT CC COMPLAINANT A. PEREZ
MA80023927

AFFIDAVIT
In the Name and by the Authority of the State of Texas.

PERSONALLY APPEARED before me the un-
dersigned authority this affiant, who after being by
me duly sworn, deposes and says your Affiant has
good reason to believe and does believe that one
STEPHEN CLARKSON CRANE hereinafter styled
Defendant, heretofore, on or about the 3rd of April
A.D. 1980, in the County of Dallas and State of Texas,
did unlawfully then and there knowingly promote, to-
wit: exhibit, obscene material, to-wit: one untitled 8mm
film, to A. Perez, knowing the character and content of
said obscene material, to-wit: depictions of sexual in-
tercourse and deviate sexual intercourse between hu-
man beings, Against the peace and dignity of the
state.

/s/ lL. L. Huckaby

wall Va x

0) a REINS he IR RING td A

Sworn to and subscribed
before me this the 16th
day of April, A.D. 1980,
/s/ Lem Brotherton,
Assistant Criminal
District Attorney of
Dallas County, Texas

This Affidavit was entered into evidence as Plaintiff’s
Exhibit 1. The complaint on Crane was one of 800 to 1,000
received each week by the District Attorney’s office from
the Dallas Police Department alone. (R. Vol. XIT at 496).

Based on the Affidavit of Complaint, the Dallas Coun-
ty District Attorney’s office prepared an Information and
filed said Information and Affidavit with the County Clerk
of Dallas County, Texas.! After receiving the Affidavit
and Information, the County Clerk issued a capias writ
which commanded an: Sheriff or any Constable in the
State of Texas to bring Crane, instanter, before the Coun-
ty Criminal Court of Dallas County, Texas. The capias is
included in Appendix J.

Crane was arrested by the City of Dallas Police. (R.
Vol. XIII at 707). Crane advised the officers that it was
not necessary to read him his rights because he was a
lawyer and already knew his rights. (R. Vol. XIII at. 716-
717). Crane, therefore, opted to be released on a habeas

corpus bond rather than having a hearing where the magis-

1 The Information is included in Appendix I.

6

trate would examine the accusations against him.2 Crane
knew that the practice of the Dallas Police Department was
to take an arrested person to a magistrate shortly follow-
ing his arrest uuless the suspect wished to opt for release
on bond and waive the hearing. (R., Vol. VI at 107).

The criminal charges against Crane were dismissed on
April 28, 1980, at the request of the District Attorney. (R.
Vol. VI at 49-50). Approximately three months thereafter,
Crane filed this civil action against the State of Texas,
the Judges of the County Criminal Courts of Dallas Coun-
ty, Texas, the Clerk cf the County Court of Dallas County,
Texas, the District Attorney of Dallas County, Texas, the
City of Dallas, Texas, and three of its police officers pur-
suant to 42 U.S.C. §§ 1983, 1985, 1988 and the common law
of Texas. Crane sought declaratory and injunctive relief
as well as monetary damages.

2 Art. 15.17 of the Texas Code of Criminal Procedure pro-
vides, in part, as follows:

(a) In each case enumerated in this Code, the person
making the arrest shall without unnecessary delay take
the person arrested or have him taken before some mag-
istrate of the county where the accused was arrested. The
magistrate shall inform in clear language the person ar-
rested of the accusation against him and of any affidavit
filed therewith . . . (Emphasis added).

Art. 16.01 of the Texas Code of Criminal Procedure pro-
vides, in part, as follows:

When the accused has been brought before a magis-
trate for an examining trial, that officer shall proceed to
examine into the truth of the accusation made, encase
the accused, however, sufficient time to procure counsel.
In a proper case, the magistrate may appoint counsel to
represent an accused in such examining trial only to be
compensated as otherwise provided in this Code. (Em-
phasis added).

Art 15.17 and Art. 16.01 are included in Appendix K.

a aR Salih ate dine ath oR aK ae Sal

in an order entered November 30, 1981, the District
Court concluded that the challenged capias procedure vio-
lated Texas law for the reason that a determination of
probable cause was not made by a neutral and detached
magistrate prior to the issuance of the capias. See order
below, Appendix E.

In accordance with the District Court’s suggestion in
its order to submit a new plan for issuing capias, the Dis-
trict Attorney changed the system by which a misdemean-
or capias was issued. This plan was approved by the Dis-
trict Court and, accordingly, the Respondent’s request for
injunctive relief was denied on February 4, 1982. See
order below, Appendix F.

At the conclusion of the subsequent trial on the issue
of damages, the jury awarded Respondent Crane $40,000
in damages. The District Court in its Memorandum Opin-
ion dated March 11, 1982, held that all Defendants were im-
mune from damages and accordingly entered a judgment
notwithstanding the jury verdict in this respect. See Dis-
trict Court opinion, Appendix C; 534 F.Supp. 1237-1247.

Thereafter, in a Memorandum Order dated September
8, 1982, the District Court ruled that Crane was a ‘‘pre-
vailing plaintiff’? under 42 U.S.C. § 1988, and was, there-
fore, entitied to attorneys’ fees. See District Court order,
Appendix G. The order also held that the District Attor-
ney and the County Clerk were acting as state officials
during the relevant times involved in this suit and accord-
ingly assessed the attorneys’ fees against the State of
Texas. See District Court order, Appendix G.

The Fifth Cireuit subsequently held that the Dallas
County system of issuing misdemeanor capias violated

8

both the Texas statutory law and the United States Con-
stitution. See Panel opinion below, Appendix A; 759 F.2d
at 426, 432.

The panel reversed the trial court’s finding that Dal-
las County and the District Attorney were immune from
liability for money damages. The panel, therefore, rein-
stated the jury’s award of money damages against the Dis-
trict Attorney in his official capacity. See opinion below,
Appendix A; 759 F.2d at 432. The panel, in holding the
District Attorney liable in his official capacity, also held
that he was a county official and not a state official, and
therefore, was not entitled to Eleventh Amendment im-
munity. Although it was claimed and argued by Defend-
ants that the District Attorney also had prosecutorial im-
munity in this suit, the Fifth Circuit ignored that defense
and its own holding in prior cases finding that a state
prosecutor had immunity from damage claims on this
basis.2 See opinion below, Appendix A; 759 F.2d at 432.
[A Texas district attorney is a state officer. See Tex.
Atty. Gen. Op. No. H-656 (1975), Appendix L.] In addi-
tion, the panel held the County liable for the reason that
the District Attorney purportedly was responsible for the
defective capias procedure, and therefore reasoned that his
decision ‘‘must be considered official policy attributable to
the County.’’ See opinion below, Appendix A; 759 F.2d at
430.

Accordingly the panel also reversed the assessment of
the attorneys’ fees against the State of Texas and rend-
ered the same against the County. See opinion below, Ap-
pendix A; 759 F.2d at 432.

3 Smart v. Jones, 530 F.2d 64 (5th Cir. 1976), cert. denied,
42 U.S. 1125.

ie Pai

9

REASONS FOR GRANTING WRIT

A writ of certiorari should be granted to resolve the
questions presented in this Petition for the following rea-
sons, to-wit:

The United States Court of Appeals for the Fifth Cir-
cuit has effectively abolished the well-established doctrine
of prosecutorial immunity by its decision herein. As a
result, the court has unreasonably exposed state prosecu-
tors in this circuit and others to civil liability for damages
arising from their official acts taken to initiate or present
the state’s case in a criminal prosecution.

Moreover, the court has ignored the overwhelming
weight of authority in Texas which has held that a Texas
District Attorney is a state officer and therefore entitled
to immunity from damage claims under the Eleventh
Amendment to the United States Constitution.

The panel decision of the Fifth Circuit in this pro-
ceeding is in direct conflict with the opinion of this Court
in Imbler v. Pachtman, 424 U.S. 409, 47 L.Ed.2d 128, 96
S.Ct. 984 (1976), which established the well-reasoned doc-
trine of prosecutorial immunity. In reaching its decision
in the case above, this Court stated as follows:

[Liability under 42 U.S.C. § 1983 would] prevent the
vigorous and fearless performance of a prosecutor’s
duty which is essential to the proper functioning of
the criminal justice system.

In the host of cases which have followed the land-
mark decision of the United States Supreme Court in the
Imbler case, the doctrine of prosecutorial immunity has
been consistently upheld and expanded by the lower courts
in other circuits. Taylor v. Kavanagh, 640 F.2d 450 (2nd

10

Cir. 1981); Ybarra v. Reno Thunderbird Mobile Home
Village, 723 F.2d 675 ‘9th Cir. 1984); Macko v. Byron, 641
F.2d 447 (6th Cir. 1981); Atkins v. Lanning, 556 F.2d 485
(10th Cir. 1977). The Fifth Circuit, in the instant case,
has completely stripped state prosecutors of their im-
munity from damage claims for the performance of their
prosecutorial duties. Undoubtedly this decision will have
a chilling effect upon future criminal prosecutions in this
circuit and others which may substantially undermine the
effectiveness of our criminal justice system.

There Is A Conflict Among The Circuits

There is a direct conflict between the Fifth Circuit
and the Second, Sixth, Ninth and Tenth Circuits regarding
the nature and scope of the prosecutorial immunity doc-
trine.

In Taylor v. Kavanagh the Court of Appeals for the
Second Cireuit held that a state prosecutor was absolutely
immune for alleged misconduct which involved intentional
misrepresentation and failure to comply with the terms of
a plea bargain agreement under the doctrine of prosecu-
torial immunity even though the alleged improprieties of
the prosecutor were illegal and could not be condoned by
the court.

The Ninth Cireuit recently held in Ybarra v. Reno
Thunderbird Mobile Home Village, supra, that a state
prosecutor was entitled to absolute prosecutorial immunity
even though he was accused of destroying exculpatory evi-
dence in connection with a state criminal prosecution and
thereby caused the plaintiff’s wrongful conviction and sub-
sequent incarceration.

11

The Tenth Circuit has also upheld the doctrine of pro-
secutorial immunity in a fact situation which is substan-
tially similar to the case at bar. In Atkins v. Lanning,
supra, the court held that a state prosecutor was entitled
to absolute immunity where the plaintiff was improperly
arrested under a facially valid warrant for the reason that
the prosecutor was merely engaged in ‘‘preparing and
presenting the state’s case’’ and did not personally partici-
pate in the plaintiff’s arrest.

It is clear, therefore, that a sharp conflict has arisen
between the circuits regarding the nature and scope of the
prosecutorial immunity doctrine. Accordingly, a writ of
certiorari should issue to review the panel decision of the
Fifth Circuit to resolve this conflict with all deliberate
speed.

The Power Of Supervision Should Be Exercised

As set out above. the panel decision of the Fifth Cir-
cuit in the instant case has created a sharp conflict among
the circuits regarding the nature and scope of the prosecu-
torial immunity doctrine. In addition, the court has de-
parted from the customary application of this doctrine by
other panels of the Court of Appeals for the Fifth Cireuit.

In prior decisions other panels of the Fifth Circuit
have held that, even where a prosecutor knowingly used
perjured testimony and deliberately withheld exculpatory
evidence in a criminal prosecution, his immunity from
damages remained intact. Prince v. Wallace, 568 F.2d 1176
(5th Cir. 1976). Moreover, the court has held that the
filing of a criminal information without investigation, fil-
ing charges without jurisdiction and instituting arrest and
search proceedings without probable cause were a neces-

12

sary and integral part of the prosecutors role which were
protected under the cloak of the immunity doctrine. Hen-
zel v. Gerstein, 608 F.2d 654 (5th Cir. 1978).

In addition to the departure from prior decisions of
the Fifth Circuit regarding the doctrine of prosecutorial
immunity, the panel decision in the instant case has com-
pletely ignored the well-settled state law in Texas which
has held that a District Attorney is a state officer and
therefore insulated from a claim for damages under the
Eleventh Amendment to the United States Constitution.
Indeed, one month following the final determination of the
instant case, the Fifth Circuit, en bane, held that a District
Attorney from Potter County, Texas, was a state official
empowered under Texas law to enforce the state criminal
laws and as such was ‘‘... a state officer seeking to inter-
vene [and] a proper party to do so.’’ Baker v. Wade,
769 F.2d 289, 292 (Sth Cir. 1985).

It is apparent, therefore, that the power of supervision
should be exercised by this Court to correct the inconsis-
tencies created by the panel of the Fifth Circuit in the case
at bar.

The Questions Are Substantial

The doctrine of prosecutorial immunity is absolutely
essential to the proper functioning of our criminal justice
system. It was not created by this Court for the protec-
tion of malicious, corrupt or incompetent prosecutors but
rather, for the protection of the general public whose inter-
est it is that prosecutors should be at liberty to exercise
consequences and make decisions without fear of being
hounded with civil litigation by dissatisfied or embittered
criminal defendants charging malice or wrongdoing.

13

The departure of the Fifth Circuit from the customary
application of the prosecutorial immunity doctrine in the
instant case may cause the erosion of a state prosecutor’s
immunity in this and other cireuits. As a direct result of
this decision the effectiveness of our criminal justice sys-
tem may be substantially impaired because state prosecu-
tors might be unwilling to file criminal charges against a
criminal suspect for fear of potential civil liability or the
attendant inconveniences of defending a federal lawsuit.

