# Petition for Writ of Certiorari — Papas v. Zoecon Corp.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1992
- **Citation:** 505 U.S. 1215

## Text

80-1837 fF Supteme Court, 0.8.

FILED
NO. 91- MAY 29 W990
4 E CLERK
IN THE

Supreme Court of the United States
OCTOBER TERM, 1990

MINAS H. PAPAS, et al.,

Petitioners,
VS.

THE UPJOHN COMPANY, and ZOECON CORPORATION,
Respondents.

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF
APPEALS FOR THE ELEVENTH CIRCUIT

Dana G. Bradford, II

(Counsel of Record)

Lee S. Haramis

BAUMER, BRADFORD, WALTERS
& LILES, P.A.

225 Water Street, Suite 2000
Jacksonville, Florida 32201
904/358-2222

Arthur H. Byrant

TRIAL LAWYERS FOR
PUBLIC JUSTICE, PC.

1625 Massachusetts Ave., NW
Suite 100

Washington, D.C. 20036
202/797-8600

Attorneys for Petitioners

Drew Communications Group, Inc.” 1-800-368-7768

1.7

QUESTIONS PRESENTED.

1. Did the court of appeals err in ruling that Congress intend-
ed the Federal Insecticide, Fungicide and Rodenticide Act, 7
U.S.C. § 136 et. seg. (FIFRA), to impliedly preempt state com-
mon law damage claims for failure to warn and inadequate

labeling?

2. Did the court of appeals err in ruling that Congress intend-
ed FIFRA to impliedly preempt such claims, even when the
Environmental Protection Agency (’EPA’) registered a product
and approved its label on the basis of inaccurate information
submitted by the manufacturer?

‘ Petitioners, Minas H. Papas and Ollie M. Papas, his wife, appeared as Plain-
tiffs/Appellants below. Respondents The UpJohn Company and Zoecon Cor-
poration appeared as Defendants/Appellees below. In addition, the following
parties appeared as amicus curiae in the Court of Appeals: The State of Florida,
Attorney General Robert A. Butterworth; Consumers Union of the United
States, Inc.; National Coalition Against the Misuse of Pesticides; United Farm
Workers of America; Farm Workers Justice Fund, Inc.; Comite DeApoyo A
Los Trabajadores Agricolas; and Trial Lawyers for Public Justice, PC (..'] in
support of Petitioners) and National Agricultural Chemicals Association;
Chemical Manufacturers Association; Chemical Specialties Manufacturers
Association; American Wood Preservers Institute; National Pest Control
Association; Product Liability Advisory Counsel; Reichhold Cnemicals, Inc;
and The Dow Chemical Company (all in support of Respondent Zoecon).

Questions Presented
Table of Authorities
Opinions Below
Jurisdiction
Statutes and Regulations

Statement

1.

ii

TABLE OF CONTENTS

The Decision Below Conflicts With
The Only Other Federal Circuit
Court of Appeals Decision On The
Issue And There Is A Wide Split Of
Authority In The Federal District
Courts And The State Courts On The

BO vn vanc cuncikecatiadieae ee

The Preemption Analysis Conducted
In The Decision Below Conflicts
With The Analytical Framework For
Preemption Analysis Established By
Earlier Supreme Court Opinions And

Other Circuit Court Opinions ................

Whether Congress Intended FIFRA
To Preempt State Common Law Of
Inadequate Labeling Claims Is An
Important Federal Question,

Which Was Wrongly Decided Below ........

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iii

4. Whether Congress Intended

To Preempt State Cemmon Law
Inadequate Labeling Claims

Where The EPA Has Registered A
Product And Approved Its Label On
The Basis Of False Or Inaccurate
Information Is Also An Important
Federal Question, Which Was

Wrongly Decided Below....................sseseeeees 25
te Men LEL GAL icin snannns eeadsconaenee scenes hs 29
Appendix

1. Papas v. Upjohn Co., Opinion of the

Eleventh Circuit Court of Appeals,

February 28, 1991, reported at 976 F.2d

I ID ss sk asctadthsexemgnn Akavneds oneoves ]

2. Papas v. Upjohn Co., United States District

Court, Middle District, Jacksonville

Division, Order and Partial Summary Judgment
EE isch vinbindedescdcenvuhaversscdadesveveses 13

iv
TABLE OF AUTHORITIES
Cases:

Abbot by Abbot v. American Cyanamid Co.,
844 F.2d 1108 (4th Cir. 1988) ....................0.0008 6, 19

Almond Hill School v. U.S. Dept. of Agriculture,
768 F.2d 1030 (9th Cir. 1985) ...............cccessecseeess 24

Arkansas Platte & Gulf Partnership
v. Van Waters & Rogers, Inc.,
748 F. Supp. 1474 (D. Colo. 1990)
(interlocutory appeal pending) .....................0.0000s 16

Associated Industries of Massachusetts v. Snow,
Se ee Pe CO GA BOD vesenncccssccscvescccdccccscces 20

Begley v. Truly Nolan Exterminating, Inc.,
573 So.2d 1038 (Fla. 3d DCA 1991)...................068 17

Bolduc v. Chemed,
Case No. 43-94-55 (Superior Ct.,
Orange County, Cal., April 10, 1989),
(affirmed on other grounds),
(No. G00838 Ct. of Appeals, 4th Appellate
District, Cal., September 24, 1990.) ..................... 17

Cipollone v. Liggett Group, Inc.,
789 F.2d 181 (3d Cir. 1986),
893 F.2d 541 (3d Cir. 1990),
cert. granted, 59 U.S.L.W.
3652, 111 S.Ct. 386 (1991) ............... 12, 14, 15, 16, 30

Cox v. Velsicol Chem. Corp.,
704 F. Supp. 85 (E.D. Pa. 1989) ................. cece eee 16

Dubois v. Ray’s Feed Mill, Inc.,
File No. 8809140-NZ (Cir. Ct.,
Delta County, Mich., Jan. 26, 1990)..................... 17

v

English v. General Electric Co.,
58 U.S.L.W. 4679, 110 S.Ct. 2270 (1990)....... 19, 21, 22

Environmental Encapsulating Corp.
v. New York City,
— Fe F Foe errr rrr rrr rer 20

Evenson v. Osmose Wood Preserving, Inc.
& American Wood Preserves Inst.,
1990 WL 285756 (S.D. Ind. 1990)...............cceee eee 16

Ferebee v. Chevron Chemical Co.,
736 F.2d 1529 (D.C. Cir. 1984),
cert. denied, 469 U.S. 1062
TED cseensessca 6, 7, 9, 10, 11, 12, 13, 15, 16, 23, 24, 28

Fiedler v. Clark,
2 $f bg | rere cer 24

Fisher v. Chevron Chem. Co.,
716 F. Supp. 1283 (W.D. Mo. 1989) ...........:ceeeeeee 16

Fitzgerald v. Mallinckrodt, Inc.,
681 F. Supp. 404 (E.D. Mich. 1987)...............5. 12, 16

Florida Lime and Avocado Growers, Inc. v. Paul,
Ne Ee eso cth cnntdcctenachicnssvadivaidnesetnatinn 19

Goodyear Atomic Corp. v. Miller,
GS TES. FIG Ci cxecveceseccecsctsccncvsspsecnses 19, 21, 23

Herr v. Carolina Log Bldgs., Inc.,
No. EV 85-262-1283 (S.D. Ind. Sept. 22, 1989)........ 16

Hillsborough County v.
Automated Med. Labs, Inc.,
GIN Te FR bnsncccticesddsisewntisiptncbervesreentinns 19

vi

Hurley v. Lederle Lab. Div. of American
Cyanamid, 863 F.2d 1173 (5th Cir. 1988) ........... 7, 26

Hurt v. Dow Chem. Co.,
759 F. Supp. 556 (E.D. Mo. 1990)....................00: 16

In Re: Agent Orange Product
Liability Litigation,
ae MN OUT PEI, BUOY cc cc csccnccccadacnndpscccccces 24

Jones v. Rath Packing Co.,
ees HINES, 5 cdc kuch val inns nuagevevebedsusaeteeees 14

Kennan v. Dow Chemical Co.,
717 F. Supp. 799 (M.D. Fla. 1989) ...................005. 16

Kerns v. Dow Chemica! Co,
C.V. No. 89-649-PA (D. Oregon 1990) ................0.. 16

Lopez v. Chevron,
Case No. 89272! (Superior Ct.,
Venturi County, N.Y., Dec. 11, 1989) ..............0.00.. 17

Lorillard v. Pons,
UE 6 Sateen cetdendktiseaddcdhsckaabiianns 23

Louisiana Public Service Comm'n. v. F-.C.C.,
Se NN IIE Gaioccnnenercascccnscenacesnecasaxucsececs 19

Maryland v. Louisiana,
WU UI, FE Can ccecsccnncnccccccnscnncccccnsccsncccccen 18

Merrill v. Dow Chemical Co.,
File No. PI88-2630 (D.C. 4th
Judicial Circuit, State of

Minnesota, County of Hennepin,
SE I Touts Ces aca ics Caza cua tosinackdsdaccuxtccsbives 17

vii
Nader v. U.S. E.PA..,
ee ae EE EE GE ID vn cikcnenscncsssesccncesenecees 24

National Agr. Chemicals Ass'n v. Rominger,
500 F. Supp. 465 (E.D. Cal. 1980) ....................08. 22

New York State Pesticide Coalition v. Jorling,
Be be | rere 28, 29

Pacific Gas Electric Co. v. State Energy
Resources Conservation & Development Comm.,
APM: BPW NEED 5 ck asso ncsadcwksdneccqsndsccececssaceseces 2]

Packowski v. Orkin Exterminating Co.,
Case No. 85-46671-NI (Cir. Ct. Kent

County, Michigan, May 5, 1989) ...................06006 17
Palmer v. Liggett Group, Inc.,

Se NE A, BED ince en scccescvenessscunse 13, 15
Pe ak ini iiccivicdatndcvcivpensiedescctwees passim

926 F.2d 1019 (1ith Cir. 1991),

Pet. App. 1-12

Paul v. NCH Corp.,
Index No. 48262 (Sup. Ct., Niagara
CL, Dein, MOUN EL MDS cbiieedenccesisedaccconssznees 17

Penn Dairies v. Milk Control Com..,
i inca duh aneegad iasketacséavansauta 18

Perry v. Dow Chemical Co.,
(Cir. Ct. 15th Judicial Circuit,

Palm Beach County, Fla., Case No.
CL 88 10227 AN, June 30, 1989)..................cce000- 17

Privette v. Armour Exterminating,
(Cir. Ct. of the 15th Judicial
Circuit, Palm Beach County, Fla.,
Case No. 85-6279-CA, February 26
SRS Sy EE EEE lviciotnac sen cdunbainsyiccesscoccwses 17

Viii

Rice v. Sante Fe Elevator Corp.,
Be EN it bnducscnbaseerscaccessddudcncnsancancsest 18

Roberts v. Dow Chem. Co.,
702 F. Supp. 105 (N.D. Til. 1068)...........sccccccscceees 16

Rogers v. Thumb Pest Control of Florida Inc.,
Case No. 88-3462 (Cir. Ct. 13th
Judicial Circuit of Fla., Oct. 10, 1989).................. 17

Ruckelshaus v. Monstanto Co.,
ee Ee ditncntscksccanssassaokiaacainanenss 10,

Selvig v. Lentz Fertilizer, Inc.,
File No. 85CV456 (Cir. Ct.,
Dunn County, Wis., Dec. 26, 1988) ...................5. 17

Silkwood v. Kerr-McGee Corp.,
464 U.S. B36 (1084) ........ccccccccecseees 14, 19, 21, 22, 25

Stewart v. Ortho Consumer Products,
BGGO WL, SGIBD (E.D. Tim. BBD) .........cccccccccccccsess 16

Taylor v. General Motors Corp.,
875 F.2d 816, 824 (llth Cir. 1989),
cert. denied, 58 U.S.L.W. 3628,
BP UU GIN evn dbndsckscccececcenccesescccess 8, 9, 20

Tessman Seed and Chemical Co.
v. State of Minnesota, File
No. C8-89-349 (Minn. D.C. 2nd
Fenccinn Erbtatok, Day DO, TOGGD. oo. 0cacscccssccncceccsccdsas 17

United Construction Workers v.

