# Amicus Brief — Cnty. of L. A. v. Mendez, 137 S. Ct. 1240 (2017) (No. 16-369)

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385016_0708%3A18

## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Brief
- **Published:** January 1, 2017

## Text

Zn the
Supreme Court of the Anited States

COUNTY OF LOS ANGELES, CHRISTOPHER CONLEY
AND JENNIFER PEDERSON,

Petitioners,
Vi

ANGEL MENDEZ AND JENNIFER LYNN GARCIA,

Respondents.

—— ———

On Writ of Certiorari to the United States Court of
Appeals for the Ninth Circuit

BRIEF OF AMICUS CURIAE THE RUTHERFORD
INSTITUTE IN SUPPORT OF RESPONDENTS

—————

JOHN W. WHITEHEAD ANAND AGNESHWAR

DOUGLAS R. MCKUSICK Counsel of Record

THE RUTHERFORD INSTITUTE ARNOLD & PORTER KAYE

1440 Sachem Place SCHOLER LLP

Charlottesville, VA 22901 399 Park Avenue

(434) 978-3888 New York, NY 10022
(212) 836-8011
anand.agneshwar@aporter.com

Counsel for Amicus Curiae The Rutherford Institute

o

TABLE OF CONTENTS
Page
TABLE OF AUTHORITIESG....................0.0.0c.0.-00000-0- titi
INTEREST OF AMICUS CURIAE............................ 1

I. Law Enforcement Officers May Be Held
Liable Under Traditional Proximate Cause

Il. The Mendez tragedy was a foreseeable
consequence of avoidable police practices............4

SI Li concsdutidecesintpnnmninbueeneetinnetenensindgioncnnesel 6

TABLE OF AUTHORITIES
Page(s)
CASES
Bodine v. Warwick, 72 F.3d 393 (3d Cir. 1995)......5, 6
Carey v. Piphus, 435 U.S. 247, 258 (1978)............. 2,7
Imbler v. Pachtman, 424 U.S. 409 (1976) .................. 2
istrict of Columbia v. Heller, 554 U.S. 570
Malley v. Rion. 475 U. S. 335 (1986)... Re 2
McDonald v. United States, 335 U.S. 451
ER SSRN ne ee 4
Mendez v. County of Los Angeles, 815 F. 3d
1178 (Oth Cir, 2016) o.........cccccccccccccececceeeeeceveeeeeeees 3
Paroline v. United States, 134 S. Ct. 1710
ETE AE 2 3
STATUTES
EER TREE SAR en Fb 22k 2
OTHER AUTHORITIES

Restatement (Third) of Torts: Liability for
Physical and Emotional Harm § 29 (2005)
Restatement (Third) of Torts: Liability for
a and Emotional Harm § 29, p. 493
aE ichecanasieinitdphistibeasianintabaaeaniniaieiieietnanedees

INTEREST OF AMICUS CURIAE!

The Rutherford Institute is a nonprofit civil lib-
erties organization headquartered in Charlottesville,
Virginia. Founded in 1982 by its President, John W.
Whitehead, the Institute specializes in providing pro
bono legal representation to individuals whose civil
liberties are threatened and in educating the public
about constitutional and human rights issues.

As part of its mission, The Rutherford Institute
resists the erosion of fundamental civil liberties that
many would ignore in a desire to increase the power
and authority of law enforcement. The Rutherford
Institute believes that according ever increasing
power and authority to law enforcement only creates
a false sense of security while sacrificing unconscion-
able intrusions upon the private lives of private citi-
zens.

The Rutherford Institute is interested in this
case because it is committed to ensuring the contin-
ued vitality of the Fourth Amendment. Reversal of
the Ninth Circuit’s decision would be tantamount to
holding that law enforcement officials are entirely
immune from their own culpable conduct, even in
circumstances when the victims of that conduct are
acknowledged by all to be without fault.

