# Petition for Writ of Certiorari — Connor v. Aerovox Inc.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1984
- **Citation:** 469 U.S. 1015

## Text

*
IN THE suerte cote Barut UNITED STATES

October Term, 199 9ffice - Supreme Court. US.
FILED

~ SEP 18 19K4

ALEXANDER L. STEVAS
CLERK

CHARLES J. CONNOR;

THOMAS VITAL;

FREDERICK STOWELL, JR.;

PAUL DUBOIS;

STEPHEN BOZA;

ROBERT SAKWA;

ANTONE FARIAS, JR.,

RICHARD J. PERZENTZ;

SCOTT FRYER; and

MASSACHUSETTS LOBSTERMEN'S

ASSOCIATION, INC.
Petitioners

VS.

AEROVOX INCORPORATED; and
CORNELL-DUBILIER ELECTRIC
CORPORATION

Ne ee a a ef ee SO Ye a ae a

Respondents

PETITION FOR WRIT OF CERTIORARI
TO THE U.S. COURT OF APPEALS
FOR THE FIRST CIRCUIT

LEONARD ROSE, Esq.

220 Scranton Avenue
Falmouth, MA 02540

(617) 548-7900

Attorney for Petitioners

Of Counsel:
ARNOLD L. LUM, Esq.

IN THE SUPREME COURT OF THE UNITED STATES

October Term, 1983

CHARLES J. CONNOR;

THOMAS VITAL;

FREDERICK STOWELL, JR.;

PAUL DUBOIS;

STEPHEN BOZA;

ROBERT SAKWA;

ANTONE FARIAS, JR.;

RICHARD J. PERZENTZ;

SCOTT FRYER; and

MASSACHUSETTS LOBSTERMEN'S

ASSOCIATION, INC.
Petitioners

VS.

AEROVOX INCORPORATED; and
CORNELL-DUBILIER ELECTRIC
CORPORATION

NS] NS SY NS NS SS SS BH SS SY SB SY SY WS 8 SY SY WS SY SY

Respondents

PETITION FOR WRIT OF CERTIORARI
TO THE U.S. COURT OF APPEALS
FOR THE FIRST CIRCUIT

LEONARD ROSE, Esq.

220 Scranton Avenue
Falmouth, MA 02540

(617) 548-7900

Attorney for Petitioners

Of Counsel:
ARNOLD L. LUM, Esq.

QUESTIONS PRESENTED FOR REVIEW

(1) Did Congress, by enacting the
Federal Water Pollution Control Act
Amendments of 1972, and the Marine
Protection, Research and Sanctuaries Act,
preempt and bar all non-statutory maritime
tort cgunee of action by private victims
against all private polluters for damages

caused by marine pollution?

(2) Does the holding of the First
Circuit that "federal common law of nuisance
in the area of water pollution" is to be
read as being synonymous with "all federal
judge-made law of nuisance whether maritime
or general federal law" destroy the
distinctions between federal common law and
federal maritime law set forth in Article
III, Section 2, of the Constitution, and in

28 U.S.C. 1331 and 1333?

TABLE OF CONTENTS

Questions Presented For Review i
Table Of Contents ii
Table Of Authorities Cited iv
Opinions Delivered Below 1
Grounds For Jurisdiction 2

Text of Constitution And Statutes Involved

Constitution, Article III, Section 2
Title 28, U.S. Code, Section 1331
Title 28, U.S. Code, Section 1333
Title 33, U.S. Code, Section 1251,

> > & Ww

et seq.(reference only)

Title 33, U.S. Code, Section 1401,

et seq.(reference only) +

Statement Of The Case 5

Basis For Federal Jurisdiction
In The Court Of First Instance 15

ARGUMENT

I. The Rulings Below Were Believed

Il.

Iii.

To Conform To Existing Law

Established By The National

Sea Clammers Decision;

Not To Create New Thecries Of Law

For This Case. 16

It Is Important That This Honorable
Court Should Rule That The FWPCA And
Similar Statutes Do Not Exonerate
Polluters From Claims Of Direct
Victims. 21

The National Sea Clammers Case Is
Distinguishable On Its Facts And
Should Not Be A Precedent Here. 26

IV. Federal Admiralty And Maritime
Jurisprudence Is A Separate
Constitutional Jurisprudence Apart
From Federal Common Law. 32

V. Reversal Of The Rulings Below Will .
Have No Adverse Impact On The FWPCA,
And Will Not Be Inconsistent With
This Court's Holding In National
Sea Clammers. 37

VI. This Petition Is One In Which
Summary Action Is Warranted

To Reverse The Judgments Below. 40
APPENDIX
Memorandum and Order, District Court Al

Opinion, First Circuit Court of Appeals A3
Sketch, Fishing Closure Areas A33

Authorization to Discharge (sample) A34

TABLE OF AUTHORITIES CITED

U.S. Constitution

Article III, Section 2

(Text) ---' 2
--- ll, 15, 19,
33Statutes
Title 21, U.S. Code, Sections 301, 346
--- 6
Title 28, U.S. Code, Section 1254(1)
--- 2

Title 28, U.S. Code, Section 1331
(Text) --- 4
--- i, 19, 34, 35, 39

Title 28, U.S. Code, Section 1332
--- 15, 35, 36, 40

Title 28, U.S. Code, Section 1333
(Text) --- 4
S. 28. 834 B9e BOs BOe Dee Bee Be

Title 28, U.S. Code, Section 1346
; --- 28

Title 28, U.S. Code, Sections 1923, 1925
--- 36

Federal Water Pollution Control Act (FWPCA)
Title 33, U.S. Code, Section 1251 et seq.
Referred to generally throughout petition.

Marine Protection, Research and Sanctuaries
Act (MPRSA)

Title 33, U.S. Code, Section 1401 et seq.
Referred to generally throughout petition.

Regulations

Code of Massachusetts Regulations,
Chapter 105, Section 260.001
--- 6

Rules Of Procedure

Fed. R. Civ. P., Rule 12 (b)(6)

Fed. RR. Civ. Pe, Rule 23

Cases Cited

AMOCO CADIZ, Limitation Procs.
(CA7, 1983) 699 F2d 909

--- 28
Bay State Lobster Co., Inc. v. Perini Corp,
355 Mass. 782, 245 N.E.2d 759 (1969)

--- 27, 42
Burgess v. M/V TAMANO
(D.Me. 1973) 370 F. Supp. 247
; --- 27, 42
DeLovio v. Boit, 2 Gall. 298,
Fed.Cas.No. 3,776 (CCD Mass i815)
--- 33
Foremost Ins. Co. v. Richardson,
457 U.S. » ava wot. 196 (1982)
--- 34
Louisiana v. M/V TESTBANK
(ED La 1981) 524 F. Supp. 1170
--- 27

Middlesex County Sewerage Authority

v. National Sea Clammers Association,

Soa Uses £5 BUS Set. £015 (1981)

Referred to generally throughout petition

Romero v. International Terminal Co.
358 U.S. 354 (1959).

--- 34

Drilling Unit SEDCO 135, Limitation Procs.
(SD Tex 1982) 543 F. Supp. 561
--- 28

Silkwood, Adm'r v. Kerr-McGee Corp.
Gene , 104 §.Ct. 615 (1984)
haw 14, 39

TORREY CANYON, Limitation Procs.
(CA2, 1969) 409 F2d 1013

me 2?

U. S. v. F. G. Evans (The Blackheath)

195 U.S. 361 (1904)
won 33

U.S. v. Oswego Barge Corp.
(CA2 1981) 664 F2d 327

aoe 29

Other Authority Cited

Corpus Juris Civilis,
Digest 14, 2. 9

OPINIONS DELIVERED BELOW

At this time, the petitioners have been
unable to find any formal publication of the
opinion of the district court below, and
have also been unable to find any formal
publication of the opinion below of the
court of appeals for the first circuit.
Petitioners have made a Westlaw electronic
search of cases in the district court of
Massachusetts and in the court of appeals
for the first circuit, as well as a manual

search of American Maritime Cases, to no

avail.

+

GROUNDS FOR JURISDICTION

The original cause of action in the U.S.
District Court for the District of
Massachusetts was dismissed on 1 February
1983. The judgment of the U.S. Court of
Appeals for the First Circuit was entered on
28 March 1984, A timely petition for
rehearing was denied on 25 April 1984. A
motion to this Honorable Court for leave to
file the within petition on or before 22

September 1984 was allowed on 13 July 1984,

This Court's jurisdiction is invoked

pursuant to 28 U.S.C. Section 1254(1).

CONSTITUTIONAL PROVISIONS AND STATUTES

U.S. CONSTITUTION, ARTICLE III, Sec. 2

The judicial power shall extend to all
cases, in law and equity, arising under this
Constitution, the laws of the United States,
and treaties made, or which shall be made
under their authority;--to all cases
affecting ambassadors, other public
ministers and consuls;--to all cases of
admiralty and maritime jurisdiction;--to
controversies to which the United States
shall be a party;--to controversies between
two or more states;--between a state and
citizens of another state;--between citizens
of different states;--between citizens of
the same state claiming lands under grants
of different states, and between a state, or
the citizens thereof, and foreign states,

citizens or subjects.

3

Title 28, U.S. Code, Section 1331

The district courts shall have original
jurisdiction of all civil actions arising
under the Constitution, laws or treaties of

the United States.

Title 28, U.S. Code, Section 1333

The district courts shall have original
jurisdiction, exclusive of the courts of the
states, of:

(1) Any civil case of admiralty or
maritime jurisdiction, saving to suitors in
all cases all other remedies to which they
are otherwise entitled.

(2) Any prize brought into the United
States and all proceedings for the
condemnation of property taken as prize.

Federal Water Pollution Control Act
Title 33, U.S. Code, Section 1251 et seq.

Marine Protection, Research and Sanctuaries
Act.
Title 33, U.S. Code, Section 1401 et seq.

4

STATEMENT OF THE CASE

The trial court, on motion, dismissed the
complaint for failure to state a cause of
action for which relief could be granted.
Therefore, this statement is based upon a
reading of the complaint most favorably to

plaintiff-petitioners.

Petitioners-plaintiffs (hereinafter
plaintiffs) are fishermen, licensed by
Massachusetts to engage in a restricted
commercial lobster fishery, and the
Massachusetts Lobstermen's Association,
Inc., whose members comprise most of the
commercial Lebetetuen licensed by the
Commonwealth of Massachusetts. A class
action was also alleged, including within
the class all commercial lobstermen,
shellfishermen and finfishermen in the area

of the pollution complained of.

