# Amicus Curiae Brief — Kingsley v. Hendrickson, 135 S. Ct. 1039 (2015) (No. 14-6368)

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 2015

## Text

MAR 17 2015
LOR CE OF THE Ct ow |

No. 14-6368

In the Supreme Court of the Cnited States

MICHAEL B. KINGSLEY, PETITIONER
Vv.
STAN HENDRICKSON, ET AL.

ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT

BRIEF FOR THE UNITED STATES AS AMICUS CURIAE
SUPPORTING AFFIRMANCE

DONALD B. VERRILLI, JR.
Solicitor General
Counsel of Record
BENJAMIN C. MIZER
VANITA GUPTA
Acting Assistant Attorneys
General
IAN HEATH GERSHENGORN
Deputy Solicitor General
JOHN F. BASH
Assistant to the Solicitor
General

BARBARA L. HERWIG

MARK L. GRoss

ERIN ASLAN
Attorneys
Department of Justice
Washington, D.C. 20530-0001
SupremeCtBriefs@usdoj.gov
(202) 514-2217

QUESTION PRESENTED

Whether the requirements of a 42 U.S.C. 1983
excessive-force claim brought by a plaintiff who was a
pretrial detainee at the time of the incident are satis-
fied by a showing that the state actor deliberately
used force against the pretrial detainee and the use of
force was objectively unreasonable.

(I)

‘ae ed

TABLE OF CONTENTS

Page
I Se ie ee ND cernrensetsereeesernennennn l
aE 1
GE SII ccccesccessenermnnmntinen 9

Argument:
To succeed on an excessive-force claim, a pretrial
detainee is not required to prove that the defendant
acted with a particular subjective mental state ................ 11
A. The Due Process Clause prohibits prison officials
from using force that amounts to punishment
against a pretrial detainee .....................ccceccceeeceeseeeeeeeees 12
B. The standards for excessive-force claims under
the Fourth and Eighth Amendments do not apply

Oe Ie Ga cccenscenensecsreccssscesnreccssnsessemnscenerscerenees 20
1. The use of force during pretrial detention
does not effect a Fourth Amendment seizure.......20

2. The Eighth Amendment’s “malicious and
sadistic” standard does not apply to excessive-

force claims brought by pretrial detainees ........... 23
C. The district court adequately instructed the
jury on the elements of an excessive-force claim......... 28
CR cecinsnntenstenenmmeniemneiennnene 33
Appendix — Constitutional and statutory provisions ........... la
TABLE OF AUTHORITIES

Cases:
Albright v. Oliver, 510 U.S. 266 (1994) .00...0.....ccccesceeeeseeeeeees 21
Anderson v. Creighton, 483 U.S. 635 (1987) ............cc00e00++ 28
Atwater v. City of Lago Vista, 532 U.S. 318 (2001)............. 11
Bell v. Wolfish, 441 U.S. 520 (1979)...........ccccccceseeseeenee passim
Brendlin v. California, 551 U.S. 249 (2007) ............ccccece000- 20
Block v. Rutherford, 468 U.S. 576 (1984) .........cccceceeeees 15, 18

(IIT)

Cases—Continued: Page
City of Revere v. Massachusetts Gen. Hosp.,

A 23
County of Sacramento v. Lewis, 523 U.S. 833 (1998)......... 19
Daniels v. Williams, 474 U.S. 327 (1986).................cccccceseenees 7
Farmer v. Brennan, 511 U.S. 825 (1994) ....... 5, 23, 24, 25, 26
Florence v. Board of Chosen Freeholders,

Se ee Ga, Bl i ccreccccccenssccsssssnserssnesensennteensennsmeen 18
Gerstein v. Pugh, 420 U.S. 103 (1975).........ccccccccsecsceeeeaseeeeee 11
Global-Tech Appliances, Inc. v. SEB S.A.,

ee 16
Graham v. Connor, 490 U.S. 386 (1989)......... 8, 12, 16, 18, 21
Helling v. McKinney, 509 U.S. 25 (1998)...........cccccocseeeeeees 24
Howes v. Fields, 132 S. Ct. 1181 (2012) ..0......0.....cccccececeseenees 22
Hudson v. McMillian, 503 U.S. 1 (1992) ........... 17, 24, 25, 26
Hudson v. Palmer, 468 U.S. 517 (1984)............ccc.ccceee00 18, 21
Huff v. Sheahan, 493 F.3d 893 (7th Cir. 2007) .................0++ 29
Ingraham v. Wright, 430 U.S. 651 (1977) .........ccccceeseeseseees 24
Kennedy v. Mendoza-Martinez, 372 U.S. 144

STITT nasinansnsstansestenainitenesatiecseeseesasumnemnmermmmnnepionemecsees 14, 16
Michigan v. Bryant, 131 S. Ct. 1143 (2011)... eee 16
Morgan v. Family Dollar Stores, Inc., 551 F.3d 1233

(11th Cir. 2008), cert. denied, 558 U.S. 816 (2009)......... 30
O’Lone v. Estate of Shabazz, 482 U.S. 342 (1987)......... 12, 24
Pearson v. Callahan, 555 U.S. 223 (2009) ..............cccceeeeeeee 28
Plumhoff v. Rickard, 134 S. Ct. 2012 (2014)........ 4, 11, 18, 23
Rhodes v. Chapman, 452 U.S. 337 (1981).........2....cc000 2A, 27
Sandin v. Conner, 515 U.S. 472 (1995) .........0ccccccccceeseeceseeeeee 24
Schall v. Martin, 467 U.S. 253 (1984) ..000......0cccccccceceseseee 15, 16
Scott v. Harris, 550 U.S. 372 (2007) ...........ccccccccceeeeeeeeseeeeennee 23

Tennessee v. Garner, 471 U.S. 1 (1985) ...........cccccccesseenee 20, 21

Cases—Continued: Page
Townsend v. Lumbermens Mut. Cas. Co., 294 F.3d

a scrissiamiiaetii 29
Turner v. Safley, 482 U.S. 78 (1987) ..........cceccecscesssecsennecenees 18
United States v. Salerno, 481 U.S. 739 (1987).....9, 11, 13, 16
Westchester Fire Ins. Co. v. General Star Indem.

i Te ee ED GG SII cecrttteecesicencctcneceneenseneccncnnn 29
Whitley v. Albers, 475 U.S. 312 (1986)................ 17, 24, 25, 26
Wilson v. Seiter, 501 U.S. 294 (1991) 200... ececteeeeeeees 24

Constitution and statutes:
U.S. Const-.:

ee canetuiancemniaconettaenrainnsmnnitmnnaninnen passim, la

Amend. V (Due Process Clause)................. 9,11, 12,17, la

I, We decrrctinatininniintinitnininnntmnnnen passim, la

Amend. XIV (Due Process Clause).................. passim, 2a
Bail Reform Act of 1984, 18 U.S.C. 3141 et seq. ................. 16
adele ettintialaaanieninliiaes 1
SEES ne crea anes ee ee wee COS Snr 3, 3a
Se ace a eee OR TR 1

In the Supreme Court of the Gnited States

No. 14-6368
MICHAEL B. KINGSLEY, PETITIONER
Vv.

STAN HENDRICKSON, ET AL.

ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT

BRIEF FOR THE UNITED STATES AS AMICUS CURIAE
SUPPORTING AFFIRMANCE

INTEREST OF THE UNITED STATES

This case concerns the requirements for establish-
ing that an officer’s use of force against a pretrial de-
tainee violated the Constitution. The United States
detains individuals awaiting criminal prosecutions. At
the same time, the United States prosecutes law-
enforcement officers who violate the civil rights of
pretrial detainees, see 18 U.S.C. 242, and brings civil
actions to address the use of excessive force against
such detainees, see 42 U.S.C. 1997a, 14141. The
United States therefore has a substantial interest in
the Court’s disposition of this case.

