# Amicus Curiae Brief — Massachusetts v. EPA

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385016_0245%3A25

## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 2007
- **Citation:** 549 U.S. 497

## Text

ouprenie Coun, Uo

2 h f “-” FILED
Ss. AUG 3 1 2095
No. 05-1120 Paes OF THE CLERK |
In The
Supreme Court of the Anited States
®

COMMONWEALTH OF MASSACHUSETTS, e¢ al.,

Petitioners,
v.

UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY,

Respondent.

¢

On Writ Of Certiorari
To The United States Court Of Appeals
For The District Of Columbia Circuit

e

BRIEF OF FORMER EPA ADMINISTRATORS
CAROL M. BROWNER, WILLIAM K. REILLY,
DOUGLAS M. COSTLE AND RUSSELL E. TRAIN AS
AMICI CURIAE IN SUPPORT OF PETITIONERS

a
DEBORAH A. Srvas* MICHAEL C. Davis
STANFORD LAW SCHOOL BARRY S. NEUMAN
ENVIRONMENTAL LAW CARTER LEDYARD &
CLINIC MILBURN LLP
Crown Quadrangle 1401 Eye Street, N.W.,
559 Nathan Abbott Way Suite 300
Stanford, California Washington, D.C. 20005
94305-8610 Telephone: (202) 623-5710

Telephone: (650) 725-8571 Facsimile: (202) 898-1521
Facsimile: (650) 723-4426

*Counsel of Record

Counsel for Amici Curiae

COCKLE LAW BRIEF PRINTING CO (800) 225-6964
OR CALL COLLECT (402) 342-2831

TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ................cccesesssesseeeeeeeeeeeees i
INTERESTS OF AMICI CURIAE .........:cccceseeeeeeeeeeeenes 1
SUMMARY OF THE ARGUMENT ............cccccceeeeeeeeeees 1
TTS ccrcecteiciesaninntnvevsssnssimacsenapimacnssetnannessnelinnsees 3

I. THE CLEAN AIR ACT REQUIRES TIMELY
REGULATION OF AIR POLLUTANTS NOT
SPECIFICALLY ENUMERATED IN THE
STATUTE BASED ON THE BEST AVAILABLE

II. AMICI HAVE EACH USED THEIR AUTHORITY
UNDER THE CLEAN AIR ACT TO PROTECT
THE PUBLIC FROM NEW POLLUTANTS AND

EMERGING HEALTH THREATS .............--.2000++ 7
A. The Regulatory Phase-Out Of Lead Addi-
ee 7
B.. The Listing Of Benzene As A Hazardous
DR a een 15
C. EPA’s Acceleration Of The Phase-Out Of
Certain Ozone-Depleting Substances......... 19

D. The Establishment Of New National Am-
bient Air Quality Standards For Particu-
EET TE OO SMTA LT OT en 23

III. THE AGENCY’ DECISION NOT TO REGU-
LATE VEHICLE EMISSIONS OF POLLUTANTS
ASSOCIATED WITH CLIMATE CHANGE MIS-
READS THE CLEAN AIR ACT AND DEVIATES
PRINS DOME WBF Be vcccccccreccecccecsnscescsooseoesece 27

II crsccennismrentennssttinsettemniveninmeisannmnenenesteein 30

TABLE OF AUTHORITIES
Page
CASES

American Lung Ass’n v. EPA, 134 F.3d 388 (D.C.
EEE TIT ctucecincibndihdchibierieipapsniiidibiigubaiisiipeitddancipebmnieaniansesniis 4

American Petroleum Inst. v. Costle, 665 F.2d 1176
eet: CHINE TITEL ccbdshisiissindicshiclinihemnciiatenstinnineniciapennnanitepinnninaniies 4

American Trucking Ass’ns, Inc. v. EPA, 283 F.3d
BY HIE IT csessinicerdticticlerinerindintadebeietenedecdennins 29
Ethyl Corp. v. EPA, 541 F.2d 1 (D.C. Cir. 1976)......... passim

Industrial Union Dep't, AFL-CIO v. American
Petroleum Inst., 448 U.S. 607 (1980)...............cccceeeseeeees 17

Lead Industries Ass’n, Inc. v. EPA, 647 F.2d 1130
a Sy SEIT concencerntonaniipdidocuindantiibimebinniioniinnimimmtentibinentinntes 4

Reserve Mining Co. v. EPA, 514 F.2d 492 (8th Cir.
IEEE sicessesouineseceteleeiipabdnditatioeaieeniinseinmianiniuadtainaisniaiiteiilntniiceiin 12

Small Refiner Lead Phase-Down Task Force v.
U.S.E.PA., 705 F.2d 506 (D.C. Cir. 1983) ...........00. 14, 15

Train v. Natural Resources Defense Council, 421
Be GE cictriecessvntcccicsantenignnenentes ‘ deciciniiidiaertaimmiaeeeitiiiida 3
Union Elec. Co. v. EPA, 427 U.S. 246 (1976) ............06000 3,4

Whitman v. American Trucking Ass’n, 531 U.S. 457
| sasensensanensensenensenee icihddintaiiiendianidaiiamnendia 26, 28

STATUTES

Clean Air Act, 42 U.S.C. § 740 1(D)(1)..0... cee cceceeeeeeeeeeeeeeeeees 4
CEG, © Fic teicicnsinicscctncictnitunineitniinsaninnicsanien 5
ls te Be eieitinisinciecaninitnineretiepsianininindaneniadinminaieinanaees 23
Ce Oo Pe cnicnicccsiceiiccncesinctnaiinitddintaiimniinsans —

iii

TABLE OF AUTHORITIES - Continued

Page

GERI, © PER rccscccssceceseccsvssnscccssvesesinctevstseseeiesn seo
42 U.S.C. § T521(a)(1)........ccceceeceeeeseeeeereeneees 5, 6, 7, 13, 28
GD TIBI. © Fi iccccccciccctecssnsossecsessescsnsnsvesansoseescssns 28
Cy © Fe icsteciindncecsccctsernincnectstnstinmnmeacmesensacnites 19
4B UDG. § TERRA DAD) .cccccccvecccccccescscsccvsccscccssssonsccscces 19
42 U.S.C. § 7545(c) .........0ce0ee idchanndedinteeiadlabnnislinsetindenindinetat 5
GE TIL. © TID ccsreccccctctccccsccnvessccdecnsescccsssovecsescsons 13
es 0 ects ectitteninstctciccasnconsncsseavmnmnnemnsnnsanss 15
ERIE, © Fe cettccnsccccecscestccctscnsnsacesivesnsinseieviniesinasins 5
GATE, © FI cccccstvcscensocepssccscsetrcessescnnscccsssiccctensoseste 5
GB UE IIS. © FET BI) nccccvsccccccccecccesvesessosesevsscsoscssecseses 22
Pub. L. No. 91-604, § 9(a), 84 Stat. 1676 (1970)............... 10
Pub. L. No. 91-604, § 4(a), 84 Stat. 1676 (1970)............... 17
Pub. L. No. 95-95 § 401, 91 Stat. 685 (1977) ..............000 13

RULES AND REGULATIONS

36 Fed. Reg. 1486 (Jan. 30, 1971) ........:ccccccsscessrsreeeeeereeees 10
36 Fed. Reg. 8186 (April 30, 1971)..........cccccceseceeeeeeees 23, 26
37 Fed. Reg. 3882 (Feb. 7, 1972)................sssssccccssssssesees 10
38 Fed. Reg. 1254 (Jan. 10, 1973) .........ccccsecccesseseeeeseeeees 10
38 Fed. Reg. 1258 (Jan. 10, 1973)..............:ccsercsssssessseees 10
38 Fed. Reg. 33,734 (Dec. 6, 1973) ...........ccceeecceeeees 10, 11, 12
42 Fed. Reg. 22,516 (May 3, 1977)...........ccsssssssesseeereeesseees 17

