# Petition for Writ of Certiorari — Yoash v. McLean Contracting Co.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1991
- **Citation:** 498 U.S. 1117

## Text

we ae fs Sy
90-608 | iTein’!
~ No. 990 | ios 1 80
a SPANIOL, JR.
In THE le

Supreme Court of the Unitea States

OcTOBER TERM, 1990

PAUL YOASH anp MARK CASSON,

Petitioners,

V.

McLEAN CONTRACTING COMPANY, INCORPORATED

Respondent.

ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT
OF APPEALS FOR THE FOURTH CIRCUIT

PETITION FOR WRIT OF CERTICRARI

JosEPH F. Lentz, Jr.
LeENTz, Hooper, JACOBS
& Bwevins, P.A.
222 St. Paul Place
Baltimore, Maryland 21202
(301) 685-8718

Attorneys for Petitioners

QUESTION PRESENTED FOR REVIEW

Whether a worker aboard a special-purpose vessel in
navigation (e.g., dredges, barges, and other such vessels)
whose duties and employmenit relate to the function of
said vessel and not primarily to the transportation
function of the vessel presents a jury question as to

seaman status under the Jones Act.

TABLE OF CONTENTS

Question Presented for Review i

Table of Authorities ....... ill
Opinions Below.......... 1
WN Ge Kwa eh, 1
Statute Involved ......... 2
Statement of the Case ..... 3
Reasons for Granting Writ .. 4
WE Goce ena bens 11

Appendix

li

TABLE OF AUTHORITIES

Barrett v. Chevron, U,S.A., Inc., _ F.2d 1067 (Sth Cir.
ay ee

Butler __v, Whiteman, 356 US. 271 (1958)

Griffith v. Wheeling Pittsburgh Steel Corp., 521 F.2d 31
(3d Cir. 1975), cert. denied, 423 U.S. 1054 (1976)
5

ane SRE TES

Johnson v. John F, Beasley Construction Company,
742 F.2d 1054 (7th Cir. 1984), ceit_denige, 469 USS.
ec aks ss s

Lawrence v, N >dgi 319 F.2d 805
Ts | aire 7

Norton v. Warner Co., 321 US. 565 (1944)

Simko v. C & C Marine Maintenance Co., 594 F.2d 960
(3d Cir.), cert. denied, 444 U.S. 833 (1979)

ili

Slatton v, Martin K. Eby Constr. Co,, 506 F.2d 505 (8th
Cir. 1974), cert, denied, 421 US. 931 (1975)
Perrot ee. ee Se 6

Vv 309 U.S. 251
(Sinisa ck khan 10
Swanson v. Marra Brothers, Inc.,
ee eee 4

Stafford v. Perini Coro., 475 F.2d 507 (1st Cir. 1973)

Stephenson v, McLean Contracting Company, 863 F.2d
340 (4th Cir. 1988), cert. denied, 109 S. Ct. 2110 (1989)
8

CEE 805 ka Sn ew eee 7

Wilkes v, Mississippi River Sand & Gravel Co., 202 F.2d
|. rer ty ee 6

iv

’
. In Whittington, all three alternative criteria for
establishing admiralty jurisdiction were examined, namely
(1) whether the "injuries occurred upon navigable waters
and had a maritime nexus," or (2) whether "the injuries
were caused by a vessel in navigable waters or an
appurtenance of the vessel,” or (3) whether "the person
injured was a seaman ... injured in the course of his

A-11

in Stephenson v, McLean Contracting Co,, 863 F.2d
340 (4th Cir. 1988), cert, denied, ___ U.S.___, 109
S. Ct. 2110 (1989), this court had another opportunity to
address the issue of seaman status under the Jones Act.
In Stephenson, the plaintiff was an employee of McLean
and was regularly assigned to work on the ANNAPOLIS,
a crane barge which was being used as a work platform
to construct the columns of a bridge. Stephenson was

working in a cofferdam, when he slipped and feil to the

bottom of it. The district court found that "the nature

employment.” 541 F.2d at 432 (citations omitted). The
three-prong test for Jones Act seaman status was set
forth by the court in Whittington when it examined the
third criteria for admiralty jurisdiction, together with an
examination of the distinction between the remedies
available under the Jones Act and the warranty of
seaworthingness. Id. at 433-36; see infra at 14-15. As
recognized in Whittington, the class of persons
traditionally defined as "seaman" for admiralty
jurisdictional purposes are the same as those afforded a
remedy under the Jones Act, 541 F.2d at 435; whereas
those afforded a remedy under the warranty of
seaworthiness need only to be performing the traditional
work of a seaman, after having first established a basis
for admiralty jurisdiction. Id. at 433; see infra at 14-15.