Laburnum Construction Corp.,
| PTI. SIO EN TORIES PETTOTE 14, 19

ix

United States v. Bass,
IEEE do Uiacacuhaacecciueasccstaunescceusanahuds 12

Watson v. Orkin Exterminating Co.,
No. JFM-88-2427 (D. Md. Nov. 8, 1988)................ 16

Wells v. Ortho-Pharmaceutical Corp.,
788 F.2d 741 (11th Cir. 1986),
cert. denied 479 U.S. 950 (1986) ...................5. 12, 15

Whitner v. Reilly Indus., Inc.,
Pe, He NE BI is ivctcinccids wc dcdcis ccaceanns 16

Wilson v. Chevron Chem. Co.,
BD We ee Ue CNG e, BD occscccccciccccccccssenccess 16

Wisconsin Public Intervenor v. Mortier,
I, ee cee cnc céicasncuidactanches 19

Wixson v. Sonford Products Corp.,
Case No. 24,847 (Chancery Ct.,

Rankin County, Miss., May 1, 1989)...................6. 17
Statutes:
PE CII siacincth dcconsnncnninicnscancesacudauts passim
hai ccossacdicubsrcaueucereehancessgneniaes 5, 27
sini cosh ccthecdinbeeanagananabbecnee 2, 3, 29
da dicen ddicckednad ubanssencoeuencbashadaean 2
ans eccaccandancdanteakiehuneineens 2,6
ee I OO, ad cca cacebsnneanaes ceubuphiveapeies 12
ie i oko eva ensnphaanicunshenpeeaens 5, 26, 27
I icon sa sclakakhassbaandebanenausacsesstsetsteh l
sks chin aduncehicnuacsanvebesssbacabaasansenen 7, 18
Regulations:
ee acs cxsnnsnkened bketeubnbshuacesaedens §

40 C.F.R. Part 158 (1988) ....0......cccccccesesceceessceeeeeseeeees 5

Legislative History:

H.R. Rep. No. 939 100th Cong. 2d Sess.
(1988) 26-27 reprinted in 1988, U.S.
Cong. and Ad. News, 3475-3476 ..........cceccscsssvesccccsees 22

Miscellaneous:

United States General Accounting Office,

Report to Congressional Requesters,

Pesticides, EPA’s Formidable Task To

Assess And Regulate Their Risks (April 1986) ............... 24

NO. 9]-

IN THE

Supreme Court of the United States
OCTOBER TERM, 1990

MINAS H. PAPAS, et al.,
Petitioners,

vs.

THE UPJOHN COMPANY, and ZOECON CORPORATION,
Respondents.

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF
APPEALS FOR THE ELEVENTH CIRCUIT

OPINIONS BELOW
The opinion of the district court is unreported and appears
in the appendix to this petition at Pet. App. 13-26. The opinion
of the court of appeals is reported at 926 F.2d 1019 (11th Cir.
1991), and appears at Pet. App. 1-12.

JURISDICTION
The judgment of the court of appeals was entered on Febr-.ary
28, 1991. This Court has jurisdiction pursuant to 28 U.S.C. §
1254 (1).

2

STATUTES AND REGULATIONS

The Federal Insecticide, Fungicide and Rodenticide Act, 7
U.S.C. § 136 et. seq. (FIFRA’), provides in pertinent part as
follows:

§ 136v. (1988) Authority of States
(a) In general

A State may regulate the sale or use of any federal
registered pesticide or device in the State, but only
if and to the extent the regulation does not permit any
sale or use prohibited by this subchapter.

(b) Uniformity

Such State shall not impose or continuein effect
any requirements for labeling orpackaging in addi-
tion to or different from those required under this
subchapter.?

2 2 ae €

§ 136(p) Label and labeling -

(1) Label. - The term “Label” means thewrit-
ten, printed, or graphic matter on, orattached to, the
pesticide or device, or anyof its containers or wrappers.

(2) Labeling. - The term “Labeling” means all
labels and other written, printed orgraphic matter -

2 § 136v(b) of FIFRA was amended, effective October 25, 1988. The only
change to the language of this portion of the statute was to add the heading
to § 136v(b) “Uniformity”. The events that formed the factual basis for the
Petitioners’ claims in the underlying lawsuit all occurred prior to 1988.

3

(A) accompanying the pesticide or
device at any time; or

(B) to which reference is made on the
label or in literature accompanying the
pesticide or device, except to current official
publications of the Environmental Protec-
tion Agency, the United States Departments
of Agriculture and Interior, the Department
of Health and Human Services, States ex-
periment stations, State agricultural col-
leges, and other similar Federal or State in-
stitutions or agencies authorized by law to
conduct research in the field of pesticides.

STATEMENT

This is a diversity action, filed pursuant to 28 U.S.C. §1332,
seeking damages under Florida common law for severe personal
injuries suffered by petitioner Minas H. Papas and derivative
injuries suffered by his wife, Oilie M. Papas. From 1982 through
1986, Mr. Papas was employed by the Clay County Humane
Society in Clay County, Florida. One of his duties was the ad-
ministration of treatments for dermatological disorders found
in dogs housed in the Humane Society's animal shelter. This re-
quired physically dipping the dogs in a bath containing one of
two products - -Paramite, a product manufactured by respon-
dent Zoecon, or Mitaban, an extremely similar product
manufactured by Upjohn. Throughout the course of his employ-
ment, Mr. Papas was repeatedly and continuously drenched by
these products, and inhaled their fumes.

4

In July of 1986, Mr. Papas began displaying symptoms of
serious health disorders. He was ultimately hospitalized in late
1986, diagnosed as having aplastic-anemia/pancytopenia, a
debilitating hematological disorder, and declared totally disabl-
ed. His condition and symptoms were consistent with a classic
case of benzene poisoning. Once Mr. Papas was completely
removed from his work env:ronment and no longer administered
the products, his condition improved to a limited degree (in-
dicative of the causal relationship between exposure to the pro-
duct and the disease), but he still suffers from irreparable
damage to his hematological system and remains disabled.

Both Zoecon’s and Upjohn’s products contained, as approx-
imately 70% of their makeup, an aromatic petroleum based
hydrocarbon solvent as an inert ingredient. The solvent utiliz-
ed in Zoecon’s product (known as “Sure-Sol 190”) typically con-
sisted of 1/10 of 1% (0.10%) of benzene by weight. The solvent
utilized in Upjohn’s Mitaban product also contained benzene,
in a somewhat smaller, but nevertheless measurable, amount.
Benzene is a highly toxic substance which has been placed on
the EPA’s “list of inerts of toxicological concern.”

While both Paramite and Mitaban were registered with the
EPA and the Food and Drug Administration ("FDA’), and each
bore a label approved by one of those agencies, neither product’s
label informed end users, such as Mr. Papas, that the product

contained any benzene. Similarly, neither label included any

5

warning whatsoever of the potential for the development of
diseases, such as aplastic anemia/pancytopenia, which could
result from long term exposure.

Under EPA regulations promulgated pursuant to FIFRA,
manufacturers seeking to register pesticides submit self- prepared
test data to the EPA, which EPA then reviews, but does not ac-
tually test itself. See, 40 C.F.R. Part 15° (1988). Manufacturers
also submit proposed labels for pesticides to the EPA, which can
approve, disapprove, or suggest modifications to them, and
manufacturers may apply to have the EPA approve changes in
previously approved labels. See, 40 C.F.R. Part 156 (1988).

In this case, however, none of those regulatory procedures pro-
vided any protection to Mr. Papas and his wife. Amazingly,
plaintiffs learned during discovery that neither Zoecon nor Up-
john informed either the EPA or the FDA of the presence or

quantities of benzene contained in their products.*

3 Both Upjohn’s and Zoecon’s products have been registered with both the
FDA, pursuant to the Federal, Food, Drug and Cosmetic Act, 2] U.S.C. § 301
et. seq. (the “FDCA”), and the EPA, under FIFRA. The base formulation of
Zoecon’s Paramite product had previously been registered as a pesticide under
FIFRA prior to the amendment of the statute and creation of the EPA in 1972.
When FIFRA was amended in 1972 it allowed for products previously
registered, such as the base formulation of Paramite, to be re-registered by
EPA with relatively little regulatory review of the product and its labels. That
is what happened with Paramite. The Paramite product was later also deem-
ed to be a new animal drug, but, since its base forrnulation was already
registered with the EPA, that agency, rather than the FDA, reviewed and ap-
proved the Paramite label. Upjohn’s Mitaban product was initially proposed
for approval in the late 1970’s and was deemed at that time to be a new animal
drug. Accordingly, the FDA approved the labels borne by that product. See,
7 USC. § 136(u).

6

Ir. February 1988, Mr. Papas and his wife commenced this
action against Upjohn and Zoecon in the United States District
Court for the Middle District of Florida, seeking damages from
both companies in separate counts for negligence, strict liabili-
ty, and breach of implied warranty of merchantability. Com-
mon to each count, in addition to other asserted bases for relief,
was the charge that the labels failed to adequately warn of the
products’ dangers and of steps that should be taken to avoid
them. The answers filed by both Zoecon and Upjohn raised as
a defense that they had fully complied with all federal labeling
requirements under FIFRA, thereby satisfying any duty to warn.

On April 10, 1989, Zoecon moved for partial summary judg-
ment on the basis that section 136v(b) of FIFRA expressly
preempts all of plaintiffs’ claims to the extent that they allege
inadequate warning or labeling.‘ In response, the Papases
asserted that FIFRA neither expressly nor impliedly preempts
state common law failure to warn claims, relying upon the

holding in Ferebee v. Chevron Chemical Co., 736 F.2d 1529 (D.C.

* Upjohn did not join in Zoecon’s motion for partial summary judgment,
in part because its product’s label was approved by the FDA, rather than the
EPA, since its product was deemed by the agencies to be a new animal drug
and not a pesticide. In light of case law which overwhelmingly holds there
is no preemption of such claims by the FDCA, which contains a provision
comparable to 7 U.S.C. § 136v(b), Upjohn recognized that to join in the mo-
tion would have been futile. See, e.g. Abbot by Abbot v. American Cyanamid
Co., 844 F.2d 1108, 1112 n.1, 1113-14 (4th Cir. 1988).

a

7

Cir. 1884), cert. denied, 469 U.S. 1062 (1984). The Ferebee case
was the only federal appellate decision in the country address-
ing the issue of FIFRA’s preemptive effect on common law
damage claims. It held that there was no preemption whatsoever.

The Papases also contended, relying on Hurley v. Lederle Lab.
Div. of American Cyanamid, 863 F.2d 1173 (5th Cir. 1988)
(which held that FDA approval of a proposed label has no
preemptive effect if based on incomplete or inaccurate infor-
mation), that the EPA’s registration of Paramite and approval
of its label could not preempt plaintiffs’ claims because EPA’s
actions were based on incomplete and inaccurate information.
Simply put, Congress could not have intended that EPA’s ap-
proval of Paramite’s label would immunize Zoecon from liability
for failure to warn of benzene, when Zoecon had not even told
the EPA that Paramite contained that highly dangerous
chemical.

On August 2, 1989, the district court granted Zoecon’s mo-
tion and entered judgment for Zoecon and against the Papases
to the extent that the Papases’ claims were based on failure to
warn, finding that FIFRA expressly preempted such claims. The
district court recognized the controlling nature of this preemp-
tion ruling and certified its order for interlocutory appeal under
28 U.S.C. § 1292 (b).5 Zoecon agreed with the Papases’ applica-

5 The district court stayed the proceedings pending the disposition of an
interlocutory appeal.

8

tion and in fact asked the Eleventh Circuit to hear the interlocutory
appeal, which it did. See, Papas v. Upjohn Co., Pet. App. 2.

On February 28, 199i, the court of appeals issued its deci-
sion, per curiam, holding that FIFRA impliedly preempts the
Papases’ claims to the extent they are based upon inadequate
warning and labeling. The decision did not explicitly mention
basic legal principles of the presumption against preemption or
basic legal principles of preemption analysis (particularly im-
plied preemption analysis), but the court’s ruling turned on the
presumption’s presence and (in the court’s view) its absence.

The court first reviewed FIFRA’s statutory language and
regulations promulgated by EPA under FIFRA, and, undoubted-
ly, due in part to the presumption against preemption, declin-
ed to find that plaintiffs’ common law claims were expressly
preempted. “([Ml]indful that "Congress has long demonstrated
an aptitude for expressly barring common law actions when it
so desires’”’ the court said, quoting its earlier decision in Taylor
v. General Motors Corp., 875 F.2d 816, 824 (llth Cir. 1989), cert.
denied, 58 U.S.L.W. 3628, 110 S.Ct. 1781 (1990), “we admit to
a little uncertainty and pass over the question of express preemp-
tion. Papas, Pet. App. 7.

The court’s implied preemption analysis, however, was not
affected by the presumption against preemption, however,

because, in the Eleventh Circuit’s view, the presumption

9

simply does not apply to an implied preemption analysis. It
recently stated:

[I]n contrast to the strong presumption against
preemption that we apply in determining whether the
language of a federal statute or regulation expressly
preempts state law, no such presumption is applicable
in deciding whether state law conflicts with federal
law, even where the subject of the state law is a mat-
ter traditionally regarded as properly within the scope
of the states’ rights.

Taylor, supra.
In the case at bar, the Eleventh Circuit was guided by and
ratified this view, noting:

{I]n implied preemption analysis it is possible to in-
fer preemptive intent solely from effects: even if
statutory language or legislative history is unclear....

Papas, Pet. App. 4, quoting Taylor, supra.

With this starting point, the Eleventh Circuit concluded that
FIFRA impliedly preempted state common law damage inade-
quate warning claims for essentially two reasons. First, in an
unprecedented finding, it held that Congress had completely
occupied the field of pesticide labels and warnings. Second, it
found a conflict between state law damage actions and com-
pliance with FIFRA because the court believed that permitting
state damage actions to proceed would “stand as an obstacle
to the accomplishment and execution of the full objectives of
Congress.” Pet. App. 9. Although the court acknowledged that
its holding directly conflicted with Ferebee, it neither

10

distinguished Ferebee nor gave any meaningful explanation as
to why it disagreed with the Ferebee court’s analysis and con-
clusions. Pet. App. 1, 10.