STATEMENT

1. In April 2010, petitioner was placed into deten-
tion in the Monroe County Jail in Sparta, Wisconsin,
pending his trial on a drug charge. Pet. App. 2a;

(1)

2

D. Ct. Doc. 157, at 43-44 (Nov. 5, 2012). On May 20,
2010, an officer was performing a cell check when he
noticed a piece of paper covering a light fixture above
petitioner’s bed. Pet. App. 3a. The officer told peti-
tioner to remove the paper, but petitioner refused.
Ibid. Throughout the course of the evening and the
following morning, petitioner continued to refuse mul-
tiple orders from different officers to remove the pa-
per, including orders from Lieutenant Robert Conroy,
the administrator of the jail. /bid.

Lieutenant Conroy ultimately told petitioner that
the officers would remove the paper, but that petition-
er would have to be removed from the cell and would
face disciplinary action. Pet. App. 3a. Lieutenant
Conroy and four officers, including respondents, then
approached the cell. Jd. at 4a. When petitioner re-
fused to voluntarily exit, the officers stood him up and
handcuffed him. /bid. Petitioner would not voluntari-
ly walk out of the cell, claiming that his foot was in
pain. /bid. The officers therefore carried him to a
“receiving cell,” where they placed him facedown on a
concrete cell bunk. bid.

The events that occurred in the receiving cell are
captured in a video in the record, but the officers’ bod-
ies largely obstructed the view of the camera. Pet.
App. 4a n.3. According to the officers, petitioner
physically resisted their efforts to remove his hand-
cuffs (a safety precaution when leaving an inmate
alone in a cell). Jd. at 4a-5a; J.A. 174. Respondent
Hendrickson put his knee on petitioner’s back, and
petitioner responded by telling him, in saltier terms,
to stop. Pet. App. 5a. In the courts below, but not in
this Court, petitioner claimed that the officers then
slammed his head into the concrete bunk. /d. at 5a,

3

58a, 6la, 63a-64a According to the officers, respond-
ent Degner told petitioner that if he continued to re-
sist, Degner would stun him with a taser. Jd. at 58a.
When petitioner still refused to comply, Hendrickson
ordered Degner to stun petitioner. /d. at 5a n.4.
Degner stunned petitioner in the back for five sec-
onds. /d. at 5a At that point, Lieutenant Conroy or-
dered the officers to leave the cell. /bid.

Fifteen minutes later, officers returned to the cell,
and petitioner allowed them to remove his handcuffs.
Pet. App. 5a. The officers placed petitioner on a medi-
cal watch. /bid. A nurse came by shortly after, but
petitioner refused to allow her to attend to him. /d. at
5a, 59a.

2. Petitioner filed a pro se complaint against re-
spondents and other officers under 42 U.S.C. 1983 and
state law in the United States District Court for the
Western District of Wisconsin. Pet. App. 6a & n.6. As
relevant here, he alleged that they had violated the
Due Process Clause of the Fourteenth Amendment by
using excessive force against him in the receiving cell.
Id. at 6a.

a. The district court denied cross-motions for
summary judgment on the excessive-force claim after
identifying “a genuine dispute of material fact regard-
ing whether [the officers] used excessive force against
[petitioner] once he was in the receiving cell” by
“slamm[ing] [his] head into the concrete bed and
us(ing] a taser against him solely for the purpose of
causing him harm.” Pet. App. 63a; see id. at 53a. The
court found that a “jury could conclude that because
[petitioner] was not resisting and posed no safety
threat at the time [the officers] slammed his head and
used the taser against him, [their] use of force was

4

disproportionate to the situation” or that the officers
“made no efforts to temper the severity of the force
and * * * intended to harm [petitioner).” Jd. at
64a The district court also denied the officers’ re-
quest for qualified immunity. Jd. at 66a-67a. The
court stated that “a reasonable jury could conclude
that [the officers] acted with malice and intended to
harm [petitioner] when they used force against him.”
Ibid.

b. The parties stipulated to the dismissal of all
claims except the excessive-force claim against Hen-
drickson and Degner (respondents-here). Pet. App.
7a. With petitioner represented by appointed counsel,
the case proceeded to trial. /bid. Over three days,
the jury heard testimony from petitioner, respond-
ents, other officers, and expert witnesses. See D. Ct.
Docs. 154-158 (Nov. 5, 2012).

ce. The parties proposed different jury instructions
for the definition of unconstitutionally excessive force.
Petitioner proposed an instruction that would have
asked the jury only “whether each individual [re-
spondent’s] use of force was unreasonable from the
perspective of a reasonable officer facing the same
circumstances that [each respondent] faced,” without
regard to whether the officer’s “intentions were good
or bad.” J.A. 78 (emphasis omitted); see J.A. 76-77.
That proposal mirrored the Fourth Amendment
standard that this Court has recognized for claims of
excessive force in arrest situations. See, e.g., Plum-
hoff v. Rickard, 134 S. Ct. 2012, 2020 (2014).

Respondents proposed an instruction that would
have required the jury to find that the force they had
used against petitioner was “not applied in a good
faith effort to maintain or restore discipline, but was

5

instead applied maliciously or sadistically for the very
purpose of causing harm.” J.A. 65. That is the stand-
ard that this Court has recognized under the Eighth
Amendment for claims of excessive force brought by
prisoners serving criminal sentences. See Farmer v.
Brennan, 511 U.S. 825, 835-836 (1994).

The district court gave an instruction that differed
from both of the proposed instructions. See J.A. 277-
278; D. Ct. Doc. 156, at 153-154. The instruction stat-
ed that “[e)xcessive force means force applied reck-
lessly that is unreasonable in light of the facts and cir-
cumstances of the time.” J.A. 277. “Thus,” the court
said, petitioner was required to “prove each of the fol-
lowing factors”: (i) respondents used force on him;
(ii) that “use of force was unreasonable in light of the
facts and circumstances at the time”; (iii) respondents
“knew that using force presented a risk of harm to
[petitioner], but they recklessly disregarded |[petition-
er’s}] safety by failing to take reasonable measures to
minimize the risk of harm to [petitioner]”; and (iv) the
use of force caused some harm to petitioner. J.A. 277-
278.

The court further instructed the jury that “[i)]n de-
ciding whether one or more [respondents] used ‘un-
reasonable’ force against [petitioner], you must con-
sider whether it was unreasonable from the perspec-
tive of a reasonable officer facing the same circum-
stances that [respondents] faced.” J.A. 278. The
court added that “in deciding whether one or more
[respondents] used unreasonable force and acted with
reckless disregard of [petitioner’s] rights,” the jury
could “consider such factors as: [t]he need to use
force; [t]he relationship between the need to use force
and the amount of force used; [t]he extent of [petition-

6

er’s] injury; [w]hether [respondents] reasonably be-
lieved there was a threat to the safety of staff or pris-
oners; and [a]ny efforts made by [respondents] to lim-
it the amount of force used.” /bid.

Petitioner preserved an objection to the portion of
that instruction stating that the jury would have to
find that respondents had “recklessly disregarded
[petitioner’s] safety by failing to take reasonable mea-
sures to minimize the risk of harm” to petitioner. J.A.
231; see J.A. 228-231. He argued that the phrase was
“confusing in the context of an excessive force case
where [respondents] were deliberately applying
force.” J.A. 231. Petitioner also objected to the in-
struction requiring proof of harm (although he has not
pressed that objection in this Court). J.A. 233-234.

d. The jury entered a verdict in favor of respond-
ents. J.A. 284.

