# Petition for Writ of Certiorari — Firestone Tire & Rubber Co. v. United States

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1986
- **Citation:** 474 U.S. 1070

## Text

ee Supreme Court, U.S.

rs. SoS

SEP 6 i985

fr JOSEPH F.. « NIOL, JR.

CLERK

IN THE

Supreme Court of the United

OcTOBER TERM, 1985

ETHYL CORPORATION,

Vv.

THE UNITED STATES OF AMERICA,

States

Petitioner,

Respondent.

PETITION FOR WRIT OF CERTIORARI
UNITED STATES

TO THE

COURT OF APPEALS FOR THE FIFTH CIRCUIT

F. WALTER CONRAD

BAKER & Botts

3000 One Shell Plaza
Houston, Texas 77002
(713) 229-1230

MARTIN L. Mc GREGOR

NORVELL & ASSOCIATES
6363 Woodway, Suite 275
Houston, Texas 77057
(713) 266-1914

Attorneys for Petitioner

Of Counsel:

Davip C. BACH

RICHARD M. LAVERS

ETHYL CORPORATION
451 Florida Boulevard
Baton Rouge, Louisiana 70801
(504) 388-7058

0 ih

i
QUESTIONS PRESENTED

1. Did the Court of Appeals hold correctly that § 307(b) (2)
of the Clean Air Act divests the District Court of Jurisdiction
to determine whether a complaint seeking civil penalties under
the Clean Air Act states a cause of action?

2. Did the Court of Appeals decide correctly that the
challenged regulation was a valid emission standard rather
than an invalid “work practice’’?

3. Does the Court of Appeals’ construction of § 307(b) (2)
violate the due process clause of the Fifth Amendment and
invade the judiciai independence of Article III Courts?

LIST OF ALL PARTIES

Ethyl Corporation has the following affiliates which are
wholly owned subsidiaries except where noted.

(1) American Mayflower Life Insurance Company of New
York
(2) Barelay Reinsurance Company (50% by First Colony
Life Insurance Company)
(3) Buek Coal, Ine.
(4) Capitol Products Corporation
(5) Eid Corporation
(6) Ethyl Asia Pacific Company
(7) Ethyl Canada Ine.
(8) Ethyl Cooper Limited
(9) Ethyl Export Corporation
(10) Ethyl Foreign Sales Corporation
(11) Ethyl Hellas Chemical Company S.A.
(12) Ethyl Insurance Company
(13) Ethyl Interamerica Corporation
(14) Ethyl Mineralole Oil Additive GmbH
(15) Ethyl Molded Products Company
(16) Ethyl Oil and Gas Corporation
(17) Ethyl Overseas Development Corporation
(18) Ethyl Petroleum Additives, Ine.
(19) Ethyl Petroleum Additives Ltd.
(20) Ethyl Petroleum Corporation
(21) Ethyl Properties, Ine.

(22)
(23)
(24)
(2°,
(26)
(27)
(28)
(29)
(30)
(31)
(32)
(33)
(34)
(35)
(36)
(37)
(38)
(39)
(40)
(41)
(42)
(43)
(44)
(45)
(40)
(47)
(48)
(49)
(50)
(51)
(52)
(53)
(54)
(55)

il

Ethyl S.A.

Ethy! VisQueen, Ine.

Fiberlux, Ine.

First Colony Bank and Trust Company
First Colony Credit Company

First Colony Development Company
First Colony Discount Company

First Colony Finance Company

First Colony Leasing Company

First Colony Life Insurance Company
First Colony Mortgage Company

First Colony Properties, Ine.

First Colony Savings & Loan Association
First Colony Underwriting Agencies, Ine.
Floyd County Coal Company, Incorporated
Hardwicke Chemical Company
Hardwicke Export Company
Interamerica Terminals Corporation
Jamestown Life Insurance Company

Joy Corporation

Justine Shipping Corporation

Libby G Corporation

Los Angeles Corporation

Los Angeles Investment Company
Massie Tool & Mold, Ine.

Modern Technical Molding, Ine.

Kam Processing, Ine.

Stork Perforated Products BV (25% by Ethyl Corp.)
The Barclay Group, Ine. (50% by Ethyl Corp.)

The Edwin Cooper Corporation

The Elk Horn Coal Corporation (97% by Ethyl Corp.)

The Elk Horn Corporation
The William L. Bonnell Company, Ine.
Transcontinental Coal Processing, Ine.

ill
TABLE OF CONTENTS

ELSI CTE CETTE ETE TROTTER TR
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EET EPEC E TEC LET EET ETE EET
Reasons for Granting the Writ.................0..0 00a ee
The Decision Below Was An Overly Narrow Construction of

Adamo Which Ignores the Penal Nature of the Civil Action
The Regulations at Issue are not Emission Standards as

ee eee eee er
The Decision Below was an Overly Literal Interpretation of

Section 307(b)(2) Which Improperly Restricts “Judicial

Ee a Leeda Lec akh ee bones 645 0060 O OR 0 OE AS
SE SCTE GN Err yrey rere eee Tee ee KET

iv

TABLE OF AUTHORITIES

Cases

Page

Adamo Wrecking Co. v. United States, 434 U.S. 275 (1978) Passim

Bolling v. Sharpe, 347 U.S. 497 (1954) ..................
Bowles v. Willingham, 321 U.S. 503 (1944) ...............
Brownell v. Tom We Shung, 352 U.S. 180 (1956) .........
Chrysler Corp. v. EPA, 195 U.S. App. D.C. 90, 98-100, 600
eo & h | EB). BRE area ar ie ree
Estep v. United States, 327 U.S. 114 (1946) ..............
FCC v. American Broadeasting Co., 347 U.S. 284 (1954)...
Getty Oil Co. v. Ruckelshaus, 467 F.2d 349 (8rd Cir. 1972)
Harrison v. PPG Industries, Inc., 446 U.S. 578, 594 (1980)
Heikkila v. Barber, 345 U.S. 229, 236 (1943) .............
Hepner v. United States, 213 U.S. 103 (1909) ............
Helvering v. Mitchell, 303 U.S. 391 (1938) ...............
Hooker Chemical Co. v. EPA, 642 F.2d 48 (3rd Cir. 1981)
Jorden v. De George, 341 U.S. 223, 231 (1951) ...........
Knu-Vise, Ine. v. War Contracts Price Adjustment Bd., 195
a ee Cu ne ac keene
Lees v. United States, 150 U.S. 476, 480 (1893) ..........
Ludeke v. Watkins, 335 U.S. 160 (1948) .................
Marbury v. Madison, 5 U.S. 137 (1803) ..................
Murphy v. United States, 272 U.S. 630, 632 (1926) .......
Oesterich v. Selective Serv. Sys., Local Bd. No. 14, 393 U.S.
IEE os Seance k £2 0 oa ak pee A sO waa on wi ea X40 66
Shaughnessy v. Pedreiro, 349 U.S. 48 (1955) .............
Snowden v. Hughes, 321 U.S. 1 (1944) ..................
Stone v. United States, 167 U.S. 178 (1898) ..............
Trop v. Dulles, 356 U.S. 86, 94 (1958) ..................:,
United States v. California Eastern Line Inc., 348 U.S. 351
CSAS EN ene ake GREE Rds AOA AERO E A eS whe ah
United States v. Carolene Products Co., 304 U.S. 144, 152-54
SGA Oca wcees Wie h doe ee Fe be SAA Ra eee cA e
United States v. Constantine, 296 U.S. 287, 294 (1935) ....
United States v. La Franea. 282 U.S. 568 (1931)..........
Village of Hoffman Est. v. The Flipside, Hoffman Estate, Ine.
I IO ae eae 6s be wa
Wadley Southern R.R. Co. v. Georgia, 235 U.S. 651, 666
SR Aa ae a a ag ei ia be we In 1977, Congress amended section 112 to authorize the Adminis-
trator to dictate the “how” as well as the “how much.” The new section
112 authorizes the promulgation of work practice standards where it is
“not feasible” to prescribe numerical emissions limitations either be-
cause the hazardous pollutant cannot be emitted through a conveyance
or cannot be measured. Pub.L. No. 95-95, § 112(c)(1), (2), 92 Stat.
791 (1977) (codified at 42 U.S.C. § 7412 (e)(1), (2)). While the
Administrator can now promulgate a “design, equipment, work practice
or operational standard” as well as an emission standard, work practice
standards promulgated prior to the effective date of the 1977 amend-
ments are invalid for being in excess of the Administrator’s authority
under the Act. PPG Indus. v. Harrison, 660 F.2d 628, 636 (Sth
Cir.1981).

A-5

days of the Administrator’s action.* Jd. § 7607(b) (1). Given this
limited forum for judicial relief, the statute further contains a
preclusive review provision, which states that any “[a]ction of the
Administrator with respect to which review could have been
obtained under paragraph (1) shall not be subject to judicial
review in civil or criminal proceedings for enforcement.” /d.
§ 7607(b) (2). In the present case, the Administrator’s “action”
occurred on October 20, 1976, when the vinyl and polyvinyl
chloride regulations were promulgated. See 41 Fed.Reg. 46,564
(1976).° Appellees, however, did not challenge the substantive
validity of the regulations until 1983, when they filed their
motions to dismiss in the present enforcement actions. At least on
its face, then, section 307(b) divested the district court of
jurisdiction to pass on the substantive validity of these regulations
over five years after they should have been contested, if at all.
Luckie v. EPA, 752 F.2d 454, 456-57 (9th Cir.1985); United
States v. Borden, Inc., 572 F.Supp. 684, 690-91 (D.Mass.1983);
see Lubrizol Corp. v. Train, 547 F.2d 310, 311-19 (6th Cir.1976).

Our inquiry might have ended here were it not for the Supreme
Court’s decision in Adamo Wrecking Co. v. United States, 434
U.S. 275, 98 S.Ct. 566, 54 L.Ed.2d 638 (1978). In Adamo
Wrecking, the Court held that, despite the clear language of
section 307(b), a criminal defendant charged with violating an
EPA emission standard under section 113(c) of the Act, 42
U.S.C. § 7413(c)(1)(C), could challenge the Administrator’s
designation of the regulation as an emission standard. 434 U.S. at
284-85. Seizing this opening for judicial review, the court below
ruled that the vinyl and polyvinyl regulations are emission stan-

* Prior to the 1977 amendments, this time period was 30 days. See
Pub.L. No. 91-604, § 307(b) (1), 84 Stat. 1676 (1970) (current version
at 42 U.S.C. § 7607(b)(1) (1982)).