In the course of manufacturing operations
conducted continuously over a period of

years, the two defendants-respondents

(hereinafter defendants) Aerovox, Inc., a
Massachusetts corporation, and
Cornell-Dubilier Electric Corp., a Delaware
corporation, discharged and dumped into the
waters of the Acushnet River, New Bedford
Harbor and Buzzard's Bay, Massachusetts,
substantial quantities of toxic chemicals
and other pollutants, including a class of
organic chemicals characterized by molecular
configuration as polychlorinated biphenyls

(hereinafter referred to as PCBs).

Consumption of foods, including fish and
shellfish, containing measurable amounts of
PCBs is regulated by the Federal Food Drug
Administration (FDA) pursuant to 21 U.S.C.
cections 301 and 346, and by the
Massachusetts Department of Public Health
(MDPH) pursuant to Chapter 105 of the Code
of Massachusetts Regulations and by 105 CMR

260.001 et seq., in particular.

PCBs are highly stable compounds which do

not degrade quickly. They settle to the

6

seabed of the body of water into which they

are discharged, becoming incorporated into
the bottom sediments, where they remain for
decades without breaking down into less
harmful products. PCBs are ingested by
lobsters, snellfish, bottom feeding fish and
other filter-feeding benthyic organisms,
which accumulate the chemical in their
organs and tissue in concentrations in
excess of tolerance levels established by
the FDA and the MDPH. Lobsters, shellfish
and various bottom-feeding finfish with high
concentrations of PCBs in their flesh are
banned by both the FDA and MDPH as food for
human consumption, and therefore they may

not legally be sold by plaintiffs.

The PCBs discharged and dumped by the
defendants into the aforementicned waters
have become permanently fixed in the seabed
of those waters, where they have
contaminated the lobsters, shellfish and
bottom-feeding fish in the area. As a

result, the MDPH first closed the waters

: Z
ee

LL

north of the Hurricane Dike in New Bedford
Harbor (Area I) to the taking of lobsters
and shellfish; then closed the waters
generally south of Area I and north of a
line extending from Ricketson's Point in
South Dartmouth westerly to Wilbur Point on
Sconticut Neck (Area II) to the taking of
lobster or bottom-feeding fish (including
eels, scup, flounder and tautog); and
thereafter similarly closed the waters
generally south of Area II and north of a
line extending from Mishaum Point on Smith
Neck in the Town of Dartmouth north and west
to Gong "3" on Hursett Rock off New Bedford
Harbor and contiguous north and east to
Rocky Point and West Island in the Town of
Fairhaven (Area III). All of the closed
areas are in Massachusetts. [For a sketch
showing these areas, see Appendix at A33,

below. |]

Because of the closings of said areas to
lobstering and other fishing engaged in by

the individual plaintiffs, they and other

8

a a ee

commercial fishermen have been forced to
fish elsewhere. Those closed areas are the
best and most accessible areas for
lobstering, finfishing and shellfishing, and —
are where plaintiffs habitually conducted
their commercial lobstering, shellfishing
and finfishing activities in the past. With
each new closure, the plaintiffs have been
forced to travel further from port on each
fishing trip, have been forced to fish in
distant areas which are more treacherous by
reason of weather and sea conditions, and
have been subjected to greater stress on
themselves, their boats and equipment than
they were required to sustain before the
closure of the more sheltered waters of
Areas I, II and III. Moreover, since the
closures, they have been unable to carry on
lobstering, shellfishing and finfishing
operations with the same frequency and
regularity as in the past, because of the

more severe and prohibitive weather and sea

conditions in the areas outside of Areas Il,

2

II and III. Because plaintiffs have also
been unable to service their lobster pots or
fish traps as frequently because of the
greater distances from port, they have lost
gear to thieves and to the perils of the sea
more than in the past. As a result,
plaintiffs have had a substantial increase
in their costs and expenses of operations,
including much higher fuel costs, and have
not been able to take lobsters, shellfish
and finfish with the same quantitative or
financial success as they had when operating
in the safer, but now closed areas, and have
suffered great emotional stress and injuries
because of the greater risks and conditions

faced, all to their great damage.

The plaintiff Massachusetts Lobstermen's
Association, Inc. (hereinafter MLA), which
maintains a hull insurance program for its
members, has faced greater financial risks
by reason of the increased likelihood of
claims against its insurance policies

byplaintiffs and other of its covered

10

members who previously fished primarily in
the safei waters that are now closed to

them.

Because of the state of current scientific
and engineering knowledge, there is no
practical means to clean up Areas I, II-and
III to remove the toxic chemicals and other
pollutants, including PCBs, so that they may
be reopened and plaintiffs may go back to
commercial fishing there within the
foreseeable future. Their injuries are thus

permanent.

On 31 December 1980, plaintiffs filed suit
in the United States District Court for the
District of Massachusetts against Aerovox,
Inc. and Cornell-Dubilier Electric Corp.

The action was grounded in maritime tort
allegations and was filed within the
admiralty and maritime subject matter
jurisdiction of the district court.
Jurisdiction was invoked pursuant to Article

III, Section 2 of the United States

ll

Constitution and 28 U.S.C. 1333. Plaintiffs
also claimed a class action under Fed. R.
Civ. P. Rule 23, on behalf of all other
lobstermen, shellfishermen and finfishermen
who have maritime tort claims against the |

defendants on similar facts.

-

During the pendency of the action in the
trial court, this Honorable Court decided

the case of Middlesex County Sewerage

Autnority v. National Sea Clammers

Association, 453 U.S. 1, 101 S&S. Ct. 2615

(1981)(hereinafter National Sea Clammers).

The defendants filed a motion to dismiss for
failure to state a claim upon which relief
could be granted, pursuant to Fed. R. Civ.

P. Rule 12(b)(6), citing the National Sea

Clammers decision. The trial court granted

the motion to dismiss, holding that
pollution of navigable waters was
comprehensively regulated by the Federal
Water Pollution Geatrai Act, 33 0.8.6.

Section 1251 et seq., and the Marine

Protection, Research and Sanctuaries Act, 33

12

U.S.C. Section 1401 et seq., and that all

nonstatutory causes of action by private
victims against marine polluters, including
maritime tort actions, had been thereby
preempted, citing as its authority this

Honorable Court's opinion in National Sea

Clammers.

Plaintiffs timely appealed to the United
States Court of Appeals for the First

Circuit, claiming that the district court
had misinterpreted this Honorable Court's

holding in National Sea Clammers. The Court

of Appeals, characterizing the plaintiffs'
claim as one based on nuisance, albeit in
maritime tort, held that the FWPCA and MPRSA
preempted all "federal judge-made law" on
the subject, including both maritime and
non-maritime nuisance claims in the area of
water pollution, and affirmed the holding of

the district court.

Plaintiffs timely filed a petition for

rehearing, citing this Honorable Court's

13

OE

opinion in Silkwood, Adm'r. v. Kerr-McGee

Corp., U.S. ,104 S. Ct. 615 (1984),

which was decided after briefs and oral
argument had been submitted to the Court of
Appeals. Plaintiffs argued for rehearing on
the ground that a finding of comprehensive
preemption should not be made where the
cited federal statutes only provided for the
regulation of standards for discharge of
toxic wastes and for limited federal

recovery of cleanup costs .

On April 25, 1984, the Court of Appeals for

the First Circuit denied plaintiffs'

petition for rehearing.

BASIS FOR FEDERAL JURISDICTION

IN THE COURT OF FIRST INSTANCE

Jurisdiction of the United States District
Court for the District of Massachusetts was
invoked on the basis of Article III, Section
2 of the U. S. Constitution, and Title 28,
U.S. Code, Section 1333. The plaintiffs’
claims were stated solely as causes of
action under federal admiralty law and
characterized as maritime tort claims.
Diversity of citizenship was lacking, so
there was no concurrent jurisdiction of the

court under Title 28, U.S. Code, Section

1332.

ARGUMENT

I.

The Rulings Below Were Believed To
Conform To Existing Law Established
By The National Sea Clammers Decision;
Not To Create New Theories Of Law
For This Case

The lower courts in this case held that
private victims of water pollution caused by
private polluters have no legal remedies
available to them in federal or state courts
for their direct damages, because the
Federal Water Pollution Control Act
(hereinafter FWPCA), 33 U.S. Code 1251 et
seq, and the Marine Protection, Research and
Santuaries Act (hereinafter MPRSA), 33 U.S.
Code 1401, et seq., have preempted "all
federal judge-made law of nuisance whether

maritime or general federal law."

The basis for the lower courts' holdings is

the opinion handed down in National Sea

Clammers by this Honorable Court. It is

respectfully submitted that the courts below

misunderstood the scope of the opinion of

this Honorable Court and failed to take into

account the foreseeably adverse consequences
of their rulings. If the legal precedents
created by the opinions below are not
reversed, the adverse effects on victims of
water pollution will be pervasive and

substantial.

The rulings of the courts below are
predicated upon their belief that this

Honorable Court in National Sea Clammers

proclaimed three compelling legal
propositions; two having the potential of
leaving victims of deliberate, widespread
harm without a remedy, and the third having
‘the potential of causing extensive
procedural confusion in the federal district
courts, as follows:

1) Private polluters may discharge and dump
toxic wastes into public waters and may even
immerse private victims in toxic wastes,
severely injuring them in their persons and
in their property, and for such injuries

those victims may have no legal remedy in

17

ee

federal or state courts against the
polluters.

2) The FWPCA operates to set a preemptive
federal limit on the economic incentives and
sanctions that may be imposed on private
polluters to control their own toxic
discharges. Under the Act, polluters have
no motivation to prevent or to clean up the
pollution they generate, since (a) they are
not vulnerable to any economic pressure in
the form of legal liability to direct
victims of their actions, and (b) they are
subject only to limited liability to the
government for the costs of cleaning up all
of the pollution that they create. As long
as the limited maximum amount of statutory
clean-up costs that are assessable against
them by the federal government are less than
the costs of eliminating the pollution that
they cause, and as long as they can derive
more profits by continuing to extend their
water polluting activities within their

permits, it makes no legal or economic sense

18

eater

en eee

for water polluters to reduce or eliminate

any part of pollution that they generate, no
matter how large. In fact, it makes more
economic sense for them to maximize their
activities, even though they cause extensive
pollution thereby, because they will be able
to spread over more of their work product
the limited clean-up costs that can be
imposed by the government.