1 No counsel for a party authored this brief in whole or in part,
and no party or counsel for a party made a monetary
contribution intended to fund the preparation or submission of
this brief. No one other than amicus curiae, its members, or its
counsel made a monetary contribution to the preparation or
submission of this brief. A letter from Petitioners consenting to
the filing of this amicus brief has been filed with the Clerk of
the Court. Attached is consent from Respondents.

2

ARGUMENT

I. Law Enforcement Officers May Be Held Liable

Under Traditional Proximate Cause Standards

On the morning of October 1, 2010, the Mendezes
were confronted in their own home by two sheriffs
deputies of the Los Angeles County Police Depart-
ment. But the Mendezes had done no wrong; the po-
licemen had targeted the wrong people. As Mr.
Mendez moved a toy gun he uses to shoot pests, the
sheriffs fired 15 shots, shattering Mr. Mendez’s leg
and striking his pregnant wife in the back.

That the traditional tort law standard of proxi-
mate cause applies to 42 U.S.C. § 1983 claims is, by
now, hardly controversial. This Court has explained
quite simply that a § 1983 plaintiff pursues “a spe-
cies of tort liability.” Imbler v. Pachtman, 424 U.S.
409, 417 (1976); accord, e.g., Carey v. Piphus, 435
U.S. 247, 258 (1978); Malley v. Briggs, 475 U.S. 335,
345 n.7 (1986). Both Petitioners and Respondents
agree on this much.

The Petitioners’ focus on the Ninth Circuit's ap-
plication of its “provocation rule.” But the Court also
explained that “even without relying on ... [the]
provocation theory, the deputies are liable for the
shooting under basic notions of proximate cause.”
Mendez v. County of Los Angeles, 815 F.3d 1178,
1194 (9th Cir. 2016) (emphasis added).

“Proximate cause is often explicated in terms of
foreseeability or the scope of the risk created by the
predicate conduct.” Paroline v. United States, 134 S.
Ct. 1710, 1719 (2014) (citing Restatement (Third) of
Torts: Liability for Physical and Emotional Harm
§ 29, p. 493 (2005)). Under that standard, law en-
forcement officials are free from liability only “in sit-

3

uations where the causal link between [their] con-
duct and result is so attenuated that the consequence
is more aptly described as mere fortuity.” Id. at 1719
(2014).

As Respondents argue, it is hardly unforeseeable
that a person might react violently when an un-
known and unidentified person barges into his home
without saying who he or she is. This Court’s deci-
sion in District of Columbia v. Heller specifically con-
templates “handgun possession in the home ... for
the lawful purpose of self-defense” and emphasized
“the importance of the lawful defense of self, family,
and property” in the home. 554 U.S. 570, 573 (2008).
Decades ago, Justice Jackson explained similarly:

When a woman sees a strange man, in
plain clothes, prying up her bedroom
window and climbing in, her natural
impulse would be to shoot .... But an
officer seeing a gun being drawn on him
might shoot first.

McDonald v. United States, 335 U.S. 451, 460-61, 69
(1948) (Jackson, J., concurring). Accordingly, it is
common sense that if a police officer enters into the
home of a private citizen unannounced, violence may
ensue.

In claiming that the circumstances that led to
the shooting of the Mendezes were not foreseeable,
Petitioners repeat that the Mendez tragedy was a
“tragic happenstance.” Pet’r’s Br. 2, 56. It was cer-

tainly a tragedy. But it was a foreseeable tragedy.

4

Il. The Mendez tragedy was a foreseeable conse-
quence of avoidable police practices.

These types of situations have occurred before,
which belies Petitioners’ claim that the sequence of
events that led to the Mendezes being shot is unfore-
seeable.

In 2006, Kathryn Johnston, an elderly Georgia
woman who lived in a dangerous neighborhood, as-
sumed her home was under attack by armed in-
vaders when three law enforcement officials entered
her home without identifying themselves as police of-
ficers. In an attempt to defend herself she fired a
shot into the ceiling. Johnson, an octogenarian, end-
ed up being shot and killed by the officers.”