* Although the Administrator has recommended revising the vinyl
chloride regulations, see 50 Fed.Reg. 1182 (1985) (to be codified at 40
C.F.R. pt. 61) (proposed Jan. 9, 1985), the proposed regulations, if
adopted, would not effect these enforcement actions. See, e.g., National
Indep. Coal Operators’ Ass'n v. Kleppe, 423 U.S. 388, 393 n. 4, 96 S.Ct.
809, 812 n. 4, 46 L.Ed.2d 580 (1976); First Nat'l Bank of Lamarque v.
Smith, 610 F.2d 1258, 1262-63 (Sth Cir.1980).

A-6

dards in name only. 576 F.Supp. 80, 86 (M.D.La.1983). In the
district court’s view, the regulations, rather than merely prescrib-
ing a numerical limit for relief valve discharges of vinyl chloride,
instead required compliance with specific work practices. The
court reasoned that, since the determination of whether a dis-
charge “could not have been avoided” turned on the companies’
compliance or noncompliance with certain work practices, the
regulation could not fairly be termed an emission standard solely
by virtue of its “no discharge” requirement. Since the agency
lacked authority to promulgate work practice standards at the
time these regulations were promulgated,” the district court held
the regulations to be invalid and hence dismissed the complaints.

Adamo Wrecking, however, does not control this case. To the
contrary, the Court rested its holding in Adamo on the nature of a
criminal prosecution and the attendant unfairness that would
result from disallowing a district court to assess the validity of a
regulation whose violation would incur the possibility of severe
fines and imprisonment. The court’s opinion implicitly acknowl-
edged that, had it not been for the totality of the Act’s structure
with regard to criminal enforcement proceedings, the clear lan-
guage of section 307(b) would have compelled a finding that
Congress intended to divest the federal courts of jurisdiction over
section 112 challenges in all enforcement proceedings, criminal as
well as civil. See Adamo Wrecking, 434 U.S. at 284, 98 S.Ct. at
572. The Court’s ratio decidendi was unambiguous:

Since Congress chose to attcch these stringent [criminal]

sanctions to the violation of an emission standard, in contrast to

the violation of various other kinds of orders that might be
issued by the Administrator, it is crucial to determine whether
the Administrator’s mere designation of a regulation as an

‘emissions standard’ is conclusive as to its character.

Id. at 283, 98 S.Ct. at 572 (emphasis added). In addition, faced
with an admittedly unclear indication of the congressional intent
underlying section 307(b}’s preclusive effect in criminal prosecu-
tions, the Court further relied on “the familiar rule that, ‘where
there is ambiguity in a criminal statute, doubts are resolved in

° See note 3 supra.

A-7

favor of the defendant.” Jd. at 285, 98 S.Ct. at 572-73 (citations
omitted). Neither rationale is applicable in the context of civil
proceedings. In light of section 307(b)’s clear language and
Congress’s manifest intent to avoid protracted and inconsistent
adjudications over the validity of EPA emission standards,’ we

’ The Senate Report observed that prompt resolution of certain EPA
actions in a single judicial forum was desirable “[b]ecause many of
these administrative actions are national in scope and require even and
consistent national application.” S.Rep. No. 1196, 91st Cong., 2d Sess.
441 (1970); see also Adamo Wrecking, 434 U.S. at 284, 98 S.Ct. at 572
(noting § 307(b)(2)’s “twin congressional purposes of insuring that the
substantive provisions of the standard would be uniformly applied and
interpreted and that the circumstances of its adoption would be quickly
reviewed by a single court intimately familiar with administrative
procedures”); Chrysler Corp. v. EPA, 600 F.2d 904, 910-12
(D.C.Cir.1979); Lubrizol Corp. v. Train, 547 F.2d 310, 311-17 (6th
Cir.1976); Natural Resources Defense Council, Inc. v. EPA, 512 F.2d
1351, 1353-56 (D.C.Cir.1975); Granite City Steel Co. v. EPA, 501 F.2d
925, 926 (7th Cir.1974).

This assessment of congressional intent echoes ou. recent decision in
RSR Corp. v. Donovan,747 F.2d 294 (Sth Cir.1984). in RSR Corp., we
examined the effect of § 6(f) of the Occupational Safety and Health
Act of 1970 (“OSHA”), 29 U.S.C. § 655(f) (1982), which constitutes
the exclusive vehicle for pre-enforcement review of standards promul-
gated under OSHA, but which does not speak to the preclusive effect of
that act on a federal court’s jurisdiction to hear regulatory challenges
that arise in the context of OSHA enforcement proceedings. We stated
that

when an employer has participated in the rulemaking and pre-
enforcement review of an OSHA regulation and could have then
asserted either a substantive or procedural challenge to its validity,
but did not, and has no excuse for its failure to do so, we will not
entertain the challenge in an enforcement proceeding.
747 F.2d at 302. A fortiori, to the extent we discerned that Congress
intended to foreclose judicial review under the circumstances of RSR
Corp. there is little room for doubt regarding congressional intent where,
as here, the relevant statute speaks not only to the existence and nature
of pre-enforcement review but also to the non-existence of enforcement-
cum-review. Compare, e.g., Shell Oil Co. v. FERC, 707 F.2d 230, 235
(Sth Cir.1983) (“Anyone aggrieved by a rule established in a rulemak-
ing must challenge it within the prescribed appeal period or forever hold

A-8

would be remiss to allow the narrow holding of Adamo Wrecking
to bulldoze the statute’s jurisdictional limitations in civil enforce-
ment proceedings.* Cf. Yakus v. United States, 321 U.S. 414, 64
S.Ct. 660, 88 L.Ed. 834 (1944) (upholding previous attempt by
Congress, in the context of criminal enforcement proceedings, to
require that the validity of regulatory action be challenged in a
particular court at a particular time).

Moreover, even if Adamo Wrecking were applicable to the case
at hand, we would at most be allowed to inquire whether the
regulations constitute emission standards on their face.” Assuming

his peace.”) with Texas v. United States, 749 F.2d 1144, 1146-47 (Sth
Cir.1985) (construing 60-day provision for judicial review in Adminis-
trative Orders Review Act of 1950) (“Hobbs Act’), 28 U.S.C. § 2344
(1982), not to preclude all substantive challenges to rule’s validity when
the rule is later applied).

* Concurring in Adamo Wrecking, Justice Powell expressed concern
over the due process implications of section 307(b)’s jurisdictional
limitations, at least in the context of a criminal prosecution. 434 U.S. at
289-91, 98 S.Ct. at 575-76 (Powell, J., concurring): see also id. at 293
n.*, 98 S.Ct at 577 n.* (Stewart, J., dissenting). Like the Court in
Adamo Wrecking, we are not presented with any challenge based on the
due process theory that section 307(b) affords interested parties inade-
quate notice. See Harrison v. PPG Indus., 446 U.S. 578, 592 n. 9, 100
S.Ct. 1889, 1897 n. 9, 64 L.Ed.2d 525 (1980): id. at 594, 100 S.Ct. at
1898 (Powell, J., concurring). Appellees have not raised the issue, and
indeed they would probably lack standing to do so, since each of the
three companies was on actual notice and participated in the comment
proceedings that accompanied the promulgation of these regulations. Cf.
Natural Resources Defense Council, Inc. v. EPA, 673 F.2d 400, 406-07
(D.C.Cir), cert denied, 459 U.S. 879, 103 S.Ct. 175, 74 L.Ed.2d 143
(1982).

* Where appropriate, such inquiries often entangle courts in the
somewhat paradoxical endeavor of considering the merits of a dis-
pute—for instance, whether a regulation is substantively valid as an
emission standard or invalid as a work practice standard—in order to
ascertain whether jurisdiction over the dispute exists in the first place.
This intertwining of substantive and jurisdictional issues, however, is not
an uncommon feature of answering the jurisdictional question. See, e.g.,
E.I. du Pont de Nemours & Co. v. Train, 430 U.S. 112, 125, 97 S.Ct.

A-9

for the moment that this limited inquiry is warranted, we take
heed of the Court’s cautionary words in Adamo Wrecking:

We are aware of the possible dangers that flow from this
interpretation; district courts will be importuned, under the
guise of making a determination as to whether a regulation is
an “emission standard,” to engage in judicial review in a
manner that is precluded by § 307(b)(2) of the Act. This
tney may not do. The narrow inquiry to be addressed by the
court in a criminal prosecution is not whether the Adminis-
trator has complied with appropriate procedures in promul-
gating the regulation in question, or whether the particular
regulation is arbitrary, capricious, or supported by the admin-
istrative record. Nor is the court to pursue any of the other
familiar inquiries which arise in the course of an administra-
tive review proceeding. The question is only whether the
regulation which the defendant is alleged to have violated is
on its face an “emission standard” within the broad limits of
the congressional meaning of that term.

434 US. at 285, 98 S.Ct. at 573. In answering this question, we
have no trouble labeling the regulations as emission rather than
work practice standards since each sets a “no discharge” cap on
the amount of vinyl chloride and polyvinyl chloride that can be
emitted. Where the regulations can be violated only by transgres-
sions of this purely numerical discharge requirement, it cannot be
said that the regulations are not on their face emission standards,
or, more to the point, that the Administrator’s characterization of
them as such is unreasonable, see, e.g., Chevron, U.S.A., Inc. v.
Natural Resources Defense Council, US. , 104 S.Ct.
2778, 2781-83, 81 L.Ed.2d 694 (1984); Columbia Broadcasting
System, Inc. v. Democratic National Committee, 412 U.S. 94,
121, 93 S.Ct. 2080, 2095, 36 L.Ed.2d 772 (1973); Red Lion
Broadcasting Co. v. FCC, 395 U.S. 367, 381, 89 S.Ct. 1794, 1801,
23 L.Ed.2d 371 (1969); Udall v. Tallman, 380 U.S. 1, 16-17, 85
S.Ct. 792, 801, 13 L.Ed.2d 616 (1965); PPG Industries v.

965, 973, 51 L.Ed.2d 204 (1977); Louisiana Chemical Ass'n v. Bing-
ham, 657 F2d 777, 782 & n. 7 (Sth Cir.1981).