The court also rejected the Papases’ contention that there
could be no preemption where, as here, the EPA had approved
the proposed labels and warnings based upon inaccurate and
incomplete information provided by the manufacturer. Under
FIFRA, the court said, it was up to the EPA to decide whether
the label was inadequate or based on inaccurate information
and, if so, whether the label should be changed. It did not ex-
plain why Congress would have wanted to give preemptive ef-

fect to labels approved on the basis of inaccurate information.

REASONS FOR GRANTING THE WRIT

The federal government has been regulating pesticide label-
ing for over forty years. In 1947, Congress enacted FIFRA as
“primarily a licensing and labeling statute”; the legislation “con-
tained general standards setting forth the types of information
necessary for proper labeling of a registered pesticide, including
instruction for use; warnings to prevent harm to people, animals,
and plants; and claims made about the efficacy of the product.”
Ruckelshaus v. Monstanto Co., 467 U.S. 986, 991 (1983). Twenty-
five years later, in 1972, “[b]Jecause of mounting public concerns
about the safety of pesticides and their effect on the environ-

ll

ment and because of a growing perception that the existing
legislation was not equal to the task of safeguarding the public
interest,’ Congress expanded FIFRA’s scope, transforming it
“from a labeling law into a comprehensive regulatory statute.”
Id. Neither version of FIFRA, however, said anything about com-
pensating pesticide poisoning victims or displacing the tradi-
tional role of the states in providing for such compensation.

Throughout this time period, consumers injured by inade-
quately labeled pesticides sought and obtained compensation
through state common law tort actions. As in other product
liability cases, manufacturers routinely argued that compliance
with federal standards precluded a finding of liability and, again
as in other such cases, the states routinely rejected that argu-
ment - - holding that compliance constituted strong, but not
conclusive, evidence that the manufacturers gave an adequate
warning for purposes of state common law.

In the early 1980’s, the manufacturers, taking another tack,
even argued that EPA approval of pesticide labels under FIFRA
preempted state common law based warning claims. This argu-
ment, however, was seemingly put to rest by the unanimous deci-
sion of The United States Court of Appeals for the District of
Columbia Circuit in Ferebee, supra. The Ferebee court rejected

the preemption argument in its entirety, holding that Congress

12

had no intent whatsoever to preempt state common law based
warning claims relating to pesticides.

Thus, for virtually the entire past forty years, a judicial state
of affairs has existed whereby compliance with FIFRA, like com-
pliance with other federal consumer protection statutes, did not
wholly immunize manufacturers from liability under state com-
mon law. See, e.g., Wells v. Ortho-Pharmaceutical Corp., 788
F.2d 74] (llth Cir. 1986), cert. denied 479 U.S. 950 (1986) (in
which the Eleventh Circuit quoted extensively from Ferebee;
United States v. Bass, 404 U.S. 336 (1971).

A few years after Ferebee, manufacturers defending against
inadequate warning claims in cases involving cigarettes began
to successfully assert the defense that such claims were preemp-
ted by the Federal Cigarette Labeling and Advertising Act, 15
U.S.C. § 1331 et. seg. (the “Cigarette Act’). See, Cipollone v. Lig-
gett Group, Inc., 789 F.2d 181 (3d Cir. 1986), 893 F.2d 541 (3d
Cir. 1990), cert. granted, 59 U.S.L.W. 3652, 111 S.Ct. 386 (1991).
Consequently, pesticide manufacturers again aunt to claim that
FIFRA’s labeling provisions preempted state common law war-
ning claims relative to pesticides, arguing that FIFRA was
analogous to the Cigarette Act, and seeking to overturn the
Ferebee decision. The first reported case where such an argu-
ment was given any judicial support was in Fitzgerald v. Mallin-
ckrodt, Inc., 681 F. Supp. 404 (E.D. Mich. 1987).

13

There are, it should be noted, significant differences between
the Cigarette Act and FIFRA, which make the argument for
FIFRA preemption of pesticide warning claims far less com-
pelling than the argument for preemption asserted in the
cigarette cases. As the First Circuit said in Palmer v. Liggett
Group, Inc., 825 F.2d 620, 629 n. 13. (Ist Cir. 1987):

Under FIFRA, each manufacturer drafts a warning
label for each product for EPA approval. Thus, two
manufacturers of the same regulated product may use
different labels of their ewn choosing, provided only
that they obtain prior EPA approval. Further, [FIFRA]
permits “states to impose more stringent constraints
on the use of EPA-approved pesticides than those im-
posed by the EPA,” indicating that Congress was in-
different to regulation of these products through state
tort law. In contrast, the [Cigarette Act] explicitly (i)
applies to cigarettes only; (ii) mandates the precise
language of the label; and (iii) prohibits any state from
regulating any aspect of cigarette warnings.

Despite these differences, the pesticide manufacturers rely on
the cigarette cases to contend that FIFRA both expressly and
impliedly preempts failure to warn claims. The Ferebee court
rejected both of these contentions and the Eleventh Circuit re-
jected the former. The Eleventh Circuit, however, is the first
federal appellate court to find implied preemption by FIFRA.
In so doing, it takes two extraordinary steps. First, the Eleventh
Circuit bases its analysis on an unwarranted principle, that the

presumption against preemption simply does not apply to im-

14
plied preemption. Second, it holds that pesticide warning claims
are impliedly preempted even when the evidence shows that the
EPA approved a pesticide’s label based upon inaccurate and in-
complete information submitted by the manufacturer.

This Court has long recognized that, where Congress has
neither provided nor suggested a substitute method for tradi-
tional state common law daraage claims for compensating in-
jured victims, preemption of state tort law should not be found.
Silkwood v. Kerr-McGee Corp., 464 U.S. 238 (1984); United Con-
struction Workers v. Laburnum Construction Corp., 347 U.S.
656, 663-64 (1954). In the instant case, the Eleventh Circuit,
with a single stroke of its pen, has rejected this long standing
principle as well as the equally long standing principle that state
common law is not preempted by Congressional enactment
without a clear and unequivocal expression of Congress’s intent
to preempt. Jones v. Rath Packing Co., 430 U.S. 519 (1977). Thus,
under its rationale thousands of persons injured by defective and
inadequately labeled pesticides, including the Papases, will no
longer be able to seek redress for their injuries in the courts of
the United States, or the various states, despite there being no
clear congressional intent to eliminate such remedies.

This Court has granted review of the Cipollone decision regar-

ding cigarette warning claim preemption. See, Cipollone, supra.

15

Here, it is even clearer that there is no preemption of plaintiffs’
failure to warn claims. Given that there is a clear split of authori-
ty in the federal circuits and trial courts throughout the nation
on the issue and in light of the important federal question
presented by the instant case, this Court should also grant cer-
tiorari to review the Eleventh Circuit's ruling below. Alternative-
ly, this Court should hold the instant petition for writ of cer-

tiorari in abeyance, pending resolution of Cipollone.

1. The Decision Below Conflicts With
The Only Other Federal Circuit
Court of Appeals Decision On The
Issue And There Is A Wide Split Of
Authority In The Federal District
Courts And The State Courts On The
Issue.

Prior to the decision below, the only federal circuit court deci-
sion on the preemptive effect of FIFRA on state common law
warning claims was Ferebee, supra, in which the District of Col-
umbia Circuit unequivocally held that FIFRA neither express-
ly nor impliedly preempted such claims. Other circuit courts,
in cases not directly involving FIFRA, favorably noted the
Ferebee decision. See, e.g., Palmer, supra; Wells, supra.

The Eleventh Circuit’s opinion in the case at bar aknowledges

that the decision is contrary to that reached in Ferebee, creating

16

a clear conflict in the federal circuits. Pet. App. 2. The opinion
below also documents that there is a clear split of authority on
the issue at the district and state court level. See, Papas Pet.
App. 2.

In 1987, the first reported decision out of any federal court
appeared which took exception with the holding in Ferebee. Fit-
zgerald, supra. In Fitzgerald the court, relying on Cipollone,
supra, held that pesticide warning claims are expressly preemp-
ted by FIFRA. Since that time, federal district courts have sharp-
ly divided on the issue of FIFRA’s preemptive effect on state
common law warning claims, as the Eleventh Circuit noted in

its decision. ®

* For example, federal district court cases holding that there is no preemp-

tion of such claims under FIFRA include Arkansas Platte & Gulf Partnership
v. Van Waters & Rogers, Inc. , 748 F. Supp. 1474 (D. Colo. 1990) (interlocutory
appeal pending); Evenson v. Osmose Wood Preserving, Inc. & American Wood
Preserves Inst. , 1990 WL 285756 (S.D. Ind. i990); Stewart v. Ortho Consumer
Products, 1990 WL 36129 (E.D. La. 19Su); Kerns v. Dow Chemical Co., C.V.
No. 89-649-PA (D. Oregon 1990); Cox v. Velsicol Chem. Corp. , 704 F. Supp.
85 (E.D. Pa. 1989); Whitner v. Reilly Indus., Inc. , No. 87-5224 (S.D. Ill. 1989);
Roberts v. Dow Chem. Co., 702 F. Supp. 195 (N.D. Ill. 1988); Wilson v.
Chevron Chem. Co., 1986 WL 2412 (S.D.N.Y. 1986). The Eleventh Circuit
also noted federal district court cases finding preemption of some type to in-
clude: Hurt v. Dow Chem. Co., 759 F. Supp. 556 (E.D. Mo. 1990); Kennan
v. Dow Chemical Co., 717 F. Supp. 799 (M.D. Fla. 1989) (decided by the same
district judge who decided the instant case); Fisher v. Chevron Chem. Co.,
716 F. Supp. 1283 (W.D. Mo. 1989); Herr v. Carolina Log Bldgs., Inc., No.
EV 85-262-1283 (S.D. Ind. Sept. 22, 1989); Watson v. Orkin Exterminating
Co., No. JFM-88-2427 (D. Md. Nov. 8, 1988).

17

The situation in the state courts is equally confused. Several
state court cases directly conflict on the ise:e of FIFRA
preemption.’

Thus, a state of affairs exists whereby litigants in federal and
state courts asserting common law claims relating to pesticide
labeling and warnings, as well as defendants raising defenses
to such claims, face a situation where it is wholly unpredictable
as to whether the courts in their cases will find that their claims
are preempted or will be permitted to proceed. This situation
creates a strong incentive for forum shopping. It is also manifest-
ly unjust, as certain injured parties will obtain recoveries, while
others will not, and certain defendants will not be held liable,
while others will, solely because of the particular forum in which

their cases are pending.

7 State court cases finding no preemption of common law warning claims
by FIFRA include Perry v. Dow Chemical Co., (Cir. Ct. 15th Judicial Cir-
cuit, Palm Beach County, Fla., Case No. CL 88 10227 AN, June 30, 1989);
Packowski v. Orkin Exterminating Co., Case No. 85-46671-NI (Cir. Ct. Kent
County, Michigan, May 5, 1989); Privette v. Armour Exterminating, (Cir. Ct.
of the 15th Judicial Circuit, Palm Beach County, Fla., Case No. 85-6279-CA,
February 26 and March 16, 1988). State court cases finding preemption in-
clude Begley v. Truly Nolan Exterminating, Inc., 573 So.2d 1038 (Fla. 3d DCA
1991); Tessman Seed and Chemical Co. v. State of Minnesota, File No.
C8-89-349 (Minn. D.C. 2nd Judicial District, July 9, 1990); Merrill v. Dow
Chemical Co., File No. P188-2630 (D.C. 4th Judicial Circuit, State of Min-
nesota, County of Hennepin, May 1, 1990); Dubois v. Ray’s Feed Mill, Inc.,
File No. 8809140-NZ (Cir. Ct., Delta County, Mich., Jan. 26, 1990); Lopez
v. Chevron, Case No. 89272 (Superior Ct., Venturi County, N.Y., Dec. 11, 1989);
Paul v. NCH Corp., Index No. 48262 (Sup. Ct., Niagara County, N.Y., Dec.
ll, 1989); Rogers v. Thumb Pest Control of Florida Inc., Case No. 88-3462
(Cir. Ct. 13th Judicial Circuit of Fla., Oct. 10, 1989); Wixson v. Sonford Pro-
ducts Corp., Case No. 24,847 (Chancery Ct., Rankin County, Miss., May 1,
1989); Bolduc v. Chemed, Case No. 43-94-55 (Superior Ct., Orange County,
Cal., April 10, 1989), aff'd on other grounds, (No. G00838, Ct. of Appeals
4th Appellate District, Cal., September 24, 1990); Selvig v. Lentz Fertilizer,
Inc., File No. 85CV456 (Cir. Ct., Dunn County, Wis., Dec. 26, 1988).

18

Given the diversity of judicial opinions on FIFRA’s preemp-
tive effect, this Court should intervene to finally decide the ques-
tion and lend certainty to judicial proceedings throughout the
nation. The district court and the Eleventh Circuit in the ins-
tant case recognized the same by virtoe of the 28 U.S.C. § 1292(b)
certification (joined in by Zoecon) and its acceptance. Accor-
dingly, the issue is ripe for determination by this Court and ought
to be decided.

2. The Preemption Analysis Conducted
In The Decision Below Conflicts
With The Analytical Framework For
Preemption Analysis Established By
Earlier Supreme Court Opinions And
Other Circuit Court Opinions.

