# Joint Appendix — Michigan v. Envtl. Prot. Agency, 135 S. Ct. 702 (2014) (No. 14-46)

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385016_0331%3A11

## Record

- **Collection:** Supreme Court brief
- **Document type:** Joint Appendix
- **Published:** January 1, 2014

## Text

Sup =. we Oe
th ._:
=CORD
AND JAN 2.3 2085
SRIEFS Nos. 14-46, 14-47, 14-49 |_ormcc oF TH CLERK

Bu the Supreme Court of the Huited States

_20oe
MICHIGAN, ET AL., PETITIONERS

Vv.
ENVIRONMENTAL PROTECTION AGENCY, ET AL.

Urtiuiry Arm REGULATORY GROUP, PETITIONER

Vv.
ENVIRONMENTAL PROTECTION AGENCY, ET AL.

NATIONAL MINING ASSOCIATION, PETTTIONER
Vv.
ENVIRONMENTAL PROTECTION AGENCY, ET AL.

On Wits OF CERTIORAEI
TO THE UNrrep States COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

JOINT APPENDIX —- VOLUME 1 OF 4

Donald B. Verrilli, Jr. Aaron D. Lindstrom

nd P.O. Box Shen
Department of Justice ese sar
Washington, D.C. Lansing, oe ommapell
20530-0001 — (517) 373-1124
SupremeCtBniefa@usdo}j.gov
(202) 514-2217

Petitions for Writ of Certiorari Filed July 14, 2014
Writs of Certiorari Granted November 25, 2014

Library of Congress
Law Library

Melissa Hoffer
Counsel of Record
Assistant Attorney
General
Environmental Protection
One Ashburton Place
18th Floor
Boston, MA 02130
melissa. hoffer@
state.ma.us
(617) 963-2322

Brendan K. Collins
Counsel of Record

Ballard Spahr LLP

1735 Market Street

51st Floor

Philadelphia, PA 19103

collins@ballardspahr.com

(215) 665-8500

Sean H. Donahue

Counsel of Record
Donahue & Goldberg LLP
1130 Connecticut Ave., NW
Suite 950
Washington, D.C. 20036
sean@donahuegoldberg.com
(202) 277-7085

F. William Brownell

Counsel of Record
Hunton & Williams LLP
2200 Pennsylvania Ave., NW
Washington, D.C. 20037

bbrownell@hunton.com

(202) 955-1500

Peter S. Glaser
Counsel of Record

Troutman Sanders LLP

401 Ninth Street, NW
Suite 1000

Washington, D.C. 20004
Peter.glaser@
troutmansanders.com
(202) 274-2998

TABLE OF CONTENTS

VOLUME 1 OF 4

Relevant Docket Entries

White Stallion Energy Center v. EPA

Court of Appeals

Docket No. 12-1100 1—26

ee.) eee eee ee eee eee eee se Po)

U.S. EPA, Mercury Study Report to Congress,
Vol. 1: Executive Summary, EPA-452/R-97-003
Docket No. EPA-HQ-OAR-2009-0234-3054

December 1997
Excerpts
Overview [pp. O-1 to O-4]

Report to Congress [pp. 1-1 to 1-3] 36-43

[pp. 4-1 to 4-10]

—_
teil —

EPA Study of Hazardous Air Pollutant Emissions
from Electric Utility Steam Generating Units — Final
Report to Congress, Volume 1-
Docket No. EPA-HQ-OAR-2009-0234-3052
February 1998
Excerpts
Executive Summary
ipp. ES-1 to ES-29)............................. 61-114

Utility Study Section 2.7 [p. 2-25] 115-116

Title I and Title IV,

Phase I and Phase IU,
Compliance Strategy Impact
[pp. 2-31 to 2-32]

6.0 Inhalation Risk Assessment
me, Gea Ore ll

Table 7-1 [pp. 7-8]

Si heen he ee ee ee ee ee

117-119

120-131

132-134

Areas for Further Research and Analysis

[pp. 14-8 to 14-10]

en eee eee eer eee eee tee ee

135-138

69 Fed. Reg. 4652
January 30, 2004
[pp. 4657 to 4659]

139-145

70 Fed. Reg. 15994
March 29, 2005
Sections F & G

[pp. 16019 to 16022}

146—162

Coal-to-Gas Conversion TSD,
EPA-HQ-OAR-2009-0234-3065
March 4, 2011

eee eee eee ee eee eee

Memo, “National Emission Standards for Hazardous
Air Pollutants (NESHAP) Beyond the Maximum
Achievable Control Technology (MACT) Floor
Analysis for Coal- and Oil-fired Electric Utility
Steam Generating EGUs”
EPA-HQ-OAR-2009-0234-2924

March 14, 2011 167-179

ee eee eee eee

National Mining Association’s Comments

Docket No. EPA-HQ-2009-0234 (NESHAP action)
and EPA-HQ-OAR-2011-0044 (NSPS)

76 Federal Register 24,976

May 3, 2011

Gy, STRIPE iirc FG. Oe 180—185

Connecticut Department of Energy and
Environmental Protection comments
EPA-HQ-OAR-2009-0234-20298
July 12, 2011

Excerpts
Cover letter and attachment

SERS ey PAE Sic A On SESE Ew emer 186-193

South Carolina Department of Health and
Environmental Control comments
EPA-HQ-OAR-2011-0444-5749

ST Se TT OE: am a 194-213

iV
Massachusetts Department of Environmental
Protection comments

EPA-HQ-OAR-2009-0234-18039
July 29, 2011

gS EGE aie Sar eh OED ator 214-218

NS), SRE ONG ts aioe irs Wes bien ey ee 219-227

New England Interstate Water Pollution Control
Commission comments
EPA-HQ-OAR-2009-0234-17625

August 2, 2011 228-231

Northeast States for Coordinated Air Use
Management comments
EPA-HQ-OAR-2009-0234-17843

August 2, 2011

[pp. 1 to 10] 232-252

Teeter eee ee eee eee eee ee eee ee eee Te ee eee ee ee

Attachment A (table) [pp. A-1 to A-2] 253-254

VOLUME 2 OF 4

Michigan Department of Environmental Quality
comments, EPA-HQ-0234-2009-0234-18426
I i ae 255-277

National Association of Clean Air Agencies
comments, EPA-HQOAR-2009-0234-17620
August 4, 2011

Excerpts
Cover letter and comments

en SRR eed eerie Cieets aril 278-305

Attachment 1 (table) [pp. 1 to 15] 306—320

New Jersey Department of Environmental
Protection, comments
EPAHQ-OAR-2009-0234-18444

August 4, 2011

BPEL EP SNUG Hoe HED OS ESOS EARLS NN ID 321-323

| RESTO ety iieeir snnce toyeO 324-327

Comments of Environmental and Public Health
Groups on the National Emission Standards for
Hazardous Air Pollutants from Coal- and Oil-Fired
Electric Utility Steam Generating Units; Proposed
Rule. Docket No. EPA-HQ-OAR-2011-0044-5715
August 4, 2011

Excerpt
Chapter I [pp. I-1 to I-38] 330—382

Comments of Environmental Defense Fund on the
National Emission Standards for Hazardous Air
Pollutants From Coal-and Oil-Fired Electric Utility
Steam Generating Units, Docket No. EPA-HQ-OAR-
2009-0234-18421

August 4, 2011

Part I [pp. 3 to 7] 383-392

vii

EPRI Comments on Proposed HAPs MACT Rule
EPA-HQ-2009-0234-17621
August 4, 2011

Excerpts
Specific Comments on the Environmental Fate and
Transport, Exposure and Human Health Issues, and
Risk Analyses [p. viiitox] sss 393-399

EPRI’s comprehensive sector-wide inhalation risk
assessment on all 470 coal-fired generating facilities
identified no cancer or non-cancer health risks above

regulatory risk threshold, in contrast to EPA’s 16
case studies assessment

eS fo * ., e 399-411
ine. 646 008-40 ee 412-418
ep. 3-63 O64 ee 419-422

Exelon Corporation, Comments on the National
Emission Standards for Hazardous Air Pollutants
from Coal- and Oil-Fired Electric Utility Steam
Generating Units; Proposed Rule, Docket No. EPA-
HQ-OAR-2009-0234-17648, Part 1 of 3
August 4, 2011

Excerpts
Comment 1, Sections 1.1 through 1.2

oe, © Op Be ee 423-436

Comment 2, Sections 2.1 through 2.3
ep. Bs 06 Oe eee 436—468

Comment 3, entire

se 468-497
Comment 4, entire

ot 497-503
Comment 5
ce 503-532
Comment 7, Section 7.5

a 532-536
Comment 7, Section 7.7

I 536-539

Exhibit 2, MJ Bradley & Associates LLC and
Analysis Group, “Ensuring a Clean, Modern, Electric
Generating Fleet while Maintaining Electric System
Reliability” (Aug. 2010) -— Entire report, no
attachments [pp. 1 to 24]...
Exhibit 4, NESCAUM Report, “Control Technologies
to Reduce Conventional and Hazardous Aijr
Pollutants from Coal-Fired Power Plants” (Mar. 31,
2011) — Executive Summary

sg ge 591-600

Exhibit 7, URS Report — Entire report, no appendices
[pp. 1 to 15]

COR TT eee

VOLUME 3 OF 4

Exelon Corporation, Comments on the National
Emission Standards for Hazardous Air Pollutants
from Coal- and Oil-Fired Electric Utility Steam
Generating Units; Proposed Rule
Docket No. EPA-HQ-OAR-2009-0234-17651
Part 2 of 3
August 4, 2011

Excerpts
Exhibit 10, MJ Bradley Report Update — Entire
IG i 625-665

Exhibit 11, Tierney and Cicchetti Peer Review of EEI
Report — Entire report [pp. 1 to 13] 666-685

Exelon Corporation, Comments on the National
Emission Standards for Hazardous Air Pollutants
from Coal- and Oil-Fired Electric Utility Steam
Generating Units; Proposed Rule, Docket No. EPA-
HQ-OAR-2009-0234-17650, Part 3 of 3
August 4, 2011

Excerpts
Exhibit 21 — Cicchetti Report ~ Entire report

Exhibit 23 — Environmental Health & Engineering
Inc. Report — Executive Summary and

Sections 1.0 to 3.3 [pp. 1 to 22] 755—796

VOLUME 4 OF 4

New York Department of Environmental
Conservation comments,
EPA-HQ-OAR-2009-0234-17796

August 4, 2011

Excerpts
I sh er ie 797-801
Enclosure A[pp.1to2] 802-806

Comments of the Utility Air Regulartory Group
August 4, 2011

Excerpts
Attachment 15 [pp. 6, 12, 15, 16] 807-810

eee ween

Letter from Dr. Deborah Swackhamer and Dr.
Stephen Roberts, Science Advisory Board to Lisa
Jackson, Administrator, U.S. EPA,
EPA-OAR-2009-0234-18487 — Text only

Sept. 29, 2011 811-814

Dien nn eee ee ee ee er errr eT |

Supplement to the Non-Hg Case Study Chronic
Inhalation Risk Assessment In Support of the
Appropriate and Necessary Finding for Coal- and
Oil-Fired Electric Generating Units
EPA-HQ-OAR-2009-0234-19912

November 2011

Excerpts
3. Chronic Inhalation Risk Assessment
i I Ns 815-817
es I, Ss 818
ee ne 819-820

Memorandum: Emissions Overview: Hazardous Air
Pollutants in Support of the Final Mercury and Air
Toxics Standard, EPA-454/R-11-014

November 2011
Excerpts
All title pages and text pages
te 821-829

EPA’s Responses to Public Comments on EPA's
National Emission Standards for Hazardous Air
Pollutants from Coal- and Oil-Fired Electric Utility
Steam Generating Units
EPA-HQ-OAR-2009-0234-20126
Volume 1 of 2
December 2011

Excerpts
Response to comment 25 [p. 13]

xai

2. Consideration of both public health and
environmental effects [pp. 23 to 29] _ 831-847

a. Agreement with the EPA’s interpretation that cost
is not considered under the “appropriate” analysis

b. Disagreement with the EPA’s interpretation that
cost is not considered under the “appropriate”
a 847-853

c. Agreement that EGUs were properly listed under
CAA section 112(c)(1) and may not be delisted
because they do not meet the delisting criteria in
CAA section 112(c)(9).
a eo eee,
9. Consideration of criteria pollutants under
Appropriate and Necessary Finding

I TE II a isla dccinctercctdeietoninitiaiviiedh 858-867
Response to comments 1 — 3

OO Wc ee ae 867-869
Comment 9 and Response

TN WU abe rtcceeerreriecnenl 869-874

EPA’s Responses to Public Comments on EPA’s
National Emission Standards for Hazardous Air
Pollutants from Coal- and Oil-Fired Electric Utility
Steam Generating Units
EPA-HQ-OAR-2009-0234-20126

Volume 2 of 2
December 2011
Excerpts
Response to Comments 49-50
aR Naa at at Ta A Re 876-877

Response to Comments 52-62
8 EET Ine ee 878-884

Impacts and Costs Analysis, Comment 1 and
response [p. 477]

Impects and Costs Analysis, Comment 5 and
ee a re 885-886

Impacts and Costs Analysis, Comment 10 and
response [pp. 482 to 484]

Re eee eee ee |

Impacts and Costs Analysis, Comments 6 to 10 and
responses [pp. 627 to 630]

Impacts and Costs Analysis, Comment 11 and
response [pp. 630 to631])

Impacts and Costs Analysis, Comment 12 and
response [pp. 631 to 632]

Regulatory Impact Analysis for the Final Mercury
and Air Toxics Standards
EPA-HQ-OAR-2009-0234-20131

December 2011
Excerpts
Executive Summary, ES.1
i, a, 904-907

Executive Summary, ES.1.1, Health Co-Benefits
[pp. ES-3to ES-4] ss 908-911
Executive Summary, ES.1.2, Welfare Co-Benefits
[pp. ES-4 to ES-5})...... si‘ iéiié;t;t;t;t;w;w;~;~*~—S 911-912
Executive Summary, ES.2, Tables ES-5, ES-6, Not
All Benefits Quantified

(pp. ES-9 to ES-13].. ttt 913-923
RR A ee ee _..924-925
I ee ee 926-927
NU Us ae ee 928-929

Chapter 4, Section 4.2 (Mercury and Other HAP
Benefits Analysis/Impact of Mercury on Human
Health) [pp. 4-3to 4-5) 930-933
Chapter 4, Section 4.3 (Mercury and Other HAP
Benefits Analysis/Impact of Mercury on Ecosystems
and Wildlife) [pp. 4-6 to 4-9] «ss 934-940
Chapter 4, Section 4.8.5.6 (Mercury and Other HAP
Benefits Analysis/Unquantified Benefits)

[pp. 4-64 to 4-66] 940-944

ee eee ne ee ee ef

Chapter 4, Section 4.9 (Mercury and Other HAP
Benefits Analysis/Benefits Associated with
Reductions in Other HAP than Mercury)

Gee Ore 944953

Chapter 5, Synopsis (Health and Welfare Co-
meee oe ee 954-955

Chapter 5, Section 5.5 (Health and Welfare Co-
Benefits/Unquantified Health and Welfare Benefits)

Memorandum, “The Environmental Protection
Agency's Enforcement Response Policy for Use of
Clean Air Act Section 113(a) Administrative Orders
in Relation to Electric Reliability And The Mercury
and Air Toxics Standard” (

December 16, 2011 957-970

ee eee

Memo, “Emission Reduction Costs for Beyond-the-
floor Mercury Rate for Existing Units Designed to
Burn Low Rank Virgin Coal”
EPA-HQ-OAR-2009-0234-20130

Se ee a i) ma 971—976

ewe er ee eae ee OS Oe

Emission Reduction Costs for the Beyond-the-Floor
Mercury Rate in the Toxics Rule
EPA-HQ-OAR-2009-0234-2925

Undated 977-981

eee ee ee eee ee eee ee ee reer reer sed

The following opinions and order have been omitted
in printing this Joint Appendix because they appear
on the following pages in the appendix to the Petition
for a Writ of Certiorari:

14-46 Michigan, et al. v. EPA, et al.