A-10

Harrison, 660 F.2d 628, 633 (Sth Cir.1981). Accord Luckie, 752
F.2d at 456-57; Borden, 572 F.Supp. at 691.

Thus, to the extent section 307(b) requires us to determine as a
preliminary matter whether these EPA regulations are emission
standards, we hold for purposes of that jurisdictional inquiry that
they are. The district court was consequently without jurisdiction
to pass on the substantive validity of sections 61.64(a)(3) and
61.65(a) under the Clean Air Act, and the government, qua
cleaner, may press its suit.

REVERSED AND REMANDED.

B-1

APPENDIX B
576 Federal Supplement

United States of America
Vv.
Ethyl Corporation.
Civ. A. No. 83-0120-A.

United States District Court,
M.D. Louisiana.

July 1, 1983.

United States brought action against the company, alleging
violation of regulations governing the emergency discharges of
vinyl chloride. On the company’s motion to dismiss, the District
Court, John V. Parker, Chief Judge, held that Environmental
Protection Agency regulations which govern emergency dis-
charges of vinyl chloride and which require compliance with work
practices set out by the EPA were work practice standards,
despite their designation as emissions standards, and because the
regulations were promulgated prior to the 1977 amendments to
the Clean Air Act which authorized the Administrator to enforce
work practice standards, the regulations were unenforceable by
the District Court.

Motion granted.

1. Health and Environment—25.6(3)

Under the Clean Air Act, an emission standard is to be
distinguished from a work practice standard; an emission standard
is a quantitative level to be attained by use of techniques, controls,
and technology, and when it is not feasible to prescribe or enforce
an emission standard, Administrator of the Environmental Pro-
tection Agency is authorized to enact a design, equipment, work
practice, or operational standard. Clean Air Act, § 112(c), as
amended, 42 U.S.C.A. § 7412(c).

2. Health and Environment—235.6(3)

Emission standards under the Clean Air Act should establish a
numerical limit requiring little of the court but its power to

B-2

enforce compliance after an obvious violation. Clean Air Act,
§ 112(e), as amended, 42 U.S.C.A. § 7412(e).

3. Health and Environment—25.6(9)

Environmental Protection Agency regulations which govern
emergency discharges of vinyl chloride and which require compli-
ance with work practices set out by the EPA were work practice
standards, despite their designation as emissions standards, and
because the regulations were promulgated prior to the 1977
amendmerts to the Clean Air Act which authorized .he Adminis-
trator to enforce work practice standards, the regulations were
unenforceable by the District Court. Clean Air Act, § 112(e), as
amended, 42 U.S.C.A. § 7412(e).

lan Hipwell, Asst. U.S. Atty., Baton Rouge, La., for plaintiff.

Ronald A. Seale, Seale, Smith & Phelps, Baton Rouge, La., for
defendant.

JOHN V. PARKER, Chief Judge.

This matter is presently before the court on defendant’s motion
to dimiss for failure to state a claim upon which relief can be
granted. Each side has urged its position in oral argument and has
submitted additional briefs on issues raised in argument. After
carefully considering all the arguments and conducting its own
research, the court concludes that it has no choice but to grant the
motion.

The complaint alleges that Ethyl Corporation discharged vinyl
chloride on at least 98 separate occasions over a six year period
from 1977 to 1982 from its Baton Rouge, Louisiana plant, all in
violation of the Clean Air Act, 42 U.S.C. § 7401, et seq. Specifi-
cally, the complaint alleges that Ethyl discharged at: least
168,622.7 pounds of vinyl chloride to the atmosphere from relief
valves on equipment in vinyl chloride service on at least 81
separate occasions—all in violation of 40 C.F.R. § 61.65(a). That
regulation provides that

Except for an emergency relief discharge, there is to be no
discharge to the atmosphere from any relief valve on any
equipment in vinyl chloride service. An emergency relief

B-3

discharge means a discharge which could not have been
avoided by taking measures to prevent the discharge.

In addition, Ethyl additionally manually vented gas containing
at least 14,596 pounds of vinyl chloride from valves on polyvinyl
chloride reactors on 17 separate occasions, thereby violating 40
C.F.R. § 61.64(a)(3)—which again prohibits discharges which
could “have been avoided by taking measures to prevent” them.
The complaint seeks to enjoin Ethyl from future violations of the
vinyl chloride regulations and to require that Ethyl develop and
implement a plan to prevent future discharges of vinyl chloride.
The government also seeks a civil penalty of $25,000 for each day
that Ethyl violated the regulations at issue.

The enforceability of these regulations depends upon their
characterization as “emission standards” or “work practice” stan-
dards. Making that deceptively simple characterization first re-
quires a journey through the labyrinths of the Clean Air Act.

Under Section 112 of the Clean Air Act the Administrator of
the Environmental Protection Agency (EPA) is authorized to
promulgate regulations setting emission standards for hazardous
air pollutants. 42 U.S.C. § 7412. A “hazardous air pollutant”
presently is defined as one “to which no ambient air quality
standard is applicable and which in the judgment of the Adminis-
trator causes, or contributes to, air pollution which may reason-
ably be anticipated to resuit in an increase in mortality or an
increase in serious irreversible, or incapacitating reversible, ill-
ness.” 42 U.S.C.. § 7412(a) (1).

The Administrator designated vinyl chloride’ a hazardous air
pollutant in December 1975. 40 Fed.Reg. 59477. In October
1976, he promulgated the emissions standards for vinyl chloride.
41 Fed.Reg. 46560, now codified at 40 C.F.R. § 61.60 et seq.

' For a discussion of vinyl chloride, its uses in industry and its effects
upon those who are exposed to it, see, e.g. Society of the Plastics
Industry, Inc. v. Occupational Safety & Health Administration. 509 F.2d
1301 (2d Cir.1975); Doniger, Federal Regulation of Vinyl Chloride: A
Short Course in the Law and Policy of Toxic Substances Control, 7
Ecoiogy L.Q. 497 (1978).

B-4

Discharging an air pollutant in violation of the applicable
emission standard is prohibited under Section 112(c)(1)(B) of
the Clean Air Act. 42 U.S.C. § 7412(c)(1)(B). That violation
subjects the violator to civil penalties and an injunction under 42
U.S.C. § 7413(b) (3). And the last passageway in this matrix
leads to the controversial jurisdictional bar. Under Section
307(b) of the Act:

(b)(1) A petition for review of action of the Administra-
tor in promulgating any . . . emission standard or requirement
under Section 7412...may be filed only in the United
States Court of Appeals for the District of Columbia. A
petition for review of the Administrator’s action in approving
or promulgating any implementation plan under Section...
7412(c) ... which is locally or regionally applicable may be
filed only in the United States Court of Appeals for the

appropriate circuit.
* * *

(2) Action of the Administrator with respect to which
review could have been obtained under paragraph (1) shall
not be subject to judicial review in civil or criminal proceed-
ings for enforcement. 42 U.S.C. § 7607.

The reference to “requirement” in 42 U.S.C. § 7607(b)(1)
was added in the 1977 technical amendments. Pub.L. No. 95-190,
91 Stat. 1399. Prior to that time, the Administrator’s authority,
the enforcement provisions, and the jurisdictional limits all were
couched in terms of “emissions standards.” (See e.g.,
§ 112(b) (1) (B), as exacted in 1970, Pub.L. No. 91-604, 84 Stat.
1676, § 112(b)(1)(B) (1970) which authorized the setting of
“emission standards.”) That language caused a split in lower
court decisions on whether work practice requirements were
permitted under the Act. Congress soon thereafter added Section
112(e) which authorized work practice standards where “it is not
feasible to prescribe or enforce an emission standard.” 42 U.S.C.
§ 7412(e)(1) (West Supp.1978). This standard is set out in
terms of “a design, equipment, work practice, or operational
standard, or combination thereof” rather than in terms of limiting
emissions. 42 U.S.C. § 1712(e)(1) (West Supp.1978). The Su-
preme Court, in Adamo Wrecking Co. v. United States, 434 U.S.

B-5

275, 98 S.Ct. 566, 54 L.Ed.2d 538 (1978) interpreted this
sequence of events as an indication that authority to issue require-
ments—or work practice standards—did not exist prior to the
1977 amendments. 434 U.S. at 283-84, 98 S.Ct. at 572.

Curiously, however, while the 1977 amendments gave the
Administrator the authority to promulgate work practice regula-
tions, he seemingly had no authority to enforce them—the en-
forcement provision referred only to violations of “emission
standards.” 42 U.S.C. § 7413(b); 434 U.S. at 306, 98 S.Ct. at
583. Congress again reacted and added 42 U.S.C. § 7412(e) (5)
in 1978 which provides that “[a]ny design, equipment, work
practice, or operational standard, or any combination thereof,
described in this subsection shall be treated as an emission
standard for purposes of the provisions of this chapter”; i.e. a
work practice standard equals an emissions standard for purposes
of enforcement. Pub.L. No. 95-623.

In PPG Industries v. Harrison, 660 F.2d 628, 636 (Sth
Cir.1981), the court cited Adamo and held that the EPA had
authority to issue only emission standards before the 1977 amend-
ments. While PPG concerned Section 111 of the Act, the issues
were analogous to that of the instant case—whether the contested
regulation was a work practice standard, and, if so, whether it was
enforceable since it was enacted prior to the 1977 amendments.
The court determined that the regulation was “a work practice or
operation standard beyond the statutory authority of the EPA”
and such requirements are enforceable only if promulgated subse-
quent to the 1977 amendments. Jd. While the Administrator
reminds us that we may not consider the sufficiency of the
regulation and argues that it is indeed an emission standard, we
note the words of Justice Rehnquist in Adamo Wrecking, “Con-
gress ... did not empower the Administrator, after the manner of
Humpty Dumpty in Through the Looking-Glass, to make a
regulation an emission standard by his mere designation.” 434
U.S. at 283, 98 S.Ct. at 572. Section 307 of the Act bars judicial
review of the sufficiency or appropriateness of a regulation, but it
does not bar the narrow inquiry as to “whether the regulation
which the defendant is alleged to have violated is on its face ‘an

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emission standard’ within the broad limits of —1e congressional
meaning of that term.” 434 U.S. at 287, 98 S.Ct. at 573.