This Court has repeatedly made clear that preemption
analysis begins with the assumption and presumption that Con-
gress did not intend to displace state law. Maryland v. Loui-
siana, 451 U.S. 725 (1981). Recognizing the critical federalism
principles at stake, this Court has consistently admonished the
lower courts that there is a strong presumption against preemp-
tion of any type, and that preemption should not be found ab-
sent a clear and unequivocal statement of Congress’s intent to
preempt. See, e.g., Rice v. Sante Fe Elevator Corp. , 331 U.S. 218
(1947); Penn Dairies v. Milk Control Com., 318 U.S. 261 (1943).
This is particularly true in areas traditionally governed by state

and local law, such as the regulation of health and safety

19

matters, Florida Lime and Avocado Growers, Inc. v. Paul, 373
U.S. 132 (1963), including the compensation of victims.®

This Court has also made it plain that the presumption against
preemption is particularly strong in regard to state common law
claims when a finding of preemption would leave injured vic-
tims without any remedy. Silkwood, supra; United Construc-
tion Workers, 347 U.S. at 663-64;. Accord, Abbot by Abbot, 844
F.2d at 1113. This Court has also repeatedly stated that the in-
direct regulatory pressure asserted by common law claims is far
less intrusive on federal regulatory schemes than direct state
regulation, and that Congress may quite reasonably preempt
the latter, but leave the former intact. English v. General Elec-
tric Co., 58 U.S.L.W. 4679, 110 S.Ct. 2270 (1990); Goodyear
Atomic Corp. v. Miller, 486 U.S. 174, 185-186 (1988); Silkwood,
464 U.S. at 256. Finally, this Court’s decisions unequivocally
establish that the presumption against preemption is equally ap-
plicable to express and implied preemption analysis. See, e.g.,
Louisiana Public Service Comm'n. v. F-C.C. , 476 U.S. 355 (1986);
Hillsborough County v. Automated Med. Labs, Inc., 471 U.S.
707 (1985).

* Undoubtedly, there is an acute local interest in the instant matter, as
evidenced by the appearance of the Attorney General of the State of Florida
as amicus curiae in favor of the Petitioners in the proceedings below. This Court
is also aware of the acute local interest in the regulation of pesticides, as it
has accepted certiorari in the case of Wisconsin Public Intervenor v. Mortier,
111 S.Ct. 750 (1991), to review the Supreme Court of Wisconsin's ruling that
Wisconsin municipalities’ regulation of pesticides is preempted by FIFRA.

20

Disregarding all of the above, the Eleventh Circuit based its
preemption analysis on the erroneous principle set forth in its
earlier decision in Taylor, 875 F.2d at 824, that the presump-
tion against preemption does not apply in an implied preemp-
tion analysis and that, regardless of what Congress said, im-
plied preemption can be found solely on the basis of effects. The
court’s decision to discard the presumption against preemption
is, of course, directly contrary to well-established principles of
federalism, this Court’s precedents, and the holding of numerous
other federal circuit courts. See, e.g., Associated Industries of
Massachusetts v. Snow, 898 F.2d 274 (Ist Cir. 1990); Environmen-
tal Encapsulating Corp. v. New York City, 855 F. 2d 48 (2d Cir,
1988). It also makes no sense. If anything, courts should be more
hesitant to find preemption of state law when they are inferr-
ing Congress’s intent from its actions than when they are when
interpreting its express words.

The Eleventh Circuit compounded this fundamental error by
automatically equating the indirect regulatory pressure arguably
created by plaintiffs’ tort claims with the unquestionable in-
terference with federal regulation created by direct, contradic-
ting state regulations. In the Eleventh Circuit's view, plaintiffs’
common law claims must be preempted because Congress
preempted state regulations and plaintiffs’ claims might have

the same regulatory impact. Established preemption doctrine

2]

recognizes the difference between tort law and regulatory law,
however, and says that Congress does not automatically preempt
the former when it preempts the latter, despite the latter’s
arguable regulatory impact. See, e.g., English, supra; Goodyear

Atomic Corp., supra; Silkwood, supra.

3. Whether Congress Intended FIFRA
To Preempt State Common Law Of
Inadequate Labeling Claims Is An
Important Federal Question,

Which Was Wrongly Decided Below.

The Eleventh Circuit’s finding of implied preemption in this
case is predicated on two basic conclusions. The first is that the
federal government had completely occupied the entire field of
pesticide labeling, leaving no room for state common law to aug-
ment FIFRA. The second is that jury awards of damages would
directly conflict with federal law because state common law suits
for inadequate labeling will stand as an obstacle to the ac-
complishment and execution of the full objectives of Congress.

The conclusion that the federal government has occupied the
entire field of pesticide labeling is a totally unprecedented and
unwarranted finding. This Court has repeatedly found that
federal regulations far more comprehensive than those at issue
here do not occupy the entire field, much less preempt state com-
mon law claims for damages. See, e.g., English, supra; Pacific

Gas Electric Co. v. State Energy Resources Conservation &

22

Development Comm., 461 U.S. 190 (1983); Silkwood, supra. In-
deed, if the Eleventh Circuit’s conclusion is correct, then
pesticide manufacturers would even be immune from state
criminal prosecution for fraud in connection with their warn-
ing labels, regardless of the outrageousness of their conduct, since
federal law which has occupied the entire field, warranted it.
See, English, 110 L.Ed. 2d at 80.

In determining that state common law suits for inadequate
labeling would stand as an obstacle to FIFRA’s purpose, the
Eleventh Circuit failed to take notice of Congress’s overriding
intent in enacting the legislation. The essential purpose of FIFRA
is to protect individuals and the environment from toxic effects
associated with pesticide use and to prevent deceptive labeling.
H.R. Rep. No. 939 100th Cong. 2d Sess. (1988) 26-27 reprinted
in 1988, U.S. Cong. and Ad. News, 3475-3476. See, also, Na-
tional Agr. Chemicals Ass’n v. Rominger, 500 F. Supp. 465 (E.D.
Cal. 1980). The Eleventh Circuit’s opinion improperly subor-
dinates that purpose to Congress’s desire for uniformity in label-
ing, but in fact, uniformity of labeling was not particularly im-
portant to Congress. Indeed, FIFRA noted, does not preclude
manufacturers of identical products from using vastly different
labels, as long as each submits its label to EPA for approval.
The Eleventh Circuit also improperly equates a jury finding that
a manufacturer must pay damages with an order that it must

change its label. As a result, it imposes a rule under which

23

manufacturers escape liability even if their labels are woefully
deficient, as long as the EPA approved them.

This rationale is completely at odds with the District of Col-
umbia Circuit’s recognition in Ferebee that pesticide manufac-
turers can, if they wish, continue to use their old labels (without
seeking to change them pursuant to FIFRA) and pay damages
for the resulting injuries. See, also, Goodyear Atomic Corp., 486
U.S. at 185-186, dismissing the argument that preemption must
be found if a manufacturer can comply with federal law and
still be required to pay state law based damage awards. It also
disregards the fact that, as Ferebee recognized, allowing state
common law awards for inadequate labeling does not interfere
with Congress’ objectives in enacting FIFRA, but, rather, fur-
thers Congress’s paramount purpose of safety by piquing the
interest of the EPA and giving manufacturers an incentive to
formulate and propose more adequate labels and warnings.

The Eleventh Circuit's analysis similarly fails to acknowledge
that Congress extensively amended FIFRA in 1988, after the
Ferebee decision and with full knowledge of its holding, but
did not alter FIFRA’s provisions relating to labeling other than
to add the heading “Uniformity”. By so doing, Congress ratified
and accepted the interpretation in Ferebee. See, e.g., Lorillard
v. Pons, 434 U.S. 575, 580-581 (1978).

Congress was also aware in 1988 of the EPA's inability to ade-

quately deal with inert ingredients (the culprit in the instant

24

case) contained in pesticide formulations, its failure to conduct
sufficient chronic toxicity testing of pesticides, and its general
inability to adequately regulate the numerous pesticides
marketed in the United States. See, United States General Ac-
counting Office, Report to Congressional Requesters, Pesticides,
EPA's Formidable Task To Assess And Regulate Their Risks (April
1986). In light of Congress's awareness of the Ferebee decision
and the EPA’s inability to adequately cope with the hazards pos-
ed by pesticides, as well as Congress's failure in 1988 to make
clear an intent to preempt state common law tort claims, one
can only conclud that Congress simply did not intend that war-
ning claims be preempted.

The Eleventh Circuit's ruling effectively means that, in many
cases, persons injured by pesticides will have no remedy what-
soever. There is no private remedy under FIFRA. Nader v. U.S.
E.P.A., 859 F.2d 747 (9th Cir. 1988); Almond Hill School v. U.S.
Dept. of Agriculture, 768 F.2d 1030 (9th Cir. 1985); Fiedler v.
Clark, 714 F.2d 77 (9th Cir. 1983); In Re: Agent Orange Pro-
duct Liability Litigation, 635 F.2d 987 (2d Cir. 1980). This
radical shift from the traditional state and federal balance of
powers -- and the elimination of remedies for pesticide poison-
ing victims -- can not be what Congress intended when it enacted
FIFRA, which, of course is totally silent on the subject of the
preemption of state common law remedies.

Indicative of the Supreme Court’s admonishments against

25

implied preemption resulting in the eradication of state com-
mon law remedies is this Court’s decision in Silkwood, which
stated at 251:

[I]t is difficult to believe that Congress would, without
comment, remove all means of judicial recourse for
those injured by illegal conduct.

Even the dissenting justices in Silkwood, who believed that Con-
gress had intended to preempt punitive damage awards, refus-
ed to attribute to Congress an intent to preempt compensatory
damage claims stating:

[I]t is inconceivable that Congress intended to leave
victims with no remedy at ail...

Id. at 263 (Blackmun, J. dissenting).
The Eleventh Circuit’s decision in the case at bar has resulted
in such an inconceivable situation. It should not be allowed to

stand.

4. Whether Congress Intended FIFRA
To Preempt State Common Law
Inadequate Labeling Claims
Where The EPA Has Registered A
Product And Approved Its Label On
The Basis Of False Or Inaccurate

Information Is Also An Important
Federal Question, Which Was
Wrongly Decided Below.

The plaintiff in this case, Minas Papas, is suffering from
benzene poisoning. As the petitioners have noted, while the EPA

did register Zoecon’s product and approved the label, discovery

26

has revealed that the EPA was never informed that Zoecon’s pro-
duct contained benzene in extremely dangerous quantities. In
Hurley, 863 F.2d at 1180, the Fifth Circuit, considering the
preeriuptive effect of an FDA approved label, held that there
is no preemption under the FDCA in such circumstances. It ruled
that summary judgment must be denied where a factual issue
remains as to whether the manufacturer provided the agency
with all necessary and available information about the propos-
ed product.

The Eleventh Circuit’s decision below rejects the Fifth Cir-
cuit’s rationale, holding that the question of whether the EPA
was provided with complete and accurate information is simp-
ly a matter to be resolved between the EPA and the manufac-
turer. Pet. App. 12. This leaves an injured party with no com-
pensation even in the extreme case in which a manufacturer pur-
posely defrauded the EPA. A manufacturer could only be sanc-
tioned by the EPA, and only in the event that the agency
discovered such a state of affairs, which is often times only
discovered through inquiries made in connection with civil tort
litigation.

The Eleventh Circuit’s decision also ignores the practical
realities involved when manufacturers submit proposed labels
to the EPA for approval. Marketing pressures are present
whereby manufacturers will seek approval of labels containing

the least ominous warnings, so as not to have consumers avoid

27

purchasing products which warn of potential dire consequences
when used. This would particularly be the case if manufcturers
are immunized from suit, as results from the Eleventh Circuit's
ruling. Thus, the label borne by Zoecon’s seemingly innocuous
product warned neither of its benzene content nor the serious
health disorders which could result from exposure.

In the instant case, the Eleventh Circuit's ruling creates a par-
ticularly anomalous result because, as we have noted, Zoecon’s
formulation was initially registered as a pesticide, and its label
approved by the EPA, while Upjohn’s product was determined
to be a new animal drug, and its label was approved by the FDA.
See, 7 U.S.C. § 136(u). Nevertheless, the products performed
essentially the same function, i.e., dips for dogs to rid the dogs
of fleas, lice, vermin and dermatological disorders. Thus, the
regulatory determination as to whether products such as these
are to be considered as a pesticide or a new animal drug itself
determines whether a remedy exists for inadequate warnings,
i.e., a claim for an inadequately labeled pesticide is preemp-
ted, whereas a claim relating to new animal diug regulated by
FDA is not necessarily preempted. Surely, Congress could not
have intended the decision as to whether the EPA or the FDA
approves the label to be dispositive.

For the Eleventh Circuit to find common law warning claims
are preempted by FIFRA, while a vast body of case law holds
that such claims are not preempted by the FDCA given the

28

similarity of the acts, is completely illogical. To find FIFRA
preemption one must determine, as the Eleventh Circuit did,
that Congress designated the EPA as being omniscient on the
subject of pesticide safety and the sine qua non on the subject.
However, since there is no FDCA preemption, it must be assum-
ed that Congress did not consider the FDA to have similar ex-
pertise in the area of food, drugs and cosmetics, products which
come into even more direct contact with human beings than
pesticides. As the court noted in Ferebee, unless FIFRA can be
viewed as an affirmative subsidization of the pesticide industry
which commands states to accept EPA approved pesticides and
their labels, it cannot be reasoned that FIFRA preempts com-
mon law warning claims. Moreover, from the facts in this case,
which establish that EPA was uninformed about Paramite’s
benzene content, it is easy to see that EPA’s approval of labels
is not the last word in product safety.