Thus, it is clear that the questions presented herein
are substantial and, accordingly, this Court should grant
certiorari to correct the panel decision of the Court of Ap-
peals for the Fifth Circuit in the case at bar.

ra’
Vv

CONCLUSION

For each and all of the foregoing reasons, a writ of
certiorari should issue to review the judgment and opinion
of the Court of Appeals for the Fifth Circuit in the case at
bar.

Respectfully submitted,

Henry WabeE
Criminal District Attorney
Dallas County, Texas

Sue LaGarpE
Chief Felony Prosecutor
Dallas County, Texas

Peter L. Haruan

Assistant District Attorney
Federal Section

Dallas County Courthouse
600 Commerce Street
Dallas, TX 75202

(214) 749-8134

Attorneys for Petitioner

APPENDIX

A-l
APPENDIX A

Stephen C. CRANE, on Behalf of himself
and others similarly situated,
Plaintiff-Appellee-Cross Appellant,

Vv.

STATE OF TEXAS,
Defendant-Appellant,

V.

COUNTY OF DALLAS, Ben Ellis, John Orvis,
Mike Schwille, Berlaind Brashear and Chuck
Miller, Defendants-Appellants-Cross Appellees,

Vv.

Henry WADE and L. E. Murdoch,
Defendants-A ppellees.

No. 83-1650

United States Court of Appeals,
Fifth Cireuit.

May 2, 1985.

Rehearing and Rehearing En Bane
Denied July 22, 1985.

Plaintiff brought action challenging county’s practice
of issuing misdemeanor capias withovt a finding of prob-
able cause. The United States District Court for the
Northern District of Texas, Patrick E. Higginbotham, J.,
denied plaintiff’s request for injunctive relief, but held
that both county and district attorney were immune from
liability for damages, awarding plaintiff only attorney
fees. On appeal, the Court of Appeals, Gee, Circuit Judge,

A-2

held that: (1) county was not immune under the Eleventh
Amendment; (2) Texas law requires issuance of a valid
capias to be preceded by neutral magistrate’s determina-
tion of probable cause; (3) county’s practice of issuing
misdemeanor capias without a finding of probable cause
by a neutral and detached magistrate was unconstitu-
tional under the Fourth Amendment; (4) neither county
nor district attorney was immune from liability for money
damages; and (5) award of attorney fees ran against
the county, not the state.

Affirmed in part; reversed in part.
Amended in part, July 22, 1985.

1. Federal Courts — 265

Eleventh Amendment acts as a jurisdictional bar, and
therefore an assertion of Eleventh Amendment immunity
cannot be ignored, for a meritorious claim ‘o that im-
munity deprives court of subject-matter jurisdiction of
the action. U.S.C.A. Const.Amend. 11.

2. Federal Courts — 270

Claim in civil rights action by county that it was im-
mune under the Eleventh Amendment as an arm or agent
of the state put in question trial court’s jurisdiction over
subject matter of plaintiff’s action against county, and
thus it was incumbent upon trial court to settle the ques-
tion before proceeding further. U.S.C.A. Const.Amend.
11.

3. Federal Courts — 270

Eleventh Amendment immunity does not, as a general
rule, extend to counties. U.S.C.A. Const.Amend. 11.

4. Federal Courts — 270

Any award against county in civil rights suit chal-
lenging county’s practice of issuing misdemeanor capias
without a finding of probable cause would not be de-
rived from state treasury; therefore, exception allowing
county to enjoy Eleventh Amendment immunity for those
cases in which relief granted would run directly against
the state did not apply, and county was not entitled to
Eleventh Amendment protection on that basis. U.S.C.A.
Const.Amend. 11.

5. Federal Courts — 270

Texas counties are not excepted as unique from gen-
eral rule denying Eleventh Amendment immunity to cou-
ties. U.S.C.A. Const.Amend. 11.

6. Criminal Law — 217

Texas law requires issuance of a valid misdemeanor
capias to be preceded by neutral magistrate’s determina-
tion of probable cause.

7. Federal Courts — 411

Civil rights suit challenging county’s practice of is-
suing misdemeanor capias without probable cause was
brought against county officials and relief sought ran
only against county; therefore, district court properly
grounded its holding exclusively on state lav’ after de-
clining to reach federal constitutional issue.

8. Criminal Law — 217

Practice by which county issued misdemeanor capias
without a finding or probable cause as determined by a

A-4

neutral and detached magistrate was unconstitutional un-
der the Fourth Amendment. U.S.C.A. Const.Amend. 4.

9. Federal Courts — 269

State officials partake of the Eleventh Amendment
immunity of states they serve. U.S.C.A. Const.Amend. 11.

10. Federal Courts — 269

Claim that state officials violated state law in carry-
ing out their official responsibilities is a claim against
the state that is protected by the Eleventh Amendment,
even as to a state law claim brought into federal court un-
der pendent jurisdiction. U.S.C.A. Const.Amend. 11.

11. Cwil Rights — 13.7

Where ultimate authority for determining county ca-
pias procedures reposed in the district attorney, an elected
county official, his decisions in that regard constituted
official policy attributable to the county; therefore, coun-
ty was not immune from liability for money damages in
civil rights suit challenging capias practice on basis that
accused practices were neither done for the county nor
subject to its control.

12. Civil Rights — 13.8(6)

Texas statute providing that a district attorney, upon
request, will give an opinion or advice in writing to any
county or precinct officer of the district or county, touch-
ing their official duties, did not render district attorney
immune from liaiblity for money damages in civil rights
suit challenging county’s practice of issuing misdemeanor
capias without a finding of probable cause, where district
attorney himself established procedures to be followed by

A-5

county in issuing misdemeanor capias, and his duty to
establish procedures in accordance with United States
Constitution and laws of Texas was one entirely inde-
pendent of any duty to render legal advice to others. Ver-
non’s Ann.Texas Civ.St. art. 334.

13. Civil Rights — 13.17(11)

Under the Civil Rights Attorney’s Fees Awards Act,
attorney fees are properly assessed against the state when
its officials are sued in their official capacities, and when

their conduct may fairly be said to represent its official
policies. 42 U.S.C.A. § 1988.

14. Ciwil Rights — 13.17(11)

Where plaintiff challenging county’s practice of is-
suing misdemeanor capias without a finding of probable
cause did not sue the individual defendants for actions
taken on behalf of the state, but sued them because of
roles they played in establishing and implementing county
system of issuing misdemeanor capias, and where de-
fendants created that system and controlled it for the
county, not for the state, attorney fees under the Civil
Rights Attorney’s Fees Awards Act ran, not against the
state, but against the county, 42 U.S.C.A. § 1988.

———— —

Earl Luna, Dallas, Tex., for Ellis et al. and Dallas
County.

Jim Mattox, Atty. Gen., Mary F. Keller, Lawrence J.
King, Asst. Attys. Gen., Austin, Tex., for the State of
Texas.

|

A-6

Peter Lesser, Johnston & Larson, Douglas R. Larson,
Dallas, Tex., for Crane.

Sue L. Lagarde, Asst. Dist. Atty., Dallas, Tex., for
Henry Wade & Larry Murdoch.

Appeals from the United States District Court for the
Northern District of Texas.

Before GEE, WILLIAMS and JOLLY, Circuit
Judges.

GEE, Cireuit Judge:

On behalf of himself and others similarly situated,
Stephen Crane brought an action pursuant to 42 U.S.C. §§
1983, 1988, and the common law of Texas, against the
State of Texas, Dallas County, the judges of the Dallas
County Criminal Courts, the Dallas County Clerk, the
Dallas County Criminal District Attorney, the City of
Dallas, and Civers Dallas police officers. The gravamen
of his complaint was that Dallas County regularly issued
misdemeanor capias without a finding of probable cause
by a neutral and detached magistrate in violation of the
Fourth, Fifth, and Fourteenth Amendments of the United
States Constitution and Article 23.04, Tex.Code Crim.Proce.
Ann. (Vernon). Alternatively, he alleged that articles
23.01 and 23.04 of the Tex.Code Crim.P. were unconstitu-
tional if they allowed a clerk to issue a capias on nothing
more than a District Attorney’s information and affida-
vit. Crane sought declaratory and injunctive relief as
well as monetary damages.

In an Order filed April 30, 1981, the trial court cer-

tified maintenance of the ease as a class action and
granted the motion to dismiss of the State of Texas on

A-7

the ground of the State’s Eleventh Amendment immunity
from suit in the federal courts. The trial court also de-
nied the judges’ motions to dismiss on the ground that
their common law judicial immunity did not extend to
§ 1983 suits seeking equitable relief.

The legality of the challenged practices was consid-
ered separately from Crane’s entitlement to damages. In
an order filed November 30, 1981, the trial court con-
cluded that under Texas law a determination of probable
cause by a neutral magistrate must precede the issuance
of a valid misdemeanor capias; the Dallas practice there-
fore violated Texas law. Defendants were invited to sub-
mit proposals for reform of the Dalias County misde-
meanor capias system. By February 4, 1982, defendants
had done more than submit proposals; they had changed
the County system to ensure that misdemeanor capias is-
sued only after the requisite finding of probable cause by
a properly neutral magistvate. The trial court therefore
denied Crane’s request for injunctive relief.

The remaining issues of damages and attorney’s fees
were tried to a jury. The jury awarded Crane $40,000 in
compensatory damages to be paid by th County and the
District Attorney. It found that District Attorney Wade,
as legal advisor to the County, knew or should have known
that the County capias system infringed Crane’s estab-
lished constitutional rights, but that the police, the City of
Dallas, and Murdoch, the County Clerk, had acted in good
faith and without knowledge of the constitutional infringe-

ment.

The court held, in a memorandum opinion filed March
11, 1982, that the County was immune from liability for

A-8

damages because the illegal practices were not a ‘‘county
policy or custom.” The District Attorney was immune
from liability for damages because he was primarily re-
sponsible to the State and breached no duty he owed to the
County. Crane thus took nothing. He was, however,
awarded attorneys’ fees as a “‘prevailing party” under 42
U.S.C. § 1988. The award was made against the State of
Texas becanse defendants were ‘‘wearing their state hats”
when they performed the acts complained of. The trial
court modified its original order of September 8, 1982;
and, in a memorandum opinion filed July 26, 1983, reduced
the fees to be awarded Crane. The reduction was based on
Hensley v. Eckerhart, 461 U.S. 424, 103 S.Ct. 1933, 76
L.Ed.2d 40 (1983). All parties appeal from those aspects
of the trial court’s holdings adverse to themselves.

Facts

The facts underlying this action are simple and undis-
puted. lawyer with whom Crane shared office space
listed Crane, without Crane’s knowledge or consent, as an
initial director of Crystal Theater, Inec., in the corpora-
tion’s Articles of Incorporation. The Crystal Theater
showed dirty movies in Dallas. Dallas police visited the
theater and determined its movies to be obscene. Pro-
ceeding solely on the basis of the Articles of Incorpora-
tion, and without further investigation, the Dallas police
prepared a case report charging Crane with distribution
of commercial obscenity, a misdemeanor. The police sent
the report to the Dallas County Criminal District Attor-
ney’s office. The District Attorney’s office decided to
prosecute Crane and prepared an information and accom-
panying affidavit charging him with the misdemeanor of-

A-9

fense. The information and affidavit were filed with the
Dallas County Clerk’s office. The Clerk’s office typed
Crane’s name on a writ of capias form, thereby authoriz-
ing Crane’s arrest, and gave the form to the police, who
duly arrested Crane. He spent about four hours in the
Dallas County jail before being released on bail. The
charges against him were later dismissed for insufficient
evidence at the request of the District Attorney’s office,
which had belatedly discovered Crane’s lack of connection
with the theater. This suit followed.

Eleventh Amendment Immunity

[1,2] Dallas County contended at trial and contends
on appeal that its status as a state agency entitled it to
Eleventh Amendment! immunity from federal suit, and
therefore to dismissal for lack of jurisdiction. The trial
eourt found it unnecessary to decide this question, and
declined to do so. This was error. Because the Eleventh
Amendment acts as a jurisdictional bar, Edelman v. Jor-
dan, 415 U.S. 651, 678, 94 S.Ct. 1347, 1363, 39 L.Ed.2d 662
(1974); Laje v. R. E. Thomason General Hospital, 665
F.2d 724, 726 n. 2 (5th Cir.1982), an assertion of Eleventh
Amendment immunity cannot be ignored, for a meritorious
claim to that immunity deprives the court of subject mat-
ter jurisdiction of the action. Dallas County’s claim of

1V.S. Const. amend, XI provides as follows: “The Judicial
power of the United States shall not be construed to extend to
any suit in law or equity, commenced or prosecuted against
one of the United States by Citizens of another State, or by
Citizens or Subjects of any Foreign State.”

The Eleventh Amendment has been held since 1890 to
bar as well federal suits by citizens against their own states.
Hans v. Louisiana, 134 U.S. 1, 10 S.Ct. 504, 33 L.Ed. 842 (1890).