The regulations governing emergency discharges of vinyl chlo-
ride were promulgated in October 1976, prior to the 1977 amend-
ments. 41 Fed.Reg. 46560, now codified at 40 C.F.R. § 6160 et
seq.; specifically, 40 C.F.R. §§ 61.65(a) and 61.64(a) (3). Thus,
those regulations may be enforced by this court only if they are in
fact emission standards and not work practice regulations camou-
flaged under the rubric of “emission standards.”

Apparently, the two regulations covering emergency discharges
of vinyl chloride have been used for little but gathering dust since
their enactment. Few cases discuss the work practice/emission
limitations dichotomy, and even fewer concern vinyl chloride
regulations.” The one reported case discovered mentions the
regulations at issue here, but that case was dismissed on other
grounds. Hooker Chemical Company v. United States Environ-
mental Protection Agency, 642 F.2d 48 (3d Cir.1981). Both sides
have referred to a case subsequently arising out of that litigation,
United States of America v. Tenneco Chemicals, No. 80-4141
(D.N.J. July 6, 1981), where the court, in an unpublished

? While virtually no jurisprudence exists on this issue, a few commen-
tators have discussed the vinyl chloride regulations. Two commentators
writing after the Adamo decision characterized the vinyl chlorice
standards as work practice standards which would have to be repromul-
gated under the 1977 amendments. Citing § 61.65 specifically, Doniger
matter of factly describes it as specifying “the use of certain equipment
and operational techniques.” Doniger, supra, at 566. (See other refer-
ences to work practice regulations for vinyl chioride at p. 567, n. 360; p.
568, n. 361; and p. 578.) Another commentator wrote that in some
situations, a quantitative limit on emissions “is not practical, either
because measurement techniques are available, or because emissions
come from many small points in a process and are most easily controlled
by numerous equipment or work practice measures at those points. The
1973 asbestos standard and the 1976 vinyl chloride standard both
included such measures.” ENVIRONMENTAL LAW INSTITUTE,
Design, Equipment, Work Practice or Operational Standards: The 1977
Amendments and Adamo Wrecking Co., in AIR AND WATER POL-
LUTION CONTROL LAW: 1980 at 183 (Wetstonie, ed. 1980).

B-7

opinion, disposed of numerous defenses raised by Tenneco again
under the same provision at issue here, but the court did not
mention whether the regulation was challenged as being a work
practice regulation. Thus the court now finds itself in the uneasy
position of plowing not really new ground, but ground that has
lain dormant these many years.

The government argues that 40 C.F.R. §§ 61.65(a) and
61.64(a) (3)° are emission standards setting a quantifiable limit of
zero emissions but which also allow the violator to assert an
affirmative defense of emergency discharge under certain
conditions.

*61.65(a) Relief valve discharge. Except for an emergency relief
discharge, there is to be no discharge to the atmosphere from any relief
valve on any equipment in vinyl chloride service. An emergency relief
discharge means a discharge which could not have been avoided by
taking measures to prevent the discharge. Within 10 days of any relief
valve discharge, the owner or operator of the source from which the
relief valve discharge occurs shall submit to the Administrator a report
in writing containing information on the source, nature and cause of the
discharge, the date and time of the discharge, the approximate total
vinyl chloride loss during the discharge, the method used for determin-
ing the vinyl chloride loss, the action that was taken to prevent the
discharge, and measures adopted to prevent future discharges.

61.64(a)(3) Manual vent valve discharge: Except for an emergency
manual vent valve discharge, there is to be no discharge to the atmos-
phere from any manual vent valve on a polyvinyl chloride reactor in vinyl
chloride service. An emergency manual vent valve discharge means a
discharge to the atmosphere which could not have been avoided by
taking measures to prevent the discharge. Within 10 days of any
discharge to the atmosphere from any manual vent valve, the owner or
operator of the source from which the discharge occurs shall submit to
the Administrator a report in writing containing the information on the
source, nature and cause of the discharge, the date and time of the
discharge, the approximate tota! vinyl chloride loss during the discharge,
the method used for determing the vinyl chloride loss, the action that
was taken to prevent the discharge, and measures adopted to prevent
future discharges. (Emphasis added)

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Ethyl responds that the regulations, while phased in terms of no
discharge, indirectly require the use of certain work practices. The
regulations actually allow non-quantifiable discharges of vinyl
chloride, provided certain work practices and operational tech-
niques are observed.

[1] An emission standard is to be distinguished from a work
practice standard. An emission “standard is a quantitative ‘level’
to be attained by use of ‘techniques,’ ‘controls,’ and ‘technology’.”
Adamo Wrecking Co. v. United States, 434 U.S. at 286, 98 S.Ct.
at 573. When “it is not feasible to prescribe or enforce an
emission standard,” the Administrator is now authorized to enact
a “design, equipment, work practice, or operational standard.” 42
U.S.C. § 7412(e) (1). The regulation at issue in Adamo had been

proposed originally as a limit on emissions of zero."

The Administrator concluded, however, after examining the
situation, that it would often be impossible to preclude all visible
emissions of asbestos during the course of demolition. He chose
instead to regulate work practices during demolitions. Adamo
Wrecking Co. v. United States, supra, 434 U.S. at 287, 98 S.Ct. at
574. Ethyl argues that the defendant in Adamo had two choices:
He could have zero emissions or he could comply with the work
practices required by the regulations. Ethyl contends it has the
same two choices: It may have zero emissions or it may comply
with the instructions set out by the EPA in the preamble to the
regulations, which describe the “measures” required by the EPA
to prevent “avoidable” discharges:

A zero emission limit is being proposed for relief dis-
charges which can be prevented. In most case, such dis-
charges from reactors can be prevented by measures
including, but not limited to, properly instrumenting the
reactors to detect upset conditions, injecting chemicals to

*“Zero” emissions are possible under the Act. See S.Rep. No. 1196,
91st Cong., 2d Sess. at 20 (1970) and Senate Comm. on Public Works,
“Summary of the Provisions of Conference Agreement on the Clean Air
Amendments of 1970,” reprinted in A Legislative History of the Clean
Air Amendments of 1970, Ser. No. 93-18, 93rd Cong., 2d Sess. at 133
(1974).

B-9

stop the polymerization reaction during upset conditions,
venting the reactor contents to a gasholder during upset
conditions and ultimately to a recovery system, providing
employees with improved training on preventing and han-
dling upset conditions, and utilizing a stand-by source of
power. For other pieces of equipment, increasing pressure
due to inert gases in the system can be relieved by manual
venting to a gasholder or recovery system. The conditions
which lead to discharges can also be prevented in most cases
by proper handling and transfer of vinyl chloride or materials
containing vinyl chloride. Discharges which cannot be
avoided by taking such preventive measures, such as those
caused by natural disaster, will not be in violation of the
proposed standard if the owner or operator notifies EPA
within 10 days concerning the nature and cause of the
discharge. This notification provision is necessary to permit
EPA to investigate the surrounding conditions and determine
whether the discharge could have been prevented. 40
Fed.Reg. 59539.

Plainly the Administrator does not limit “emergency” to earth-
quake, tornado, flood or other natural disaster, for the regulations
themselves speak in terms of discharges which could not have
been avoided by taking “measures.” The court can only conclude
that the regulations equate “measures” to “work practices” and
the Agency’s posture in United States v. Tenneco Chemicals, Inc.,
supra, fortifies this conclusion. The court there noted that the
EPA had instructed Tenneco that only emergency discharges of
vinyl chloride that could not have been prevented by taking
certain precautions were allowed. A letter from the EPA had
advised Tenneco that the company must demonstrate that dis-
charges could not have been prevented by implementing any of
the following procedures:

(1) employee training programs, including instructions on
emergency procedures;

(2) proper inspection and maintenance programs (including
replacement of relief valve seals on a sufficiently frequent basis in
order to prevent their rupture);

B-10

(3) proper design and operation of process and control equip-
ment; and

(4) installation and operation of all control equipment needed
to comply with the vinyl chloride standard.

Each of the “measures” to which the EPA made reference
relates to “design, equipment, work practice, or operational stan-
dard, or combination thereof,” the definition of work practice. 42
U.S.C. § 7412(c).

Ethyl argues, therefore, that the court’s determination of
whether a scurce has. violated the emergency discharge regula-
tions will be based not on the quantity of what is emitted but on
whether the source has implemented the measures required by
the EPA.

Exactly what constitutes an “emergency” or an “avoidable
discharge” is unclear. The government argues that that very
uncertainty is what renders this regulation an emissions limita-
tion. The government continues that Ethyl is limited to zero
emissions by whatever method it chooses, it is allowed, however,
to discharge in an emergency—an argument which takes this
court in a circle, right back to the definition of “emergency.”
What the regulation actually says is that unavoidable discharges
are those which could not be avoided by the application of work
practices.

A commentator discussing the enactment of the Clean Air Act
emphasized the need to construe the Act as a whole. The
“attainment of ambient air quality,” he quoted from Senate
Reports, “is possible only through the enforcement of precise and
objective emission controls.” Jorling, The Federal Law Pollution
Control, in FEDERAL ENVIRONMENT LAW 1101 (E. Dol-
gin and T. Guilbert, eds. 1974). An emission standard, according
to the Senate Report and the commentator’s opinion, had to be
one capable of being enforced without “reanalysis of technological
or other considerations;...an objective evidentiary standard
would have to be met.” Jd. at 1102. Once standards are set their
violation “should be a relatively clear evidentiary matter.” /d. at
1107.

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[2] The need for prompt enforcement of regulations which are
violated, the court’s lack of technological and scientific expertise,
the time and study which should preface the promulgation of a
regulation—all support the wisdom behind the Congressional
intent that emission standards, when finally set, should establish a
numerical limit requiring little of the court but its power to
enforce compliance after an obvious violation. The 1977 amend-
ment setting out the procedure for promulgating work practice
operations likewise has at its base the necessity for clear, objective
regulations setting out precise requirements that must be met in
certain situations. 42 U.S.C. § 7412(e).

[3] These emergency discharge regulations do not meet those
goals of clarity and ease of enforcement. The court is aware, of
course, that it may not look into the sufficiency of a regulation
promulgated by the Administrator. If these regulations are emis-
sions standards, they must be enforced no matter how poorly
drafted.

Sections 69.65(a) and 61.64(a) (3), however, require the use
of “measures” to avoid emitting vinyl chloride. It is true that
these measures are not set out with specificity as is required under
the 1977 amendments, but they nevertheless do require compli-
ance with work practices set out, however vaguely, by the EPA.
The conclusion is inescapable that these regulations, despite being
designated as emission standards by the Administrator, are work
practice standards within the meaning of the Act. Compliance
with these elusive work practices renders any discharge “un-
avoidable” and thus non-violative of the regulations. Since they
are work practice regulations promulgated prior to the 1977
amendments, they are unenforceable by this court.