Federal Register

Volume 70, No. 59

March 29, 2005

Ld , Ee eee eee 116a—120a

Federal Register

Volume 76, No. 85

May 3, 2011

ARERR On eae ee rere eee eee. 112a—115a

Federal Register

Volume 77, No. 32

February 16, 2012

BP GMI sn eteniceinitiniabiiteitntinsddeckasseademeiiats 109a—llla

United States Court of Appeals

for the District of Columbia Circuit

Opinion in 12-1100

RE EE Rs I iirc wic dnsecenacascccechcchakacceeces la—105a

14-47 UARG v. EPA, et al.

APPENDIX J: U.S. Environmental Protection
Agency, EPA-453/R-98-004a, Study of

Hazardous Air Pollutant Emissions from

Electric Utility Steam Generating Units --

Final Report to Congress, Vol. 1 (Feb. 1998),
Docket No. EPA-HQ-OAR-2009-0234-3052
IND eecacncctas ctteschausadeuisedcasisadsmcumsapacanbesanaien 636a

APPENDIX I: U.S. Environmental Protection
Agency, Regulatory Finding on the

Emissions of Hazardous Air Pollutants From
Electric Utility Steam Generating Units; Notice
of Regulatory Finding,

65 Fed. Reg. 79,825

I; SN, SIE ae ssenceicel beri ote ee 610a

APPENDIX H: U.S. Environmental Protection
Agency, Revision of December 2000

Regulatory Finding on the Emissions of
Hazardous Air Pollutants From Electric Utility
Steam Generating Units and the Removal

of Coal- and Oil-Fired Electric Utility Steam
Generating Units From the Section 112(c)

List; Final Rule, 70 Fed. Reg. 15,994
ry 544a

APPENDIX F: Utility Air Regulatory Group,
Comments on National Emission Standards
for Hazardous Air Pollutants From Coal- and
Oil-Fired Electric Utility Steam Generating
Units: Proposed Rule (Aug. 4, 2011), Docket
No. EPA-HQ-OAR-2009-0234-17775

APPENDIX G: U.S. Environmental Protection
Agency, Nationa] Emission Standards

for Hazardous Air Pollutants From Coal- and
Oil-Fired Electric Utility Steam Generating
Units and Standards of Performance for Fossil-
Fuel-Fired Electric Utility, Industrial-
Commercial-Institutional, and Small Industrial-
Commercial-Institutional Steam Generating
Units; Proposed Rule, 76 Fed. Reg.

24,976 (May 3, 2011)

INI ga cecstteres pase tcaal diate edancididieaieneinicccetcbauies 5i4a

APPENDIX E: EPA’s Responses to Public
Comments on EPA’s National Emission
Standards for Hazardous Air Pollutants from
Coal- and Oil-Fired Electric Utility Steam
Generating Units, Vol. 1 (Dec. 2011),

Docket No. EPA-HQ-OAR-2009-0234-20126
i iianccerisneninucassuduiciancksnsasonintsnapemuniovisnesen 506a

APPENDIX C: U.S. Environmental Protection
Agency, National Emission Standards

for Hazardous Air Pollutants From Coal- and
Oil-Fired Electric Utility Steam Generating

Units and Standards of Performance for Fossil-
Fuel-Fired Electric Utility, Industrial-
Commercial-Institutional, and Small Industrial-
Commercial-Institutional Steam Generating
Units; Final Rule, 77 Fed. Reg. 9304

Ce. es SE ID oi ctinrccncusicanstarineinecanines 105a

APPENDIX B: Opinion of the U.S. Court of
Appeals for the District of Columbia Circuit.. 3a

APPENDIX A: Order of the U.S. Court of

Appeals for the District of Columbia Circuit
Denying All Petitions for Review, Except the
Petition for Review in No. 12-1174, and Dismissing
Me MI os riSda cack cecasicemnaiinnbanddanaaendgaitict cubanits la

14-49 NMA v. EPA, et al.

APPENDIX F: Study of Hazardous Air
Pollutant Emissions from Electric
Utility Steam Generating Units

ib niiisiptacinnstinencanninapennnissbakantesniapiieiiins 1937a

APPENDIX E: National Emission Standards
for Hazardous Air Pollutants From Coaland
Oil-Fired Electric Utility Steam

Generating Units and Standards of
Performance for Fossil-Fuel-Fired

Electric Utility, Industrial-Commercial-
Institutional, and Small Industrial-
Commercial-Institutional Steam

Generating Units, Proposed Rule 76

Fed. Reg. 24,976 (May 3, 2011)................ 116la

APPENDIX D: National Emission Standards

for Hazardous Air Pollutants From Coaland
Oil-Fired Electric Utility Steam Generating Units
and Standards of Performance for Fossil-Fuel-Fired
Electric Utility, Industrial-Commercial-Institutional,
and Small Industrial-Commercial-Institutional
SteamGenerating Units, 77 Fed. Reg. 9,305

NE a seesancennas bein 196a

APPENDIX B: In the United States Court of
Appeals for the District of Columbia
Circuit — Judgment (Apr. 15, 2014) ............ 99a

APPENDIX A: In the United States Court of
Appeals for the District of Columbia
Circuit — Opinion (Apr. 15, 2014) ................. la

Relevant Docket Entries from the
United States Court of Appeals for District of
Columbia Circuit
Docket No. 12-1100

White Stallion Energy Center v. EPA
Appeal From: Environmental Protection Agency
District: EPA-1; EPA-77FR9304

Consolidation

Lead Member Start

12-1100 12-1101 02/22/2012
12-1100 12-1102 02/22/2012
12-1100 12-1147 03/16/2012
12-1100 12-1172 04/19/2012
12-1100 12-1173 04/19/2012
12-1100 12-1174 04/19/2012
12-1100 12-1175 04/19/2012
12-1100 12-1176 04/19/2012
12-1100 12-1177 04/19/2012
12-1100 12-1178 04/19/2012
12-1100 12-1180 04/19/2012
12-1100 12-1181 04/19/2012

ll

Consolidation

Lead Member Start
12-1100 12-1182 04/19/2012
12-1100 12-1183 04/19/2012
12-1100 12-1184 04/19/2012
12-1100 12-1185 04/19/2012
12-1100 12-1186 05/30/2012
12-1100 12-1187 04/19/2012
12-1100 12-1188 04/23/2012
12-1100 12-1189 04/23/2012
12-1100 12-1190 04/19/2012
12-1100 12-1191 04/19/2012
12-1100 12-1192 05/30/2012
12-1100 12-1193 04/19/2012
12-1100 12-1194 04/19/2012
12-1100 12-1195 04/19/2012
12-1100 12-1196 04/24/2012
12-1166 12-1366 08/24/2012
12-1166 12-1420 10/18/2012

Related

Lead Member Start
12-1100 12-1166 08/24/2012

Date of Hearing: 12/10/2013
Date of Decision: 04/15/2014

Date Completed: 04/15/2014

***

02/16/2012

PETITION FOR REVIEW filed [1358855] by White
Stallion Energy Center, LLC of a decision by federal
agency [Service Date: 02/16/2012 ]} Disclosure
Statement: Attached; Certificate of Parties: Not
Applicable to this Filing [12-1100]

02/16/2012

PETITION FOR REVIEW filed [1358862] by
National Mining Association of a decision by federal
agency [Service Date: 02/16/2012 | Disclosure
Statement: Attached; Certificate of Parties: Not
Applicable to this Filing [12-1101]

03/16/2012

PETITION FOR REVIEW filed [1364222] by Utility
Air Regulatory Group of a decision by federal agency
[Service Date: 03/16/2012 ] Disclosure Statement:
Attached; Certificate of Parties: Not Applicable to
this Filing [12-1147]

04/16/2012

PETITION FOR REVIEW filed [1369112] by
Railroad Commission of Texas, State of Texas, Texas
Commission on Environmental Quality and Texas
Public Utility Commission of a decision by feceral
agency [Service Date: 04/13/2012 ] Disclosure
Statement: Not Attached; Certificate of Parties: Not
Applicable to this Filing [12-1185]

04/16/2012

PETITION FOR REVIEW filed [1369098] by State of
Arkansas of a decision by federal agency [Service
Date: 04/16/2012 ] Disclosure Statement: Not
Applicable to this Party; Certificate of Parties: Not
Applicable to this Filing [12-1190]

04/16/2012

PETITION FOR REVIEW filed [1369346] by Terry
E. Branstad, Commonwealth of Pennsylvania,
Commonwealth of Virginia, Jack Conway, State of
Alabama, State of Alaska, State of Arizona, State of
Florida, State of Idaho, State of Indiana, State of
Kansas, State of Michigan, State of Mississippi,
State of Missouri, State of Nebraska, State of North
Dakota, State of Ohio, State of Oklahoma, State of
South Carolina, State of Utah, State of West Virginia
and State of Wyoming of a decision by federal agency
[Service Date: 04/16/2012 ] Disclosure Statement:
Not Applicable to this Party; Certificate of Parties:
Not Applicable to this Filing [12-1196]

04/27/2012

UNDERLYING DECISION IN CASE submitted
[1371244] by White Stallion Energy Center, LLC
[Service Date: 04/27/2012 ] [12-1100] (Marwell,
Jeremy)

06/11/2012

CERTIFIED INDEX TO RECORD [1377996] by EPA
in 12-1100, 12-1101, 12-1102, 12-1147, 12-1166, 12-
1170, 12-1172, 12-1173, 12-1174, 12-1175, 12-1176,
12-1177, 12-1178, 12-1180, 12-1181, 12-1183, 12-
1184, 12-1182, 12-1190, 12-1191, 12-1185, 12-1187,
12-1193, 12-1194, 12-1186, 12-1188, 12-1189, 12-
1192, 12-1195, 12-1196 [Service Date: 06/11/2012 ]
[12-1100, 12-1101, 12-1102, 12-1147, 12-1166, 12-
1170, 12-1172, 12-1173, 12-1174, 12-1175, 12-1176,
12-1177, 12-1178, 12-1180, 12-1181, 12-1182, 12-
1183, 12-1184, 12-1185, 12-1186, 12-1187, 12-1188,
12-1189, 12-1190, 12-1191, 12-1192, 12-1193, 12-
1194, 12-1195, 12-1196] (Hostetler, Eric)

PETITIONER BRIEF [1401247] filed by American
Public Power Association in 12-1173, Tri-State
Generation and Transmission Association, Inc. in 12-
1178, ARIPPA in 12-1181, Chase Power
Development, LLC in 12-1191, Oak Grove
Management Company, LLC in 12-1187, Kansas
City Board of Public Utilities in 12-1186, Gulf Coast
Lignite Coalition in 12-1188, Puerto Rico Electric
Power Authority in 12-1189, FirstEnergy Generation
Corp. in 12-1192, Wolverine Power Supply
Cooperative, Inc. in 12-1195 [Service Date:
10/23/2012 }] Length of Brief: 3,990 words. [12-1100,
12-1101, 12-1102, 12-1147, 12-1170, 12-1172, 12-
1173, 12-1174, 12-1175, 12-1176, 12-1177, 12-1178,
12-1180, 12-1181, 12-1182, 12-1183, 12-1184, 12-
1185, 12-1186, 12-1187, 12-1188, 12-1189, 12-1190,
12-1191, 12-1192, 12-1193, 12-1194, 12-1195, 12-
1196] (Holmstead, Jeffrey)

10/23/2012

PETITIONER BRIEF [1401252] filed by White
Stallion Energy Center, LLC in 12-1100, National
Mining Association in 12-1101, Institute for Liberty
and National Black Chamber of Commerce in 12-
1102, Utility Air Regulatory Group in 12-1147,
Midwest Ozone Group in 12-1172, American Public
Power Association in 12-1173, Peabody Energy
Corporation in 12-1175, Tri-State Generation and
Transmission Association, Inc. in 12-1178, ARIPPA
in 12-1181, United Mine Workers of America in 12-
1183, Georgia Association of Manufacturers, Inc.,
Indiana Chamber of Commerce, Inc., Indiana Coal
Council, Inc., Kentucky Chamber of Commerce, Inc.,
Kentucky Coal Association, Inc., North Carolina
Chamber, Ohio Chamber of Commerce, Pennsylvania
Coal Association, South Carolina Chamber of
Commerce, The Virginia Chamber of Commerce, The
Virginia Coal Association, Incorporated, West
Virginia Chamber of Commerce, West Virginia Coal
Association, Inc. and Wisconsin Industrial Energy
Group, Inc. in 12-1182, State of Arkansas in 12-1190,
Chase Power Development, LLC in 12-1191, Railroad
Commission of Texas, State of Texas, Texas
Commission on Environmental Quality and Texas
Public Utility Commission in 12-1185, Edgecombe
Genco, LLC and Spruance Genco, LLC in 12-1193,
Kansas City Board of Public Utilities in 12-1186,
FirstEnergy Generation Corp. in 12-1192, Wolverine
Power Supply Cooperative, Inc. in 12-1195, Terry E.
Branstad, Commonwealth of Pennsylvania,
Commonwealth of Virginia, John William Conway,
State of Alabama, State of Alaska, State of Arizona,
State of Florida, State of Idaho, State of Indiana,
State of Kansas, State of Michigan, State of

Mississippi, State of Missouri, State of Nebraska,
State of North Dakota, State of Ohio, State of
Oklahoma, State of South Carolina, State of Utah,
State of West Virginia and State of Wyoming in 12-
1196 [Service Date: 10/23/2012 ] Length of Brief:
14,879 words. [12-1100, 12-1101, 12-1102, 12-1147,
12-1170, 12-1172, 12-1173, 12-1174, 12-1175, 12-
1176, 12-1177, 12-1178, 12-1180, 12-1181, 12-1182,
12-1183, 12-1184, 12-1185, 12-1186, 12-1187, 12-
1188, 12-1189, 12-1190, 12-1191, 12-1192, 12-1193,
12-1194, 12-1195, 12-1196] (Brownell, F.)