Indicative of the incongruous reasoning conducted by the
Eleventh Circuit is that court’s apparent agreement with the
holding in New York State Pesticide Coalition v. Jorling, 874
F.2d 115 (2d Cir. 1989). In Jorling, the Second Circuit held that
additional written warning requirements imposed by New York
state law were permitted by FIFRA’s use regulation provisions,
despite FIFRA’s express prohibition of direct state regulation of
labeling. While petitioners have no quarrel with that ruling,
it is astounding that the Eleventh Circuit cites it with approval.

a

29

The New York regulations at issue in Jorling required written
warnings to be posted at the location of the application of the
pesticide. FIFRA defines labeling as “all labels and other writ-
ten, printed or graphic matter accompanying the pesticide . .
. at any time”, 7 U.S.C. § 136(p). How such arguably direct state
regulation of labeling and warnings could not be found to run
afoul of FIFRA’s provisions, while the Papases’ common law
claims for damages for inadequate warning can be said to violate
Congress's intent in creating those provisions is a result which
cannot be explained.

Such illogic permeates the decision below, which leaves in-
jured parties without remedies and gives no incentive for
manufacturers to formulate safe products and adequate labels,
despite there being no evidence whatsoever that this was Con-
gress’ intent when it enacted FIFRA. Congress was well aware
of its power to preempt and the means by which to accomplish
such preemption. It simply did not preempt state common law

failure to warn claims relating to pesticides.

30

CONCLUSION

The petition for writ of certiorari should be granted. In the

alternative, this Court should hold the instant petition in

abeyance, pending the resolution of Cipollone.

May 27, 1991

Respectfully submitted,

Dana G. Bradford, II

(Counsel of Record)

Lee S. Haramis

BAUMER, BRADFORD, WALTERS
& LILES, P.A.

225 Water Street, Suite 2000
Jacksonville, Florida 32201
904/358-2222

Arthur H. Byrant

TRIAL LAWYERS FOR
PUBLIC JUSTICE, PC.

1625 Massachusetts Ave., NW
Suite 100

Washington, D.C. 20036
202/797-8600

Attorneys for Petitioners

APPENDIX

1

Minas H. PAPAS, Ollie M. Papas, his
wife, Plaintiffs-Appellants

Vv.

The UPJOHN COMPANY, a Delaware corporation qualified
to do business in the state of Florida, Zoecon Corporation,
a Delaware corporation currently doing business in the
State of Florida, Defendants-Appellees.

No. 89-3752.

United States Court of Appeals,
Eleventh Circuit.

Feb. 28, 1991.

Appeal from the United States District Court for the Middle
District of Florida.

Before ANDERSON and EDMONDSON, Circuit Judges,
and MORGAN, Senior Circuit Judge.

PER CURIAM:

Minas and Ollie Papas (“Papas”) filed a diversity action in
federal district court against the Upjohn Company and Zoecon
Corporation. The complaint alleged that Minas, while working
for ahumane society had applied certain pesticides manufactured
by Upjohn and Zoecon to dogs to rid the dogs of fleas, ticks, and
other pests. The complaint also alleged that these chemical products
caused him to suffer health problems. The complaint sounded in
negligence, strict liability, and breach of implied warranty of
merchantability, and included a derivative claim for loss of consortium.
The three main counts were, in whole or in part, claims of inadequate
labeling in the light of alleged dangers arising from exposure to
the pesticides.

Zoecon moved for partial summary judgment on the labeling
claims. It argued that the Federal Insecticide, Fungicide, and
Rodenticide Act, 7 U.S.C.A. §§ 136-136y (“FIFRA”), under which
its product is registered, preempted such claims. The district
court agreed and granted Zoecon’s motion. Having determined

2

that this issue involves a controlling question of law on which
there are substantial grounds for difference of opinion’ and that
an immediate appeal would materially advance the ultimate
determination of the litigation, the district court certified the
matter for interlocutory appeal, pursuant to 28 U.S.C.A. § 1292(b).
We granted the petition to appeal, and the appeal followed. We
conclude that state common law tort claims ‘or inadequate labeling
are impliedly preempted by FIFRA and, accordingly, affirm the
district court’s grant of partial summary judgment.

I. THE DOCTRINE OF FEDERAL
PREEMPTION

Federal preemption of state law is based on the supremacy
clause of the Constitution:

This Constitution and the Laws of the United States which
shall be made in Pursuance thereof; and all Treaties made, or
which shall be made, under the Authority of the United States,
shall be the supreme Law of the Land; and the Judges in
every State shall be bound thereby, any Thing in the Constitution
or Laws of any State to the Contrary notwithstanding.

Art. VI, cl. 2. Preemption can be either express or implied; it
“is compelled whether Congress’ command is explicitly stated in
the statute’s language or implicitly contained in its structure and

‘ Only one federal appellate court has considered the issue: in ferebee v. Chevron
Chemical Company 736 F.2d 1529 (D.C.Cir.1984), the court concluded that
FIFRA did not preempt state common law tort suits based on inadequate labeling.
District courts are split on the issue. Cases finding preemption include Hurt v.
Dow Chem. Co., No. 90-0783-C(3) (E.D.Mo. Sept. 28, 1990); Kennan v. Dow
Chem. Co., 717 F.Supp. 799 (M.D.Fla. 1989); Fisher v. Chevron Chem. Co., 716
F.Supp. 1283 (W.D.Mo. 1989); Herr v. Carolina Log Bldgs., Inc., No. EV 85-262-
C (S.D.ind. Dept. 22, 1989); Watson v. Orkin Exterminating Co., No. JFM-88-
2427 (D.Md. Nov. 8, 1988); and Fitzgerald v. Mallinckrodt, Inc , 681 F.Supp. 404
(E.D.Mich. 1987). Cases in which district courts found no preemption include
Arkansas Platte & Gulf Partnership v. Van Waters & Rogers, Inc., 748 F.Supp.
1474 (D.Colo. 1990); Evenson v. Osmose Wood Preserving, Inc. & American
Wood Preservers Inst., No. IP 87-383-C (S$.D.Ind. Sept. 18, 1990); Stewart v.
Ortho Consumer Products, 1990 WL 36129 (E.D.La. 1990); Cox v. Velsicol Chem.
Corp., 704 F.Supp. 85 (E.D.Pa. 1989); Whitener v. Reilly Indus., Inc., No. 87-
5224 (S.D.Ill. 1989); Roberts v. Dow Chem. Co., 702 F.Supp. 195 (N.D.Ill. 1988);
and Wilson v. Chevron Chem. Co., 1986 WL 14925 (S.D.N.Y. 1986).

Ne le PY Rea it ce ay ee nt

3

purpose.” Fidelity Fed. Sav. & Loan Ass’n v. De La Cuesta, 458
U.S. 141, 153, 102 S.Ct. 3014, 3022, 73 L.Ed.2d 664 (1982) (quoting
Jones v. Rath Packing Co., 430 U.S. 519, 525, 97 S.Ct. 1305, 1309,
51 L.Ed.2d 604 (1977)).

Preemption can be inferred

(1) “when there is outright or actual conflict between federal
and state law;”

(2) “where compliance with both federal and state law is in
effect physically impossible; “

(3) “where there is implicit in federal law a barrier to state
regulation;”

(4) “where Congress has legislated comprehensively, thus occupying
an entire field of regulation and leaving no room for the States
to supplement federal law;” or

(5) “where the state law stands as an obstacle to the accomplishment
and execution of the full objectives of Congress. “

Louisiana Public Service Comm'n v. F. C. C., 476 U.S. 355, 368-69,
106 S.Ct. 1890, 1898, 90 L.Ed.2d 369 (1986) (citations omitted):
see also International Paper Co. v. Ouellette, 479 U.S. 481, 491-92,
107 S.Ct. 805, 811, 93 L.Ed.2d 883 (1987); Hillsborough County,
Fla. v. Automated .Med. Labs., 471 U.S. 707, 713, 105 S.Ct. 2371,
2375, 85 L.Ed.2d 714 (1985); De La Cuesta, 458 U.S. at 153, 102
S.Ct. at 3022; Taylor v. General Motors Corp., 875 F.2d 816, 822,
825-26 (Ith Cir.1989); Stephen v. American Brands, Inc., 825 F.2d
312, 313 (llth Cir. 1987). A state law - even ifit has the same ultimate
goal as a federal law - may, stand as an obstacle to the fullimplementation
of a federal law and therefore be preempted “if it interferes with
the methods by which the federal statute was designed to reach this
goal” Ouellette, 479 U.S. at 494, 107 S.Ct. at 813.

The principle of implied preemption “applies whether the
federal law is embodied in a statute or regulation, and whether
the state law is rooted in a statute, regulation, or common law
rule.” Taylor, 875 F .2d at 826 (citations omitted). Accord Ouellette,
479 U.S. at 494-95, 499 n. 20 107 S.Ct. at 813, 815 n. 20 (state
nuisance suits preempted by Clean Water Act); Louisiana Public
Service Comm'n, 476 U.S. at 369, 106 S.Ct. at 1898-99 (federal

4

agency action may preempt state regulation); Automated Med.
Labs., 471 U.S. at 713, 105 S.Ct. at 2375 (federal regulations
can preempt state law); Cipollone v. Ligget Group, Inc., 789
F.2d 181, 187 (3d Cir.1986) (state common law damage actions
can have effect of imposing requirements which create obstacle
to accomplishment of “full purposes and objectives of Congress”)
(decision and reasoning adopted by Eleventh Circuit in Stephen
v. American Brands, Inc., 825 F.2d at 313). Thus, we have
recognized that the “imposition of damages under state tort law
has long been held to be a form of state regulation subject to
the supremacy clause.” Taylor, 875 F.2d at 824 n. 16 (citing
San Diego Building Trades Council v. Garmon, 359 U.S. 236,
79 S.Ct. 773, 3 L.Ed.2d 775 (1959)).

The critical question in considering whether state law is preempted
by federal law is Congressional intent -that is, “whether Congress
intended that federal regulation supersede state law.” Louisiana
Public Service Comm'n, 476 U.S. at 369, 106 S.Ct. at 1899. “[I]n
implied preemption analysis it is possible to infer preemptive intent
solely from effects”: even if statutory language or legislative history
is unclear, federal law preempts state law if “the ordinary application
of the two laws creates a conflict.” Taylor, 875 F.2d at 826.

II. THE FIFRA SCHEME Of PESTICIDE
REGULATION AND LABELING

FIFRA, initially enacted in 1917, was completely revised in
1972, when the responsibility for its enforcement was transferred
to the Environmental Protection Agency (“EPA”) from the Department
of Agriculture. The Senate Committee on Agriculture and Forestry,
to which the bill was referred, identified two purposes of the 1972
revisions to FIFRA: to “(A) regulate the use of pesticides to protect
man and his environment; and (B) extend Federal pesticide regulation
to actions entirely within a single State.” S.Rep. No. 92-838, 92d
Cong. 2d Sess., reprinted in 1972 U.S. Code Cong. & Admin.
News 3993. At that time, FIFRA was amended to define “protect
health and the environment” and “protection of health and the
environment” as “protection against any unreasonable adverse
effects on the environment.” 7 U.S. C.A. § 136(x). “Unreasonable
adverse effects on the environment” was, in turn, defined as “any
unreasonable risk to man or the environment, taking into account

rN ve eee ee ON See een Te rare et et Tenet at Senate ITN a wNU Ser:

5

the economic, social, and environmental costs and benefits of the
use of any pesticide.” 7 U.S.C.A. § 136(bb).

FIFRA’s legislative history indicates that Congress intended
to establish a comprehensive regulatory scheme in which the EPA
Administrator would be responsible for determining whether to
register a pesticide and, if so, under what circumstances. Con
recognized that the control of pesticides required a careful balancing
of benefit against risk:

While appropriate pesticides properly used are essential to

man and his environment, many constitute poisons that are

too dangerous to be used for any purpose. Others are dangerous
unless used extremely carefully . . . Pesticides therefore have
important environmental effects, both beneficial and deleterious.

Their wise control based on a careful balancing of benefit

versus risk to determine what is best for man is essential.

S.Rep. No. 92-838, 92d Cong. 2d Sess., reprinted in 1972 US.
Code Cong. & Admin.News at 3996. The EPA administrator was
designated as the entity to conduct the balancing analysis:

The question [the Administrator] must decide is “Is it better
for man and the environment to register this pesticide, or is it
better that this pesticide be banned?” He must consider hazards
to farmworkers, hazards to birds and animals and children yet
unborn. He must consider the need for food and clothing and
forest products, forest and grassland cover to keep the rain
when it falls, prevent floods, provide clear water. He must
consider aesthetic values, the beauty and inspiration of nature,
the comfort and health of man. Ail these factors he must
consider, giving each its due. No one should be given undue
consideration, no one should be singled out for special mention,

no one should be considered a “vital” criterion.

Foreach pesticide the Administrator must ask the same question...
In each case the Administrator must take into account all
relevant factors and decide whether it is better for man and
the environment that this product be registered.

Id. at 4032-33. Under FIFRA, the Administrator is required to
register a pesticide if he determines that, when considered with
any restrictions imposed on it, the pesticide warrants the proposed

6

claims made for it; its labeling and other materials comply with
FIFRA requirements; it will perform its intended purpose without
unreasonable adverse effects on the environment; and when used
in accordance with common practice, it will not generally cause
unreasonable adverse effects on the environment. See 7 U.S.C.A.