Accordingly, defendant’s motion to dismiss for failure to state a
claim upon which relief can be granted is hereby GRANTED.

.
se
a

.

C-1

APPENDIX C

In the United States District Court
for the Middle District of Louisiana
Civil Action No. 83-1020
Sec. A

United States of America,
Plaintiff,

Vv.

Ethyl Corporation,
Defendant.

COMPLAINT

Plaintiff, the United States of America, through its undersigned
attorneys, by authority of the Attorney General of the United
States and at the request of the Administrator of the United
States Environmental Protection Agency, (“EPA”) alleges the
following:

NATURE OF THE ACTION

1. This is a civil action brought pursuant to Section 113(b) of
the Clean Air Act, 42 U.S.C. § 7413(b) for civil penalties and
injunctive relief to abate continuing discharges of vinyl chloride, a
hazardous air pollutant, in violation of Section 112 of the Clean
Air Act, 42 US.C. §7412.

JURISDICTION

2. This Court has jurisdiction over the subject matter of this
action pursuant to Section 113(b) of the Act, 42 U.S.C.
§ 7413(b) and pursuant to 28 U.S.C. §§ 1331, 1345 and 1355.

3. Venue is proper in this District pursuant to 42 U.S.C.
§ 7413(b) and 28 U.S.C. § 1391(b) and (c) because defendant
does business in, and the claim arose within, the Middle District
of Louisiana.

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4. Authority to bring this action is vested in the United States
Department of Justice pursuant to Section 305 of the Act, 42
U.S.C. § 7605.

5. Notice of commencement of this action has been given to
the Louisiana Department of Natural Resources pursuant to
Section 113(b) of the Act, 42 U.S.C. § 7413(b).

6. Defendant Ethyl Corporation is a corporation organized
_under the laws of the State of Virginia and doing business at
Baton Rouge, Louisiana, which is within the jurisdiction of this
Court. At all times relevant herein, defendant was engaged, and is
now engaged in the business of manufacturing vinyl chloride,
which is used in the production of plastics. Defendant now owns
and operates and at all times relevant to this Complaint did own
and operate ethylene dichloride, vinyl chloride monomer and
polyvinyl chloride facilities at Baton Rouge, Louisiana (“the
Baton Rouge Plant”), which is the subject of this action. Defen-
dant is a “person” as defined by 42 U.S.C. § 7602(e), within the
meaning of 42 U.S.C. § 7413(b).

7. Section 112 of the Act, 42 &/.S.C. § 7412, requires the
Administrator of the EPA (“the Administrator”) to publish a list
of hazardous air pollutants and to establish emission standards for
each pollutant on the list. These standards are known as the
National Emission Standards for Hazardous Air Pollutants
(“NESHAP’”).

8. Section 112(a)(1) of the Act, 42 U.S.C. § 7412(a) (1),
defines a hazardous air pollutant as “an air pollutant to which no
ambient air quality standard is applicable and which . . . causes, or
contributes to, air pollution which may reasonably be anticipated
to result in an increase in mortality or an increase in serious
irreversible, o- incapacitating reversible, illness.”

9. On December 24, 1975, pursuant to Section 112(b) of the
Act, the Administrator designated vinyl chloride a hazardous air
pollutant. 40 Fed. Reg. 59477. Vinyl chloride was designated a
hazardous air pollutant because, inter alia, it had been implicated
as the causal agent of angiosarcoma, a form of liver cancer, and
other carcinogenic and non-carcinogenic disorders in people with
occupational exposure and in animals with experimental exposure

C-3

te the substance. The emission standard for vinyl chloride was
promulgated as a final reguiation (“National Emission Standard
for Vinyl Chloride”) on October 21, 1976 (41 Fed. Reg. 46560,
now codified at 40 C.F.R. § 61.60 et seg.). The Baton Rouge
plant, owned and operated by defendant, is subject to the Na-
tional Emission Standard for Vinyl Chloride.

10. Vinyl chloride is a hydrocarbon which is a gas at ambient
temperature and atmospheric pressure, but is normally processed,
shipped and stored as a liquid under pressure in vessels, transfer
lines, polyvinyl chloride (“PVC”) reactors (or autoclaves) and
other equipment. At the Baton Rouge plant, vinyl chloride mono-
mer (“VCM”) is made and stored in vessels and then piped to
the PVC plant. At the PVC plant, VCM is stored in spheres and
then piped into PVC reactors, which operate at high temperatures
and pressures. When polymerization of VCM in a PVC reactor
reaches the desired degree of completion, (percentage conversion
of VCM to PVC) unreacted VCM is stripped from the final
product and recovered through a system of compression and
cooling before being recycled through purification equipment to
be used again. Conventional venting of VCM that routinely
eccurs as a part of the normal VCM and PVC plant process
operations is controlled by combustion in an incinerator and/or
dedicated ethylene dichloride cracking furnaces before being
emitted to the atmosphere.

The equipment at the Baton Rouge plant is protected from
rupturing due to excess pressure build-ups by safety relief valves,
rupture disks, manual vent valves or a combination of such
devices, which also protect the safety of personnel near the
equipment. Uncontrolled emissions of vinyl chloride into the
atmosphere may occur from the safety devices when excess
pressure occurs in the equipment or it is judged necessary to
release gas containing vinyl chloride to avoid the danger of fire or
explosion due to other unsafe conditions that threaten human life.

However, there are various preventive measures which include
improved process design, improved operational/ maintenance pro-
cedures, training, and/or auxiliary equipment which can either
prevent excess pressure or other unsafe conditions from occurring
in the equipment or permit timely correction of a high pressure

C-4

situation before the safety device{s) become(s) activated and
discharged to the atmosphere in an uncontrolled mariner.

11. Pursuant to 40 C.F.R. § 61.65, an owner or operator of an
ethylene dichloride, vinyl chloride and/or polyvinyl chloride plant
shall comply with the foliowing requirement:

(a) Relief valve discharge. Except for an emergency
relief discharge, there is to be no discharge to the atmosphere
from any relief valve on any equipment in vinyl chloride
service. An emergency relief discharge means a discharge
which could not have been avoided by taking measures to
prevent the discharge...

12. Pursuant to 40 C.F.R. § 61.64(a) (3), an owner or opera-
tor of a polyvinyl chloride plant shall comply with the following
requirement:

(a) Reactor. The following requirements apply to reactors:
* * #

(3) Manual vent valve discharge: Except for an emer-
gency manual vent valve discharge, there is to be no dis-
charge to the atmosphere from any manual vent valve on a
polyvinyl chloride reactor in vinyl chloride service. An emer-
gency manual vent valve discharge means a discharge to the
atmosphere which could not have been avoided by taking
measures to prevent the discharge. Within 10 days of any
discharge to the atmosphere from any manual vent valve, the
owner or operator of the source from which the discharge
occurs shall submit to the Administrator a report in writing
containing information on the source, nature and cause of the
discharge, the date and time of the discharge, the approxi-
mate total vinyl chloride loss during the discharge, the
method used for determining the vinyl chloride loss, the
action that was taken to prevent the discharge, and measures
adopted to prevent future discharges.

13. Section 112(c)(1)(B) of the Act, 42 U.S.C.
§ 7412(c)(1)(B), provides that no air pollutant to which an
emission standard applies may be emitted from any stationary
source in violation of the standard.

ee

: en, aD

C-5

14. The Baton Rouge plant is a “stationary source” as defined
by 42 U.S.C. § 7412(a) (3), within the meaning of § 7412(c).

15. Section 112(c)(1)(B)(ii) of the Act, 42 U.S.C.
§ 7412(c)(1)(B) (ii), authorizes the Administrator to grant
waivers of compliance with the emission standard for up to two
years beyond the October 21, 1976 effective date for the purpose
of installing necessary controls. Defendant Ethyl Corporation
sought and received a waiver of compliance with the provisions of
40 C.F.R. § 61.64(a)(3) for manual vent valve discharges from
PVC reactors at its polyvinyl chloride facility until July 1, 1978.
Defendant never received a waiver of compliance from the Octo-
ber 21, 1976 date to comply with 40 C.F.R. § 61.65(a) for relief
valve discharges.

16. Since October 21, 1976, Ethyl Corporation has dis-
charged 168,622.7 pounds of vinyl chloride to the atmosphere at
its Baton Rouge plant from relief valves on equipment in vinyl
chloride service at least on eighty-one (81) occasions. None of
these discharges was an “emergency relief discharge” as defined
by 40 C.F.R. 61.65(a). The discharges occurred on the foilowing
dates:

(1) On or about March 18, 1977, defendant discharged ap-
proximately 8,200 pounds of vinyl chloride from the relief valve
on a PVC reactor #A-11;

(2) On or about April 1, 1977, defendant discharged approxi-
mately 1,000 pounds of vinyl chloride from the relief valve on
storage tank #D-123A at the PVC plant;

(3) On or about April 6, 1977, defendant discharged approxi-
mately 350 pounds of vinyl chloride from the relief valve on
degassing vessel #D-112B;

(4) On or about May 1, 1977, defendant discharged approxi-
mately 350 pounds of vinyl chloride from the relief valve on
degassing vessel #D-112B;

(5) On or about June 16, 1977, defendant had two discharges
totaling approximately 820 pounds of vinyl chloride, one from the

C-6

relief valve on reactor #A-15 and one from a relief valve on the
post vacuum system for suspension reactors;

(6) On or about June 29, 1977, defendant discharged approxi-
mately 60 pounds of vinyl chloride from the relief valve on
degasser #D-112B;

(7) On or about July 22, 1977, defendant discharged approxi-
mately 2,160 pounds of vinyl chloride from the relief valve on
PVC reactor #A-11;

(8) On or about July 31, 1977, defendant discharged approxi-
mately 78 pounds of vinyl chloride from the relief valve on
vacuum knockout drum #D-148B at the PVC plant;

(9) On or about August 2, 1977, defendant discharged approx-
imately 150 pounds of vinyl chloride from the relief valve on
VCM storage tank #D-123A at the PVC plant;

(10) On or about August 15, 1977, defendant discharged
approximately 4800 pounds of vinyl chloride from the relief valve
on reactor #B-20;