10/23/2012

PETITIONER BRIEF [1401254] filed by Chesapeake
Climate Action Network, Conservation Law
Foundation, Environmental Integrity Project and
Sierra Club in 12-1194 [Service Date: 10/23/2012 |
Length of Brief: 5,961 words. [12-1194, 12-1100]
(Pew, James)

10/24/2012

PETITIONER BRIEF [1401322] filed by Julander
Energy Company in 12-1174 [Service Date:
10/24/2012 ] Length of Brief: 1496 words. [12-1100,
12-1174] (Bookbinder, David)

10/30/2012

AMICUS FOR PETITIONER BRIEF [1402141] filed
by Chamber of Commerce of the United States of
America in 12-1100, 12-1101, 12-1102, 12-1147, 12-
1170, 12-1172, 12-1173, 12-1174, 12-1175, 12-1176,
12-1177, 12-1178, 12-1180, 12-1181, 12-1183, 12-
1184, 12-1182, 12-1190, 12-1191, 12-1185, 12-1187,
12-1193, 12-1194, 12-1186, 12-1188, 12-1189, 12-
1192, 12-1195, 12-1196 [Service Date: 10/30/2012 |
Length of Brief: 6767 words. [12-1100, 12-1101, 12-

8

1102, 12-1147, 12-1170, 12-1172, 12-1173, 12-1174,
12-1175, 12-1176, 12-1177, 12-1178, 12-1180, 12-
1181, 12-1182, 12-1183, 12-1184, 12-1185, 12-1186,
12-1187, 12-1188, 12-1189, 12- 1190, 12-1191, 12-
1192, 12-1193, 12-1194, 12-1195, 12- 1196] (Wigmore,
Michael)

01/22/2013

RESPONDENT BRIEF [1416613] filed by EPA in 12-
1100, 12-1101, 12-1102, 12-1147, 12-1172, 12-1173,
EPA and Lisa Perez Jackson in 12-1174, 12-1175, 12-
1176, 12-1177, 12-1178, 12- 1180, 12-1181, 12-1183,
12-1184, 12-1182, 12-1190, 12-1191, 12-1185, 12-
1187, 12-1193, 12-1194, 12-1186, 12-1188, 12-1189,
12-1192, 12-1195, 12-1196 [Service Date: 01/22/2012
} Length of Brief: 25,958. [12-1100, 12-1101, 12- 1102,
12-1147, 12-1172, 12-1173, 12-1174, 12- 1175, 12-
1176, 12- 1177, 12-1178, 12-1180, 12-1181, 12-1182,
12-1183, 12-1184, 12-1185, 12- 1186, 12-1187, 12-
1188, 12-1189, 12-1190, 12-1191, 12-1192, 12-1193,
12-1194, 12-1195, 12-1196] (Hostetler, Eric)

02/11/2013

PER ABOVE ORDER lodged Amicus brief [1417795-
2] is filed [12-1100, 12-1101, 12-1102, 12-1147, 12-
1172, 12-1173, 12-1174, 12-1175, 12-1176, 12- 1177,
12-1178, 12-1180, 12-1181, 12-1182, 12-1183, 12-
1184, 12-1185, 12-1186, 12-1187, 12-1188, 12-1189,
12-1190, 12-1191, 12-1192, 12-1193, 12-1194, 12-
1195, 12-1196]

02/21/2013

JOINT INTERVENOR FOR RESPONDENT BRIEF
[1421665] filed by Gulf Coast Lignite Coalition,
Institute for Liberty, Lignite Energy Council,
National Black Chamber of Commerce, National

Mining Association, Peabody Energy Corporation
and Utility Air Regulatory Group in 12-1100,
National Mining Association, Peabody Energy
Corporation, Tri-State Generation and Transmission
Association, Inc. and White Stallion Energy Center,
LLC in 12-1174 [Service Date: 02/21/2013 ] Length of
Brief: 937. [12-1100, 12-1174] (Glaser, Peter)

02/21/2013

JOINT INTERVENOR FOR RESPONDENT BRIEF
[1421767] filed by City of Baltimore, City of Chicago,
City of New York, County of Ene, New York, DC,
State of California, State of Connecticut, State of
Delaware, State of Illinois, State of Iowa, State of
Maine, State of Maryland, State of Massachusetts,
State of Minnesota, State of New Hampshire, State
of New Mexico, State of New York, State of North
Carolina, State of Oregon, State of Rhode Island and
State of Vermont [Service Date: 02/21/2013 ] Length
of Brief: 3065 words. [12-1100] (Triplett, Tracy)

02/21/2013

JOINT INTERVENOR FOR RESPONDENT BRIEF
[1421806] filed by Calpine Corporation, Exelon
Corporation, National Grid Generation, LLC and
Public Service Enterprise Group, Inc. in 12-1100
[Service Date: 02/21/2013 ] Length of Brief: 3,118
Words. [12-1100, 12-1101, 12-1102, 12-1147, 12-1172,
12-1173, 12-1174, 12-1175, 12-1176, 12-1177, 12-
1178, 12-1180, 12-1181, 12-1182, 12-1183, 12-1184,
12-1185, 12-1186, 12-1187, 12-1188, 12-1189, 12-
1190, 12-1191, 12-1192, 12-1193, 12-1194, 12-1195,
12-1196] (Collins, Brendan)

10

02/21/2013

INTERVENOR FOR RESPONDENT BRIEF
[1421808] filed by American Academy of Pediatrics,
American Lung Association, American Nurses
Association, American Public Health Association,
Chesapeake Bay Foundation, Inc., Citizens for
Pennsylvania's Future, Clean Air Council,
Conservation Law Foundation, Environment
America, Environmental Defense Fund, Izaak
Walton League of America, NAACP, Natural
Resources Council of Maine, Natural Resources
Defense Council, Ohio Environmental Council,
Physicians for Social Responsibility, Sierra Club and
Waterkeeper Alliance in 12-1100 [Service Date:
02/21/2013 ] Length of Brief: 3120 Words. [12-1100,
12-1101, 12-1102, 12-1147, 12-1172, 12-1173, 12-
1174, 12-1175, 12-1176, 12-1177, 12-1178, 12-1180,
12-1181, 12-1182, 12-1183, 12-1184, 12-1185, 12-
1186, 12-1187, 12-1188, 12-1189, 12-1190, 12-1191,
12-1192, 12-1193, 12-1194, 12-1195, 12-1196]
(Schroeder, Darin)

02/21/2013

JOINT INTERVENOR FOR RESPONDENT BRIEF
[1421812] filed by Institute for Liberty, National
Black Chamber of Commerce, National Mining
Association, Peabody Energy Corporation, Sunflower
Electric Power Corporation and Utility § Air
Regulatory Group in 12-1100, White Stallion Energy
Center, LLC in 12-1194 [Service Date: 02/21/2013 ]
Length of Brief: 3723 words. [12-1100, 12-1194]
(Freeman, Lauren)

11

03/25/2013

PETITIONER REPLY BRIEF [1427247] filed by
Chesapeake Climate Action Network, Conservation
Law Foundation, Environmental Integrity Project
and Sierra Club in 12-1194 [Service Date: 03/25/2013

} Length of Brief: 2,988 Words. [12-1194] (Pew,
James)

03/25/2013

JOINT PETITIONER REPLY BRIEF [1427259] filed
by American Public Power Association in 12-1173,
Tri-State Generation and Transmission Association,
Inc. in 12-1178, ARIPPA in 12-1181, Chase Power
Development, LLC in 12-1191, Oak Grove
Management Company, LLC in 12-1187, Kansas
City Board of Public Utilities in 12-1186, Gulf Coast
Lignite Coalition in 12-1188, Puerto Rico Electric
Power Authority in 12-1189, FirstEnergy Generation
Corp. in 12-1192, Wolverine Power Supply
Cooperative, Inc. in 12-1195 [Service Date:
03/25/2013 } Length of Brief: 2,000 Words. [12-1173,
12-1178, 12-1181, 12-1186, 12-1187, 12-1188, 12-
1189, 12-1191, 12-1192, 12-1195] (Holmstead,
Jeffrey)

03/25/2013 .

JOINT PETITIONER REPLY BRIEF [1427262] filed
by White Stallion Energy Center, LLC in 12-1100,
National Mining Association in 12-1101, Institute for
Liberty and National Black Chamber of Commerce in
12-1102, Utility Air Regulatory Group in 12-1147,
Midwest Ozone Group in 12-1172, American Public
Power Association in 12-1173, Tri-State Generation
and Transmission Association, Inc. in 12-1178,
ARIPPA in 12-1181, United Mine Workers of

12

America in 12-1183, Georgia Association of
Manufacturers, Inc., Indiana Chamber of Commerce,
Inc., Indiana Coal Council, Inc., Kentucky Chamber
of Commerce, Inc., Kentucky Coal Association, Inc.,
North Carolina Chamber, Ohio Chamber of
Commerce, Pennsylvania Coal Association, South
Carolina Chamber of Commerce, The Virginia
Chamber of Commerce, The Virginia Coal
Association, Incorporated, West Virginia Chamber of
Commerce, West Virginia Coal Association, Inc. and
Wisconsin Industrial Energy Group, Inc. in 12-1182,
State of Arkansas in 12-1190, Chase Power
Development, LLC in 12-1191, Railroad Commission
of Texas, State of Texas, Texas Commission on
Environmental Quality and Texas Public Utility
Commission in 12-1185, Edgecombe Genco, LLC and
Spruance Genco, LLC in 12-1193, Kansas City Board
of Public Utilities in 12-1186, FirstEnergy
Generation Corp. in 12-1192, Wolverine Power
Supply Cooperative, Inc. in 12-1195, Terry E.
Branstad, Commonwealth of Pennsylvania,
Commonwealth of Virginia, John William Conway,
State of Alabama, State of Alaska, State of Arizona,
State of Florida, State of Idaho, State of Indiana,
State of Kansas, State of Michigan, State of
Mississippi, State of Missouri, State of Nebraska,
State of North Dakota, State of Ohio, State of
Oklahoma, State of South Carolina, State of Utah,
State of West Virginia and State of Wyoming in 12-
1196 [Service Date: 03/25/2013 ] Length of Brief:
7,193 words. [12-1100, 12-1101, 12-1102, 12-1147,
12-1172, 12-1173, 12-1174, 12-1175, 12-1176, 12-
1177, 12-1178, 12-1180, 12-1181, 12-1182, 12-1183,
12-1184, 12-1185, 12-1186, 12-1187, 12-1188, 12-

13

1189, 12-1190, 12-1191, 12-1192, 12-1193, 12-1194,
12-1195, 12-1196] (Brownell, F.)

03/28/2013

PETITIONER REPLY BRIEF [1427849] filed by
Julander Energy Company in 12-1174 [Service Date:
03/28/2013 ]} Length of Brief: 750 words. [12-1100,
12-1174] (Bookbinder, David)

04/01/2013

JOINT APPENDIX [1428379] filed [Volumes: 7]
[Service Date: 04/01/2013 } [12-1100, 12-1101, 12-
1102, 12-1147, 12-1172, 12-1173, 12-1174, 12-1175,
12-1176, 12-1177, 12-1178, 12-1180, 12-1181, 12-
1182, 12-1183, 12-1184, 12-1185, 12-1186, 12-1187,
12-1188, 12-1189, 12-1190, 12-1191, 12-1192, 12-
1193, 12-1194, 12-1195, 12-1196] (Brownell, F.)