42 Fed. Reg. 29,332 (June 8, 1977) .............cccceceeseeeeees 17, 18

lv

TABLE OF AUTHORITIES ~ Continued

Page
43 Fed. Reg. 5918 (Feb. 10, 1978)............. nosentsiendioelade 16, 17
46 Fed. Reg. 1165 (Jan. 5, 1981) ...............cssssrecesseceeeseeees 18
50 Fed. Reg. 9386 (Mar. 7, 1985) .............ccccssesssssesesseveee 15
52 Fed. Reg. 24,634 (July 1, 1987) ...........ccceccceeseeeeeeeseeeees 24
54 Fed. Reg. 38,044 (Sept. 14, 1989) ...........ceeecceesceeeeteeeee 18
55 Fed. Reg. 8292 (Mar. 7, 1990) ..........csscsesssesesreresesneneens 18
58 Fed. Reg. 15,014 (Mar. 18, 1993)...........cecceeseeeeeee 21, 22
58 Fed. Reg. 65,018 (Dec. 10, 1993) .........cceeeeeeteeeeeeeeeenee 22
61 Fed. Reg. 65,638 (Dec. 13, 1996) ..............c:cceeeeseeees 24, 25
62 Fed. Reg. 38,652 (July 18, 1997)..............0..00. 23, 25, 26
65 Fed. Reg. 48,058 (Aug. 4, 2000)...........cccceeeesseceeseeeeeeee 19
68 Fed. Reg. 52,922 (Sept. 8, 2003)............ccecceeeeeeeeeeeeees 29

LEGISLATIVE HISTORY

. Bia, Bees GRRE CIID nnccccsccnsscecnscsncncssssitieniaatammdas 4
H.R. Rep. No. 95-294 (1977)........:scccssscssseceessreeeeseee 4, 14, 28

Air Pollution — 1966, Hearings on 8.3112 and
S.3400 Before a Subcomm. on Air and Water
Pollution of the Comm. on Public Works, 89th
Chatass., Te GRR. CHRD ccacccccssccescssinchincictensiesstabnmmmiaadiin 9

OTHER AUTHORITIES

Agency for Toxic Substances and Disease Registry,
Toxicological Profile for Lead, Draft for Public
Comment (Sept. 2005), available at http://www.
atsdr.cdc.gov/toxprofiles/tp13.html ............0cccee0e 8, 9, 15

TABLE OF AUTHORITIES — Continued

David Rosner & Gerald Markowitz, A ‘Gift of God’?:
The Public Health Controversy over Leaded Gaso-
line during the 1920s, 75 Am. J. Pub. Health 344

SI cenactensnanadecsnecteneseneqvenssensseqsnenseeenceevenceanneeseeascoeee

EPA, Air Quality Criteria for Particulate Matter,

Vol. II, Ch. 8, p. 88 (March 2001) ...........:cccccccceeeeeees

EPA, The Benefits and Costs of the Clean Air Act:
1970 to 1990 (Oct. 15, 1997), available at http://

Www.epa.gov/oar/SectB12............ccccscceeesseeerreeceeeeeees

EPA, Health and Environmental Effects of Particu-
late Matter (July 17, 1997), available at http://

www.epa.gov/ttn/oarpg/naaqsfin/pmhealth.html.....

EPA, Human Health Benefits of Stratospheric
Ozone Protection (April 2006), available at http://

WWW.epa.ZOv/OZOME/SCIENCE .............ceeeeceeesenereeeeeeeees

EPA, The Particulate Pollution Report: Current
Understanding of Air Quality and Emissions
Through 2003 (Dec. 2004), available at http://

www.epa.gov/airtrends/aqtrnd04/pm. htm ..............
EPA, Technology Transfer Network Air Toxics~™

Website, Lead Compounds, available at http://www.

epa.gov/ttn/ atw/hithef/lead html...

Frank Ackerman and Lisa Heinzerling, Priceless:
On Knowing the Price of Everything and the

a

Gerald Markowitz & David Rosner, “Cater to the
Children”: The Role of the Lead Industry in a
Public Health Tragedy, 1900-1955, 90 Am. J.

EEE usconsenttancsecbenesteesenscnvetaececeueovent

Page

TABLE OF AUTHORITIES — Continued

Page
Library of Congress, Congressional Research
Service, Stratospheric Ozone Depletion: Regula-
tory Issues (Nov. 1996), available at http://www.
ncseonline.org/nle/crsreports/stratospheri¢strat-1.

Ozone Layer Healing, But More Slowly Than
Hoped, Wash. Post, Aug. 19, 2006................cccccccceeeeeeeees 23

Richard Elliot Benedick, Ozone Diplomacy: New
Directions in Safeguarding the Planet (1998 ed.)......... 21

Robert V. Percival, Who’s Afraid of the Precaution-
ary Principle?, 23 Pace Envtl. L. Rev. 21 (Winter
een iieaitarietiniieetinailnnbeaiatieataactnataaltacbintasiitaininadid sdlattiacede deals 9

INTERESTS OF AMICI CURIAE

Amici’ are four former Administrators of the United
States Environmental Protection Agency (“Agency” or
“EPA”) whose service collectively spanned roughly 20 years
of the Agency’ 36-year history. Each Amici has faced
decisions whether to regulate particular air pollutants and
pollution sources under the Clean Air Act and each has an
interest in ensuring that such decisions are based on
careful consideration of the best available scientific evi-
dence, do not stray from the statutorily required factors,
and are protective of the public health and-welfare. Amici
also have an interest in ensuring that EPA continues to use
its broad authority under the Clean Air Act to address new
pollution problems as they emerge, even if some scientific
uncertainties remain. Most immediately, Amici have grave
concerns about the consequences of global climate change —
the most significant public health and environmental threat
facing EPA, the nation, and the world.

SUMMARY OF THE ARGUMENT

The Clean Air Act, like many other environmental
statutes, requires EPA to regulate certain pollutants and
pollution sources identified by Congress, as well as addi-
tional pollutants and sources not specified in the statute.

* Amici are former EPA Administrators Carol M. Browner (January
1993 to January 2001), William K. Reilly (February 1989 to January
1993), Douglas M. Costle (March 1977 to January 1981), and Russell E.
Train (September 1973 to January 1977). All parties have consented to
the filing of this brief in letters that are on file with the Clerk. Pursuant
to S. Ct. R. 37.6, counsel for Amici state that no counsel for a party
authored this brief in whole or in part and no person or entity, other
than Amici or their counsel, made a monetary contribution to the
preparation or submission of this brief.

2

Recognizing the need for an expert agency to identify, inves-
tigate and, where appropriate, regulate air pollution based
on new and changing scientific information, Congress
directed EPA to assess (and reassess when necossary) the
evolving state of such information. Based on the best avail-
able science, the Clean Air Act requires EPA to identify, and
thereafter regulate, those substances that it determines are
reasonably anticipated to endanger public health or welfare.

Scientific knowledge is not static; it changes over time
in response to new data and analysis. In order to fulfill its
statutory obligations under the Clean Air Act, EPA histori-
cally has found it necessary and appropriate to utilize new
or emerging scientific information in its decisionmaking
process, even in the face of some continued scientific
debate and uncertainty. Indeed, postponing action until
there is unanimous scientific consensus effectively would
preclude EPA from ever acting to protect the public health
because there can never be absolute scientific certainty.

Each of Amici has observed first-hand rapid changes
in scientific knowledge concerning the dangers posed by
particular pollutants. For instance, emerging scientific
data warranted immediate regulation of neurotoxic lead
additives in gasoline, carcinogenic emissions of airborne
benzene, ozone-depleting chlorofluorocarbons, and lung
function-altering fine particulate matter. In discharging
their obligation to protect the public health and welfare in
the face of these threats, Amici found essential their Clean
Air Act authority to take regulatory actions not specifically
mandated or contemplated by Congress based on develop-
ing scientific information, even in the face of some remain-
ing scientific debate.