(11) On or about October 14, 1977, defendant discharged
approximately 60 pounds of vinyl chloride from the relief valve on
degassing vessel #D-112C;

(12) On or about October 23, 1977, defendant discharged
approximately 59 pounds of vinyl chloride from the relief valve on
vacuum knockout drum #D-148B at the PVC plant;

(13) On or about November 2, 1977, defendant discharged
approximately 292 pounds of vinyl chloride from the relief valve
on degassing vessel #D-612;

(14) On or about November 11, 1977, defendant discharged
approximately 99 pounds of vinyl chloride from the relief valve on
reactor #A-17;

(15) On or about November 20, 1977, defendant discharged
approximately 328.7 pounds of vinyl chloride from the relief valve
on degassing vessel #D-112C and the relief valve on reactor #A-
17;

Na nt A ee lly a Las WOR aah Be ota

ME et ee Bde nahn © Ot me

C-7

(16) On or about November 28, 1977, defendant discharged
approximately 1,657 pounds of vinyl chloride from the relief valve
on degassing vessel #D-112B;

(17) On or about December 1, 1977, defendant discharged
approximately 828 pounds of vinyl chloride from the relief valve
on degasser #D-112C:

(18) On or about December 5, 1977, defendant discharged
approximately 120 pounds of vinyl chloride from the relief valve
on degassing vessel #D-112C;

(19) On or about December 14, 1977, defendant discharged
approximately 2,127 pounds of vinyl chloride from the relief valve
on reactor #B-2;

(20) On or about December 19, 1977, defendant discharged
approximately 389 pounds of vinyl chloride from the relief valve
on reactor #A-19;

(21) On or about December 28, 1977, defendant discharged
approximately 6,409 pounds of vinyl chloride from the relief valve
on reactor #A-17;

(22) On or about January 5, 1978, defendant discharged
approximately 856 pounds of vinyl chloride from the relief valve
on degassing vessel #D-112C;

(23) On or about January 10, | °8, defendant discharged
approximately 3,982 pounds of vinyl chloride from the relief valve
on reactor #A-13;

(24) On or about January 11, 1978, defendar: discharged
approximately 993 pounds of vinyl chloride from the relief valve
on reactor #A-13;

(25) On or about January 13, 1978, defendant discharged
approximately 331 pounds of vinyl chloride from the relief valve
on reactor #A-13;

(26) On or about January 19, 1978, defendant discharged
approximately 5,800 pounds of sis chloride from the relief valve
on reactor #B-12;

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(27) On or about January 20, 1978, defendant discharged
approximately 39 pounds of vinyl chloride from the relief valve on
post vacuum system from reactor A-17, i.e. the post vacuum
system for suspension reactors;

(28) On or about February 9, 1978, defendant discharged
approximately 450 pounds of vinyl chloride from the relief valve
on degassing vessel #D-612;

(29) On or about February 12, 1978, defendant discharged
approximately 585 pounds of vinyl chloride from the relief valve
on the post vacuum system for suspension reactors;

(30) On or about February 13, 1978, defendant discharged
approximately 331 pounds of vinyl chloride from the relief valve
on reactor #B-16;

(31) On or about February 14, 1978, defendant discharged
approximately 321 pounds of vinyi chloride from the relief valve
on reactor #A-15;

(32) On or about February 16, 1978, defendant discharged
approximately 1,954 pounds of vinyl chloride from the relief valve
on reactor #A-11;

(33) On or about February 28, 1978, defendant had two
discharges totaling approximately 3,888 pounds of vinyl chloride
from the relief valve on reactor #B-18 and the relief valve on
degassing vessel #D-612;

(34) On or about March 13, 1978, defendant discharged
approximately 585 pounds of vinyl chloride from the relief valve
on the post vacuum system for the suspension reactors;

(35) On or about March 17, 1978, defendant discharged
approximately 1,990 pounds of vinyl chloride from the relief valve
on reactor #A-13;

(36) On or about March 30, 1978, defendant discharged
approximately 59 pounds of vinyl chloride from the relief valve on
vacuum knockout drum #D-148B at the PVC plant;

(37) On or about April 19, 1978, defendant discharged ap-
proximately 73 pounds of vinyl chloride from the relief valve on
degassing vessel #D-612;

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(38) On or about April 24, 1978, defendant discharged ap-
proximately 3,840 pounds of vinyl chloride from the relief valve
on reactor #B-16;

(39) On or about May 2, 1978, defendant discharged approxi-
mately 9,551 pounds of vinyl chloride from the relief valve on
reactor #A-15;

(40) On or about May 16, 1978, defendant discharged approx-
imately 146 pounds of vinyl chloride from the relief valve on
degassing vessel #D-612;

(41) On or about June 7, 1978, defendant discharged approxi-
mately 159 pounds of vinyl chloride from the relief valve on
reactor #B-10;

(42) On or about August 3, 1978, defendant discharged ap-
proximately 600 pounds of vinyl chloride from the relief valve on
the post vacuum system for suspension reactors;

(43) On or about August 16, 1978, defendant discharged
approximately 600 pounds of vinyl chloride from the relief valve
on the post vacuum system for suspension reactors;

(44) On or about September 22, 1978, defendant discharged
approximately 53 pounds of vinyl chloride from the relief valve on
reactor #B-14;

(45) On or about September 24, 1978, defendant discharged
approximately 146 pounds of viny! chloride from the relief valve
on the post vacuum system for suspension reactors and fro:n the
relief valve on reactor #B-14;

(46) On or about September 25, 1978, defendant discharged
approximately 300 pounds of vinyl chloride from the relief valve
on the post vacuum system for suspension reactors;

(47) On or about October 6, 1978, defendant discharged
approximately 640 pounds of vinyl chloride from the relief valve
on reactor #A-15;

(48) On or about November 7, 1978, defendant discharged
approximately® 11,130 pounds of vinyl chloride from the relief
valve on reactor #A-17;

C-10

(49) On or about November 13, 1978, defendant discharged
approximately 6,240 pounds of vinyl! chloride from the relief valve
on reactor #B-18;

(50) On or about December 9, 1978, defendant discharged
approximately 1200 pounds of vinyl chloride from the relief valve
on the post vacuum system for suspension reactors;

(51) On or about January 11, 1979, defendant discharged
approximately 320 pounds of vinyl chloride from the relief valve
on reactor #B-16;

(52) On or about January 15, 1979, defendant discharged
approximately 1,305 pounds of vinyl chloride from the relief valve
on degassing vessel #D-112B;

(53) On or about January 23, 1979, defendant discharged
approximately 2,560 pounds of vinyl chloride from the relief valve
on reactor #B-16;

(54) On or about January 29, 1979, defendant discharged
approximately 20 pounds of vinyl chloride from the relief valve on
the post vacuum system for suspension reactors;

(55) On or about February 7, 1979, defendant discharged
approximately 20 pounds of vinyl chloride from the relief valve on
the post vacuum system for suspension reactors;

(56) On or about February 10, 1979, defendant discharged
approximately 530 pounds of vinyl chloride from the relief valve
on reactor #B-12;

(57) On or about March 25, 1979, defendant discharged
approximately 200 pounds of vinyl chloride from the relief valve
on post vacuum system for suspension reactors;

(58) On or about April 12, 1979, defendant discharged ap-
proximately 9,540 pounds of vinyl chloride from the relief valve
on reactor #A-19;

(59) On or about April 29, 1979, defendant discharged ap-
proximately 53 pounds of vinyl chloride from the relief valve on
reactor #B-8;

eee i ere eS

C-11

(60) On or about August 10, 1979, defendant discharged
approximately 1,060 pounds of vinyl chloride from the relief valve
on reactor #A-13;

(61) On or about September 7, 1979, defendant discharged
approximately 3,240 pounds of vinyl chloride from the relief valve
on reactor #A-17;

(62) On or about September 17, 1979, defendant discharged
approximately 3,000 pounds of vinyl chloride from the relief valve
on the post vacuum system for suspension reactors;

(63) On or about October 11, 1979, defendant discharged
approximately 363 pounds of vinyl chloride from the relief valve
on reactor #B-10;

(64) On or about November 13, 1979, defendant discharged
approximately 575 pounds of vinyl chloride from the relief valve
on reactor A-11;

(65) On or about November 15, 1979, defendant discharged
approximately 8,150 pounds of viny! chloride from the relief valve
on reactor A-11;

(66) On or about November 28, 1979, defendant discharged
approximately 340 pounds of vinyl chloride from the relief valve
on degasser #D-162;

(67) On or about March 6, 1980, defendant discharged ap-
proximately 315 pounds of vinyl chloride from the relief valve on
reactor #B-16;

(68) On or about April 12, 1980, defendant discharged ap-
proximately 10,870 pounds of vinyl chloride from the relief valve
on reactor #A-15;

(69) On or about April 16, 1980, defendant discharged ap-
proximately 2,400 pounds of vinyl chloride from the relief valve
on the post vacuum system for suspension reactors;

(70) On or about April 20, 1980, defendant discharged ap-
proximately 8,300 pounds of vinyl chloride from the relief valve
on reactor #A-15;

C-12

' (71) On or about July 5, 1980, defendant discharged approxi-
mately 555 pounds of vinyl chloride from the relief valve on
reactor #A-7;

(72) On or about September 17, 1980, defendant discharged
approximately 13,200 pounds of vinyl chloride from the relief
valve on reactor #B-20;

(73) On or about October 28, 1980, defendant discharged
approximately 1,140 pounds of vinyl chloride from the relief valve
on reactor #A-7;

(74) On or about February 13, 1981, defendant discharged
approximately 1,575 pounds of vinyl chloride from the relief valve
on reactor #A-19;

(75) On or about March 17, 1981, defendant discharged
approximately 51 pounds of vinyl chloride from the relief valve on
degasser #D-112B;

(76) On or about April 7, 1981, defendant discharged approxi-
mately 105 pounds of vinyl chloride from the relief valve on
reactor #A-9;

(77) On or about April 10, 1981, defendant discharged ap-
proximately 3,640 pounds of vinyl chloride from the relief valves
on reactors A-9 and A-17;

(78) On or about April 15, 1981, defendant discharged ap-
proximately 20 pounds of vinyl chloride from the relief valve on
the post vacuum line for suspension reactors;

(79) On or about May 20, 1981, defendant discharged approx-
imately 6,300 pounds of vinyl chloride from the relief valve on
reactor #B-18;

(80) On or about July 8, 1981, defendant discharged approxi-
mately 20 pounds of vinyl chloride from the relief valve on the
post vacuum sytem for suspension reactors; and

(81) On or about April 30, 1982, defendant discharged ap-
proximately 1,070 pounds of vinyl chloride from the relief valve
on reactor #A-13.