04/05/2013

INTERVENOR FOR RESPONDENT FINAL BRIEF
[1429198] filed by City of Baltimore, City of Chicago,
City of New York, County of Erie, New York, DC,
State of California, State of Connecticut, State of
Delaware, State of Dlinois, State of Iowa, State of
Maine, State of Maryland, State of Massachusetts,
State of Minnesota, State of New Hampshire, State
of New Mexico, State of New York, State of North
Carolina, State of Oregon, State of Rhode Island and
State of Vermont in 12-1100 [Service Date:
04/05/2013 ] Length of Brief: 3065 words. [{12-1100,
12-1101, 12-1102, 12-1147, 12-1172, 12-1173, 12-
1174, 12-1175, 12-1176, 12-1177, 12-1178, 12-1180,
12-1181, 12-1182, 12-1183, 12-1184, 12-1185, 12-
1186, 12-1187, 12-1188, 12-1189, 12-1190, 12-1191,
12-1192, 12-1193, 12-1194, 12-1195, 12-1196}
(Triplett, Tracy)

14

04/08/2013

INTERVENOR FOR RESPONDENT FINAL BRIEF
[1429332] filed by Calpine Corporation, Exelon
Corporation, National Grid Generation, LLC and
Public Service Enterprise Group, Inc. in 12-1100
[Service Date: 04/08/2013 }] Length of Brief: 3,118
Words. [12-1100, 12-1101, 12-1102, 12-1147, 12-1172,
12-1173, 12-1174, 12-1175, 12-1176, 12-1177, 12-
1178, 12-1180, 12-1181, 12-1182, 12-1183, 12-1184,
12-1185, 12-1186, 12-1187, 12-1188, 12-1189, 192-
1190, 12-1191, 12-1192, 12-1193, 12-1194, 12-1195,
12-1196] (Collins, Brendan)

04/08/2013

MODIFIED EVENT FROM FILED TO LODGED--
SUPPLEMENTAL JOINT APPENDIX [1429356]
LODGED [Volumes: 1] [Service Date:04/08/2013 ]
[12-1100, 12-1101, 12-1102, 12-1147, 12-1172, 12-
1173, 12-1174, 12-1175, 12-1176, 12-1177, 12-1178,
12-1180, 12-1181, 12-1182, 12-1183, 12-1184, 12-
1185, 12-1186, 12-1187, 12-1188, 12-1189, 12-1190,
12-1191, 12-1192, 12-1193, 12-1194, 12-1195, 12-
1196]--(Edited 04/08/2013 by AY] (Oakes, Matthew)

04/08/2013

RESPONDENT FINAL BRIEF [1429467] filed by
EPA in 12-1100, 12-1101, 12-1102, 12-1147, 12-1172,
12-1173, 12-1174, 12-1175, 12-1176, 12-1177, 12-
1178, 12-1180, 12-1181, 12-1183, 12-1184, 12-1182,
12-1190, 12-1191, 12-1185, 12-1187, 12-1193, 12-
1194, 12-1186, 12-1188, 12-1189, 12-1192, 12-1195,
12-1196 [Service Date: 04/08/2013 ] Length of Brief:
25,956 Words. [12-1100, 12-1101, 12-1102, 12-1147,
12-1172, 12-1173, 12-1174, 12-1175, 12-1176, 12-
1177, 12-1178, 12-1180, 12-1181, 12-1182, 12-1183,

15

12-1184, 12-1185, 12-1186, 12-1187, 12-1188, 12-
1189, 12-1190, 12-1191, 12-1192, 12-1193, 12-1194,
12-1195, 12-1196] (Hostetler, Eric)

04/08/2013

MODIFIED EVENT--INTERVENOR FOR
RESPONDENT FINAL BRIEF [1429570] filed by
Gulf Coast Lignite Coalition, Institute for Liberty,
Lignite Energy Council, National Black Chamber of
Commerce and Utility Air Regulatory Group in 12-
1100, National Mining Association, Peabody Energy
Corporation and_ Tri-State Generation and
Transmission Association, Inc. in 12-1174, White
Stallion Energy Center, LLC in 12-1194 [Service
Date: 04/08/2013 ] Length of Brief: 937 Words. [12-
1100, 12-1101, 12-1102, 12-1147, 12-1172, 12-1173,
12-1174, 12-1175, 12-1176, 12-1177, 12-1178, 12-
1180, 12-1181, 12-1182, 12-1183, 12-1184, 12-1185,
12-1186, 12-1187, 12-1188, 12-1189, 12-1190, 12-
1191, 12-1192, 12-1193, 12-1194, 12-1195, 1%2-1196}--
[Edited 04/11/2013 by AY] (Glaser, Peter) :

04/08/2013

JOINT PETITIONER FINAL BRIEF [1429574] filed
by American Public Power Association in 12-1173,
Tri-State Generation and Transmission Association,
Inc. in 12-1178, ARIPPA in 12-1181, Chase Power
Development, LLC in 12-1191, Oak Grove
Management Company, LLC in 12-1187, Kansas
City Board of Public Utilities in 12-1186, Gulf Coast
Lignite Coalition in 12-1188, Puerto Rico Electric
Power Authority in 12-1189, FirstEnergy Generation
Corp. in 12-1192, Wolverine Power Supply
Cooperative, Inc. in 12-1195 [Service Date:
04/08/2013 |] Length of Brief: 3,991 words. [12-1100,

16

12-1101, 12-1102, 12-1147, 12-1172, 12-1173, 12-
1174, 12-1175, 12-1176, 12-1177, 12-1178, 12-1180,
12-1181, 12-1182, 12-1183, 12-1184, 12-1185, 12-
1186, 12-1187, 12-1188, 12-1189, 12-1190, 12-1191,
12-1192, 12-1193, 12-1194, 12-1195, 12-1196]
(Holmstead, Jeffrey)

04/08/2013

JOINT PETITIONER FINAL REPLY BRIEF
[1429575] filed by American Public Power
Association in 12-1173, Tri-State Generation and
Transmission Association, Inc. in 12-1178, ARIPPA
in 12-1181, Chase Power Development, LLC in 12-
1191, Oak Grove Management Company, LLC in 12-
1187, Kansas City Board of Public Utilities in 12-
1186, Gulf Coast Lignite Coalition in 12-1188, Puerto
Rico Electric Power Authority in 12-1189,
FirstEnergy Generation Corp. in 12-1192, Wolverine
Power Supply Cooperative, Inc. in 12-1195 [Service
Date: 04/08/2013 ] Length of Brief: 2,000 Words. [12-
1100, 12-1101, 12-1102, 12-1147, 12-1172, 12-1173,
12-1174, 12-1175, 12-1176, 12-1177, 12-1178, 12-
1180, 12-1181, 12-1182, 12-1183, 12-1184, 12-1185,
12-1186, 12-1187, 12-1188, 12-1189, 12-1190, 12-
1191, 12-1192, 12-1193, 12-1194, 12-1195, 12-1196]
(Holmstead, Jeffrey)

04/08/2013

PETITIONER FINAL BRIEF [1429596] filed by
Julander Energy Company in 12-1174 [Service Date:
04/08/2013 ] Length of Brief: 1496 words. [12-1100,
12-1174] (Bookbinder, David)

17

04/08/2013

PETITIONER FINAL REPLY BRIEF [1429599] filed
by Julander Energy Company in 12-1174 [Service
Date: 04/08/2013 ] Length of Brief: 750 words. [12-
1100, 12-1174] (Bookbinder, David)

04/08/2013

PETITIONER FINAL REPLY BRIEF [1429602] filed
by Sierra Club in 12-1194 [Service Date: 04/08/2013 |
[12-1194, 12-1100, 12-1101, 12-1102, 12-1147, 12-
1172, 12-1173, 12-1174, 12-1175, 12-1176, 12-1177,
12-1178, 12-1180, 12-1181, 12-1182, 12-1183, 12-
1184, 12-1185, 12-1186, 12-1187, 12-1188, 12-1189,
12-1190, 12-1191, 12-1192, 12-1193, 12-1195, 12-
1196] (Narayan, Sanjay)

04/08/2013

JOINT INTERVENOR FOR RESPONDENT FINAL
BRIEF [1429603] filed by Institute for Liberty,
National Black Chamber of Commerce, National
Mining Association, Peabody Energy Corporation,
Sunflower Electric Power Corporation and Utility Air
Regulatory Group in 12-1100, White Stallion Energy
Center, LLC in 12-1194 [Service Date: 04/08/2013 ]
Length of Brief: 3745. [12-1100, 12-1194] (Freeman,
Lauren)

04/08/2013

SUPPLEMENT [1429612] to appendix [1428379-2]
filed by Utility Air Regulatory Group in 12-1100
[Service Date: 04/08/2013 ]} [12-1100, 12-1101, 12-
1102, 12-1147, 12-1172, 12-1173, 12-1174, 12-1175,
12-1176, 12-1177, 12-1178, 12-1180, 12-1181, 12-
1182, 12-1183, 12-1184, 12-1185, 12-1186, 12-1187,
12-1188, 12-1189, 12-1190, 12-1191, 12-1192, 12-
1193, 12-1194, 12-1195, 12-1196] (Freeman, Lauren)

18

04/08/2013

PETITIONER FINAL BRIEF [1429613] filed by
Sierra Club in 12-1194 [Service Date: 04/08/2013 }
[12-1194, 12-1100, 12-1101, 12-1102, 12-1147, 12-
1172, 12-1173, 12-1174, 12-1175, 12-1176, 12-1177,
12-1178, 12-1180, 12-1181, 12-1182, 12-1183, 12-
1184, 1°-1185, 12-1186, 12-1187, 12-1188, 12-1189,
12-1199, 12-1191, 12-1192, 12-1193, 12-1195, 12-
1196] (Narayan, Sanjay)

04/08/2013

INTERVENOR FOR RESPONDENT FINAL BRIEF
[1429622] filed by American Academy of Pediatrics,
American Lung Association, American Nurses
Association, American Public Health Association,
Chesapeake Bay Foundation, Inc., Citizens for
Pennsylvanias Future, Clean Air Council,
Conservation Law Foundation, Environment
America, Environmental Defense Fund, Izaak
Walton League of America, NAACP, Natural
Resources Council of Maine, Natural Resources
Defense Council, Ohio Environmental Council,
Physicians for Social Responsibility, Sierra Club and
Waterkeeper Alliance in 12-1100 [Service Date:
04/08/2013 } [12-1100, 12-1101, 12-1102, 12-1147, 12-
1172, 12-1173, 12-1174, 12-1175, 12-1176, 12-1177,
12-1178, 12-1180, 12-1181, 12-1182, 12-1183, 12-
1184, 12-1185, 12-1186, 12-1187, 12-1188, 12-1189,
12-1190, 12-1191, 12-1192, 12-1193, 12-1194, 12-
1195, 12-1196] (Narayan, Sanjay)

04/08/2013

JOINT PETITIONER FINAL BRIEF [1429635] filed
by White Stallion Energy Center, LLC in 12-1100,
National Mining Association in 12-1101, Institute for

19

Liberty and National Black Chamber of Commerce in
12-1102, Utility Air Regulatory Group in 12-1147,
Midwest Ozone Group in 12-1172, American Public
Power Association in 12-1173, Peabody Energy
Corporation in 12-1175, Tri-State Generation and
Transmission Association, Inc. in 12-1178, ARIPPA
in 12-1181, United Mine Workers of America in 12-
1183, Georgia Association of Manufacturers, Inc.,
Indiana Chamber of Commerce, Inc., Indiana Coal
Council, Inc., Kentucky Chamber of Commerce, Inc.,
Kentucky Coal Association, Inc., North Carolina
Chamber, Ohio Chamber of Commerce, Pennsylvania
Coal Association, South Carolina Chamber of
Commerce, The Virginia Chamber of Commerce, The
Virginia Coal Association, Incorporated, West
Virginia Chamber of Commerce, West Virginia Coal
Association, Inc. and Wisconsin Industrial Energy
Group, Inc. in 12-1182, State of Arkansas in 12-1190,
Chase Power Development, LLC in 12-1191, Railroad
Commission of Texas, State of Texas, Texas
Commission on Environmental Quality and Texas
Public Utility Commission in 12-1185, Edgecombe
Genco, LLC and Spruance Genco, LLC in 12-1193,
Kansas City Board of Public Utilities in 12-1186,
FirstEnergy Generation Corp. in 12-1192, Wolverine
Power Supply Cooperative, Inc. in 12-1195, Terry E.
Branstad, Commonwealth of Pennsylvania,
Commonwealth of Virginia, John William Conway,
State of Alabama, State of Alaska, State of Arizona,
State of Florida, State of Idaho, State of Indiana,
State of Kansas, State of Michigan, State of
Mississippi, State of Missouri, State of Nebraska,
State of North Dakota, State of Ohio, State of
Oklahoma, State of South Carolina, State of Utah,
State of West Virginia and State of Wyoming in 12-

20

1196 [Service Date: 04/08/2013 ] Length of Brief:
14,331 words. [12-1100, 12-1101, 12-1102, 12-1147,
12-1172, 12-1173, 12-1174, 12-1175, 12-1176, 12-
1177, 12-1178, 12-1180, 12-1181, 12-1182, 12-1183,
12-1184, 12-1185, 12-1186, 12-1187, 12-1188, 12-
1189,. 12-1190, 12-1191, 12-1192, 12-1193, 12-1194,
12-1195, 12-1196] (Brownell, F.)

04/08/2013

JOINT PETITIONER FINAL REPLY BRIEF
[1429638] filed by White Stallion Energy Center,
LLC in 12-1100, National Mining Association in 12-
1101, Institute for Liberty and . National Black
Chamber of Commerce in 12-1102, Utility Air
Regulatory Group in 1Z-1147, Midwest Ozone Group
in 12-1172, American Public Power Association in
12-1173, Peabody Energy Corporation in 12-1175,
Tri-State Generation and Transmission Association,
Inc. in 12-1178, ARIPPA in 12-1181, United Mine
Workers of America in 12-1183, Georgia Association
of Manufacturers, Inc., Indiana Chamber of
Commerce, Inc., Indiana Coal Council, Inc.,
Kentucky Chamber of Commerce, Inc., Kentucky
Coal Association, Inc., North Carolina Chamber,
Ohio Chamber of Commerce, Pennsylvania Coal
Association, South Carolina Chamber of Commerce,
The Virginia Chamber of Commerce, The Virginia
Coal Association, Incorporated, West Virginia
Chamber of Commerce, West Virginia Coal
Association, Inc. and Wisconsin Industrial Energy
Group, Inc. in 12-1182, State of Arkansas in 12-1190,
Chase Power Development, LLC in 12-1191, Railroad
Commission of Texas, State of Texas, Texas
Commission on Environmental Quality and Texas
Public Utility Commission in 12-1185, Edgecombe

21

Genco, LLC and Spruance Genco, LLC in 12-1193,
Kansas City Board of Public Utilities in 12-1186,
FirstEnergy Generation Corp. in 12-1192, Wolverine
Power Supply Cooperative, Inc. in 12-1195, Terry E.
Branstad, Commonwealth of Pennsylvania,
Commonwealth of Virginia, John William Conway,
State of Alabama, State of Alaska, State of Arizona,
State of Florida, State of Idaho, State of Indiana,
State of Kansas, State of Michigan, State of
Mississippi, State of Missouri, State of Nebraska,
State of North Dakota, State of Ohio, State of
Oklahoma, State of South Carolina, State of Utah,
State of West Virginia and State of Wyoming in 12-
1196 [Service Date: 04/08/2013 ] Length of Brief:
7,224 words. [12-1100, 12-1101, 12-1102, 12-1147,
12-1172, 12-1173, 12-1174, 12-1175, 12-1176, 12-
1177, 12-1178, 12-1180, 12-1181, 12-1182, 12-1183,
12-1184, 12-1185, 12-1186, 12-1187, 12-1188, 12-
1189, 12-1190, 12-1191, 12-1192, 12-1193, 12-1194,
12-1195, 12-1196] (Brownell, F.)