A-10

Eleventh Amendment immunity as an arm or agent of the
State of Texas, Chiz’s Motel v. Mississippi State Tax
Com’n, 750 F.2d 1305, 1307 (5th Cir.1985); United Caro-
lina Bank v. Board of Regents, 665 F.2d 553, 557 (5th Cir.
1982), thus put in question the trial court’s jurisdiction
over the subject macter of Crane’s action against the
County; it was incumbent upon the trial court to settle
the question before proceeding further. The error was
harmless, however, in view of our conclusion that the im-
munity to federal suit granted by the Eleventh Amend-
ment to the State of Texas does not extend to Dallas
County.

The Supreme Court has “held that the Eleventh
Amendment does not apply to ‘counties and similar mu-
nicipal corporations.’” Pennhurst State School & Hospi-
tal v. Halderman, 465 U.S. 89, — n, 34, 104 S.Ct. 900, 920
n. 34, 79 L.Ed.2d 67, 93 n. 34 (1984), quoting Mt. Healthy
City School District v. Doyle, 429 U.S. 274, 280, 97 S.Ct.
568, 572, 50 L.Ed.2d 471 (1977). In Lake Country Estates,
Inc. v. Tahoe Regional Planning Agency, 440 U.S. 391, 99
S.Ct. 1171, 59 L.Ed.2d 401 (1979), the Supreme Court
stated that it ‘“‘has consistently refused to construe the
[Eleventh] Amendment to afford protection to political
subdivisions such as counties and municipalities, even
though such entities exercise a ‘slice of state power.’” 440
US. at 401, 99 S.Ct. at 1177, citing in support Mt. Healthy;
Moor v. County of Alameda, 411 U.S. 693, 717-721, 93
S.Ct. 1785, 1799-1802, 36 L.Ed.2d 596 (1973), and Lincoln
County v. Luning, 133 U.S. 529, 530, 10 S.Ct. 363, 33 L.Ed.
766 (1890). The Lincoln Court explicitly rejected a
county’s assertion of Eleventh Amendment immunity:

[I]t may be observed that the records of this court
for the last thirty years are full of suits against

Pee ee ee mT ee ee eee eee

ee ee ee eee ee ee

oe ee

A-11

counties, and it would seem as though by general con-
sent the jurisdiction of the federal courts in such suits
had become established. But irrespective of this gen-
eral acquiescence, the jurisdiction of the circuit courts
is beyond question. The Eleventh Amendment limits
the jurisdiction only as to suits against a State.
133 U.S. at 530, 10 S.Ct. at 363. Although the Lincoln
Court acknowledged the Eleventh Amendment as a bar
to suits “in which the State is a real, if not a nominal,
defendant.” it did not place suits against counties in this
eategory :
[W Jhile the county is territorially a part of the State,
yet politically it is also a corporation created by and
with such powers as are given to it by the State. In
respect it is a part of the State only in that remote
sense in which any city, town or other municipal cor-
poration may be said to be a part of the State.
Id, see also Mercer County v. Cowles, 74 U.S. (7 Wall)
118, 122, 19 L.Ed. 86 (1868). Given such unambiguous
pronouncements by the Supreme Court, repeated over so
long ‘a period of time, it is scarcely surprising that other
courts have considered as settled the Eleventh Amend-
ment’s lack of applicability to counties.2 See, e.g., Tuveson
». Florida Governor’s Council on Indian Affairs, Inc., 734
F.2d 730, 732 (11th Cir.1984) (“Eleventh Amendment im-
munity does not extend to independent political entities,
such as counties”); Hall v. Medical College of Ohio, 742
F.2d 299, 301 (6th Cir.1984) (“Municipalities, counties and

2Commentators consider it settled as well. Professor Wright,
for example, flatly states that “[t}he Eleventh Amendment does
not provide immunity for counties and similar municipal coun-
ties.” Wright, Federal Courts § 46, at 274 (1983); see also 1 J.
Moore, J. Lucas, H. Fink, D. Weckstein & J. Wicker, Moore’s
Federal Practice § 0.60 [2 2] (2d ed. 1984).

A-12

other political subdivisions (e.g., public school districts)
do not partake of the state’s Eleventh Amendment im-
munity”); Fouche v. Jekyll Island-State Park Authority,
713 F.2d 1518, 1520 (11th Cir.1983) (‘‘Eleventh Amend-
ment immunity to suit in federal court applies to states
and state officials but not to municipal corporations,
counties, or other political subdivisions of the state.’’);
Morris v. Washington Metropolitan Area Transtt Author-
ity, 583 F.Supp. 1522, 1524 (D.D.C.1984) (political subdi-
visions such as municipalities and counties not entitled to
invoke Eleventh Amendment immunity); Kenny v. Board
of Trustees, 563 F.Supp. 95, 98 (D.Montana 1983) (‘‘im-
munity provided the states by the Eleventh Amendment
does not extend to counties”); Calkins v. Blum, 511
F.Supp. 1073, 1099 (N.D.N.Y.1981), aff'd, 675, F.2d 44
(2d Cir.1982) (Eleventh Amendment no bar to suit for
damages against county commissioners) ; Woods v. Homes
and Structures of Pittsburg, Kansas, Inc. 489 F.Supp.
1270, 1295-96 (D.Kansas 1980) (“bar of the Eleventh
Amendment does not extend to counties”); High‘teld Wa-
ter Co. v. Public Service Commission, 488 F.Supp. 1176,
1194 (D.Md.1980) (same); Patterson v. Ramsey, 413
F.Supp. 523, 529 (D.Md.1976), aff'd, 552 F.2d 117 (4th
Cir.1977) (same).

There is a similar abundance of authority holding the
Eleventh Amendment inapplicable to counties of particu-
lar states. See, e.g., Heiar v. Crawford County, 746 F.2d
1190, 1194 (7th Cir.1984) (Wisconsin county); Scott v.
Greenville County, 716 F.2d 1409, 1422 (4th Cir.1983)
(South Carolina county); Holley v. Lavine, 605 F.2d 638,
642-45 (2d Cir.1979), cert. denied, 446 U.S. 913, 100 S.Ct.
1843, 64 L.Ed.2d 266 (1980) (New York county); Lenoir

eer

A-13

». Porters Creek Watershed District, 586 F.2d 1081, 1088-
89 (6th Cir.1978) (Tennessee and Mississippi counties) ;
Mackey v. Stanton, 586 F.2d 1126, 1130-31 (7th Cir.1978),
cert. denied, 444 U.S. 882, 100 S.Ct. 172, 62 L.Ed.2d 112
(1979) (Indiana county); Brown v. Marshall County, 394
F.2d 498, 500 (6th Cir.1968) (Kentucky county); Federal
Land Bank v. County Commissioners, 582 F.Supp. 1507,
1512 (D.Colorado 1984) (Colorado county) ; Allsup v.
Knox, 508 F.Supp. 57, 61 (E.D.Ky,1980) (Kentucky
county); Jones v. Houser, 489 F.Supp. 795, 798 (E.D.Mis-
souri 1980) (Missouri county); Obenshain v. Halliday,
504 F.Supp. 916, 952 (E.D.Va.1980) (Virginia county) ;
Knight v. Car.son, 478 F.Supp. 55, 56-97 (E.D.Cal.1979)
(California counties) ; Rafferty v. Prince George's County,
423 F.Supp. 1045, 1058 n. 9 (D.Md.1976) (Maryland coun-
ty).

Acceptance of the general rule excluding counties
from Eleventh Amendment immunity is implicit in a num-
ber of other decisions. See e.g., Campbell v. Pierce Coun-
ty, 741 F.2d 1342 (11th Cir.1984) ; Travelers Indemnity
Co. v. School Board of Dade County, 666 F.2d 505, 509
(ilth Cir.), cert. dented, 459 U.S. 834, 103 S.Ct. 77, 74
L.Bd.2d 74 (1982); Logen v. Shealy, 660 F.2d 1007, 1015
(4th Cir.1981), cert. denied, 445 U.S. 942, 102 S.Ct. 1435, 71
L.Ed.2d 653 (1982) ; Ledford v. Delancey, 612 F.2d 883, 887
(4th Cir.1980). We have recognized this general rule ina
recent ease. Called upon to determine whether the
Eleventh Amendment barred a suit against the Mental
Health and Mental Retardation Authority of Harris
County, Texas, we held that it did not, because ‘‘the record
before us indicates MHMRA is more like a county or city
thar. an arm of the state.” Wheeler v. Mental Health and

A-14

Mental Retardation Authority, 752 F.2d 1063, 1072-73 (5th
Cir. 1985).° District courts in our Circuit have applied
the general rule to Texas counties. £.e, e.g., Johnston v.
Shaw, 556 F.Supp 406, 409 (N.D.Tex.i982)} (citing, among
other cases, Mt. Healthy, Lincoln, and Griffin v. County
School Board of Prince Edward County, 377 U.S. 218, 233,
84 8.Ct. 1226, 1234, 12 L.Ed.2d 256 (1964)) ; Wells v. Hutch-
ison, 499 F.Supp. 174, 204 n. 40 (E.D.Tex.1980) ; Adams v.
Harris County, 316 F.Supp. 938, 944 (S.D.Tex.1970), rev’d
on other grounds, 452 F.2d 994 (Sth Cir.1971), cert. denied,
406 U.S. 968, 92 S.Ct. 2414, 32 L.Ed.2d 667 (1972) (citing,
among other authorities, Lincoln and Wright, supra
n. 2).

[3] We think the authorities cited above establish
without question that Eleventh Amendment immunity does
not, as a general rule, extend to counties. We are further
persuaded that no exception should be made to this rule
without convincing evidence distinguishing the county in

3Familias Unidas v. Briscoe, 619 F.2d 391 (5th Cir.1980), is
consistent with the general rule we state here. In that case,
we held the Hondo Independent School District liable and
Medina County not liable for damages under § 1983 because
the policy at issue could be attributed to the former but not
to the latter. We then continued,

Though logic would seem, then, to impel a finding
of liability against the State—since the statute obviously
represents the official policy of the State—the State enjoys
immunities not shared by its two political subdivisions.

~ In addition to a state’s traditional sovereign immunity, the
Eleventh Amendment and its judicial gloss also prohibit
private actions for damages against state in federal court.

619 F.2d at 404 (emphasis added) (footnotes omitted). The clear

import of this language is that the State’s Eleventh Amendment

ee extends neither to the School District nor to the
ounty.

A-15

question from counties generally. Dallas County has pro-
duced no such evidence.*

[4] The Supreme Court has recognized an exception
to the general rule denying Eleventh Amendment immunity
to counties for those cases in which the relief granted
would run directly against the state. Pennhurst, 465 U.S.
at — n. 34, 104 S.Ct. at 920 n. 34, 79 L.Ed.2d at 93 n. 34;
compare Lake County Estates, 440 U.S. at 401, 99 S.Ct. at
1177 (exception applies to state agencies, not to counties) ;
see also Wheeler, 752 F.2d at 1073 (agency would be im
mune “if payment of the judgment were to be made direct-
ly from the state treasury”) (emphasis added). We there-
fore agree with Dallas County that the most crucial factor
to be considered in determining the County status is
‘‘whether the funds to defray any award would be de-
rived from the state treasury.” Laje, 665 F.2d at 727. The
County argues that it falls within this exception to the

4The County’s reliance on Doe v. Sullivan, 472 F.Supp. 975
(W.D.Tex.1979), is misplaced. The Doe court held El Paso
County immune under the Eleventh Amendment on the sole
basis of Texas state cases, the most recent decided in 1937,
describing Texas counties as arms of the state. This was error.
Although a federal court dealing with a federal right is not re-
quired to ignore state law; “(m)unicipal defenses—including
an assertion of sovereign immunity—to a federal right of action
are, of course, controlled by federal law.” Owen v. City of
Independence, 455 U.S. 622, 647 n. 30, 100 S.Ct. 1398, 1413
n. 30, 63 L.Ed.2d 673 (1980), citing Fitzpatrick v. Bitzer, 427 U.S.
455, 455-56, 96 S.Ct. 2666, 2671-72, 49 L.Ed.2d 614 (1976);
see also Monell v. New York City Department of Social Serv-
ices, 436 U.S. 658, 695 n. 59, 98 S.Ct. 2018, 2038 n. 59, 56 L.Ed.
2d 611 (1978) (it has never been the law that state law im:
munities override § 1983 causes of action). Because Doe failed
utterly to include in its analysis the applicable federal cases,
most conspicuously, for reasons discussed above, Moor v.
County of Alameda, 411 U.S. 693, 93 S.Ct. 1785, 36 L.Ed.2d
596 (1973), and Avery v. Midland County, Texas, 390 U.S. 474,
88 S.Ct. 1114, 20 L.Ed.2d 45 (1968), we explicitly overrule it.

A-16

rule because Texas law ‘‘declares all property in the hands
of counties to belong to the state itself, Robbins v. Lime-
stone County, 114 Tex. 345, 268 S.W. 915 (1925), and
Baker v. Dunning, 77 Tex. 28, 13 S.W. 617, 618 (1890)
(‘‘counties ... hold their property, as they hold their ex-

istence, at the will of the state... and... it is subject
to be resumed by the state at its pleasure”). We are not
persuaded.