In 2008, Tracy Ingle, a 40-year-old former
stonemason assumed he too was under attack when
he heard the sound of a battering ram at his door.
He pulled out a non-working handgun in an attempt
to scare of the would-be intruders. By the time he
realized the intruders were actually police officers
attempting to execute a search warrant, it was too
late. Ingle was shot above his knee shattering his
thigh.’

Petitioners further claim that Mr. Mendez’s act
of holding a BB gun as the deputies entered his home
was a superseding act that broke the causal chain.
Not so.

2 Patrick Jonsson, After Atlanta Raid Tragedy, New Scrutiny of
Police Tactics, Christian Science Monitor (Nov. 29, 2006),
http://www .camonitor.com/2006/1 129/p03s03-ussc. htm!

3 David Koon, Shot In The Dark, Arkansas Times (April 24,
2008), http://www.arktimes.com/arkansas/shot-in-the-
dark/Content?oid=948430

5

In Bodine v. Warwick, 72 F.3d 393 (3d Cir. 1995)
(Alito, J.), the court illustrated the type of factual
circumstances that would justify such a conclusion
that the citizen’s conduct was a superseding cause:

Suppose that three police officers go to a
suspect's house to execute an arrest
warrant and that they improperly enter
without knocking and announcing their
presence. Once inside, they encounter
the suspect, identify themselves, show
him the warrant, and tell him that they
are placing him under arrest. The sus-
pect, however, breaks away, shoots and
kills two of the officers, and is preparing
to shoot the third officer when that of-
ficer disarms the suspect and in the pro-
cess injures him. Is the third officer
necessarily liable for the harm caused to
the suspect on the theory that the ille-
gal entry without knocking and an-
nouncing rendered any subsequent use
of force unlawful? The obvious answer is
no.” The suspect’s conduct would con-
stitute a “superseding” cause

Id. at 400 (citations omitted). This factual scenario
is of course predicated on the suspect knowing that
he was confronting the authorities acting, whether
appropriately or not, in their capacity of authorities.
In the absence of facts like these, a private citizen’s
act of defending him or herself can hardly be said to
be a superseding cause.

Petitioners add that the Mendezes injuries were
not in the “scope of risk” that the Fourth Amend-
ment’s proscription against illegal search and seizure

6

protects. They suggest that the officers may be held
liable for the injuries the Mendezes suffered for the
unlawful search and seizure of their home, but not
the injuries they suffered as a result of the unrea-
sonable use of force. But this Court has already cau-
tioned that common law proximate cause standards
are not to be so rigidly applied that they undermine
the very purpose of § 1983 . See Carey v. Piphus,
435 U.S. 247, 258 (1978) (expressing skepticism “that
common-law tort rules of damages will provide a
complete solution to the damages issue in eve
ry § 1983 case” and explaining that “the purpose of
§ 1983 would be defeated if injuries caused by the
deprivation of constitutional rights went uncompen-
sated simply because the common law does not rec-
ognize an analogous cause of action”). When law en-
forcement officials invade a person’s home prompting
a violent reaction in self-defense, they should not be
able to rest on the fact that they are required to
make split-second decisions in violent encounters.
They cannot claim the benefit of a reasonable mis-
perception while denying it to others.

This case is not about the undeniably difficult
decisions law enforcement officials must make dur-
ing unpredictable encounters with potentially dan-
gerous individuals. This case is about what the of-
ficers can reasonably expect if they barge into a pri-
vate home unannounced.

CONCLUSION

The decision of the United States Court of Ap-
peals for the Ninth Circuit should be affirmed.

7

Respectfully submitted.

JOHN W. WHITEHEAD ANAND AGNESHWAR

DOUGLAS R. MCKUSICK Counsel of Record

THE RUTHERFORD INSTITUTE ARNOLD & PORTER KAYE

1440 Sachem Place SCHOLER LLP

Charlottesville, VA 22901 399 Park Avenue

(434) 978-3888 New York, NY 10022
(212) 836-8011

anand agneshwar@aporter.com

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385016_0708%3A18. Public record. Not legal advice.