A-12

and purpose of [Stephenson's] activities were to construct
a bridge." 863 F.2d at 341. The district court then
applied the Whittington test and concluded that
Stephenson's duties did not serve naturally and primarily
as an aid to navigation because they did not contribute
directly or indirectly to the "transportation function" of
the vessel. Id. “ Consequently, the district court granted
summary judgment in favor of McLean on the Jones Act
claim. This court, agreeing that the second prong of the
Whittington test had not been satisfied and that there
were no genuine issues of material fact to go to the jury,

affirmed the judgment of the district court. Id.

*. Specifically, the district court held that
Stephenson's "duties, considered in the aggregate, did not
primarily serve as an aid to navigation and that he was
not primarily engaged in moving the ANNAPOLIS or

~

the vessel.” 863 F.2d at 341 (emphasis added). The
district court further found that Stephenson was not even
"indirectly contributing to the vessel's navigational
functions by providing support services to those who
were performing them.” Id,

A-13

In Stephenson, the only matter at issue under the
Jones Act was whether Stephenson's duties served
naturally and primarily as an aid to navigation, the
second prong of the Whittington test. Stephenson, 863
F.2d at 341. The district court in the cases at bar did
not specify any basis for its decisions other than it felt
bound .by Stephenson. Therefore, it is inferred that the
district court found that neither Yoash nor Casson could
satisfy the second prong of the Whittington test, even
viewing the facts in a light most favorable to each of
them. Accordingly, we oniy address this issue on
appellants’ Jones Act claims.

On appeal, Yoash and Casson advance two
arguments for reversing the district court's decisions.
First, they assert that this court in Stephenson improperly
injected a "transportation function" element into the
second prong of the Whittington test, and, therefore,
Stephenson should be re-examined. Second, they argue

that their cases, in any event, are factually distinguishable

A-14

ee ee |

from Stephenson. We do not agree with either of these

4
contentions.

IV.

The second prong of the Whittington test does
require that a worker's duties serve naturally and
primarily as an aid to navigation in order for a worker
to be considered a seaman. Whittington, 541 F.2d at 436.
The courts of appeals differ with respect to the emphasis
and weight given to this prong of the test for seaman
status. The Seventh and Third Circuits require a worker
to have performed significant navigational functions in
order to be considered a seaman. The Court of Appeals
for the Seventh Circuit has stated:

Because a Jones Act "seaman" is one who is a

member of a crew of a vessel, and because a

"vessel" under the Jones Act, while interpreting

liberally, has been consistently defined as a

floating structure that must have as one of its

functions the transportation of personnel or.
materials across navigable waters, we believe it is
the employee's relation to the transportation
function of the vessel, i.¢., whether the employee

contributes to the maintenance, operation, or
navigation of the vessel as a means of transport

= cae name en

A-15

on water, that is critical for Jones Act purposes.
Such an interpretation fulfills what we believe to
be the central purpose of the Act: to provide
protection for those subjected to risks associated
with the transportation function of vessels on
navigable waters.

Johnson v. John F. Beasley Constr. Co., 742 F.2d 1054,
1061-62 (7th Cir. 1984), cert. denied, 469 U.S. 1211

(1985) (citations omitted) (emphasis in original). This
view is consistent with the approach taken by the Third
Circuit. See_ Griffith v. Wheeling Pittsburg Steel Corp.,
521 F.2d 31 (3rd Cir. 1975), cert. denied, 423 U.S. 1054
(1976); Simko v. C & C Marine Maintenance Co., 594
F.2d 960 (3rd Cir.), cert. denied, 444 U.S. 833 (1979).
In contrast, the Fifth Circuit in Offshore Co. v. Robison,
266 F.2d 769 (Sth Cir, 1959), and in Barrett v, Chevron,
US.A., Inc., 781 F.2d 1067 (Sth Cir. 1986), has taken
the position that the aid to navigation requirement must
be interpreted quite broadly in light of the Supreme
Court's early Jones Act decisions. It interprets the aid

to navigation element as being satisfied if an employee

A-16

participates in any function a vessel may be designed to
serve, not just exclusively the transportation function.
Barrett, 781 F.2d at 1073.