First, the County has not shown that a different re-
lationship obtains between other states and their counties.
Second, the County’s proposition is unsupported by either
Texas statutes or the Texas Constitution; the cases cited
support the proposition only insofar as the county holds
the property at issue as an agent of the state. It is clear,
from Dallas County’s own authorities, that not all county
property is so held. The Texas Supreme Court stated in
Baker that ‘‘[{i]Jn Milam Co. v. Bateman, 54 Tex. 153, it
was held that the state eould not take from the counties
the lands which had been donated to them for educational]
purposes. We are of the opinion that that decision should
be adhered to.” 13 S.W. at 618. There is language in
Robbins to similar effect: ‘‘If the title and ownership of
the public roads reposes in the counties under the Consti-
tution, and if they are property of the counties, then they
would have the right to control them, and certainly the
state, or any other power, would have no right to take them
in any manner, except and unless compensation should be
made therefor.” 268S.W. at 918. Nothing in either of these
cases, or in any of the other authorities cited by the County,
suggests that the State may seize at will funds raised by
the County through properly authorized taxation, bond is-
sues, or sale of property.

EEE EEO EOE eee

A-17

Third, the position taken by Dallas County here is
patently inconsistent with its position in Barrett v. Thomas,
649 F.2d 1193 (5th Cir.1981), cert. denied, 456 U.S. 925,
102 8.Ct. 1969, 72 L.Ed.2d 440 (1982). The County moved
to intervene in Barrett’ on the ground that ‘‘an adjudica-
tion of Thomas’s liability in its absence would impair its
interest in protecting the County treasury against the
plaintiffs’ claims.” 649 F.2d at 1197. The County now sug-
gests that its treasury belongs to the state, and effectively
disavows any interest in it. We find this abrupt volte-
face unconvincing; it is unlikely in the extreme that the
County made the significant expenditures of time and
money required by its multiple appeals in Barrett in order
to protect the state’s property.® Dallas County’s conten-
tion is further refuted by our conclusion in Barrett that
“t]he district court has ample authority to bind Dallas
County by its order to require payment from County
funds.” 649 F.2d at 1206 (emphasis added). Our belief

sWhen the trial court denied the motion, the County con-
sidered the matter sufficiently important to pursue an inter-
locutory appeal to this Court, which affirmed the denial, and
then to petition the Supreme Court for a writ of certiorari,
which the Court denied. Weber v. Barrett, 450 U.S. 1022, 101
S.Ct. 1729, 68 L.Ed.2d 218 (1981). The County did not, appar-
ently, believe that the Eleventh Amendment presented a bar
to its participation in Barrett as a party defendant.

6City of Waco v. Bridges, 710 F.2d 220 (Sth Cir.1983), cert.
denied, — U.S. —, 104 S.Ct. 1414, 79 L.Ed.2d 741 (1984), is also
persuasive authority against the County’s position. In that case,
McLennan County intervened to assert a claim to money found
by two boys. The IRS and the State of Texas also claimed the
money. The trial court first rejected the IRS claim, and then
held that “as between the State and the County, the money
was peyable to the County,” 710 F.2d at 224; we affirmed the
trial court’s holding. Waco makes no sense whatsoever if Texas
counties can have no property of tneir own distinct from that
of the State.

A-18

in the character of such funds is unshaken by the argu-
ments made here by the County. We therefore find that
an award against Dallas County is not an impermissible
award against the state, and that the funds to defray such
an award would not be derived from the state treasury.’
Dallas County’s attempt to bring itself within the ‘‘state
treasury” exception to the general rule against extending
Eleventh Amendment protection to counties must there-
fore fail.

[5] Dallas County also asserts entitlement to Eleventh
Amendment immunity on another ground. The County
claims that Texas counties are unique and ought therefore
to be excepted from the general rule denying Eleventh
Amendment immunity to counties. In support of this as-
sertion, the County offers a number of quotations from
Texas state cases of decidedly antique vintage,’ of which
this language from Bexar County v. Linden, 110 Tex. 339,
220 S.W. 761 (1920), is typical :

[Counties] are essentially instrumentalities of the
State. They are the means whereby the powers of the

7We note that our finding accords with the position taken
in this litigation by the State of Texas which, while not conclu-
sive, is certainly entitled to some weight. See Moor, 411 U.S.
at 720-21, 93 S.Ct. at 1801-02. The State maintained that Texas
counties are fiscally autonomous, noting that under the Texas
Constitution and Texas statute counties “raise revenues through
the issuance of bonds, the purchase and sale of property, fees
for services, the collection of taxes and fines levied,’ keep such
revenues in the county treasury, and disperse them at the di-
rection of the county commissioners court.

8Including, among others, Childress County v. State, 127
Tex. 343, 92 $.W.2d 1011 (1936); Heigel v. Wichita County, 84
Tex. 392, 19 S.W. 562 (1892); City of Galveston v. Posnainsky,
62 Tex. 118 (1886); and Chambers v. Gilbert, 17 Tex.Civ.App.
106, 42 S.W. 630 (Tex.Civ.App.—1897, writ ref’d).

A-19

State are exerted through a form and agency of local
government for the performance of those obligations
which the State owes the people at large. They are
created by the sovereign will without any special re-
gard to the will of those who reside within their lim-
its. Their chief purpose is to make effective the civil
administration of the State government. The policy
which they execute is the general policy of the State.
Through them the powers of government operate upon
the people and are controlled by the people. They are
made use of by the State for the collection of taxes,
for the diffusion of education, for the construction and
maintenance of public highways, and for the care of
the poor. All of these things are matters of state, as
distinguished from municipal, concern. They intimate-
ly affect all the people. The counties are availed of as
efficient and convenient means for the discharge of
the State’s duty in their regard to all the people.

220 S.W. at 762.

As evidence of the uniqueness of Texas counties, Bexar
is singularly unconvincing. There is nothing in the passage
quoted above, or in any of the authorities cited by Dallas
County, to distinguish Texas counties from counties gener-
ally, which were described by the Supreme Court in Rey-
nolds v. Sims 377 U.S. 533, 84 S.Ct. 1862, 12 L.Ed.2d 506
(1964), as follows:

Political subdivisions of States — counties, cities,
or whatever — never were and never have been con-
sidered as sovereign entities. Rather, they have been
traditionally regarded as subordinate governmental
instrumentalities created by the State to assist in the
carrying out of state governmental functions. As
stated by the Court in Hunter v. City of Pittsburgh,
207 U.S. 161, 178, 52 L.Ed. 151, 159, 28 S.Ct. 40 [46],
these governmental units are ‘‘created as convenient
agencies for exercising such of the governmental pow-
ers of the State as may be entrusted to them,” and

A-20

the ‘‘number, nature and duration of the powers con-
ferred upon [them] ... and the territory over which
they shall be exercised rests in the absolute discre-
tion of the State.” The relationship of the States to
the Federal Government could hardly be less ana-
logous.

377 U.S. at 575, 84 S.Ct. at 1388. Moreover, in vacating the
judgment of the Texas Supreme Court in Avery v. Midland
County, 390 U.S. 474, 88 S.Ct. 1114, 20 L.Ed.2d 45 (1968),
the Supreme Court implicitly rejected the claim of unique-
ness made here by Dallas County:

The Texas commissioners courts are assigned some
tasks: which would normally be thought of as ‘‘legisla-
tive,” others typically assigned to ‘‘executive” or “ad-
ministrative” departments, and still others which are
‘*judicial.” In this regard Midland County’s Commis-
stoners Court is representative of most of the general
governing bodies of American cities, counties, towns,
and villages. One knowledgeable commentator has
written of ‘‘the states’ varied, pragmatic approach in
establishing governments.” R. Wood, in Politics and
Government in the United States 891-892 (A. Westin
ed. 1965). That approach has produced a staggering
number of governmental units — the preliminary cal-
culation by the Bureau of the Census for 1967 is that
there are 81,304 ‘‘units of government” in the United
States—and an even more staggering diversity. None-
theless, while special-purpose organizations abound
and in many States the allocation of functions among
units results in instances of overlap and vacuum, vir-
tually every American lives within what he and his
neighbors regard as a unit of local government with
general responsibility and power for local affairs.
In many cases citizens reside within and are subject
to two such governments, a city and a county. The
Midland County Commissioners Court is such a unit.

aN

A-21

390 U.S. at 482-83, 88 S.Ct. at 1119-20 (emphasis added)
(footnotes omitted). Further, the attributes of Texas coun-
ties, as enumerated in Avery, 390 U.S. at 483-84, 88 S.Ct.
at 1119-20, and as provided by Texas law, are virtually in-
distinguishable from those of California counties, as de-
scribed in Moors

Most notably, under California law a county is
given ‘‘corporate powers” and is designated a “body
corporate and politic.” In this capacity, a county may
sue and be sued, and, significantly for purposes of
suit, it is deemed to be a ‘‘local public entity” in con-
trast to the State and state agencies. In addition, the
county, and from all that appears the county alone, is
liable for all judgments against it and is authorized
to levy taxes to pay such judgments. A California
county may also sell, hold, or otherwise deal in prop-
erty, and it may contract for the construction and re-
pairs of structures. The counties also are authorized
to provide a variety of public services such as water
service, flood control, rubbish disposal, and harbor
and airport facilities. Financially, the counties ave
empowered to issue general obligation bonds payable
from county taxes.

411 U.S. at 719-20, 93 S.Ct. at 1800-01 (footnotes omitted).
It does not appear that Texas counties lack even one of
these attributes.? Thus, because Texas counties are not

°Texas counties are bodies corporate and public. Tex.Rev.
Civ.Stat.Ann. art. 1572 (Vernon 1962). They may sue and be
sued, arts. 1573, 1579; O’Quinn v. McVicker, 428 S.W.2d 111,
112 (Tex.Civ.App.—Beaumont 1968, no writ). Texas counties
agencies, Tex.Const. art. XI, §§ 1, 3; Tex.Rev.Civ.Stat.Ann. arts.
are considered units of local government rather than state
4413 (32b); 6252-18a(b)(2); 6252-19, § 2(1). They are liable for
judgments against them and may levy taxes to pay such judg-
ments, arts. 1575, 6252-19, § 11; County of Brazoria v. Radtke,

(Continued on following page)

es

A-22

unique, but instead share all the characteristics of Cali-
fornia counties and, under Reynolds, of counties generally,
we conclude, as did the Supreme Court in Moor, that Texas
counties are not mere arms or agents of the state; they are
independent units of local government to which the immu-
nity granted by the Eleventh Amendment does not apply.
We therefore reject the claim of Dallas County to such
immunity and hold it subject to suit in federal court.'°

This holding necessarily disposes of Dallas County’s
contention that it is not a ‘‘person” within the meaning of
42 U.S.C. § 1983; under Monell v. New York City Depart-

(Continued from previous page)

566 S.W.2d 326, 328 (Civ.App.—Beaumont 1978, writ ref’d
n.r.e.). Texas counties may buy, sell, hold, or otherwise deal in
property, arts. 1576, 1577, and may enter into contracts, art.
1578, including contracts for the construction and repair of
structures, art. 2307b; County Commissioners Court v. Williams,
638 S.W.2d 218, 222-23 (Tex.App.—tastland 1982), writ ref’d
n.r.e. per curiam, 655 S.W.2d 206 (Tex.1983). They may issue
bonds, arts. 1644c-1, 1666a(c); Avery, 390 U.S. at 483, 88 S.Ct.
at 1119, and provide a variety of public services, including air-
ports, art. 1581d; flood control, art. 1581e; libraries, art. 1696b;
and parks, art. 6081; see Avery, 390 U.S. at 484, 88 S.Ct. at 1120.

10Our holding is not inconsistent with Van Ooteghem v.
Gray, 654 F.2d 304 (5th Cir.1981) (en banc). In that case, we
pretermitted the issue of Texas county entitlement to Eleventh
Amendment immunity. On remand, the district court deter-
mined that the Eleventh Amendment did not confer immunity
on Harris County, 584 F.Supp. 897, 898 (S.D.Tex.1984). It
reached this determination by applying to the County the prin-
ciples established by this Court in Laje, 665 F.2d at 727. We
are persuaded by our review of the relevant case law and au-
thorities that the general rule denying Eleventh Amendment
immunity to counties and other municipal corporations is suf-
ficiently well established to render application of the Laje
criteria unnecessary with regard to such units of local govern-
ment, absent convincing evidence indicating that the entity in
question is indeed atypical, or that the “state treasury” ex-
ception to the general rule may apply.

ae

A-23

ment of Social Services, 436 U.S. 658, 98 S.Ct. 2018, 56
L.Ed.2d 611 (1978), a unit of local government not pro-
tected by the Eleventh Amendment is such a person. 436
U.S. at 690 and n. 54, 98 S.Ct. at 2035 and n. 54."