§ 136 a(c)5).

In this comprehensive regulatory scheme for pesticides, Congress
delineated the extent to which the states could regulate pesticides
in section 136v:

§ 136v. Authority of States

(a) In General

A State may regulate the sale or use of any federally registered
pesticide or device in the State, but only if and to the extent

the regulation does not permit any sale or use prohibited
bv this subchapter.

(b) Uniformity
Such State shall not impose or continue in effect any
requirements for labeling or packaging in addition to or
different from those required under this subchapter.

(c) Additional Uses
(1) A State may provide registration for additional uses of
federally registered pesticides formulated for distribution
and use within that State to meet special local needs in
accord with the purposes of this subchapter and if registration
for such use has not previously been denied, disapproved,
or canceled by the Administrator...

7 U.S.C.A. § 136v (West 1980 & Supp.1990) (subsection headings
added by 1988 amendment).

The statute’s language, by itself, is a powerful limit on state
power over labeling. A report accompanying the bill, as originally
reported out of the House Committee, also indicated the limits on
state power due to the division of authority between the federal
and state governments: “In dividing the responsibility between the
States and the Federal Government for the management of an
effective pesticide program, the Committee had adopted language
which is intended to completely preempt State authority in regard

7

to labeling and packaging.” H.R.Rep. 92-511, 92d Cong. Ist Sess.
16 (1971). Congress recognized that, while the intent of this provision
was “to leave to the States the authority to impose stricter regulation
on pesticides use than that required under the Act,” subsection (b)
preempted “any State labeling or packaging requirements differing
from such requirements under the Act.” S.Rep. 92-838, 92d Cong.2d
Sess., reprinted in 1972 U.S.Code Cong. & Admin.News at 4021
(emphasis supplied); see also S.Rep. 92-970, 92d Cong.2d Sess.,
reprinted in 1972 U.S.Code Cong. & Admin.News 4092, 4128.

FIFRA directs that States “shall not impose or continue in
effect any requirements for labeling or packaging” beyond the
requirements imposed by FIFRA. Given FIFRA’s words and its
legislative history, FIFRA may expressly preempt state common
law actions of the kind before us, just as FIFRA preempts other
legal requirements in the form of state statutes and regulations.
But, mindful that “Congress has long demonstrated an aptitude
for expressly barring common law actions when it so desires,”
Taylor, 875 F.2d at 824, we admit to a little uncertainty and pass
over the question of express preemption. Instead, we will decide
whether federal preemption of state common law tort claims
based on labeling deficiencies can be inferred from FIFRA and
the labeling regulations promulgated under it.

III. STATE COMMON LAW TORT LABELING
CLAIMS IMPLIEDLY PREEMPTED BY FIFRA

Under FIFRA, the federal government— through the EPA—
has the sole and exclusive right to regulate pesticide labels. While
states can regulate the sale or use of federally registered pesticides,
no state can “impose or continue in effect any requirements for
labeling or packaging [of pesticides] in addition to or different
from” those required by FIFRA. 7 U.S.C.A. § 136v(b).

In 40 C.F.R. Part 156, the EPA has regulated almost every
aspect of pesticide labeling. The EPA specifically regulates the
manner in which warnings and precautionary statements for the
pesticides are to be presented and provides specific requirements
about the content, placement, type size, and prominence of the
wernings and precautionary statements. See 40 C.F.R. § 156.10(h)
(1990). These warnings and precautionary statements concern

the toxicological hazards of the pesticide, including “hazard to

8

children, environmental hazard and physical and chemical hazard.”
Id. The EPA also requires that a statement of practical treatment
(that is, first aid or other treatment) for each pesticide appear on
the label. 40 C.F.R. § 156.10(h)(1)(iii). Additional warnings and
precautionary statements about risks to humans are required
under the heading “Precautionary Statements” and the subheading
“Hazard to Humans and Domestic Animal.”* Typical precautionary
statements are prescribed which must be modified or expanded
to reflect specific hazards.” See 40 C.F.R. § 156.10(h)(2)(i)(B)
and table.’ In addition, the EPA requires that pesticide labels
must contain directions for use stated in terms “which can be
easily read and understood by the average person likely to use or
to supervise the use of the pesticide.” 40 C.F.R. § 156.10(i)(1)(i).
These directions, when followed, “must be adequate to protect
the public from fraud and from personal injury and to prevent
unreasonable adverse effects on the environment.” Id.‘ It is in
the light of these comprehensive regulations that the EPA approves
a specific label for each pesticide.

We conclude that FIFRA impliedly preempts state common
law tort actions based on labeling claims in several ways. First,
having considered FIFRA’s express prohibition of state labeling
requirements in addition to those required under FIFRA, 7 U.S.C.A.
§ 136v(b), and having examined the labeling regulations adopted

* The EPA requires that if a hazard exists to humans or domestic animals, these
precautionary statements must indicate (1) “the particular hazard,” (2) “the route(s)
of exposure,” and (3) “the precautions to be taken to avoid accident, injury or
damage.” 40C.F.R. § 156.10(h)(2)i)(A). The precautionary statements indicate
whether protective equipment or garments are necessary when applying the pesticide.
* A pesticide is considered misbranded if “the label does not contain a warning or
caution statement which may be necessary” and which if complied with, “is adequate
to protect health and the environment.” 7 U.S.C.A. § 136(q)(1)(G). A manufacturer
is subject to penalties under FIFRA if its pesticide is misbranded.

“ In addition, a pesticide is considered misbranded—and a manufacturer subject
to various penalties, including registration revocation—if the labeling “does not
contain directions for use which are necessary for effecting the purpose for which
the product is intended and if complied with ... are adequate to protect health and
the environment.” 7 U.S.C.A. § 136(q)(1)(F). “The basic purpose of the statute [is]
to regulate the labelling of such products to provide purchasers with assurance of
effectiveness and safety when used in compliance with the manufacturer's instructions.”
Roberts v. Dow Chemical Co. 702 F.Supp. 195, 196 (N.D. IIl.1988) (quoting
Continental Chemiste Corp. v. Ruckelshaus 461 F.2d 331, 335 (7th Cir.1972)).

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9

pursuant to FIFRA, see supra, we hold that the federal government
has occupied the entire field of labeling regulation, leaving no
room for the states to supplement federal law, even by means of
state common law tort actions.

We also hold that jury awards of damages in such tort actions
would result in direct conflict with federal law. For EPA registered
pesticides, the warning and use statements present on the labels
indicate that the EPA has determined that those statements are
adequate to protect man and the environment: that the pesticide as
labeled does not pose “any unreasonable risk to man or the environment,
taking into account the economic, social, and environmental costs
and benefits of the use of any pesticide.” See 7 U.S.C.A. §§ 136(q)(1)(F),
136(q)(1)(G), 136(bb); 40 C.F.R. §§ 156.10(h), 156.10(i). Thus, a
jury determination, via a state common tort judgment, that a pesticide’s
labeling is inadequate results in a direct conflict with the EPA’s
determination that the labeling is adequate to protect against health
risks. Such a jury determination is also in direct conflict with the
Congressional intent that the EPA Administrator determine the
reasonableness of the risks to man and the environment posed by
pesticides, at least with respect to the labeling of pesticides.*

In addition, allowing state common law tort suits for inadequate
labeling would “stand as an obstacle to the accomplishment and
execution of the full objectives of Congress.” One of the EPA’s
objectives in its labeling regulations is the uniformity of labeling

* The states are specifically permitted to meke such determinations with respect
to the “sale or use” of pesticides, as long as they do not permit any sale or use
prohibited by the federal government under FIFRA. See 7 U.S.C.A. § 136v(a).
New York State Pesticide Coalition Inc. v. Jorling 874 F.2d 115 (2d Cir.1989), is
instructive about the respective authority of the state and federal governments to
regulate pesticides under FIFRA. In Jorling the Second Circuit upheld certain
state notification requirements placed on commercial pesticide applicators. It
noted that “(t]he states have joint control with the federal government in regulating
the use of pesticides, for the safety of its citizens and the environment .. . with the
exception of the EPA’s exclusive supervision of labeling.” 874 F.2d at 118 (citation
omitted). It drew a distinction between FIFRA labeling which “is designed to be
read and followed by the end user,” and notification requirements—regulation on
pesticide use—placed on particular end users (professional pesticide applicators)
which require them to provide certain information to those who contract to have
pesticide applied, and to members of the public who may be exposed to the
chemicals as a result of their application to public areas. Id. at 119.

10

across the nation and among (1) different brands of the same pesticide,
(2) different pesticides performing the same function, and (3) different
pesticides posing the same or similar risks to health and the environment.
See 40 C.F.R. Part 156° This objective of achieving uniformity in
labeling was endorsed by Congress: in 1988, without changing the
language of § 136v(b) which prohibits state regulation of pesticide
labeling and packaging, Congress added the heading “Uniformity”
to this section. A jury determination that a label was inadequate
would require that the manufacturer change the label) or risk additional
suits for damages. Such a change, if permitted by the EPA, would
destroy the uniformity that Congresss and the EPA seeks to achieve
in pesticide labeling because the warning label for that pesticide
would not be based on the same criteria the EPA uses to establish
warnings for all other pesticides.

It might be possible for a manufacturer to comply with both
federal regulations and the requirements of state common law as
dictated by state law damages awards against pesticide manufacturers,
see Ferebee, 736 F.2d at 1541-42, but the pressure of such awards
would interfere with the EPA’s regulatory process because
manufacturers would likely press the EPA to change its labeling
requirements to reflect the jury awards so as to free the manufacturer
from future tort liability for the same jury-found “inadequacies”
in labeling. See Kennan v. Dow Chem. Co., 717 F.Supp. 799,
806-07 (M.D.Fla. 1989); Fitzgerald v. Mallinckrodt, Inc., 681
F.Supp. 404, 107 (E.D.Mich.1987); see also Palmer v. Liggett
Group, Inc. 825 F.2d 620, 627-28 (Ist Cir.1987) (damages awards

* This desire for uniformity is particularly evident in the regulation of pesticide
warnings. Pesticides are grouped into four human toxicity categories based on
selected hazard indicators, which include oral, inhalation, and dermal toxicity
indicators and the effects of pesticide contact with eyes or skin. See table at 40
C.F.R. § 156.10(h)(1). The text of the warning on the front panel of the label is
based on the pesticide’s toxicity category. 40 C.F .R. § 156.10(h)(1). EPA regulations
dictate which of four signal words can be used on the front panel of the label,
depending on the toxicity category into which the pesticide falls—”Danger” and/
or “Poison” for category I; “Warning” for category II; and “Caution” for categories
Ill and IV.40C.F R. §§ 156.10(hX 1XiXA)—156.10(hX1 iD). A pesticide manufacturer
is not allowed to use “signal word(s) associated with a higher Toxicity Category” on
its label, unless the EPA determines that “such labeling is necessary to prevent
unreasonable adverse effects on man or the environment.” 40C.F.R. § 156.10(hX1iXE).
In addition, a manufacturer cannot put more than one human hazard signal word
on the front panel of the label. Id.

28 ex

11

for inadequate labeling preempted by Federal Cigarette Labeling
and Advertisir.g Act). This case-by-case, state-by-state outside
pressure on the regulatory process would hinder the development
of an orderly, systematic, and uniform nationwide labeling scheme.

In this way, state common law tort suits based on labeling claims
would also “stand as an obstacle to the accomplishment and execution
of the full objectives of Congress” even if such suits led to “better” or
“more adequate” labels, thereby serving FIFRA’s goal of regulating
pesticides “to protect man and his environment.” A state law action
which shares the same purpose as the federal law in question is preempted
if it attempts to achieve that purpose by a method which interferes
with the federal methods; as the Supreme Court said in Ouellette,

it is not enough to say that the ultimate goal of both federal
and state law is to eliminate water pollution. A state law also
is preempted if it interferes with the methods by which the
federal statute was designed to reach this goal.
479 US. at 494, 107 S.Ct. at 813. For the labeling of pesticides, the
EPA evaluates the toxicological data of any individual pesticide in
comparison with the toxicological data for other pesticides, to achieve
the protection of “man and his environment” through a labeling
system that is uniform and consistent across the broad spectrum of
pesticides. A jury's imposition of damages in a state tort suit premised
on labeling claims would disrupt the methods by which FIFRA
protects man and the environment because it would inject irrelevant
considerations into the EPA’s evaluation of a pesticide and its
labeling and would second guess the EPA’s conclusions.’

Allowing state common law tort actions based on labeling
claims would permit state court juries to do what state legislatures
and state administrative agencies are forbidden to do: impose

7. As the Supreme Court noted in the context of the Clean Air Act,
[s]uch penalties would compel the source to adopt different control standards
and a different compliance schedule from those approved by the EPA, even
though the affected State had not engaged in the same weighing of the costs
and benefits.... If the Vermont court ruled that respondents were entitled to
the full amount of damages and injunctive relief sought in the complaint, at
a minimum IPC would have to change its methods of doing business and
controlling pollution to avoid the threat of ongoing liability... The inevitable
result of such suits would be that Vermont and other States could do indirectly
what they could not do directly—regulate the conduct of out-of-state concerns.

Ouellete 479 U.S. at 495, 107 S.Ct. at 813.