3) The doctrine of statutory preemption now
nullifies any and all of the jurisdictional
distinctions of the federal Judicial Power
subject matter jurisdiction stated in
Constitution Article III, Section 2, and in
Title 28 of the U.S. Code. Any federal
statute that preempts federal common law in
cases that fall exclusively within the
subject matter jurisdiction of the district
courts under Title 28, U.S. Code, Section
1331, equally preempts judge-decided federal
admiralty and maritime law in admiralty
cases that fall exclusively within the

subject matter jurisdiction of the district

courts under Title 28, U.S. Code 1333,

[Whether an admiralty law statute that

preempts general (i.e., "judge-made")

ee

maritime law also preempts federal common
law that falls under the same topic is not

yet clear. ]

The petitioners represent to this Honorable
Court that they believe that the foregoing
propositions are the essence of the lower
courts’ holdings in this case. The
ramifications of those propositions are
obviously far-reaching. What is more
important to note, however, is that the
lower courts did ine intend to create any

new legal theories in order to arrive at

those three propositions. They simply
stated that they were conforming to what
they believed this Honorable Court declared

in National Sea Clammers. This present

petition, therefore, really does not seek to
contest the validity of new propositions of
law created by the lower courts. Instead,

this petition asks whether this Honorable

20

Court meant to have its opinion in Nationgl

Sea Clammers thus interpreted by the courts

below. Because of the enormous potential
impact of the lower court rulings,
petitioners believe that a writ of

certiorari should be granted in this case.

Ii.

It Is Important That This Court
Should Rule That The FWPCA And
Similar Statutes Do Not Exonerate
Polluters From Claims
Of Direct Victims

The petitioners suggest that, for the
purposes of the within petition, the FWPCA
and MPRSA can be characterized as federal
legislation that was intended to set basic
standards by which clean public waters can
be achieved throughout the nation. The acts
empower administrative agencies by a permit
process to limit the amount and kind of
toxic wastes that may be discharged into
public waters by private polluters. The
FWPCA also empowers the federal government

to a limited extent to sue for and collect

from private polluters the federal costs of

cleaning up pollution in public waters

generated by then.

Reading the National Sea Clammers case to be

applicable and compelling, the lower courts
declared that because the FWPCA and MPRSA
provided for legal standards for polluting
discharges and empowered the federal
government to recover clean-up costs up to a
limited maximum amount, the preemption of
the two statutes must be regarded as
pervasive and complete in respect to any
claim that falls within the topic of water
pollution. Accordingly, they ruled that
private victims of such pollution now have
no remedy for the direct damage done to them
by any water pollution for which the federal

government may recover clean-up costs.

With respect, it is suggested that the
courts below extended beyond reason the
doctrine of preemption as applied in the

National Sea Clammers case. A preferred

view of the FWPCA and related acts should be

en

that they establish a frame of reference for
the withholding of criminal sanctions in
respect to toxic discharges into waters
subject to the acts. A polluter's formal
application for a permit to discharge is .
disclosure and a promise that toxic
discharges will not exceed a specific kind
and level. The permit serves as a
governmental declaration that if an
applicant's toxic waste discharges do not
exceed the kind and amount specified, the

polluter will not be charged with criminal

violation of the acts. The purposes of the
acts are served and a polluter is assured
that if he remains within the limits thus
set, he need not fear criminal prosecution.
Nothing in such a permit process is aimed at
dealing with the rights of victims, since
polluters do not as part of an application
disclose who will or may be directly
victimized by their toxic discharges. In

fact, it is arguable that most polluters

will not even know who may become a victim

bane Delsentitenas inate eee

ee ee ee

of their toxic discharges. For example, if
the toxic PCB wastes of the polluters in the
present case have found their way into the
underground fresh water tables of the
surrounding communities of New Bedford and
Fairhaven, a substantial number of persons
who are served by wells on their preperty
may have consumed large quantities of PCBs
and are victims of the polluters'
activities. If the permit process is
intended to give a carte blanche to
polluters to destroy their neighbors'
drinking water supplies with impunity, the
process is a vicious form of free enterprise
that petitioners have assumed to be long
dead. Such a version of the permit process
is hardly regulatory; it is truly
permissive! Petitioners ask this Honorable
Court to take judicial notice of the fact
that permits now issued by governmental
agencies do not purport to exonerate
permittees from civil liability to those

injured by their actions, which would be the

24

case if total exoneration were to be
accomplished by the acts. [For an example
of this, see a copy of a permit issued to
one of the polluters in the present case, at
Part II, B6, B8, and BY of the permit, found

at Appendix A34, at A40 and A4l, below. ]

If their opinions are not overruled, the
effect of the opinions and judgments of the
courts below in this case will be to impose
a heavy burden on direct victims of
pollution and to offer to polluters new
opportunities to create mischief and
confusion. Moreover, if the lower courts'
reading of this Honorable Court's holding in

National Sea Clammers is correct, it seems

to be inevitable that whatever progress has
been made in cleaning up the waters of our
nation will be lost. Since it is obvious
that that cannot have been the purpose of
Congress in enacting the FWPCA, it must
necessarily follow that the lower courts'
views are incorrect. A detailed analysis of

the reasoning employed by the lower courts

25

all scala —————— _ —

is not necessary in order to reach such ga
conclusion. What is needed only is for this
Honorable Court to consider whether its

holding in National Sea Clammers was

intended to have the effect given to it by

the courts below.

Iil.

The National Sea Clammers Case Is
Distinguishable On Its Facts, And
Should Not Be A Precedent Here.

There are distinct differences between the

factual and procedural elements of National

Sea Clammers and the case now before this

Honorable Court.

The petitioners herein brought an action for
a money judgment remedy sader the federal
maritime law, pursuant to Title 28, U.S.
Code, Section 1333. They are private
victims suing for direct damages sustained
by them from pollution generated by the
defendants. No governmental agencies are
parties to the present case. No legal

challenge to any government action under the

26

a

PON LON ER NO Og aI Om

FWPCA is involved in this case. No clean-up
action or clean-up damages are sought by the
petitioners. The petitioners made no claim
as private attorneys-general, and no claim
for damage to the public's interest in the
fisheries was asserted. No remedy which is
available under the FWPCA is being sought by
the petitioners. The legal precedent for
their cause of action is in maritime cases

such as Burgess v. M/V TAMANO (D. Me, 1973)

370 F. Supp. 247; Louisiana v. M/V TESTBANK

(ED. La, 1981) 524 F. Supp. 1170; U.S.v.

Oswego Barge Corp. (CA2, 1981) 664 F.2d 327.

See also Bay State Lobster Co., Inc. v.

Perini Corp., 355 Mass. 782, 245 N.E. 2d 759

(1969). Other precedents are inherent in
the limitation of liability proceedings
brought pursuant to Title 46, U.S. Code 181
et _seq., especially in massive oil spill
cases, such as the M/V Torrey Canyon

disaster in March 1967 --see TORREY CANYON

Limitation Procs., (CA2, 1969) 409 F2d 1013;

or the the IXTOC I disaster in the Gulf of

Mexico --see Drilling Unit SEDCO 135

Limitation Procs., (SD Tex, 1982) 543

F.Supp. 561; or the M/V Amoco Cadiz
disaster of the coast of France --see AMOCO

CADIZ, Limitation Procs., (CA7, 1983) 699

F2d 909. The petitioners’ cause of action
is not different from any oil or chemical
spill damage case brought by a victim

against water polluters.

In National Sea Clammers, the plaintiffs

sought a remedy under the FWPCA and MPRSA,
but claimed that they could come within the
FWPCA under a theory of fedéral common law
of nuisance. However, since the plaintiffs
had failed to comply with the procedural
requirements of the Federal Water Pollution
Control Act, they could not claim a remedy
under the FWPCA. Furthermore, since the
plaintiffs had not complied with the
procedural requirements of the Federal Tort
Claims Act, Title 28, U.S. Code, Section

1346, or of any applicable state tort claims

act, they could not seek a remedy pursuant

to federal maritime law against the

defendant government agencies in that case.
This Honorable Court expressly noted in

National Sea Clammers that the plaintiffs |

ee ante by hh cael

had asserted no claims under the federal
admiralty and maritime laws in the court of

first resort. Also, in National Sea

Clammers, the plaintiffs apparently sought

damages for the loss of a public resource,
as opposed to their own personal damages.
Their case was more in the nature of a
private attorneys general suit to recover
damages suffered by the public; although it
is not clear to the petitioners herein

exactly what the plaintiffs in National Sea

Clammers expected would be the manner of

collection and distribution of damages in
the event that the plaintiffs prevailed in
that case, since any judgments against the
defendant public agencies in favor of the
public incerest would be both payable from

and back to public treasuries.

In National Sea Clammers, it appears that

the plaintiffs ignored clearly safe courses

through the well-marked procedural channels
of the FWPCA and federal/state tort claims
acts, and attempted to sail their case in
uncharted areas which were demarcated as
being within the domain of the federal
common law of nuisance. In so doing, they
ignored the admonition that when the depth
of the water is exceeded by the draft of
one's boat, one is aground. They were not
capsized by contrary winds of maritime law,
nor did their cause founder upon any
doctrinal reefs of the FWPCA or of the
federal/state tort claims acts. Their case
was lost when the plaintiffs failed to
recognize that the laws of the shore serve
needs that are different from those of the
sea. As a result, they navigated by
landmarks that were located well within the
inland territory of the common law, and
drove themselves hard upon a rocky beach

where natural forces destroyed then.

Had the plaintiffs in National Sea Clammers

sought a remedy under the FWPCA or under
federal maritime law pursuant to the
federal/state tort claims acts, it may well
be that this Honorable Court would have
dealt less summarily with the claims made =
them. The petitioners do not here contend
that this Court was in error or unreasonable

in disposing of National Sea Clammers on the

grounds stated. To the contrary,
petitioners respectfully acknowledge the
correctness of the judgment of this Court in

that case. Clearly, in National Sea

Clammers, the plaintiffs sought relief under

a far-fetched theory, while they ignored
obvious remedies and legal precedents that
were readily available to them under the
FWPCA and under federal maritime law. The
petitioners’ only contention here is that in

deciding the National Sea Clammers case,

this Honorable Court's opinion was stated in
terms that have been misinterpreted by the

lower courts in cases involving maritime

claims of private water pollution victims

Peeneetemeny ante titimethlaniiiien btedie te »

against private polluters, and there is an
urgent need for clarification of the

National Sea Clammers holding in order to

prevent further misinterpretation with all
of the foreseeably adverse consequences

thereof.