3. The court of appeals affirmed. Pet. App. 1a-26a.
As relevant here, the court rejected petitioner’s ar-
gument that the district court had “conflated the
standards for excessive force under the Eighth and
Fourteenth Amendments and, as a result, wrongly in-
structed the jury to consider the subjective intent of
[respondents].” /d. at 2a.

a. The court of appeals began by explaining that
the Fourth and Eighth Amendments protect arrestees
and convicted prisoners, respectively, from excessive
force by law-enforcement officers, but that “[b]etween
the status of arrestee and sentenced prisoner is the
intermediate status of the detainee,” who “is entitled
to protection from physically abusive government con-
duct” under the Due Process Clause of the Fourteenth
Amendment. Pet. App. lla The court accordingly
analyzed the instructions under due-process stand-

7

ards, relying on this Court’s decision in Bell v. Wolf-
ish, 441 U.S. 520 (1979), as its “primary touchstone.”
Pet. App. 12a. Under Bell, the court of appeals ex-
plained, “‘the proper inquiry’ is whether the treat-
ment of the detainee ‘amountis] to punishment,’”
which may not be imposed on an individual before he
has been convicted and sentenced. /bid. (brackets in
original) (quoting Bell, 441 U.S. at 535). The court
contrasted that standard with the Eighth Amend-
ment’s narrower proscription only on “cruel and unu-
sual” punishments, and thus concluded that “the pro-
tection afforded by the Due Process Clause” from the
use of force “is broader than that afforded under the
Eighth Amendment.” /bid.

The court of appeals then held, again relying on
Bell, that to determine whether a given action consti-
tuted forbidden “punishment,” a court must ask
“whether [the] action was taken ‘for the purpose of
punishment or whether it is but an incident of some
other legitimate governmental purpose.’” Pet. App.
13a (quoting Bell, 441 U.S. at 538). That standard of
liability, the court said, could not be satisfied by negli-
gent governmental conduct, ibid. (citing Daniels v.
Williams, 474 U.S. 327, 334 (1986)), but it could be
satisfied by recklessness, which, the court said, “in-
corporates some measure of subjective intent,” ibid.
The court of appeals cited circuit precedent approving
instructions that required a plaintiff to prove that the
defendants “acted deliberately or with callous indif-
ference, evidenced by an actual intent to violate [the
plaintiff's) rights or reckless disregard for his rights.”
Pet. App. 16a-17a (citation omitted); cf. id. at 17a (per-
tinent inquiry is whether officers acted “maliciously
and sadistically for the very purpose of causing

8

harm”). The court noted that its cases “recognize,
quite clearly, the need for a subjective inquiry into the
defendant’s state of mind in performing the activity
under scrutiny.” Jd. at 18a. Such a standard “stands
in contrast,” the court continued, “to the rule under
the Fourth Amendment that focuses only on whether
the government conduct was ‘objectively reasonable’
in light of all of the facts and circumstances.” /d. at
13a-14a (quoting Graham v. Connor, 490 U.S. 386, 397
(1989)).

Applying its understanding of the Bell due-process
standard, the court of appeals held that the jury in-
structions were “sufficiently precise in [their] descrip-
tion of the due process right of a pretrial detainee to
ensure that [petitioner’s] case was fairly presented to
the jury.” Pet. App. 15a; see id. at 19a-22a. Petitioner
had argued on appeal that “the instructions were er-
roneous and confusing because he was required to es-
tablish that the officers had acted with ‘reckless dis-
regard’ for his safety, when the instruction should
have allowed the jury to find the existence of punish-
ment on the basis of wholly objective factors.” Jd. at
2la. But the court rejected that argument on the
ground that “the existence of intent—at least
recklessness—is a requirement in Fourteenth
Amendment excessive force cases,” and that the in-
structions had told the jury to measure recklessness
“largely by the objective factors” that the district
court had enumerated. /d. at 2la-22a. The court of
appeals further explained that in light of the overall
context of the instructions, the district court’s three
references to recklessness indicated only that to be
held liable, respondents must have (i) acted more than
negligently (“i.e., the taser did not go ‘off by acci-

9

dent’”), (ii) “‘failed to take reasonable measures to
minimize harm to [petitioner],’” and (iii) otherwise
behaved unreasonably in light of “objective considera-
tions.” Id. at 22a n.20 (quoting jury instructions).

b. Judge Hamilton dissented. Pet. App. 27a-42a.
He argued that “[iJf a pretrial detainee can prove that
a correctional officer used objectively unreasonable
force against him, it should be self-evident that the
detainee was ‘punished’ without due process of law.”
Id. at 27a. In his view, the district court had erred by
“add[ing] an unnecessary and confusing element of
‘reckless’ conduct or purpose to the required elements
of [petitioner’s] claim.” [bid.; see id. at 34a-37a.

SUMMARY OF ARGUMENT

The judgment of the court of appeals should be af-
firmed. Petitioner is correct (Br. 11) that a pretrial
detainee is not required to prove that an officer acted
with a “bad mental state” to prevail on an excessive-
force claim. However, the district court’s instructions,
although not a model of clarity, are most fairly read
not to include such a mental-state element.

A. Under the Due Process Clause, a person who
has been detained pending trial after a judicial finding
of probable cause may not be subjected to “punish-
ment.” United States v. Salerno, 481 U.S. 739, 746
(1987); see id. at 746-752. This Court has held that a
general restriction imposed on pretrial detainees con-
stitutes “punishment” in the relevant sense if (i) pris-
on officials impose it with the intent to achieve a puni-
tive objective, such as deterrence or retribution, or
(ii) the restriction is not reasonably related to a legit-
imate nonpunitive objective, such as prison security
and discipline, or is unreasonably disproportionate to
such an objective. Bell v. Wolfish, 441 U.S. 520, 535-

10

539 & n.20, 540 & n.23, 561 (1979). The same standard
should apply to an officer’s use of force against a pre-
trial detainee, with appropriate sensitivity to the diffi-
cult judgment calls that officers often must make
when inmates resist their orders or threaten violence.

B. The due-process excessive-force standard for
pretrial detainees differs in certain respects from the
Fourth Amendment standard for arrestees and the
Eighth Amendment standard for convicted prisoners.
But those differences are attributable to the different
text and purposes of the constitutiona) provisions and
the different stages in the criminal-justice process at
which they apply. In litigation, those differences can
be substantial, as the Eighth Amendment’s intent re-
quirement poses a significant barrier to liability.
However, for individual officers working with a prison
population comprising both pretrial detainees and
convicted prisoners, the practical problems should not
be substantial. In all cases, an officer who makes a
reasonable decision to use a proportionate level of
force in the service of a legitimate governmental
objective—such as effecting a lawful arrest, protect-
ing the public, ensuring the safety of prisoners and
guards, or enforcing legitimate discipline—complies
with the Constitution. And qualified immunity pro-
tects from liability an officer who reasonably believes
that her actions are lawful.

C. The jury instructions in this case required the
jury to hold respondents liable if it found that re-
spondents had used force against petitioner unreason-
ably in light of objective factors. Fairly read, those
instructions did not, as petitioner contends, include an
erroneous “bad mental state” element. Although the
excessive-force instruction used a variant of “reck-

11

less” in three places, the instruction is best read to
equate recklessness with “failing to take reasonable
measures to minimize the risk of harm to [petitioner]”
and otherwise acting unreasonably in light of objec-
tive considerations, J.A. 278, not with a “bad mental
state,” such as a malicious or punitive purpose.