The Dallas County System

[6] Dallas County and its judges also assign as error
the trial court’s holding, in its Memorandum Order of No-
vember 30, 1981, that Texas law requires issuance of a
valid capias to be preceded by a neutral magistrate’s de-
termination of probable cause. Because Texas courts have
the final authority to interpret Texas legislation, Brown
v. Ohto, 432 U.S. 161, 167, 97 S.Ct. 2221, 2226, 53 L.Ed.2d

"The defendant judges of the Dallas County Criminal
Courts joined with Dallas County in claiming entitlement to
Eleventh Amendment immunity. Insofar as they sought to de-
rive such immunity from the County, their claim must plainly
fail with that of the County. Monell, 436 U.S. at 690 n. 55, 98
S.Ct. at 2035 n. 55. The judges also contend that they are not
“persons’”’ under § 1983. The Supreme Court’s recent decision
in Pulliam v. Allen, — U.S. —, 104 S.Ct. 1970, 80 L.Ed.2d 565
(1984), settles this question. In Pulliam, an action brought un-
der § 1983, the Court held that judicial immunity bars neither
prospective injunctive relief nor the award of attorneys’ fees
under § 1988. That state judges are “persons” for § 1982 pur-
poses is clearly implicit in this holding. Further, our own cases
establish that state court judges are not immune from federal
suits seeking equitable or declaratory relief. Ciudauwanos Uni-
dos de San Juan v. Midalgo County Grand Jury Commissioners,
622 F.2d 807, 813 n. 16 (5th Cir.1980), cert. denied, 450 U.S.
964, 101 S.Ct. 1479, 67 L.Ed.2d 613 (1981) (§ 1983 action against
state judges); Sparks v. Duval County Ranch Co., Inc., 604 F.2d
976, 980-81 (5th Cir. 1979) (en banc), aff’d sub nom Dennis v.
Sparks, 449 U.S. 24, 101 S.Ct. 183, 66 L.Ed.2d 185 (1980).

In any event, the ground of the judges’ appeal is by no
means clear. They have been assessed neither with damages
nor with attorneys’ fees; no declaratory or injunctive relief has
been granted against them. We are thus at a loss as to what
the judges are appealing from.

A-24

187 (1977); Birmingham Fire Insurance Co. v. Winegard-
ner and Hammons, Inc., 714 F.2d 548, 550 (5th Cir.1983),
we must look to the decisions of Texas courts in our re-
view of this holding; ‘‘the latest and most authoritative
expression of state law applicable to the facts of the case
is controlling.” Brumley Estate v. Iowa Beef Processors,
Inc., 715 F.2d 996, 997 (5th Cir.1983), cert. denied, — U.S.
—, 104 S.Ct. 1288, 79 L.Ed.2d 690 (1984). There is little
difficulty in applying these principles here, for in Sharp
v. State, 677 S.W.2d 513 (Tex.Crim.App.1984), the Texas
Court of Criminal Appeals, sitting en bane, explicitly ap-
proved the trial court’s interpretation of the Texas statu-
tory scheme for issuing capias. In its opinion, the Texas
court quoted extensively from the Crane court’s Novem-
ber Order:

In Crane, Judge Higginbotham addressed the require-
ment for a probable cause determination prior to the
issuance of a misdemeanor capias under Texas, read in
its proper matrix of common law and constitutional
standards.

Although recognizing that the Texas statutory scheme
authorizing capias does not by its express terms require
a probable cause determination :

‘*Article 23.04 of the Texas Criminal Code provides
that ‘[i]n misdemeanor cases the capias or summons
shall issue from a court having jurisdiction of the
ease.’ At the same time, Article 23.03 provides that ‘A
capias shall be immediately issued by the district clerk
upon each indictment for felony presented. .. .’ (em-
phasis supplied). As will be seen, this difference be-
tween 23.03 and 23.04 makes sense when read against
the common law rules, and the Texas rules, of arrests
for misdemeanors and felonies and explains Article
23.01 which defines capias . . . ‘as a writ issued by the

A-25

court or clerk, and directed to any peace officer of the
State of Texas, commanding him to arrest a person
accused of an offense and bring him before that court
immediately. ...’ The explanation is that the scheme
presupposes an awareness that valid capias can issue
only upon properly determined probable cause. In
the case of a felony that determination is made by the
grand jury in its decision to indict and it may be
issued by the court clerk. With a misdemeanor capias
issues not from a County Clerk but from a court with
jurisdiction over the case. I conclude then that Texas
law requires that to be valid a misdemeanor capias
must be issued from a court with jurisdiction over the
case after a determination by a neutral magistrate of
probable cause.” Jd. at page 5.
Judge Higginbotham’s conclusion is inescapably cor-
rect, and we adopt it as our own. To do otherwise would

render the statutory scheme unconstitutional.

677 S.W.2d at 517-18 (emphasis in original). This language
is clearly dispositive of the County’s contention; the trial
court did not err in its reading of Texas law.

[7] The County and its judges next argue that the
capias procedures used in Dallas County to arrest people
were not unconstitutional. It is not clear that this poini is
properly before this Court. In accordance with the gen-
eral rule, established in Siler v. Louisville € Nashville Rail-
road Co., 213 U.S. 175, 192-93, 29 S.Ct. 451, 455-56, 53 L.Ed.
753 (1909), that ‘‘a federal court should decide a case on
state-law grounds where possible to avoid a federal con-
stitutional question,” Pennhurst, 465 U.S. at —, n. 28, 104
S.Ct. at 918 n. 28, 79 L.Ed.2d at 90 n. 28, the trial court
declined to reach the constitutional issue in this case and
grounded its holding exclusively on state law. This was
not necessarily error under Pennhurst. That case explicit-

sii

A-26

ly affirmed ‘‘the desirability of applying the Siler principle
in cases where the federal court has jurisdiction to decide
the state-law issues.” Id. Pennhurst deprives a federal
court of such jurisdiction, and displaces the Siler rule, in
only those instances where the claim is against state of-
ficials to whom the Exparte You~g"™ exception to Eleventh
Amendment immunity would otherwise apply, and in which
the relief granted would run against the state:

[A] federal suit against state officials on the basis of
state law contravenes the Eleventh Amendment when
~~ as here — the relief sought and ordered has an im-
pact directly on the State itself.
Pennhurst, 465 U.S. at —, 104 S.Ct. at 917, 79 L.Ed.2d at
89. Crane’s action is not governed by Pennhurst because,
as discussed below, it was brought against County officials,
and because the relief sought ran only against the County.

The manner in which the Supreme Court dealt with the
defendant county officials in Pennhurst supports this con-
clusion.’ Relief was denied against these defendants not
because they were protected by the Eleventh Amendment,”
but rather because ‘‘any relief granted against the county
officials on the basis of the state statute would be partial
and incomplete at best.” 465 U.S. at —, 104 S.Ct. at 921,
79 L.Ed.2d at 94. The relief sought in Crane presented no
such problems. We therefore hold that Pennhurst did not
divest the trial court of jurisdiction to determine whether

12209 U.S. 123, 28 S.Ct. 441, 52 L.Ed. 714 (1908).

133A fair reading of the Court's discussion of this point, and
one consistent with Mt. Healthy and Lake Tahoe, suggests that
the county defendants would have been entitled to Eleventh
Amendment immunity only if such immunity were required to
protect the state treasury. Pennhurst, 465 U.S. at — n. 34, 104
S.Ct. at 920-921 n. 34, 79 L.Ed.2d at 93-94 n. 34.

A-27

the challenged Dallas County procedures violated Texas
law, and affirm the trial court’s conclusion that they did so.

This holding does not, however, allow us to ignore the
constitutional question presented. Although the matter is
far from clear, it appears that the damages awarded Crane
by the jury were $1983 damages, rather than damages
stemming from Crane’s pendant state law claims. We infer
this from the trial court’s statement that ‘‘[o]n March 11,
1982, the Court held that Dallas County was not liable for
§ 1983 damages because the accused practices were imple-
mented by officers wearing their state badges and thus
did not constitute official County policy under Monell v.
Department of Social Services, 436 U.S. [658] 568 [98
S.Ct. 2018, 56 L.Ed.2d 611] (1978).” Memorandum Order
of July 26, 1983 at 2. Inasmuch as Monell has no conceiv-
able application to state law causes of action, and thus could
not constitute a bar to recovery of damages arising under
state law, it must follow that the injury for which the jury
awarded Crane damages was one cognizable under § 1983.
It is axiomatic that § 1983 damages can derive only from
deprivations of rights secured by the Constitution or laws
of the United States. A finding that the Dallas County pro-
cedures deprived Crane of such rights was therefore a pre-
requisite to an award to him of damages under § 1983.

Although the trial court made no such finding explicit-
ly, the required finding may be implicit in the trial court’s
Order of November 30, 1981:

The Fourth Amendment provides that “no war-
rant shall issue except on probable cause.” As part of
this guarantee a warrant for arrest is to be issued only
after a detached and neutral magistrate, Coolidge v.
New Hampshire, 403 U.S. 443, 444-53 [91 S.Ct. 2022,

A-28

2026-31, 29 L.Ed.2d 564] (1971), determines that there
is probable cause to issue it. Aquilar v. Texas, 378 U.S.
108 [84 S.Ct. 1509, 12 L.Ed.2d 723] (1964) ; Gtordenello
v. U.S., 357 U.S. 480 [78 S.Ct. 1245, 2 L.Ed.2d 1503]
(1958).

The procedure which Dallas County has followed
in issuing misdemeanor capias would not meet this
requirement if the state statutes were read as per-
mitting a capias to iscue without determining prob-
able cause. Specifically, this requirement of probable
cause is not met when, as is the case in Dallas County,
an assistant clerk in the Criminal Processing Section
of the County Clerk’s office transfers (types) the in-
formation from an affidavit provided by the District
Attorney to a document (capias) authorizing an ar-
rest and signs that document in her name or the name
of another clerk.

Memorandum Order of November 30, 1981 at 6 (footnote

omitted).

That the trial court found the Dallas County practices
to deprive Crane of federally guaranteed rights seems also
to be implicit in the special interrogatories submitted to
the jury. Two of these interrogatories asked the jury to de-
termine whether the County Clerk and the County Criminal
District Attorney, in their respective official capacities,
‘*knew, or should have known, that the procedure followed
in the issuing of capias infringed a clearly established con-
stitutional right of Stephen Crane.”

These questions, and the award of § 1983 damages to
Crane, plainly pre-suppose a finding by the trial court that
the challenged practices were in fact unconstitutional. De-
spite the absence of an explicit finding to that effect, we
are persuaded that one may be inferred from the trial
court’s Memorandum Order of November 30, 1981; given

A-29

the trial court’s admirable analysis of the constitutional
issue in that Order, no remand is necessary. See Gulf Tow-
ing Company, Inc. v. Steam Tanker, Amoco New York,
648 F.2d 242, 245 (Sth Cir.1981) (remand not required if
complete understanding of issues is possible and there is
sufficient basis for appelate court’s consideration of mer-
its). We will therefore consider the County’s contention
that the Dallas County procedures passed constitutional
muster.

This contention is grounded on Gerstein v. Pugh, 420
U.S. 103, 95 S.Ct. 854, 43 L.Ed.2d 54 (1975). The County
construes Gerstein to permit arrests without prior judicial
determinations of probable cause, so long as such determi-
nations are made before extended restraints of liberty after
arrest. Because the Dallas County procedures provided,
at least in theory, for post-arrest judicial determinations of
probable cause, the County argues that they satisfied the
constitutional requirements established in Gerstein. We
disagree. The petitioners in Gerstein were arrested with-
out warrants on felony charges. Gerstein, 420 U.S. at 116-
17 and n. 18, 95 S.Ct. at 864-65 and n. 18. Thus, as the trial
court correctly noted, ‘‘[i]mplicit in the Court’s analysis
in Gerstein is the premise that review by a neutral magis-
trate of any probable cause to arrest for a felony com-
mitted outside an arresting officer’s presence need not
precede the arrest. Gerstein thus accepts the validity of a

warrantless arrest upon probable cause for a felony and
addresses the adequacy of its post-arrest review.” Memo-
randum Order of November 30, 1981, at 12. In so doing,
the Gerstein Court was scarcely breaking new ground; it
has been established for centuries that felony arrests may
be made without warrants upon probable cause. It is equal.

A-30

ly well established that the rule is otherwise for misdemea-
nor arrests. The Supreme Court explained the distinction
in Carroll v. United States, 267 U.S. 132, 45 S.Ct. 280, 69
L.Ed. 543 (1925):

The usual rule is a police officer may arrest without
warrant one believed by the officer, upon reasonable
cause, to have been guilty of a felony, and that he may
only arrest without a warrant one guilty of a misde-
meanor if committed in his presence. Kurtz v. Mof-
fitt, 115 U.S. 487, 29 L.Ed. 458, 6 Sup.Ct. Rep. 148;
Bad Elk v. United States, 177 U.S. 529, 44 L.Ed. 874,
20 Sup. Ct. Rep. 729. The rule is sometimes expressed
as follows:

‘*In cases of misdemeanor, a peace officer, like a
private person, has at common law no power of arrest-
ing without a warrant except when a breach of the

reasonable ground for supposing that a breach of
peace is about to be committed or renewed in his pres-
ence.” 9 Laws of England (Halsbury), part ITI.612.