04/15/2013

PER ABOVE ORDER lodged appendix [1429356-2] is
filed [12-1100, 12-1101, 12-1102, 12-1147, 12-1172,
12-1173, 12-1174, 12-1175, 12-1176, 12-1177, 12-
1178, 12-1180, 12-1181, 12-1182, 12-1183, 12-1184,
12-1185, 12-1186, 12-1187, 12-1188, 12-1189, 12-
1190, 12-1191, 12-1192, 12-1193, 12-1194, 12-1195,
12-1196]

04/17/2013

CORRECTED PETITIONER BRIEF [1431365] filed
by Chesapeake Climate Action Network,
Conservation Law Foundation, Environmental
_ Integrity Project and Sierra Club in 12-1194 [Service

22

Date: 04/17/2013 } [12-1194, 1° 1100, 12-1101, 12-
1102, 12-1147, 12-1172, 12-1173, 12-1174, 12-1175,
12-1176, 12-1177, 12-1178, 12-1180, 12-1181, 12-
1182, 12-1183, 12-1184, 12-1185, 12-1186, 12-1187,
12-1188, 12-1189, 12-1190, 12-1191, 12-1192, 12-
1193, 12-1195, 12-1196] (Narayan, Sanjay)

05/03/2013

MODIFIED EVENT--NOTICE FILED [1434314]
filed by Railroad Commission of Texas, State of
Texas, Texas Commission on Environmental Quality
and Texas Public Utility Commission in 12-1185 to
participate. [Service Date: 05/03/2013 } [12-1185, 12-
1100, 12-1101, 12-1102, 12-1147, 12-1172, 12-1173,
12-1174, 12-1175, 12-1176, 12-1177, 12-1178, 12-
1180, 12-1181, 12-1182, 12-1183, 12-1184, 12-1186,
12-1187, 12-1188, 12-1189, 12-1190, 12-1191, 12-
1192, 12-1193, 12-1194, 12-1195, 12-1196]--[Edited
05/07/2013 by LMF] (Walters, Mark)

05/03/2013
NOTICE FILED [1434328] filed by State of Alaska

advising of their support of petitioner [Service Date:
05/03/2013 } [12-1196] (Mulder, Steven)

12/10/2013

ORAL ARGUMENT HELD before Judges Garland,
Rogers and Kavanaugh. [12-1100, 12-1101, 12-1102,
12-1147, 12-1172, 12-1173, 12-1174, 12-1175; 12-
1176, 12-1177, 12-1178, 12-1180, 12-1181, 12-1182,
12-1183, 12-1184, 12-1185, 12-1186, 12-1187, 12-
1188, 12-1189, 12-1190, 12-1191, 12-1192, 12-1193,
12-1194, 12-1195, 12-1196]

23

01/06/2014

TRANSCRIPT [1473710] of oral argument [12-1100,
12-1101, 12-1102, 12-1147, 12-1172, 12-1173, 12-
1174, 12-1175, 12-1176, 12-1177, 12-1178, 12-1180,
12-1181, 12-1182, 12-1183, 12-1184, 12-1185, 12-
1186, 12-1187, 12-1188, 12-1189, 12-1190, 12-1191,
12-1192, 12-1193, 12-1194, 12-1195, 12-1196]

02/27/2014

PER ABOVE ORDER lodged letter Rule 28)
authorities [1481306-2] is filed [12-1100, 12-1101, 12-
1102, 12-1147, 12-1172, 12-1173, 12-1174, 12-1175,
12-1176, 12-1177, 12-1178, 12-1180, 12-1181, 12-
1182, 12-1183, 12-1184, 12-1185, 12-1186, 12-1187,
12-1188, 12-1189, 12-1190, 12-1191, 12-1192, 12-
1193, 12-1194, 12-1195, 12-1196]

04/15/2014

PER CURIAM JUDGMENT filed [1488343] that the
petitions for review be denied except that the
petition for review in No. 12-1174, Julander Energy
Co. v. EPA, be dismissed for lack of standing for the
reasons in the accompanying opinion . Before Judges:
Garland, Rogers and Kavanaugh. [12-1100, 12-1101,
12-1102, 12-1147, 12-1172, 12-1173, 12-1174, 12-
1175, 12-1176, 12-1177, 12-1178, 12-1180, 12-1181,
12-1182, 12-1183, 12-1184, 12-1185, 12-1186, 12-
1187, 12-1188, 12-1189, 12-1190, 12-1191, 12-1192,
12-1193, 12-1194, 12-1195, 12-1196]

04/15/2014
OPINION filed [1488346] PER CURIAM OPINION
(Pages: 61), CONCURRING/DISSENTING

OPINION (Pages: 29) by Judge Kavanaugh [{12-1100,
12-1101, 12-1102, 12-1147, 12-1172, 12-1173, 12-
1174, 12-1175, 12-1176, 12-1177, 12-1178, 12-1180,

24

12-1181, 12-1182, 12-1183, 12-1184, 12-1185, 12-
1186, 12-1187, 12-1188, 12-1189, 12-1190, 12-1191,
12-1192, 12-1193, 12-1194, 12-1195, 12-1196]

06/10/2014

MANDATE ISSUED to Environmental Protection
Agency [12-1100, 12-1101, 12-1102, 12-1147, 12-
1172, 12-1173, 12-1174, 12-1175, 12-1176, 12-1177,
12-1178, 12-1180, 12-1181, 12-1182, 12-1183, 12-
1184, 12-1185, 12-1186, 12-1187, 12-1188, 12-1189,
12-1190, 12-1191, 12-1192, 12-1193, 12-1194, 12-
1195, 12-1196]

07/16/2014

LETTER filed [1503809] by the Clerk of the Supreme
Court of the United States notifying this court of the
following activity in the case before it: A petition for
writ of certiorari was filed and placed on the docket
on 07/16/2014 as No. 14-46. [12-1196, 12-1100, 12-
1101, 12-1102, 12-1147, 12-1172, 12-1173, 12-1174,
12-1175, 12-1176, 12-1177, 12-1178, 12-1180, 12-
1181, 12-1182, 12-1183, 12-1184, 12-1185, 12-1186,
12-1187, 12-1188, 12-1189, 12-1190, 12-1191, 12-
1192, 12-1193, 12-1194, 12-1195]

07/16/2014

LETTER filed [1503810] by the Clerk of the Supreme
Court of the United States notifying this court of the
following activity in the case before it: A petition for
writ of certiorari was filed and placed on the docket
on 07/16/2014 as No. 14-47. [12-1147, 12-1100, 12-
1101, 12-1102, 12-1172, 12-1173, 12-1174, 12-1175,
12-1176, 12-1177, 12-1178, 12-1180, 12-1181, 12-
1182, 12-1183, 12-1184, 12-1185, 12-1186, 12-1187,
12-1188, 12-1189, 12-1190, 12-1191, 12-1192, 12-
1193, 12-1194, 12-1195, 12-1196]

25

07/16/2014

LETTER filed [1503811] by the Clerk of the Supreme
Court of the United States notifying this court of the
following activity in the case before it: A petition for
writ of certiorari was filed and placed on the docket
on 07/16/2014 as No. 14-49. [12-1101, 12-1100, 12-
1102, 12-1147, 12-1172, 12-1173, 12-1174, 12-1175,
12-1176, 12-1177, 12-1178, 12-1180, 12-1181, 12-
1182, 12-1183, 12-1184, 12-1185, 12-1186, 12-1187,
12-1188, 12-1189, 12-1190, 12-1191, 12-1192, 12-
1193, 12-1194, 12-1195, 12-1196]

11/25/2014

LETTER filed [1525142] by the Clerk of the Supreme
Court of the United States notifying this court of the
following activity in case No. 14-46: The petition for
writ of certiorari was granted on 11/25/2014. [12-
1100, 12-1101, 12-1102, 12-1147, 12-1172, 12-1173,
12-1174, 12-1175, 12-1176, 12-1177, 12-1178, 12-
1180, 12-1181, 12-1182, 12-1183, 12-1184, 12-1185,
12-1186, 12-1187, 12-1188, 12-1189, 12-1190, 12-
1191, 12-1192, 12-1193, 12-1194, 12-1195, 12-1196]

11/25/2014

LETTER filed [1525143] by the Clerk of the Supreme
Court of the United States notifying this court of the
following activity in case No. 14-47: The petition for
writ of certiorari was granted on 11/25/2014. [12-
1100, 12-1101, 12-1102, 12-1147, 12-1172, 12-1173,
12-1174, 12-1175, 12-1176, 12-1177, 12-1178, 12-
1180, 12-1181, 12-1182, 12-1183, 12-1184, 12-1185,
12-1186, 12-1187, 12-1188, 12-1189, 12-1190, 12-
1191, 12-1192, 12-1193, 12-1194, 12-1195, 12-1196}

26

11/25/2014

LETTER filed [1525144] by the Clerk of the Supreme
Court of the United States notifying this court of the
following activity in case No. 14-49: The petition for
writ of certiorari was granted on 11/25/2014. [12-
1100, 12-1101, 12-1102, 12-1147, 12-1172, 12-1173,
12-1174, 12-1175, 12-1176, 12-1177, 12-1178, 12-
1180, 12-1181, 12-1182, 12-1183, 12-1184, 12-1185,
12-1186, 12-1187, 12-1188, 12-1189, 12-1190, 12-
1191, 12-1192, 12-1193, 12-1194, 12-1195, 12-1196]

27

{U.S. EPA, Mercury Study Report to Congress,
Vol. 1: Executive Summary, EPA-452/R-97-003
Docket No. EPA-HQ-OAR-2009-0234-3054
December 1997}
[Page 1]

OVERVIEW

This Mercury Study is a Report to Congress
prepared by the U.S. Environmental Protection
Agency. It fulfills the requirements of section
112(n)(1)(B) of the Clear Air Act, as amended in
1990. The Report provides an assessment of the
magnitude of U.S. mercury emissions by source, the
health and environmental implications of those
emissions, and the availability and cost of control
technologies. As the state-of-the-science for mercury
is continuously and rapidly evolving, this Report
should be viewed as a “snapshot” of our current
understanding of mercury. This Report does not
quantify the risk from mercury exposure because of
scientific uncertainty in a number of important
areas. The Report identifies areas where further
research is needed to provide a quantitative risk
assessment.

Mercury cycles in the environment as a result of
natural and human (anthropogenic) activities. The
amount of mercury mobilized and released into the
biosphere has increased since the beginning of the
industrial age. Most of the mercury in the
atmosphere is elemental mercury vapor, which
circulates in the atmosphere for up to a year, and
hence can be widely dispersed and transported
thousands of miles from likely sources of emission.
Most of the mercury in water, soil, sediments, or

28

plants and animals is in the form of inorganic
mercury salts and organic forms of mercury (e.g.,
methylmercury). The inorganic form of mercury,
when either bound to airborne particles or in a
gaseous form, is readily removed from the
atmosphere by precipitation and is also dry
deposited. Wet deposition is the primary mechanism
for transporting mercury from the atmosphere to
surface waters and land. Even after it deposits,
mercury commonly is emitted back to the
atmosphere either as a gas or associated with
particles, to be re-deposited elsewhere. As it cycles
between the atmosphere, land, and water, mercury
undergoes a series of complex chemical and physical

transformations, many of which are not completely
understood.

Mercury accumulates most efficiently in the
aquatic food web. Predatory organisms at the top of
the food web generally have higher mercury
concentrations. Nearly all of the mercury that
accumulates in fish tissue is methylmercury.
Inorganic mercury, which is less efficiently absorbed
and more readily eliminated from the body than
methylmercury, does not tend to bioaccumulate.

Mercury Emissions and Deposition in the U.S.

The best point estimate of annual anthropogenic
U.S. emissions of mercury in 1994-1995 is 158 tons.
Roughly 87 percent of these emissions are from
combustion sources, including waste and fossil fuel
combustion. Contemporary anthropogenic emissions
are only one part of the mercury cycle. Releases from
human activities today are adding to the mercury
reservoirs that already exist in land, water, and air,

29

both naturally and as a result of previous human
activities. The flux of mercury from the atmosphere
to land or water at any one location is comprised of
contributions from the natural global cycle including
re-emissions from the oceans, regional sources, and
local sources. Local sources could also include direct
water discharges in addition to air emissions. Past
uses of mercury, such as fungicide application to
crops are also a component of the present mercury
burden in the environment. One estimate of the total
annual global input to the atmosphere from all
sources including natural, anthropogenic, and
oceanic emissions is 5,500 tons. Based on this, U.S.
sources are estimated to have contributed about 3
percent of the 5,500 tons in 1995.

a

A computer simulation of long-range transport of
mercury suggests that about one-third (~ 52 tons) of
U.S. anthropogenic emissions are deposited, through
wet and dry deposition, within the lower 48 States.
The remaining two-thirds (~ 107 tons) is transported
outside of U.S. borders where it diffuses into the
global reservoir. In addition, the computer
simulation suggests that another 35 tons of mercury
from the global reservoir is deposited for a total
deposition of roughly 87 tons. Although this type of

[Page O-2]

modeling is uncertain, the simulation suggests that
about three times as much mercury is being added to
the global reservoir from U.S. sources as is being
deposited from it. What is not uncertain is that
additional emissions to air will contribute to levels in

the global reservoir, and concomitant deposition to
water bodies.

30

The highest deposition rates from anthropogenic
and global contributions for mercury are predicted to
occur in the southern Great Lakes and Ohio River
valley, the Northeast and scattered areas in the
South, with the most elevated deposition in the
Miami and Tampa areas. The location of sources, the
chemical species of mercury emitted and the climate
and meterology are key factors in mercury
deposition. Humid locations have higher deposition
than arid locations.

Public Health Impacts

Epidemics of mercury poisoning following high-
dose exposures to methylmercury in Japan and Iraq
demonstrated that neurotoxicity is the health effect
of greatest concern when methylmercury exposure
occurs to the developing fetus. Dietary
methylmercury is almost completely absorbed into
the blood and distributed to all tissues including the
brain; it also readily passes through the placenta to
the fetus and fetal brain. The reference dose (RfD) is
an amount of methylmercury, which when ingested
daily over a lifetime is anticipated to be without
adverse health effects to humans, including sensitive
subpopulations. At the RfD or below, exposures are
expected to be safe. The risk following exposures
above the RfD is uncertain, but risk increases as
exposures to methylmercury increase.