ARGUMENT

TO SUCCEED ON AN EXCESSIVE-FORCE CLAIM, A
PRETRIAL DETAINEE IS NOT REQUIRED TO PROVE
THAT THE DEFENDANT ACTED WITH A PARTICULAR
SUBJECTIVE MENTAL STATE

An individual is subject to the use of force by law-
enforcement officers at various stages of the criminal-
justice process. When an officer has probable cause to
believe that a person has committed a crime, she may
arrest him. Atwater v. City of Lago Vista, 532 U.S.
318, 354 (2001). The Fourth Amendment permits the
officer to use a reasonable level of force to effect that
arrest and to ensure the safety of herself, fellow offic-
ers, and other citizens. Plumhoff v. Rickard, 134
S. Ct. 2012, 2020-2022 (2014). The Fourth Amend-
ment and the Due Process Clause of the Fourteenth
(or Fifth) Amendment then permit the government to
detain the arrestee pending a guilty plea or trial if a
magistrate finds probable cause and denies bail. See
United States v. Salerno, 481 U.S. 739, 746-752 (1987);
Gerstein v. Pugh, 420 U.S. 103, 126 (1975). Within the
pretrial-detention facility, officers will often be re-
quired to use force or the threat of force to maintain
order and to ensure the safety of officers and detain-
ees. Finally, after a defendant has been convicted and
sentenced to a term of imprisonment, the government
may incarcerate him in a facility where officers may
use force not only to maintain order and safety, but

12

also to advance legitimate penological goals, subject to
the limits imposed by the Eighth Amendment’s pro-
scription on “cruel and unusual punishments.” See
O’Lone v. Estate of Shabazz, 482 U.S. 342, 348 (1987).

This case concerns the constitutional limits on of-
ficers’ use of force during the pretrial-detention
phase. This Court has made clear that “the Due Pro-
cess Clause protects a pretrial detainee from the use
of excessive force that amounts to punishment.” Gra-
ham v. Connor, 490 U.S. 386, 395 n.10 (1989). Peti-
tioner is correct (Br. 12, 15-27) that a pretrial detainee
can establish a due-process violation by showing ei-
ther that the officer bore the subjective intent to in-
flict punishment or that the level of force employed
had no reasonable relation to a legitimate nonpunitive
objective, like prison safety and discipline. But peti-
tioner errs in contending (Br. 11, 13) that the jury in-
structions in this case, fairly read, misled the jury that
petitioner was required to prove a “bad mental state”
element."

A. The Due Process Clause Prohibits Prison Officials
From Using Force That Amounts To Punishment
Against A Pretrial Detainee

1. a. Under the Due Process Clause, a person
“may not be punished prior to an adjudication of guilt
in accordance with due process of law.” Bell v. Wolf-
ish, 441 U.S. 520, 535 (1979). The government, how-

' Respondents have preserved an argument that they are enti-
tled to qualified immunity even if the instructions were erroneous,
an issue that the court of appeals did not reach. See Br. in Opp. 17
n.1; Resps. C.A. Br. 28-29. Were this Court to conclude that the
instructions were erroneous, it would be appropriate to remand to
the court of appeals for resolution of that case-specific question in
the first instance.

13

ever, may detain a criminal defendant pending trial in
certain circumstances, such as where he cannot make
bail or poses a risk of future dangerousness, because
such detention is “regulatory, not penal” in character.
Salerno, 481 U.S. at 746; see Bell, 441 U.S. at 536.
During the course of that detention, the government
“may subject [the detainee] to the restrictions and
conditions of the detention facility so long as those
conditions and restrictions do not amount to punish-
ment or otherwise violate the Constitution.” Bell, 441
U.S. at 536-537.

In Bell, this Court set out the framework for dis-
tinguishing “between punitive measures that may not
constitutionally be imposed [on a detainee] prior to a
determination of guilt and regulatory restraints that
may.” 441 U.S. at 537. “A court,” Bell explained,
“must decide whether the disability is imposed for the
purpose of punishment or whether it is but an incident
of some other legitimate governmental purpose.” /d.
at 538. Thus, to prove a due-process violation, a plain-
tiff must establish a particularized form of intent:
that jail officials acted with the purpose of achieving a
punitive objective, such as “[rjetribution [or] deter-
rence,” rather than a “legitimate nonpunitive govern-
mental objective{]},” id. at 539 n.20, such as “[e)}nsuring
security and order at the institution,” id. at 561.

Bell further held that a plaintiff can establish that
unlawful purpose in one of two ways. First, the pur-
pose requirement is met if a plaintiff proves “an ex-
pressed intent to punish on the part of detention facil-
ity officials.” 441 U.S. at 538; see id. at 539 n.20, 561.
Second, absent proof of such an expressed intent, the
“determination generally will turn on ‘whether an al-
ternative purpose to which [the challenged practice]

14

may rationally be connected is assignable for it, and
whether it appears excessive in relation to the alterna-
tive purpose assigned [to it}.’” Jd. at 538 (second set
of brackets in original) (quoting Kennedy v. Mendoza-
Martinez, 372 U.S. 144, 168-169 (1963)).

The inquiry under the second alternative is an ob-
jective one. If the challenged practice “is reasonably
related to a legitimate governmental objective, it does
not, without more, amount to ‘punishment,’” and
therefore does not violate due process. Bell, 441 U.S.
at 539. “Conversely, if a restriction or condition is not
reasonably related to a legitimate goal—if it is arbi-
trary or purposeless—a court permissibly may infer
that the purpose of the governmental action is pun-
ishment.” Jbid. In conducting that inquiry, a court
must also ask whether there exist “many alternative
and less harsh methods” of achieving the same nonpu-
nitive objective. /d. at 539 n.20. For example,
although “loading a detainee with chains and shackles
and throwing him in a dungeon may ensure his pres-
ence at trial and preserve the security of the institu-
tion,” such extreme conditions would nevertheless
“support a conclusion that the purpose for which they
were imposed was to punish.” /bid.

Bell applied its framework to a number of chal-
lenged security practices in a federal detention facili-
ty, including body-cavity searches and unannounced
cell searches. See 441 U.S. at 544-562. Because the
officials had no “intent to punish the pretrial detainees
housed there,” the Court evaluated whether the prac-
tices were “rationally related to a legitimate nonpuni-
tive governmental purpose and whether they ap-
pear[ed] excessive in relation to that purpose.” /d. at
561. Under that standard, the Court concluded that

15

the plaintiffs “simply ha[d] not met their heavy bur-
den of showing that these officials have exaggerated
their response to the genuine security considerations”
that prompted the practices. /d. at 561-562; see Block
v. Rutherford, 468 U.S. 576, 583-591 (1984) (applying
Bell standard to security practices for pretrial detain-
ees); Schall v. Martin, 467 U.S. 253, 269-271 (1984)
(applying Bell standard to conditions of pretrial de-
tention for juveniles).

b. Neither Bell nor this Court’s subsequent deci-
sions applying its standard have been perfectly clear
as to whether the second, objective prong reflects an
independent legal basis for classifying governmental
action as punitive or instead describes only the sort of
evidence from which a factfinder may infer that a giv-
en action was in fact motivated by a punitive intent.
The former view, however, is the better reading of the
decisions. Bell stated that the “court” (rather than
the “jury” or “factfinder”) would draw the inference of
punitive intent from the lack of any reasonable and
proportionate connection between the restriction and
a nonpunitive objective. 441 U.S. at 538-539. It also
held that “arbitrary or purposeless” restrictions
would be unconstitutional, id. at 539, suggesting that
if prison officials had no discernible purpose whatso-
ever in implementing a restriction, the restriction
could violate due process. And in Block, the Court
stated that Bell’s objective analysis applies “({a]bsent
proof of intent to punish,” 468 U.S. at 584 (emphasis
added), indicating that the objective analysis does not
constitute mere proof of an officer’s actual mental
state.