For the foregoing reasons, it is

respectfully submitted that National Sea

Clammers should not be treated as a

precedent and should not be deemed to be
dispositive of the issues in the present
case before this Court, and that this
Honorable Court should grant a writ of
certiorari herein in order to make a ruling

to that effect to guide the lower courts.

IV.

Federal Admiralty And Maritime
Jurisprudence Is A Separate
Constitutiscaal Jurisprudence

Apart From Federal Common Law

Even in the formative years of the law, the
need for different rules to govern land

matters and maritime issues was always

recognized. In his Corpus Juris Civilis,

the Emperor Justinian declared;

"Ego orbis terrarum dominus sum, lex autem
maris. Lege Rhodia de re nautica iudicetur,
quatenus nulla lex ex nostris ei contraria

est." (Digest 14.2.9.)

The need to preserve the separate status of
admiralty and maritime law was recognized in
the Constitution, Article III, Section 2.

In the formative years of admiralty
jurisprudence in the United States, in the

landmark case of DeLovio v. Boit, 2 Gall.

298, Fed Cas. No. 3,776 (CCD Mass. 1815),
Judge Story discussed the ancient history
of this separate jurisprudence. In this

century, Justice Holmes, in U.S. v. F.G.

Evans (The Blackheath), 195 U.S. 361, 365

(1904) made clear that the grant of
admiralty jursdiction in Article III,
Section 2, of the Constitution is fixed in
scope by the Constitution and cannot be
enlarged by statute. In current times, this

Honorable Court has continued to recognize

the status of the admiralty and maritime

a i a ce ee eet oe

jurisprudence as separate and distinct under

the Constitution. Foremost Ins. Co. v.

Richardson, 457 U.S. ~ £03 $.Ct

198(1982).

In Romero v. International Terminal Co., 358

U.S. 354 (1959), at 364-368, 370, Justice
Frankfurter pointed out that the Framers of
the Constitution used precise,
differentiating and not redundant language,
and that "cases in admiralty" within the
scope of Title 28, U.S. Code, Section 1333,
are not of the same class as "cases arising
under the laws and Constitution of the
United States," within the scope of Title

28, U.S. Code, Section 1331.

The courts below in this case have declared
that cases of "judge-made" federal common
law are of,the same class as cases of
"judge-made" admiralty law, and that there
is no distinction to be made between then.
If that is true, the language of Title 28,

U.S. Code, Sections 1331 and 1333 must be

34

aS SSeS eR hESC
a rn

regarded as redundant, notwithstanding

Justice Frankfurter's views of the
Constitution. It must be equally true that
federal courts of first resort asserting
jurisdiction in admiralty cases involving
"judge-made law" may do so under the
provisions of Title 28, U.S. Code, Section
1331, without regard to the grant of
subject-matter jurisdiction in Section 1333.
And it must also follow that the right of a
jury trial, which is not ordinarily
available under the general maritime law in
cases filed pursuant to Title 28, U.S. Code,
Section 1333, will now be available in all
admiralty cases that are filed pursuant to

Title 28, U.S. Code, Section 1331.

The courts below did not deal with the
obvious permutations of their ruling that
all “judge-made law" cases are the same.
For example, the effect of Title 28, U.S.
Code, Section 1332, which includes a wide

variety of civil "“judge-made law" cases

within its scope, becomes uncertain. If a

Daa rg a hs ks ech peau ee sage eer ae anata Pa

|
)

suit involving a civil claim arising under

this Court's interpretation of the

.Constitution is filed in a federal district

court, does the happenstance that the
litigants are citizens of different states
make Section 1332 concurrently applicable
and impose a $10,000 minimum damages
limitation on the subject matter

jurisdiction of the district court?

Another problem could involve the
application of Title 28, U.S. Code, Sections
1923 and 1925, which deal with docket fees
and costs of briefs, as well as the
allowance and taxation of costs in admiralty
cases. If admiralty cases involving
"judge-made law" are the same as cases
arising under Title 28, U.S. Code 1331, then
there are no cases that can be categorized
as being admiralty cases for purposes of

Sections 1923 and 1925.

The lower courts’ ruling in this case create

a number of other paradoxes and sources of

confusion in the field of admiralty claims,

which need not be elaborated upon in this
petition but which will be obvious to this
Honorable Court. The petitioners
respectfully submit that similar paradoxes
and confusiou may plague the lower courts in
non-admiralty claims in other federal
"judge-made law" fields if the rulings of
the courts below in the present case are not
reversed. For those reasons, too, a writ of

certiorari should be granted herein.

V.

Reversal Of The Rulings Below

Will Have No Adverse Impact

On the FWPCA And Will Not Be
-Inconsistent With This Court's
Holding In National Sea Clammers

The effect of the rulings below has been to
create a radical departure from historic
principles of substantive and procedural
law, which undoubtedly will have a major
adverse economic impact upon victims who
have already been physically and
psychologically traumatized by the impact of

waterspollution. A reversal of the rulings

below will simply restore the status quo in
which victims of water pollution have the

right to sue polluters for the damage they

have suffered. The purposes and operation
of the FWPCA and MPRSA will not be affected
in any way. In fact, those acts and all

similar legislation will be supplemented by

the economic effect of victims’ civil suits
for pellution damage, which will force the
polluters to internalize the costs of their
pollution, despite their immunity to
criminal prosecution for pollution within

permitted limits.

A reversal of the rulings below will not be
inconsistent with this Honorable Court's

opinion in National Sea Clammers, since the

way will still be closed to private
attorneys general suits that do not comply
with the, statutory procedural requirements
of the FWPCA or federal/state tort claims
acts andtthat are not suits within the

traditional admiralty and maritime

' jurisdiction of the federal courts or within

the traditional common and statutory law
duriedictios of the state courts. For
example, pcellution damage to private or
public drinking water resources is not
damage that pertains to traditional maritime
activity. Thus, a maritime cause of action
will not lie for such damage, and no forum
for such an action will be available in a
federal district court under Title 28, U.S.
Code, Section 1333. Similarly, by virtue of

National Sea Clammers, a federal common law

cause of action will not be available in a
federal district court under Title 28, U.S.
Code, Section 1331, because of this Court's

ruling in National Sea Clammers that

Congress by the FWPCA preempted federal
common law remedies for water pollution.
However, under the qualifying opinion of

this Honorable Court in Silkwood, Adm'r v.

Kerr-McGee Corporation, U.S. » 104

S.Ct 615 . 984), the holding in National Sea

Clammers can be read as saying the the FWPCA

preempted only federal common law remedies

an ee rte 2 em AER en aE te RE RL ET STE ENTE STIR LER: NT ER: TTT, RTE TRIS COSA TI — REIT

of pollution victims, but did not preempt
any traditional federal admiralty or state
statutory or common law remedies of such
victims. Thus, a state common law action
will still exist for such water pollution
damage, and a state forum will be available
under state law, with a federal forum
available under Title 28, U.S. Code, Section
1332, in diversity cases, without doing any
violence to the purposes or application of

the FWPCA or to the holding of National Sea

Clammers. Therefore, once again, the

petitioners respectfully submit that a writ
of certiorari should be granted and the

rulings below should be reversed.

VI.

This Petition Is One In Which
Summary Action Is Warranted To
Reverse The Judgments Below

As is argued above, the overall question
that is being presented to this Honorable
Court is whether the Court meant to have its

opinion in National Sea Clammers interpreted

in the manner adopted by the lower courts in

——————————————

this case. Did this Court intend to hold
that substantive rights of private victims
of private polluters were taken away by

Congress by means of the FWPCA?

This Court knows what it intended to say in

National Sea Clammers, and does not need to

have National Sea Clammers reargued in order

to be able to clarify its opinion. If this
Court is inclined to declare that it did not

intend to have its opinion in National Sea

Clammers interpreted to equate federal

common law and federal admiralty and
maritime law or to treat them as being one
and the same thing, then. it appears that the
within cause is ripe for summary action to

reverse the judgments below.

If there has been no preemption of victims’
rights to a maritime tort cause of action
and money judgment remedy under federal
admiralty and maritime law and/or to any
State statutory or common law right and

remedy concurrently available, then there

41

EE

are existing noncontroversial doctrines of
federal admiralty law and Massachusetts

common law, such as are described in Burgess

v. M/V TAMANO, supra, and in Bay State

Lobster Co., Inc. v. Perini Corp., supra,

which upon the facts of the within case
entitle the several plaintiffs to prevail
individually and in their class action on

the issue of liability.

What is before this Honorable Court is a
case which, except for the apparent
interdictive effect of the lower courts'

interpretation of National Sea Clammers,

would not have been subject to dismissal for
failure to state a cause of action for which
relief may be granted. If this Court
declares that no such interdiction of
victims’ rights was intended, no further
grounds are needed by this Honorable Court
in order for it to be able to reverse and

remand for reinstatement and further

proceedings in the district court.

ss...

Petitioners respectfully suggest that it
would be presumptuous for them or for the
respondents to brief and to argue to this
Honorable Court what its intentions were in

National Sea Clammers. Clarification of the

Court's opinion is needed, because, without
clarification, widespread confusion and harm
may occur. But that clarification may well
be provided, if the Court sees fit, by a
Summary opinion which removes the apparent
interdiction of the petitioners" cause of
action in the district court. By taking
summary action, the Court will save time and
reduce its own heavy burdens, and will allow
the petitioners’ cause of action to proceed
expeditiously, so that they may obtain the
remedies they so sorely need.

Respectfully submitted,

LEONARD ROSE, Esquire

Petitioners’ Attorney

220 Scranton Avenue

Falmouth, MA 02540
(617) 548-7900

Of Counsel:
ARNOLD L. LUM, Esquire

MEMORANDUM AND ORDER

February 1, 1983
SKINNER, D. J.

Plaintiffs, licensed commercial
lobstermen, shellfishermen and fishermen,
and the Massachusetts Lobstermen's Assoc.
Inc., bring this action for damages against
defendants Aerovox, Inc. ("Aerovox") and
Cornell-dubilier Electric Corp., Inc.
("CDE") alleging that the defendants have
deprived plaintiffs of their trade by
discharging toxic chemicals into the waters,
contaminating the shellfish, and causing the
waters to be closed to commercial fishing.
The case is presently before the court on
defendants" motion to dismiss pursuant to
Fed.R.Civ.P 12(b)6.