12

requirements for labeling pesticides. As we have stated before,
the “imposition of damages under state tort law has long been
held to be a form of state regulation subject to the supremacy
clause.” Taylor, 875 F .2d at 824 n. 16. Considering our understanding
of Congress’s intent, we decline to permit such state regulation.

IV. CONCLUSION

We hold that FIFRA impliedly preempts state common law
tort suits against manufacturers of EPA-registered pesticides to
the extent that such actions are based on claims of inadequate
labeling.*

The judgment of the district court is AFFIRMED.

* Papas contends that even if we hold that FIFRA preempts state common law tort
suits based on labeling claims, we should recognize an exception for instances in
which, as Papas says exists here, a manufacturer has failed to provide the EPA
with complete information on the pesticide. See Hurley v. Lederle Labs. Div. of
American Cyanamid Co. 863 F.2d 1173, 1179-80 (Sth Cir.1988). To the extent
that Hurley purports to recognize an exception to federal preemption of common
law tort labeling claims when the federal statute involved explicitly prohibits state
regulation of labeling and the federal agency has received incomplete information
from the manufacturer, we reject its holding at least as applied to FIFRA-
pesticides. Given the FIFRA regulatory scheme, it would be up to the EPA—and
not a jury—to determine first (1) whether the information provided was incomplete
or inaccurate; (2) whether the omitted information is significant enough to mandate
a change in the label; and (3) how, if at all, the label should be corrected.

13

UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
JACKSONVILLE DIVISION

MINAS H. PAPAS and OLLIE
M. PAPAS, his wife,

Plaintiffs,
vs. Case No. 86-116-Civ-J-14
THE UPJOHN COMPANY, a Delaware
corporation qualified to do
business in the State of
Florida, and ZOECON CORPORATION,
a Delaware corporation currently

doing business in the State of Florida,

Defendants.

14
ORDER AND PARTIAL SUMMARY JUDGMENT

I. Defendant’s Motion For Partial Summary Judgement

This case came on to be heard on Defendant Zoecon Corporation's
Motion For Partial Summary Final Judgment, filed April 10, 1989;
Plaintiffs’ Motion For Leave To File Amended Complaint And For
Leave To Join Koch Refining Company As Defendant, filed May
24, 1989; and plaintiffs’ Motion To Defer Consideration And Ruling
Upon Defendant Zoecon’s Motion For Partial Summary Judgment,
filed May 24, 1989. The Court heard oral argument on May 26,
1989.

Defendant Zoecon argues that plaintiffs’ claims for negligence,
strict liability, and implied warranty are preempted by the Federal
Insecticide, Fungicide and Rodenticide Act, 7 U.S.C. § 136, et seq.,
{hereinafter "FIFRA"], to the extent that the claims are based on
defendant’s failure to warn about the dangers of Paramite. The
Court shall review the legislative history of FIFRA and determine
whether or not FIFRA preempts plaintiff's claims based on defendant's

failure to warn.

A. Standard To Be Applied On Summary Judgment

A district court’s review of a case on a motion for summary
judgment is governed by Fed.R.Civ.P. 56. A moving party discharges
its burden on a motion for summary judgment by “showing” or
“pointing out” to the district court that there is an absence of
evidence to support the nonmoving party's case. See Celotex Corp.
v. Catrett, 477 U.S. 317, 325 (1986). Fed.R.Civ.P. 56 permits the
moving party to discharge its burden with or without supporting
affidavits and to move for summary judgment on the case as a
whole or on any claim. 477 U.S. at 325. When a moving party has
so discharged its burden, the nonmoving party must then “go beyond
the pleadings and by her own affidavits, or by the ‘depositions,
answers to interrogatories, and admissions on file, 'designate' specific
facts showing that there is a genuine issue for trial.”” 477 U.S. at
324.

The district court must enter summary judgment “after adequate
time for discovery and upon motion, against a party who fails to
make a showing sufficient to establish the existence of an element
essential to that party's case, and on which that party will bear the

15

burden of proof at trial.” 477 U.S. at 322; Fed.R.Civ.P. 56(c). See
also Reflectone, Inc. v. Farrand Optical Co., Inc., 862 F.2d 841,
843-4 (11th Cir. 1989). Whether or not the moving party has met
its burden of establishing that there is no genuine issue as to any
material fact and that he is entitled to judgment as a matter of law,
requires the court to draw inferences from the evidence as viewed
in the light most favorable to the nonmoving party, and to resolve
all reasonable doubts in that party's favor.

The Eleventh Circuit Court of Appeals explained the
reasonableness standard in WSB-TV v. Lee, 842 F.2d 1266,
1270 (1ith Cir. 1988):

In deciding whether an inference is reasonable, the court
must “cull the universe of possible inferences from the facts
established by weighing each against the abstract standard of
reasonableness.” . . . The opposing party’s inferences need
not be more probable than those inferences in favor of the
movant to create a factual dispute, so long as they reasonably
may be drawn from the facts. ... When more than one inference
reasonably can be drawn, it is for the trier of fact to determine
the proper one.

842 F.2d at 1270 (citations omitted).

Fed.R.Civ.P. 56(c) requires the district court to deny a motion
for summary judgment if the court finds that there exists a genuine
issue for trial. What constitutes a “genuine issue for trial” was
addressed by the Supreme Court in Anderson v. Liberty Lobby.
Inc., 477 U.S. 242 (1986). In Anderson, the Court stated that “summary
Judgment will not lie if the dispute about a material fact is ‘genuine,’
that is if the evidence is such that a reasonable jury could return a
verdict for the nonmoving party.” 477 U.S. at 248. The Court further
stated that the inquiry is “whether the evidence presents a sufficient
disagreement to require submission to a jury or whether it is so
one-sided that one party must prevail as a matter of law.” 477 U.S.
at 251-52.

The Court finds that the parties have had adequate time to
conduct discovery in this case. The Court will, therefore, address
the motion for partial summary judgment.

16
B. Preemption Of State Tort Law By FIFRA

1. The Concept of Federal Preemption

The doctrine of preemption is based on Article VI, Clause 2
of the United States Constitution which provides:

The Constitution and the Laws of the United States
which shall be made in Pursuance thereof . . . shall be
the supreme Law of the Land; and the Judges in every
State shall be bound thereby, any Thing in the Constitution
or Laws of any State to the Contrary notwithstanding .

Preemption is deemed mandatory when Congress expresses
a clear intent to preempt state law, where there is a conflict between
state and federal law, where compliance with both state and federal
law is impossible, where federal law implicitly bars state regulation,
where Congress has legislated comprehensively, or where state law
serves as an obstacle to federal objectives. Public Service Commission
v. Federal Communications Commission, 476 U.S. 355, 368-69
(1986) Silkwood v. Kerr-McGee Corp., 464 U.S. 238 (1984). This
Court has recognized that, in deciding whether a federal statute
preempts state law, “the Court must ascertain Congressional intent
in enacting the federal statute at issue." Blue Cross and Blue Shield
of Florida. Inc. v. Department of Banking and Finance, 613 F.
Supp. 188, 191 (M.D. Fla. 1985), affd 791 F.2d 1501 (11th Cir.
1986). An analysis of the legislative history and the specific provisions
of FIFRA reveals that in enacting FIFRA Congress expressly intended
to preempt state labeling requirements.

2. Legislative History of FIFRA

FIFRA represents the federal government's detailed comprehensive
system for the strict regulation of pesticides. FIFRA was enacted in
June, 1947, to replace and expand the protection afforded by the
Insecticide Act of 1910, the first federal act regulating the pesticide
industry. H.R. Rep. No. 313, 80th Cong., 1st Sess., reprinted in
1947 U.S. Code Cong. & Ad. News 1200, 1201. The 1947 Act gave
the United States Department of Agriculture authority over the
regulation, registration and labeling of “economic poisons and devices.”

In 1972, FIFRA was completely revised. Responsibility for
enforcement of FIFRA was transferred from the Department of

17

Agriculture to the newly created Environmental Protection Agency
{hereinafter “EPA”]. The two major goals of the 1972 revisions
were to “regulate the use of pesticides to protect man and his
environment” and to “extend Federal pesticide regulations to actions
entirely within a single State.” S. Rep. No. 92-838, 92d Cong. 2d
Sess., reprinted in 1972 U.S. Code Cong. & Ad. News 3993 (emphasis
added). The intent to create a comprehensive regulatory statute is
demonstrated by the President’s environmental message included
in the Senate report on the proposed 1972 Act. It noted, in pertinent

part, that:

Currently, Federal controls over pesticides consist of
the regulation of the registration and labeling requirements
of the Federal Insecticide, Fungicide and Rodenticide
Act. The administrative processes contained in the
law are inordinately cumbersome and time consuming,
and there is no authority to deal with the actual use
of pesticides. The labels approved under the Act specify
uses to which pesticide may be put, but there is no
way to insure that the label will be read or obeyed.
The comprehensive strengthening of our pesticide
control laws is needed.

S. Rep. No. 92-970, 92d Cong., 2d Sess., reprinted in 1972 U.S.
Code Cong. & Ad. News 4092, 4093-94.

Both the House and Senate bills explicitly detail the desire for
federal preemption concerning labeling. The House bill provides:

Section 23. AUTHORITY OF STATES
Subsection (b) preempts any State labeling or packaging

requirements differing from such requirements under
the Act.

H.R. 10729, 92d Cong., 2d Sess., reprinted in 1972 U.S. Code
Cong. & Ad. News 4010, 4021 (emphasis added). Similarly, the
Senate bill provides:

Section 24. AUTHORITY OF STATES

Subsection (b) preempts any State or local government
labeling or packaging requirements differing from
such requirements under the Act.

18

S. Rep. No. 92-970, 92d Cong., 2d Sess., reprinted in 1972 U.S.
Code Cong. & Ad. News 4092, 4128 (emphasis added). Therefore,
it is clear that the express istent of Congzess in enacting the 1972
revisions to FIFRA was to preempt state regulation of labeling
requirements. The authority to promulgate such regulations was
reserved exclusively for the EPA.

3. Preemption Of State law By FIFRA

FIFRA is explicit as to the preemption of state authority to
regulate pesticide labeling. It specifically provides that:

Such State shall not impose or continue in effect any

requirements for labeling or packaging in addition to or

different from those required under this subchapter.

7 U.S.C. § 136v(b). The statutory language of FIFRA creates a
prohibition of “any requirements for labeling” by states. Similarly
FIFRA SS legislative history demonstrate a definitive congressional
mandate that the regulation of pesticide labeling be controlled
solely by the EPA." It is clear that Congress has legislated comprehensively,
barring the states from interfering with the regulation of pesticide
labels .

4. Judicial Precedent in Support of
FIFRA Preemption
FIFRA’s preemption of state law claims based on theories of
negligent labeling and failure to warn was recognized in Fitzgerald
v. Mallinckrodt, 681 F. Supp. 404 (E.D. Mich. 1987). In Fitzgerald
plaintiff alleged personal injuries resulting from his exposure to
defendant’s chemical product, Calo-Clor, during the course of his

* Pursuant to FIFRA, the EPA has enacted a series of regulations. Pursuant to 7
U.S.C. § 136a(c)(5)(C), the administrator of the EPA shall register a pesticide if he
determines, inter alia, that it will perform its intended function without “unreasonably
adverse effects” on man or the environment. A pesticide that is duly registered
with the EPA must bear a label which contains EPA-approved warnings that the
product is adequate to protect health and the environment. 7 U.S.C. § 136(q)(1)(G).
Moreover, a label cannot contain language that is not approved by the EPA. 40
C.F.R. 162.10(a) Pursuant to the regulations promulgated under FIFRA, the
EPA not only specifies the particular warning language required, see 40 C.F .R. §
162.10(a)(1), but also the type size, see 40 C.F.R. 162.10(a)(2)(iiXA), color, see 40
C.F.R. 162.10(a)2)(iiX B), and placement, see 40 C.F .R. 162.10(a)(4), of the warning
and all other specifications concerning labeling.

Pen Cee

19

employment. Calo-Clor is an inorganic mercury-based fungicide
which was registered with the EPA pursuant to FIFRA.

In granting summary judgment to the defendant on the basis
of preemption, the Court recognized that in enacting FIFRA “Congress
had enacted a comprehensive system for the registration and
labeling of pesticides.” 681 F'. Supp. at 406 (emphasis added). The
Court determined that “any state law tort recovery based on failure
to warn theory, would abrogate the Congress’ intent to provide
uniform regulations governing the labeling of pesticides.” Id. at
407.

In reaching its conclusion that state tort claims were preempted
by FIFRA, the Court in Fitzgerald considered and rejected an
earlier contrary holding in Ferebee v. Chevron Chemical Company,
736 F.2d 1529 (D.C. Cir.), cert. denied, 469 U.S. 1062 (1984).
Instead, the court relied on the recent holding in Palmer v. Liggett
Group. Inc., 825 F.2d 620 (1st Cir. 1987), cert. denied, 1989 U.S.
LEXIS 338, where the First Circuit reasoned that a finding that a
label is inadequate under a state tort theory,

effectively compels the manufacturer to alter its warning
toconform to different state law requirements as “promulgated”
by a jury's findings . . . . This challenge to the federal
warning label’s sufficiency-——surely contravenes the Act's
policy of uniform labeling . . . . Indeed, it arrogates to a
single jury the regulatory power explicitly denied to all
fifty states’ legislative bodies

Fitzgerald, 681 F. Supp. at 407, (quoting Palmer v. Liggett Group.
Inc., 825 F-2d at 627-28). See also Cipollone v. Liggett Group.
Inc., 789 F.2d 181 (3rd Cir. 1986) (finding the Federal Cigarette
Labeling and Advertising Act preempts state tort claims based on
alleged inadequacy of warnings).