The reason for arrest for misdemeanors without
warrant at common law was promptly to suppress
breaches of the peace (1 Stephen, History of Crimi-
nal Law, 193), while the reason for arrest without
warrant on a reliable report of a felony was because
the public safety and the due apprehension of crimi-
nais charged with heinous offenses required that such
arrests should be made at once without warrant. Ro-
han v. Sawin, 5 Cush. [Mass]. 281.

267 U.S. at 156-57, 45 S.Ct. at 286-87. The law has not
clianged since Carroll; its statement of the “usual rule”
was quoted with approval by the Supreme Court in Umited
States v. Watson, 423 U.S. 411, 417, 96 S.Ct. 820, 824, 46
L.Ed.2d 598 (1976). The context in which this quotation
appeared is relevant here. It was preceded by the state-
ment that “there is nothing in the Court’s prior cases

A-31

indicating that under the Fourth Amendment a warrant
is required to make a valid arrest for a felony.” 423 U.S.
at 416-17, 96 S.Ct. at 824-95 (emphasis added), Tt was
followed by a review of the Court’s decisions involving
warrantless felony arrests, including Gerstein, 423 U.S. at
417-18, 96 S.Ct. at 825-26. The Watson Court then enun-
ciated the principle governing these decisions:

The cases construing the Fourth Amendment thus re-
flect the ancient common-law rule that a peace officer
was permitted to arrest without a warrant for a mis-
demeanor or felony committed in his presenee as
well as for a felony not committed in his presence if
there was reasonable grounds for making the arrest.
10 Halsbury’s Laws of England 344-345 (3d ed 1955) ;
4 W. Blackstone, Commentaries * 292; 1 J. Stephen, A
History of the Criminal Law of England 193 (1883) ;
2M. Hale, Plea of the Crown "72-74; Wilgus, Arrest
Without a Warrant, 22 Mich L Rev, 547-550, 686-688
(1924); Samuel v. Payne, 1 Doug] 359, 99 Kng Rep
230 (KB 1780); Beckwith v. Philby, 6 Barn & Cress
30, 108 Eng Rep 585 (KB 1827). This has also been
the prevailing rule under state constitutions and sta-
tutes. ‘‘The rule of the common law, that a peace
officer or a private citizen may arrest a felon without
a warrant, has been generally held by the courts of
the several States to be in force in cases of felony
punishable by the civil tribunals.” Kurtz v. Moffitt,
115 US 487, 504, 29 Ed 458, 6 SCt 149 [154] (1885).

423 U.S. at 418-19, 96 S.Ct. at 825-26. After a review of
state cases following the same principal, the Court con-

eluded,

The balance struck by the common law in general-
ly authorizing felony arrests on probable cause, but
without a warrant, has survived substantially intact.
It appears in almost all of the States in the form of
express statutory authorization. In 1963, the Ameri-

A-32

can Law Institute undertook the task of formulating
a model statute governing police powers and practice
in criminal law enforcement and related aspects of
pretrial procedure. In 1975, after years of discussion,
A Model Code of Prearraignment Procedure was pro-
posed. Among its provisions was § 120.1 which auth-
orizes an officer to take a person into custody if the
officer has reasonable cause to believe that the person
to be arrested has committed a felony, or has com-
mitted a misdemeanor or petty misdemeanor in his
presence. The commentary to this section said: ‘“The
Code thus adopts the traditional and almost universal
standard for arrest without a warrant.”

This is the rule Congress has long directed its
principal law enforcement officers to follow.

423 U.S. at 421-23, 96 S.Ct. at 826-28 (footnotes omitted).

Watson thus places Gerstem squarely amongst cases
decided on the basis of the general rule permitting war-
rantless felony arrests upon probable cause. Given the
validity of such arrests, it follows inescapably that judi-
cial determinations of probable cause may follow, rather
than precede, them. Nothing compels a similar conclu-
sion as to misdemeanor arrests. The general rule re-
quires that they be made upon warrants, unless the of-
ficer has witnessed the offense; the warrant requirement
is meaningless absent a judicial determination of probable
cause. The Supreme Court has recognized this truth on
iuany oecasions. In Mclonald v. United States, 335 U.S.
451, 69 S.Ct. 191, 93 L.Ed. 153 (1948), the Court stated,

We are not dealing with formalities. The presence of
a search warrant serves a high function. Absent some
grave emergency, the Fourth Amendment has inter-
posed a magistrate between the citizen and the police.
This was done not to shield criminals nor to make the
home a safe haven for illegal activities. It was done

Se a ee ae. Se

A-33

so that an objective mind might weigh the need to in-
vade that privacy in order to enforce the law. The
right of privacy was deemed too precious to entrust
to the discretion of those whose job is the detection
of crime an“ the arrest of criminals. Power is a
heady thing; and history shows that the police acting
on their own cannot be trusted. And so the Constitu-
tion requires a magistrate to pass on the desires of
the police before they violate the privacy of the home.

335 US. at 455-56, 69 S.Ct. at 193-94 (emphasis added).

Katz v. United States, 389 U.S. 347, 88 S.Ct. 507, 19 L.Ed.
2d 576 (1967), is to similar 2ftect:

“Over and again this Court has emphasized that the
mandate of the [Fourth] Amendment requires adher-
ence to judicial processes.” United States v. Jeffers,
342 U.S. 48, 51, 96 L.Ed. 59, 64, 72 S.Ct. 93 [95], and
that searches conducted outside the judicial process,
without prior approval by judge or magistrate are
per se unreasonable under the Fourth Amendment—
subject only to a few specifically established and well-
delineated exceptions.

389 U.S. at 357, 88 S.Ct. at 514 (footnote omitted). The

same point is clearly stated in Shadwick v. City of Tampa,
407 U.S. 345, 92'S.Ct. 2119, 32 L.Ed.2d 783 (1972):

The warrant traditiona’ has represented an inde-
pendent assurance that a search and arrest will not
proceed without probable cause to believe that a crime
has been committed and that the person or place
named in the warrant is involved in the crime.
407 U.S. at 350, 92 S.Ct. at 2122. United States v. United
States District Court, 407 U.S. 297, 92 S.Ct. 2125, 32 L.Ed.
2d 752 (1972), is particularly relevant here, for in that
case the Court rejected the government’s argument that
after-the-fact judicial review could be substituted for prior
judicial determination of probable cause. Because of its

A-34

relevance, the Court’s discussion merits quotation at some
length:

The warrant clause of the Fourth Amendment is not
dead language. Rather, it has been “a valued part
of our constitutional law for decades, and it has de-
termined the result in scores and scores of cases in
courts all over this country. It is not an inconveni-
ence to be somehow ‘weighed’ against the claims of
police efficiency. It is, or should be, an important
working part of our machinery of government, oper-
ating as a matter of course to check the ‘well-inten-
tioned but mistakenly overzealous executive officers’
who are a part of any system of law enforcement.”
Coolidge v. New Hampshire, 403 U.S. at 481 [91 S.Ct.
at 2046], 29 L.Ed.2d at 592.

Over two centuries ago, Lord Mansfield held that
common-law principles prohibited warrants that or-
dered the arrest of unnamed individuals whom the
officer might conclude were guilty of seditious libel.
‘*It is not fit,” said Mansfield, “that the receiving or
judging of the information should be left to the dis-
cretion of the officer. The magistrate ought to judge:
and should give certain directions to the officer.”
Leach v. Three of the King’s Messengers, 19 How St
Tr 1001, 1027 (1765).

Lord Mansfield’s formulation touches the very
heart of the Fourth Amendment directive. . . . Inher-
ent in the concept of a warrant is its issuance by a
“neutral and detached magistrate.” Coolidge v. New
Hampshire, supra, at 453 [91 S.Ct. at 2031], 29 L.Ed.
2d at 575. The further requirement of “probable
cause” instructs the magistrate that baseless searches
shall not proceed.

The Fourth Amendment contemplates a prior judicial
judgment, not the risk that executive discretion may
be reasonably exercised. This judicial role accords

- Die ews ania ated

A-35

with our basic constitutional doctrine that individual
freedoms will best be preserved through a separation
of powers and division of functions among the dif-
ferent branches and levels of Government. John M.
Harlan, Thoughts at a Dedication: Keeping the Judi-
cial Function in Balance, 49 ABAJ 943-944. (1963).
The independent check upon executive discretion is
not satisfied, as the Government argues, by ‘‘extremely
limited” post-surveillance judicial review.

407 U.S. at 316-18, 92 S.Ct. at 2136-37 (footnotes and cita-
tions omitted). See also Chimel v. California, 395 U.S. 752,
761, 89 S.Ct. 2034, 2039, 23 L.Ed.2d 685 (1969) (quoting
McDonald).

[8] These passages are clear and unequivocal: the
Fourth Amendment requires that no warrant issue but up-
on probable cause, as determined by a neutral and de-
tached magistrate. It is undisputed that the Dallas County
procedures challenged here did not meet this requirement.
The trial court therefore held them unconstitutional; we
affirm its holding."

Although the County grounded its argument primarily
on Gerstein, it relied also on one paragraph of Smart v. Jones,
530 F.2d 64 (5th Cir.), cert. denied, 429 U.S. 887, 97 S.Ct. 240,
50 L.Ed.2d 168 (1976). In that paragraph, we stated.

There is no merit to the issues which imply that Deputy
Grandstaff initiated this entire altercation by attempting
to serve invalid civil process on the plaintiff. The Capias,
Texas’ equivalent to an arrest warrant which is “issued
by the court or clerk and directed ‘To any peace officer
of the State of Texas’” Art. 23.01, Tex.C.Crim.P., was
neither improperly executed, nor violative of due process.

530 F.2d at 66. This language falls far short of affirming the
constitutionality of the practises at issue here; the County’s re-
liance on Smart is misplaced.

A-36

Inability for Money Damages

The jury awarded Crane money damages and assessed
them against the County and the District Attorney. The
trial court held the County immune from liability for dam-
ages because ‘‘the accused practices were implemented by
state officers, not county officers. The acts were neither
done for the county nor subject to its control. The ac-
cused practices can then hardly be said to be a county cus-
tom or practice.” Crane v. Texas, 534 F.Supp. 1237, 1246
(N.D.Tex. 1982). The trial court held the District Attor-
ney immune from liability for money damages because
there was no evidence that he breached a duty to the
County. Jd. Crane contends that the trial court erred in

ISThis holding, although unaccompanied by supporting ci-
tation, appears premised on a line of cases beginning with
Roberts v. Williams, 456 F.2d 819 (5th Cir.), cert. denied sub
nom. Roberts v. Smith, 404 U.S. 866, 92 S.Ct. 83, 30 L.Ed.2d
110 (1971), extending through Sims v. Adams, 537 F.2d 829 (5th
Cir.1976), and Howard v. Fortenberry, 723 F.2d 1206 (5th Cir.),
vacated in part, 728 F.2d 712 (1984), to, most recently, Craine
v. Alexander, 756 F.2d 1070 (5th Cir. 1985), in which this Court
has stated that breach of a duty imposed by state law must be
shown by a plaintiff seeking to impose liability under § 1983.
This showing is not required, however, of a plaintiff alleging
that defendants were directly responsible for the offending
conduct. The distinction is clearly set forth in Sims:

The language of § 1983 requires a degree of causation as
an element of individual liability, but it does not specifical-
ly require “personal participation.” The proper question
is therefore whether the complaint adequately alleges the
requisite causal connection between the supervisory de-
fendants’ actions and a deprivation of plaintiff's consti-
tutional rights. “Personal participation” is only one of
several theories which can be used to establish causation.

(Continued on following page)

A-37

holding all defendants immune from liability for money
damages. We agree, although for reasons different from
those offered by Crane.

[9,10] The trial court’s rationale for County immu-
nity appears premised on a finding that the District Attor-
ney was an officer of the state. This finding presents prob-
lems. State officials partake of the Eleventh Amendment
immunity of the states they serve. Edelman, 415 U.S. at
663, 94 S.Ct. at 1355; Familias Unidas, 619 F.2d at 404-05.
“(T jhe Supreme Court has flatly stated that neither the
statutory language nor legislative history of section 1983
evinces a sufficient, express congressional intention to
override the traditional immunities of the states to allow
private damage actions against the states and their offi-
cals pursuant to that statute.” Familias Unidas, 619 F.
2d at 405 (emphasis added), citing Quern v. Jordan, 440
U.S. 332, 339, 99 S.Ct. 1139, 1144, 59 L.Ed.2d 358 (1979).
The Eleventh Amendment thus bars a private suit for dam-
ages brought under § 1983 against a state official; the
exception to Eleventh Amendment immunity provided by

(Continued from previous page)

Another theory which includes the requisite causation
is that a supervisory defendant is subject to § 1983 liabil-
ity when he breaches a duty imposed by state or local law,
and this breach causes plaintiff’s constitutional injury.

537 F.2d at 831 (emphasis added) (citations and footnote
omitted); see Howard, 723 F.2d at 1209 (showing of breach of
state-law duty would be required where no defendant was di-
rectly responsible for violation).