Pollution of navigable waters has
been addressed by Congress in the Federal
Water Pollution Control Act ("FWPCA"), 33
U.S.C. Section 1251 and by the Marine
Protection Research, and Sanctuaries Act of

1972 (MPRSA"), 33 U.S.C. Section 1401 (1976

ed. and Supp. III). In Middlesex Country

Sewerage Authority v. National Sea Clammers

Assoc., 453 U.S. 1 (1981), the United States
Supreme Court belé that FWPCA and MPRSA (1)
provide no private right of action for
damages, and (2) preempt the federal common
law of nuisance in water pollution cases.
Plaintiffs have framed their claims as
maritime torts, thus seeking to avoid the

precise holding of Sea Clammers. The Court

in Sea Clammers based its decision of what

is perceived to be the intent of Congress
"to establish an all-encompassing program of

water pollution regulation.” Milwaukee v.

Illinois, 451 U.S. 304, 318 (1981). There

is no perceptable reason to distinguish
between common law claims and maritime torts
in construing the "all-encompassing" and
preemptive effect of the statutes.
Accordingly, defendants’ motion to dismiss
is ALLOWED.

/s/ Walter Jay Skinner
/s/ United States District Judge

FAIRCHILD, Senior Circuit Judge,

Plaintiffs, licensed commercial lobstermen,
shellfishermen, and fishermen, and the
Massachusetts Lobstermen's Association, Inc.
{fnl]} appeal from a judgment dismissing
their maritime tort claim for alleged damage
to fishing grounds caused by discharges of
toxic substance. [fn2] Relying on Supreme

Court decisions in Milwaukee v. Illinois,

451 U.S. 304 (1981) (Milwaukee County

Sewerage Authority v. National Sea Clammers

Assn., 453 U.S. 1 (1981) (Sea Clammers), the

cistrict court concluded that maritime tort
claims for damages resulting from water
pollution, based on a nuisance theory, have
been, like federal common-law nuisance
claims for such damages, preempted by
enactment of the Federal Water Pollution
Control Act (FWPCA), [fn3] 33 U.S.C. Section
1251 et seq., and the Maritime Protection,
Research, and Sanctuaries Act of 1972

(MPRSA), 33 U.S.C. Section 1401 set seq,

For the reasons that follow, we affirm.

Plaintiffs allege in their complaint
that defendants Aerovox, Inc. and |
Cornell-Dubilier Electrical Corporation
discharged "substantial quantities of toxic
chemicals, heavy metals and other
pollutants, including quantities of ...
polychlorinated biphenyls (PCBs), "into the
Acushnet River, New Bedford Harbor, and
Buzzards Bay in southern Massachusetts; that
these pollutants settled on the seabed and
have accumulated in high concentration in
shellfish and botto.-feeding fish prompting
the Massachusetts Department of Public
Health to restrict commercial fishing in
those areas; and that these restrictions
have forced plaintiffs to fish in more
remote, hazardous waters increasing their
risks and costs while reducing the size of ©
their catch. Plaintiffs brought suit

invoking admiralty and maritime jurisdiction

| ee: een

and claiming damages from defendants'

discharges to be at least $20,000,000.00.

Defendants moved to dismiss the
complaint on the ground that it failed to
state a claim upon which relief could be
granted.[fn4] Defendants contended that
discharges of pollutants into interstate and
coastal waters are regulated under FWPCA and

MPRSA, and, consistent with Milwaukee II and

Sea Clammers, not properly the subject of

maritime law damage claims based on public
ruisance principles.

In reply to defendant's motion to
dismiss, plaintiffs conceded that FWPCA and
MPRSA preempted the federal common law of
nuisance in water pollution cases, but
contended a claim for damages under federal
maritime law survived enactment of the
Statutes. The district court disagreed. The
court found "no perceptible reason to

distinguish between common law claims and

maritime torts in construing the...

preemptive effect of [FWPCA and MPRSA].

As argued by the parties, we are
presented with the same narrow issue
addressed by the district court: whether
maritime law is preempted by enactment of
FWPCA and MPRSA to the extent it would
afford a damage remedy for pollution of
navigable waters based on a common-law

nuisance theory.

II.

In Milwaukee II, the Supreme Court

considered a suit by the State of Illinois
to enjoin various Wisconsin municipalities
and county sewerage commissions with respect
to discharges of sewage into Lake Michigan.
Suit was based on the federal common law of

nuisance recognized by the Court in Illinois

v. Milwaukee, 406 U.S. 91 (1972) (Milwaukee

I), as controlling water pollution disputes

interstate in character. When Milwaukee I

was decided, the Court acknowledged that

"new federal laws and new federal
regulations may in time preempt the file of
federal common law of nuisance." 406 U.S.
at 107. Five months later Congress passed
the Federal Water Pollution Control Act
Amendments of 1972 (the 1972 Amendments), 86

Stat. 816.

In deciding whether this enactment
preempted the federal common law of
nuisance, upon the basis of which an
injunction had been granted to Illinois, the

Milwaukee II Court emphasized the paramount

nature of the authority of Congress with
respect to common law. "Federal common law
is a ‘necessary expedient,’ and when
Congress addresses a question previously
governed by a decision rested on federal
common law the need for such an unusual
exercise of lawmaking by federal courts
disappears." 451 U.S. at 314 (citation

omitted). One of the principal decisions

relied on by the Court for this proposition

was Mobil Oil Corp. v. Higginbotham, 436

FF

618 (1978), a case involving a claim

for damages under admiralty law.

In [Mobil Oil], the Court
refused to provide damages for
"loss of society" under the general
maritime law when Congress had not
provided such damages in the Death
on the High Seas Act:

"We realize that, because
Congress has never enacted a
comprehensive maritime code,
admiralty courts have often
been called upon to supplement
maritime statutes. The Death
on the High Seas Act, however,
announces Congress' considered
judgment on such issues as the
beneficiaries, the limitation
period, contributory
negligence, survival, and
damages... The Act does not
address every issue of
wrongful-death law, ... but
when it does speak directly to
a question, the courts are not
free to ‘'supplement' Congress'
answer so thoroughly that

the Act becomes meaningless."

Id., at 625.

451

oSe

Thus the question was whether the
legislative scheme "spoke directly
to a question" -- in that case the
question of damages -- not whether
Congress had affirmatively
proscribed the use of federal
common law.

et Jids

With this question in mind, the
Court concluded the 1972 amendments
supplanted federal common law, at least as a
source of restrictions on discharges of
sewage. The Court found that Congress had
"occupied the field" of water pollution
abatement “through the establishment of a
comprehensive regulatory program supervised

by an expert administrative agency." Id. at

317.

Milwaukee II might have been read to

hold no more than that FWPCA preempts the
authority of a district court to impose
under federal common law or nuisance more
stringent limitations on effluents than

those promulgate by EPA under the Act. But

the Supreme Court made clear in Sea Clammers
that this is too narrow a reading of the

Milwaukee II decision.

Sea Clammers presented the Supreme

Court with a factual setting quite like that

of the present case. Plaintiffs, an

organization whose members harvest fish and
shellfish off the coast of New York and New
Jersey and one of its members, brought suit
in federal district court alleging that
defendants' discharge cof sewage into the
Hudson River and New York Harbor was
polluting the Atlantic Ocean and causing the
"collapse of the fishing, clamming and
lobster industries which operate in [those]
waters."[fn5] 453 U.S. at 5. Among other
legal theories, plaintiffs sought injunctive
and declaratory relief and damages through
implied rights of action under FWPCA and
MPRSA, in federal common law of nuisance,

and in maritime tort.

The district court rejected each of
these claims. In particular, the court
refused to imply remedies not provided under
the Acts, rejected the common law of
nuisance claim as unavailable to private

parties, and found that the maritime claim

10

had been inadequately pled. The Third

Circuit reversed, upholding all three bases

for suit. See National Sea Clammers Assn.

vy. City of New York, 616 F.2d 1222 (3rd Cir.

1980). The Supreme Court made a limited

grant of certiorari.

The Court rejected the possible
existence of an implied right of action
under the Acts. As to the question of a
common law nuisance Claim, the Court

explained that Milwaukee II held "the

federal common law of nuisance in the area
of water pollution is entirely preempted by
the more comprehensive scope of the FWPCA,
which was completely rev‘sed soon after the

decision in [Milwaukee Ij" 453 U.S. at

21-22. The Court stated that Milwaukee IT

disposes entirely of respondents
federal common law claims, since
there is no reason to suppose

that the pre-emptive effect of the
FWPCA is any less when pollution of
coastal waters is at issue.

To the extent that this litigation
involves ocean waters not covered

All

by the FWPCA, and regulated under
the MPRSA, we see no cause for
different treatment of the
pre-emption question. The
regulatory scheme of the MPRSA is
no less comprehensive, with respect
to ocean dumping, than are
analogous provisions of the FWPCA.

Id. See Marquez-Colon v. Reagan, 668 F.2d

611, 614 n.2 (lst Cir. 1981) ("the Supreme

Court .. . held [in Milwaukee II and Sea

Clammers] that the federal common law of

nuisance for interstate and coastal water
pollution has been entirely preempted by

[FWPCA]").

III.

The plaintiffs concede the
discharges alleged in their complaint
occurred in waters subject to regulation
under FWPCA or MPRSA, and that claims for
injunctive and compensatory relief from
those discharges can no longer be based on

the Milwaukee I federal common law of

nuisance. The plaintiffs seek recovery as a

matter of maritime tort law, the elements of

12

the claim being the same as common-law
nuisance.[fn6] The principles of commonlaw
nuisance on which they rely have recently
been recognized as principles of maritime

tort law. See Burgess v. M/V Tamano, 370 F.

~-Supp. 247 (D. Maine 1973) (recognizing

right of commercial fishermen to maintain
suit for damages against parties allegedly
responsible for oil spillage into Maine's

coastal waters). See also Matter of Oswego

Barge Corp., 664 F.2d 327, 334 n.11l (2nd

Cir. 1981) (discussing uncertain existence
of a maritime claim based on nuisance
principles). Arguing that the maritime tort
claim was not specifically addressed by the

Supreme Court in Sea Clammers, plaintiffs

contend that the underlying maritime law was

not preempted. We cannot agree.

In Sea Clammers, the Third Circuit

upheld common-law nuisance claims sounding
in both general federal law and admiralty.