The reasoning of Fitzgerald applies in this action. To permit
additional labeling requirements to be imposed under state common
law “would effectively authorize the state to do through the back

door” that which was expressly preempted through the front. Fitzgerald,
681 F. Supp. at 407.

Plaintiffs’ argument against preemption is primarily based
upon Ferebee v. Chevron Chemical Co., 736 F.2d 1529 (D.C. Cir.

20

1984), which held that FIFRA does not preempt state tort actions
based on the inadequacy of an EPA-approved label. Central to the
decision in Ferebee was the determination that a state court jury
verdict does not automatically “require” a manufacturer to change
its labels, but rather leaves to the manufacturer the “choice of how
to react” to such jury verdict. Id. at 1542. (“Chevron can continue
to use the EPA-approved label and can at the same time pay damages
to successful tort plaintiffs such as Mr. Ferebee; alternatively, Chevron
can petition the EPA to allow the label to be made more comprehensive.”

This Court must reject any argument holding that a state
court jury verdict would merely leave to the manufacturer the
“choice of how to react” to such jury verdict and would not
automatically “require” a manufacturer to change its labels. As
the First Circuit noted in Palmer:

This “choice of reaction” seems akin to the free
choice of coming up for air after being underwater.
Once a jury has found a label inadequate under state
law, and the manufacturer liable for damages for negligently
employing it, it is unthinkable that any manufacturer
would not immediately take steps to minimize its exposure
to continued liability. The most obvious change it
can take, of course, is to change its label.

Palmer v. Liggett Group, 825 F.2d at 627-28 (emphasis added).

This “choice of reaction” analysis was expressly considered
and rejected in Fitzgerald v. Mallinckrodt. Inc., 681 F. Supp. 404
(E.D. Mich. 1987), in which it was held that FIFRA preempts state
tort actions based on the inadequacy of an EPA-approved label.
Most recently, the “choice of reaction” analysis has been rejected
by the United States Supreme Court in International Paper Company
v. Ouellette, 479 U.S. 481 (1987).

Ouellette involved an action against a paper mill located in
New York State that discharged effluent into Lake Champlain pursuant
to a discharge permit issued under the Clean Water Act, 33 U.S.C.
§ 1251, et. seq. Plaintiffs, residents of Vermont, filed suit against
the paper mill alleging that the discharge constituted a common-
law nuisance under Vermont law. A preemption argument was

raised based upon the Clean Water Act’s prohibition of state regulation

21

of an out-of-state “source” of discharged effluent. The Supreme
Court held that the Clean Water Act preempted the common-law
nuisance action. In doing so, the Court noted:
The affected state’s nuisance laws would subject [International
Paper] to the threat of legal and equitable penalties . . . .
Such penalties would compel the source to adopt
different control standards and a different compliance
schedule from those approved by the EPA ....

Ouellette, 479 U.S.at 495 (emphasis added). Additionally, the Court
held that:

If the Vermont court ruled that respondents were
entitled to the full amount of damages and injunctive
relief sought in the complaint, at a minimum [International
Paper] would have to change its methods of doing
business and controlling pollution to avoid the threat
of ongoing liability . ... The inevitable result of such
suits would be that Vermont and other states coula
do indirectly what they could not do directly—regulate

the conduct of out-of-state sources.

Id. (emphasis added).
Although the Eleventh Circuit Court of Appeals has not specifically

considered whether or not FIFRA preempts state common law
torts that impose requirements for insecticide labels, the court has
in a recent case affirmed the principle that a State regulates by
creating common law tort claims just as it does by creating other
forms of preventive relief. See Taylor v. General Motors Corp., No.
87-5879 (11th Cir. June 14, 1989). The court held that the National
Traffic and Motor Vehicle Safety Act impliedly preempted state
tort law. The court came to this conclusion even in the face of a
“savings clause” which stated that “[c]ompliance with any Federal
motor vehicle safety standard issued under this subchapter does
not exempt any person from any liability under common law.” Id.
at 2978 (quoting 15 U.S.C. § 1397(c).

The preemption of state tort law by FIFRA is even stronger
than the preemption found in Taylor. In this case, Congress has
expressly preempted state law. Furthermore, Congress has not
provided a savings clause that would revive any common law remedies

that regulate insecticide labels.

22

The Court finds, therefore, that a state court jury verdict would
have the effect of “regulating” the content of a warning label. Since
FIFRA expressly preempts state law regulation of pesticide labeling,
plaintiffs’ state law claims fail to the extent that they are based on
defendant's failure to warn.

5. Approval Of Defendant’s Labels
By The EPA

Plaintiffs argue that the defendant has not established that
the EPA approved its labels and that absent such approval, the
preemption defense is not established. Plaintiffs specifically
object to the defendant's introduction of the affidavits of individuals
who do not have personal knowledge of whether or not the
EPA approved defendant's labels.

The Court disagrees with plaintiffs’ implicit assumption that
the preemption defense requires a showing that the EPA actually
approved defendant's labels. At most, such a showing would establish
that the defendant violated federal regulations concerning labeling.
Such a showing would not negate the fact that Congress has expressly
preempted state regulation of labeling through a specific expression
to that effect by statute. The Court finds that various affidavits
submitted by the defendant to show that the EPA approved its
labels are irrelevant to this proceeding and have no bearing on this
Court’s finding of preemption.

6. Necessary And Available Information

The Court disagrees with plaintiffs’ argument that preemption
requires defendant to show that they have provided to the regulatory
agency all the necessary and available information on which to
base a warning. A showing that the EPA approved defendant's
labels based on inadequate information would not negate a
finding that under the law of preemption, the EPA has the
exclusive right to regulate those labels. A showing that the EPA
based its decision on inadequate information would be appropriate
if, for example, the agency approval of defendant’s labels were
offered for its collateral estoppel effect. This Court’s finding of
preemption is not based on collateral estoppel or on the agency's
approval of the defendant's labels.

23

The Court’s finding of preemption in this case is based on the
fact that Congress expressly preempted state law. If Congress has
taken away the ability of the states to regulate labels and assigned
the regulation of labels to a federal agency, Congress has determined
that such an assignment promotes the general welfare. Whether
that federal regulatory agency carries out its function based on all
available and necessary information is, therefore, irrelevant to a
preemption inquiry. This Court cannot second guess the wisdom
of that decision. A cause of action based on insufficient labeling
would subvert the regulatory scheme for pesticide labeling. Such a
cause of action would permit states to regulate labels in the guise of
an action for damages and violate Congress’s expressed mandate
that state’s should not regulate labels.

C. Plaintiffs’ Remaining Claims: Defectiveness
And Unreasonable Dangerousness Under
Non-Warning Theories

In Florida the elements of a cause of action for strict liability
in tort are 1) the manufacturer's relationship to the product in
question, 2) the defective and unreasonably dangerous condition
of the product, and 3) the existence of the proximate causal connection
between such condition and the user’s injuries or damages. West v.
Caterpillar Tractor Company. Inc., 336 So. 2d 80, 87 (Fla. 1976).
The elements of a cause of action in a negligence products liability
case are 1) the existence of a duty on the part of the defendant to
protect the plaintiff from injury or damage of which plaintiff complains,
2) the failure of the defendant to perform that duty, and 3) injury
ox damage to plaintiff proximately caused by such failure. Blackton
Building Supply Co. v. Garesche, 383 So. 2d 250, 251 (Fla. 5th
DCA 1980). In practice, the causes of action for strict liability in
tort and negligence are similar, and both require proof that the
defendant’s product was defective and unreasonably dangerous.
See Witt v. Norfe. Inc., 725 F.2d 1277-79 (11th Cir. 1984).

Florida law recognizes that the defective and unreasonably
dangerous condition of a product can be established by showing
that a product contained a manufacturing flaw, see Matter of Standard
Jury Instr. (Civil Cases), 435 So. 2d 782, 782-83 n.* (citing Restatement
(Second) of Torts, § 402A, comment k, (1965)), or by showing that
a product contained a design defect. Id. It appears that Florida

24

courts have not spoken definitively as to whether or not a manufacturer's
failure to warn can constitute a ground for finding a product defective
and unreasonably dangerous. See id., 435 So. 2d at 783 n.°.

This Court assumes without deciding that Florida law would
recognize that a manufacturer’s failure to warn could at least under
certain conditions render a product defective and unreasonably
dangerous. Although this Court is aware that other jurisdictions
have found that a manufacturer’s failure to warn can constitute an
independent ground for finding a product to be defective and
unreasonably dangerous, see 2 American Law of Products Liability
3d, Part 5, Chapter 17, § 17:3, n.9 (T.E. Travers ed. 1987), this
Court's ruling should not be interpreted as any extension of Florida
law on this issue. In light of the Court’s conclusion that any cause
of action based on the defendant's failure to warn is preempted,
the existence of the cause of action in the first instance is immaterial
to the Court’s decision.

The Court finds that plaintiffs’ theory for finding the products
defective and unreasonably dangerous is not based exclusively on
defendant's failure to warn, but on a theory that products containing
Paramite have design defects and/or manufacturing flaws. To the
extent that plaintiffs’ claims are based on the defective and unreasonably
dangerous condition of defendant’s products due to defendant's
failure to warn, plaintiffs’ claims are preempted as a matter of law.
To the extent that plaintiffs’ claims are otherwise based on the
defectiveness or unreasonable dangerousness of defendant’s product
on theories of defective design or manufacturing flaw, the plaintiffs’

claims remain viable.

This Court stresses that this opinion does not address any
issue not raised and briefed by the parties. In particular, the parties
have not addressed the question whether or not the defendant can
assert its warnings as a defense to plaintiffs’ remaining claims, or
whether or not the assertion of a defense of warning is preempted
by FIFRA.

Il. Interlocutory Appeal

The Court finds that this order and partial judgment, although
interlocutory in character, involves a controlling question of law as
to which there is substantial ground for difference of opinion and

* tena SE

25

upon which an immediate appeal from the order may materially
advance the ultimate termination of the litigation. In particular,
the Court finds that whether or not FIFRA expressly preempts
state products liability law is such a question. The Court so certifies
pursuant to 28 U.S.C. § 1292(b).

The Court reminds the parties that either or both of them
have ten (10) days from the date of this order in which to file an
application under 28 U.S.C. S$ 1292(b) for the Court of Appeals to
review this order and partial judgment. If either of the parties file
such an application with the court of appeals, this Court shall stay
all proceedings in this case pending the disposition of the § 1292
application by court of appeals and any interlocutory appeal which
that court may entertain.

III. Plaintiffs’ Remaining Motions

As to Plaintiffs’ Motion For Leave To File Amended Complaint
And For Leave To Join Koch Refining Company As Defendant,
filed May 24, 1989, the Court finds that the Amended Complaint
attached to the motion contains claims based on defendant's failure
to warn. The Court also notes that the ultimate contents of the
complaint may be affected by a possible interlocutory appeal.

The Court will, therefore, deny the motion to file the amended
complaint attached to the motion. The Court will, however, give
plaintiffs leave to file an amended complaint subsequent to the
court of appeals’ decision on any application for interlocutory appeal
and subsequent to any interlocutory appeal that the court of appeals
may thereupon entertain.

Accordingly, it is
ORDERED and ADJUDGED:

1. That Defendant Zoecon Corporation’s Motion For Partial
Summary Final Judgment, filed April 10, 1989, is granted.

2. That judgment is hereby entered for defendant Zoecon
and against the plaintiffs to the extent plaintiffs’ claims are based
on the defendant Zoecon’s failure to warn.

3. That Plaintiffs’ Motion For Leave To File Amended
Complaint And For Leave To Join Koch Refining Company As
Defendant, filed May 24, 1989, is denied.

26

4. That plaintiffs’ Motion To Defer Consideration And Ruling
Upon Defendant Zoecon’s Motion For Partial Summary Judgment,
filed May 24, 1989, is denied.

5. That this Court hereby certifies that this order and partial
judgment involves a controlling question of law as to which there is
substantial ground for difference of opinion and that an immediate
appeal under 28 U.S.C. § 1292(b) would materially advance the
ultimate termination of the litigation.

6. That either or both parties may within ten (10) days
from the date of this order file an application under 28 U.S.C. §
1292(b) with the court of appeals to review this order and partial
judgment.

7. That if either plaintiff or defendant Zoecon should file a
§1292(b) application with the court of appeals, all proceedings in
this case shall thereupon be stayed pending the disposition of the §
1292 application and any interlocutory appeal which the court of
appeals may thereupon entertain.

8. That if the court of appeals accepts jurisdiction over the
interlocutory appeal, the pretrial conference set for December 19,
1989, shall automatically be cancelled until further order of the
Court, and the parties shall automatically be relieved from being
required to file a pretrial stipulation until further order of the
Court.

DONE AND ORDERED at Jacksonville, Florida, this 2nd day of
Aug., 1989.

/S/ SUSAN H. BLACK
UNITED STATES DISTRICT JUDGE

Copies to:
Counsel of Record
Garry Randolph, Courtroom Deputy Clerk

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385017_1036%3A1. Public record. Not legal advice.