EPA's decision not to regulate greenhouse gases based
on non-science related policy considerations and residual

scientific uncertainty undermines the bedrock principles
that have guided the Agency's implementation of the
Clean Air Act for more than three decades. Congress has
already made the policy decision to regulate dangerous
pollutants and has charged EPA with the role of applying
its considerable technical expertise to the scientific ques-
tion of whether a particular pollutant may endanger
public health or welfare. The Agency is not empowered to
subordinate science-based regulatory decisionmaking to
non-statutory policy considerations and thereby avoid
entirely the necessary regulatory decision. Such considera-
tions come into play, when authorized by the law, only in
the Agency’s choice of implementation tools to address the
underlying environmental! threat.

ARGUMENT

I. THE CLEAN AIR ACT REQUIRES TIMELY
REGULATION OF AIR POLLUTANTS NOT
SPECIFICALLY ENUMERATED IN THE STAT-
UTE BASED ON THE BEST AVAILABLE SCI-
ENCE.

The Clean Air Act Amendments of 1970 addressed the
serious, growing, and then-unchecked problem of air
pollution.* The primary purpose of the Act is prophylactic:
“to protect and enhance the quality of the Nation’s air
resources so as to promote the public health and welfare

* See Union Elec. Co. v. EPA, 427 U.S. 246, 256 (1976) (“[T}he 1970
Amendments to the Clean Air Act were a drastic remedy to what was
perceived as a serious and otherwise uncheckable problem of air
pollution.”); Train v. Natural Resources Defense Council, 421 U.S. 60, 64
’ (1975) (disappointed with the failure of states to control air pollution
and improve air quality, “Congress reacted by taking a stick to the
States in the form of the Clean Air Amendments of 1970.”).

4

and the productive capacity of its population.” 42 U.S.C.
§ 7401(b\(1).* Because Congress recognized that little was
known about air pollution when the Act was passed, it
directed EPA to evaluate the available scientific evidence,
and collect additional data where necessary, to determine
which pollutants and pollution sources are likely to endanger
public health or welfare. Based on these “endangerment”
findings, EPA is then obligated to act preventively to mini-
mize the risk of harm to humans and the environment.’
-Congress also recognized that early regulation served
another salutary purpose, acting as a catalyst for the devel-
opment of new pollution-reducing technologies.’

* See also American Lung Ass'n v. EPA, 134 F.3d 388, 389 (D.C. Cir.
1998) (Clean Air Act was “[d)jriven by (Congress’] deep concern for
protection of the health of the American people”); Lead Industries Ass'n,
Inc. v. EPA, 647 F.2d 1130, 1148 (D.C. Cir.), cert. den., 449 U.S. 1042
(1980) (Clean Air Act embodies a “deliberate decision by Congress to
subordinate [economic and technical feasibility] concerns to the
achievement of health goals”); S. Rep. No. 91-1196, at 2-3 (1970) (“The
Committee determined that... the health of people is more important
than the question of whether the early achievement of ambient air
quality standards protective of health is technically feasible.”).

* See, e.g., American Lung Ass’n v. EPA, 134 F.3d at 389; Lead
Industries Ass'n, Inc. v. EPA, 647 F.2d at 1155; Ethyl Corp. v. EPA, 541
F.2d 1, 13, 15, 17 (D.C. Cir.), cert. den., 426 U.S. 941 (1976); H.R. Rep.
No. 95-294, at 49 (1977) (statement in House Report accompanying
1977 amendments to the Clean Air Act that one of the legislation’s purposes
is “(t)o emphasize the preventive or precautionary nature of the act, ie., to
assure that regulatory action can effectively prevent harm before it occurs; to
emphasize the predominant value of protection of public health”).

* See Union Elec. Co. v. EPA, 427 U.S. at 269 (“Technology forcing
is a concept somewhat new to our national experience and it necessarily
entails certain risks. But Congress considered those risks in passing the
1970 Amendments and decided that the dangers posed by uncontrolled
air pollution made them worth taking.”); American Petroleum Inst. v.
Costle, 665 F.2d 1176, 1185 (D.C. Cir. 1981), cert. den., 455 U.S. 1034
(1982) (reiterating that “the ‘technology-forcing’ requirements of the Act
were expressly designed to force regulated sources to develop pollution

(Continued on following page)

5

To achieve its objectives, the Clean Air Act provides EPA
with the necessary tools to address new pollution problems as
they arise or become recognized. Rather than attempting to
specify each particular pollutant or pollution source that EPA
must regulate, which would require frequent statutory
amendments to permit regulation of new threats, Congress
broadly defined the term “air pollutant” under the Act and
directed the Agency to use scientific evidence to identify those
pollutants and emission sources that may “endanger public
health or welfare.” See, eg., 42 U.S.C. §§ 7521(a)(1) (motor
vehicle emissions), 7545(c) (fuel additives), 7547(a) (nonroad
vehicles), 7408(a)(1) (criteria air pollutants).’

The statute’s emphasis on science-based determina-
tions has reaped enormous benefits, such as reduced
incidence of adverse human health effects, improved
visibility, and reduced damages to agricultural crops. In a
far-reaching, peer-reviewed 1997 study of the Clean Air
Act’s costs and benefits, EPA concluded that implementa-
tion of the statute had produced direct benefits of between
$5.6 and $49.4 trillion, in 1990 dollars, with a mean
estimate of $22.2 trillion, while the direct costs to the

control devices that might at the time appear to be économically or
technologically infeasible”); Ethyl Corp. v. EPA, 541 F.2d at 14 (noting
the “technology forcing” nature of the statute and Congress’ reliance on
“health-based standards” to achieve the requisite control).

* Air pollutant is defined as “any air pollution agent or combination
of such agents, including any physical, chemical, biological, radioactive
(including source material, special nuclear material, and byproduct
material) substance or matter which is emitted into or otherwise enters
ambient air.” 42 U.S.C. § 7602(g).

"In those cases where Congress specified the regulation of
particular pollutants, it nonetheless gave EPA authority to regulate
additional pollutants that endanger human health or the environment.
See, e.g., 42 U.S.C. § 7412(b\2).

6

public and private sectors of implementing the statute
were estimated at $523 billion. Thus, for the period from
1970 to 1990, the benefits of the Clean Air Act exceeded its
costs by more than 42 times. Without the Clean Air Act, 60
metropolitan areas in the U.S. would have had worse air
quality in 1990 ~— in terms of total suspended particulates
— than Moscow, Russia.’

Section 202(a)(1), the provision at issue in this case,
plainly embodies the science-based, preventive approach that
has played such a critical role in the Clean Air Act’s success.
It directs that the Administrator “shall by regulation pre-
scribe ... standards applicable to the emission of any air
pollutant from any class or classes of new motor vehicles or
new motor vehicles engines, which in his judgment cause, or
contribute to, air pollution which may reasonably be antici-
pated to endanger public health or welfare.” 42 U.S.C.
§ 7521(a)(1) (emphasis added). Thus, the only criterion in
taking the initial step toward regulation is scientific: is the
pollutant reasonably anticipated to endanger public health
or welfare? This statutory formulation reflects congressional
appreciation of EPA’s expert role in the evaluation and
interpretation of scientific evidence. Once a health-based
endangerment determination is made, the Administrator
then is directed to prescribe implementing regulations as

* See EPA, The Benefits and Costs of the Clean Air Act: 1970 to 1990,
at 55-58 (Oct. 15, 1997), available at http//www.epa.gov/oar/sect812
(visited Aug. 29, 2006). In fact, actual benefits are likely to be even
greater. For instance, the study’s monetized calculations did not include
the subjective value that individuals may place on the many benefits of
the Clean Air Act’s regulatory programs, such as 184,000 lives not cut
short by exposure to particulate matter or ten million IQ points not Jost
due to lead poisoning between 1970 and 1990. See id. at 37-38, 43-50;
Frank Ackerman and Lisa Heinzerling, Priceless: On Knowing the Price
of Everything and the Value of Nothing 102-104 (2004).