C-13

17. Since expiration of the waivers of compliance with 40
C.F.R. 61.64(a) (3), defendant manually vented gas containing
14,596 pounds of vinyl chloride to the atmosphere from man-
ual/automatic emergency vent valves on polyvinyl chloride reac-
tors in vinyl chloride service in violation of 40 C.F.R. 61.64(a) (3)
on seventeen (17) occasions. These valves, also called “‘emer-
gency automatic vent valves,” are valves which are manually set
to vent at a certain pressure. Unlike relief valves, the pressure
settings on these valves can be manually changed at will. The
discharges from the manual/automatic vent valves to the atmos-
phere occurred on the following dates:

(1) On or about Juiy 14, 1978, defendant discharged approxi-
mately 52 pounds of vinyl chloride from reactor #B-18;

(2) On or about August 3, 1978, defendant discharged approx-
imately 280 pounds of vinyl chloride from reactor #A-11;

(3) On or about August 10, 1978, defendant discharged ap-
proximately 28 pounds of vinyl chloride from reactor #B-4;

(4) On or about September 2, 1978, defendant discharged
approximately 80 pounds of vinyl chloride from reactors #A-17
and A-11;

(5S) On or about September 24, 1978, defendant discharged
approximately 60 pounds of vinyl chloride from reactor #B-12;

(6) On or about October 18, 1978, defendant discharged
approximately 25 pounds of vinyl chloride from reactor #B-8;

(7) On or about October 19, 1978, defendant discharged
approximately 23 pounds of vinyl chloride from reactor #B-8;

(8) On or about October 28, 1978, defendant discharged
approximately 20 pounds of vinyl chloride from reactor #A-5;

(9) On or about November 7, 1978, defendant discharged
approximately 260 pounds of vinyl chloride from reactor #B-18;

(10) On or about December 9, 1978 defendant discharged
approximately 1,590 pounds of vinyl chloride from reactor #A-
17;

C-14

(11) On or about February 13, 1979, defendant discharged
approximately 40 pounds of vinyl chloride from reactor #B-16;

(12) On or about April 10, 1979, defendant discharged ap-
proximately 60 pounds of vinyl chloride from reactor #A-9;

(13) On or about April 20, 1979, defendant discharged ap-
proximately 40 pounds of viny! chloride from reactor #A-5;

(14) On or about May 12, 1980, defendant discharged approx-
imately 410 pounds of vinyl chloride from reactor #A-11;

(15) On or about July 24, 1980, defendant discharged approxi-
mately 72 pounds of vinyl chloride from reactor #A-1;

(16) On or about October 2, 1981, defendant discharged
approximately 36 pounds of vinyl chloride from reactor #A-5;
and

(17) On or about January 11, 1982, defendant ischarged
approximately 11,520 pounds of vinyl chloride from reactors
##A-1, A-3 and A-11.

18. Each of the eighty-one (81) discharges from the relief
valves, and the seventeen (17) discharges from the man-
ual/automatic vent valves, constitutes a violation by defendant of
40 C.F.R. § 61.64(a)(3) or 40 C.F.R. § 61.65(a) and of 42
U.S.C. § 7412(c).

19. Section 113(b) of the Act, 42 U.S.C. § 7413(b) provides
that the Administrator shall, in the case of a person which is the
owner or operator of a major stationary source, and may, in the
case of any other person, commence a civil action for injunctive
relief and to assess and recover a civil penalty of up to $25,000 per
day whenever such person violates Section 112(c) of the Act, 42
U.S.C. §7412(c).

20. Unless restrained, defendant will continue to violate 40
C.F.R. §§ 61.64(a) (3), 61.65(a), and the Act, which will result
in irreparable harm: to the public health and welfare.

WHEREFORE, plaintiff, the United States of America re-
spectfully prays this Court for:

C-15

(a) A permanent injunction, 12» -..»1ng and preventing defen-
dant Ethyl Corporation, from violating the NESHAP for vinyl
chloride, including 40 C.F.R. §§ 61.64(a) (3), 61.65(a), and the
Act, at its Baton Rouge plant and requiring defendant to take all
necessary remedial measures as expeditiously as possible to pre-
vent future violations;

(b) A permanent injunction requiring defendant to develop,
prepare, and submit for EPA approval a continuing maintenance
and operation program for its Baton Rouge plant to prevent future
discharges of vinyl chloride in violation of the NESHAP for vinyl
chloride, including 40 C.F.R. §§ 61.64(a) (3), 61.65(a), and the
Act, which shall include but not be limited to the purchase of any
necessary monitoring and/or containment equipment to prevent
discharges of vinyl chloride, the development of a preventive
inspection and maintenance plan for equipment in vinyl chloride
service, a study of premature rupture disk failures and develop-
ment of a program to eliminate such failures, an improved
program for investigating and preventing relief valve discharges,
the purchase of equipment and institution of procedures to ensure
the ability to “shortstop,” “kill” or control runaway reactions, and
the issuance of written, publicized procedures for operators to
prevent or ameliorate relief valve discharges and the establish-
ment of frequent operator training sessions;

(c) A permanent injunction requiring defendant to implement
the plan described in (b) above as expeditiously as possible upon
EPA approval;

(d) An order imposing upor defendant civil penalties in the
amount of $25,000 for each day within five years prior to the date
of filing of the instant civil action on which defendant failed to
meet the requirements of 40 C.F.R. §§ 61.64(a) (3) and/or 61.65
(a) in violation of 42 U.S.C. § 7412(c);

(e) An order awarding plaintiff the costs of this action; and

C-16

(f) Such other and further relief as this Court may deem

appropriate.

OF COUNSEL:

Respectfully submitted,

CAROL E. DINKINS
Assistant Attorney General
Land and Natural Resources Division

LLOYD S. GUERCI

Environmental Enforcement Section
Land and Natural Resources Division
U.S. Department of Justice
Washington, D.C. 20530

(202) 633-5403

STANFORD O. BARDWELL, JR.
United States Attorney
Baton Rouge, Louisiana

By: IAN F. HIPWELL
Assistant United States Attorney

Patrick Hudson, 6 ORC

U.S. Environmental Protection Agency
Office of Regional Counsel

First International Bldg.

1201 Elm St.

Dallas, Texas 75270

Please Serve:

Ethyl Corporation through its
agent for service of process
C.T. Corporation Systems

1300 Hibernia Bldg.

New Orleans, La. 70112

C-17

Notice of Right to Consent to Disposition of a
Civil Case by a United States Magistrate

In accordance with the provisions of 28 U.S.C. 636 (c), you are
hereby notified that upon the consent of all the parties in a civil
case, a United States Magistrate of this district court may
conduct any or all proceedings, including trial of the case and
entry of a final judgment. Copies of appropriate consent forms are
available from the Clerk of the court.

You should be aware that your decision to consent, or not to
consent, to the disposition of your case before a United States
Magistrate is entirely voluntary and should be communicated to
the Clerk of the district court. Only if all the parties to the case
consent to the reference to a Magistrate will either the judge or
magistrate to whom the case has been assigned be informed of
your decision. Neither a district judge nor a magistrate will
attempt to persuade or induce any party to the reference of this
case to a Magistrate.

ee

D-1

APPENDIX D

In the United States District Court
for the Middle District of Louisiana

Civil Action No. 83-0120
Section A

United States of America,
Plaintiff,

Vv.

Ethyl Corporation,
Defendant.

Motion to Dismiss for Failure to
State a Claim Upon Which Relief Can be Granted

Ethyl Corporation, defendant herein, respectfully moves the
Court to dismiss the complaint herein pursuant to Rule 12(b) (6)
of the Federal Rules of Civil Procedure. In support of its motion,
Ethyl would show the Court the following:

1. The complaint of the government shows on its face that it
seeks to enforce certain design, equipment, work practice or
operational provisions of the National Emission Standard for
Vinyl Chloride (‘‘Emission Standards”), 40 C.F.R.
§ 61.64(a) (3) and § 61.65(a).

2. The foregoing Emission Standard was promulgated by the
Administrator of the United States Environmental Protection
Agency effective October 21, 1976.

3. The Emission Standard as promulgated, incorporates nu-
merous design, equipment, work practice, and operational
standards.

4. At the time the Emission Standard was promulgated, the
Administrator was without authority to promulgate emission
standards which included design, equipment, work practice and
operational standards.

5. The design, equipment, work practice and operational
portions of the Emission Standard, having been issued in the

D-2

absence of any statutory authority, are unenforceable as a matter

of law.

Respectfully submitted,

F. WALTER CONRAD, JR.
MARTIN L. McGREGOR
3000 One Shell Piaza
Houston, Texas 77002

(713) 229-1234

Attorneys for Defendant

oo

2 I Me ee Oe -e

D-3

Certificate of Service

I, Martin L. McGregor, do hereby cerfify that on this the 31st
day of March, 1983, a copy of the foregoing Motion to Dismiss
For Failure to State A Claim Upon Which Relief Can Be
Granted as well as a copy of a proposed Order were served upon
the following by placing copies of the same in the United States
mail, postage prepaid, certified, return receipt requested:

Carol E. Dinkins

Assistant Attorney General

Land and Natural Resources Division
U.S. Department of Justice
Washington, D.C. 20530

Lloyd S. Guerci

Environmental Enforcement Section
Land and Natural Resources Division
U.S. Department of Justice
Washington, D.C. 20530

Stanford O. Bardwell, Jr.
United States Attorney

352 Florida Street

Baton Rouge, Louisiana 70801

Ian F. Hipwell

Assistant United States Attorney
352 Florida Street

Baton Rouge, Louisiana 70801

Patrick Hudson, 6 ORC
U.S. Environmental Protection Agency
Office of Regional Counsel ;
First International Bldg.
1201 Elm Street
Dallas, Texas 75270
MARTIN L. McGREGOR
Martin L. McGregor

D-4

In the United States District Court
For the Middle District of Louisiana

Civil Action No. 83-0120
Section A

United States of America,
Plaintiff,

Vv.