The Bell objective test thus resembles other situa-
tions when the law holds that a particular purpose

16

must be imputed to a challenged action based on ob-
jective circumstances. See, e.g., Michigan v. Bryant,
131 S. Ct. 1143, 1156 (2011) (“To determine whether
the primary purpose of an interrogation is to enable
police assistance to meet an ongoing emergency,
* * * we objectively evaluate the circumstances in
which the encounter occurs and the statements and
actions of the parties.”) (citation and internal quota-
tion marks omitted); cf. Global-Tech Appliances, Inc.
v. SEB S.A., 131 8. Ct. 2060, 2068-2069 (2011) (explain-
ing that the criminal law often equates willful blind-
ness with knowledge or purpose). And it accords with
this Court’s broader due-process jurisprudence, in
which the Court has typically evaluated governmental
action objectively. See Pet. Br. 24.

2. Bell set out the standard for impermissible
“punishment” in the context of claims challenging
conditions of confinement and general prison security
practices, not the use of force against a detainee. But
this Court later stated, citing Bell, that it “is clear
* ™* ™* that the Due Process Clause protects a pre-
trial detainee from the use of excessive force that
amounts to punishment.” Graham, 490 U.S. at 395
n.10 (citing 441 U.S. at 535-539). And this Court has
indicated that the Bell standard represents a general
definition of what sort of governmental action consti-
tutes “punishment” that is “per se illegitimate” when
“imposed without a prior adjudication of guilt.”
Schall, 467 U.S. at 272; see Salerno, 481 U.S. at 747-
748 (applying standard to Bail Reform Act of 1984, 18
U.S.C. 3141 et seqg.); Kennedy, 372 U.S. at 168-169
(applying standard to forfeiture-of-citizenship statute)
(relied on by Bell, 441 U.S. at 537-539 & n.20). For
that reason, the Bell standard is not limited to the

17

particular governmental practices at issue in Bell it-
self.

Accordingly, the Bell standard supplies the appro-
priate test for evaluating the constitutionality of the
use of force against pretrial detainees. A challenged
use of force should therefore be held to violate the
Due Process Clause when either (i) there was “an ex-
pressed intent to punish on the part of [the] detention
facility officials” who used the force, 2.e., to achieve
punitive objectives like deterrence, retribution, or
chastisement; or (ii) the use of force was “not reason-
ably related to a legitimate goal,” such as the safety of
officers and inmates or appropriate prison discipline,
or was unreasonably disproportionate in respect to
such an objective. Bell, 441 U.S. at 538-539.

That standard provides a workable test to guide an
officer’s decisionmaking in situations where she must
choose whether to use force to ensure the security of a
detention facility or to enforce her commands. Both
law-enforcement organizations and courts have ample
experience in assessing the lawfulness of the use of
force in light of the objective circumstances known to
the officer at the time, because a similar inquiry is re-
quired by the Fourth Amendment in the arrest con-
text. See pp. 22-23, infra.

There are, to be sure, critical differences between
general restrictions and security practices established
as prison policy and the quick judgment calls that of-
ficers make when deciding whether to use force
against a pretrial detainee. Officers can be called up-
on to use force “in haste, under pressure, and fre-
quently without the luxury of a second chance.” Hud-
son v. McMillian, 503 U.S. 1, 6 (1992) (quoting Whit-
ley v. Albers, 475 U.S. 312, 320 (1986)). That concern,

18

however, does not warrant a different constitutional
standard for excessive-force claims. Cf. p. 26, infra.
Instead, courts should apply the Bell standard with
appropriate sensitivity to the volatile conditions under
which officers must make decisions about whether to
use force, as they do with Fourth Amendment claims.
See, e.g., Plumhoff, 134 S. Ct. at 2020-2022. In addi-
tion, as petitioner recognizes (Br. 26), a court must
always evaluate the use of force in light of the “facts
known [to the officer] at the time, not hindsight.” See
Graham, 490 U.S. at 397. And as with any claim chal-
lenging the actions of officials who serve in detention
facilities, courts must keep in mind that “[rjunning a
prison is an inordinately difficult undertaking,”
Turner v. Safley, 482 U.S. 78, 84-85 (1987), and that
“safety and order at these institutions requires the
expertise of correctional officials, who must have sub-
stantial discretion to devise reasonable solutions to
the problems they face,” Florence v. Board of Chosen
Freeholders, 132 S. Ct. 1510, 1515 (2012). See Block,
468 U.S. at 584-585, 588; Hudson v. Palmer, 468 U.S.
517, 526-527 (1984); Bell, 441 U.S. at 540 n.23, 547-548
& n.29; accord Pet. Br. 22.

3. In the decision below, the court of appeals cor-
rectly recognized that under Bell, “[w]je must ask
whether a particular action was taken ‘for the purpose
of punishment or whether it is but an incident of some
other legitimate governmental purpose,’” Pet. App.
13a (quoting Bell, 441 U.S. at 538), and the court con-
cluded that “the existence of intent—at least reck-
lessness—is a requirement in Fourteenth Amendment
excessive force cases,” id. at 21a. But in discussing
recklessness, the court cited precedents both for the
proposition that reckless (but not negligent) govern-

19

mental action can violate the Due Process Clause, see
id. at 13a-14a, and for the proposition that the requi-
site intent can be shown either by “an actual intent to
violate [the plaintiffs] rights or reckless disregard for
his rights,” id. at 16a-17a (citation omitted; brackets
in original).

That analysis was unnecessarily confusing. The
court of appeals conflated two different types of intent
relevant to a due-process claim: the intent to commit
the act that caused harm, and the intent to achieve a
particular purpose. See Pet. App. 37a-4la (Hamil-
ton, J., dissenting). This case does not involve any
dispute over the first type of intent—as it would if, for
example, respondents claimed to have accidentally
stunned petitioner with the taser. See id. at 22a n.20
(majority opinion); cf. County of Sacramento v. Lewis,
523 U.S. 833, 836 (1998) (holding that “deliberate or
reckless indifference to life in a high-speed automobile
chase” does not violate due process). Rather, the
question here is whether respondents’ admittedly in-
tentional use of force against petitioner was undertak-
en with the purpose of inflicting punishment rather
than achieving a nonpunitive objective, like ensuring
compliance with their lawful orders.

As discussed, that aspect of the Bell standard is an
objective inquiry, and the use of the term “reckless” in
that context is more likely to confuse courts and liti-
gants, because it appears to invoke the threshold dis-
tinction between intentional and unintentional gov-
ernmental conduct. Accordingly, this Court should
not import the concept of “recklessness” into the
standard for constitutional excessive-force claims; it
should instruct lower courts to apply the Bell stand-
ard instead.

20

B. The Standards For Excessive-Force Claims Under
The Fourth And Eighth Amendments Do Not Apply
To Pretrial Detainees

The Bell standard differs in some respects from the
standards that this Court has established for Fourth
Amendment excessive-force claims brought by ar-
restees and Eighth Amendment excessive-force claims
brought by convicted prisoners. But those differences
are attributable to the different text and purposes of
those provisions and the different stages in the
criminal-justice process at which they apply. And in
any event, the differences in the legal standards are
unlikely to matter in a significant number of real-
world encounters where officers must decide whether
to use force.

1. The use of force during pretrial detention does not
effect a Fourth Amendment seizure

Petitioner contends (Br. 27-34) that the Fourth
Amendment supplies an alternative standard for an
excessive-force claim by a pretrial detainee. Although
that argument is misguided, petitioner is correct (Br.
34-36) that the Fourth Amendment’s reasonableness
standard does not substantially differ from the objec-
tive component of the Bell standard.

a. The Fourth Amendment prohibits unreasonable
seizures of persons. “Whenever an officer restrains
the freedom of a person to walk away,” either through
a show of force or an exercise of force, “he has seized
that person.” Tennessee v. Garner, 471 U.S. 1, 7
(1985); see Brendlin v. California, 551 U.S. 249, 254
(2007). Because the Fourth Amendment’s reasona-
bleness requirement governs “how [a] seizure is
made,” Garner, 471 U.S. at 7, the use of force “in the
context of an arrest or investigatory stop of a free citi-

21

zen” must be objectively reasonable, Graham, 490
US. at 394.