7

“necessary to permit the development and application of the
requisite technology, giving appropriate consideration to the
cost of compliance.” Jd. § 7521(a)(2).

II. AMICI HAVE EACH USED THEIR AUTHORITY
UNDER THE CLEAN AIR ACT TO PROTECT
THE PUBLIC FROM NEW POLLUTANTS AND
EMERGING HEALTH THREATS.

During their 20 years of service as EPA Administra-
tors, Amici observed three essential guiding principles in
administering the Clean Air Act:

(1) The Act confers broad authority on EPA to

regulate pollutants and pollutant sources
not specifically enumerated in the statute;

(2) EPA’s decision whether to regulate specific
pollutants and pollutant sources must be
based on the best available scientific evi-
dence concerning the likely impact on hu-
man health and welfare; and

(3) Given the unacceptably high health and envi-
ronmental costs of waiting for perfect informa-
tion, absolute scientific certainty concerning
all aspects of a pollutant’s impacts is not a
necessary prerequisite to regulation.

The four major Clean Air Act regulatory decisions de-
scribed below exemplify how adherence to these funda-
mental principles has meaningfully informed EPA's
judgment over the last 30 years.

A. The Regulatory Phase-Out Of Lead Additives
In Gasoline.

One of the most remarkable regulatory success stories
began during the Clean Air Act’s earliest days under
Administrator Russell Train, when EPA took on the

serious public health threat posed by lead emissions from
motor vehicles. In the face of some scientific uncertainty
and over the strong objections of industry, the Administra-
tor nevertheless acted under his new statutory authority
to protect the health of urban populations, particularly
vulnerable young children, from the potentially devastat-
ing effects of airborne lead. In doing 30, he set a course for
future regulatory decisionmaking under the Clean Air Act
that was later ratified by Congress and has since proven
critical to fulfilling the statute’s public health mission.

Human exposure to elemental lead, which performs no
useful function in the body, can have life-altering conse-
quences. Absorbed through either inhalation or ingestion,
lead’s damage is cumulative. Chronic exposure to low levels
can adversely affect blood pressure, kidney function, and the
central nervous system, particularly in children, who can
suffer impaired cognitive development and functioning,
reduced growth, altered behavior and fine motor function,
and permanent neurological damage. At higher levels of
exposure, lead can cause low sperm count, spontaneous
abortions, low fetal birth weight, and slowed post-natal
neurobehavioral development, as well as kidney damage,
brain damage, and even death by lead poisoning.”

Ambient lead levels increased rapidly in the wake of
industrialization. The early twentieth century witnessed the
most dramatic rise, in large part as a result of General
Motor’s discovery in 1921 that tetraethyl lead could enhance

* See generally EPA, Technology Transfer Network Air Toxics Website,
Lead Compounds, available at http://www.epa.gov/ttn/atw/hltheflead.
html (visited on Aug. 29, 2006); Agency for Toxic Substances and
Disease Registry, Toxicological Profile for Lead, Draft for Public
Comment (Sept. 2005) (hereinafter “ATSDR Lead Profile”), available at
http://www.atsdr.cde.gov/toxprofiles/tp13.html (visited Aug. 29, 2006).

9

gasoline combustion and avoid engine “knock.” General
Motors soon joined forces with Standard Oil of New Jersey to
form the Ethy] Corporation for the purpose of marketing this
new lead additive for gasoline, which quickly became the
industry standard.” By the 1970’s, the combustion of leaded
gasoline was responsible for roughly 90 percent of anthropo-
genic lead emissions to the atmosphere. Ethyl Corp. v. EPA,
541 F.2d at 8; ATSDR Lead Profile at 277.

The question facing public health officials was whether
this airborne lead was a significant contributing source of
observed elevated human lead levels. For decades the
automotive and lead additive industries denied the existence
of any health effects from their products, claiming that
human exposure resulted primarily from ingestion of leaded
paint and from industrial facilities.'’ Although concern about
the neurological effects of lead exposure on children contin-
ued to mount,” uncertainty about the source of such expo-
sure remained. For instance, in 1966 Senate hearings on the
issue, Ethyl Corporation representatives and university
scientists presented conflicting testimony on the causal
relationship between airborne lead and elevated lead levels
in human populations. See Air Pollution —- 1966, Hearings on
S.3112 and 8.3400 Before a Subcomm. on Air and Water

*° See generally David Rosner & Gerald Markowitz, A ‘Gift of God’?:
The Public Health Controversy over Leaded Gasoline during the 1920s,
75 Am. J. Pub. Health 344 (1985).

" See Robert V. Percival, Who's Afraid of the Precautionary
Principle?, 23 Pace Envtl. L. Rev. 21 (Winter 2005-06) and sources cited
therein for a more detailed explanation of the industry's arguments.

" See Gerald Markowitz & David Rosner, “Cater to the Children”:
The Role of the Lead Industry in a Public Health Tragedy, 1900-1955, 90
Am. J. Pub. Health 36, 44 (2000).

10

Pollution of the Comm. on Public Works, 89th Cong., 2nd
Sess. (1966).

Passage of the Clean Air Act Amendments in 1970
provided the newly-formed EPA with the tools required to
confront airborne lead, although the statute nowhere specifi-
cally addressed this pollutant. In addition to directing
specific reductions in particular motor vehicle pollutants
under section 202(b)(I)(A), Congress also authorized EPA to
control or reduce any fuel additive whose emission products
“will endanger the public health or welfare” under section
211(c1)(A). Pub. L. No. 91-604, § 9(a), 84 Stat. 1676, 1698
(1970). Shortly after adoption of the legislation, EPA began
evaluating controls on leaded gasoline. See 36 Fed. Reg. 1486
(Jan. 30, 1971).° Over the next two years, the Agency twice
proposed a schedule to reduce the maximum amount of lead
allowed in gasoline pursuant to its “endangerment” author-
ity in section 211(c)1A), over the vigorous objections of
industry. 37 Fed. Reg. 3882 (Feb. 7, 1972); 38 Fed. Reg. 1258
(Jan. 10, 1973).

* EPA was concerned about two distinct problems: (1) the incom-
patibility of lead with catalytic converter emission control systems that
industry had developed to address other air pollution from motor
vehicle engines and (2) the human health effects of ubiquitous lead
exposure. Ethyl Corp. v. EPA, 541 F.2d at 9-10. The Agency ultimately
addressed these disparate concerns in two different rulemakings.

“ Concurrent with this proposal, EPA adopted final regulations
mandating the availability of lead-free gasoline for cars with catalytic
converters, pursuant to section 211(c1\(B), in order to address
concerns about lead fouling of these emission systems. 38 Fed. Reg.
1254 (Jan. 10, 1973). In the subsequent adoption of separate regula-
tions for lead additive content pursuant to its separate section
211(cX1XA) “endangerment” authority, the Agency recognized that
“based on public health consideration, it was considered necessary to
propose a reduction in the lead content of leaded gasoline as well.” 38
Fed. Reg. 33,734 (Dec. 6, 1973).

11

Despite the continuing controversy and the incompletely
settled science, Administrator Train acted swiftly after his
appointment to adopt final health-based standards designed
to reduce lead levels in gasoline by 60-65 percent over the
next five years. 38 Fed. Reg. 33,734, 33,734-41 (Dec. 6, 1973).
This regulation embodied two important principles that have
continued to undergird EPA’s Clean Air Act regulatory
decisions over the subsequent decades. First, the Adminis-
trator used his broad statutory authority and public health
mandate to regulate a pollutant that he believed posed
substantial danger to the public, even without any specific
statutory direction to do so. Second, the decision to regulate
was based on the best available science — and only the
science — notwithstanding lingering questions about the
correlation between airborne lead and elevated lead levels in
human populations. See id. at 33,735-37.