616 F.2d at 1233-36. Petitions for a writ

iS

of certiorari were filed by a group of New
Jersey sewerage authorities, No. 79-1711, 49
U.S.L.W. 3110 (Apr. 29, 1980), by the Joint
Meeting of Essex and Union Counties in Jew
Jersey, No. 79-1754, 49 U.S.L.W. 3110 (May
5, 1980), by the City and Mayor of New York,
No. 79-1760, 49 U.S.L.W. 3111 (Ma 5, 1980),
and by the federal defendants named in the
suit, No. 80-12, 49 U.S.L.W. 3111 (May 5,
1980), and by the federal defendants named
in the suit, No. 80-12, 49 U.S.L.W. 3139
(July 3, 1980). The New Jersey sewerage
authorities and the City and Mayor of New
York expressly asked in their petitions that
the Court consider whether a nuisance claim
for damage from water pollution may be
maintained in maritime tort law under 28
U.S.C. Sec. 1333 or in general federal law
under 28 U.S.C. Section 1331. The Supreme
Court limited its grant of certiorari to

consideration:

1. Whether [FWPCA and MPRSA]
imply a private right of action

A14

independent of the rights
explicitly created by the citizens
suit provisions of those

Acts, 33 U.S.C. Section 1415(g).

y Whether a private citizen
has standing to maintain a federal
common law nuisance action for
alleged damages sustained
resulting from ocean pollution as
a general federal question under
28 U.S.C. Section 1331.

Je Whether any federal common
law nuisance action for alleged
damages sustained resulting
from ocean pollution, if available
to a private citizen, is not
preempted by the present
regulatory scheme governing ocean
pollution established by [FWPCA
and MPRSA].

EPA v. Sea Clammers, 449 U.S. 917-18

(1980).

We are uncertain whether the Court's
limited grant of certiorari included
consideration of the viability of a
commonlaw nuisance claim sounding in
admiralty under 28 U.S.C. Section 1333. The
Court understandably limited question number
two, whether a private citizen has standing

to maintain common-law nuisance claim for

15

damages, to actions brought as a general
federal question under Section 1331.
Presumably there would be no question of
Standing to maintain an otherwise
appropriate maritime claim. It turned out

to be unnecessary to address question two.

Question three, which the Court did
address, was ot expressly limited to actions
under Section 1331. Whether in framing
question three the Court intended to include
consideration of preemption of a maritime
action under Section 1333 based on
common-law nuisance principles is
problematic. The elements and principles of
the cause of action for public nuisance are
probably the same whether general federal or

maritime law is invoked. See Clammers

opinion whether it was solely considering
federal common-law nuisance in an action
invoking Section 1331 federal question
jurisdiction, although the opinion refers to

consideration by the lower courts of the

16

maritime tort claim. Given the extension of
admiralty jurisdiction to all wrongs

occurring on navigable water, see Foremost

Insurance Co. v. Richardson, 457 U.S. 668,

672-77 (1972), not reaching the question of
the viability of a nuisance claim in
maritime tort would mean the Court left
unconsidered a basis for recovery virtually

coextensive with the claim rejected.

In Oswego Barge, the second Circuit

concluded "the Supreme Court could well have
understood that by determining that the
FWPCA preempts the federal common law of
nuisance, the Court was in effect rejecting
both the common law claim based on Section
1331 jurisdiction as weli as the maritime
claim based on Section 1333 jurisdiction.
The Court was not reviewing the maritime
claim as such, but it was nonetheless

finding its sole component to have been

preempted." 44 F.2d at 338 n.13.

Assuming that the Supreme Court did

not decide whether the Sea Clammers

plaintiffs could pursue their maritime tort
claim, we address the question whether there
is any reason why a maritime damage claim
founded on principles of common-law nuisance
should survive the enactment of FWPCA and
MPRSA when a damage claim founded on
identical principles, embodied in the
federal common law of nuisance, did not

survive.

The district judge found no
perceptible reason o distinguish between the
two claims in this regard.

We can find none.

In Oswego Barge, the Second Circuit

considered a maritime tort claim founded on

principles of common-law nuisance and found

18

preemption, albeit in a different situation.

There the United States was
plaintiff and sued a barge owner for the
cost of cleaning up an oil spill. fFWPCA
gave the United States a statutory cause of
action, but limited the recovery. 33 U.S.C.
Section 1321(f). The government sought full
recovery on a maritime tort nuisance theory.
The district court entered jugment against
the government and the court of appeals

affirmed as to this claim,

Judge Newman wrote a very scholarly
opinion dealing with preemption by
congressional act of judge-made federal law.
He acknowledged a presumption in favor of
preemption of federal common law whenever it
can be said that Congress has legislated on
the subject. 64 F.2d at 335-36. Noting
that the Supreme Court appears to have
applied the presumption somewhat less

forcefully to judge-made maritime law than

Al9

to non-maritime federal common law, id. at
336, he nevertheless concluded that the
presumption arose in the case under

consideration and was not rebutted.

The question of whether
non-statutory maritime law survived
enactment of FWPCA ultimately turned in

Oswego Barge on

a careful analysis of several
factors that the Supreme Court has
considered relevant in assessing
whether the presumption of
preemption has been overcome. Any
terms of the statute explicitly
preserving or preempting judge-made
law are of course controlling, as
is clear evidence of Congressional
intent to achieve such results. In
the absence of clearly expressed
legislative intent, legislative
history may provide useful
guidance. The "scope of the
legislation™ must be assessed.
City of Milwaukee v. Illinois,
supra, 101 S.Ct. at 1791 n.8.

A judgment must be made whether
applying judge-made law would
entail "filling a gap left by
Congress' silence" or "rewriting
rules that Congress has
affirmatively and specifically
enacted." Mobil Oil Corp. v.
Higginbotham, supra, 436 U.S.

at 625. The detail and

A20

comprehensiveness of a statute will
frequently aid this determination.
Finally, Congress is less likely to
have intended preemption of
long-established and familiar
principles” of "the common law or
the general maritime law."
Isbrandsten Co. v. Johnson,

343 U.S. 779, 783 (1952).

Id. at 338-39 (footnotes omitted).

We acknowledge that FWPCA contains
provisions dealing more specifically with

the concerns of the Oswego Barge plaintiffs

than with the concerns of the plaintiffs in
the case before us. As Judge Newman wrote,
FWPCA established for the situation of an
oil spill “a comprehensive remedial scheme
providing for both strict liability up to
specified limits and recovery of full costs
upon proof of willful negligence or willful
misconduct." Id. at 340. The act does not
provide a compensatory remedy for losses of
the type complained of here. It does
authorize the government to remove hazardous

substances discharged into navigable waters

21

and to recover at least part of the cost. 33
U.S.C. Section 1321(c)(1) and (£)(2).fn7]}

Present plaintiffs allege that the damage is
irreversible, and the cleanup provisions may

thus provide no relief.

The Supreme Court has emphasized,
however, the comprehensiveness of the policy
implemented in FWPCA rather than the
adequacy of the implementation. "The lesson

of Milwaukee II is that once Congress has

addressed a national concern, our
fundamental commitment to the separation of
powers precludes the courts from
scrutinizing the sufficiency of the

congressional solution." Illinois Outboard

Marine, 680 F.2d 473, 478 (7th Cir. 1982).
"The question is whether the field has been
occupied, not whether it has been occupied

in a particular manner."[fn8] Milwaukee II,

451 U.S. at 324.

In Milwaukee II, the Supreme Court

found no provisions of FWPCA either

22

expressly preserving or preempting the
federal common law of nuisance.[fn9] The
court did find, however, that "[t]he ‘major
purpose’ of the [1972] Amendments was ‘to

establish a comprehensive long-range policy

for the elimination of water pollution.'"
451 U.S. at 318 (quoting S. Rep No. 92-414,
at 95, 2d Leg. Hist. 1511) (emphasis
supplied by Court), and that the provision
of the Amendments “occupied the field" of
water pollution abatement. Id. at 317. The
Court concluded that "[t]he estabiishment of
such a sei f-consciously comprehensive
program by Congress .. . strongly suggests
that there is no room for courts to attempt
to improve on that program with federal
common law." Id. at 319. The Supreme Court
readily rejected a claim for private damages

in Sea Clammers because "the federal commo”

law of nuisance in the area of water
pollution is entirely pre-empted by the more
comprehensive scope of the FWPCA," 453 U.S.

at 22, and not because FWPCA "addressed some

>
bo
W

aspect of the problem in a particular way,"

Outboard Marine, 680 F.2d at 478. "[T]he

"question" Congress ‘addressed’ in the 1971
Amendments was the entire question of water
pollution. The displacement of federal
common law must, under the reasoning of

Milwaukee II, be equally broad."Id.

An ordinary construction of the
Supreme Court's pronouncement in Sea

Clammers that "the federal common law of

nuisance in the area of water pollution is
entirely preempted" would appear to

encompass all federal judge-made law of

nuisance in the area of water pollution is
entirely preempted" would appear to

encompass all federal judge-made law of

nuisance whether maritime or general federal
law. We agree with the district court that
for present purposes a claim for damages
based on nuisance principles and brought as

a claim of maritime tort is

indistinguishable.

Plaintiffs argue that even if FWPCA's
enactment preempted the federal common law
of nuisance, the district court sitting in
admiralty may borrow from state law to
fashion a theory of liability for the
instant dispute. There is no question that
federal courts may borrow from a variety of
sources in establishing common law admiralty
rules to govern maritime law liability where

deemed appropriate. See Wilburn Boat Co. v.

Fireman's Ins. Co., 348 U.S. 310 (1954). But

in our view the source of the borrowed law
would be irrelevant. A damage claim based on
common-law nuisance principles is precluded
whether under maritime or other federal

jurisdiction.fnl10]

I IOLA COELIAC. ROE OUI nm -

Accordingly, the district court's
judgment dismissing plaintiffs’ complaint

for failing to state a claim upon which

relief can be granted is AFFIRMED.

[fnl]The Massachusetts Lobstermen's
Association, Inc. (MLA) is a not-for-profit
association of lobstermen engaged in
providing hull, protection and indemnity,
and health and accident insurance to its
members. The majority of MLA members operate
in Massachusetts; MLA asserts that
defendants’ actions have increased the ;
likelihood of claims against its insurance
policies, injuring MLA and its members.

[fn2]The United States was allowed to submit
a brief amicus curiae in support of reversal
"as a shoreside and marine property owner."