The use of force during pretrial detention, howev-
er, does not effect a “seizure” in the constitutional
sense and so is not subject to the Fourth Amendment.
Once a defendant has been placed into pretrial deten-
tion, it is not any subsequent use of force within the
detention facility that “restrains [his] freedom
* * * to walk away.” Garner, 471 U.S. at 7. Ra-
ther, it is the placement into the detention facility it-
self that “results in restricting the movement of [the]
detainee.” Bell, 441 U.S. at 537. A subsequent use of
force against him may constitute impermissible pun-
ishment, but it does not produce any additional re-
straint on his freedom of movement, because that
freedom has already been fully extinguished upon his
introduction into the facility. Even if that initial sei-
zure is understood to continue throughout the period
of detention, cf. Albright v. Oliver, 510 U.S. 266, 277-
279 (1994) (Ginsburg, J., concurring), the use of force
is not what effects the seizure; the detainee will re-
main seized regardless of whether force is employed.
Cf. Palmer, 468 U.S. at 528 n.8 (holding that the
Fourth Amendment “is inapplicable” to seizure of
property from convicted prisoner’s cell).

Petitioner suggests (Br. 30-32) that each incremen-
tal restriction on a detainee’s freedom of movement
within a detention facility counts as a separate Fourth
Amendment seizure. Petitioner cites no case of this
Court suggesting that view, and it is impracticable.
Jail administrators, after all, constantly exercise
physical control over detainees, both through the use
of force and through the explicit or implicit threat of
force. It would work a vast expansion of the Fourth

22

Amendment to hold that each of the many daily en-
counters that “necessitate some additional limitations
on [a detainee’s] freedom of movement” within a de-
tention facility—such as “taking a prisoner aside for
questioning,” ordering him out of his cell, or breaking
up a fight—constitutes an additional seizure requiring
a fresh Fourth Amendment analysis. Howes v. Fields,
132 S. Ct. 1181, 1192 (2012).

Classifying every restriction on a detainee’s move-
ment as an additional Fourth Amendment seizure
could foster confusion in lower courts as to whether
the Fourth Amendment reasonableness standard re-
quires a greater justification for particular restric-
tions than the Bell standard. And most significantly,
petitioner does not identify any plausible reason why,
on his view, each restriction on movement imposed on
convicted prisoners would not also constitute a Fourth
Amendment seizure. If so, prison administrators
could be faced with a higher standard for certain
conditions-of-confinement claims than the currently
governing Eighth Amendment standard (“deliberate
indifference”). See p. 26, infra. For those reasons, it
is more sensible to consider the use of force under the
due-process standard that this Court has already held
to apply to pretrial detention.

b. In any event, as petitioner agrees (Br. 13, 34-36),
applying the Fourth Amendment reasonableness
standard to excessive-force claims would not produce
a standard that materially differs from the Bell stand-
ard. The question in a traditional Fourth Amendment
excessive-force case is whether the level of force used
was a reasonable, proportionate means of achieving
the legitimate governmental objectives appropriate to
that stage of the criminal-justice process: ensuring

23

the safety of officers and the public and apprehending
an offender. See, e.g., Plumhoff, 134 S. Ct. at 2020-
2022; Scott v. Harris, 550 U.S. 372, 383-384 (2007). In
the pretrial-detention context, the governmental ob-
jectives are similar: primarily, protecting the safety of
other inmates and officers and ensuring good order
and discipline within the facility. See Bell, 441 U.S. at
559. As in arrest situations, a proportionate use of
force reasonably calibrated to achieve those goals in
light of the facts and circumstances facing the officer
would be objectively reasonable. Accordingly, even if
this Court were to hold that the Fourth Amendment
applies (or reserve that question), adoption of the sec-
ond, objective component of the Bell formulation, as a
product of Fourth Amendment balancing, would ulti-
mately be appropriate.

2. The Eighth Amendment's “malicious and sadistic”
standard does not apply to excessive-force claims
brought by pretrial detainees

The Eighth Amendment prohibits prison officials
from applying force against inmates “maliciously and
sadistically for the very purpose of causing harm.”
Farmer v. Brennan, 511 U.S. 825, 835-836 (1994).
Although the Eighth Amendment applies only after a
“formal adjudication of guilt,” City of Revere v. Mas-
sachusetts Gen. Hosp., 463 U.S. 239, 244 (1983), and
therefore does not directly apply to pretrial detainees,
respondents argued below that the Eighth Amend-
ment standard “is appropriate whenever jail officials
use force to preserve internal order and discipline and
to maintain institutional security” in a _pretrial-
detention facility. Resps. C.A. Br. 23. That view is in-
correct.

24

a. This Court has held that a “sentenced inmate,”
unlike a pretrial detainee, “may be punished, although
that punishment may not be ‘cruel and unusual’ under
the Eighth Amendment.” Bell, 441 U.S. at 535 n.16
(citing Ingraham vy. Wright, 430 U.S. 651, 671 n.40
(1977)); see Sandin v. Conner, 515 U.S. 472, 485
(1995). In contrast to pretrial detention, incarceration
after sentencing can entail “restrictive and even
harsh” conditions, Rhodes v. Chapman, 452 U.S. 337,
346-347 (1981), that are designed to achieve “valid pe-
nological objectives—including deterrence of crime,
rehabilitation of prisoners,” and just retribution,
O’Lone, 482 U.S. at 348; see Rhodes, 452 U.S. at 352.

In light of that longstanding view, this Court has
interpreted the Eighth Amendment’s proscription on
“cruel and unusual punishments” to bar “‘only the un-
necessary and wanton infliction of pain’” on prisoners.
Wilson v. Seiter, 501 U.S. 294, 298 (1991) (emphasis
added) (quoting Whitley, 475 U.S. at 319). That re-
quires “more than ordinary lack of due care for the
prisoner’s interests or safety.” Jd. at 299 (quoting
Whitley, 475 U.S. at 319). A plaintiff must prove both
an objective element—that the prison official’s con-
duct violated “contemporary standards of decency”—
and a subjective element—that the official acted with
“a sufficiently culpable state of mind.” McMillian,
503 U.S. at 8 (citation omitted); see Helling v.
McKinney, 509 U.S. 25, 35-37 (1993). A subjective el-
ement is necessary, this Court has held, for an offi-
cial’s action to qualify as “punishment” under the
Eighth Amendment. Wilson, 501 U.S. at 300; see
Farmer, 511 U.S. at 837-838.

For an Eighth Amendment excessive-force claim
(as opposed to a conditions-of-confinement claim), the

25

subjective element requires a plaintiff to “show that
{the} officials applied force ‘maliciously and sadistical-
ly for the very purpose of causing harm,’” i.e., with “‘a
knowing willingness that [harm] occur.’” Farmer, 511
U.S. at 835-836 (brackets in original) (quoting McMil-
lian, 503 U.S. at 6, 7). Accordingly, so long as the
force was used in a “good-faith effort to maintain or
restore discipline,” the Eighth Amendment is not vio-
lated. McMillian, 503 U.S. at 7. Once that subjective
element is established, however, the objective element
is also met; “[w]Jhen prison officials maliciously and
sadistically use force to cause harm, contemporary
standards of decency always are violated.” Id. at 9
(citing Whitley, 475 U.S. at 327).