A review of the foregoing authorities and this court's
decisions in Whittington and Stephenson lead to the
conclusion that Stephenson did not improperly narrow
the second prong of the Whittington test by injecting a
"transportation function" into the inquiry. In
Whittington, the court did include the language "in the
broadest sense" with the "aid to navigation"
consideration, citing a 1966 Second Circuit case, Harney

v. William M, Moore Building Corp., 359 F. 2d 649, 654

(2nd Cir. 1966).° No specific interpretation or refinement

*. However, the court in Harney specifically stated:
"But we need not decide whether tasks performed
aboard ship in furtherance of the vessel's special mission
ji.e., bridge building, dredging, operation, etc.], but not
of the vessel itself, are evidence of the crewman status."
359 F.2d at 655-56. Rather, the court determined that
Harney had numerous nautical tasks apart from the
vessel's special mission to thereby permit an inference of
seaman status to merit a jury's consideration. Id. at 656.

A-17

of this language was offered in Whittington, The court in
Stephenson then refined and focused the second prong
of the test to include consideration of a direct or
indirect relation to the transportation function of the
vessel in determining whether the worker's duties
primarily served as an aid to navigation. The second
prong of the test for. determining seaman status under
the Jones Act, after Whittington and Stephenson, is
whether a worker's duties, when considered in the
aggregate, serve naturally and primarily as an aid to
navigation. In making the "aid to navigation"
determination, a consideration of whether the duties
primarily contribute, either directly or indirectly, to the
transportation function of the vessel is appropriate. We
also disagree with appellants’ second contention that
their cases are factually distinguishable from Stephenson.
First, appellants point to the fact that Stephenson was
not injured on a vessel or on a appurtenance to a vessel,

but instead was injured in a cofferdam. In the instance

A-18

cases, however, Yoash was injured on the deck of the
CAPE FEAR, and Casson was injured on a template
beam which may constitute an appurtenance to the
vessel. © Nevertheless, the situs of a worker's injuries
has no determinative value for purposes of evaluating

seaman status under the Jones Act. See O'Donnell v.
Great Lakes Co., 318 U.S. 36, 39, 42-43 (1943).’

°. McLean argues in its brief that the template
beam is not an appurtenance of the CAPE FEAR. Brief
of Appellee at 25. Since the situs of appellants’ injuries
is not pertinent to seaman status under the Jones Act,

determination of this point is not necessary.

7. Moreover, in Whittington, the plaintiff was
injured when he fell onto a barge. 541 F.2d at 430. In
Johnson, plaintiff was injured on a floating barge. 742
F.2d at 1056, And, in Barrett, the plaintiff was injured
while transferring from a crewboat to a barge and then
suffered a second injury the next day while working on
the barge. 781 F.2d at 1069. In each cise, the
respective plaintiffs were found not to be Jones Act
seamen. The court in Barrett focused on plaintiff's
length of service on the vessel to determine whether he
performed a substantial amount of his work aboard it.
Id. at 1074-76. In Whittington and Johnson, the courts
directed their attention to the plaintiffs’ duties considered
in the aggregate. Whittington, 541 F.2d at 434-46;
Johnson, 742 F.2d at 1064.

A-19

Next appellants claim that their duties, when
considered as a whole, establish that they served as an
aid to navigation in the broadest sense. They do not
contend that their duties primarily contributed to the
transportation function of the vessel. It is clear that
Yoash and Casson were pile drivers whose primary
purpose was to aid in the building of a bridge, not in
the navigation of the vessel.® Their duties, when
considered in the aggregate, were not to "serve naturally
and primarily as an aid to navigation." Stephenson, 863
F.2d at 341; Whittington, 541 F.2d at 436. Those
activities which did relate to the transportation function
of the CAPE FEAR were offshoots of the pile driving
work. There was no genuine issue of material fact to

be determined on these points. Therefore, the district

® Of particular interest in the grievance Casson
filed after his second injury on March 25, 1986, on the
ground that he was not being paid as a pile driver. A
pile driver's hourly wage was considerably higher than
what Casson was earning. casson won this wage claim.
Joint App. at 348, 419.

A-20

court correctly granted summary judgment for McLean
on the Jones Act claims because neither Yoash nor
Casson qualified as a seaman under the second prong of
the Whittington test as refined in Stephenson.

V.