Of particular note is EPA’s approach to the question of
scientific uncertainty — and the courts’ and Congress’
subsequent embrace of that approach. In response to
industry comments on the proposed rule, EPA acknowl-
edged the existence of other, potentially significant sources
of environmental lead (lead paint, smelters, etc.) and the
less-than-definitive conclusions in the scientific literature
on the role of airborne lead in human exposure. 38 Fed.
Reg. at 33,735-37. Yet the Administrator did not await the
final scientific resolution of these issues before acting. He
believed he was empowered, required even, to implement
the statute’s overarching public health directive and
endangerment standards by regulating lead.

No one challenged EPA’s broad authority to regulate new
pollutants under section 211(cX1)(A), but industry argued
strenuously that EPA had failed to show “consistently strong
correlations” between air lead levels and blood lead levels, 38

12

Fed. Reg. at 33,734, and ultimately filed suit challenging the
new rule. It argued that the “will endanger” language of
section 211 required proof of actual harm rather than simply
“a significant risk of harm.” See Ethyl Corp. v. EPA, 541 F.2d
at 12. The D.C. Circuit Court of Appeals rejected industry's
contention, reasoning by analogy to the Eighth Circuit's
interpretation of a similar provision under the Clean Water
Act in Reserve Mining Co. v. EPA, 514 F.2d 492 (8th Cir. 1975),
and holding that the very structure of the Clean Air Act
“would seem to demand that regulatory action precede, and,
optimally, prevent, the perceived threat.” Jd. at 13, 17 (empha-
sis in original). The court explained why the harm at issue
need not be inevitable and why its full extent need not be

understood in all the particulars:

Questions involving the environment are particu-
larly prone to uncertainty. Technological man has
altered his world in ways never before experi-
enced or anticipated. The health effects of such
alterations are often unknown, sometimes un-
knowable. While a concerned Congress has
passed legislation providing for protection of the
public health against gross environmental modi-
fications, the regulators entrusted with the en-
forcement of such laws have not thereby been
endowed with a prescience that removes all
doubt from their decisionmaking. ... Sometimes,
of course, relatively certain proof of danger or
harm from such modifications can be readily
found. But, more commonly, “reasonable medical
concerns” and theory long precede certainty. Yet
the statutes and common sense demand regula-
tory action to prevent harm, even if the regulator
is less than certain that harm is otherwise inevi-
table.

nn

13

Ethyl Corp. v. EPA, 541 F.2d at 2425 (internal citations
omitted). This conclusion, the en banc majority noted,”
“follows not only from the language of Section 211(c)(1A) and
its legislative history, but from the nature of the Administra-
tor’s charge: to protect the public from danger.” Jd. at 24."

The Ethyl Corp. decision is significant for another
reason. In it, the court held that the Clean Air Act does not
allow EPA to make (or fail to make) endangerment deter-
minations based on policy considerations unrelated to
public health and welfare: “Congress [has not) left the
Administrator free to set policy on his own terms. To the
contrary, the policy guidelines are largely set, both in the
statutory term ‘will endanger’ and in the relationship of
that term to other section of the Clean Air Act.” Id. at 29.

In amending the Clean Air Act in 1977, Congress
explicitly endorsed Ethyl Corp’s reasoning. Prior to 1977,
sections 202(a)(1) and 211(c)(1) required EPA to regulate
pollution that “will endanger” public health or welfare. In
1977, Congress amended these provisions to require EPA
to regulate pollutants that “may reasonably be anticipated
to endanger public health or welfare.” 42 U.S.C.
§§ 7521(a(1) and 7545(c)(1) (emphasis added) (amended
by Pub. L. No. 95-95 § 401, 91 Stat. 685, 791 (1977)). The
drafters of this provision specifically noted their intent to

* The en banc Gecision reversed a prior three-judge panel decision
which, by a 2 to 1 vote, had invalidated the rule, in part on the grounds that
the Administrator “must find that the lead from auto emissions by itself or
alone contributes a measurable increment of lead to the human body, and
that this measurable increment causes a significant health hazard.” Ethyl
Corp. v. EPA, No. 73-2205, slip op. at 8 (D.C. Cir. Jan. 28, 1975).

* The logic of Ethyl Corp. is directly relevant here because, as the
court noted, the “threshold determination” of endangerment under
section 211 is identical to the threshold endangerment determination
under section 202. 541 F.2d at 16.

14

“support the views expressed” in Ethyl Corp. H.R. Rep. No.
95-294, at 49 (1977). In particular, the amendment was
intended “to emphasize the predominant value of protection
of public health,” and “the Administrator's duty to assess
risks rather than wait for proof of actual harm.” Jd. at 49, 51.
The statutory changes reflected congressional “awareness of
the uncertainties and limitations in the data which will be
available to the Administrator in the foreseeable future to
enable him to execute his rulemaking duties under this act.”
Id. at 50. Thus, section 202(a)(1) was rewritten explicitly to
endorse the approach that Administrator Train followed in
the lead additive rulemaking.”

The epilogue to the lead additive rulemaking story is
both telling and heartening. As lead in gasoline declined
between 1976 and 1980, a comprehensive study by the
Centers for Disease Control (“CDC”) showed that mean
blood lead levels declined “in virtual lockstep” with this
phase-down, leading the D.C. Circuit Court of Appeals to
conclude in 1983 that “[g]asoline lead correlates strongly
with blood lead levels.” Small Refiner Lead Phase-Down
Task Force v. U.S.E.PA., 705 F.2d 506, 527-28 (D.C. Cir.
1983) (including graph of the study results). Other studies
showed that when leaded gasoline use peaked sharply
each summer, blood lead levels peaked sharply in paraliel,
likewise confirming the correlation between the two. Id. at
528. Most gratifying, the percentage of very young chil-
dren (six months to five years in age) with clinical lead
poisoning also dropped precipitously during the four-year
study period, highlighting the regulations’ tangible effects

The House Report on the bill noted that the same basic formula
~ “may reasonably be anticipated to endanger” - was deliberately
written into several different sections of the statute, including sections
108, 111, 112, 202, 211, and 231. H.R. Rep. No. 95-294, at 50.

15

on the most vulnerable members of our society. Jd. at 529.
As one CDC official summarized, “as we have removed
lead from gasoline, we have also removed lead from
ourselves and our children.” Jd. at 527-28.

In fulfilling its statutory responsibilities to address
preventively new threats as they arise, EPA also furthered
the nation’s scientific understanding of a public health
crisis and its solutions. The epidemiological evidence that
accumulated after the initial phase-down of lead additives
prompted EPA to adopt a further phase-down, see 50 Fed.
Reg. 9386 (Mar. 7, 1985), and ultimately spurred Congress
to ban leaded gasoline altogether in the 1990 amendments
to the Clean Air Act. 42 U.S.C. § 7545(n) (prohibiting the
sale of leaded gasoline after December 31, 1995). As a
result, ambient airborne lead concentrations in the United
States declined by 97 percent between the beginning of the
phase-down in 1976 and the full phase-out in 1995,
ATSDR Lead Profile at 302, and over roughly the same
period, mean blood lead levels across the nation dropped
by almost 80 percent. ATSDR Lead Profile at 326.

B. The Listing Of Benzene As A Hazardous
Air Pollutant.

This same preventive, science-based approach to regula-
tory decisionmaking was carried forward by the next EPA
Administrator. Shortly after his appointment in 1977,
Administrator Douglas Costle took the first, critical step in
regulating environmental exposure to benzene by listing the
chemical as a “hazardous air pollutant” under the Clean Air
Act. The Administrator’s decision was based exclusively on
the emerging scientific evidence that benzene may be a
human carcinogen, at least at higher exposure levels. Un-

surprisingly, this action was opposed by industry. But the

16

listing decision set the stage for further study and analysis of
both stationary and mobile sources of ambient benzene and
was the first necessary step in the development of the
benzene standards that exist today.

