# Amicus Curiae Brief — National Ass'n v. Defenders of Wildlife

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385016_0293%3A34

## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 2007
- **Citation:** 551 U.S. 644

## Text

eva
12

Nos. 06-340 and 06-549

In The
Supreme Court of the Anited States

NATIONAL ASSOCIATION OF HOME BUILDERS, ET AL.,
Petitioners,
Vv.

DEFENDERS OF WILDLIFE, ET AL.,
Respondents.

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY,
Petitioner,
Vv.

DEFENDERS OF WILDLIFE, ET AL.,
Respondents.

On Writ of Certiorari to the
United States Court of Appeals
for the Ninth Circuit

BRIEF OF AMICUS CURIAE
THE NATIONAL ASSOCIATION OF CLEAN WATER
AGENCIES IN SUPPORT OF PETITIONERS

Alexandra D. Dunn William A. Anderson, II
General Counsel Counsel of Record

National Association of Sean M. Sullivan

Clean Water Agencies D. Cameron Prell

1816 Jefferson Place, NW WILLIAMS MULLEN, P.C.
Washington, DC 20036 1666 K Street NW

(202) 533-1803 Washington, DC 20006

(202) 833-9200

——————————————————
LANTAGNE LEGAL PRINTING

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TABLE OF CONTENTS

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SUMMARY OF ARGUMENT ............. See King County Wastewater Treatment Division, //abitat

Conservation Plan, at http://dar.metrokc.gov/wtd/hcp/index.htm (Aug.
23, 2006); San Francisco Public Utilities Commission, Res. No. 00-0229.

* See Collier County, Florida, Res. Nos. 2005-174 & 2006-41; Broward
County, Florida, NatureScape Broward — Between Sawgrass and

Seagrass, at http://www. broward.org/naturescape/ (last visited Feb. 19,
2007).

Il. Boru NPDES AND ESA REGULATIONS PRECLUDED
EPA FROM CONSIDERING THE ESA

A. EPA’s NPDES RULES PREVENT THE AGENCY
FROM INJECTING ESA CONCERNS INTO CWA
SECTION 402(B) APPROVALS

EPA’s regulations regarding the required content of
state NPDES programs allow the Agency to consider only
the criteria contained in CWA Section 402(b) when
evaluating requests to approve such programs. Compare 33
U.S.C. § 1342(b) with 40 C.F.R. § 122.49 & 40 C.F.R. §
123.25. [tis a fundamental rule of administrative law that an
agency must abide by its own regulations. See Fort Stewart
Schools v. FLRA, 495 U.S. 641, 654 (1990); accord, United
States v. Nixon, 418 U.S. 683, 696 (1974) (stating so long as
a regulation remains in force, the Executive Branch is bound
by it), The Second Circuit has recently invoked this
principle in reviewing another aspect of EPA’s NPDES
program. See RiverKeeper, Inc. v. EPA, No. 04-6692-
(ag\(L), slip op. at 55 (2d Cir. Jan. 25, 2007), available at
2007 WL 184658 (2d Cir. 2007) (“It is axiomatic that an
administrative agency is bound by its own regulations”)
(internal citation omitted). EPA would have been wise to.
have heeded that axiom here. Because it did not, a refresher
on those regulations is in order.

EPA’s interim NPDES permit program under Section
402(a), 33 U.S.C. § 1342(a), is governed by its regulations at
40 C.F.R. Part 122. Other federal laws that may be
applicable to permit-issuance decisions by EPA as a federal

10

agency are listed in Section 122.49. These include laws
relating to protection of scenic rivers, historical values,
endangered species, and the coastal zone; to consultation
with state wildlife resource agencies; and in certain instances
to broad consideration of environmental impacts. See id. It
is here in Section 122.49 that EPA’s regulations make the
ESA specifically applicable to EPA decisions on permits. /d.
§ 122.49(c).

EPA regulations at 40 C.F.R. Part 123 in turn set forth
the requirements State programs must meet to obtain
approval. As EPA explains there:

This part specifies the procedures EPA will
follow in approving, revising and withdrawing
State programs and the requirements State
programs must meet to be approved by the
Administrator under sections 318 [aquaculture],
402, and 405(a) {sludge disposal] (National

Pollutant Discharge Elimination System—
NPDES) of the CWA.

40 C.F.R. § 123.1(a). EPA then commits itself to approve
those State programs that meet the requirements of Part 123:

The Administrator will approve State programs
which conform to the applicable requirements of
this part.

Id. § 123.1(c). The rule then specifies the applicable
requirements, in pertinent part, by incorporating selected
portions of those applicable to EPA’s own permit program,
as set forth in various sections of Part 122. When EPA then
sets forth more specifically in 40 C.F.R. § 123.25(a) the
catalogue of mandatory program elements that States must
incorporate to gain approval, it omits entirely any reference
to Section 122.49 or the Endangered Species Act. See 40

1]

C.F.R. § 123.25(a). This omission is consistent with the
statute.

In addition, a comparison of the text of 40 C.F.R. §
122.49 as originally proposed, versus its final form, evinces
EPA’s recognition that the requirements of other federal
environmental statutes are not appropriate grounds for
NPDES permit requirements under the CWA. As proposed,
Section 122.49 would have required all NPDES permits to
reflect applicable requirements from other federal
environmental laws. See 43 Fed. Reg. 37,078, 37,102 (Aug.
21, 1978). The final version of this provision, however,
deleted the requirement for NPDES permits to include such
obligations. See 40 C.F.R. § 122.49. Instead, even where
EPA is the permit agency, Section 122.49 stands only as a
reminder of the other Federal statutes that may be
independently applicable to the same activity being
permitted.