These cases thus provide alternative theories for imposi-
tion of § 1983 liability; either direct responsibility or breach of
a state-law duty. Given the district attorney’s direct respon-
sibility for the Dallas County system, it was unnecessary for
Crane to prove that he breached a duty imposed by State law.

A-38

Ex parte Young does not extend to such actions. Penn-
hurst, 465 U.S. at —, 104 S.Ct. at 908-909, 79 L.Ed.2d at
79-80. Further, the Supreme Court held in Pennhurst
that the Ex parte Young exception does not extend to vio-
lations of state law; thus, “a claim that state officials vio-
lated state law in carrying out their official responsibili-
ties is a claim against the state that is protected by the
Eleventh Amendment,” and ‘‘this principle applies as well
to state law claims brought into federal court under pend-
ent jurisdiction.” 465 U.S. at —, 104 S.Ct. at 919, 79
L.Ed.2d at 92."

The import of these principles is clear. As a state
official, the District Attorney was immune from more than
liability for damages; the jurisdictional bar of the Eleventh
Amendment rendered him immune from an action for
damages. The trial court was thus required to dismiss
Crane’s aciion for damages against the District Attorney
if it found him to be a state official.’ By permitting the

16A finding that the County District Attorney, the County
Judges, and the County Clerk were state officials would there-
fore, under Pennhurst, deprive the trial court of jurisdiction to
render its declaratory judgment that their practices violated
state law. Because we conclude that defendants here were of-
ficers of the County, not of the State, we need not disturb the
trial court’s judgment, to which Pennhurst does not apply.

17This analysis, which applies as well to the County Judges
and the County Clerk, pertains only to suits against the officials
in their official capacities. Tle Eleventh Amendment is obvious-
ly no bar to actions for damages against officials sued in their
individual capacities; see Wells v. Hutchinson, 499 F.Supp. 174,
204 n. 40 (E.D.Tex.1980); in such actions, defendants must
plead and prove the affirmative defense of qualified or “good
faith” immunity. See Familias Unidas, 619 F.2d at 403 and n. 12;
see also Harlow v. Fitzgerald, 457 U.S. 800, 815-18 and n. 30,
102 S.Ct. 2727, 2738-39 and n. 30, 73 L.Ed.2d 396 (1982).

(continued on following page)

A-39

action to proceed, however, the trial court implicitly found
the District Attorney to be something other than a state
officer, to wit, an official of a local unit of government it-
self unprotected by the Eleventh Amendment. This con-
clusion is buttressed by-the trial court’s reason for holding
the District Attorney immune from liability for damages.
If the District Attorney were a state officer, the Eleventh
Amendment alone would render him immune from such
liability; in this cireumstance, whether he breached a duty
owed to the County would be perfectly irrelevant.

[11] It is apparent from the foregoing that the trial
court’s reasoning in this regard cannot be made internally
consistent. We therefore turn to the second premise on
which the trial court grounded the County’s immunity
from damages: that the accused practices “were neither
(lone for the county nor subject to its control.” 534 F.
Supp. at 1246. In Monell, the Supreme Court held that
local governments ‘‘can be sued directly under § 1983 for
monetary, declaratory, or injunctive relief where ... the
action that is alleged to be unconstitutional implements or
executes a policy statement, ordinance, regulation, or deci-
sion officially adopted and promulgated by that body’s offi-
cers.” 436 U.S. at 690, 98 S.Ct. at 2573. This Court, en
bane, has construed Monell to permit the imposition of

(Continued from previous page)

Although the matter is not free from doubt, we assume
here that defendants were sued in their official capacities. This
assumption is grounded both on defendants’ assertion of Elev-
enth Amendment immunity and on the trial court’s award of
attorneys’ fees against the state, pursuant to the Civil Rights
Attorneys’ Fees Awards Act of 1976, 42 U.S.C. § 1988. Under
that Act, fee awards are ‘payable by the states when their of-
ficials are sued in their official capacities.” Hutto v. Finney, 437
U.S. 678, 694, 98 S.Ct. 2565, 2575, 57 L.Ed.2d 522 (1978).

A-40

municipal liability when the alleged deprivation of feder-
ally guaranteed rights is inflicted pursuant to official pol-
icy, official policy being defined as

1. A policy statement, ordinance, regulation, or deci-
sion that is officially adopted and promulgated by the
municipality’s lawmaking officers or by an official to
whom the lawmakers have delegated policy-making
authority ; or

2. A persistent, widespread practice of city officials
or employees, which, although not authorized by offi-
cially adopted and promulgated policy, is so common
and well settled as to constitute a custom that fairly
represents municipal policy. Actual or constructive
knowledge of such custom must be sttributable to the
governing body of the municipality or to an official
to whom that body had delegated policy-making au-
thority. Actions of officers or employees of a munici-
pality do not render the municipality liable under
§ 1983 unless they execute official policy as above de-
fined.
Webster v. City of Houston, 735 F.2d 838, 841 (5th Cir.
1984) (en bane), quoting Bennett v. City of Slidell, 735
F.2d 861, 862 (Sth Cir.1984) (en banc). Although the trial
court did not have the benefit of this formulation, it did
consider whether the challenged practices constituted
County policy under Monell, and concluded that they did
not because the practices were not subject to County con-
trol. 534 F.Supp. at 1237. The trial court’s conclusion is
flatly contradicted by the course of events of this litiga-

tion and cannot be reconciled therewith.

In its Memorandum Order of November 30, 1981, the
trial court asked the defendants for ‘‘concrete proposals”
for a new Dallas County system of issuing capias. /d. at
13. The judges and the District Attorney submitted such

A-41

proposals; they were filed with the court on December 9
and 11, 1981, respectively. The District Attorney had be-
gun to make changes in the system even before this, how-
ever. A letter from the District Attorney to the Chief of
Police of the City of Dallas, dated July 20, 1981, announces
“I plan certain changes in the procedure for the filing of
criminal cases with the Dallas County District Attorney’s
Office.” A memorandum from the District Attorney to
“All Police Departments and Agencies Filing Cases with
the Dallas County District Attorney’s Office,” dated Sep-
tember 17, 1981, states ‘‘Certain changes in the procedure
for the filing of criminal cases with the Dallas County Dis-
trict Attorney’s Office are presently (sic) being imple-
mented.” A letter from the District Attorney to Judge
Ellis of the Dallas County Criminal Court dated December
7, 1981, begins, ‘‘As a result of the recent decision by
Judge Higginbotham in Cause No. CA 3-80-0978-6, styled
Stephen C. Crane versus State of Texas, et al, the follow-
ing is the form of action this office would like to take—
with your cooperation.” In none of these communications
is there the slightest indication that the District Attorney
acted other than independently; there is no hint of any
perceived necessity by the District Attorney to consult
with or invite the participation of any state official, for
example, a member of the State Attorney General’s Office.
To the contrary, the record plainly shows that the District
Attorney was alone responsible for the County system and
could change it at will. This fact is implicit in the trial
court’s order of February 4, 1982, denying injunctive relief
because

[B]eginning as early as June 1981, some five months
before this court’s Memorandum Order of November
30, 1981, defendants voluntarily changed the method

A-42

used to issue capias in misdemeanor cases. Imple-
mentation of this change has proceeded at a steady
pace. At all times, defendants have demonstrated by
concrete action their good faith effort to achieve a
sound and legally sufficient system.
Id.*& In Familias Unidas, this Court described the cir-
cumstances in which the acts of a county judge would con-

stitute official county policy under Monell:

[A]t least in those areas in which he, alone, is the final
authority or ultimate repository of county power, his
official conduct and decisions must necessarily be con-
sidered those of one “whose edicts or acts may fairly
be said to represent official policy” for which the
county may be held responsible under section 1983.
619 F.2d at 404. This language, which “relates to the offi-
cer who obtains policymaking authority by virtue of the
office to which that officer is elected,” was explicitly af-
firmed in Bennett, 735 F.2d at 862. It clearly covers the
acts of the District Attorney here. His authority to es-
tablish County procedures for issuing misdemeanor capias
derived from the County office to which he was elected by
County voters. That he had such authority is patent and
admitted by the District Attorney himself; his first amend-
ed answer, filed with the court on September 12, 1980,

18See also Memorandum Order of September 8, 1982, in
which the trial court stated,

Moreover, though Dallas County changed its system for
reasons including ‘administrative prudence,’ it is clear that
Crane’s suit challenging the system was a Catalyst in ef-
fectuating that change.

Id. at 1-2 (citation omitted) (emphasis added). The conflict be-
tween this statement and the trial court’s conclusion that the
ay had no control over its system is obvious and irrecon-
cilable.

A-43

states that he ‘thas established policies and procedures of
an administrative nature only as to the filing and process-
ing of criminal information in Dallas County.” Jd. at 4.
hus, because the ultimate authority for determining
County capias procedures reposed in the District Attor-
ney, an elected County official, his decisions in that regard
must be considered official policy attributable to the
County. As we stated in Bowen v. Watkins, 669 F.2d 979
(5th Cir.1982),

At some level of authority, there must be an official
whose acts reflect governmental policy, for the gov-
ernment necessarily acts through its agents. Thus
the question becomes one of identifying the official
who has authority to make policy; then municipal lia-
bility attaches to acts performed pursuant to that pol-
icy. When an official has final authority in a matter
involving the selection uf goals or of means of achiev.
ing goals, his choices represent governmental poliey.
669 F.2d at 989. The County in this case acted thr. ugh the
District Attorney; he selected the means by which the
County was to achieve a sound and legally sufficient capias
system. His choice of an unsound and legaliy insufficient
system represents County policy for which the County is
liable. The trial court’s finding to the contrary was error,

and we reverse it.'®

The trial court grounded its finding in part on our state-
ment in Familias Unidas that the duty of a County judge “in
implementing section 4.28, much like that of a county sheriff
in enforcing a state law, may more fairly be characterized as
the effectuation of the policy of the State of Texas embodied
in that statute, for which the citizens of a particular county
should not bear singular responsibility.” 619 F.2d at 404. Thus,
because defendants here were “enforcing the state criminal
law,” 534 F.Supp. at 1245, the trial court found the County im-
mune.

(Continued on following page)

A-44

[12] Although the jury found that the District At-
torney knew, or should have known, that the Dallas County
capias system infringed Crane’s clearly established con-
stitutional rights, the trial court held him immune from
liability for damages. It found that the District Attorney
had no duty to advise the County on its capias system;
there being no duty, there could be no breach and there-
fore no liability. This finding was grounded on ‘ex.liev.
Civ.Stat.Ann. art. 334 (Vernon 1982), which provides,
‘‘The district and county attorneys, upon request, shall

(Continued from previous page)

This reading of Familias Unidas ignores two crucial dis-
tinctions between that case and this. First, the defendants in
Familias Unidas complied with a state statutory scheme later
found to be unconstitutional; the error was in the scheme, not
in defendants’ interpretation of it. Here, defendants failed to
comply with a constitutional state statutory scheme; the error
was in their interpretation, not in the scheme.

Second, the statute at issue in Familias Unidas was narrow-
ly drawn, leaving little, if any, room for the exercise of discre-
tion in its implementation. By contrast, the statutes in question
here were so drawn as to require the exercise of discretion.
The point is clearly made in Familias Unidas: ‘‘The narrow au-
thority delegated to the county judge in section 4.28, however,
bears no relation to his traditional role in the administration
of county government or to the discretionary powers delegated
to him by state statute in aid of that role.” 619 F.2d at 404 (em-
phasis added). Familias Unidas cannot thus properly be con-
strued to immunize local governments from § 1983 damage
liability for actions within the discretion of their officials which
prove to be both unconstitutional and illegal under state law.
See Williams v. Thomas, 692 F.2d 1032, 1039-40 (5th Cir.1982),
cert. denied, — U.S. —, 103 S.Ct. 3115, 77 L.Ed.2d 1369 (1983);
Barrett v. Thomas, 649 F.2d 1193, 1201 (5th Cir.1981), cert. de-
nied, 456 U.S. 925, 102 S.Ct. 1969, 72 L.Ed.2d 440 (1982). It
stands rather for the unexceptionable proposition that local
governments and their officials who act in conformance with
a state statutory scheme will not be held liable for § 1983 dam-
ages if the scheme is later held unconstitutional. Familias Uni-
= therefore provides no support for the trial court’s finding in
this case.

A-45

give an opinion or advice in writing to any county or
precinct officer of their district or county, touching their
official duties.’’ There was no evidence that any County
official had requested the District Attorney’s advice on
the County’s capias system. The statute plainly did not
require the District Attorney to give the County unso-
licited legal advice. Therefore, the trial court reasoned,
the District Attorney could not be liable for not doing
something he had no duty to do.

The obvious flaw in this reasoning is that the statute
quoted above has no application to actions taken by the
District Attorney in the exercise of his discretionary au-
thority. Where, as here, the District Attorney himself
established the procedures to be followed by the County
in issuing misdemeanor capias, the statute does not and
could not apply unless it were construed to require a
County official to ask the District Attorney to provide
legal advice to himself about his own system. The sug-
gestion is not plausible. It is true, as the trial court noted,
that the District Attorney has no duty, Statutory or other-
wise, to monitor independently the manner in which other
officials performed their public duties. This fact does
not, however, relieve him of the duty to monitor his own
actions, nor does it relieve him of responsibility when
those actions result in the deprivation of federal!y guar.
anteed rights. The District Attorney established the pro-
cedures used in Dallas County to issue misdemeanor capias.
His duty to do so in accordance with the United States
Constitution and the laws of Texas was one entirely in-
dependent of any duty to render legal advice to others.
Thus, the trial court erred in finding the District Attor-
ney immune from liability by reason of Tex.Rev.Civ.Stat.