The warranty of seaworthiness imposes a
nondelegable duty on a vessel owner or operator to
insure that the vessel is fit for voyage. See Mahnich v.
Southern S.S. Co., 321 U.S. 96, 99 (1944) ("the admiralty
rule that the vessel and owner are liable to indemnify a
seaman for injury caused by unseaworthiness of the
vessel ... has been the settled law since this Court's
ruling to that effect in The Osceola," 189 U.S. 158, 175
(1903)). A cause of action for unseaworthiness is
separate and distinct from a Jones Act claim. Gosnell v.
Sea-Land Service, Inc,, 782 F.2d 464, 467 (4th Cir. 1986)
(citing Usner v. Luckenbach Overseas Corp., 400 U.S.
494, 498 reh'g denied, 401 U.S. 1015 (1971)). A claim

for unseaworthiness requires a maritime worker to show

A-21

that he was doing the traditional work of a seaman at
the time he was injured. Stephenson, 863 F.2d at 341-
42; Whittington, 541 F.2d at 434. Neither Yoash nor
Casson was performing the job of a seaman at the time
of the injuries in question. They were both injured
while performing their jobs as pile drivers; Yoash was
installing falsework pilings when he was injured, and
Casson was on a template making a grade for the piles.
They have no viable claims under the warranty of
seaworthiness.
VI.

Based on the foregoing reasons, we conclude that
the district court did. not err in granting McLean's
motion for summary judgment on Yoash's and Casson's
claims under both the Jones Act and the warranty of
seaworthiness. Accordingly, the decision below

is AFFIRMED.

A-22

IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MARYLAND

MARK CASSON 4

v. * Civil No. JFM-88-1244

MCLEAN CONTRACTING COMPANY

MEMORANDUM

In this action plaintiff asserts claims under the
Jones Act and for unseaworthiness. At the time he was
injured plaintiff was working as a pile driver off of the
crane barge CAPE FEAR at the Choptank River Bridge
project. Defendant has moved for summary judgment.

Plaintiff has made no effort to distinguish this
case from Stephenson v. McLean Contracting Co., 863
F.2d 340 (4th Cir. 1988), cert. denied, 109 S. Ct. 2110
(1989). To the contrary, he argues that Stephenson was
"incorrectly decided." This Court is of the view that
Stephenson was correctly decided, and, in any event, it

is bound by that decision. Accordingly, defendant's

motion for summary judgment will be granted. A

separate order to that effect is being entered herewith.

Date: July 14, 1989

J. Frederick Motz
United States District Judge

A-24

IN _THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MARYLAND

MARK CASSON .

v. * Civil No. JFM-88-1244

MCLEAN CONTRACTING COMPANY

ORDER
For the reasons stated in the memorandum
entered herein, it is this 14th day of July, 1989
ORDERED
1. Defendant's motion for summary judgment is
granted; and
2. Judgement is entered in favor of defendant

against plaintiff.

J. FREDERICK MOTZ
United States District Judge

A-25

FOR THE DISTRICT OF MARYLAND

PAUL J. YOASH r

v. ? Civil No. JFM-88-2797

MCLEAN CONTRACTING COMPANY

MEMORANDUM

In this action plaintiff asserts claims under the
Jones Act and for unseaworthiness. At the time he was
injured plaintiff was working as a pile driver off of the
crane barge CAPE FEAR at the Choptank River Bridge
project. Defendant has moved for summary judgment.

Plaintiff has made no effort to distinguish this
case from Stephenson v. McLean Contracting Co., 863
F.2d 340 (4th Cir. 1988), cert. denied, 109 S. Ct. 2110
(1989). To the contrary, he argues that Stephenson was
"incorrectly decided." This Court is of the view that
Stephenson was correctly decided, and, in any event, it

is bound by that decision. Accordingly, defendant's

A-26

motion for summary judgment will be granted. A

separate order to that effect is being entered herewith.

Date: July 14, 1989

J. Frederick Motz
United states District Judge

A-27

FOR THE DISTRICT OF MARYLAND

PAUL J. YOASH "

aed

v. 7 Civil No. JFM-88-2797

MCLEAN CONTRACTING COMPANY

ORDER
For the reasons stated in the memorandum
entered herein, it is this 14th day of July, 1989
ORDERED
1. Defendant's motion for summary judgment is
granted; and
2. Judgment is entered in favor of defendant

against plaintiff.

J. Frederick Motz
United States District Judge

A-28

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