As with due-process claims, this Court has sug-
gested that the subjective element of an Eighth
Amendment excessive-force claim can be inferred
from objective circumstances. The Court has in-
structed that in deciding whether a correctional of-
ficer’s use of force was “malicious and sadistic,” a
court should consider “such factors as the need for the
application of force, the relationship between the need
and the amount of force that was used, [and] the ex-
tent of injury inflicted.” Whitley, 475 U.S. at 320-321
(citation omitted; brackets in original). “From such
considerations,” the Court has held, “inferences may
be drawn as to whether the use of force could plausi-
bly have been thought necessary, or instead evinced
such wantonness with respect to the unjustified inflic-
tion of harm as is tantamount to a knowing willing-
ness that it occur.” /d. at 321 (emphasis added).

b. The differences between the due-process stand-
ard and the Eighth Amendment standard arise from
the different text of the pertinent constitutional provi-

26

sions and the fact that, unlike convicted prisoners,
pretrial detainees have not yet been adjudicated
guilty of a criminal offense. In particular, the Eighth
Amendment requirement that the officer acted “mali-
ciously and sadistically for the very purpose of caus-
ing harm” stems from the Eighth Amendment’s dis-
tinct requirement that the punishment be “cruel and
unusual,” i.e., wanton. Whitley, 475 U.S. at 320-321
(citation omitted). Because wantonness is not a re-
quirement of a due-process claim, the officer’s pur-
pose in using force against a pretrial detainee need
not rise to the level of maliciousness or sadism to vio-
late the Constitution.

Likewise, in the Eighth Amendment context, this
Court adopted a higher subjective standard for exces-
sive-force claims (“malicious and sadistic”) than for
conditions-of-confinement claims (“deliberate indiffer-
ence”), whereas under the due-process analysis set
out above, the Bell standard applies to both types of
claims. But that is because the Eighth Amendment’s
wantonness element requires a mental state for condi-
tions-of-confinement claims—‘“deliberate _ indiffer-
ence,” 2e., “subjective recklessness,” Farmer, 511
U.S. at 839-840—that would be inappropriate for eval-
uating decisions to use force (and would be a poor fit
in the context of intentional applications of force in
any event). See McMillian, 503 U.S. at 6-7. The same
problem does not exist here, because the Bell stand-
ard, like Fourth Amendment objective reasonable-
ness, can readily be applied to excessive-force claims.
See pp. 22-23, supra.

ce. Detention facilities sometimes house both pre-
trial detainees and convicted prisoners. See Bell, 441
U.S. at 546 n.28. Under the framework described

27

above, a stricter standard for the use of force will ap-
ply to the pretrial detainees than to the other inmates,
in theory giving rise to practical difficulties when the
two classes of detainees are housed together.

There are substantial reasons, however, to believe
that the difference in standards will not present seri-
ous practical problems for jail administration. Like
the Eighth Amendment standard, the Bell standard
gives officers substantial discretion to use force for
safety and disciplinary purposes. Accordingly, in real-
world encounters, an officer’s decision to use force
against a detainee probably would not be affected by
whether the due-process or Eighth Amendment
standard governs. It would be the unusual case where
an officer’s use of force is not malicious or sadistic
(and so satisfies the Eighth Amendment) but has no
reasonable relation to any legitimate nonpunitive ob-
jective (and so violates due process). In addition,
many officers are subject to a use-of-force policy
adopted by their detention facility that is stricter than
the Eighth Amendment standard.

Moreover, it has been clear since at least 1981 that
the Bell standard governs conditions-of-confinement
claims for pretrial detainees, while the “deliberate in-
difference” standard governs such claims by convicted
prisoners. See Rhodes, 452 U.S. at 347. Yet we are
aware of no evidence that administrators of detention
facilities housing both pretrial detainees and convicted
prisoners have struggled to conform the conditions of
the facilities to constitutional standards.

Finally, with respect to both due-process and
Eighth Amendment claims, officers are protected
from liability by qualified immunity. That defense
“applies regardless of whether the government offi-

28

cial’s error is a mistake of law, a mistake of fact, or a
mistake based on mixed questions of law and fact.”
Pearson v. Callahan, 555 U.S. 223, 231 (2009) (cita-
tions and internal quotation marks omitted). Accord-
ingly, to hold an officer liable for the use of excessive
force under the Bell standard, absent an expressed
intent to punish, it must be established that no rea-
sonable officer in the same position could have con-
cluded that the use of force was reasonably related to
a legitimate nonpunitive objective and was propor-
tionate to that objective. Cf. Anderson v. Creighton,
483 U.S. 635, 643-644 (1987) (holding that officers are
entitled to qualified immunity if they reasonably con-
clude that a search is reasonable under the Fourth
Amendment). Given that high threshold for liability,
it is unlikely that officers will find themselves having
to differentiate between pretrial detainees and con-
victed prisoners in deciding whether to use force.

C. The District Court Adequately Instructed The Jury On
The Elements Of An Excessive-Force Claim

Under the Bell due-process standard for excessive-
force claims diseussed above, a plaintiff can succeed
by proving that the use of force was not reasonably
related to a legitimate nonpunitive objective (or was
unreasonably disproportionate to such an objective),
without proving that the defendant in fact had a par-
ticular culpable mental state.

Petitioner contends (Br. 11, 13) that the jury in-
structions in this case impermissibly required him to
prove that respondents had a “bad mental state” when
they used force against him. That argument does not
merit reversal of the jury’s verdict. As the court of
appeals recognized, Pet. App. 10a-lla, a jury verdict
in a civil case should be reversed for instructional er-

29

ror “only if it appears that the jury was misled and its
understanding of the issues was seriously affected to
the prejudice of the complaining party.” Westchester
Fire Ins. Co. v. General Star Indem. Co., 183 F.3d 578,
585 (7th Cir. 1999) (citation and internal quotation
marks omitted); see, e.g., Townsend v. Lumbermens
Mut. Cas. Co., 294 F.3d 1232, 1237 (10th Cir. 2002)
(“The instructions as a whole need not be flawless, but
we must be satisfied that, upon hearing the instruc-
tions, the jury understood the issues to be resolved
and its duty to resolve them.”). And a reviewing court
must “defer to the district court’s phrasing of an in-
struction” so long as it “accurately states the law.”
Pet. App. 10a (quoting Huff v. Sheahan, 493 F.3d 893,
899 (7th Cir. 2007)).

Fairly read in light of those standards, the instruc-
tions here did not contain reversible error. In focus-
ing on the objective reasonableness of respondents’
actions, the jury instructions nearly mirrored the
Fourth Amendment approach that petitioner favors.

1. The district court instructed the jury that to
hold respondents liable, the jury was required to find
that the force respondents used “was unreasonable in
light of the facts and circumstances at the time,” and
that respondents “knew that using force presented a
risk of harm to [petitioner], but they recklessly disre-
garded [petitioner’s] safety by failing to take reasona-
ble measures to minimize the risk of harm to [peti-
tioner].” J.A. 277-278. Underscoring that the court
was effectively instructing the jury on an objective-
reasonableness standard, the court told the jury to
consider whether the force was “unreasonable from
the perspective of a reasonable officer facing the same
circumstances that [respondents] faced.” J.A. 278.

30

The court then proceeded to enumerate the various
objective factors that the jury was required to consid-
er “in deciding whether one or more [respondents]
used unreasonable force and acted with reckless dis-
regard of [petitioner’s}] rights”: “(t]he need to use
force; [t]he relationship between the need to use force
and the amount of force used; [t]he extent of [petition-
er’s] injury; [w]hether [respondents] reasonably be-
lieved there was a threat to the safety of staff or pris-
oners; and [a]ny efforts made by [respondents] to lim-
it the amount of force used.” Jbid.