Extrapolating from the high-dose exposures that
occurred in the Iraq incident, the U.S. EPA derived a
Rf£D for methylmercury of 0.1 pg/kg bw/day. While
the U.S. EPA has been advised by scientific
reviewers to employ this RfD for this analysis, new
data are emerging. Currently ongoing are two large

31

epidemiology studies in the Seychelle Islands and in
the Faroe Islands that were designed to evaluate
childhood development and neurotoxicity in relation
to fetal exposures to methylmercury in fish-
consuming populations. Because of various
limitations and uncertainties in all of the available
data, the U.S. EPA and other Federal agencies
intend to participate in an interagency review of the
human data on methylmercury, including the most
recent studies from the Seychelle Islands and the
Faroe Islands. The purposes of this review are to
refine the estimates of the level of exposure to
mercury associated with subtle neurological
endpoints and to further consensus between all of
the Federal agencies. After this process, the U.S.
EPA will determine if a change in the RfD for
methylmercury is warranted.

Fish consumption dominates the pathway for
human and wildlife exposure to methylmercury. This
study supports a plausible link between
anthropogenic releases of mercury from industrial
and combustion sources in the United States and
methylmercury in fish. However, these fish
methylmercury concentrations also result from
existing background concentrations of mercury
(which may consist of mercury from natural sources,
as well as mercury which has been re-emitted from
the oceans or soils) and deposition from the global
reservoir (which includes mercury emitted by other
countries). Given the current scientific
understanding of the environmental fate and
transport of this element, it is not possible to
quantify how much of the methylmercury in fish
consumed by the U.S. population is contributed by

32

U.S. emissions relative to other sources of mercury
(such as natural sources and re-emissions from the
global pool). As a result, it cannot be assumed that a
change in total mercury emissions will be linearly
related to any resulting change in methylmercury in
fish, nor over what time period these changes would
occur. This is an area of ongoing study.

Critical elements in estimating methylmercury
exposure and risk from fish consumption include the
species of fish consumed, the concentrations of
methylmercury in the fish, the quantity of fish
consumed, and how frequently fish is consumed. The
typical U.S. consumer eating fish from restaurants

[Page O-3]

and grocery stores is not in danger of consuming
harmful levels of methylmercury from fish and is not
advised to limit fish consumption. The levels of
methylmercury found in the most frequently
consumed commercial fish are low, especially
compared to levels that might be found in some non-
commercial fish from fresh water bodies that have
been affected by mercury pollution. While most U.S.
consumers need not be concerned about their
exposure to methylmercury, some exposures may be
of concern. Those who regularly and frequently
consume large amounts of fish -- either marine
species that typically have much higher levels of
methylmercury than the rest of seafood, or
freshwater fish that have been affected by mercury
pollution -- are more highly exposed. Because the
developing fetus may be the most sensitive to the
effects from methylmercury, women of child-bearing
age are regarded as the population of greatest

33

interest. In this Report, an analysis of dietary
surveys led the U.S. EPA to conclude that between 1
and 3 percent of women of child-bearing age (i.e.,
between the ages of 15 and 44) eat sufficient
amounts of fish to be at risk from methylmercury
exposure, depending on the methylmercury
concentrations in the fish. These consumers should
be aware of the Food and Drug Administration and
State fish advisories that suggest limiting the
consumption of contaminated fish. Advisories in the
United States have been issued by 39 states and
some Tribes, warning against consumption of certain
species of fish contaminated with methylmercury.

To the extent that concern is focused on high-end
fish and seafood consumers, research is needed on
the actual consumption patterns and estimated
methylmercury exposure of this subpopulation. In
addition, the findings from such research should be
validated by analysis of hair samples from a
representative sample of members of this
subpopulation.

Environmental Impacts

The pattern of mercury deposition nationwide
influences which eco-regions and eco-systems will be
more highly exposed. Piscivorous (fish-eating) birds
and mammals are more highly exposed to mercury
than any other known component of aquatic
ecosystems. Adverse effects of mercury on fish, birds
and mammals include death, reduced reproductive

success, impaired growth and development, and
behavioral abnormalities.

34

Mercury contamination has been documented in
the endangered Florida panther and the wood stork,
as well as populations of loons, eagles, and
furbearers such as mink and otter. These species are
at high risk of mercury exposure and effects because
they either are piscivores or eat piscivores.
Concentrations of mercury in the tissues of wildlife
species have been reported at levels associated with
adverse health effects in laboratory studies with the
same species. However, field data are insufficient to
conclude whether piscivorous wading birds or
mammals have suffered adverse effects due to
airborne mercury emissions. Modeling analyses
conducted for this Report suggest that it is probable
that individuals of some highly exposed wildlife
subpopulations are experiencing adverse effects due
to airborne mercury emissions.

Mercury Control Technologies

Mercury is widely used in industry because of its
diverse properties and serves as a process or product
ingredient in several industrial sectors, however,
industrial demand for mercury has declined by about
75 percent between 1988 and 1996, due largely to the
elimination of mercury additives in paints and
pesticides and the reduction of mercury in batteries.
Most of the emissions of mercury are produced when
waste or fuel containing mercury is burned. The U.S.
EPA has already finalized emission limits for
municipal waste combustors and medical waste
incinerators. As a result, by the year 2000, emissions
from these categories will decline at least 90 percent
from 1995 levels. In addition, mercury emission

35

limits have been proposed for hazardous waste
incinerators.

[Page O-4]

The largest remaining identified source of
mercury emissions are coal-fired utility boilers.
Although a number of mercury control technologies
are being evaluated for utility boilers, most are still
in the research stages, making it difficult to predict
final cost-effectiveness as well as the time required
to scale-up and commercialize the technologies.
Because the chemical species of mercury emitted
from boilers varies from plant to plant, there is no
single control technology that removes all forms of
mercury. There remains a wide variation in the end
costs of control measures for utilities and the
possible impact of such costs on utilities. Preliminary
estimates of national control costs for utility boilers
(based on pilot scale data) are in the billions of
dollars per year. Ongoing research, as well as
research needs related to mercury controls for
utilities, are described in the document.

Cost-effective opportunities to deal with mercury
during the product life-cycle, rather than just at the
point of disposal, need to be pursued. A balanced
strategy which integrates end-of-pipe control
technologies with material substitution and
separation, design-for-environment, and
fundamental process change approaches is needed.
In addition, international efforts to reduce mercury
emissions as well as greenhouse gases will play an
important role in reducing inputs to the global
reservoir of mercury.

36

[Page 1-1]
1. THE MERCURY STUDY REPORT TO
CONGRESS

The Clean Air Act Amendments of 1990 (CAA)
established section 112(n)(1)(B) which requires the
United States Environmental Protection Agency
(U.S. EPA) to study the impacts of mercury air
pollution. In particular, section 112(n)(1)(B) specifies
the following:

The Administrator shall conduct, and
transmit to the Congress not later than 4
years after the date of enactment of the
Clean Air Act Amendments of 1990, a study
of mercury emissions from electric utility
steam generating units, municipal waste
combustion units, and other sources,
including area sources. Such study shall
consider the rate and mass of such emissions,
the health and environmental effects of such
emissions, technologies which are available
to control such emissions, and the costs of
such technologies.

The U.S. EPA designed the Mercury Study to
address many different (but linked) types of
information:

data on type, sources, and trends in
emissions;

evaluation of the atmospheric transport of
mercury to locations distant from emission
sources;

37

e assessment of potential impacts of mercury
emissions close to the source;

e identification of major pathways of exposure
to humans and non-human biota;

e identification of the types of human health
consequences of mercury exposure and the
amount of exposure likely to result in adverse
effects;

e evaluation of mercury exposure consequences
for ecosystems and for non-human species;

e identification of populations especially at risk
from mercury exposure due to _ innate
sensitivity or high exposure; and

e estimates of control technology efficiencies
and costs.

The Report used the above types of information
to assess the impact of emissions to air of mercury
from a variety of sources. This assessment included
judgments as to the potential hazard to humans and
wildlife of methylmercury exposure which (as is
described in succeeding sections) is largely through
the consumption of contaminated fish.

There was no attempt in this Report to do a
comparative risk/benefit analysis of fish as an
important source of protein and calories in the diet of
U.S. populations. Such an analysis would be beyond
the scope of the CAA mandate. As emphasized in
succeeding sections, the typicai U.S. consumer of fish
is not in danger of consuming harmful levels of

38

methylmercury and is not being advised to reduce
fish consumption.

[Page 1-2]

This Mercury Study Report to Congress fulfills
the mandate of section 112(n)(1)(B). The Report is in
eight volumes:

Volume |: Executive Summary

Volume Ii: An Inventory of Anthropogenic
Mercury Emissions in the United States

Volume HUI: Fate and Transport of Mercury in
the Environment

Volume IV: An Assessment of Exposure to
Mercury in the United States ~

Volume V: Health Effects of Mercury and
Mercury Compounds

Volume VI: An Ecological Assessment for
Anthropogenic Mercury Emissions in the
United States

Volume VII: Characterization of Human
Health and Wildlife Risks from Mercury
Exposure in the United States

Volume VIII: An Evaluation of Mercury
Control Technologies and Costs.

The various analyses documented in this Report
were designed and conducted in accordance with
accepted guidelines and procedures. For example,
the human health risk assessment performed for this

39

Report follows published Guidelines for Risk
Assessment (including guidelines on Exposure
Assessment, Developmental Toxicity, Carcinogenicity
and Germ Cell Mutagenicity) and uses established
methodologies for quantitative assessment of genera)
systemic toxicity (e.g., in the calculation of reference
doses (RfDs) and reference concentrations (RfCs)).
Moreover, the assessment of ecological effects,
presented in Volume VI, follows U.S. EPA’s
Framework for Ecological Risk Assessment. Criteria
values for protection of piscivorous wildlife were
developed using the methodology developed for the
Great Lakes Water Quality Initiative.

In 1994, the National Research Council of the
National Academy of Sciences, in Science and
Judgment in Risk Assessment, recommended several
areas in which U.S. EPA could improve its risk
assessment and risk characterization practices.
These recommendations are listed below along with
a description of how they were implemented in this
Report.

e Provide an understanding of the type and
magnitude of an adverse effect that a specific
chemical or emission could cause under
particular circumstances. The Report
characterizes both the type and magnitude of
health and ecological effects associated with
airborne emissions of mercury’ from
anthropogenic sources.

e Validate methods and models. All models
used for the Report were critiqued by
scientific experts and model predictions were

40

compared to measured mercury levels using
the most appropriate data available.

Describe the basis for default options. All
assumptions are described and justified based
on available data. Where appropriate,
exposure models were modified to improve
assumptions and to focus on areas of
prediction where use of model assumptions is
most justified.

Articulate and prioritize data needs. The
Report includes a section on Research Needs
in each volume.

Distinguish between variability and
uncertainty. The Report provides discussions
that attempt to make these distinctions for
the risk results.

[Page 1-3]

Perform formal uncertainty analyses.
Uncertainty analyses were formally
conducted for the dose-response and exposure
assessment steps of the study, and were
implicit in weight-of-evidence processes used
in the hazard identification step of the human
health risk assessment and the problem
formulation phase of the ecological risk
assessment. Uncertainty also was analyzed
quantitatively in other components of the
study, such as in the calculation of
bioaccumulation factors and the RfD for
methylmercury.

41

4. MANAGEMENT ALTERNATIVES
Possible Control Strategies

Effective control of mercury emissions may
require a mix of strategies. The four major types of
control techniques reviewed include:

e Pollution prevention measures, including
product substitution, process modification and
materials separation;

e Coal cleaning;
e Alternative approaches; and
e Flue gas treatment technologies.

Table 4-1 summarizes mercury control techniques for
selected source categories. Pollution prevention may
be suitable for those processes or industries where a
mercury substitute is demonstrated and available
(e.g., mercury cell chlor-alkali plants). Another
pollution prevention measure is material separation,
which may be an appropriate approach for processes
where mercury-containing products are disposed of
by incineration, or where mercury can be reduced in
the fuel prior to the fuel being combusted (e.g.,
medical waste incineration). Conventional regulatory
strategies may be applicable when mercury is
emitted to the environment as a result of trace
contamination in fossil fuel or other essential
feedstock in an industrial process (e.g., cement
manufacturing). Other non-traditional approaches
such as emissions trading or other market-based
approaches may also prove feasible for mercury

42

control. In addition, emissions control is only one
possible means for reducing human exposure. For
example, the issuance of fish advisories (or increased
public education about advisories already in place) is
an alternative that would need to be explored when
selecting among strategies for reducing risks to
human health (though not to ecosystems).

Cost-effective opportunities to deal with mercury
during the product life-cycle, rather than just at the
point of disposal, need to be pursued. A balanced
strategy which integrates end-of-pipe control
technologies with material substitution and
separation, design-for-environment, and
fundamental process change approaches is needed.
In addition, international efforts to reduce mercury
emissions as well as greenhouse gases will play an
important role in reducing inputs to the global
reservoir of mercury.

As noted above, because of the current, limited
scientific understanding of the environmental fate
and transport of this pollutant, it is not possible to
quantify the contribution of U.S. anthropogenic
emissions relative to other sources of mercury,
including natural sources and re-emissions from the
global pool, on methylmercury levels in fish
consumed by the U.S. population. Mercury
methylation and subsequent uptake in fish is
complex and not well understood. As a result, it
cannot be assumed that a change in total mercury
emissions will be linearly related to any resulting
change in methylmercury in fish, nor over what time
period these changes would occur. This is an area of
ongoing study.

43

The analyses of control technologies and costs
presented in this Report are not intended to replace
a thorough regulatory analysis, as would be
performed for a rulemaking. The information
presented is

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Table 4-2 presents the four source categories for
which a control technology and cost analysis was
performed. The selection of a particular type of
control for the cost analysis should not be construed
to mean that the U.S. EPA has selected, or has
preference for, this technology for a given source
category. The table presents the number of facilities
in each category and the percent contribution of each
to the national inventory. Potential national mercury
reductions, potential national control costs and cost-
effectiveness estimates are also presented. These
estimates are based on the assumption that all
plants within a source category will achieve the same
reductions and incur the same costs as the model
plants used in the analysis. Because this assumption
would not be applicable in all circumstances, the
estimates of potential reductions and costs should be
used only for relative comparisons among the source
categories to give an initial indication as to where
mercury controls could provide the most emission
reduction for the least cost.