The NPDES rule’s omission of the ESA from State
program requirements is consistent with a joint discussion by
EPA, FWS, and NMFS of the Fifth Circuit’s opinion in
American Forest & Paper Ass'n v. EPA. \n the preamble to
their final 2001 Memorandum of Agreement (the “MOA”),
those agencies agreed that the MOA _ would not
impermissibly interpose ESA requirements into EPA’s CWA
analyses because EPA’s consultation with FWS and NMFS
“simply ensures that EPA has the full benefit of the Services’
views on potential impacts to Federally listed species . . . in
determining whether CWA requirements are met.” 66 Fed.
Reg. 11,202, 11,206 (Feb. 22, 2001) (emphasis added). And
it is the CWA requirements, not those of the ESA, that
govern EPA’s decision under its own binding NPDES
regulations.

Limiting EPA’s analysis of State NPDES programs
submitted for approval to the four corners of CWA Section

12

402(b) and its implementing regulations provides the Agency
with definite rules of decision to use while implementing the
Act. Perhaps more importantly, faithful adherence to the
statute and EPA’s implementing regulations provides States
seeking to operate their own NPDES program with certainty
as to the requirements for such a program.

B. ESA REGULATIONS INSTRUCTED EPA Not To
CONSIDER THE ESA

EPA would also have been well-advised to follow the
ESA regulations reflecting the interpretation of the ESA by
the agencies charged with its implementation. As explained
in the EPA Petition and that of the National Association of
Home Builders, the regulations promulgated by the agencies
charged with administering the ESA provide that:

Section 7 [of the ESA] and the requirements of
this part apply to all actions in which there is
discretionary Federal involvement or control.

50 C.F.R. § 402.03 (emphasis added); EPA Pet. For Cert. at
18; National Association of Home Builders Pet. for Cert. at
20-21. Thus, where a Federal agency has no discretion
regarding a particular action, FWS and NMFS _ have
concluded that Section 7 and the related regulations do not
apply. As the EPA Petition points out, any ESA
consequence of Arizona’s assumption of NPDES authority
was the effect of congressional mandate, not of Agency
action. EPA Pet. for Cert. at 17. Under the ESA regulation,
any such effect was not “caused” by EPA’s approval. /d.;
see 50 C.F.R. § 402.02. EPA had no choice but to approve.
Because FWS and NMFS’s interpretation is a permissible
reading of ESA Section 7(a), 16 U.S.C. § 1536(a), it is
entitled to Chevron deference. See 467 U.S. at 842-43.

13

CONCLUSION

For the foregoing reasons, NACWA urges the Court
to vacate the decision of the United States Court of Appeals
for the Ninth Circuit with respect to the necessity for EPA to
consider ESA effects in CWA § 402(b) decisions.

ALEXANDRA D. DUNN
General Counsel

National Association of
Clean Water Agencies
1816 Jefferson Place, NW
Washington, D.C. 20036
(202) 533-1803

14

Respectfully submitted,

WILLIAM A. ANDERSON, io

WILLIAMS MULLEN, P.C.
1666 K Street, N.W.
Washington, D.C. 20006
(202)833-9200

Fax: (202)293-5939

STATUTORY APPENDIX

CWA Section 402(c), 33 U.S.C. § 1342(c)
(2000 & Supp. IV 2004).

(c) Suspension of Federal program upon submission of
State program; withdrawal of approval of State
program; return of State program to Administrator

(1) Not later than ninety days after the date on which
a State has submitted a program (or revision thereof)
pursuant to subsection (b) of this section, the Administrator
shall suspend the issuance of permits under subsection (a) of
this section as to those discharges subject to such program
unless he determines that the State permit program does not
meet the requirements of subsection (b) of this section or
does not conform to the guidelines issued under section
1314(i)(2) of this title. If the Administrator so determines,
he shall notify the State of any revisions or modifications
necessary to conform to such requirements or
guidelines.

(2) Any State permit program under this section shall
at all times be in accordance with this section and guidelines
promulgated pursuant to section 1314(1)(2) of this title.

(3) Whenever the Administrator determines after
public hearing that a State is not administering a program
approved under this section in accordance with requirements
of this section, he shall so notify the State and, if appropriate
corrective action is not taken within a reasonable time, not to
exceed ninety days, the Administrator shali withdraw
approval of such program. The Administrator shall not
withdraw approval of any such program unless he shall first
have notified the State, and made public, in writing, the
reasons for such withdrawal.

(4) Limitations on partial permit program returns and
withdrawals.--A State may return to the Administrator
administration, and the Administrator may withdraw under
paragraph (3) of this subsection approval, of—

(A)a State partial permit program approved under
subsection (n)(3) of this section only if the entire permit
program being administered by the State department or
agency at the time is returned or withdrawn; and

(B)a State partial permit program approved under
subsection (n)(4) of this section only if an entire phased
component of the permit program being administered by the
State at the time is returned or withdrawn.

A-2

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385016_0293%3A34. Public record. Not legal advice.