{[fn3]The Federal Water Pollution Control Act
as originally enacted, 62 Stat. 1155, was
held by the Supreme Court in Illinois v. :
City of Milwaukee (Milwaukee I), 406 U.S. 91
(1972), not to preclude an action under a
federal common law of nuisance to enjoin the
discharge of water pollutants. Only after
passage of the Federal Water Pollution
Control Act Amendments of 1972, 86 Stat.
816, did the Court conclude in Milwaukee II
that FWPCA had preempted the federal common
law of nuisance. Accordingly, the district
court references to FWPCA, and those in this
opinion, are to the Act as amended in and
since 1972.

[fn4]Defendants also moved to stay the
proceedings pending resolution of a
Massachusetts state court class action
seeking injunctive and compensatory relief
from Aerovox, Cornell-Dubilier, the City of
New Bedford, and the Commission of the
Department of Public Health for the
Commonwealth of Massachusetts. Suit against
defendants Aerovox and Cornell-dubilier was

A27

based primarily on claims alleging
negligence. The state suit was brought on
behalf of "all fishermen living within the
immediate vicinity of New Bedford,
Massachusetts, New Bedford Harbor and
southeastern Massachusetts area" who have
suffered "past and present injuries ... as
a result of the contamination of [that]:
area." Nunes v. Aerovox, Civil Action No.
11445 (Bristol County S. Ct., complaint
filed Oct. 10, 1980). As in the present
federal complaint, Aerovox and
Cornell-Dubilier were charged in state court
with having discharged "dangerous chemicals
and chemical waste, and more particularly
PCBs, ... into the New Bedford Harbor and
Buzzards Bay area." We take notice that the
state court entered judgment for Aerovox and
Cornell-Dubilier in early 1983, finding
plaintiffs' claim based on negligence failed
to show "physical damage which was directly
caused by the defendants." Cross appeals
were dismissed by stipulation of the parties
on December 9, 1983.

[fn5]There are only two factual distinctions
from the present case which might
conceivably be relevant. One is that the
active producing pollution and the waters
polluted in Sea Clammers both involved two
States; the polluting activity before us and
the waters affected involve only the
Commonwealth of Massachusetts. The other is
that the Sea Clammers defendants were all
public entities, but here the defendants are
private corporations. We do not think these
distinctions are a sound reason for a result
different from that reached by the Court in
Sea Clammers.

[fn6]The plaintiffs have not pressed a
maritime tort under a negligence theory
before this court. See Oswego, 664 F2d at

A28

334, 343-44, We do not consider whether
such a claim is appropriate where
intentional discharge of pollution in the
public waters is at issue, nor whether a
negligence action for injuries due to water
pollution still sounds in maritime tort
after FWPCA's enactment.

{fn7]The United States points out that
Section 1321 contains a provision
specifically preserving the obligations of
any owner or operator of any onshore
facility to persons or agencies whose
property is injured by discharge of a
hazardous substance. Section 1321(0)(1)
provides.

Nothing in this section shall affect
or modify in any way the obligations of any
owner or operator of any vessel, or of any
owner or operator of any onshore facility or
offshore facility to any person or agency
under any provision of law for damages to
any publicly owned or privately owned
property resulting from a discharge of any
oil or hazardous substance or from the
removal of any such oil or hazardous
substance.

33 U.S.C. Section 1321(0)(1). The United
States asserts as amicus that "[t]he
manifest effect of this provision is clearly
and affirmatively to preserve existing
remedies for pollution-caused damage to.
property." (Government's emphasis.) In
support of this proposition, the government
refers us to numerous statements during the
House of Representatives and Senate debates
at the time Section 1321 was originally
enacted as part of the Water Quality
Improvement Act of 1970. among them are
Senator Muskie's comment that “our bill does
not go as far as the problem extends. We
are not talking in our bill about liability

A29

to third parties for damage from spills;
"Hearings on S.7 and S.544 Before the
Subcomm. on Air and Water Pollution of the
Senate Public Works Comm., Q9ist Cong., lst
Sess., at 1369 (1969); and Representative
Cramer's explanation that “charges or
damages due to third parties under admiralty
at or common law ... wovld be in addition"
to charges for clean up costs under the Act.
116 Cong. Rec. 9326-27 (1970).

While Section 1321(0)(1) may be read
expressly to preserve federal common law
damage claims from preemption by the clean
up provision itself, it cannot be read at
this point to mean that the provisions of
FWPCA as a whole do not preempt those
claims. Section 1321(0)(1) states that
"nothing in this section" shall affect the
obligation of owners of discharging
facilities. The section, and comments by
Congressman in 1970, do not speak to the
preempting effect of the 1972 Amendments.
Milwaukee II and Sea Clammers plainly held
that because of their comprehensive effect,
the 1972 Amendments as a whole preempt the
federal common law of nuisance. See
discussion note 9 infra.

[fn8]Defendants contend that the
restrictions placed on fishing in Buzzards
Bay by Massachusetts health officials was
prompted solely by concern with PCB
contamination. In addition to being subject
to general regulation of discharge under
FWPCA, see 40 C.F.R. Part 122 (1983), the
disposal of PCBs was singled out by Congress
for regulation under the Toxic Substance
Control Act (TSCA), 1 U.S.C. Section 2601
set seq. See 15 U.S.C. Section 2605(e); 40
C.F.R. Section 761.79 (1982).

[fn9]The plaintiffs rely, as did the
Milwaukee II plaintiffs, on the preserving
language contained within the citizen suit
provision of FWPCA, 33 U.S.C. Section 1365.
Section 1365 authorizes private civil suits
to enforce an effluent standard or order
issued under the Act. Section 1365(e)
provides:

Nothing in this section shall
restrict any right which any person (or
class of persons) may have under any statute
or common law to seek enforcement of any
effluent standard or limitation or to seek
any other relief (including relief against
the Administrator or a State agency).

33 U.S.C. Section 1365(e). See also
parallel provisions in MPRSA, 33 U.S.C.
Section 1415(g)(5), and in TSCA, 15 U.S.C.
Section 2620(b)(5).

The Supreme Court concluded this
"subsection is common language accompanying
citizen-suit provisions and ... means only
that the provision of such suit dves not
revoke any remedies. it most assuredly
cannot be read to mean that the Act as a
whole does not supplant formerly available
federal common-law actions but only that the
particular section authorizing citizens
suits does not do so." Milwaukee IJ, 451
U.S. at 329.

{[fnlO]Plaintiffs have not contended that any
part of their alleged injuries were suffered
due to discharges prior to enactment of the
1972 Amendments. We therefore do not
consider whether FWPCA displaces the federal
common law of nuisance remedy for discharges
of pollutants into navigable waters prior to
1972. See Outboard Marine, 680 F.2d at
476-81 (concluding that FWPCA displaced
federal common-law nuisance claim for
pre-1972 discharges).

>
Wo
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EDITOR'S NOTE

PAGES Asst ru A. 42 WERE POOR
HARD C TIME OF FILMLNG
IF AND WHEN A BETTER COPY CAN BE

OBTAINED, A NEW FICHE WILL BE
ISSUED.

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NEW SEDFORD

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Areas Subject to °CB Closures

1 Waters ciosed to ail fismung activities

2 Waters closed to the taking of lobsters. seis,
founcers. scup. and tautog

Misheum Point 3 Waters cicsea to loosienng onty

Fishing Closure Areas established *~ che “assachusects Oeparcment of
Public Health.

d -
rei? ,
\ — re) Federal Permit Se. ™a0003930
' RC State Permit No. 451
| S 4 State Application Bo. >), ©
,O “st Pg MODIFICATION #1
: a,° ae
; & N e. ~.
r - " «AUTHORIZATION TO DISCHARGE UNDER THE
NATIONAL POLLUTANT PMISCHARGE ELIMINATION SYSTEM
In compliance «ith tre provisions +f the Fed cal Water Priluuna Canunl Act. a amended.
(33 USC. 1251 et. seq; she “Act”), and the Massachusetts Clean Gacers Act, a8
amended, (M.G.L.,C.21, $426-53),
Cornell-Oubilter Elecerical Corporacica
8 euthonird to drscharge from a fartiity located % ae
‘ 1605 Case Redaey French Soulevard
: Rew Redford, MA 02744
te receiving waters named
Storm drain to che Fort Fhoenix Reach
.
im accordance with effMuent limitations, monitoring requirments and other conditions «tt funn
in Parts |. il, and lI! hereof.
This permit shail become effective on 43 days after the date of signature below. Ys
This perms and the zs thorizauon to discharge 1131] cxpire at midmght, June 1, 1°80.
This permit sodifice. ‘Ye percit issued on August 14, 1975.
Siqred une aay ot Hs: eed i ote.
° 9 ; a
os be - “3
>; GB % < /%
oe? i 2
4te i Pe, e
Meo be: t aw ted 4 AT en hl fies 4 “ak i he
Leslie A. Carechers, Director Themas C. “McYunon, DS. rece-r
Enfeccenent Oivisioa Oivision ef Vacer #2. ution Contrei
Eavironmental Protection Agency Commoawealchn of “Masse: nusects

A34

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Cerrected 1/14/77

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A35

— | —

e*-
.
'
.
~

CG MONITORING AND REPORTING Ce
1. Rapresenteiwe Sampang
Sesnpics and measurements laken af requered herein shail be mypresentalier of the volume
and nature of the mo.tend discharge 5
& Reporting

Mentoring results obtained dung the peewwwus J) months -hall be semmanaed kx
PRERDOOLD and reported on a Ducharcr Monnunng Report Gorm (RPA No. 3220-1),
me later than the 28ch aay +f the month folluwimg the completed reporung
period. The first report uw due on January 28, 1977* | Duplicate ugned comes of
these, and all other report required fheren. shall be wbmitied wo whe Regona
Ademumustiretor and Une Nae af Une [ofloe nig addresses:

Envireaments! Protection Agency Division of Water Pollution Control

Region I + Permits Branch Leverett Saltoastall Building
?. 0. Bex $127 100 Cambridge Street
Boston, MA 02114 Beaten, MA 02202

Subsequent reports due each April 28, July 28, October 26, and January 28.

a The “daly averecr™ ducharge means the total dum hurce by werght dunne a calendar

month divided by the number of dus m the munth that the promucton oF

was operating. Where lest inon daily somplag « required by We

permit, the daily average discharge shall be determined hy the summavon of all he

meseured daily dischargers by weve divided br the number of days during the
calendar month when We measurements were made.

& The “daly maximum™ discharge means We willl docharge by wright dunng any
colendar cizy.—

4. Test Procedurcs

Test proceedures [ne Une analyses of jwilutane shall conform to regulations jnibhshed
purwant to Secven JO4(¢) of Ue Act, uncer whieh such procedures may be required.