Benzene is a volatile organic compound used in the
manufacture of such items as detergents, pesticides, sol-
vents, and paint removers and also is a constituent of gaso-
line. It first came into significant industrial use as a solvent
in the rubber industry just prior to World War I. 43 Fed. Reg.
5918 (Feb. 10, 1978). Greatly increased quantities of benzene
were produced during the war, resulting in more widespread
use of the compound in the decades that followed. Jd. By the

mid-1970’s, annual U.S. production of benzene was 11 billion”

pounds and “rapidly expanding.” Jd.

The noncarcinogenic health effects of inhaled benzene,
including a variety of blood disorders, have been recog-
nized since 1900. See 43 Fed. Reg. 5920-25. Various other
studies have linked benzene to chromosomal abnormalities
and leukemia, a cancer of the white blood cells, since at
least the 1930’s. Jd. at 5925-33. This Court summarized
the state of scientific knowledge in the mid-1970’s:

As early as 1928, some health experts theorized
that there might also be a connection between ben-
zene in the workplace and leukemia. In the late
1960’s and early 1970’s a number of epidemiologi-
cal studies were published indicating that workers
exposed to high concentrations of benzene were
subject to significantly increased risk of leukemia.
In a 1974 report recommending a permanent stan-
dard for benzene, the National Institute for Occu-
pational Safety and Health (NIOSH), OSHA's
research arm, noted that these studies raised the
“distinct possibility” that benzene caused leuke-
mia.... NIOSH suggested that further studies
were necessary to determine conclusively whether

—

17

there was a link between benzene and leukemia

and, if so, what exposure levels were dangerous.
Industrial Union Dep't, AFL-CIO v. American Petroleum
Inst., 448 U.S. 607, 618 (1980) (citations omitted).

New studies published between 1974 and 1976 con-
tinued to suggest a possible causal link between leukemia
and high (workplace) levels of benzene exposure. Jd. In
response to these studies, the Occupational Safety and
Health Administration (“OSHA”) established an emer-
gency temporary workplace standard for benzene in 1977.
42 Fed. Reg. 22,516, 22,517 (May 3, 1977). In promulgat-
ing a permanent occupational exposure standard for
benzene the following year, the Secretary of Labor recog-
nized that, even with respect to acute workplace exposure,
the health effects and epidemiological studies left some
scientific questions unanswered. See, e.g., 43 Fed. Reg. at
5929.

Nevertheless, EPA Administrator Costle stepped
forward to protect the broader public’s health under his
Clean Air Act authority. Just over a month after issuance
_ of OSHA's emergency occupational exposure standard,
EPA formally listed benzene as a “hazardous air pollutant”
under then-section 112(b)(1)(A) of the Act. 42 Fed. Reg.
29,332 (June 8, 1977). When this listing was made, the
language of section 112 was similar to the language of
section 202(a)(1), with the endangerment-type criteria for
determining which pollutants to regulate embedded in the
definition of a “hazardous air pollutant” as “an air pollutant
to which no ambient air quality standard is applicable and
which in the judgment of the Administrator may cause, or
contribute to, an increase in mortality or an increase in
serious irreversible, or incapacitating reversible, illness.”
Pub. L. 91-604, § 4(a), 84 Stat. 1676, 1685 (1970).

18

Based on OSHA's scientific data and analysis, Admin-
istrator Costle determined that benzene met the health-
based criteria of section 112, even though virtually all of
the studies involved acute workplace exposure, not more
diffuse ambient exposure. EPA acknowledged that “ambi-
ent air exposures are at levels substantially lower than
those to which affected workers were exposed.” 42 Fed.
Reg. at 29,332. But noting that 260 million pounds of
benzene were emitted to the air in the United States every
year, the Administrator concluded that he had the author-
ity to make an endangerment finding because “there is
reason to believe that ambient exposures may constitute a
cancer risk and should be reduced.” Jd. (emphasis added).

EPA plainly saw its decision to regulate as a two-step
process. First, the Agency made its endangerment-type
finding based on the best available science. The second
and later step was the issuance of implementing regula-
tions to control various benzene sources. Jd. at 29,333
(inviting public comment and initiating a “careful evalua-
tion” of available control technologies and associated
risks). EPA was under no illusions that this second step
would be easy, alluding in the listing decision to its past
difficulties in developing control technologies for the
previously listed hazardous air pollutant vinyl chloride. Jd.
That prescient concern,” however, did not impede the

*“ In 1981, after an evaluation of benzene risks, EPA proposed
regulations for fugitive emission sources in the petroleum refining and
chemical manufacturing industries. 46 Fed. Reg. 1165 (Jan. 5, 1981).
Following protracted litigation over the hazardous air pollutant
program, a final benzene emissions rule for storage units at coke by-
product recovery plants was finally promulgated in 1989. 54 Fed. Reg.
38,044 (Sept. 14, 1989). Six months later, EPA issued final rules for
benzene waste and benzene transfer operations. 55 Fed. Reg. 8292
(Mar. 7, 1990).

19

Administrator from meeting his statutory obligations to
regulate benzene, even in the face of uncertainty about the
health risks associated with environmental exposure.

EPA’s public health-protective approach has proven
far-sighted. In the 1990 Clean Air Act Amendments,
Congress revised section 112 to designate a specific list of
hazardous air pollutants, including benzene. 42 U.S.C.
§ 7412(b). At the same time, Congress provided EPA with
new direction to study mobile source-related air toxics and
to promulgate regulations to control hazardous air pollut-
ants from motor vehicles. 42 U.S.C. § 7521(1)(1)-(2). Ben-
zene has become one of the primary foci of this new
program, in part due to its toxicity and in part because it
makes up roughly 70 percent of gaseous toxics from these
sources. See 65 Fed. Reg. 48,058, 48,077 (Aug. 4, 2000).
Had Administrator Costle failed to fulfill his statutory
responsibility to regulate benzene due to its potential
health impacts, EPA could not have moved forward with
its slow-but-steady progress in protecting the public from
this carcinogen.

C. EPA’s Acceleration Of The Phase-Out Of
Certain Ozone-Depleting Substances.

Administrator William Reilly’s aggressive action to
accelerate the phase-out for certain ozone-depleting
substances provides yet another example of how EPA has
successfully fulfilled its Clean Air Act responsibility to
address rapidly developing scientific data about a poten-
tial public health disaster. The story of the Administrator’s
action on ozone depletion is especially salient here because
it illustrates how the Agency has utilized its public health
mandate under the Clean Air Act to tackle a global pollu-
tion problem by providing international leadership.

20

Stratospheric ozone protects the biosphere frum poten-
tially damaging doses of ultraviolet (“UV”) radiation, which
can induce a variety of serious health effects, primarily te the
skin, eyes and immune system. Skin effects include sunburn,
aging of the skin and various forms of skin cancer including
melanoma, the deadliest form of skin cancer that causes
more than 7,000 deaths annually in the United States. UV
radiation also causes cataracts and cancer of the cornea.
Sunlight exposure reduces immunological defenses, imped-
ing resistance to infectious diseases and skin tumors and
diminishing the effectiveness of vaccines. In addition to its
adverse health impacts, UV exposure can also damage
ecological and agricultural systems by, for example, abetting
the formation of photochemical smog, lowering the immunity
of vegetation to pest infestation, and disrupting nutrient
cycles and killing fish.”

In 1974, two scientists from the University of Califor-
nia published a paper in which they hypothesized that the
ozone layer could be threatened with destruction from a
family of chemicals known as_ chlorofluorocarbons
(“CFCs”). These chemicals were used in numerous indus-
trial applications including aerosol propellants, foam
blowing, air conditioning and solvents, and were particu-
larly attractive because they had been thought to pose
insignificant environmental risks. In 1985, spurred by the
1974 paper, two British scientists studying springtime
ozone levels in the stratosphere over Antarctica published
startling new findings: Seasonal ozone loss had sharply
accelerated to the point where a “hole” of significantly

* See generally EPA, Human Health Benefits of Stratospheric
Ozone Protection (April 2006), available at http://www.epa.gov/ozone/
science (visited Aug. 29, 2006).