The cost of mercury control incurred by any
specific facility may be underestimated by the cost
analysis presented in this Report because of
variability inherent in the assumptions that were
made in the analyses. These assumptions include the
efficiency of the various control techniques for
reducing mercury, the amount of mercury in the flue
gas stream and other site-specific factors such as
down-time and labor costs. In addition, costs for
monitoring and recordkeeping were not included in
the cost analyses. These requirements would be
specific to a regulatory action. On the other hand,
the costs represent retrofit application of controls.

39

Installation of controls at new facilities can be
significantly less expensive than retrofitting an
existing facility.

The estimates of cost for mercury reductions also
do not illustrate two important considerations. One
is that, as presented, all of the cost of control could
mistakenly be attributed to mercury removal. As
described previously in this Report, many of these
controls achieve reductions of other pollutants as
well (e.g., acid gases, dioxin, other metals). In some
cases (e.g., the emission guidelines for MWI), the
choice of control technology or control strategy is
aimed at reducing pollutants other than mercury. In
these cases, there is a co-control benefit of mercury
reduction. The benefits of reducing other pollutants
should be considered when interpreting the mercury
control costs. Second, the technologies available for
mercury control represent’ relatively new
applications of these technologies. Thus, in the
future, it is likely that as new or emerging
technologies develop, the cost-effectiveness of control
will improve. Air pollution control and prevention
techniques are continuously under development and
improvement. There is a fairly rapid pace of
innovation in the air pollution control sector. The
demand for cleaner products and cleaner processes
that lower overall costs, combined with the necessity
for improved air and water quality, create strong
incentives for technological innovation and a growing
market for such innovations. As the demand for more
innovative, cost-effective and cost-saving
technologies increase, new technologies will move
from the research and development or pilot program
phase to commercial availability.

60

While existing technology will play a key role in
reducing mercury from some sources, emerging
technology may be more appropriate for others.
Innovations in environmental policies may also play
a key role in developing a national management
strategy for mercury. These innovations could
include multi-media approaches, greater emphasis
on pollution prevention, regional control strategies
and optimization of co-control opportunities.

fe eo

61

United States
Environmental Protection

Agency

Office of Air Quality
Planning and Standards
Research Triangle Park, NC 27711

EPA-453/R-98-004a
February 1998

Air
EPA

Study of Hazardous Air Pollutant
Emissions from Electric Utility Steam
Generating Units — Final Report to
Congress

Volume 1.

[Page ES-1]
EXECUTIVE SUMMARY

ES.1 LEGISLATIVE MANDATE

In section 112(n)(1)(A) of the Clean Air Act, as
amended (the Act), Congress directs the United
States Environmental Protection Agency (EPA) to:

“.. perform a study of the hazards to public
health reasonably anticipated to occur as a
result of emissions by electric utility steam
generating units of .. fhazardous air

62

pollutants] ... after imposition of the
requirements of this Act.”

Section 112(a)(8) of the Act defines an “electric utility
steam-generating unit” as “any fossil-fuel—fired
combustion unit of more than 25 megawatts electric
(MWe) that serves a generator that produces
electricity for sale.” A unit that cogenerates steam
and electricity and supplies more than one-third of
its potential electric output capacity and more than
25 MWe output to any utility power distribution
system for sale is also considered an electric utility
steam-generating unit (i.e., utility unit).

Section 112(n)(1)(A) also requires that:

e The EPA develop and describe alternative
control strategies for hazardous air
pollutants (HAPs) that may warrant
regulation under section 112; and

e The EPA proceed with rulemaking
activities under section 112 to control
HAP emissions from utilities if EPA finds
such regulation is appropriate and
necessary after considering the results of
the study.

ES.2 REGULATORY DETERMINATION

This report does not contain a determination as
to whether or not regulations to control HAP
emissions from utility units are appropriate and
necessary. The Agency has deferred the regulatory
determination until a later date.

63

ES.3 OVERVIEW APPROACH TO COMPLETING
THE STUDY

The study included numerous separate and
interrelated analyses. First, HAP emissions test data
were gathered from 52 utility units (i.e., boilers),
including a range of coal-. oil-, and natural gas-fired
utility units. Second, the emissions test data along
with facility specific information (e.g., boiler type,
control device, fuel usage) were used to estimate
HAP emissions from all 684 utility plants in the
United States (U.S.). Third, a screening level
hazard/risk assessment was completed to prioritize
the HAPs for further analyses. Fourth, various
priority HAPs were analyzed for inhalation and

[Page ES-2]

multipathway exposures and risks and other
potential impacts. In addition, potential control
strategies were analyzed for the priority HAPs. The
overall summary of the study is presented in Figure

ES-1.

This report presents the findings of the study.
The primary components of this report are: (1) a
description of the industry; (2) an analysis of
emissions data; (3) an assessment of hazards and
risks due to inhalation exposures to 67 HAPs; (4)
assessments of risks due to multipathway
(inhalation plus non-inhalation) exposures to four
HAPs (radionuclides, mercury, arsenic, and dioxins);
and (5) a discussion of alternative control strategies.

The study was based primarily on two scenarios:
(1) 1990 base year emissions; and (2) 2010 emissions.
In addition, emissions for 1994 were estimated using

64

the most recent data. The 1990 scenario was chosen
since that was the year the Amendments to the Act
were passed and was the latest year for which utility
operational data were available at the time the study
was initiated. The 2010 scenario was selected to
meet the section 112(n)(1)(A) mandate to evaluate
hazards “after imposition of the requirements of the
Act.” Primarily, this meant assessing the hazards
after the acid rain program is in place. The 2010
scenario also included estimated changes in HAP
emissions resulting from projected trends in fuel
choices and projected increases in electric power
demands. However, the effects of other on-going or
potential activities that were not factored into the
2010 projections (e.g., industry restructuring, new
ozone and particulate matter [PM] standards, global
climate change programs) may result in the 2010
projections being either underestimated or
overestimated.

ES.4 EMISSIONS DATA ANALYSIS

A total of 684 utility plants (i.e., utilities) were
identified as meeting the criteria for the study in
1990 in the U.S. These utilities are fueled primarily
by coal (59 percent of total units), oil (12 percent), or
natural gas (29 percent). Many plants have two or
more units and several plants burn more than one
type of fuel (e.g., contain bovh coal- and oil-fired
units). In 1990, there were 426 plants that burned
coal as one of their fuels, 137 plants that burned oil,
and 267 plants that burned natural gas.

Emission estimates for the years 1990, 1994, and
2010 were based on emissions test data from 52 units
obtained from extensive emission tests by the

65

Electric Power Research Institute (EPRI, the
Department of Energy (DOE), the Northern States
Power Company, and the EPA. The testing program
was designed to test a wide range of facility types
with a variety of control scenarios; therefore, the
data are considered generally representative of the
industry. However, there are uncertainties in the
data because of the small sample sizes for specific
boiler types and control scenarios.

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[Page ES-4]

These test data provided the basis for estimating
average annual emissions for each of the 684 plants.
A total of 67 of the 188 HAPs listed in section 112 of
the Act were identified in the emissions testing
program as potentially being emitted by utilities.
Tables ES-1 and ES-2 present estimated emissions
for, respectively, a subset of priority HAPs for 1990,
1994, and 2010, and for a set of characteristic boilers
for 1994.

Although the EPA used average annual
emissions estimates in assessing long-term
exposures to individual HAPs on a national basis,
emissions test data were not available for each
utility in the U.S. Therefore, estimates for individual
plants are particularly uncertain. Based on an
uncertainty analysis, the average annual emissions
estimates are expected to be roughly within a factor
of plus or minus three of actual annual emissions.
However, even this uncertainty analysis had
limitations. For example, the uncertainty analysis
did not include data on potential upsets or unusual
operating conditions; therefore, the range of
uncertainty could be greater.

ES.5 GENERAL APPROACH TO EXPOSURE AND
RISK ASSESSMENT

Most of the risk assessment focused on
inhalation exposure. All 67 HAPs were assessed for
inhalation exposures, at least at a screening level.
For many of the 67 HAPs, inhalation exposure is
believed to be the dominant exposure pathway.
However, for HAPs that are persistent and/or
bioaccumulate, and are toxic by ingestion (or are

68

radioactive), the non-inhalation exposure pathways
could be more important. Based on a screening and
prioritization assessment, which is described below,
the EPA identified four high priority HAPs
(radionuclides, mercury, arsenic, dioxins) to assess
for noninhalation exposures. In addition, cadmium
and lead were identified as next highest priority.
Multipathway assessments are presented for
radionuclides, mercury, arsenic, and dioxins. The
other two HAPs (lead and cadmium) were examined
qualitatively for their potential for multipathway
hazards.

ES.6 SCREENING ASSESSMENT

As outlined in Figure ES-1, EPA initially
conducted a screening assessment that considered
inhalation and non-inhalation exposure routes for all
67 HAPs to identify priority HAPs for more detailed
assessment. To screen for inhalation exposures, the
EPA used the Human Exposure Model (HEM) to
model the 67 HAPs from all 684 utility plants
utilizing generally conservative assumptions (1.e.,
assumptions that are more likely to overestimate
rather than underestimate risks) to estimate
inhalation risks for maximally exposed individuals

(MEIs).

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If the MEI risk was above a minimum measure (e.g.,
exposure greater than one-tenth the inhalation
reference concentration [RfC]* or cancer risk greater
than 1 chance in 10 million), then the HAP was
chosen for more study. For non-inhalation exposures,
the 67 HAPs were prioritized by considering five
criteria: (1) persistence; (2) tendency’ to
bioaccumulate; (3) toxicity; (4) emissions quantity;
and (5) radioactivity.

Based on this screening assessment, a total of 14
HAPs were identified as priority. Twelve HAPs
(arsenic, beryllium, cadmium, chromium,
manganese, nickel, hydrogen chloride [HCl],
hydrogen fluoride [HF], acrolein, dioxins,
formaldehyde, and radionuclides) were identified as
priority pollutants for further study based on
potential for inhalation exposures and risks. Four of
these 12 HAPs (arsenic, cadmium, dioxins, and
radionuclides) plus 2 additional HAPs (mercury and
lead) were considered priority for multipathway
exposure); of these 6 HAPs, 4 (arsenic, mercury,
dioxins, and radionuclides) were identified as the
highest priority to assess for

[Page ES-7]

multipathway exposures and risks. Overall, a total of
14 of the 67 HAPs were considered priority. The
other 53 HAPs were not evaluated beyond the
screening assessment.

® The RfC is an estimate (with uncertainty spanning perhaps
an order of magnitude) of the daily inhalation exposure of the
human population (including sensitive subgroups) that is likely
to be without appreciable risk of deleterious effects during a
lifetime.

72

ES.7 INHALATION RISK ASSESSMENT -- LOCAL
ANALYSIS

The EPA estimated inhalation exposures and
risks due to dispersion of HAP emissions within 50
kilometers (km) of each of the 684 plants (i.e., local
analysis). For 13 of the 14 priority HAPs, the HEM
was used; for radionuclides, the Clean Air Act
Assessment Package-1993 (CAP-93) model was used.
The HEM exposure modeling conducted for the
inhalation risk assessment was very similar to the
modeling conducted for the screening assessment.
The same default options and same input data were
used. However, there is one important difference. For
the inhalation risk assessment, a distinction was
made between urban and rural! locations. If a plant is
located in an urban area, it was modeled using the
urban mode (i.e., dispersion is assumed to be
characteristic of emissions emitted by a facility in an
urban location where there are buildings nearby).
Dispersion of the pollutant plume in an urban area is
expected to exhibit greater turbulence because of
heat transfer and obstacles (i.e., large buildings). If a
plant is located in a rural location, it was modeled
using the rural mode (i.e., dispersion is assumed to
be characteristic of a facility located in a rural
location). In the screening assessment, all plants
were modeled using the urban default because using
the urban default typically leads to more
conservative (i.e., higher) estimates of human
exposures, which is appropriate for a screening
assessment. However, using the urban and rural
distinction is believed to reflect more realistic
conditions.

73

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[Page 6-4]

MIRs greater than or equal to 10°. The MIRs for
the remaining 424 coal-fired plants were lower than
1 x 106. Figures 6-la and 6-lb show that most
inhalation risks were considerably lower than 1 x
10. The risk for chromium assumes that 11 percent
of total chromium is hexavalent chromium, (a Class
A, human carcinogen). The limited emissions
speciation data (described in Appendix H of the EPA
Interim Final Utility Report, Volume II)? found
hexavalent chromium between 0.3 and 34 percent of
total chromium. The average percentage of
chromium VI based on limited speciation data was
11 percent. The other HAPs do not appear to make a
significant contribution to the MIR from coal-fired
plants. Figures 6-la and 6-lb present’ the
distribution of plants at different MIR levels for the
major carcinogens. Arsenic and chromium are the
major contributors of inhalation cancer risks from
coal-fired utilities. Of the 424 coalfired plants, the
median MIR is 2 x 10% for arsenic and 2 x 10° for
chromium. The 90th percentile MIR of all 424 plants
modeled is 1 x 107 for arsenic and 4 x 10% for
chromium (that is, 10 percent of the plants have MIR
levels above, and 90 percent of the plants have MIR
levels below, these risk levels).

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aggregate of HAPs for each plant was calculated by
summing the MIR for each HAP for each plant.
There are two coal-fired plants with total MIRs
greater than 1 x 10°. The highest total MIR for a
single coal-fired plant is 3 x 10*. Of the 424 coal-
fired plants modeled, the median total MIR is 5 x

127

10°, and the 90th percentile is 2 x 10-7 (that is, 10
percent of plants pose an MIR greater than 2 x 10-7).

6.1.1.2 Population Cancer Risk. The population

distribution at various risk levels is shown in Table
6-2 for each of the five major carcinogenic HAPs. As
with the MIR, arsenic and chromium are the major
contributors. The high-end estimate of number of
people exposed to risks of 1 x 10 or greater from
exposure to arsenic is 850 and from exposure to
chromium is about 107. That is, based on this
assessment, it is unlikely that more than 850 people
are exposed to inhalation risks greater than 1 x 10-6
due to coal-fired utility nonradionuclide HAP
emissions, and most likely fewer people are exposed
(possibly as few as zero) to this level of inhalation
risk.