&. Recording of Rewlts °

Fer cach measurement ur sample When pursuant te ine requirer.enis of Une permit, ie
permutter shall recerd tne following infurmuuen:

a The exart place, date, and ume of ampling:
t. The dates the anaivans were perform,

ec. The pereua(s) who performed the analy ws,

A36

& The analytical iechasques oe methods ued: and
The remulta of afl required anaiyers.
& Addinanel Uanuarme re Permiites °

ine vahwn required on We Discharge \onitonag Report Form (EPA Ne. 3320-11. Such
wereascd (requency wail ais he indicated.

T. Revords Retention

Al records and infnrmauion rewulting fram the monitonng activities requued ty tim
Herm inciuding ad recorus of anaiyers performed and calibrauen and mamnienancr +i

ireme and recordings from a ™ We metrumenwuon sail uc
reimined for © munmum of uree (3) year, ot longer if requested dy the Revuna
Adeninmuraiar oF Une Sigie water poiluuan control agency.

_—- +

A37

A MANAGEMENT REQUIREMENTS

1. Chenge in Diacherge

AB dincharers suthurized hetem shall he comatent with Une rms and conditions of thes
perm. The diarharer of any petiutant wienufied in Uus permit more frequendy .san ofr
at a lewet in cites of that authonard shall constitute a noiauion of the permit. .iny
aatropeted fartinty e\pansiem, productam metraset, of peoress modif cations -vnich wil
rewkt in new, different. of ineteaned diwhares of pollutants must be repored by
mehrnissson of 3 new NPIDES appin auen of, if such changers will not viniste Une effivent
fenitauens yerified! in thin perant, bw neure io the perm usuing zuthonty of weh
changer. Fidluwing such notice, the permet may be modified to speeily and limit any
potlutania net prevwrundy limetrnd.

Mancum plrance betificet nut

If, for any reason? the perauticer does net romply with of will be unable lo comply with
any daily maximum effluent lmitaiea penfied m thes jermu, the permuice shail
provide the Hegonal Admuinsirator and the Siate with whe following information. nm
writing, wuhin five (5) dave of bee oming aware of wen conduon.

a A desenpues of the dewnare ood caew of non comphance: and

& The pened of suncum liancr. wctuding «-\ am. uates and umes, of, if not corrected,
the enlctpetied ume the noncompliance it cipected te rontines, and eps bring
taken lo reducer, climenair and jeevent recurrence of ine noncormaying Cischarzr.

‘The permittee shall Lake all n-monahie ste7s [o minimize any adverse impact Lo navigable
waters resulting from soacomplaner with any effluent litastauons specified im thu
perms, including wech acecieraced additional moniLonng as necessary lo Gelermme Lhe
aatuer and impact af the nunramplying dlerherge.

Any diversion from of *); 1 of laviliiws necewary lo manta compliance with the
terms and eundiuons uf thes permit rs protntated. cacem (1) where unavowabie to prewnt
lows af life oF severe yrnmerty dumage. Of iu) where excessive storm dramage of runoil
wereld damag any facdsirs newemury for comphance with the effluent heitations and
promitians of the perma The permiuice thall prompily noufy the Reponal
Adenvniatrator and the Slate m «eniing of each such divermon oF by pass.

mee ee

re ee ee eee +

o ©

PART It

en ee |
Perms = 140003930

Removed Substences ’ 7

Solids, shuders, filter beck wash. of out pullutanis remowed in the course of treatment ur
control of wasiewsicr shall Le digpeacd of im 4 manner such a to prevent any peeibitant
from sech matenais from enienng navigable waess.

Power Falures

In order to mamnian compliance with we effivent limiztions and proftitbeuons of Ws
permnt, the permittee shail either:

@ im accordance with the Schedule of Complience cuntamed im Part |, prowde an
alternative power source sufficient to operate the wastewater control (aciiues:

at, if mech sitemmative power source 3 not im existence, and no date [or is implementation
sppears in Part |, ;
& Halt, reduce or otherwise conirol production and/or ail discharges upon he

reduction, lom, or failure of the pmmary source of power Lo the wastewater control
(acilities.

RESPONSIBILITIES

1

Right of Entry

The permitice shail allow the head of the State watrr pollution control agrncy. the
Regional Admunatrator, and jor their suthonaed representatives, upon the presentation uf
credentials:

a Teo enter upon the permiiie'’s premaes where an e{Muent source is located of ir.
which any records are required Lo be kept under the terms and conditions of tin
perm: and °

b. At reasonable times to have access to and copy any records reouired Lo be k-pt uriier
the terms and ronditions of ‘thw permu; & inspect anv monitonng equipment of
monitoring method required in Uus permit; and Lo sample any crncharge of poibi tants.

Trensf{er of Ownership of Control ‘

In Ure event of any chan~ 1 control or ownership of facilites from wich the suthonzed
Gischarges emanate, the j»..nittre shall nouly Une succeeding owner of contruiler of the
existence of this permit by letler. 8 copy of winch shall be forwarded to the Reponal
Adminatrator and wre Sue water pollution cor irol agency.

Avasiadility of Reports

Kacep for data determined in le confidential under Section 304 of the Act, all mports
prepared im accordance with the terms of Wis perm shall be avalable for puldo

A39

- ) 0 PART It

: oe Ta 8
forms Me. 4A0003930

imapection st the offices of the State, = .:rr pollution control agency and the Rewunal
Admunutratet. As required by the Act. ¢{!luent deta shail not be considered confidential.
Kaowwmgy making any fale statement un any such repert may resull in the imposivun of
criminal penalties as provided far im Sexton 309 of the Act

Perm Modificeuca s

After antece and opportunity for 3 braneg, he permit may be modified, suspended. or
revoked im whole of in part dunng us term [or couse wnciuding, but not limited io, ne
fallow wrg: -

& Volation of amy terms of conditions uf hs permat.

& Obtaning the permit by misrepre=ntauon oF [failure to deciose (ully ail rekvont
(acts: or

¢« Achane ia any condition Wat n«yuires esther a lemporary of permanent reductum of
ehemnation of ne authored discharge.

Tose Pollutants

Notwithstanding Part (1, 4 above. if 2 tose effivent scandard of prot. muce (including
any whedule of comyphince speed m such effluent staniard of promimuon:
established under Seruon JU7(ai of the ut fue a lox pollutant eh:ch «@ present in (he
Giacharge and such siandard of proiiintion s mure sinngent (han any limiutauon (or wch
pollutant in this permit, thes permit shal] he revueu of modified in arcrurdance with the
tons effiuent standard of protulninm and ihe permittee so noulied.

Clad and Craund L.abdiisty

Facem a provutess) im perma comhtions on “fypusang™ (Part i], A-5) and “Power
Fatteres™ (Part 11, .\-7), nothing in this permet shall Le construed Lo relieve Une permuticr

from ew of cnamnal prnaiies far noncompliance.
Od ond Naserduas Substance Liability

Nothing im thrs permit shall he comsineed Lo prevtuide the institute of any legal action of
relieve the permutice from any respunsiniitics, lisbiliucs, of penalties to which the
prermitice is or may he ssbyect wader Section 311 of the Act

Stete Laws

Nothiog wm this permit dail be consirucd to preciuds tiie instituuon of any legal actvon of
relieve the permitice from any respemubslives. hainit «5, or penalues ectablished pursuant
tee any applicable State law oe regulation under authonty preserved hy Section 510 of the
Act .

A4O0

‘ q
i oe
= PT Fieain

_
=
*
4
f
%
®

‘The issuance of this permit does nat convey any property rights in either real or peroneal
property, ur any exciusuve i nor does % suthonze any injury to private property
a= any invasion of personal rights, nor any in(nogement of Federal, State or local laws of
reguiauions.
Severe ditity

PART ill

AGL

.

: ae OQ

-FOR PURPOSES OF TRIS PERT, THE PILLOWING TERMS SMALL APPLY.

a - The value of ¢ composite sample or the eeen value of the
analyses of the evecified aumber ef samples collected at regular intervals
ever a acres] operating 4ey-

Daily Max «que wanimnmn velua of cay one grab comple collected i
_ wermal operating 4e7-

Grab Sample - As tadividual semple collected in a period of less then
1S ainuces. :

ite Sample - A seeple consisting of « minimum of eiant grab samples
collected at regular intervals over @ nocnal operating ay and combined
proportional toe flow, oc & cample conciauous ly collected proportional co
flow over « aorual operating day-

Imp Lemenc action Schedul = An sbatement proares consisting of:

a. A plana of incended desian, construction, and operation of new
er modified facilities to creat the effluent; and

bd. A timetable setting forth the dates by which all sources of
water pollution aust be ia compliance with the effluent limicaticas of
this permit. Tris schedule shall include (1f appropriate) interim and
final dates te accomplish:

(1) Completion of prelisinary plane and engineering report
(2) Completion of. finel plane

(3) Contract sverd

(4) Commencement of construction

(3) Completion of construction and commencement of operatioce
(6) Attainment of operacional level

Tre following ebbrevistions, when used, ore defined below.

ag/t ‘ eilligrams per liter

va/l micrograns per liter

lbe/day pounds per day

ug/day kilegrens pet day

Temp. “C temperature ia degrees Centiarede

Tenp. “? temperature ia degrees Tehrenbeit

Turd. turbidity eeesured is Jeckson Candle Gaite (JTU)
wiey Sreeper aay”

A42

-———— -

; ; a ©

THFR oc TSS tocal eonfilteradle cosidue o¢ total guspended solide

300 tive-day piechenical exyEe® demand ealese ethervise
epecified es,

rm retal Kjeldsen) aitregen se nitreses

my" ‘ qumonia sitroges & aitroges

Tecal ? cotal phosphorus 4° prospherue

coo cbenical oxyxes demand

ror total organic carboa

Surfoetant qurface-ective ogame

pa a eeasure of the nydrogen ton eoucentratios

rca polychlorinated vipheny?

@) /Day cubic eaters pet dey

“cD : wiliiea gallon per day

Oil & Grease Dex ane extractable maceriel

Tetal Colifers gecal celifors pacteria

Fecal Colifere cotal fecel colifere dbecterts

a et Llsiiter(s)

el/i eilliliter(s) per liter

a : standard waits

w3-" aitrece sitroges ** aitroges

wo27-" aitrite aitroges °° nitrogen

woz 6 5 ‘eoubined aitrite ead aitrece aitregen se aitrenes

ciz eotal residual chlerine

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385017_2273%3A1. Public record. Not legal advice.