A-46

Ann. art. 334. Neither that statute nor any other pro-
vides him with immunity from liability for actions that in-
fringe the constitutional rights of others. We therefore
hold the District Attorney liable for the damages awarded
by the jury and assessed against him.

We do not, however, hold him liable in his individual
capacity. The conduct complained of was that of a County
officer engaged in the furtherance of his duties; we have
found that conduct to constitute official policy attributable
to the County. This finding, as well as those factors dis-
cussed supra n. 15, compel the conclusion that Crane
brought suit against the District Attorney in his official
capacity. See Williams, 692 F.2d at 1040. Because the
defense of qualified, good faith immunity is not available
to a defendant sued in his official capacity, Owen v. City
of Independence, 445 U.S. 622, 100 S.Ct. 1398, 63 L.Ed.2d
673 (1980); Barrett, 649 F.2d at 1203 (Brown, J., concur-
ring); Familias Unidas, 619 F.2d at 403 n. 12, it is thus
unnecessary for us to determine whether, as Crane con-
tends, the District Attorney was unprotected by such im-
munity.”

For the foregoing reasons, we .old that the trial court

erred in finding the District Attorney and the County
immune from liability for money damages. The jury’s

20In any event, it is by no means ciear that this point is
properly before this Court. The trial court did not ground its
finding that the District Attorney was not liable for damages on
that officer's qualified, good faith immunity; such immunity is
not even mentioned in the trial court’s opinion. There would
thus appear to be no finding of qualified immunity for Crane
to assign as error. The question would be of some importance
had we found the instant action to be one against the District
Attorney in his individual capacity; it is irrelevant in view of
our conclusion that the District Attorney was sued in his of-
ficial capacity.

ee Mn mM

A-47

award of money damages to Crane is accordingly rein-
stated. Because the injury for which damages were
awarded resulted from the official policy of the County
as embodied in the official actions of the District Attor-
ney, the County will be liable for those damages assessed
against the District Attorney as well as those assessed
against itself.

Liability for Attorneys’ Fees

The trial court awarded Crane attorneys’ fees pur-
suant to the Civil Rights Attorneys’ Fees Awards Act
of 1976, 42 U.S.C. § 1988. It assessed the fees against the
State of Texas because ‘‘[t]he actors whose conduct was
at issue in the maintenance of the warrant system and its
specific application to Crane were wearing their state
hats.’”” Memorandum Order of September 8, 1982, at 3.
The State of Texas contends that this was error, arguing
that the fee award should have been assessed against Dal-
las County. We agree.

[13] The general rule regarding §1988 attorneys’
fees is set forth in Familias Unidas:

An award of attorneys’ fees under section 1988 against
an individual in his official capacity ordinarily is
treated as an award against the particular govern-
mental body of which he is a representative, and is
to be paid from the funds of that body, whether or
not it is a named party to the suit.

619 F.2d at 406, citing Hutto v. Finney, 437 U.S. 678, 693-
700, 98 S.Ct. 2565, 2574-2579, 57 L.Ed.2d 522 (1978). Thus,
attorneys’ fees are properly assessed against the state
when its officials are sued in their official capacities,
Hutto, 437 U.S. at 693-94, 98 S.Ct. at 2574-75, and when
their conduct may fairly be said to represent its official

A-48

policy. See Barrett, 649 F.2d at, 1201; Familias Unidas,
619 F.2d at 406. Neither condition is met here.

[14] Crane did not sue the individual defendants for
actions taken on behalf of the State; rather, he sued them
because of the roles they played in establishing and im-
plementing the Dallas County system of issuing misde-
meanor capias. Defendants created that system and con-
trolied it for the County, not for the State; therefore, in
so doing they acted as County, not State, officials. The
system they created and controlled violated Texas law;
thus, it can scarcely be said to represent the official policy
of the State of Texas.*! We have held instead that it rep-
resented the official policy of Dallas County. The award
of Crane’s attorneys’ fees must therefore run against the
County; see Williams, 692 F.2d at 1040; Barrett, 649 F.2d
at 1201-02. Accordingly, we reverse” the trial court’s
assessment of those fees against the State, and render
judgment holding Dallas County liable for them.

Conclusion

In sum, we hold that neither Dallas County nor its
officials are protected by the immunity provided by the

21Familias Unidas is not to the contrary. In Familias Unidas
we stated that the statute in question, to which defendants had
conformed their conduct, ‘obviously represents tine official
policy of the State.” 619 F.2d at 404. The same may be said
of the statutes involved in this case. The conduct at issue here,
however, violated rather than conformed to those statutes;
it would be anomalous indeed to regard as official State policy
actions taken by County officials in violation of State law.

22Our reversal of the trial court’s award of § 1988 attor-
neys’ fees against the State is necessarily predicated on a find-
ing that the award constituted an abuse of the trial court’s dis-
cretion. Dean v. Gladney, 621 F.2d 1331, 1337 (5th Cir.1980);
Morrow v. Dillard, 580 F.2d 1284, 1300 (5th Cir. 1978). |

A-49

Eleventh Amendment and that both the County and its
officials are ‘‘persons’’ within the meaning of 42 U.S.C.
§ 1983. We affirm the trial court’s findings that the Dal-
las County system of issuing misdemeanor capias violated
both Texas law and the United States Constitution. We
reverse the findings of immunity from liability for money
damages as to the County and the District Attorney, and
hold the former liable for its official policy and the latter
liable in his official capacity. We therefore reinstate the
jury’s award of money damages. We reverse the assess-
ment of attorneys’ fees against the State of Texas, and ren-
der judgment against the County for the fees. It is so

ORDERED.

B-1

APPENDIX B

Stephen C. CRANE, on behalf of himself
and others similarly situated,
Plaintiff-Appellee Cross Appellant,

Vv.

STATE OF TEXAS,
Defendant-Appellant,

Vv.

COUNTY OF DALLAS, Ben Ellis, John Orvis,
Mike Schwille, Berlaind Brashear and Chuck
Miller, Defendants-Appellants Cross Appellees,

Vv.

Henry WADE and L. E. Murdoch,
Defendants-Appellees.

No. 83-1650.

United States Court of Appeals,
Fifth Circuit.

July 22, 1985.

Plaintiff brought action challenging county’s practice
of issuing misdemeanor capias without finding of probable
cause. The United States District Court for the North-
ern District of Texas, Patrick E. Higginbotham, J., find-
ing that both cou./y and district attorney were immune,
awarded plaintiff only attorney fees, but the Court of Ap-
peals, 759 F.2d 412, reversed in part, finding neither county
nor district attorney immune. On motion for rehearing,
the Court of Appeals held that: (1) district attorney was

B-2

primarily county official, and county could be held liable
for district attorney’s unlawful practice of issuing capias
without probable cause, and (2) matter of attorney fees
on appeal was more appropriately addressed by district
court. in first instance.

Prior opinion vacated in part; petition denied in part.
1. Civil Rights — 137

Texas district attorney was primarily county official,
despite ultimately deriving powers of his office from state,
and county could be held liable for district attorney’s
practice of issuing misdemeanor capias without finding
of probable cause, in violation of Fourth Amendment,
U.S.C.A. Const.Amend. 4, 11; Vernon’s Ann.Texas Civ.
St. arts. 323, 328, 332b-2(b), 332d, 333; Vernon’s Ann.
Texas Const. Art. 5, $$ 19-21.

2. Civil Rights — 13.17(23)

In civil rights action against various governmental
parties, matter of plaintiff’s entitlement to attorneys fees
and costs on appeal, as well as his claim for restoration
of portion of trial attorneys’ fees because of developments
on appeal, were more appropriately addressed by district
court in first instance.

Earl Luna, Dallas, Tex., for Ellis et al. and Dallas
County.

Jim Mattox, Atty. Gen., Mary F. Keller, Lawrence J.
King, Asst. Attys. Gen., Austin, Tex., for State of Tex.

Peter Lesser, Johnston & Larson, Douglas R. Larson,
Dallas, Tex., for Crane.

B-3

Sue L. Lagarde, Dallas, Tex., for appellees Henry
Wade and Larry Murdoch.

Appeals from the United States District Court for the
Northern District of Texas.

' ON PETITIONS FOR REHEARING
AND SUGGESTIONS FOR
REHEARING EN BANC

(Opinion May 2, 1985, 5, Cir., 1985, 759 F.2d 412)
Before GEE, WILLIAMS, and JOLLY, Circuit Judges.
PER CURIAM:

[1] On motion for rehearing, appellant Dallas County
advances one contention requiring comment: that a Texas
district attorney is an officer of the State of Texas, not of
the county in which he serves, and hence that Dallas
County is not responsible for the policies which its Dis-
trict Attorney set for it. The point is a nice one and fairly
debatable. A complementary contention by the appellant
district attorney maintains that as such a State official
he partakes of its Eleventh Amendment immunity.

It. is indubitable that a Texas district attorney has
numerous, if relatively minor, attributes of a State offi-
cial. As appellants point out, the geographic extent of
his office’s authority is created by a specific state statute
for each territory (‘‘district’’) within the state, some few
of which comprise more than one county. E.g., Tex.Rev.
Civ.Stat.Ann. art. 332b-2(b) (64th Judicial District: Hale
and Swisher Counties). In the event of a vacancy in his
office, the Governor appoints his interim successor. Tex.
Rev.Civ.Stat.Ann. art. 328 (1973). His bond for faithful
performance of his duties runs to the Governor of the

Pee OS ae

B-4

State. Tex.Rev.Civ.Stat.Ann. art. 323 (1973). A state
administrative body, the Prosecutor’s Council, exists to
discipline and assist the holders of his office. Tex.Rev.
Civ.Stat. Ann. art. 322d (1985). The District Attorney
is required by statute to make reports to the State Attor-
ney General upon his request. Tex.Rev.Civ. Stat.Ann. art.
333 (1973). His office is created by Article V, 421, of
the State Constitution; and a text on state law describes
him, partly on the basis of this, as ‘‘an officer of the
state.’’ 31 Tex.Jur.3rd 394.!

Other and more significant factors, generally speak-
ing, argue that he is a local official. He is elected by
the voters of his district, usually one county. Tex.Const.
art. V, §21. His major powers and duties—which con-
cern the prosecution of serious crimes and which he exer-
cises alone and without responsibility to the State Attor-
ney General, who has no general prosecutorial powers—
are limited to the territory of his district. He is paid by
county funds, although these are partly reimbursed by the
state. And the significance of the creation of his office
by the State Constitution is diminished by the circum-
stance that other local offices are created by it as well.
See e.g., Article V, $19 (Justices of the peace) and § 20
(County clerks). In sum, much like the county itself, his
office is a local entity, created by the State of Texas and
deriving its powers from those of the State, but limited
in the exercise of those powers to the county, filled by its

1Another cited basis is dubious, a reference to the duties
of prosecutors in Lackey v. State, 148 Tex.Cr.R. 623, 190 S.W.2d
364, 365 (1945) (“[P]rosecuting attorneys are officers of the
state, whose duty is to see that justice is done, ...’’). It seems
that this reference is to the “state” in the abstract, rather than
as a particular political entity.

B-5

voters, and paid for with its funds. As for the case in
hand, District Attorney Wade was responsible for the
county policy attacked and conclusively demonstrated his
ability to alter it on his own by doing that very thing.

For present purposes, then, we conclude that he is
properly viewed as a county official, elected by its voters
and responsible for its relevant policy. In such cireum-
stances, we see no injustice in holding the County respon-
sible for his actions of this sort. Doubtless he is also in
some senses an officer of the State (or of the state), at
least as ultimately deriving the powers of his office from
that source. But even were he a State official in every
sense, called so in State law and designated by the State
to make policy for its other creature, the county, our an-
swer would likely remain the same; county responsibility
for violation of the Constitution cannot be evaded by such
ingenious arrangements. At all events, his immunity or
want’ of it is of little practical consequence. The joint
and several judgment against him in his official capacity
only and against the county will expend itself on the
county treasury. See, Kentucky, dba Bureau of State
Police, Petitioner v. James E. Graham, et al., —U.S.—.
105 S.Ct. 3099, 85 L.Ed.2d — (1985).

[2] Plaintiff has filed with us a motion for attor-
neys’ fees and costs on appeal, as well as one for restora-
tion of a portion of trial attorneys’ fees because of de-
velopments on appeal. We conclude that such matters are
better addressed as one by the district court, and we there-
fore amend our original disposition to VACATE the
award of attorneys’ fees heretofore made and REMAND
to permit the district to do so.

B-6

In

[Text truncated at 120,000 characters. The full text is on the page linked above.]

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385018_0895%3A1. Public record. Not legal advice.