Ethyl Corporation,
Defendant.

Proposed Order

Pending before the Court is Defendant’s Motion to Dismiss for
Failure to State A Claim Upon Which Relief Can Be Grarted.
The Court having considered the motion and the memorandum in
support and opposition thereto, the Court is of the opinion that
the motion must be GRANTED. It is, therefore, ORDERED
that Defendant’s Motion to Dismiss for Failure to State A Claim
Upon Which Relief Can Be Granted is hereby GRANTED, and
Plaintiff's claims under the Clean Air Act of the United States
are hereby DISMISSED with prejudice.

DONE AT BATON ROUGE, LOUISIANA THIS —
DAY OF , 1983.

UNITED STATES DISTRICT JUDGE

awake. Sab we s

Pe ee Sate Daur

bs Stil need entra hae

APPENDIX E
United States Code, Title 42:

§ 7412. National emission standards for hazardous air
pollutants

(c) Prohibited acts; exemption

(1) After the effective date of any emission standard under
this section —

(A) no person may construct any new source or modify
any existing source which, in the Administrator’s judg-
ment, will emit an air pollutant to which such standard
applies unless the Administrator finds that such source if
properly operated will not cause emissions in violation of
such standard, and

(B) no air pollutant to which such standard applies
may be emitted from any stationary source in violation of
such standard, except that in the case of an existing
source —

(i) such standard shall not apply until 90 days
after its effective date, and

(ii) the Administrator may grant a waiver permit-
ting such source a period of up to two years after the
effective date of a standard to comply with the stan-
dard, if he finds that such period is necessary for the
installation of controls and that steps will be taken
during the period of the waiver to assure that the
health of persons will be protected from imminent
endangerment.

(2) The President may exempt any stationary source from
compliance with paragraph (1) for a period of not more than
two years if he finds that the technology to implement such
standards is not available and the operation of such source is

E-2

required for reasons of national security. An exemption under
this paragraph may be extended for one or more additional
periods, each period not to exceed two years. The President
shall make a report to Congress with respect to each exemption
(or extension thereof) made under this paragraph.

(4) Any standard promulgated under paragraph (1) shall
be promulgated in terms of an emission standard whenever it
becomes feasible to promulgate and enforce such standard in
such terms.

(5) Any design, equipment, work practice, or operational
standard, or any combination thereof, described in this subsec-
tion shall be treated as an emission standard for purposes of
the provisions of this chapter (other than the provisions of this
subsection).

(July 14, 1955, ¢. 360, Title I, § 112, as added Dee. 31, 1970,
Pub.L. 91-604, §4(a), 84 Stat. 1685, and amended Aug. 7,
1977, Pub.L. 95-95, Title I, §§ 109(d) (2), 110, Title IV,
§ 401(c), 91 Stat. 701, 703, 791; Nov. 9, 1978, Pub.L. 95-623,
§ 13(b), 92 Stat. 3458.)

Historical Note

Codification. Section was formerly classified to section
1857¢-7 of this title.

1978 Amendment. Subsec. (e). Pub.L. 95-623 added par.
(5).

1977 Amendment. Subsec «) (1). Pub.L. 95-95, § 401(c),
substituted “causes, Or contributes to, air pollution which may
reasonably be anticipated to result in an increase in mortality
or an increase in serious irreversible, or incapacitating revers-
ible, illness” for “may cause, Or contribute to, an inerease iti
mortality or an increase in serious irreversible, or ineapacitat-
ing reversible, illness”.

E-3

Subsee. (d)(1). Pub.L. 95-95, § 109(d)(2), struck out
“(except with respect to stationary sources owned or operated
by the United States)” following “implement and enforee such
standards”.

Subsee. (e). Pub.L. 95-95, § 110, added subsee. (e).

Effective Date of 1977 Amendment. Amendment by Pub.L.
95-95 effective Aug. 7, 1977, except as otherwise expressly
provided, see section 406(d) of Pub.L. 95-95, set out as an
Effective Date of 1977 Amendment note under section 7401 of
this title.

United States Code, Title 42:

§ 7413. Federal enforcement procedures

(b) Violations by owners or operators of major stationary
sources

The Administrator shall, in the case of any person which is
the owner or operator of a major stationary source, and may, in
the case of any other person, commence a civil action for a
permanent or temporary injunction, or to assess and recover a
civil penalty of not more than $25,000 per day of violation, or
both, whenever such person —

(1) violates or fails or refuses to comply with any order
issued under subsection (a) of this section; or

(2) violates any requirement of an applicable imple-
mentation plan (A) during any period of Federally as-
sumed enforcement, or (B) more than 30 days after
having been notified by the Administrator under subsec-
tion (a) (1) of this section of a finding that such person is
violating such requirement; or

(3) violates section 7411(e), section 7412(c), section
1857e-10(g) of this title (as in effect before August 7,
1977), subsection (d) (5) of this section (relating to coal

E-4

conversion), section 7624 of this title (relating to eost of
certain vapor recovery), section 7419 of this title (relating
to smelter orders), or any regulation under part B of this
subchapter (relating to ozone); or

(4) fails or refuses to comply with any requirement of
section 7414 of this title or subsection (d) of this section;

or

(5) attempts to construct or modify a major stationary
source in any area V ith respect to which a finding under
subsection (a) (5) of this section has been made.

The Administrator may commence a civil action for recovery of
any noneompliance penalty under section 7420 of this title or
for recovery of any nonpayment penalty for which any person is
liable under section 7420 of this title or for both. Any action
under this subsection may be prought in the district court of
the United States for the district in which the violation oc-
curred or in which the defendant resides or has his principal
place of business, and such court shall have jurisdiction to
restrain such violation, to require compliance, to assess such
eivil penalty and to collect any noncompliance penalty (and
nonpayment penalty) owed under section 7420 of this title. In
determining the amount of any civil penalty to be assessed
under this subsection, the eourts shall take into consideration
(in addition to other factors) the size of the business, the
economic impact of the penalty on the business, and the
seriousness of the violation. Notice of the commencement of
such action shall be given to the appropriate State air pollution
eontrol agency. In the case of any action brought by the
Administrator under this subsection, the eourt may award
eosts of litigation (including reasonable attorney and expert
witness fees) to the party or parties against whom such action
was brought in any case where the court finds that such action
was unreasonable.

eee

ich SCA Nth kT EN ERED AEM PO

Seaeasrtethyee NS ee

E-5

United States Code, Title 42:

§ 7607. Administrative proceedings and judicial review
(b) Judicial review

(1) A petition for review of action of the Administrator in
promulgating any national primary or secondary ambient air
quality standard, any emission standard or requirement under
section 7412 of this title, any standard of performance or
requirement under section 7411 of this title, any standard
under section 7521 of this title (other than a standard required
to be prescribed under section 7521(b) (1) of this title), any
determination under section 7521(b)(5) of this title, any
control or prohibition under section 7545 of this title, any
standard under section 7571 of this title, any rule issued under
section 7413, 7419, or under section 7420 of this title, or any
other nationally applicable regulations promulgated, or final
action taken, by the Administrator under this chapter may be
filed only in the United States Court of Appeals for the District
of Columbia. A petition for review of the Administrator's
action in approving or promulgating any implementation plan
under section 7410 of this title or section 7411(d) of this title,
any order under section 7411(j) of this title, under section
7412(c) of this title, under section 7413(d) of this title, under
section 7419 of this title, or under section 7420 of this title, or
his action under section 1857¢c-10(¢) (2) (A), (B), or (C) of
this title (as in effect be ore August 7, 1977) or under regula-
tions thereunder, or any other final action of the Administrator
under this chapter (including any denial or disapproval by the
Administrator under subchapter I of this chapter) which is
locally or regionally applicable may be filed only in the United
States Court of Appeals for the appropriate circuit. Notwith-
standing the preceding sentence a petition for review of any
action referred to in such sentence may be filed only in the
United States Court of Appeals for the District of Columbia if

K-6

such action is based on a determination of nationwide scope or
effect and if in taking such action the Administrator finds and
publishes that such action is based on such a determination.
Any petition for review under this subsection shall be filed
within sixty days from the date notice of such promulgation,
approval, or action appears in the Federal Register, except that
if such petition is based solely on grounds arising after such
sixtieth day, then any petition for review under this subsection
shall be filed within sixty days after such grounds arise.

Code of Federal Regulations, Title 40:

§ 61.64 Emission standard for polyvinyl chloride plants.

An owner or operator of a polyvinyl chloride plant shall
comply with the requirements of this section and § 61.65.

(a) Reactor. The following requirements apply to

reactors:
~ * +

(3) Manual vent valve discharge: Eveept for an
emergency manual vent valve discharge, there is to be
no discharge to the atmosphere from any manual vent
valve on a polyvinyl chloride reactor in vinyl chloride
service. An emergency manual vent valve discharge
means a discharge to the atmosphere which could not
have been avoided by taking measures to prevent the
discharge. Within 10 days of any discharge to the
atmosphere from any manual vent valve, the owner or
operator of the source from which the discharge
oceurs shall submit to the Administrator a report in
writing containing information on the source, nature
and cause of the discharge, the date and time of the
discharge, the approximate total vinyl chloride loss
during the discharge, the method used for determin-
ing the vinyl chloride loss, the action that was taken

E-7

to prevent the discharge, and measures adopted to
prevent future discharges.

Code of Federal Regulations, Title 40:

§ 61.65 Emission standard for ethylene dichloride, vinyl chlo-
ride and polyvinyl chloride plants.

An owner or operator of an ethylene dichloride, vinyl chlo-
ride, and/or polyvinyl chloride plant shall comply with the
requirements of this section.

(a) Relief valve discharge. Except for an emergency
relief discharge, there is to be no discharge to the atmos-
phere from any relief valve on any equipment in vinyl
: chloride service. An emergency relief discharge means a
} discharge which could not have been avoided by taking

measures to prevent the discharge. Within 10 days of any
relief valve discharge, the owner or operator of the source
from which the relief valve discharge occurs shall submit

to the Administrator a report in writing containing infor-
mation on the source, nature and cause of the discharge,
the date and time of the discharge, the approximate total
vinyl chloride loss during the discharge, the method used
for determining the vinyl chloride loss, the action that was
taken to prevent the discharge, and measures adopted to
/ prevent future discharges.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385018_0685%3A1. Public record. Not legal advice.