———-=-—- ——

21

decreased ozone levels in the stratosphere had grown to
cover an area the size of the United States. By 1987, the
international community had negotiated the Montreal
Protocol, which required all signatories to freeze and then
reduce the production and consumption of a specific set of
ozone-depleting substances.”

The ink had barely dried on the Montreal Protocol when
significant new scientific analyses indicated that strato-
spheric ozone depletion was occurring at a more rapid rate
than previously believed. Studies indicated significant

- stratospheric ozone decreases in winter, and, for the first

time, also in spring and summer in both the northern and
southern hemispheres. There also was concern that a spring-
time ozone “hole” might now appear in the Arctic. See 58 Fed.
Reg. 15,014, 15,015-16 (Mar. 18, 1993).

Responding directly to this new information, former
President George H.W. Bush, at the recommendation of
EPA Administrator Reilly, announced in February 1992
that the United States would take action to phase out
production of certain ozone-depleting substances on a
more expedited basis than the Montreal Protocol then
mandated.” EPA immediately began work on a rulemak-
ing to implement this announcement. Significantly, this
rulemaking was undertaken in part pursuant to certain

*® See generally Richard Elliot Benedick, Ozone Diplomacy: New
Directions in Safeguarding the Planet (1998 ed.).

* Although the Montreal Protocol was revised in 1990 to require a
phase-out of ozone-depleting substances by 2000 (or in some cases
by 2005), President Bush announced that the United States would
require a complete phase-out by January 1, 1996. Library of Congress,
Congressional Research Service, Stratospheric Ozone Depletion: Regula-

_tory Issues (Nov. 1996), available at http//www.ncseonline.org/nle/crsreports/

stratospheric/strat-1.cfmm (visited Aug. 29, 2006).

22

provisions of the 1990 Clean Air Act Amendments, which
directed EPA to promulgate a more aggressive schedule than
otherwise required for phasing out the production and
consumption of certain ozone-depleting substances if, “based
on an assessment of credible current scientific information
... regarding harmful effects on the stratospheric ozone
layer associated with [such substances], the Administrator
determines that such more stringent schedule may be
necessary to protect human health and the environment
against such effects.” 42 U.S.C. § 7671e(a)(1).

EPA’s efforts to implement President Bush’s an-
nounced schedule culminated in Administrator Reilly's
signing of a proposed rule in January 1993,” and the
Agency promulgated a final rule later that year. 58 Fed.
Reg. 65,018 (Dec. 10, 1993). Moreover, in the interim, the
Montreal Protocol signatories met again in the fall of 1992
and agreed to amend the international treaty to adopt the
more aggressive phase-out schedules that had been
announced by the United States. See id. at 65,020-21.

Here again, the Agency’s authority (and responsibil-
ity) to take regulatory action based on newly emerging and
credible scientific evidence, despite some remaining
uncertainties, proved to be a critical tool in fulfilling its
mission to protect human health and the environment.
EPA utilized its broad protective authority under the
Clean Air Act to lead the world in addressing an air
pollution problem of global consequence when the statu-
tory “endangerment” criterion was satisfied.

The postscript to EPA’s proactive efforts on ozone-
depleting substances is also instructive. Within the past

“ The proposal was published two months later. 58 Fed. Reg.
15,014 (Mar. 18, 1993).

23

several weeks, the World Meteorological Organization and
the United Nations Environment Program have reported
that the Earth’s ozone layer is on the mend and, while
recovering more slowly than experts had originally hoped,
should be fully recovered within the next sixty years.”

D. The Establishment Of New National Am-
bient Air Quality Standards For Particu-
late Matter. :

EPA's three-decade struggle to protect the public from the
hazards of particulate air pollution, culminating in the
development during Administrator Carol Browner’s tenure of
a national standard for the most dangerous fine particulate
matter, provides one last example of the Agency's use of its
Clean Air Act regulatory responsibility to respond to emerging
scientific information, without specific direction from Con-
gress, and to do so based exclusively on the available science.

The Clean Air Act Amendments of 1970 did not specifically
list particulate matter“ as a pollutant for which a national
ambient air quality standard (“NAAQS”) was required. Based
on the scientific evidence available at that time, however, EPA
used its general authority under section 109 of the Act, 42
U.S.C. § 7409, to establish a NAAQS for total suspended
particles, which included particles as large as 45 micrometers.
See 36 Fed. Reg. 8186 (Apr. 30, 1971). Subsequent advances in

* Ozone Layer Healing, But More Slowly Than Hoped, Wash. Post,
Aug. 19, 2006, at A03.

* Particulate matter (“PM”) is a complex mixture of small particles
and liquid droplets made up of a number of components, including acids
(such as nitrates and sulfates), organic compounds, metals, soil, and
dust particles. It originates from a variety of anthropogenic stationary
and mobile sources, as well as from natural sources. See 62 Fed. Reg.
38,652, 38,653 (July 18, 1997).

24

scientific knowledge revealed that smaller particles were
the most dangerous to human health because they have
the greatest potential to enter the lungs, potentially
causing serious heart and lung problems. Accordingly, in
1987, EPA responded again by establishing a new NAAQS
for particulate matter sized 10 micrometers or smaller
(“PM,,”). See 52 Fed. Reg. 24,634 (July 1, 1987).

Subsequent epidemiological studies suggested the
existence of “serious health effects (mortality, exacerbation of
chronic disease, increased hospital admissions, etc.) associated
with exposures to ambient levels of PM found in contemporary
U.S. urban airsheds even at concentrations below” the 10
micrometer size. 61 Fed. Reg. 65,638, 65,641 (Dec. 13, 1996)
(emphasis added). In particular, the science indicated that
very fine particles — those 2.5 micrometers in size or smaller
(“PM ,.”) — were more likely to penetrate deeply into the lungs
and contribute significantly to adverse health effects, includ-
ing premature mortality; aggravation of respiratory and
cardiovascular disease, changes in lung function and in-
creased respiratory symptoms, changes to lung tissues and
structure, and altered respiratory defense mechanisms. /d.
Sensitive subpopulations, such as those with respiratory and
cardiovascular disease, the elderly, children, and asthmatic
individuals, are at greatest risk. Jd. at 65,644.

Responding to the science, EPA proposed a new
NAAQS for PM,, 61 Fed. Reg. at 65,649 (explaining the
emergence of new epidemiological data on the impacts to
sensitive subpopulations). Further regulatory action was
imperative based on:

(1) Health effects information, and alternative

views on the appropriate interpretation and use of

the information, as the basis for judgments about

the risks to public health presented by population

éxposures to ambient PM; (2) insights gained from

25

a quantitative risk assessment conducted to pro-
vide a broader perspective for judgments about
protecting public health from the risks associated
with PM exposures; and (3) specific conclusions re-
garding the need for revisions to the current stan-
dards and the elements of PM standards (i.e.,
indicator, averaging time, form, and level) that,
taken together,, would be appropriate to protect
public health with an adequate margin of safety.

Id. at 65,641.

At the same time, however, Administrator Browner
explicitly acknowledged, in the preamble to the final rule,
the existence of residual uncertainty about the causal
connection between PM,, in ambient air and adverse
impacts to public health:

As with virtually any policy-relevant scientific re-

search, there is uncertainty in the characterization

of health effects attributable to exposure to ambi-

ent PM.... While significant uncertainties exist,

the review of the health effects information has

been thorough and deliberate. In the judgment of

the Administrator, this intensive evaluation of the

scientific evidence has provided an adequate basis

for regulatory decision making at this time.

62 Fed. Reg. 38,652, 38,655 (July 18, 1997).* Thus, EPA
carried out its Clean Air Act responsibilities precisely as

* For instance, scientists disagreed whether a new NAAQS was
required to regulate all forms of PM,, or whether EPA should delay the
setting of the standard until more information about the types of
particles that deserve regulation was known. In 1996, many of the
studies recognized that PM,, that is rich in either biologically active
material or in various metals was likely to be more harmful than PM,,
which has little or no biologic or metallic content. See, e.g., EPA, Air
Quality Criteria for Particulate Matter, Vol. II, Ch. 8, p. 88 (March
2001). Nonetheless, EPA Administrator Browner chose to err on the side

(Continued on following page)

i
Congress intended, exercising its technical judgment to
review the relevant science and making an endangerment
determination based only on the science, even in the face
of some residual uncertainty.