Although the instruction used a variant of “reck-
less” in three places, it equated reckless conduct with
“*failing to take reasonable measures to minimize the
risk of harm to [petitioner],’”"—the objective propor-
tionality inquiry under Bell—and described “‘reckless
disregard’” purely in terms of “uncontroversial objec-
tive considerations,” as the court of appeals concluded.
Pet. App. 8a-9a, 22a n.20 (quoting instructions).
While attorneys and courts know that the term “reck-
less” can connote a subjective mental state, such as
consciously disregarding a substantial risk, see
Farmer, 511 U.S. at 839, the use of that term in the
instruction here would not have led a lay jury to con-
clude that respondents could be held liable only if they
actually had a particular subjective “bad mental
state.” See Morgan v. Family Dollar Stores, Inc., 551
F.3d 1233, 1283 (11th Cir. 2008) (“When the instruc-
tions, taken together, properly express the law appli-
cable to the case, there is no error even though an iso-
lated clause may be inaccurate, ambiguous, incomplete

31

or otherwise subject to criticism.”), cert. denied, 558
U.S. 816 (2009).?

Even considered in light of the term’s common le-
gal connotation, moreover, the inclusion of reckless-
ness was at most irreievant in a case in which re-
spondents did not dispute that they had used force in-
tentionally. Indeed, that was petitioner’s principal ba-
sis for objecting to the instruction in the district court.
See J.A. 229 (“[I]n an excessive force case, the con-
duct will always be intentional. Indifference or disre-
gard makes no sense.”); see also J.A. 231. But the in-
struction was not likely to have the led the jury to be-
lieve that liability required the officers to have had a
“bad mental state,” such as a punitive or malicious in-
tent.

For the reasons given above (see pp. 18-19, supra),
in the future courts should not invoke the concept of
recklessness in excessive-force cases. But the idio-
syncratic way in which that term was used in the in-
struction here would not have misled the jury into en-
tering a verdict for respondents on the ground that
they lacked a particular subjective intent.

2. The excessive-force instruction was imprecise in
two respects that petitioner does not challenge. Those
flaws therefore provide no grounds for reversal. But
the instruction given here should not be taken as a
mode! for future cases.

® The court’s punitive-damages instruction used the term “reck-
less disregard” in a different sense (“complete indifference” to pe-
titioner’s safety or rights), J.A. 281-282, but petitioner has not ar-
gued that the punitive-damages instruction could have misled the
jury on the liability instruction. To the contrary, the punitive-
damages instruction makes clear that the standard for punitive
damages is higher than the threshold standard for liability.

32

First, the district court did not instruct the jury
under the first prong of the Bell standard that it could
hold respondents liable if they had in fact acted with
an explicit punitive purpose. But petitioner never re-
quested such an instruction; to the contrary, he ar-
gued against any “separate subjective element” at all.
J.A. 229.

Second, the instructions did not inform the jury
that to be lawful, respondents’ use of force had to be a
reasonable and proportionate means of achieving a
nonpunitive objective. But again, petitioner did not
object on that ground. And in any event, the omission
was harmless because respondents never argued that
their actions could be justified as reasonably related
to an interest other than prison safety and discipline.
Instead, they argued that petitioner’s refusal to com-
ply with orders and physical resistance “led to the of-
ficers involved understandably being concerned that
somebody was going to get hurt,” D. Ct. Doc. 156, at
119, 135, and that Degner had stunned petitioner with
the taser “solely for the purpose of getting [petitioner]
to comply so they could take the cuffs off and leave
the cell,” id. at 136; see id. at 144-145.

33

CONCLUSION

The judgment of the court of appeals should be
affirmed.

Respectfully submitted.

DONALD B. VERRILLI, JR.
Solicitor General
BENJAMIN C. MIZER
VANITA GUPTA
Acting Assistant Attorneys
General

IAN HEATH GERSHENGORN
Deputy Solicitor General
JOHN F. BASH
Assistant to the Solicitor
General
BARBARA L. HERWIG
MARK L. GROSS
ERIN ASLAN
Attorneys

MARCH 2015

APPENDIX

1. U.S. Const. Amend. IV provides:

The right of the people to be secure in their per-
sons, houses, papers, and effects, against unreasonable
searches and seizures, shall not be violated, and no
Warrants shall issue, but upon probable cause, sup-
ported by Oath or affirmation, and particularly de-
scribing the place to be searched, and the persons or
things to be seized.

2. U.S. Const. Amend V provides:

No person shall be held to answer for a capital, or
otherwise infamous crime, unless on a presentment or
indictment of a Grand Jury, except in cases arising in
the land or naval forces, or in the Militia, when in
actual service in time of War or public danger; nor
shall any person be subject for the same offence to be
twice put in jeopardy of life or limb; nor shall be com-
pelled in any criminal! case to be a witness against
himself, nor be deprived of life, liberty, or property,
without due process of law; nor shall private property
be taken for public use, without just compensation.

3. U.S. Const. Amend VIII provides:

Excessive bail shall not be required, nor excessive
fines imposed, nor cruel and unusual punishments in-
flicted.

(la)

2a

4. U.S. Const. Amend. XIV provides:

Section 1. All persons born or naturalized in the
United States, and subject to the jurisdiction thereof,
are citizens of the United States and of the State
wherein they reside. No State shall make or enforce
any law which shall abridge the privileges or immuni-
ties of citizens of the United States; nor shall any State
deprive any person of life, liberty, or property, without
due process of law; nor deny to any person within its
jurisdiction the equal protection of the laws.

Section 2. Representatives shall be apportioned
among the several States according to their respective
numbers, counting the whole number of persons in
each State, excluding Indians not taxed. But when
the right to vote at any election for the choice of elec-
tors for President and Vice President of the United
States, Representatives in Congress, the Executive
and Judicial officers of a State, or the members of the
Legislature thereof, is denied to any of the male in-
habitants of such State, being twenty-one years of age,
and citizens of the United States, or in any way
abridged, except for participation in rebellion, or other
crime, the basis of representation therein shall be
reduced in the proportion which the number of such
male citizens shall bear to the whole number of male
citizens twenty-one years of age in such State.

Section 3. No Person shall be a Senator or Rep-
resentative in Congress, or elector of President and
Vice President, or hold any office, civil or military,
under the United States, or under any State, who,
having previously taken an oath, as a member of Con-

3a

gress, or as an officer of the United States, or as a
member of any State legislature, or as an executive or
judicial officer of any State, to support the Constitu-
tion of the United States, shall have engaged in insur-
rection or rebellion against the same, or given aid or
comfort to the enemies thereof. But Congress may

by a vote of two-thirds of each House, remove such
disability.

Section 4. The validity of the public debt of the
United States, authorized by law, including debts in-
curred for payment of pensions and bounties for ser-
vices in suppressing insurrection or rebellion, shall not
be questioned. But neither the United States nor any
State shall assume or pay any debt or obligation in-
curred in aid of insurrection or rebellion against the
United States, or any claim for the loss or emancipa-
tion of any slave; but all such debts, obligations and
claims shall be held illegal and void.

Section 5. The Congress shall have power to en-
force, by appropriate legislation, the provisions of this
article.

5. 42 U.S.C. 1983 provides:
Civil action for deprivation of rights

Every person who, under color of any statute, or-
dinance, regulation, custom, or usage, of any State or
Territory or the District of Columbia, subjects, or
causes to be subjected, any citizen of the United States
or other person within the jurisdiction thereof to the
deprivation of any rights, privileges, or immunities

4a

secured by the Constitution and laws, shall be liable to
the party injured in an action at law, suit in equity, or
other proper proceeding for redress, except that in any
action brought against a judicial officer for an act or
omission taken in such officer’s judicial capacity, in-
junctive relief shall not be granted unless a declarato-
ry decree was violated or declaratory relief was una-
vailable. For the purposes of this section, any Act of
Congress applicable exclusively to the District of Co-
lumbia shall be considered to be a statute of the Dis-
trict of Columbia.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385016_0574%3A09. Public record. Not legal advice.