The HEM also calculated the annual incidence of
cancer expected for each of the HAPs due to
inhalation exposure within 50 km. As shown in Table
6.1, the high-end estimate for total cancer incidence
from the nonradionuclide carcinogenic HAPs was
estimated, using the HEM, to be as high as 0.1
cancer case per year for coal-fired plants due to
emissions within 50 km of each plant. However, the
estimate for incidence increases by about a factor of
seven when considering emissions dispersion beyond
50 km (see section 6.6). Arsenic and chromium are
again the major contributors and account for almost
90 percent of the estimated cancer incidences.

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[Page 14-8]

14.7 AREAS FOR FURTHER RESEARCH AND
ANALYSIS

There are numerous uncertainties and data gaps
described throughout this report. This section
identifies several of the important areas in which
further research or scientific and technical work is
needed.

14.7.1 Emissions Data for Dioxins

Emissions data for dioxins were available from
only eight of the tested utility plants. Therefore,
there are greater uncertainties with the dioxin
emissions than for many of the other HAPs. All types
of utility units were not tested (e.g., there are no
data available from coal-fired units with hot-side
ESPs).

14.7.2 Speciation of Nickel and Chromium

There are significant uncertainties regarding the
forms of nickel being emitted from oil-fired utilities
and the health effects associated with those different
forms. Therefore, further research and evaluation of
the emissions to determine what forms are being
emitted and the health effects associated with those
different forms would be of value. Further evaluation
of chromium speciation is also needed.

14.7.3 Multipathway Risk Assessment
As mentioned previously, further work is needed
to study the msks due to multipathway exposure to

136

HAPs that are persistent and bioaccumulate. Arsenic
and dioxins are two HAPs identified as priority for
further multipathway assessment.

14.7.4 Long-range Transport Exposures

Uncertainties remain regarding long-range
transport of HAPs. Further modeling and evaluation
could be helpful to assess the impacts of long-range
transport of HAPs from utilities.

14.7.5 Mercury Issues

There are numerous areas regarding mercury
that may need further research, study, or evaluation.
A number of potential areas for further study include
the following:

e review the estimates of the levels of exposure to
mercury associated with subtle neurological
endpoints;

ane 14-9]
quantify and/or evaluate the relationship between
a change in United States mercury emissions and

the resulting change in methylmercury levels in
fish;

e evaluate actual consumption patterns and
estimates of the methylmercury exposure of the
subpopulations of concern;

e gather additional data on the mercury content of
various types of coal;

e establish improved methods for measuring
mercury concentrations in water;

137

e study the occupational, dietary, and behavioral
factors that affect mercury exposures for people
who are determined to be exposed above a
threshold of concern;

e study the public health and environmental
benefits that would be expected by reducing
mercury emissions from utilities;

e evaluate and/or research control technologies or
pollution prevention options that are available, or
will be available, that could potentially reduce
mercury emissions and what are the costs,
economic impacts, and feasibility of those options;

e evaluate how other regulations, programs, and
activities (e.g., acid rain program, electricity
restructuring, NAAQS, climate change) affect
mercury emissions;

e gather additional data on mercury emissions (e.z.,
how much is emitted from various types of utility
units, how much is divalent vs elemental
mercury, and how do factors such as control

device, fuel type, and plant configuration affect
emissions and speciation); and

e study how much mercury is emitted from natural
sources and past anthropogenic sources.

14.7.6 Projections to the Year 2010

There are. significant uncertainties and
unknowns in the emissions and risk projections
made to the year 2010 (e.g., impact of industry
restructuring; impact of State efforts to regulate
restructuring; impact of any climate change

138

initiatives). Further research and evaluation in this
area is needed.

14.7.7 Ecological Risks

The effects of HAPs on wildlife, endangered
species, and terrestrial and aquatic ecosystems were
not evaluated in this study. Although not mandated
by section 112(n)(1)(A), further evaluation of

[Page 14-10}
ecological risks due to HAP emissions would be
needed to fully evaluate the impacts of utility HAP

emissions.

14.7.8 Criteria Pollutant and Acid Rain Programs
Further evaluation is needed to assess the

impacts of the Acid Rain and Criteria Pollutant
programs (e.g, impact of revisions to the PM-fine
and ozone NAAQS; impact of Ozone Transport
Assessment Group [OTAG] activities) on HAP
emissions.

14.7.9 Short-term Emissions

A limited assessment of short-term exposures
was completed. However, further evaluation of short-
term releases, especially highend, peak releases,
could be useful to fully assess the potential impacts
to public health due to emissions of HAPs
(particularly HCl and HF) from utilities.

139

Federal Register /Vol. 69, No. 20 / Friday, January
30, 2004 / Proposed Rules

[Page 4657]

x***

C. What Are the Health Effects of HAP Emitted From
Coal- and Oil-Fired Utility Units?

Data collected during development of the
proposed section 112 rule show that coal- and oil-
fired Utility Units emit a wide variety of metal,
organic, and inorganic HAP, depending on the type
of fuel that is combusted. Today’s proposed rules,
both under CAA section 111 and 112, would protect
air quality and promote the public health by
reducing emissions of Hg and Ni from coal- and oil-
fired Utility Units. Exposure to Hg and Ni at
sufficiently high levels is associated with a variety of
adverse health effects. The EPA cannot currently
quantify whether, and the extent to which, the
adverse health effects occur in the populations
surrounding these facilities, and the contribution, if
any, of the facilities to those problems. However, to
the extent the adverse effects do occur, either of
today’s proposed actions would reduce emissions and
subsequent exposures. Following is a summary of the
health effects for the Hg and Ni emissions that would
be reduced by either of the proposed rules.

Mercury. Mercury is a persistent,
bioaccumulative toxic metal that exists in three
forms: elemental Hg (Hg®), inorganic Hg (Hg**)
compounds (primarily mercuric chloride), and
organic Hg compounds (primarily methylmercury).
Each form exhibits different health effects. Various

140

major sources may release elemental or inorganic
Hg; environmental methylmercury, the form of
concern for this rulemaking, is typically formed by
biological processes after Hg has precipitated from
the air and deposited into water bodies.

Mercury is toxic to humans from both the
inhalation and oral exposure routes. In the proposed
rulemaking, we focus

[Page 4658]

on oral exposure of methylmercury as it is the route
of primary interest for human _ exposures.
Methylmercury is a_ well-established human
neurotoxin although, as with many chemicals, the
scientific community is divided on the specific dose
and frequency of exposure required to elicit adverse
effects. According to the NAS, chronic low-dose
prenatal methylmercury exposure has. been
associated with poor performance on
neurobehavioral tests in children, including those
tests that measure attention, visual-spacial ability,
verbal memory, language ability, fine motor skills,
and intelligence. Furthermore, it has _ been
hypothesized that there is an association between
methylmercury exposure and an increased risk of
coronary disease in adults; however, this hypothesis
warrants further study as the few studies currently
available present conflicting results. (NEJOM; 2002;
Yoshizawa, 2002; Guallar, 2002; Salonen, 1999:
Salonen, 1995; Bolger, 2003).

Fish consumption dominates the pathway for
human and wildlife exposure to methylmercury.
There is a great deal of variability among individuals
in fish consumption rates. Critical elements in

141

estimating methylmercury exposure and risk from
fish consumption include the species of fish
consumed, the concentrations of methylmercury in
the fish, the quantity of fish consumed, and how
frequently the fish is consumed. The typical U.S.
consumer eating a wide variety of fish from
restaurants and grocery stores is not in danger of
consuming harmful levels of methylmercury from
fish and is not advised to limit fish consumption.
Those who regularly and frequently consume large
amounts of fish, either marine or freshwater, are
more exposed. Because the developing fetus may be
the most sensitive to the effects from methylmercury,
women of child-bearing age are regarded as the
population of greatest interest. The EPA, Food and
Drug Administration, and many States have issued
fish consumption advisories to inform this population
of protective consumption levels.

The EPA’s 1997 Mercury Study RTC supports a
plausible link between anthropogenic releases of Hg
from industrial and combustion sources in the U.S.
and methylmercury in fish. However, these fish
methylmercury concentrations also result from
existing background concentrations of Hg (which
may consist of Hg from natural sources, as well as
Hg which has been re-emitted from the oceans or
soils) and deposition from the global reservoir (which
includes Hg emitted by other countries). Given the
current scientific understanding of the
environmental fate and transport of this element, it
is not possible to quantify how much of the
methylmercury in fish consumed by the U.S.
population is contributed by U.S. emissions relative
to other sources of Hg (such as natural sources and

142

reemissions from the global pool). As a result, the
relationship between Hg emission reductions from
Utility Units and methylmercury concentrations in
fish cannot be calculated in a quantitative manner
with confidence. In addition, there is uncertainty
regarding over what time period these changes
would occur. This is an area of ongoing study.

Given the present understanding of the Hg cycle,
the flux of Hg from the atmosphere to land or water
at one location is comprised of contributions from:
the natural global cycle; the cycle perturbed by
human activities; regional sources; and local sources.
Recent advances allow for a general understanding
of the global Hg cycle and the impact of the
anthropogenic sources. It is more difficult to make
accurate generalizations of the fluxes on a regional
or local scale due to the sitespecific nature of
emission and deposition processes. Similarly, it is
difficult to quantify how the water deposition of Hg
leads to an increase in fish tissue levels. This will
vary based on the specific characteristics of the
individual] lake, stream, or ocean.

As part of routine U.S. population surveillance,
the U.S. Centers for Disease Control (CDC) assessed
Hg concentrations in blood of over 1,500 women of
child-bearing age. A recent analysis of these data
reported that about 8 percent of these women of
child-bearing age have levels of Hg in their blood
that are at or above the U.S. EPA’s RfD. The CDC
also surveyed the same group of women about their
eating habits. The surveyed women reported eating
shrimp and tuna more frequently than other fish and
shellfish options. Hg concentrations in seafood may

143

be largely responsible for elevated levels of Hg in
U.S. women of child-bearing age. We have little
information about how Hg emissions from U.S.
power plants may affect Hg concentrations in
shrimp, tuna, and other marine fish. We seek
comment on this issue and in particular, any data or
other information that would allow us to better
estimate the extent to which today’s proposal would
reduce blood Hg concentrations in U.S. women.

Recent estimates (which are highly uncertain) of
annual total global Hg emissions from all sources
(natural and anthropogenic) are about 5,000 to 5,500
tons per year (tpy). Of this total, about 1,000 tpy are
estimated to be natural emissions and about 2,000
tpy are estimated to be contributions through the
natural global cycle of re-emissions of Hg associated
with past anthropogenic’ activity. Current
anthropogenic emissions account for the remaining
2,000 tpy. Point sources such as fuel combustion;
waste incineration; industrial processes; and metal
ore roasting, refining, and processing are the largest
point source categories on a world-wide basis. Given
the global estimates noted above, U.S. anthropogenic
Hg emissions are estimated to account for roughly 3
percent of the global total, and U.S. utilities are
estimated to account for about 1 percent of total
global emissions. (Utility RTC at 7—1 to 7-2.)

Nickel. Nickel is a natural element of the earth’s
crust; therefore, small amounts are found in food,
water, soil and air. Food is the major source of Ni
exposure. Ni is an essential element in some animal
species. Individuals may also be exposed to Ni if they
are employed in occupations involved in Ni

144

production, processing, and use, or through contact
with every day items such as Ni-containing jewelry
and stainless steel cooking and eating utensils, and
by smoking tobacco. The route of human exposure to
Ni that we are concerned with in this rulemaking is
Ni that is found in ambient air at very low levels as a
result of releases from oil-fired Utility Units. The
differing forms of Ni have varying levels of toxicity.
There is great uncertainty about the different species
of Ni emitted by Utility Units.

Respiratory effects, including a type of asthma
specific to Ni, decreased lung function and bronchitis
have been reported in humans who have been
occupationally exposed to high-levels of Ni in air.
Animal studies have reported effects on the lungs
and immune system from inhalation exposure to
soluble and insoluble Ni compounds (nickel oxide,
subsulfide, sulfate heptahydrate). Soluble Ni
compounds are more toxic to the respiratory tract
than less soluble compounds. The EPA has not
established a reference concentration (RfC)for Ni. No
information is available regarding the reproductive
or developmental effects of Ni in humans, but animal
studies have reported such effects, although a
consistent doseresponse relationship has not been
seen. Human and animal studies have reported an
increased risk of lung and nasal cancers from
exposure to Ni refinery dusts and Ni subsulfide. The
EPA has classified Ni carbonyl as a Group B2,
probable human carcinogen based on lung tumors in
animals. (see

[Page 4659]
http:/ /www.epa.gou/ttn/atw/hithef/ nickel.html).

145

We ask for comment on all aspects of our
proposed revised determination that it is necessary
and appropriate to regulate Ni emissions from oil-
fired Utility Units under section 112. In particular,
we ask for comments and additional information
related to the speciation of Ni compounds directly
emitted by oil-fired Utility Units and those that may
be formed through atmospheric transformation, as
well as information on potential health effects. We
also ask commenters—especially current owners and
operators of potentially affected oil-fired units—to
provide information on the current operating status
and anticipated mode of operation in the future of
potentially affected oil-fired Utility Units, including
current control technology. To the extent possible, we
would like to have up-to-date information on fuel
use, emissions, stack parameters and other location-
specific data that would be relevant to the
assessment of emissions, dispersion, and ambient air
quality. We also ask for comment on our finding in
the Utility RTC that only 11 of 137 oilfired Utility
Units considered in the Utility RTC posed an
inhalation risk to human health greater than one in
a million (1 X 10°) and whether data exists as to
whether emissions from these plants no longer pose
such risk.

146

Federal Register /Vol. 70, No. 59 /Tuesday, March
29, 2005 /Rules and Regulations

[Page 16019]

xk

F. Fish Tissue Levels of Methylmercury Modeled To
Result After Implementation of CAIR and CAMR

This section describes the amounts of Utility
Unit attributable Hg deposition onto watersheds
(termed HUC), as well as the Utility-attributabie
methylmercury in fish tissue, all under the various
control scenarios modeled.

1. Utility-Attributable Hg Deposition Patterns

The air quality modeling shows that total Hg
deposition is not highly impacted by utility
deposition. The small size of this impact is evident
when utility emissions are, in effect, zeroed out in
the 2001 base case. The following tables summarize
impacts on total Hg deposition and Hg deposition
attributable to Utility Units.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385016_0331%3A11. Public record. Not legal advice.