The Agency’ consistent and exclusive reliance on
science to establish the NAAQS for PM,, was unanimously
upheld in Whitman v. American Trucking Ass’ns, 531 U.S.
457, 469 (2001), where this Court rejected industry's conten-
tion that economic costs may be considered in making the
determination as to which pollutants to regulate.”

The Clean Air Act did not identify PM,, as a pollutant
of concern. Instead, EPA scientists determined from the
scientific literature that fine particles were likely endan-
gering public health and welfare, and the Administrator
responded using the tools provided by Congress under the
Clean Air Act. As a result of EPA’s actions, urban air
quality has already improved significantly in just a few
years,” and it is expected that the new PM,, standards
will save 15,000 lives each year.”

of public health and regulate all forms of PM,, rather than delay the
setting of the standard until further information on the composition and
toxicological effects of PM,, became available. 62 Fed. Reg. at 38,665-67.

** It is worth noting that in the Agency’s very first round of NAAQS
rulemakings in 1971 for a variety of air pollutants, public commenters
objected to the proposed NAAQS based on concerns relating to the
“feasibility of implementing the proposed standards.” In response to
those objections, EPA stated that determining which pollutants to
regulate “does not permit any factors other than health to be taken into
account.” 36 Fed. Reg. at 8186.

” EPA, The Particulate Pollution Report: Current Understanding of
Air Quality and Emissions Through 2003, at 1 (Dec. 2004), available at
http:/Awww.epa gov/airtrends/aqtrnd04/pm.html (visited on Aug. 29, 2006).

** See EPA, Health and Environmental Effects of Particulate Matter
(July 17, 1997), available at http://www.epa.gov/ttn/oarpg/naagqsfin/
pmhealth. html] (visited on Aug. 29, 2006).

27

Ill. THE AGENCY’S DECISION NOT TO REGULATE
VEHICLE EMISSIONS OF POLLUTANTS ASSO-
CIATED WITH CLIMATE CHANGE MISREADS
THE CLEAN AIR ACT AND DEVIATES FROM
PAST PRACTICE.

EPA's 2003 decision not to regulate vehicle emissions of
pollutants that contribute to climate change represents a
fundamental misunderstanding of its responsibilities under
the Clean Air Act and a troubling rejection of the bedrock
principles that have been so instrumental in the statute’s
successful implementation. In refusing to regulate vehicle
emissions of those air pollutants, EPA construed its authority
in a manner that is both too narrow and too broad.

On the one hand, EPA too narrowly construed its
authority insofar as it believed that it could not act in the
absence of a specific congressional directive. This construc-
tion of its authority turns the statute on its head and is at
odds with EPA’s past practice. As the above examples
show, it is precisely those emerging threats with greatest
potential to harm human health and welfare that EPA
ought to regulate under the expansive authority provided
in the Clean Air Act. Many of the Agency’s and our nation’s
finest chapters have been written when it has kept faith
with those fundamental principles.

On the other hand, EPA’s construction of its authority
was too broad in that it refused to regulate greenhouse
gases because it “disagreed” with the Clean Air Act’s
regulatory scheme. Amici have never understood the
exercise of the Administrator’s judgment to be unbounded
by the language of the law. As EPA successfully argued in
this Court just five years ago, Congress has already made
the policy judgment that public health considerations
alone should drive the decision to regulate any particular

28

air pollutant. Whitman v. American Trucking, 531 U.S. at
465-72. The Agency’s job is to apply this policy direction to
specific instances; EPA does not have discretion to refuse
to regulate based on factors that Congress has prohibited
it from considering. Id. at 467. See also Ethyl Corp. v. EPA,
541 F.2d at 20 (“Sections 108 and 202 are mandatory in
their terms; under both sections the Administrator ‘shall’
regulate if ‘in his judgment’ the pollutants warrant regula-
tion. ... By contrast, section 211 is permissive; the Admin-
istrator ‘may’ regulate if emissions ‘will endanger the
public health.’”).”

The 2003 decision also misapprehends the historic
and proper role of scientific uncertainty in EPA regulatory
decisions under the Clean Air Act. As the Ethyl Corp. court
recognized, and as Congress subsequently reiterated,
scientific uncertainty is inherent in such decisions and,
therefore, unavoidable. The 1977 Clean Air Act Amend-
ments, which revised the language of section 202(a)(1)
from “will endanger” to “may reasonably be anticipated to
endanger,” were expressly intended to acknowledge and
accommodate “the limitations on research resources and
the fact that decisionmaking about the risks to public
health from air pollution falls on ‘the frontiers of scientific
and medical knowledge.’” H.R. Rep. No. 95-294, at 50.

* That is not to say that other factors, such as economic impacts
and technological feasibility, are entirely irrelevant. As the Court
explained, Congress directed EPA to consider other factors at the
implementation - as opposed to the threshold determination — stage.
Whitman v. American Trucking, 531 U.S. at 467. This two-step ap-
proach is evident in section 202(a), as well. Under subsection 202(a)(1),
the Administrator “shall” make the health-based endangerment
determination. 42 U.S.C. § 7521(a)(1). Then, in implementing regula-
tions under subsection 202(aX2), EPA may consider such factors as
requisite technology and costs of compliance. Jd. § 7521(a)(2).

29

In its decision on the petition in this case, EPA relied
upon the National Research Council’s statement that “a
casual linkage between the buildup of greenhouse gases in
the atmosphere and the observed climate changes during the
20th century cannot be unequivocally established.” 68 Fed.
Reg. 52,922, 52,930 (Sept. 8, 2003) (emphasis added). In
other words, EPA demanded unequivocal proof of a causal
link between greenhouse gases and global climate change
before an “endangerment” finding is made. “Such a rule
would compel EPA to leave hazardous pollutants unregu-
lated unless and until it completely understands every risk
they pose, thus thwarting the Clean Air Act’s requirement
that the Agency err on the side of caution.” American Truck-
ing Ass’ns, Inc. v. EPA, 283 F.3d 355, 370 (D.C. Cir. 2002)
(upholding PM,, and ozone NAAQSs on remand from this
Court). Indeed, had such a flawed approach been followed by
EPA in the past, Amici would not have been able to protect
the public health and the most vulnerable members of our
society from the hazards of leaded gasoline, airborne ben-
zene, ozone-depleting CFCs, and particulate matter.

For the past 35 years, our nation has been exception-
ally well-served by the system of environmental protection
laws put into place by Congress. We have led the world in
securing a safe and healthy environment for our citizens,
and for the generations to come. The sense of stability and
well-being that these efforts have instilled, together with
their accompanying economic benefits, have been enor-
mous. While some may wish to stray from the Clean Air
Act’s successful path under the significant challenge posed
by global climate change, the power to do so resides with
Congress, not the Agency. Unless and until Congress elects
to rewrite the Clean Air Act, EPA’s proper role is to apply
its technical expertise to the emerging science and, on that

30

basis alone, make an endangerment determination, one

way or the other.

CONCLUSION

The decision of the D.C. Circuit should be reversed for
the reasons explained above.

Dated: August 31, 2006

Respectfully submitted,

DEBORAH A. Srvas*

STANFORD LAW SCHOOL
ENVIRONMENTAL LAW CLINIC

Crown Quadrangle

559 Nathan Abbott Way

Stanford, California 94305

(650) 723-0325

MICHAEL C. Davis

BaRRY S. NEUMAN

CARTER LEDYARD & MILBURN LLP
1401 Eye Street, N.W., Suite 300
Washington, D.C. 20005

(202) 623-5710

*Counsel of Record

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385016_0245%3A25. Public record. Not legal advice.
